260 NLRB 895
Doctors' Hospital of Montclair
DOCTO()RS' HOSPITAL
OF MO()NTCL AIR
Doctors' Hospital of Montclair and Retail Clerks
Union Local 1428, chartered by the United
Food and Commercial Workers International
Union, AFL-CIO, CLC. Case 31 -CA- 11510
March 12, 1982
DECISION AND ORDER
BY MF.MBERS FANNING, J.INKINS, AND
ZIMNMERMAN
Upon a charge filed on September 14, 1981, by
Retail Clerks Union Local 1428, chartered by the
United Food and Commercial Workers Internation-
al Union, AFL-CIO, CLC, herein
called the
Union, and duly served Doctors' Hospital of Mont-
clair, herein called Respondent, the General Coun-
sel of the National Labor Relations Board, by the
Regional Director for Region 31, issued a com-
plaint on October 30, 1981, against Respondent, al-
leging that Respondent had engaged in and was en-
gaging in unfair labor practices affecting commerce
within the meaning of Section 8(a)(5) and (1) and
Section 2(6) and (7) of the National Labor Rela-
tions Act, as amended. Copies of the charge, com-
plaint, and notice of hearing before an administra-
tive law judge were duly served on the parties to
this proceeding.
With respect to the unfair labor practices, the
complaint alleges in substance that on May 7, 1981,
following a Board election in Case 31-RC-4837,
the Union was duly certified as the exclusive col-
lective-bargaining representative of Respondent's
employees in the unit found appropriate;' and that,
commencing on or about August 25, 1981, and at
all times thereafter, Respondent has refused, and
continues to date to refuse, to bargain collectively
with the Union as the exclusive bargaining repre-
sentative, although the Union has requested and is
requesting it to do so. On November 3, 1981, Re-
spondent filed its answer to the complaint admit-
ting in part, and denying in part, the allegations in
the complaint.
On November 23, 1981, counsel for the General
Counsel filed directly with the Board a Motion for
Summary Judgment. Subsequently, on November
27, 1981, the Board issued an order transferring the
proceeding to the Board and a Notice To Show
Cause why the General Counsel's Motion for Sum-
mary Judgment should not be granted. Respondent
I Official notice is taken of the record in the representation proceeding.
Case 31-RC-4837. as the term "record" is defined in Secs
102 68 and
102 69(g) of the Board's Rules and Regulations. Series 8. as amended See
LT' Electrosystems, Inc. 166 NL.RI 938 (1967), enfd 388 F 2d h83 (4th
Cir
1968); Golden ,4ge Beverage Co., 167 NLRB 151 (19067), enfd 415
F.2d 26 (5th
Cir
1969)
Intertfype (Co
Penilo, 269 FSupp
573
(D.C Va 1967); Folltrr Corp.. 164 NL.RB 378
1967), enfd 3147 F 2d 91
(71h Cir. 1968); Sec 9(dl of the NLiRA. as amended
260 NLRB No. 114
thereafter filed a response to the Notice To Show
Cause.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
Upon the entire record in this proceeding, the
Board makes the following:
Ruling on the Motion for Summary Judgment
In its response to the Notice To Show Cause, as
in its answer to the complaint, Respondent con-
tends that it is not obligated to bargain with the
Union because the certification issued to the Union
in Case 31-RC-4837 is invalid by reason that the
Board erred in its determination that an appropriate
unit for bargaining is the unit set forth in the
Acting Regional Director's Decision and Direction
of Election. Respondent further contends that the
Board erred in overruling its objections to the elec-
tion.
The General Counsel submits that Respondent's
contentions should be discounted as attempts to re-
litigate issues which were or could have been dis-
posed of by the Board in the prior representation
proceeding. We agree.
A review of the entire record, including that in
Case 31-RC-4837, reveals that pursuant to a peti-
tion filed by the Union on July 18, 1980, a repre-
sentation hearing was held on August 12 and 13,
1980. Thereafter,
on September
24,
1980, the
Acting Regional Director for Region 31 issued a
Decision and Direction of Election in which he
found appropriate a unit of all professional employ-
ees employed by Respondent at its facility at 5000
San Bernardino Street, Montclair, California, but
excluding office clerical employees,
physicians,
registered nurses, contract employees, guards, all
other employees and supervisors as defined in the
Act, as amended. On October 3, 1980, Respondent
filed a request for review of the Acting Regional
Director's Decision and Direction of Election on
the ground that the Acting Regional Director
erred in excluding registered nurses from the bar-
gaining unit found appropriate. On October 27,
1980, the Board granted Respondent's request for
review. Thereafter, on October 31, 1980, pursuant
to the Decision and Direction of Election referred
to above, an election by secret ballot was held. The
ballots were impounded pending issuance of the
Board's Decision on Review and Direction.
On March 12, 1981, the Board issued its Deci-
sion on Review and Direction affirming the deci-
sion of the Acting Regional Director as to the ap-
propriateness of the unit and directing that the bal-
895
I)ECISI)NS O()F NA I()ONAl
I.AB()R RELAT IONS H()OARD
lots be opened and counted. 2 Pursuant thereto, the
ballots were opened and counted on March 27,
1981. The final tally disclosed that, of approximate-
ly 13 eligible voters, 7 cast votes in favor of the
Union, and 3 against. There was one challenged
ballot which was not sufficient to affect the out-
come of the election.
On April 12, 1981, Respondent filed Objections
to Conduct of Election and Conduct Affecting Re-
sults of Election. On May 7, 1981, the Regional Di-
rector for Region 31 issued a Supplemental Deci-
sion and Certification of Representative, overruling
Respondent's objections and certifying the Union
as the exclusive representative of the employees in
the unit found appropriate. Respondent timely filed
a request for review of the Regional Director's
Supplemental Decision and Certification of Repre-
sentative. On June 30, 1981, the Board denied Re-
spondent's request for review.
Thereafter, the Union, by letter dated August 11,
1981, requested Respondent to bargain with it col-
lectively with respect to rates of pay, wages, hours
of employment, and other terms and conditions of
employment. Respondent, by letter dated August
25, 1981, refused the Union's request to bargain,
stating that the Board had improperly certified the
Union.
In its answer to the complaint, and in its re-
sponse to the Notice To Show Cause, Respondent
alleges two affirmative defenses. First, it alleges
that the Board erroneously determined the appro-
priateness of the certified unit. Second, it alleges
that the Board erred in overruling its objections to
the election.
It is well settled that in the absence of newly dis-
covered or previously unavailable evidence or spe-
cial circumstances a respondent in a proceeding al-
leging a violation of Section 8(a)(5) is not entitled
to relitigate issues which were or could have been
litigated in a prior representation proceeding. 3
All issues raised by Respondent in this proceed-
ing were or could have been litigated in the prior
representation proceeding, and Respondent does
not offer to adduce at a hearing any newly discov-
ered or previously unavailable evidence, nor does
it allege that any special circumstances exist herein
which would require the Board to reexamine the
decision made in the representation proceeding. We
therefore find that Respondent has not raised any
issue which is properly litigable in this unfair labor
practice proceeding. Accordingly, we grant the
Motion for Summary Judgment.
2 Reported at 254 NL.RB 1374
' See Pittsburgh Platt Glass Co. * N.L. RB., 313 U S 146. 1t2 (1941);
Rules and Regulations of the Board, Secs 102.67(f) and 102.69 (c).
On the basis of the entire record, the Board
makes the following:
FINDINGS OF FACT
I. IHE BUSINESS OF RESPONDENT
Respondent is now, and has been at all times ma-
terial herein, a corporation duly organized under
and existing by virtue of the laws of the State of
California, with an office and principal place of
business located in Montclair, California, where it
is engaged in the operation of a proprietary hospi-
tal. Its annual gross revenues exceed $250,000. An-
nually it purchases and receives goods or services
valued in excess of $2,000 directly from suppliers
located outside the State of California.
We find, on the basis of the foregoing, that Re-
spondent is, and has been at all times material
herein, an employer engaged in commerce within
the meaning of Section 2(6) and (7) of the Act, and
that it will effectuate the policies of the Act to
assert jurisdiction herein.
11. THE I ABOR ORGANIZATION INVOLVED
Retail Clerks Union Local 1428, chartered by
the United Food and Commercial Workers Interna-
tional Union, AFL-CIO, CLC, is a labor organiza-
tion within the meaning of Section 2(5) of the Act.
III. THE UNFAIR LABOR PRACTICES
A. The Representation Proceeding
1. The unit
The following employees of Respondent consti-
tute a unit appropriate for collective-bargaining
purposes within the meaning of Section 9(b) of the
Act:
All professional employees employed by Re-
spondent at its facility located at 5000 San
Bernardino Street, Montclair, California, but
excluding office clerical employees, physicians,
registered nurses, contract employees, guards,
all other employees, and supervisors as defined
in the Act as amended.
2. The certification
On October 31, 1980, a majority of the employ-
ees of Respondent in said unit, in a secret-ballot
election conducted under the supervision of the
Regional Director for Region 31, designated the
Union as their representative for the purpose of
collective bargaining with Respondent.
The Union was certified as the collective-bar-
gaining representative of the employees in said unit
on May 7, 1981, and the Union continues to be
X96
DOCTORS' HOSPITAL OF MONTCLAIR
such exclusive representative within the meaning of
Section 9(a) of the Act.
B. The Request To Bargain and Respondent's
Refusal
Commencing on or about August 11, 1981, and
at all times thereafter, the Union has requested Re-
spondent to bargain collectively with it as the ex-
clusive collective-bargaining representative of all
the employees in the above-described unit. Com-
mencing on or about August 25, 1981, and continu-
ing at all times thereafter to date, Respondent has
refused, and continues to refuse, to recognize and
bargain with the Union as the exclusive representa-
tive for collective bargaining of all employees in
said unit.
Accordingly, we find that Respondent has, since
August 25, 1981, and at all times thereafter, refused
to bargain collectively with the Union as the exclu-
sive representative of the employees in the appro-
priate unit, and that, by such refusal, Respondent
has engaged in and is engaging in unfair labor prac-
tices within the meaning of Section 8(a)(5) and (1)
of the Act.
IV. THE EFFECT OF THE UNFAIR LABOR
PRACTICES UPON COMMERCE
The activities of Respondent set forth in section
III, above, occurring in connection with its oper-
ations described in section I, above, have a close,
intimate, and substantial relationship to trade, traf-
fic, and commerce among the several States and
tend to lead to labor disputes burdening and ob-
structing
commerce
and
the
free
flow
of
commerce.
V. THE REMEDY
Having found that Respondent has engaged in
and is engaging in unfair labor practices within the
meaning of Section 8(a)(5) and (1) of the Act, we
shall order that it cease and desist therefrom, and,
upon request, bargain collectively with the Union
as the exclusive representative of all employees in
the appropriate unit and, if an understanding is
reached, embody such understanding in a signed
agreement.
In order to insure that the employees in the ap-
propriate unit will be accorded the services of their
selected bargaining agent for the period provided
by law, we shall construe the initial period of certi-
fication as beginning on the date Respondent com-
mences to bargain in good faith with the Union as
the recognized bargaining representative in the ap-
propriate unit. See Mar-Jac Poultry Company, Inc.,
136 NLRB 785 (1962); Commerce Company d/b/a
Lamar Hotel, 140 NLRB 226, 229 (1962), enfd. 328
F.2d 600 (5th Cir. 1964), cert. denied 379 U.S. 817;
Burnett Construction Company, 149 NLRB 1419,
1421 (1964), enfd. 350 F.2d 57 (10th Cir. 1965).
The Board, upon the basis of the foregoing facts
and the entire record, makes the following:
CONCLUSIONS OF LAW
1. Doctors' Hospital of Montclair is an employer
engaged
in commerce
within the meaning of
Section 2(6) and (7) of the Act.
2. Retail Clerks Union Local 1428, chartered by
the United Food and Commercial Workers Interna-
tional Union, AFL-CIO, CLC, is a labor organiza-
tion within the meaning of Section 2(5) of the Act.
3. All professional employees employed by Re-
spondent at its facility located at 5000 San Bernar-
dino Street, Montclair, California, but excluding
office clerical employees, physicians,
registered
nurses, contract employees, guards, all other em-
ployees and supervisors as defined in the Act, as
amended, constitute a unit appropriate for the pur-
poses of collective bargaining within the meaning
of Section 9(b) of the Act.
4. Since May 7, 1981, the above-named labor or-
ganization has been and now is the certified and ex-
clusive representative of all employees in the afore-
said appropriate unit for the purpose of collective
bargaining within the meaning of Section 9(a) of
the Act.
5. By refusing on or about August 25, 1981, and
at all times thereafter, to bargain collectively with
the above-named labor organization as the exclu-
sive bargaining representative of all the employees
of Respondent in the appropriate unit, Respondent
has engaged in and is engaging in unfair labor prac-
tices within the meaning of Section 8(a)(5) of the
Act.
6. By the aforesaid refusal to bargain, Respond-
ent has interfered with, restrained, and coerced,
and is interfering with, restraining, and coercing,
employees in the exercise of the rights guaranteed
them in Section 7 of the Act, and thereby has en-
gaged in and is engaging in unfair labor practices
within the meaning of Section 8(a)(1) of the Act.
7. The aforesaid unfair labor practices are unfair
labor practices affecting commerce within the
meaning of Section 2(6) and (7) of the Act.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board hereby orders that the Respondent,
Doctors' Hospital of Montclair, Montclair, Califor-
nia, its officers, agents, successors, and assigns,
shall:
1. Cease and desist from:
897
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
(a) Refusing to bargain collectively concerning
rates of pay, wages, hours, and other terms and
conditions
of employment
with
Retail Clerks
Union Local 1428, chartered by the United Food
and
Commercial
Workers International
Union,
AFL-CIO, CLC, as the exclusive bargaining repre-
sentative of its employees in the following appro-
priate unit:
All professional employees employed by Re-
spondent at its facility located at 5000 San
Bernardino Street, Montclair, California, but
excluding office clerical employees, physicians,
registered nurses, contract employees, guards,
all other employees and supervisors as defined
in the Act, as amended.
(b) In any like or related manner interfering
with, restraining, or coercing employees in the ex-
ercise of the rights guaranteed them in Section 7 of
the Act.
2. Take the following affirmative action which
the Board finds will effectuate the policies of the
Act:
(a) Upon request, bargain with the above-named
labor organization as the exclusive representative
of all employees in the aforesaid appropriate unit
with respect to rates of pay, wages, hours, and
other terms and conditions of employment and, if
an understanding is reached, embody such under-
standing in a signed agreement.
(b) Post at its Montclair, California, facility
copies of the attached notice marked "Appendix." 4
Copies of said notice, on forms provided by the
Regional Director for Region 31, after being duly
signed by Respondent's representative,
shall be
posted by Respondent immediately upon receipt
thereof, and be maintained by it for 60 consecutive
days thereafter, in conspicuous places, including all
places where notices to employees are customarily
posted. Reasonable steps shall be taken by Re-
spondent to insure that said notices are not altered,
defaced, or covered by any other material.
(c) Notify the Regional Director for Region 31,
in writing, within 20 days from the date of this
Order, what steps have been taken to comply here-
with.
' In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the weords in the
lotlnce rcading "tosled hb
Order of the N ational l abor Relatiotns Board"
hhall read "Posttd Pl'kursu
ant to a Judgment ol the UI lted States Court itf Appeals I rilofrcilg
tan
Order of the Natilonal Labor Relations Board "
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT refuse to bargain collectively
concerning rates of pay, wages, hours, and
other terms and conditions of employment
with Retail Clerks Union Local 1428, char-
tered by the United Food and Commercial
Workers
International
Union,
AFL-CIO,
CLC, as the exclusive representative of the
employees in the bargaining unit described
below.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce our employ-
ees in the exercise of the rights guaranteed
them by Section 7 of the Act.
WE WILL, upon request, bargain with the
above-named Union, as the exclusive repre-
sentative of all employees in the bargaining
unit described below, with respect to rates of
pay, wages, hours, and other terms and condi-
tions of employment and, if an understanding
is reached, embody such understanding in a
signed agreement. The bargaining unit is:
All professional employees employed by the
Employer at its facility located at 5000 San
Bernardino Street, Montclair, California, but
excluding office clerical employees, physi-
cians, registered nurses, contract employees,
guards, all other employees and supervisors
as defined in the Act as amended.
DOCTORS' HOSPITAL OF MONTCLAIR
898