260 NLRB 167
Hochschild Kohn, Division of Supermarkets General Corporation
HOCHSCHILD KOHN
Hochschild Kohn, Division of Supermarkets General
Corporation and United Food & Commercial
Workers Union, Local 692, United Food &
Commercial
Workers
International
Union,
AFL-CIO, CLC. Case 5-CA-12322
February 11, 1982
DECISION AND ORDER
BY CHAIRMAN VAN DE WATER AND
MEMBERS JENKINS AND HUNTER
On August 25, 1981, Administrative Law Judge
Frank H. Itkin issued the attached Decision in this
proceeding. Thereafter,
Respondent filed excep-
tions and a supporting brief and the General Coun-
sel filed an answering brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings,2
and conclusions of the Administrative Law
Judge and to adopt his recommended Order.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative Law Judge and
hereby orders that the Respondent, Hochschild
Kohn, Division of Supermarkets General Corpora-
tion, Bel Air, Maryland, its officers, agents, succes-
sors, and assigns, shall take the action set forth in
the said recommended Order.
I Respondent has requested oral argument
This request is hereby
denied as the record, exceptions, and briefs adequately present the issues
and the positions of the parties.
2 Respondent has excepted to certain credibility findings made by the
Administrative Law Judge It is the Board's established policy not to
overrule an administrative law judge's resolutions with respect to credi-
bility unless the clear preponderance of all of the relevant evidence con-
vinces us that the resolutions are incorrect Standard Dry Wall Products,
Inc., 91 NLRB 544 (1950), enfd. 158 F.2d 362 (3d Cir
19511 We have
carefully examined the record and find no basis for reversing his findings
In finding that Respondent violated the Act by observing activities of
the employees and union organizers in the mall corridor immediately out-
side the store entrance, Member Hunter has considered this conduct in
light of the myriad of other surveillance activities fiound unlawful by the
Administrative Law Judge, as well as the record evidence that at least
some guards displayed pad and pencils while watching the union activity
DECISION
STATEMENT OF THE CASE
FRANK H. ITKIN, Administrative Law Judge: The
unfair labor practice charge in this case was filed by the
Union on June 13, 1980. A complaint issued on August
260 NLRB No. 25
21, 1980, and was later amended at the hearing. The
hearing was held in Baltimore, Maryland, on April 13
and 14, 1981.1 Briefly, the General Counsel contends
that Respondent Employer-in resisting Charging Party
Union's organizational effort at its Hartford Shopping
Mall store-violated Section 8(a)(1) of the National
Labor Relations Act by, inter alia, granting merit pay in-
creases to its employees in an attempt to discourage their
support of the Union; increasing the number of its secu-
rity agents for the purpose of engaging in and creating
the impression of engaging in surveillance of employee
union activities; engaging in surveillance of employee
union activities; coercively interrogating an employee;
and harassing an employee because of her union inter-
ests. Respondent denies that it has violated the Act as al-
leged.
Upon the entire record, including my observation of
the demeanor of the witnesses, and after due considera-
tion of the briefs of counsel, I make the following find-
ings of fact and conclusions of law:
FINDINGS OF FACT
The Union is admittedly a labor organization as al-
leged. Respondent is admitedly an employer engaged in
commerce as alleged. The Union initiated an organiza-
tional drive at Respondent's store in the Hartford Shop-
ping Mall in Bel Air, Maryland, during March 1980. The
Union filed a representation petition with the Board's
Regional Director on April 9, 1980, and an election was
conducted at the store on June 6, 1980 (Case 5-RC-
11179). The evidence pertaining to Respondent's conduct
during the organizational campaign is discussed below.
A. The Merit Wage Increases
Employee Splendora Gilmore testified that the Union's
organizational campaign commenced
at
Respondent's
Hartford Shopping Mall store during March 1980; that
she held the first union meeting at her home on Sunday,
March 23; and that she, and her coworkers, thereafter
solicited the union membership of employees in the store
lounge, parking lot, and nearby mall area. Gilmore ex-
plained how, commencing on Monday, March 24,
I went to work and had the [union] cards with me,
and I got some cards signed in the employees'
lounge, and inside the Mall, and in the parking lot.
Union Representative William Pfeifer also recalled that
"during the course of that first week, I would estimate
that there were at least 50 employees who signed . . .
[union] authorization cards" 2 Store Manager James Hor-
inka acknowledged that he first learned of this union ac-
tivity on Monday, March 24.
Initially, the above unfair labor practice case was consolidated with
pending objections in a related representation proceeding (Case 5-RC-
11179) for purposes of hearing, ruling, and decision The Union. howev-
er, later moved io withdraw its objections in the representation case The
Union's motion was granted and the representation case was severed
from the above proceeding. by order dated August 6. 1981
2 Respondent employs approximately
135 employees at its Hartford
Shopping Mall store See G C Exh l(g)
lb7
I)FCISIO()NS ()1 NA'I()ONAL
l.AHBOR REFI ATIONS ()ARI)
Employee Gilmore testified that "about the first or
second week when the Union campaign started" she and
a number of her coworkers attended a meeting in Store
Manager Horinka's office. Gilmore recalled that Person-
nel Director Kenneth Morgan was also present and he
talked to us about the Union, the bad things
about it and after the meeting was just about con-
eluded he stated there were 25 merit raises coming
downi for the Hartford Mall store.
Gilmore, an employee at the Hartford Mall store since it
opened in 1977, explained that this was the first meeting
which
had ever been called by management
where
"Merit increases were announced." Gilmore also noted
that previously, she had been told by former Personnel
Manager Peggy Ross that Respondent had "discontinued
the policy of granting merit wage increases."
In addition, employee Gilmore testified that, during
late March or early April 1980, Personnel Manager Wil-
liam Warner
called me in, and he told me that I was one
of the ones to get a merit raise. . . . I thanked him
. . . [and] he says, "with all this Union business
going on it can't do any harm." I said to him, "well,
it can't do much good either from .
. my stand-
point." And he says, "1 guess not."
The parties stipulated that the number of unit person-
nel in the Hartford Mall store "remained approximately
the same in 1978, 1979 and 1980," or about 135 employ-
ees; that only two unit employees had received merit
wage increases in 1978; that only one unit employee had
received a merit wage increase in 1979; and that some 25
unit employees had received merit wage increases in
1980.3 Further, the parties stipulated that "most of these
[25 or 26] increases were given on March 27. 1980() ap-
proximately two or three, however, were given on
March 28, 1980"; and the "increases were retroactive to
March 24, 1980." (See Resp. Exhs. 3(a)-3(z).) 4
Personnel Director Morgan described "the process by
which merit increases are granted" by Respondent. in
part as follows:
Normally what happens is some period following
year end-our fiscal year ends the end of January-
we request from each store manager recommenda-
tions for merit increases as well as an amount
Following that, the managers normally submit to us,
over a period of the month of February, the person-
nel reviews of the employees that they would like
to recommend . . . . Subsequently the decisions are
made concerning amounts and how many
: (One additional emplhoyee had recceied such all increase in 1979 and
in 1980; however, he ..,as apparently not in the unit.
4 Employee I.ea Hull testified that D)epartment
Manager Robert
Cohee, in January 1979. told her "that he was putting [herl name in for a
merit raise." A few months later, as Hull recalled, "he said that t11chs-
child did not give out merit raises anymore " Bull, in the past, haid rineer
"attended a meeting called by Management at which merit increases
were announced"
Also see the testimony of employees Ruth Shelley.
Naomi O'Conno:r, I aurie (iladden. and Vera I.ieght
This "process" "normally" takes "approximately six to
eight weeks." I note, however, as the parties stipulated,
that the two merit increases given to unit personnel in
1978 were "received" in April and September of that
year: and that the one merit increase given to a unit em-
ployee in 1979 was "given" in August "retroactive to
July" of that year. In the instant case, the 1980 increases
were granted on or about March 27 and 28, retroactive
to March 24.
Morgan further described the "factors . . . taken into
considration .
. in the granting of merit increases."
They include, inter alla, "employee performance and
work habits." Morgan generally claimed that all 25 or 26
employees receiving merit increases in 1980 had "good
performance appraisals." I note, however, that one such
unit employee, Craven, was rated as "need[ing] improve-
ment" in "job performance" in his January 1980 apprais-
al. (See G.C. Exh. 2(t).) A number of others were rated
only "average."
(See, generally, G.C. Exhs. 2(a)-(z).) I
also note that employee appraisals resulting in the merit
increases granted to unit employees in 1978 and 1979
show, with minor exception, "above average" ratings.
(See, generally, G.C. Exhs. 4(a) and (b) and 5(a).) Fur-
ther, there is, in the instant case, a noticeable absence of
documentary evidence which would specifically show
the actual recommendation of the store manger and the
actual date when the decision to grant the merit increase
,,as in fact made."
Morgan further testified that he visited the Hartford
Shopping Mall store during late March 1980 and held
employee meetings to discuss Respondent's opposition to
the Union's organizational campaign. He denied, inter
a/lia, making any "anouncement"
at "any of these meet-
ings . . . that 25 or 26 increases would be given to the
employees at Hartford."
However, he acknowledged
that "the subject of merit increases" did "arise at these
meetings" assertedly as a result of employee "questions
about the process."
Store Manager Horinka claimed that he "received a
phone call from Mr. Morgan requesting recommenda-
tions for merit increases for the Hartford Mall store";
that he then "reviewed the personnel jackets and the
performance ratings of all the employees and also con-
sulted with [his] top management and made [his] deci-
sions"; and that he gave "the recommendations" to
Morgan. Horinka claimed that by "approximately mid
March, but definitely before March 24, 1980," he was
"contacted
to go ahead with the recommendations."
Horinka acknowledged that the employees were "first
notified" of the 1980 increases on March 27 and 28 "or
shortly thereafter." Horinka noted that about March 24,
after observing union activity in the store, "I became
concerned that the Company might be at that point ac-
cused more or less . . . [of] influencing certain employ-
ees . . . due to the Union activity." Horinka discussed
this concern with Morgan, who in turn spoke with coun-
' Morgan also claimcd that, ii grantilng the I980 increases, manage-
menl
considered. inter uiu, "the fact that K-Mart was opening right
acrossh US I,"
and "the White Marsh facility
.
was scheduled 'o
open"
Morgal acknowledged
that the White Marsh facility swas not
scheduled to open until the spring of 1981
IhX
HOCHSCHII D KOHN
sel, and Morgan later told Horinka "that we were legally
required to proceed with the merit increases as we
would if there was no . . . Union activity ....
" Hor-
inka acknowledged that. in granting these increases in
1980, he did not explain to the employees. orally or in
writing. Respondent's "policy on the merit increases" or
his "concern.""
Discussion
Counsel for the General Counsel argue that here "an
inference must inevitably be drawn that the announce-
ment, timing and granting of these merit increases Vras il-
legally motivated
by Respondent's desire to influence
employees to oppose the Union organizing campaign." in
violation of Section 8(a)(1) of the Act. Counsel for Re-
spondent argue that the "1980 merit
increases
swere
lawful as they were planned, announced and granted
without regard to the presence of Union activities."
The United States Court of Appeals for the Fifth Cir-
cuit,
in
restating
the
pertinent
legal
principles
in
,Lf .R.B. v. WKRG-7V Inc., 470 F.2d 1302, 1307-08,
1308 (5th Cir. 1973). commented:
We cannot ignore decisional acceleration in em-
ployee benefits preceded bhy months of lethargy.
Lightning struck only after the union's rod was
hoisted. In this case the wage readjustments anid
other benefits, to say nothing of the initial
an-
nouncement of these benefits, were clearly a coun-
terweight to [the Union's] organizational efforts. To
permit a company to time its announcement and al-
location of benefits in such a fashion would be a
great disservice to the ideal of organizational free-
dom so deeply imbedded in the [Act].
For, as the Supreme Court had observed earlier in
INL.R.B.
v. Er.'change Parfl
Co.,
375
U .S
405, 409
(1964).
The danger inherent in 'sell-timed increases in bene-
fits is the suggestion of a fist inside the velvet glo, e.
Employees are not likely to miss the inference that
the source of benefits now conferred is also the
AlIso see the tiliortin)
of Personnllel
1
Mlrager V\ ariler. ,. ho ackno .]I
edged, inter a/ui.
speakLing t1lll in cplosee
(Gilmore sshen he gac
tier the
"merit increa'se"
im 1l80
lte "as asked
"Did
.ou e
r
sa
tio her that
this merit raise can't hurl
Illh all this Union husiness going on.
He re-
sponded, in part: "I don'l
rememher malkig th;at statemtcm n
Arid.
store merchandiser Cheryl Suliga testifiedc
ircr dia. thal at a ti;rttrdI
store meeting.
"here
Morgan
spoke
itand emphlocc Gilmore
"s as also
presenl.
Morgan did
loit "anrriunce"
he granitirg of the nterit
itklrclas.
tio the emplosees
Suliga similarls tesified %.lth repect to a mectling ilt-
tended hy emCplloeest I
icghi and () I'Connlr
Sulnigai \,as later aked "..cre
salaries discussed, ncril i rais. " She re.ponded. In pa.rt
"I
dll
t rerrint.-
her that
.
it's heen a long line ago
I credit the tesimhlony of emplosee CGilnlore as. recited a;ho ;e
She inl-
pressed me as a credlble airl
Irustaorlh
\s ilniss Hier Teslimonyl
I, suh
slanlialed in pertinent part hi
the credihbl
tcstlrnlllons of tnion Rpepre-
sentative Pfeifer, anrld the credihl
lestinmonN os' cnlploseesC
Itill, S li11c\.
O'Connor. Gladden. arid I leght
Insofar as the tetinior
s of
lMorgai.
Horinka. Warner. and Suliga diflfers writh the Itctlniions of (iimolre.
i1nA
the
testimmony of employees
IBull.
Shcllcs. ()'Ctonnlllr.
(ilddel.
illd
Lieghi. I find the testimony of the litter toi he mriore complete anld trrut
worlh)
The testimlny of Mnrgan, Horlnkal.
arner.
nier
id
Suliga ,i.a, i;
times 'ague, incomplete. unclear. anid cII ntradlcilr
source from which future benefits must flow and
which may dry up if it is not obliged.
The credible evidence of record in this shoxws that,
prior to the commencement of the Union's organizational
campaign in March
1980,
Respondent Employer had
granted only a nominal amount of merit wage increases
to the unit employees. Two employees had been given
such raises in 1978 and only one employee had been
given such a raise in 1979. Indeed, employees credibly
testified that they had been told by various supervisory
personnel that Respondent had "discontinued the policy
of granting merit wage increases," However, commenc-
ing on Monday, March 24. 1980, the Union launched its
organizational activities at Respondent's Hartford
Mall
store. Approximately
4 days later, management granted
to some 25 unit employees merit wage increases retroac-
tive to Monday, March 24. Employee Gilmore credibly
recalled that Personnel Manager Warner, in announcing
this unprecedented merit increase to her, said: ".
w.
with
1ll this Union business going on it can't do any harm
" And, the subject of this unusual increase xwas dis-
cussed at meetings between upper management and the
employees wxhere management also voiced its strong op-
position to union representation.
Moreover,
manage-
ment's asserted business reasons for this unusual increase
do not
swithstand close scrutiny. Thus. Personnel Direc-
tor Morgan claimed that Respondent was following its
"normal process" here. However, a comparison betvxeen
the granting of the 1980 increase with those granted in
1978 and 1979 shows that the granting of such an in-
crease on March 27 or 28, retroactive to March 24, vsas
certainly not "normal." Likewise, some of the employees
given this raise were rated "average" unlike in prior
years. Indeed, one employee given this raise was rated
helosw average. And, management's claim that it granted
this sudden increase because of anticipated competition
in the spring of 1981 is, on this record, incredible
In sum. I find on this record that Respondent violated
Section 8(a)(1) in granting and announcing the granting
of these increases to the unit employees. as alleged. I am
persuaded here
that the
announcement,
timing, and
granting of the 1980 merit increases were calculated to
discourage employee union activities
B. T'he Conducl of Store Security Guards
Employee Gilmore testified that, prior to the Union's
1980 organizational campaign at the Hartford Mall store.
there swere only tw'o security guards or protection offi-
cers who regularly worked there. Gilmore explained:
"There vcre tvio there, but usually one at a time [x.as]
on, except in busy hours
. . .they
might have ti. o
" Gilmore added that, on occasion. "if they had to
go to court there vwouldn't be any security guards on."
However. after the Union initiated its drive at the Hart-
fiord Mall store, as Gilmore further testified, the number
of guards
kept increasing ....
Toward the middle [of
the campaign] we had a feye more [guards]. and
then the last couple (if weeks, there . as anyv,
htre
from eight to ten. I guess.
169
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Gilmore recalled that she observed 4 guards in the store
in April, 4 or 5 guards in the store during early May;
and 8 to 10 during the "three weeks before the elec-
tion." 7
Respondent's director for security, Wayne Carpenter,
acknowledged, inter alia, that
"there was a certain
amount of increase in the number of [his] people [guards]
assigned to this particular store" "during the time leading
up to the election"; that "guards ....
not normally as-
signed to the Hartford store went to the Hartford store
because of the impending election"; and that although
the guards' duties
. . . didn't change . . . there was an extra added
feature . . . the Union organizers.
Carpenter agreed that guards are "supposed to keep an
eye on activity"; "watching employees is a standard part
of our functions"; and "we were to enforce the no solici-
tation rule or policy." Carpenter was asked: "... .'our
guards' duties were added to because of this Union activ-
ity . . .?" He claimed: "Ever so slightly, yes, sir."
Employee Gilmore further recalled that, during the
campaign,
You would go out into the Mall, and they [the
guards] had chairs lined up at the edge of the
Hochschild store that leads out into the Mall, facing
the Mall, and watching
. . we just took for grant-
ed that they were watching us ...
They were all
watching the Mall. which they had never done
before.
The Union's organizers,
as Gilmore explained, were
"right outside" in the mall. Security guard Francine Pla-
tycia was particularly observed by Gilmore "standing at
the Mall door with a pad and pencil in her hand, looking
out at the Mall" and "she was writing ....
" Platycia,
as Gilmore recalled, "could see me and a couple of other
co-workers . . . talking to a Union organizer." And, em-
ployee Bull noted: "Anytime we went out in the Mall
they were watching us. We were watched when we
spoke to other employees." Prior to this campaign, Bull
did not see security guards "standing at the Mall en-
trance." Also see the testimony of employees Gladden,
Lieght, and Shelley.'
Employee Gilmore further testified that about May 30,
shortly prior to the scheduled election at the store,
I [Gilmore] went out to the Mall to talk to Billy
Pfeifer, the Union organizer, and I sat out there to
talk to him and Francine [Platycia] came over and
sat between us . .
and she carried on a conversa-
tion with us, and she was there the full length of
I Employee IBull similarly testified that "the fariher vwe got in(o lhe
campaign the more people [guards] they put on
staring with one or
two at the beginning and ending up eight to II at the endi.. .it
as
gradual increase"
Also see the testimony of emploece Gladdeli
N Union Representative Pfeifer testified "I would sit in the Ma;ll
land
wait for the emplovees to ctmle out inl their lunch breaks to talk to Ihenl
or other breaks Arid. w:hile I was siittig there. I could sec protec-
tion people standing at the Mall entrance just waltching me and my ac-
tions, to see who was coming to t ilk to me"
time I was there, my break time. When I got up and
left then she left.
And, employee Lieght testified to the following dis-
cussion with the assistant director of protection, Leon
Parker, during the campaign:
I [Lieght] had been out in the Mall and was leaving
to go home. This would be about 5:30, and Mr.
Parker followed me through a passageway leading
to the outside.
Mr. Parker asked me how is the Union going, and I
said okay. He said, you have meetings? And I said,
yes. He said, how many people come to these meet-
ings? And I said, 50 to 75. He said, come off of it, it
was only 30-1 heard there was only 34. And I
said, then why did you ask me.!'
Store Manager Horinka claimed that, after the Union's
organizers "first appeared," the "normal complement" of
store security guards "basically remained at two." Hor-
inka also claimed that the guards were not increased
until a store "tent sale" on or about May 21 or 26 and,
later, following the entry to the store by union organiz-
ers on or about May 30 or June 3. There were assertedly
no records available showing the actual number of
guards on duty during the Union's campaign. Further,
Horinka denied engaging in surveillance of employee
Bull's union activities in the parking lot area.
Security Director Carpenter claimed that the store
used
more
than two guards during the campaign,
"roughly three times, possibly more"-during that "tent
sale" and "following an incident of an apparent Union
build up the Friday before the election." Carpenter also
testified:
Q. Sir, did it ever come to your attention during
the course of this campaign through communication
with your guards of your guards ever having to
break up a large organization of business agents at
one particular location in the store?
A. No, sir.
' earlier. during the campaigin about March 26. as employec Bull re-
called.
I came in and sat in our employcee parking lot. which is across from
our side entrance
iand I altempled to get people to sigin Union
cards
I rancinc P'latllia approac;hed my truck and asked me whiat I was
doing, iand I said shI didn't reaill
want tlo know
I could see her and Mr l orinka stallding a the Mall ciiirancc. at
the door. lookillg out at rny Sc2hiclc
Subscquenly, or tilt dals
f the clection. Junme , as clnploec Bull fur-
ther testified. securit
guard l)altid Fromm was obhscred following an
¢nlployce. (ietorge C rra· i
1o the polling place anld standing in the hall-
"ailN
It'ilc
170
HOCHSCHII D KOHN
Q. So this-you say that there was a situation
that involved a build-up of Union representatives.
but your guards never got involved in having to
disperse Union representatives because they may be
blocking entrance or exit to your facility?'
A. I believe that the incident you are referring to
occurred the Friday prior to the election. It was a
build-up of Union organizers at the north entrance
to the store, impeding traffic flow in and out. If I
am not mistaken, and I am not totally accurate, they
were asked to leave and they left.
Q. They were asked to leave and they left.
A. Yes, sir.
Q. All right. It was that simple.
A. It normally is, 'es, sir.
Q. So the build-up of your guards is not what
caused this little incident to go awnay. They were
just asked to leave and they left.
A. The build-up didn't occur until the following
day. I
Guard Platycia claimed. inter alia, that it was usual or
normal for her "to sit at the front mall door to the store"
and that she "may have sat there with a pad and pencil,"
performing a "test and check program." Platycia claimed
that "it's highly likely" she walked "across the sales
floor with a pad and pencil on several occasions during
the campaign period." She also admittedly approached
employee Bull who was seated in a parked pickup truck
in the parking lot area. She then "saw a blue card being
passed around and this was in the beginning of the cam-
paign." She related this incident to upper management.
She denied, inter aliu, engaging in surveillance "of cm-
ployee Union activities"l''
Discussion
The "law is clear that an employer's surveillance of
union activity can unlawfully inhibit the exercise of [em-
ployee] rights to engage in concerted action." in viola-
tion of Section 8(a)(1) of the Act. Cf. N.:L.R.B.
.. 4ero
Corporation, 581 F.2d 511, 512 (5th Cir. 1978). An em-
ployer may also violate this statutory proscription by
"creating the impression of surveillance" of employee
union activities. Cf. N.L.R.B. v. Redwing Carriers. Inc.,
'° Security guard Frotlmm denied. intr
litau, engaging in surveilance of
employee protecled activities on the dly of the electitn,. June it Frommln
acknowlcedged that he was
Htslindig leatr the polling iarea Ihal da
he-
cause he assertedl) " as "obsersing a po-ssihle shoplifer" and he "lin-
gered in that areal"
for that realsoit
FrIomnm uilS inlsrucled
It "''eav
e the
area
And Assistant t)ireclor of P'rintctiln Parker gcnerally atcknoIiedged
"talking" it emploNee I icght during thee
L
mpain
alhul thi
[11 (l11 ie
claitmed that ",he , ai s ,tlunrtecrilg
iall the intfirm;llon "
I
Stlorc merchandiser Suliga recalled ai large groiup (ft Illilonl oIrgaTll-
ers "impeding traffic into the toret" (in NMis 3( and Ihe entrr
hs the 1i-
ganizers into the store (in June I
I credit the testimony of emplsees (Gilmore. Bull. and
iegill ia, de-
tailed in this section TheN impressed mir ;as noted
iupra. ias rust\
norlhs
and reliable witnesses
Their Icstit11111n s.
is
ill part. mutuall y corroborail
e
and substantiated by the credibhl
testimony of employlces, (;laidden and
Shelley and Union Repre'senlati, es Pfeifer
tInsofar as the Icestiino!
If
Carpenter. Platycia, Hlorinka. Fromm. Parker. and Suhllgl
ilnnlcls Wilt
the testimony of (iilmore. Hull. I eght (iladden. Shelle?.
aind l'Icifer, I
credit the testinlony of the latter ulnsnesses ia more (cll;l cd. ci mplite.
and trustlotrlth
586 F.2d 1066 (5th Cir. 1978). Moreover, unwarranted
attempts by management to pry into employee union ac-
tivities, coupled with management's stated opposition to
unionization and efforts to create the impression of un-
lawful surveillance, may also constitute coercive interro-
gation proscribed by Section 8(a)(1) of the Act. See, gen-
erally, .:L.R.B.
v, Gladding Keystone Corporation, 435
F.2d 129., 132-133 (3d Cir. 1970), and V.L.R.B. v. Isaac
Rubin and Mfarion Kane, d/b/a Novelty
Products Co., 424
F.2d 748, 751 (2d Cir. 1970).
The credible evidence of record, recited above, makes
it clear that management, in response to the Union's 1980
organizational drive, substantially increased the comple-
ment of its security guards during the campaign. These
guards were charged by management with the duty of
enforcing Respondent's no-solicitation rule. These guards
were repeatedly observed by employees seated in chairs,
"lined up at the edge of the .
.
store
.
facing the
mall. and watching" the employees meeting with union
organizers on their breaktimes. These guards, as employ-
ee Gilmore credibly testified, "had never done [this]
before." And, as employee Bull credibly recalled, "any-
time we went out into the mall they were watching us-
we were watched when we spoke to other employees."
Indeed, security guard Platycia conspicuously positioned
herself at the store entrance "with a pad and pencil in
her hand, looking out at the mail . . . and . . . writing."
On one occasion. Platycia went out into the mall and sat
between employee Gilmore and the union organizer.
When Gilmore "got up," Platycia "left." On another oc-
casion. Platycia confronted an employee parked in the
parking lot area, engaged in organizational activity, and
"asked [the employee] what [she] was doing." Platycia
and Manager
Horinka later stood at the store door
"looking out at [the parked] vehicle." Subsequently, on
June 6, when the Board-conducted election was in prog-
ress at the store, guard Fromm was witnessed following
and observing employees in the polling area. In like vein,
the assistant director of protection. Parker, followed em-
ployee Lieght in the mall area, pointedly quizzed the em-
ployee about union meetings, and then attempted to
convey to the employee the impression that management
had heard how many employees were in fact at the
union meetings.
I find and conclude here that the above conduct far
exceeds any reasonable or legitimate business interests of
Respondent. Clearly, Respondent, by this unprecedented
buildup of security personnel and their accompanying
conduct, was attempting to create among the employees
the impression that their protected union activities were
under surveillance and, further. was engaging in pro-
scribed
surveillance. In addition. Supervisor Parker's
pointed interrogation of employee Lieght about union
meetings, coupled with his statement that management.
in effect. knew how many employees attended these
meetings. was plainly coercive. In short, such conduct
tended to impinge on employee Section 7 rights, in viola-
tion of Section 8(a)( 1) of the Act.' 2
':
t
Citlllse fotr Respondcllet argues that Recsplondent
Is inot resiplnllslhe
for
hC [ITCICris
'
tL11titlL
't It 1
"pro.teC.tiO
nlp .t1'ec,.
C(utiel
tl1.'
( 'ittuittuci
171
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
C. The Conduct of Sandra Jones
Employee Naomi O'Connor actively supported the
Union during the campaign. O'Connor, as she testified,
authored
a prounion
letter entitled
"The
500-Hour
Truth," on or about May 25, 1980. She distributed this
letter among her fellow employees. She was told, the
next day, that Supervisor Sandra Jones had referred to
her as an "ignorant bitch" because of this letter. O'Con-
nor immediately complained to Store Manager Horinka
who, in turn, related O'Connor's complaint to Supervisor
Jones.
Later that same day, about May 26, as O'Connor was
leaving the parking lot in her vehicle, Supervisor Jones
started following O'Connor in another vehicle. When
O'Connor attempted to "speed up," Jones would do like-
wise, following "too close for comfort"-"she was right
on my bumper." This car-following went through a
number of traffic signals for about three-quarters of a
mile. Later, O'Connor again complained to Horinka.
O'Connor told Horinka that "if it happened again I'd go
to the police, not to him [and] he said . . . that's about
all you can do ....
"
Supervisor Sandra Jones testified that Horinka spoke
to her about the car-following incident and she told him:
"I didn't do it, run anyone off the road." Jones generally
denied "following O'Connor home in a dangerous fash-
ion."
I credit the testimony of O'Connor. She impressed me
as a reliable and forthright witness. Her account of this
incident rings true on the record. In sum, I find that Su-
pervisor Jones. angered at employee O'Connor's conm-
plaint to upper management with reference to O'Con-
nor's union literature, followed O'Connor at high speed
in a dangerous manner. Such conduct was sufficiently re-
lated to employee O'Connor's union activities anid tends
to interfere with employee Section 7 rights, in violation
of Section 8(a)(1).
WVltile prolctioln cmplo.cees w5erc inslructed IiO pcrIfrnil tioil
t
Ihorall;l
duties requirinrg enlployce surcillance
thei
Acre
,.
.ar
incd not o
violate the right ofr cmployees engaging in IlIiOIn acli\:itie
ilTlhus.
if tile C( nompitny's protectii
erilployees 'enigaged Iii illegal sir-
\'cillatlce
Ihe L nlployer certalily did niot authllorize it
Management
has admitled that the assistant dircctor 1of protectioll.
Parker. 'was a "supervisor " As for the condllucl of securilt
guards like
'latlcia, tnailagcrilCli
expressl) ;lutlhorized Ihlenl to criforci its ro-sulici-
tatilon rule arid Ciolilpalti
piolicy Mana;gementr cannetl nol\
he heard Io
complain that the guards, in enforcing this policy. exceedcd Iheir express
authority by engagilg ili 'illegal"
conduct As the Fifth Circuit perti-
nerilly stated in Itfendrit .uaogc,rn(,ttir (tiftpuan. [Iix
.I.R /I.. 121
1 2d I(X). 104 (5th Cir 10)63
W¥hen. as dolle
tere, anl employer sets out to camlpaligli agaiillS a
uniron, one o(f lhe risks is thali litr or /ca.l. iglnorance. or otihciisc.
firemen. supervisors, anid simila;r rcprcseutalics ii chalnpionring Ihc
anti-uniul
cause
ill overstep the nlark Since it is the policy ,rf Ithc
Act to protect employces imi a free choic. ,of a hargaiiglli representa-
tive. the law looks It, whalt the listenlcr-c niphlcs
reasiionahly couhll
ha'e inferred frolm what w;s said antd done hy oneC iathl rti/ed to
engage in tile anti-Lunion preelecilii ca;mpa;ign
It is
hlhal tie said or
did, not sw hat he %'as told I(
Saly, do, itr ,int sax or di.
Itlalt Crluuns
Further. the Employer, having used its security guards "as all il lulnrtiell-
talirl
and agenlt il impede selfi-rganilzalion," is hiound by their coiducl
Cf Cleur Lake liespirul, 223 N.RI
R
I, 8 (1976)
CONCI USIONS 01 LAW
1. Charging Party Union is a labor organization as al-
leged.
2. Respondent is an employer engaged in commerce as
alleged.
3. Respondent violated Section 8(a)(l) by engaging in
surveillance and creating the impression of engaging in
surveillance of employee union activities; by announcing
and granting employees merit wage increases in an at-
tempt to discourage their support of the Union; by coer-
cively interrogating an employee about union activities;
and by harassing an employee because of her union sup-
port.
4. The conduct found unlawful here affects commerce
as alleged.
THI Ril NiMH)
To remedy the unfair labor practices found above, Re-
spondent will be directed to cease and desist from engag-
ing in such conduct and like or related conduct and to
post the attached notice. l
:
ORDER'14
The Respondent, Hochschild Kohn, Division of Super-
markets General Corporation, Bel Air, Maryland, its offi-
cers, agents, successors, and assigns, shall:
1. Cease and desist from:
(a) Announcing and granting merit wage increases to
its employees in order to discourage their support of
United Food & Commercial Workers Union, Local 692,
United
Food & Commercial
Workers
International
Union, AFL.-CIO()
C C or any other labor organization.
(b) Engaging it surve illance of or creating the impres-
sion of engaging in surveillance of employee union acti v-
i ties.
(c)
Coercively interrogating employees about their
union activities.
(d) Harassing employees because of their union sup-
port.
(e) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of their
Section 7 rights.
2. Take the following affirmative action:
(a) Post at its store in Bel Air, Maryland, copies of the
attached notice marked "Appendix. " "' Copies of said
notice, on forms provided by the Regional Director for
Region 5, after being duly signed by Respondent's repre-
sentative, shall be posted by Respondent immediately
upon receipt thereof. and be maintained by it for 60 con-
secutive days thereafter, in conspicuous places, including
E
' rrors iii tie Iraniscripi }a',c' hbeell toted anid cirrected
I" I the c' ,ent
itn
ccepti l
s arc ftiled as pro, idcd h, Sc' 1()2 46 I1'
liL RuleCs andlf Rcgtillilons
I
t' tlhc Na ti lN l
t
I hor Rekllllonis thailrd
tihe
tiiidiigs eld
l. COitlusilns aill
rc'cont I
c'tiTilc'd
()rdCr hlIreit shall. as pros lded
Ilm Se'
11)2 48 of tihe Rules and RegtJlatluIls hT. adopted hby the iard
land
ccitotie ils fildings. conciilusiis.
Miid (O)rder, lid ,all ohjletiois thereto
shaill bc deilltcl
d
isaivc
ft r all purpo,es
i'' l I
'c, iite
ll
lihat this O)rder is n:liorccd h
i a Judgmenc l lof a UnIltcd
States
Coiurt ofI Appeals. Ihe
i ords ill ihe n tii, ce readilg "''Posled h,
()rder of the Nailionil
lhabor
Rclarloits
S)loard" shaill re'd -Posted
Pursa-
a1irl
to a JLudglletnt
ilf Ihtc L itted Slatei' C('ouirt of Appca.il,
llfituring all
()dilt of tilc Nait oill I aihor Rtliluwls Itoird
172
IO()CHSCHII D KOIHN
all places where notices to employees are customarily
posted. Reasonable steps shall be taken by Respondent to
insure that said notices are not altered, defaced, or co'v-
ered by any other material.
(b) Notify the Regional Director for Region 5, in writ-
ing, within 20 days from the date of this Order, what
steps have been taken to comply herewith
APPENDIX
NollCIt
To EMPI o I-
-s
POS'l II) BH ORI)IR OF
01I l
NAIIONAI, LABOR R-IAItIONS BOARD)
An Agency of the United States Governiment
After a full hearing at which all parties had the opportu-
nity to present their evidence, the National Labor Rela-
tions Board has found that we, Hochschild Kohn. Divi-
sion of Supermarkets General Corporation, have violated
the National l abor Relations Act and has ordered us to
post this notice. We therefore notify you that:
WI- Wt 1. Nor announce and grant merit wage
increases to our employees in order to discourage
their support of United Food & Commercial Work-
ers Union, Local 692, United Food & Commercial
Workers International Union, AFL-CIO-CLC, or
any other labor organization
W.
'11ii i NOI engage in surveillance of or create
the impression of engaging in surveillance of em-
ployee union activities.
Wil
\111i
NOIT coercively interrogate our em-
ployees about their union activities.
Wl Wt11
NOI harass our employees because of
their union support.
'VI wllil
NOT ill any like or related manner in-
terfere with, restrain, or coerce our employees in
the exercise of their Section 7 rights.
HOCtISCHII ) KOHIN, DIVISION 01
SUPER-
M1ARKIi'IS GF NiHRAI CORI'ORITION
173