231 NLRB 516
New Enland Lithograph Co., Inc.
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
New England Lithograph Company, Inc. and Graphic
Arts International Union, Local 300, AFL-CIO.
Case 1-CA-12376
August 18, 1977
DECISION AND ORDER
BY CHAIRMAN FANNING AND MEMBERS
JENKINS AND PENELLO
On May 18, 1977, Administrative Law Judge Joel
A. Harmatz issued the attached Decision in this
proceeding. Thereafter, the General Counsel filed
exceptions and a supporting brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the
attached Decision in light of the exceptions and brief
and has decided to affirm the rulings, findings,1 and
conclusions of the Administrative Law Judge and to
adopt his recommended Order.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the recommend-
ed Order of the Administrative Law Judge and
hereby orders that the complaint be, and it hereby is,
dismissed in its entirety.
I The General Counsel has excepted to certain credibility findings made
by the Administrative Law Judge. It is the Board's established policy not to
overrule an Administrative Law Judge's resolutions with respect to
credibility unless the clear preponderance of all of the relevant evidence
convinces us that the resolutions are incorrect. Standard Dry Wall Products,
Inc., 91 NLRB 544 (1950), enfd. 188 F.2d 362 (C.A. 3, 1951). we have
carefully examined the record and find no basis for reversing his findings.
DECISION
STATEMENT OF THE CASE
JOEL A. HARMATZ, Administrative Law Judge: This
proceeding was heard in Boston, Massachusetts, on March
10 and 11II, 1977, upon a charge filed on October 26, 1976,
and a complaint issued on January 27, 1977, alleging that
Respondent violated Section 8(a)(3) and (1) of the National
Labor Relations Act, as amended, by discharging and
refusing to reinstate Lawrence Corbett because of his
union activity. In its duly filed answer, Respondent denied
that any unfair labor practices were committed. After close
of the hearing, a brief was filed by the General Counsel.
Upon the entire record in this proceeding, including
direct observation of the witnesses while testifying, and
John Lyons, Respondent's plant superintendent, described Bachman as
a salesman, production manager, and chief estimator, who was Lyons'
"right hand man in the shop." There is no evidence, however, that Bachman
231 NLRB NO. 81
their demeanor, and upon consideration of the posthearing
brief, I hereby make the following:
FINDINGS OF FACT
I. JURISDICTION
Respondent is a Massachusetts corporation with its
principal office and place of business located in Boston,
Massachusetts, from which it operates a commercial
printing plant. In the course of said operations, Respon-
dent annually receives at said location goods valued in
excess of $50,000 purchased and transported in interstate
commerce from States of the United States other than the
Commonwealth of Massachusetts.
The complaint alleges, the answer admits, and I find that
Respondent, at all times material herein, was and has been
an employer engaged in commerce within the meaning of
Section 2(6) and (7) of the Act.
II. THE LABOR ORGANIZATION INVOLVED
The complaint alleges, the answer admits, and I find that
Graphic Arts International Union, Local 300, AFL-CIO,
is, and has been at all times material herein, a labor
organization within the meaning of Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A.
The Issues
The complaint herein raises the limited question of
whether Lawrence Corbett was discharged in violation of
Section 8(aX3) of the Act as the General Counsel contends,
or because of the poor quality of his work as a platemaker,
as Respondent asserts.
B.
Concluding Findings
Respondent in its job printing operation utilizes the
offset lithographic process. Among the various depart-
ments is the traditional preparation department which
includes the preliminary functions of camera, stripping,
and platemaking. At times material, some five to six
employees were assigned to the preparation department,
including the alleged discriminatee, Corbett, a platemaker.
Normally the Company employs one full-time platemak-
er. However, it is the sense of the record that platemaking
skills are held by individuals primarily engaged in other
work including certain strippers, Joe Donahue, the lead-
man in the preparation department, and Joe Bachman.'
Prior to the hire of Lawrence Corbett, Respondent's
platemaking was handled for several years by Brian
O'Brian. Apparently, O'Brian in late 1975 or early 1976
took ill. It was his illness and uncertainty as to whether he
could perform regularly as an employee that led to the hire
of Corbett. Early in his employment, Corbett worked the
day shift while O'Brian was on leave. After O'Brian
returned, Corbett was transferred to the night shift, with
exercised statutory indicia of supervisory authority in discharging the wide
spectrum ofduties implicit from Lyons' general description.
516
NEW ENGLAND LITHOGRAPH CO.
O'Brian continuing to work days. Later, however, Corbett
replaced O'Brian on the day shift when the latter's
employment was terminated.
Corbett started working for Respondent as a platemaker
on February 27, 1976.2 Prior to his hire he claims 24 years'
experience as a platemaker in the printing industry.
However, between 1974 and his employment by Respon-
dent, Corbett was out of the trade. According to Corbett,
the trade was "getting hectic, so in 1974 he sold his
property and went to Florida to get away from it," working
in a restaurant between 1974 and his hire by Respondent.
Corbett acknowledged that, at the time of his employ-
ment with Respondent, the union organizational campaign
was already in progress. He also confirms that he had
previously worked for Respondent's plant superintendent,
Lyons, while employed by another company some 18 years
ago and that, at that time, he was a union member,
acknowledging further that, in a conversation with Lyons
in August 1976, Lyons asserted an understanding that
Corbett had a union card when hired by Respondent.
In any event, it is clear that, upon joining Respondent's
work force, Corbett supported the organizational effort.
Pursuant thereto, he discussed the Union with employees,
encouraging them to join, and wore a union button until
the Board election.3
On June 4, a secret-ballot election was conducted by the
Board. Official notice is taken of the tally of ballots which
showed that of approximately 21 eligibles, 8 cast ballots
for, and 9 against union representation, with 4 determina-
tive challenges. No objections were filed to conduct
affecting the results of the election. It does appear,
however, that Respondent during the preelection period
campaigned vigorously for a "No" vote.4
Corbett was discharged on October 21, shortly before the
postelection hearing on the challenged ballots, which
opened on October 29. The recorded version of the cause
2 Unless otherwise indicated all dates refer to 1976.
3 Although I credit the above facts bas{l on Corbett's testimony, I did
not regard Corbett as a trustworthy witness. He seemed inclined to tailor
facts, in exaggerated fashion, to suit his cause. His uncorroborated
testimony that he solicited authorization cards from among employees, and
that he was contacted by the vice president of the Union to inform
employees as to where and when union meetings would be held, and did so,
aroused suspicion and was unworthy of credence. In any event, contrary to
the General Counsel there is no basis for inferring, in the circumstances
presented here, that Respondent knew that Corbett's role in the union
campaign exceeded those of others, who wore union buttons, including four
of the five other employees in the preparation department. The small plant
theory, in the circumstances of this case, is not augmented by other factors
which warrant a fair inference based upon a reasonable probability that
Respondent's agents acquired knowledge that Corbett's role exceeded that
of the several employees who openly manifested their union sympathies. See
the Picker Corporation, 222 NLRB 296, 299 (1976), and C.SC. Oil Company,
a division of Cook United. Inc.. d,/h a Ontario Gasoline & Car Wash, 228
NLRB 950( 1977).
4 Copies of literature distributed by the Employer during the campaign is
in evidence as G.C. Exh. 8. The complaint does not allege that this
propaganda violated Sec. 8(aX1). In her brief, however, counsel for the
General Counsel seemingly challenges the lawfulness thereof. In any event,
after consideration of the literature, I find that it did not exceed permissible
bounds of free speech as protected by Sec. 8(c) of the Act.
5 Bad plates entailed not only losses to the Company in terms of wasted
material, but, more significally, also caused delays making it more difficult
to meet customer deadlines without overtime, while creating cost inefficient
downtime on the presses.
6 Among the unbelievable aspects of Corbett's testimony was his
assertion that the Simmons College job was performed in September, rather
assigned for the termination, and that consistently main-
tained by Respondent at the hearing, appears in the
unemployment security form provided to the Employment
Security Division for the Commonwealth of Massachu-
setts, which recites as follows: "He was discharged as his
work was unsatisfactory. He was warned several times, but
continued to make mistakes."
Lyons was the principal witness offered by Respondent
in substantiation of such cause. Lyons credibly testified
that he made the decision to terminate Corbett because of
the poor quality of Corbett's output during the period
September through October. He avers that the final
decision was made on the evening of October 20 after
Corbett's last job. According to the credited testimony of
Lyons, this job was for the Howard Kirshen Printing
Company, which in turn involved production of materials
for Simmons College. The job was scheduled for delivery
on Monday, October 25. Corbett made 16 plates on the job
of which 4 were defective. The bad plates were not
discovered until the plates reached the press.5 According to
Lyons, this was "the last straw" and he decided against a
background of previous warnings and poor quality of
output to terminate Corbett. 6
As for the background against which the discharge was
effected, Lyons testified that he first became dissatisfied
with Corbett's quality in late August when pressmen called
his attention to platemaking errors. In August, Lyons asked
Donahue to keep an eye on Corbett and to discuss his work
with him because faulty plates were getting to the
pressroom. Lyons in September told Donahue that, if the
mistakes continued, to make a note of them. Donahue did
so.7 Lyons credibly testified that Donahue's list was a
partial list of faulty plates made by Corbett since, with one
exception, it was limited to plates which reached the press
before detection of the errors.8 This list, together with other
documented evidence, considered with the credible testi-
than October, during a period when he was out sick for 2 days, and his
further claim that, because of this illness, he only made 3 plates on that job.
with Donahue performing the balance. It is true that Resp. Exh. 4(k). a
"production report" relating to the Simmons College job, includes the entry
apparently made by pressman Schulyer Buford that the platemaking on this
job was performed on September 25. It is also true that. unlike the other
"production reports" in evidence, this document was not initialed by
Corbett. However, other evidence plainly establishes the truth in Respon-
dent's explanation that the date entered by Buford was inadvertent. First, it
is noted that Resp. Exh. 4(k) shows that the job in question was completed
on October 25 and. if Corbett is to be believed, some 30 days would have
intervened between the platemaking step and final completion. Also
supporting Respondent is the fact that Resp. Exh. 8, the job ticket on the
Simmons College job, indicates that it was received on October 19 as a new
job. Of further significance is Resp. Exh. 10 which is a cover letter or memo
dated October 19, 1976, enclosing the negatives for use on the Simmons
College job. I credit the testimony of Lyons and John Galvin, Jr.,
Respondent's treasurer and general manager. that platemaking work on the
Simmons College job was performed on October 19 and 20, and I further
credit the testimony of Lyons that Corbett was responsible for mistakes on 4
of the 16 plates required on thatjob.
G.C. Exh. 4 is the list prepared by Donahue.
S Never before had Respondent maintained such a list with respect to
any other employee. Lyons indicates that this action was taken because he
had been told to document everything in that Board investigators had
criticized the looseness in respondent's recordkeeping practices. Though
without precedent, absent any indication that any other employee was in a
comparable position to that of Corbett, contrary to the General Counsel I
see nothing sinister in Respondent's effort to maintain a record of job
discrepancies of an employee whose performance suggested the possibility
that his employment might well be terminated.
517
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
mony of Lyons, which was essentially uncontradicted,
established that during the period August through October
Corbett was responsible for faulty platemaking on a
number of jobs which got to the press, causing downtime,
delays on delivery, and higher costs to Respondent. 9
As for specific warnings, Lyons relates that he personally
directed criticism to Corbett beginning with a job per-
formed on August 26. At that time, Lyons told Corbett that
plates of the quality he produced should never have
reached the press. Again in mid-September, Lyons in
connection with another job confronted Corbett, indicating
that he was receiving complaints from the pressmen and
that he "didn't want that type of work going on here and
. . . couldn't put up with that type of work." Corbett
apologized and indicated that he would try to do better.
Again, on October 4, Lyons gave Corbett what he
described as the most stern warning. Thus, he at that time
indicated that he was dissatisfied with Corbett's work,
stating that if it continued, "I would have to start looking
for another platemaker." It is undisputed that thereafter on
October 8, 9, and
10 Respondent advertised for a
platemaker in the local newspaper. In connection there-
with, Corbett, having learned of this action, asked what the
ads meant. Lyons credibly relates that he informed Corbett
that the ads were placed because the work was not getting
out, and that Corbett's work was unsatisfactory and, if
such work continued, he would like to have a backup
platemaker.l
Thereafter, Lyons interviewed applicants for the second
platemaker position. Pursuant thereto, Richard Polvere
who was interviewed on October 18, 1976, was hired and
began his employment on October 21, 1976. Also on
October 21, steps in the platemaking process were
eliminated for the first time by installation of a mechanical
processor. This device mechanized the previously manual
tasks of developing and gumming." It was also on October
21 that Lyons decided to terminate Corbett on the basis of
his performance on the Simmons College job.12
Aside from my belief of Respondent's witnesses, the
General Counsel's claim of discrimination in this case is
unaided by the probabilities. Classic indicia of union-
related discrimination are absent.
The timing of the discharge arouses no suspicion. Thus,
it would seem that the union campaign would have reached
a relatively dormant state after the June 4 election. Corbett
did testify that he continued to discuss and urge employees
to join and support the Union during this period. Here
again there is no evidence, on the record as a whole,
warranting an inference that Respondent was aware of any
such union activity on the part of Corbett, if in fact it did
occur.
9 Corbett offered no direct counter to the preponderance of the specific
evidence adduced against him to substantiate the Respondent's claims as to
the quality of his work. He did suggest the possibility that some of the errors
could have been made by strippers or others preparing job instructions, but
his testimony in this regard does not offset the documentary evidence and
the parole testimony of Lyons.
'O Having regarded Lyons as the more credible witness, I accept his
version of this conversation over that of Corbett.
II Lyons credibly testified that the new processor did not eliminate work
in the area which it had found to be critically deficient in Corbett's case.
Thus, according to Lyons, the faulty plates he produced involved a failure to
accurately perform during the earlier stages of the platemaking process,
Apart from this somewhat sterile assertion there is no
suggestion that anything occurred after the election which
would have altered Respondent's posture towards union
adherents, many of whom were overtly engaged in
activities on behalf of the Union equal to or beyond that
manifested by Corbett.
Furthermore, the claim by the General Counsel that,
after the election, Respondent changed its attitude toward
Corbett seems at odds with the latter's own testimony that
he was given the opportunity to become a permanent
platemaker when O'Brian terminated in August. Thus, at
that time, Corbett, who was then working nights, was asked
to switch back to days as O'Brian's replacement. My
questioning of Corbett allays the theory of the General
Counsel and is highly material to overall analysis of the
issue of motivation in this case:
Q.
Now, when did you come off of days?
A.
It was in August, I think it was August 11th, I
am not entirely sure of that
Q.
Okay. Now, you had a conversatinwith (sic) Mr.
Lyons that got into his needs on the day shift, and how
would you -
how you would fit into the Company's
plans, would you say that Mr. Lyons was encouraging
in terms of your being the man?
A.
I conversed with him over that, yes. He told me
that he did need somebody that was steady because
Brian O'Brian had a very personal problem and this is
the main reason he wanted me to go back on days,
because they had decided they weren't going to keep
Brian and I had said that-John had said to me that he
needed a good reliable plate maker and I said, well you
had me all the time. And we went into more
conversations about that.
Q.
But you were there and knew what was going
around in relation to you and your role in that plant at
that time, and I am just curious as to whether you left
that conversatin (sic) with the feeling that you had this
opportunity, that you were going to be the plate maker?
A.
I was hoping that that was the way it was going
to turn out. I was hoping that the election went our
way.
Q.
Was that the drift of Lyon's comment to you?
A.
I believe so.
It should be evident from the foregoing that Corbett's
potential for replacement of O'Brian was viewed favorably
namely, that which involved the burning of images. The General Counsel
observes that the addition of this equipment would have provided more time
for Corbett to inspect his plates and to eliminate the submission of faulty
plates to the pressroom. It is argued from this that Respondent should have
retained Corbett and provided him the opportunity to perform under these
conditions. Contrary to the General Counsel, considering the uncraftsman-
like performance documented on this record, Respondent's election to place
its own interest ahead of Corbett's was not sufficiently reprehensible to
contribute to an inference of discrimination in this case.
12 Here again I credit Lyons over Corbett as to their exchange dunng the
discharge interview. I discredit Corbett's testimony that Lyons did not refer
to the Simmons College job in effecting the termination.
518
NEW ENGLAND LITHOGRAPH CO.
by Lyons as late as August, more than a month after the
June 4 election.13 The General Counsel has made no effort
to identify any subsequent union activity on Corbett's part
which could have changed Lyons' attitude towards him.
Contrary to the General Counsel, the timing of the action
against Corbett following the election is more rationally
linked with a breakdown in his performance than with his
union activity, which, considered in the light of the credited
testimony, hardly marked Corbett as a likely target for a
pretextual discharge.14
On balance, in conclusion, I find that the Respondent
has presented a credible explanation through which the
termination of Corbett is convincingly disassociated from
Corbett's union activity, and which the General Counsel
has failed persuasively to negate as pretext. I find that the
General Counsel has failed to establish by a preponderance
of the record that Respondent terminated Lawrence
Corbett in violation of Section 8(aX3) and (1) of the Act,
and, accordingly, I shall recommend dismissal of the
complaint in its entirety.
11 Lyons credibly testified that the summer months are slow and that
Corbett was not exclusively engaged in platemaking prior to O'Brian's
departure.
14 The evidence of animus is also of limited value to the General
Counsel. In addition to Respondent's preelection literature, the General
Counsel adduced testimony from Corbett and former employee Kenneth
Heger to demonstrate Respondent's hostility to union organization. Neither
Corbett nor Heger were impressive witnesses. Heger seemed too quick to
give vent to his obvious bias in favor of Corbett. In any event, according to
Corbett, in the last week of May, Bachman, who was neither alleged nor
shown to be a supervisor, told him that he was in a position to get Corbett a
raise if Corbett voted in the election the right way. The record is
inconclusive as to the status of Bachman, and this statement was somewhat
isolated, having been uttered about 5 months before the discharge. Corbett
also testified to conversations with Lyons and Donahue in which the Union
was mentioned but, while possibly relevant to the issue of knowledge. these
references hardly show a disposition to engage in acts of discrimination.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce
within the meaning of Section 2(6) and (7) of the Act.
2. The Union is a labor organization within the
meaning of Section 2(5) of the Act.
3. Respondent did not violate Section 8(aX3) and (1) of
the Act by, on October 21, 1976, discharging and thereafter
refusing to reinstate Lawrence Corbett.
Upon the foregoing findings of facts and conclusions of
law, and the entire record in this proceeding, and pursuant
to Section 10(c) of the Act, I hereby issue the following
recommended:
ORDER 15
It is hereby ordered that the complaint herein be, and it
hereby is, dismissed in its entirety.
Heger testified that sometime after the election, in a casual conversation
with Donahue, Donahue told him "that he thought Larry shouldn't be so
strenuous in his union activities, because he thought with the economic
situation Larry should be glad to be working rather than trying to encourage
the Union." The latter, though ambiguous, and possibly an innocuous
statement of opinion, was potentially the most serious of the expressions
attributed to any agent of Respondent. Nonetheless, while I did not believe
Heger, considered against the entire record, including other statements
attributed to Donahue, this expression hardly reflects the bent toward
union-related discrimination which would support fairly a claim of pretext.
is In the event no exceptions are filed as provided by Sec. 102.46 of the
Rules and Regulations of the National Labor Relations Board, the findings,
conclusions, and recommended Order herein shall, as provided in Sec.
102.48 of the Rules and Regulations. be adopted by the Board and become
its findings, conclusions, and Order, and all objections thereto shall be
deemed waived for all purposes.
519