260 NLRB 659
Robbins Door & Sash Company, Inc.
ROBBRINS DOOR & SASH COMPANY. INC
Robbins Door & Sash Company, Inc. and Teamsters
Local Union No. 776, a/w International Broth-
erhood of Teamsters, Chauffeurs, Warehouse-
men and Helpers of America and Teamsters
Local Union No. 773, a/w International Broth-
erhood of Teamsters, Chauffeurs, Warehouse-
men and Helpers of America. Cases 4-CA-
11445 and 4-CA-11613
March 4, 1982
DECISION AND ORDER
BY MEMBERS FANNING, JENKINS, AND
ZIMMERMAN
On September
17,
1981, Administrative Law
Judge Thomas A. Ricci issued the attached Deci-
sion in this proceeding. Thereafter, Respondent and
the General Counsel filed exceptions and a sup-
porting brief, respectively. Charging Party Team-
sters Local Union No. 773 filed a brief in opposi-
tion to Respondent's exceptions.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings,' and conclusions of the Administrative Law
Judge, and to adopt his recommended Order, as
modified herein. 2
Unlawfulness of the Warning Posted at
Respondent's Allentown Facility
The Administrative Law Judge found, and we
agree, that Respondent violated Section 8(a)(5) and
(1) of the Act by instituting several unilateral
changes at its Harrisburg and Allentown facilities
without having reached impasse. Furthermore, we
agree that, even assuming arguendo that impasse
had been reached on any of the issues, the changes
instituted
were
not
reasonably
comprehended
within the proposals Respondent had offered to the
i Respondent has excepted to certain credibility findings made bhy he
Administrative l.avw Judge It is the Board's established policy not to
overrule an administrative lasw judge's resolutions with respect to credi-
hility unless the clear preponderance of all of the relevant esidence con-
vinces us that the resolutions are incaorrect Standard DrO
I0'all Products.
Inc. 91 NLRB 544 (1950). enfd 188 F2d 362 (3d Cir
1951)
We have
carefully examined the record and find no basis for reversing his findings
2 While we adopt the Administrative Laws Judge's findings that crltain
of Respondent's conduct violated Sec 8{a)(5) and (I) of the Act. se find
it unnecessary to pass on Whether Respondent's colnduct also violated
Sec 8(a)(). as found by the Administrative Lass Judge. since
such addi-
tional findings do not materially affect the remedy
We do not find that Respondent's conduct constituted the lspe of egre-
gious behavior swhich U ould uarrant broad inlullntise relief I/iAI,nli
F/}xdi, 242 Nl RH 1357 (1979) Therefore we conclhide thit a nalrrou.
order sould he more responsive to the partllcular iictliollrs O Responldctlt
and the Order is modified accordingly
260 NLRB No. 88
Union during its bargaining sessions, and thus con-
stituted a violation of Section 8(a)(5) and (1) on
this alternative basis.
We disagree, however, with the Administrative
Law Judge's conclusion that Respondent did not
violate the Act when it posted a warning notice to
its Allentown employees at the beginning of Octo-
ber 1980. The notice advised employees of a pro-
gressive discipline procedure that would be imple-
mented in the event any employee was found to be
engaging in slowdown activity, with a week's sus-
pension imposed for a first offense and discharge
for a second offense. Although finding that the
issue of discipline procedure in the event of slow-
down activity had not been discussed during the
six previous bargaining sessions, and that the proce-
dure does not conform to any provision of the pre-
vious collective-bargaining agreement, the Admin-
istrative Law Judge concluded that Respondent
had a right to take such action "[i]n the heat of
frustrating negotiations." We conclude that Re-
spondent has no right to effectuate such a change
without bargaining. The previous bargaining con-
tract set forth procedure for suspensions and dis-
charges, and the posting of the warning, imple-
menting a different procedure, constituted an un-
lawful unilateral change in an existing condition of
employment. We therefore find that Respondent
violated Section 8(a)(5) and (1) of the Act when it
posted the warning notice in early October 1980, at
its Allentown facility.
Dues Checkoff
Among the changes instituted by Respondent
upon expiration of the collective-bargaining agree-
ment at its Harrisburg facility was the discontinua-
tion of checking off union dues from payroll. The
Administrative Law Judge concluded that this con-
stituted a violation of Section 8(a)(5) and (1). We
disagree. It is well settled that an employer's duty
to check off union dues is extinguished upon the
expiration of the collective-bargaining agreement
which created that duty.3
Here, the previous contract expired at the end of
July 1980, and the parties were unable to agree on
a temporary extension during the course of the ne-
gotiations. Respondent ceased deducting the union
dues from the payroll in August 1980. Under these
circumstances, Respondent's obligation to check off
union dues expired with the contract, and its failure
to continue to do so did not constitute a violation
of Section 8(a)(5) and (1). Accordingly, we shall,
' Orlrz bunral IlHome (Corp., 250 NLRB 730. 731. fn t (19ll);
Peerless
Rufinig (Co Iid, 247 NLRBI 5X) (19()) RBethlehem Ste5e/ C( o (Shiphbud-
ing Dtoii,.r. I
1t16 NI RHB 5I(l.
1502 (19621.
remanded 120 F 2d 615 (3d
Cir 1931). cert denied 175 U S 984 (19641
659
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
and hereby do, dismiss this allegation of the com-
plaint.
AMENDED CONCLUSIONS OF LAW
1. Delete from Conclusion of Law 3 the follow-
ing words:
"by discontinuing
the practice of deducting
union dues from payroll and forwarding them to
the Teamsters Union."
2. Substitute the following for Conclusion of
Law 4:
"4. By discontinuing payment of Blue Cross and
Blue Shield medical insurance benefits on behalf of
its employees, by discontinuing contributions to the
Teamsters pension fund on behalf of its employees,
by denial of holiday benefits previously enjoyed,
and by posting a warning notice changing disci-
pline procedure for work slowdown activity, all at
the Allentown facility, Respondent has engaged in
and is engaging in unfair labor practices within the
meaning of Section 8(a)(5) of the Act."
3. Delete from Conclusions of Law 3, 4, 5, and 6
the references to Section 8(a)(3).
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative Law Judge, as modi-
fied below, and hereby orders that the Respondent,
Robbins Door & Sash Company, Inc., Allentown,
Pennsylvania, its officers, agents, successors, and
assigns, shall take the action set forth in the said
recommended Order, as so modified:
1. Substitute the following for paragraph l(c):
"(c) Unilaterally posting a warning notice to its
employees changing discharge procedure in the
event of a work slowdown."
2. Substitute the following for paragraph l(g):
"(g) In any like or related manner restraining or
coercing its employees in the exercise of the rights
guaranteed them by Section 7 of the Act."
3. Delete paragraph 2(f) and reletter subsequent
paragraphs accordingly.
4. Substitute the attached notices for those of the
Administrative Law Judge.
APPENDIX A
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR REL.ATIONS BOARD
An Agency of the United States Government
have violated the National Labor Relations Act, as
amended, and has ordered us to post this notice.
WE WILL NOT refuse to bargain with Team-
sters Local Union No. 776 as the exclusive
representative of the following appropriate
bargaining unit employees:
All employees employed and working as
shippers, drivers, glaziers, marlite shippers,
shopmen, bench hands, helpers and laborers,
employed by the Employer at its Harris-
burg, Pennsylvania, location, excluding all
other employees and all supervisors as de-
fined in the Act.
WE WILL NOT unilaterally continue to with-
hold payments into the Teamsters pension
fund on behalf of the employes in the bargain-
ing unit.
WE WILL NOT unilaterally continue to with-
hold premium payments into the Teamsters
health and welfare fund on behalf of the em-
ployees in the bargaining unit.
WE WILL NOT unilaterally change the se-
niority system, or the holiday and vacation
benefits, from the system in existence before
August 1980.
WE WIL. NOT in any like or related manner
interfere with, restrain, or coerce our employ-
ees in the exercise of the rights guaranteed
them by Section 7 of the Act.
WE Wit l pay irto the Teamsters pension
fund all moneys unilaterally withheld since ex-
piration of our collective-bargaining agreement
with that union in July 1980.
WEF
WILL compensate
all employees ad-
versely affected by our having withheld pay-
ments into that fund after expiration of the col-
lective-bargaining agreement with Local 776
in July 1980.
WE WILL make whole Carl Keister, Robert
Novakowski, and Dennis Gelnett for any loss
of earnings they may have suffered by virtue
of their layoff in September 1980, with inter-
est.
WE WIll
make whole any employees who
have suffered a loss of pay in consequence of
our having unilaterally denied them previously
enjoyed holiday and vacation benefits.
ROBBINS DOOR & SASH COMPANY,
INC.
After a hearing at which all sides had an opportu-
nity to present evidence and state their positions,
the National Labor Relations Board found that we
660
ROBBINS DOOR & SASH COMPANY. INC
APPENDIX B
DECISION
NOTICE TO EMPI.OYNIiS
POSTED BY ORDER OF THE
NATIONAL LABOR REI.ATIONS
BOARD
An Agency of the United States Government
After a hearing at which all sides had an opportu-
nity to present evidence and state their positions,
the National Labor Relations Board found that we
have violated the National Labor Relations Act, as
amended, and has ordered us to post this notice.
WE WIL L NOT refuse to bargain with Team-
sters Local Union No. 773 as the exclusive
representative
of the following
appropriate
bargaining unit employees.
All truckdrivers, helpers and warehousemen
at the Employer's Allentown, Pennsylvania,
facility, excluding all other employees and
all supervisors as defined in the Act.
WE WILL NOT unilaterally continue to with-
hold payments into the Teamsters pension
fund on behalf of the employees in the bar-
gaining unit.
WE WILL NOT unilaterally continue to with-
hold premium payment to Blue Cross and Blue
Shield to the benefit of the employees in the
bargaining unit.
WE WILL NOT unilaterally change our holi-
day and/or vacation benefit system from the
system in effect before August 1980.
WE WILL NOT unilaterally continue to post
warning notices regarding a new discharge
policy in the event of work slowdown activi-
ty, or to implement such policy.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce our employ-
ees in the exercise of the rights guaranteed
them by Section 7 of the Act.
WE WILL pay into the Teamsters pension
fund all moneys unilaterally withheld since ex-
piration of our collective-bargaining contract
with that union in July 1980.
WE WILL compensate all employees ad-
versely affected by our having withheld pay-
ments to Blue Cross and Blue Shield after ex-
piration of the collective-bargaining agreement
with Local No. 773 in July 1980.
WE WILL make whole any employees who
have suffered a loss of pay by our having uni-
laterally denied them previously enjoyed holi-
day and vacation benefits.
ROBBINS
DOOR & SASH
COMPANY,
INC.
STAIFMINTI OF THF CASE
THOMAS A. RIccl, Administrative Law Judge: This is
a consolidated proceeding in which a hearing was held
on July 15 and 16, 1981, in Harrisburg, Pennsylvania, on
separate complaints issued against Robbins Door & Sash
Company, Inc., herein called the Respondent or the
Company. In Case 4-CA-11445 a complaint issued on
November 12, 1980, based on a charge filed by Team-
sters Local Union No. 776, a/w International Brother-
hood of Teamsters, Chauffeurs,
Warehousemen
and
Helpers of America, herein called Local 776, on Septem-
ber 25. 1980. In Case 4-CA-11613 a complaint issued on
December 23, 1980, based on a charge filed on Novem-
ber 19, 1980, by Teamsters Local Union No. 773, a/w
International
Brotherhood
of Teamsters, Chauffeurs,
Warehousemen and Helpers of America, herein called
Local 773. The issues presented are whether the Re-
spondent violated Section 8(a)(5) at both of these loca-
tions. Briefs were filed after the close of the hearing by
all parties.
Upon the entire record and from my observation of
the witnesses, I make the following:
FINDINGS OF FACT
1. THE BUSINESS OF THE RESPONDFNT
The Respondent. a Pennsylvania corporation, is en-
gaged in the wholesale distribution of millwork and re-
lated
products at both the two locations involved.
During the year preceding issuance of the complaints,
the Respondent purchased and received goods and mate-
rials valued in excess of :50.000 directly from out-of-
state sources. I find that the Respondent is engaged in
commerce within the meaning of Section 2(6) and (7) of
the Act.
II. THE l.ABOR ORGANIZATIONS INVOLVED
I find that both Locals No. 776 and No. 773, affiliated
with the Teamsters International Union, are labor organi-
zations within the meaning of Section 2(5) of the Act.
tll. THE UNFAIR LABOR PRACTICES
This is essentially a refusal-to-bargain case, presenting
diversified details but all interrelated to a single funda-
mental question. Two of the Respondent's locations are
involved, one at Harrisburg and the other in Allentown,
both in Pennsylvania. The Teamsters Union has for years
represented the employees at both places, Local 776 at
Harrisburg and Local 773 at Allentown. The last collec-
tive-bargaining agreements between the parties expired in
July 1980, the one in Harrisburg on July 29 and the one
in Allentown on July 31. There were a number of bar-
gaining sessions aimed at contract renewal at both places,
with the respective Local Union and management agents
participating; proposals and counterproposals
in great
number were exchanged. The same company lawyer par-
ticipated in all the negotiation conferences.
661
DECISIONS OF NATIONA
I LABOR RELATIONS BOARD
The Local 776 contract at Harrisburg was not ex-
tended upon its expiration. The Union called a strike the
next day, and all 12 employees ceased work. They of-
fered to return 3 weeks later and were all reinstated. At
Allentown Local 773 and the Company agreed to, and
did, extend their contract to September 8, 1980. There
was no strike at that location, where about 11 employees
work. The bargaining sessions, which had started in July,
continued into September, October, and December. As
to Harrisburg, at least, as one of the company witnesses
said: "The Company is open to negotiations."
This
means that as of July 15, 1981, the day of the hearing,
the Company still conceded the Union's continuing ma-
jority representative status.
Each of the union contracts had been in effect for 3
years when they expired; they covered in detail every
aspect of the employees' duties, obligations, and compen-
sations, both direct wages and so-called indirect fringe
benefits. And the Respondent always complied with the
contracts and implemented their terms into what then
became the established conditions of employment. After
the contracts expired, albeit at different dates at the two
locations, the Respondent changed many of these "con-
ditions of employment" without advance notice to the
employees or to either of the Local Unions. This, while
it was engaged in collective-bargaining negotiations with
the exclusive majority representatives. The complaints
call each of these unilateral changes in conditions of em-
ployment a deliberate bypassing of the established bar-
gaining agent, and therefore violations of Section 8(a)(5)
of the Act.
At the Harrisburg location, beginning in August, the
Company stopped all payments to the Teamsters pension
fund, and to the Teamsters health and welfare fund; it
also stopped checking off union dues and sending them
to the Union. In Allentown, after September 8, it discon-
tinued both the pension fund contributions and the Blue
Cross and Blue Shield payments. As the months went
on, the Company also changed its vacation policy, and
began denying the employees some of the holidays they
had enjoyed during the previous years. This was all done
without advance notice to or agreement by the Unions
on any item so changed.
Changing substantive conditions of employment with-
out first discussing the idea with a bargaining agent,
indeed during the very period that the parties are en-
gaged in the collective-bargaining process, is a direct
unfair labor practice,
is the clearest of Board law.
N.L.R.B. v. Benne Katz, Alfred Tinkel, and Murray Katz,
d/b/a Williamsburg Steel Products Company, 369 U.S. 736
(1962). Exactly what the Respondent's argument, or ar-
guments, in defense of this case may be, I was unable to
really comprehend throughout the hearing.
One defense contention that seems to emerge from the
oblique testimony by company witnesses is that because
any party to any contract is no longer bound by its terms
once it has expired, the employer, in this instance, was
free to carry on its business as though the contracts had
never existed. Repeated emphasis was placed on the fact
that the Allentown contract expired on September 8, and
not later. The Respondent also made much of the fact
that it wanted to extend the Harrisburg contract for a
further period so that it would remain in effect while the
parties continued talking. In fact, on July 29, the very
last day of the contract, the Respondent convinced
Harry Arnold, the business agent who did most of the
talking for Local 776, to agree to a 2-day extension. But
when Arnold, that night, had a meeting of all the em-
ployees to get a vote consideration based on the Re-
spondent's last offer on all the contract items discussed,
the employees voted to reject the offer as it stood and
also voted not to extend the contract at all. They chose
instead to strike.
If this is the Respondent's defense argument, it fails
completely.' When an employer changes an employee's
hourly rate of pay, discontinues contributions to his in-
surance for medical and hospital expenses, stops pay-
ments for work performed in the form of contributions
towards his retirement-pension fund, all without consult-
ing the statutory bargaining agent about its decision to
make the changes then and there, its conduct is violative
of the law not because it disregards a contract, but be-
cause it ignores the employee's bargaining agent in fixing
the terms of employment. Regardless of whether there is
a contract in effect, if an employer is free to do as it
chooses-and never mind the union-the entire scheme
of the statute is frustrated. This is what is meant by an
exclusive bargaining agent; the employer may not deal
with the employees-make changes of any kind in their
pay or other things earned for work-as though the bar-
gaining agent did not exist. It is not the contract that
binds the hands of the employer when a majority repre-
sentative exists, it is Section 8(a)(5) of the Act. The many
unilateral changes made by the Respondent were unfair
labor practices not because it violated any contract-
there was no contract when it made the changes-but
because it ignored its duty to bargain as the statute com-
mands.
The same argument-that absent a binding contract
the employer may act independently of any union in the
picture-is obliquely made via another route. On August
18, after being on strike for about 3 weeks, the Harris-
burg employees decided to return to work. When their
business agent, Arnold, made the offer to return to Man-
ager Myron Ace, he handed him a letter. The letter read,
in part: "After this vote was taken and substantiated
there was a lot of discussion pertaining to returning to
work under all conditions of the Collective-Bargaining
Agreement that was in force from July 30, 1977 to July
29, 1980, while we continue to negotiate a settlement
that could be ratified by the membership." All Ace did
was read the letter on the phone to company counsel
and then tell the men they could return to work the next
morning, which they did.
Incredibly, counsel for the Union, on the record, con-
tended that the "returning strikers became covered by
the contract . . . by virtue of this letter." When the Re-
In his brief counsel for the Respondent repeatedly joins two con-
ccpts-impasse and contract expiration-as though the two were one and
the same At one point he says "I'he employee benefit programs expired
with the expiration of the old contract inasmuch as there was neither (1)
ally further extension nor (21 any new agreement The Teamsters were
well aware of the effect of its non-agreement to extend the old contract
and acceded Ihereto "
662
ROBBINS DOOR & SASH COMPANY, INC
spondent
insisted-however
variously
its
witnesses
voiced their contentions-that whatever was said that
day did not amount to mutual agreement to reinstate and
extend the old contract for any predictable period-it
was absolutely right. Collective-bargaining agreements
must be in writing, clear, and unquestionable in their at-
tainment. After very formally rejecting the Respondent's
repeated proposal to extend the old contract, it will not
do for the Union to argue that just because the employ-
ees made clear they were returning to work, "under all
conditions" of the past, a new contract came into being.
No need to comment further on that.
But again, it does not follow from the fact that there
was no contract after the employees returned, that the
Employer was free to ignore the exclusive bargaining
agent and to set new rules of employment as pleased its
purpose. And we are therefore back at the beginning.2
Still another defense argument seems to be-although
I am not sure how this one was intended-that because,
after they were put in effect and first understood by the
employees, the Union did not protest the various unilat-
eral changes made, the Union agreed to them, or waived
any legal right to complain, or is estopped from now
filing any charges with the Board. It is old Board law
that waiver by a union of any statutory rights must be in
"clear and unmistakable language."
The Timken Roller
Bearing Company, 138 NLRB 15 (1962). There certainly
was nothing like that here. Even silence-not that it hap-
pened here-does not constitute a waiver. Bierl Supply
Company, 179 NLRB 741 (1969). If in writing a valid
waiver must be unquestionably clear and direct, more so
if the waiver is to be implied must it appear outrightly
convincing. A possible explanation-one never to be ig-
nored-is that the reason why Local No. 776 did not
strike a second time, now in protest over the deprivation
of a previously enjoyed form of compensation, was be-
cause of uncertainty as to the Respondent's capacity to
replace the strikers. Had the Union at Harrisburg struck
when an employee first learned, after his wife had gone
to the hospital, that the medical bills were no longer
covered by insurance, it would have been an unfair labor
practice strike. The Respondent could not have replaced
any strikers permanently in such a situation. But when a
union strikes it cannot be sure, in advance, what the
Board will hold in subsequent litigation of unfair labor
practice charges.
As stated above, Louis Busch, the Respondent's coun-
sel, was present at all bargaining sessions for both loca-
tions. There were times, as the many changes in employ-
ment conditions were made, and caught the employees
by surprise, when Business Agent Arnold, himself pres-
2 I reach the same conclusion with respect to a mailgram Local 773
sent to the Respondent at Allentown on August 18 Although no employ-
ees Ihere were ever on strike, the Union wrote to the Company saying
the employees were agreeable to keep on working while the contract ne-
gotiations continued. Among other things. the message read: "Our posi-
tion continues to be inclusive of a willingness to work under the identical
terms and conditions of the said collective bargaining agreement." As it
happened, the parties at Allentown did extend their old contract through
September 8, but that was something entirely apart from the one-sided
statement of position, or desire, of Local 773 set out in its mailgram. Con-
tracts do not come into being because one party tells the other-unilater-
ally-that there is a contract
ent at all the Harrisburg meetings, went directly to the
manager of the plant to complain, and ask for explana-
tions. Busch objected to this, and wrote several letters to
Arnold saying he shold not ignore "the Employer's
spokesman
in collective bargaining."
At one point,
during the hearing, he was asked, "Is it a defense that
the company could act unilaterally and ignore the union
because the union attempted to appeal the case to the
ownership instead of his lawyer. Is that an argument?"
The lawyer answered: "It is a defense if he is bypassing
the bargaining representative ....
" Without comment,
I find no merit in that argument as a defense basis against
the complaint.
As it happened, there was protest against some of the
denials of existing benefits. When Arnold, of Local No.
776, heard in late August that the health and welfare in-
surance payments had been discontinued he complained
to the Harrisburg manager, who told him to see the com-
pany lawyer about it. All the lawyer said in explanation
was: "[I]t's my [Arnold's] problem and [if] I can get any-
thing out of them fine. I can take care of them. They're
our members, so it's our problem, not the company's."
There is a certain amount of confusion in the record as
to exactly when some of the unilateral changes in condi-
tions of employment were made. But it is of no great
moment now, for there is no question that each of the
changes were in fact made, all of them, before the nego-
tiation sessions ended. Because in each and every in-
stance the Respondent committed an unfair labor prac-
tice, it must restore the status quo; i.e., make every pay-
ment for benefits it illegally withheld and make whole
any employee who was deprived of holiday or vacation
benefits he was entitled to. It will be time enough, at the
compliance stage of this proceeding, to examine more
carefully both records of the Company and of the Union
to ascertain the exact amounts to be paid by the Re-
spondent as part of the remedy required.
But in one respect the element of timing is significant
now because of the ultimate defense contention made by
the Respondent in its brief. It speaks there of what hap-
pened with respect to the Allentown location only, but I
take the defense position as intended for Harrisburg as
well. It argues impasse, and cites Board cases holding
that when talking and bargaining has ended with the par-
ties deadlocked on all issues so that it can be said no fur-
ther negotiations could intelligently take place, the em-
ployer may put into effect those terms and conditions it
tried unsuccessfully to sell to the Union in proper negoti-
ations. This is not what happened in this case, and the
impasse defense contention therefore will not serve.
What the Respondent is really saying here is that
whenever the Union flatly rejects one particular proposal
by the employer-once, twice, or three times-there
comes into being an impasse as to that particular item in
dispute, and the employer may then and there put that
one of its proposals in effect regardless of anything else,
as though the continuing bargaining on all other issues
had nothing to do with that one condition of employ-
ment. But collective bargaining towards a comprehensive
contract means a balancing of all its terms, one offsetting
another as the parties weigh the relative value of one
663
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
demand or proposal against all the others. There is a re-
lationship that binds all the terms of a contract into one
bundle, so to speak. In fact, throughout the remaining
bargaining sessions that took place at both these loca-
tions as the parties went along there was agreement on
many items. If the Locals were firm in not yielding to
the Respondent's insistence on discontinuing some of the
substantial benefits the employees previously enjoyed,
the Company was no less adamant in its position with re-
spect to those same items. Each party has a right to be
firm in this or that among the many economic elements
of the total package eventually sought. It is this very
wheeling and dealing back and forth offering this tidbit
in return for that that collective bargaining is all about.
A perfect example of the Respondent's theory is what
happened at Harrisburg with respect to the health and
welfare benefits. There were six bargaining sessions for
that location-July 15, 18 and 19, August 18, September
22, and October 22. Among the Company proposals that
Local 776 refused to yield on was discontinuance of the
health and welfare payments to the employees' benefit.
On August 1, the Respondent discontinued all payments
into that fund. Bargaining continued during the next 3
months but the Company never resumed those payments.
If the Company had a right to implement one of its
offers which up to that moment the Union had refused to
concede, it means it had a similar right to put in effect
each and every other of its various proposals which the
Union was still not ready to yield on. In that case, what
purpose could be served by the bargaining sessions
which came later? Putting rejected proposals in effect
apace as the bargaining goes on frustrates the entire col-
lective-bargaining process. This is what is meant under
Board law as prohibited action before any impasse has
been reached.
The Company continued doing the same thing, still at
Harrisburg. On September 1 it discontinued payments
into the pension fund. It stopped checking off union dues
as it had been doing in the past. It changed the holiday
system, denying-it would appear-previously enjoyed
holiday benefits. This, all in accordance with its own not
as yet accepted proposals and all before the final bargain-
ing sessions of October 22. In short, the Respondent
acted, in its treatment of the employees, as though the
collective bargaining in which it were engaged meant
nothing.
As to Allentown, there were bargaining sessions on
July 24, 30, and 31, on August 13, 15 and 25, and on De-
cember 8. Here it is said an impasse came into being on
August 13, such as to justify every unilateral change the
Respondent made thereafter. And again, the three nego-
tiation sessions that followed, in each of which the par-
ties discussed very many items still in dispute, are totally
ignored. But while the Respondent speaks of the August
13 session as to the total cutoff date for everything, its
brief shows that it asks for impasse justification one dis-
puted item at a time, each separate from any other issue
discussed. On December 4 it changed the established va-
cation policy. From the Respondent's brief: "On Decem-
ber 4, 1980, Robbins implemented its proposed Vacation
policy which the Teamsters discussed and rejected
during the second meeting on July 30, 1980." This is but
another way of saying that when a union firmly rejects a
company proposal at any stage of the bargaining, the em-
ployer is free to implement that particular one. The same
idea appears in repeated phrases such as "ongoing im-
passe," "the Teamsters were intractable," "the truculence
of the Union," and "the intransigence of the Union," etc.
That the Respondent in fact rejected the fundamental
principle of collective bargaining in this case is more
conclusively shown by the action it took at Allentown at
the end of September. It will be recalled that the con-
tract at that location had been extended to no later than
September 8. At the end of that month, without ad-
vanced notice to the Union or to the employees, the
Company discontinued all payments into the health and
welfare fund and into the pension fund. Never, during all
the preceding negotiations,
had it proposed such a
change in the existing conditions in those two respects at
this location. When the parties met again later on De-
cember 8, it is not surprising that despite the efforts of a
Federal mediator all the talking that followed failed. For
the Respondent now to say that because Local 773 raised
no great protest against this kind of unilateral change
serves little in exculpation. If ever unilateral action came
as a surprise, this was it. Anyway, on the question of si-
lence by the offended party even here, see Allen W. Bird
II, Receiver for Caravelle Boat Company, a Corporation
and Caravelle Boat Company, 227 NLRB 1355 (1977).
It is one thing for an employer to put in effect a condi-
tion of employment it in good faith tried to sell the union
while attempting to reach a new contract. It is some-
thing else again to change position, with no notice to the
union representatives, and put in effect a condition of
employment much more damaging to the employees than
that which the company had consistently tried to sell to
the union. Taft Broadcasting Co., WDAF AM-FM TV,
163 NLRB 475 (1967), enfd. 395 F.2d 622 (D.C. Cir.
1968). Clearly, even if the hard bargaining before expira-
tion of the old contract could be viewed as an impasse,
these unilateral actions were an absolute bypassing of the
bargaining agent, and prove beyond question a determi-
nation by the Respondent to make a mockery of the col-
lective-bargaining process.
I find that at the Harrisburg location the Respondent
violated Section 8(a)(3) and (5) of the Act by each of the
following acts: (I) discontinued payments into the health
and welfare fund; (2) discontinued payments to the pen-
sion fund; and (3) denied holiday benefits previously en-
joyed by the employees, and that by discontinuing the
system of payroll deduction of dues checkoffs it violated
Section 8(a)(5).
I find that at the Allentown location the Respondent
violated Section 8(a)(3) and (5) of the Act by each of the
following acts: (I) discontinued payment of Blue Cross
and Blue Shield insurance benefits; (2) discontinued con-
tributions to the pension fund; and (3) denied holiday
benefits previously enjoyed on November 11 and No-
vember 28, 1980.
By the end of calendar year 1980, the Respondent had
committed so many outright unfair labor practices tied
directly to the union bargaining that it had reduced the
entire process to a shambles. In fact by letter dated De-
664
ROBBINS DOOR & SASH COMPANY, INC.
cember 5, the Respondent's lawyer told Business Agent
Arnold that his union Local 776 no longer represented
the majority of the employees and that "it was in error
for the company to attempt to negotiate." As it had
before, the Company continued to carry on its business
as though the Union did not exist. On January I, 1981, it
posted a notice to the Harrisburg employees announcing
a completely new, very detailed, vacation policy. It sets
out exactly how much vacation is earned after how
many years of service and explains new rules for its im-
plementation. Exactly how this new policy compared
with the long-established system was left hanging at the
hearing, the witnesses disagreeing on whether it was
better or worse. But it was admitted by the management
witness that it represented a change from the past. It is
precisely that one fact-that the Company changed an
existing condition of employment without notice to or
bargaining with the majority representative-that proves
the unfair labor practice. In this instance, there is not
even a claim that the innovation put in effect an offer
previously
made
and
rejected-to impasse-by
the
Union.
Just how much the employees lost in benefits by this
change in vacation policy will be verified with precision
in compliance, later. I find that by announcing the new
vacation policy, and by putting it into effect, the Re-
spondent again violated Section 8(a)(3) and (5) of the
Act.
There was another departure from past practice at
Harrisburg, this one involving seniority rights. The ex-
pired union contract there, received in evidence, shows
exactly what the established practice was. On September
23 the Company informed three shop employees-Keis-
ter, Novakowski, and Gelnett-that they were being laid
off 6 days later for economic
reasons.
Within the
group-shopmen,
warehousemen,
and
truckdrivers-
there are 12 employees. These three men worked in the
shop at that time. In the past seniority governed among
all of them in case of layoff. As shown by the old con-
tract: "Seniority, based on length of continuous service
with the Company shall prevail at all times when skill
and ability are equal." But in this case the Respondent
did not act according to seniority. Keister's seniority
dated back to 1968 and Gelnett's to 1974. There were
two truckdrivers, Sheaffer and Goodlin, who had both
first been hired in 1978. And Novakowski, hired in Feb-
ruary 1975, was senior to Strawser, hired in September
of that year. The three layoffs were therefore clearly in
violation of the established system. At one point Ace, the
manager at Harrisburg, said he selected these three men
for layoff "because these people were shopmen." Faced
with the union contract which showed a broader senior-
ity right in the past, he then shifted and said, at another
point in his testimony, that these men did not have the
proper licenses to drive trucks in this area. But Ace also
admitted, as to Keister at least: "I'm sure that he
would've been able to do it [drive a truck] then." As to
Gelnett, Ace's testimony is that "to the best of my
knowledge" the man did not have a license. When the
Union protested discrimination against the three men in
question, both Keister and Gelnett were returned to
work as truckdrivers. Insofar as the third man is con-
cerned, there was no question of licensing involved, and
the record shows clearly that work as a warehouseman,
which Strawser, junior to him, was doing, is really no
different from the duties of a shopman. If anything, less
skill is required of a warehouseman.
Again I find that by departing from the established se-
niority system, and thereby laying off these three men
out of turn, without advance notice to or bargaining
with Local 776 on the subject, the Respondent violated
Section 8(a)(3) and (5) of the Act. There was talk be-
tween union and company representatives about an eco-
nomic layoff in the shop before this happened, but what-
ever it was the Company intended to do, the union
spokesman did not agree. Merely telling the union agent
what the Respondent intends to do does not suffice to
excuse what is a clear unilateral change of conditions of
employment during the collective-bargaining process.
There is one final allegation in the complaint that I do
not think is supported by the evidence. At the beginning
of October the Company posted the following notice in
Allentown:
WARNING
This constitutes a warning to all employees con-
cerning slow down activity. Any attempt by any
employee not to do a full day's work for a full day's
pay will be subject to the following action: -1.
First offense-one week discharge without pay. 2.
Second offense-discharge.
While not really disputing the Respondent's right to
threaten discharge of an employee for engaging in a de-
liberate slowdown on the job, the General Counsel
argues that the method of procedure on just how to
punish any possible offender could only be set after dis-
cussion with the Union. To characterize this notice as a
unilateral change in existing conditions of employment
requires too great a straining of words. There was no
slowdown experience in the past, and there was no de-
tailed system for discipline against such form of behav-
ior. In the heat of frustrating negotiations, with the Com-
pany depriving the employees of past benefits while ig-
noring their union, it would not be surprising if some
kind of tension, and even misbehavior in the shop, took
place. I think in such circumstances the employer has a
right to announce it will take drastic action to enforce a
full day's work for a full day's pay. In any event, the
notice apparently served a salutary purpose, for no one
was found guilty and the notice was removed soon
thereafter.
IV. rHi REMEDY
As set out above, to undo the effects of its unfair labor
practices the Respondent must resume paying to the em-
ployees' benefit premiums for health and welfare benefits
in Harrisburg to the Union's fund, and in Allentown to
Blue Cross and Blue Shield. If it should come to light
that any of the employees here involved incurred medi-
cal, hospital, or related expenses, which they personally
had to pay, in consequence of having lost the previously
665
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
enjoyed insurance coverage, the Respondent shall have
to reimburse them individually for such expenses paid.
The Respondent must also pay into the Union's pen-
sion fund all moneys withheld at both locations from the
day it discontinued such payments to the day it bargains
in good faith with each of the two Teamsters locals.
As to holidays and vacations denied employees at both
locations in consequence of the unilateral action taken by
the Respondent, it must make whole the employees so
prejudiced, the exact amounts due to be determined by a
later investigation of pertinent records.
In addition, the Respondent must make whole Keister,
Novakowski, and Gelnett for any loss of earnings suf-
fered in consequence of their having been improperly
laid off in September 1980.
And finally, the Respondent must, on request of the
local unions, bargain in good faith in each of the bargain-
ing units.
V. THE FF CT OF THE UNFAIR I.AHOR PRACTICIES
UPON COMMERCE
The activities of the Respondent set forth in section
III, above, occurring in connection with the operations
of the Respondent described in section 1, above, have a
close, intimate, and substantial relationship to trade, traf-
fic, and commerce among the several States and tend to
lead to labor disputes burdening and obstructing com-
merce and the free flow of commerce.
CONCI USIONS OF LAW
1. By refusing to bargain in good faith with Teamsters
Local Union No. 776, a/w International Brotherhood of
Teamsters, Chauffeurs, Warehousemen and Helpers of
America, as exclusive bargaining agent of employees in
the appropriate bargaining unit, the Respondent has vio-
lated and is violating Section 8(a)(5) of the Act. The ap-
propriate bargaining unit is:
All employees employed and working as shippers,
drivers, glaziers, marlite shippers, shopmen, bench
hands, helpers and laborers, employed by the Em-
ployer at its Harrisburg, Pennsylvania, location, ex-
cluding all other employees and all supervisors as
defined in the Act.
2. By refusing to bargain in good faith with Teamsters
Local Union No. 773, a/w International Brotherhood of
Teamsters, Chauffeurs, Warehousemen and Helpers of
America, as the exclusive bargaining agent of employees
in the appropriate bargaining unit, the Respondent has
violated and is violating Section 8(a)(5) of the Act. The
appropriate bargaining unit is:
All truckdrivers, helpers and warehousemen at the
Employer's Allentown, Pennsylvania, facility, ex-
cluding all other employees and all supervisors as
defined in the Act.
3. By discontinuing payments into the health and wel-
fare fund, by discontinuing payments into the Teamsters
pension fund, by discontinuing the practice of deducting
union dues from payroll and forwarding them to the
Teamster Union, and by denying holiday benefits previ-
ously enjoyed by its employees, all at its Harrisburg lo-
cation, the Respondent has violated and is violating Sec-
tion 8(a)(5) and (3) of the Act.
4. By discontinuing payment of Blue Cross and Blue
Shield medical insurance benefits on behalf of its em-
ployees, by discontinuing contributions to the Teamster
pension fund on behalf of its employees, and by denial of
holiday benefits previously enjoyed, all at its Allentown
location, the Respondent has engaged in and is engaging
in unfair labor practices within the meaning of Section
8(a)(3) and (5) of the Act.
5. By announcing and implementing a changed vaca-
tion policy at its Allentown location, the Respondent has
engaged in and is engaging in unfair labor practices
within the meaning of Section 8(a)(3) and (5) of the Act.
6. By laying off employees Carl Keister, Robert Nova-
kowski, and Dennis Gelnett, the Respondent has violated
and is violating Section 8(a)(3) and (5) of the Act.
7. By all of the foregoing conduct the Respondent has
violated and is violating Section 8(a)(1) of the Act.
8. The aforesaid unfair labor practices are unfair labor
practices affecting commerce within the meaning of Sec-
tion 2(6) and (7) of the Act.
Upon the foregoing findings of fact, conclusions of
law, and upon the entire record, and pursuant to Section
10(c) of the Act, I hereby issue the following:
ORDER3
The Respondent, Robbins Door & Sash Company,
Inc., Allentown and Harrisburg, Pennsylvania, its offi-
cers, agents, successors, and assigns, shall:
1. Cease and desist from:
(a) Refusing to bargain with Teamsters Locals 776 and
773 for its Harrisburg and Allentown, Pennsylvania, lo-
cations, respectively, as the exclusive bargaining repre-
sentatives of all the employees in the appropriate units.
(b) Unilaterally discontinuing payments, on behalf of
all the employees involved, for health and welfare insur-
ance, Blue Cross and Blue Shield insurance, and retire-
ment pension fund.
(c) Refusing to deduct union dues via payroll deduc-
tion and forwarding them to Local 776.
(d) Unilaterally denying holiday benefits to the em-
ployees involved previously enjoyed, without bargaining
with their union on the subject.
(e) Changing its vacation policy to the disadvantage of
the employees without
prior consultation
with
the
Union.
(f) Laying off employees in disregard of their estab-
lished seniority rights, without prior consultation with
and bargaining with their union representative.
(g) In any other manner interfering with, restraining,
or coercing employees in the exercise of the rights guar-
anteed under Section 7 of the Act.
:' In the event no exceptiolls are filed as provided by Sec. 102.46 of the
Rules and Regulations of the National l.abor Relations Board. the find-
ings. conclusions. and recommended Order herein shall, as provided in
Sec 10248 of the Rules and Regulatios,, be adopted by the Board and
become its findings, conclusions. and Order, and all objections thereto
shall be deemed waived for all purposes
666
ROBBINS DOOR & SASH COMPANY, INC.
2. Take the following affirmative action which is
deemed necessary to effectuate the policies of the Act:
(a) Recognize and, upon request, bargain collectively
with Teamsters Local Unions 776 and 773, as the exclu-
sive representatives of the employees in the appropriate
units described below, with regard to rates of pay, hours
of employment, and other terms and conditions of em-
ployment and, if understandings are reached, embody
such understandings in signed agreements. The appropri-
ate bargaining units are as follows:
All employees employed and working as shippers,
drivers, glaziers, marlite shippers, shopmen, bench
hands, helpers and laborers, employed by the Em-
ployer at its Harrisburg, Pennsylvania, location, ex-
cluding all other employees and all supervisors as
defined in the Act.
All truckdrivers, helpers and warehousemen at the
Employer's Allentown, Pennsylvania, facility, ex-
cluding all other employees and all supervisors as
defined in the Act.
(b) Make whole Carl Keister, Robert Novakowski, and
Dennis Gelnett for any loss of earnings they may have
suffered by virtue of their unlawful layoff in September
1980.
(c) Make whole any of the employees in each of the
two bargaining units for any loss of pay they may have
suffered in consequence of the Respondent's unlawful
denial of holiday and vacation benefits previously en-
joyed.
(d) Pay into the Teamsters pension fund all money to
the credit of employees at both Allentown and Harris-
burg that have been withheld since expiration of the
union contracts in July 1980, and resume making such
payments until such time as the Respondent bargains
with both locals in good faith.
(e) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all
payroll records, social security payment records, time-
cards, personnel records and reports, and all other re-
cords necessary to analyze the amount of backpay due
under the terms of this Order.
(f) Resume making payroll dues deductions on behalf
of authorizing employees and forward such dues to the
respective Union Locals.
(g) Post at its Allentown and Harrisburg, Pennsylva-
nia, locations copies of the attached notices marked "Ap-
pendixes A and B. "4
Copies of said notices, on forms
provided by the Regional Director for Region 4. after
being signed by its representatives, shall be posted by the
Respondent immediately upon receipt thereof, and be
maintained by it for 60 consecutive days thereafter, in
conspicuous places, including all places where notices to
employees are customarily posted. Reasonable steps shall
be taken by the Respondent to insure that said notices
are not altered, defaced, or covered by any other materi-
al.
(h) Notify the Regional Director for Region 4. in writ-
ing, within 20 days from the date of this Order, what
steps the Respondent has taken to comply herewith.
In the event that this Order is enforced by a Judgment olf a United
States Court of Appeals, the words in the notice reading "Posted h.
Order of the National Labor Relations Board" shall read "P'isted Pursu-
ant to a Judgment of Ihe ULnited States Court of Appeals Enforclng an
Order of the National lIabor Relations Board"
667