261 NLRB 27
Minnesota Mining and Manufacturing Company
MINNESOTA MINING AND MANUFACTURING CO.
Minnesota Mining and Manufacturing Company and
Oil, Chemical & Atomic Workers Local Union
No. 6-418, AFL-CIO and Oil, Chemical &
Atomic Workers Local Union No. 6-75, AFL-
CIO. Cases 18-CA-5710 and 18-CA-5711
April 9, 1982
DECISION AND ORDER
On March 13, 1979, Administrative Law Judge
Robert E. Mullin issued the attached Decision in
this proceeding. Thereafter, Respondent filed ex-
ceptions and a supporting brief. On December 10,
1979, the Board, having determined that this and
other cases' involving an employer's obligation to
furnish certain information regarding health and
safety related data to the collective-bargaining rep-
resentative of its employees presented issues of im-
portance in the administration of the National
Labor Relations Act, as amended, scheduled oral
argument for January 16, 1980. Thereafter, oral ar-
gument was rescheduled to January 15, 1980, at
which time Respondent,
the General Counsel,
Charging Party Oil, Chemical & Atomic Workers
Local Union No. 6-418, AFL-CIO (herein called
Local 6-418 or the Union), and amici curiae pre-
sented arguments. 2 The General Counsel subse-
quently filed a supplemental memorandum of law.
The Board has considered the record and the at-
tached Decision in light of the exceptions, briefs,
and oral arguments, and has decided to affirm the
rulings, findings, and conclusions of the Adminis-
trative Law Judge as modified herein.
The principal issue in this case is whether Re-
spondent violated Section 8(a)(5) and (1) of the Act
by refusing to provide labor organizations repre-
senting its employees with information assertedly
requested for collective bargaining. The informa-
tion sought was of two general types: (1) Respond-
ent's affirmative action plans, herein called AAPs,
prepared pursuant to the requirements of Govern-
ment nondiscrimination programs, and (2) health
and safety related data. The Administrative Law
Judge found both categories of information rele-
vant to the Charging Parties' (herein called collec-
tively the Unions) role as collective-bargaining rep-
resentatives of unit employees, and therefore con-
cluded that Respondent violated the Act by refus-
ing to supply the information. For the reasons set
forth below, we adopt the Administrative Law
Judge's conclusion that Respondent unlawfully re-
fused to provide certain of the health and safety
Colgate-Palmolive Company, 261 NLRB 90, and Borden Chemical A
Division of Borden, Inc., 261 NLRB 64.
' The Amencan Federation of Labor and Congress of Industrial Orga-
nizations, and its Building and Construction Trades and Industrial Union
Departments, presented oral argument as amici curiae.
261 NLRB No. 2
data, but we do not adopt his conclusion that Re-
spondent further violated the Act by refusing to
supply the Unions with its AAPs.
The information requests were made by two dif-
ferent Locals of the Oil, Chemical & Atomic
Workers International Union which represent sepa-
rate units of Respondent's employees.3 Thus, Local
6-418, the recognized representative of a unit of
Respondent's hourly employees at its Chemolite
Plant and warehouse facility in Cottage Grove,
Minnesota, and Oil, Chemical & Atomic Workers
Local Union No. 6-75 (herein called Local 6-75),
representative of a unit of Respondent's hourly em-
ployees at its Saint Paul, Minnesota, facility and its
Maplewood, Minnesota, 3M Research Center Site,
each requested that Respondent furnish that union
with a copy of its AAPs. Local 6-418 additionally
requested that Respondent furnish various health
and safety data regarding the Chemolite Plant,
specifying in its October 27, 1977, letter requesting
that data the precise information desired. Briefly,
the information sought included the following: (1)
morbidity and mortality statistics on all past and
present employees; (2) the generic names of all sub-
stances used and produced at the Chemolite Plant;
(3) results of clinical and laboratory studies of any
employee undertaken by Respondent, including the
results of toxicological
investigations regarding
agents to which employees may be exposed; (4)
certain health information derived from insurance
programs covering employees, as well as informa-
tion concerning occupational illness and accident
data related to workmen's compensation claims; (5)
a listing of contaminants monitored by Respondent,
along with a sample protocol; (6) a description of
Respondent's hearing conservation program, in-
cluding noise level surveys; (7) radiation sources in
the plant, and a listing of radiation incidents requir-
ing notification of state and Federal agencies; and
(8) an indication of plant work areas which exceed
proposed National Institute of Occupational Safety
and Health heat standards and an outline of Re-
spondent's control program to prevent heat dis-
ease. 4
Respondent met with representatives of the two
Locals on March 24, 1978, to discuss the informa-
tion requests, but declined to supply any of the in-
formation sought by the Unions. By letter dated
December 21, 1977, in response to Local 6-418's
request for its AAPs, Respondent took the position
' Each local union is signatory to a collective-bargaining agreement
with Respondent, both effective from August 30, 1976, to August 27,
1979, and therefore applicable at the time of the Unions' 1977 information
requests.
' Local 6-418's request for the health and safety information has been
set forth verbatim by the Administrative Law Judge in his Decision.
27
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
that an AAP is a management tool and not a nego-
tiable item. In response to Local 6-75's AAP re-
quest, Respondent asserted in a letter dated De-
cember 27, 1977, that Federal and state laws and
Executive Order 11246 provide confidentiality to
an employer with respect to AAPs, and it therefore
refused to provide the requested plans. Respondent
did not respond in writing to Local 6-418's request
for health and safety data. However, Respondent's
spokesmen, when meeting with union officials, pre-
sented various reasons why it would not provide
the information. Essentially, Respondent contended
that its regular safety meetings, held pursuant to a
provision of its contract with Local 6-418, provide
Local 6-418 with whatever is needed for its assess-
ment of health and safety issues.
On February 16, 1978, Local 6-418 and Local 6-
75 each filed unfair labor practice charges alleging
that Respondent violated the Act through its refus-
al to furnish the above-described information.
The Administrative Law Judge found both Re-
spondent's AAPs and the health and safety data
relevant to the Unions' collective-bargaining func-
tions. In finding the AAPs relevant, however, the
Administrative Law Judge relied in part upon the
fact that Respondent had succeeded in having the
two Locals joined as co-defendants in a pending
lawsuit filed against Respondent by the National
Organization for Women (NOW). That suit, a class
action alleging that Respondent has and does dis-
criminate in its employment practices on the basis
of sex in violation of Title VII of the Civil Rights
Act of 1964, 5 was, at the time of the hearing, in the
early stages of discovery in the United States Dis-
trict Court for the District of Minnesota. Respond-
ent filed a cross-claim against the two Unions as
well, asserting that, since it and they were parties
to collective-bargaining
agreements, the Locals
shared responsibility for the policies and practices
alleged to be discriminatory.
While recognizing that the Board had in a previ-
ous case found only the "Work Force Analysis"
portion of an AAP presumptively relevant to col-
lective bargaining,6 the Administrative Law Judge
nonetheless concluded that the pending lawsuit es-
tablished the relevance of Respondent's entire
AAPs. Thus, he concluded that the Unions are en-
titled to the AAPs both for their relevance to that
litigation, "as well as for the purpose of assisting
them in administering the collective-bargaining
agreements and of negotiating to eliminate and pre-
vent any further discrimination." We disagree.
'42 U.S.C. 2000e, et seq.
Westighouse Electric Corpoation, 239 NLRB 106 (1978), enfd. and
modified on other grounds 648 F.2d 18 (D.C. Cir. 1980).
In Westinghouse Electric Corporation, supra, we
held that, except for certain statistics contained in
the "Work Force Analysis" portion of an employ-
er's AAP, AAPs are not presumptively relevant.7
Therefore, a union must demonstrate relevance to
be entitled to the entire plan. Subsequently, in
Automation & Measurement Division The Bendix
Corporation, 242 NLRB 62 (1979), we refused to
sift through an employer's AAP in an attempt to
discern that data to which the union was entitled.
We held there that, while an AAP may contain
certain statistical information regarding race and
sex of employees to which a union, upon request,
would be entitled, the union had failed to indicate
with appropriate specificity the relevant informa-
tion sought.8 We adhere to that view.
In the instant case, certain portions of Respond-
ent's AAPs likewise do not appear reasonably nec-
essary to enable the Unions to administer their con-
tracts intelligently and effectively.9
Nor do Re-
spondent's entire AAPs appear necessary for future
bargaining by the Unions, since some of the materi-
al included-such as Respondent's articulation of
its various goals based in part upon business fore-
casts related to production emphasis, plant expan-
sion, and other similar factors-appear to fall
within that area traditionally reserved exclusively
for management's initial consideration.
To the extent that portions of Respondent's
AAPs may be relevant in the pending Title VII
litigation, the Unions may presumably obtain the
information necessary to their defense of that suit
through appropriate discovery proceedings of the
Federal court adjudicating that matter. The Unions
have not, however, demonstrated how the exist-
ence of that lawsuit renders Respondent's entire
AAPs relevant under our statute. Therefore, inas-
much as Respondent's entire AAPs are not pre-
' Westinghouse, supra at 114-115. Chairman Van de Water would not
find that furnishing of the Work Force Analysis (WFA) of an employer's
AAP is presumptively appropriate except in those circumstances where a
union refers a substantial number of individuals for hiring, e.g., in the
construction industry, and thereby becomes involved in the hiring proc-
ess and is itself faced with a legal nondiscrimination duty. Absent such
circumstances, he would limit the furnishing of the WFA to instances
where a union has demonstrated that such information is relevant in ful-
filling its collective-bargaining function. Chairman Van de Water would
further find that the balance of the AAPs should not be furnished for the
reasons set forth in Member Murphy's dissent in Westinghouse, supra at
122-124.
Id. at 63.
Respondent avers that its AAPs are comprised of the following: (1)
an affirmative action statement of top executives and managers; (2) imple-
mentation provisions describing recruitment and other company policies
designed to encourage minority and female employment; (3) statistical
tabulations of minority and female employment included in a Work Force
Analysis; and (4) a utilization analysis and narrative statement discussing
hiring goals and the reasons why these goals may or may not have been
met. Further, according to Respondent, the final, narrative portion of Re-
spondent's AAPs discuss potential problems in achieving the various
goals, and also contain certain related business forecasts.
28
MINNESOTA MINING AND MANUFACTURING CO.
sumptively relevant, and the Unions have not oth-
erwise demonstrated the relevance of Respondent's
entire AAPs or specified portions of the plans
which might be deemed relevant, we shall not re-
quire Respondent to produce its AAPs.
We agree, however, as noted above, with the
Administrative Law Judge's finding that the health
and safety data requested by Local 6-418 is rele-
vant to that Union's representative functions,' 0 and
find that the bargaining agent is entitled to full dis-
closure of the requested health and safety informa-
tion to the extent that such disclosure is consonant
with the protection of individual employees' priva-
cy rights and with Respondent's legitimate propri-
etary confidentiality concerns. It is well established
that health and safety are terms and conditions of
employment regarding which an employer is obli-
gated to bargain upon request," and information
concerning these matters is therefore relevant.
Testimony at the hearing indicated that sub-
stances which are caustic, substances which may
emit beta radiation,' 2 and substances either known
to be or suspected of being mutagens (causing
damage to the genetic material of cells), steriliza-
tion agents, and carcinogens are regularly used or
produced in the Chemolite Plant. 13 Respondent has
itself recognized the hazardous nature of substances
to which employees are exposed, for it has re-
quired some individuals to wear radiation badges
monitoring radiation emanating from certain mate-
rials handled, and it also provides protective gloves
and other gear for use in handling given sub-
10 The Administrative Law Judge found the information relevant, inter
alia, because it is needed for the purposes of determining whether Re-
spondent is in compliance with the health and safety regulations imposed
by the Occupational Safety and Health Administration (OSHA) and
other Federal and State agencies. In concluding that the information
sought is relevant and needed by the Union for the proper performance
of its duties as the employees' representative, we rely not upon the obli-
gations imposed by other agencies or statutes, but solely upon the bar-
gaining obligation imposed by the National Labor Relations Act.
" Gul Powr Company, 156 NLRB 622 (1966), enfd. 384 F.2d 822 (5th
Cir. 1967); San Isabel Electric Services Inc, 225 NLRB 1073 (1976).
There is, of course, no question that the parties here are cognizant of
their bargaining obligations in this respect, for the applicable contract
contains a health and safety provision stating, inter alia, "3M Company
desires to continually improve its long established safety and health pro-
gram and recognizes the importance of employee involvement in this
program."
"s Chlorine nitrate and thorium nitrate were identified by Rafael
Moure, an industrial hygienist for the Oil, Chemical & Atomic Workers
International Union, as causing concern in this regard.
" Moure testified that he had learned from representatives of Local 6-
418 that "there are as much as 2,000 pounds of eppichlorohydron used a
week on the facilities at Chemolite." Moure further testified that the
OSHA standard for "exposure to this chemical [that] is five parts per mil-
lion for eight hour time weighted average," and that National Institute of
Occupational Safety and Health studies in animals have indicated that
this chemical is a mutagen, a carcinogen, and a sterilizer. When asked
whether employees had been provided instructions with respect to ep-
pichlorohydron, Respondent's manager of toxicology, James E. Long, re-
sponded that Respondent has not instructed the employees at all regard-
ing eppichlorohydron, although it has been a topic of discussion with
company industrial hygienists.
stances. Thus, it is clear that the work environment
at the Chemolite Plant has many actual and poten-
tial dangers to the health and safety of the employ-
ees represented by Local 6-418, and that that
Union's need for the information requested is not
merely speculative. In this regard it appears from
the record that employees exposed to harmful ma-
terials are not necessarily apprised of the range of
possible risks inherent in the handling of these sub-
stances. According to John Rowan, a head opera-
tor at Chemolite, although Respondent provides
employees with a safety data "standard" containing
toxicological information on raw materials which
they use in their work, that "standard" may vary
substantially from the safety information supplied
by the original vendor of the raw material. Thus,
the warning provided by Respondent on its "stand-
ard" with respect to dimethyl disulfide, a raw ma-
terial with which employee Rowan had worked on
the preceding shift the day he testified, states as
follows:
DMDS RM 5091
Has a strong, disagreeable sulfur odor. Irritat-
ing to the eyes & skin. Avoid inhalation of
vapors which will cause temporary headache.
Wear rubber gloves for handling.
The vendor's label affixed to a drum of the materi-
al located on the dock, in contrast, warned:
RM 5091 (DMDS)
Danger-Flammable
Vapor may be hazardous or fatal if inhaled.
May be harmful or fatal if swallowed. Use
with adequate ventilation. T"
Few matters can be of greater legitimate concern
to individuals in the workplace, and thus to the
bargaining agent representing them, than exposure
to conditions potentially threatening their health,
well-being, or their very lives. Information of the
type sought by Local 6-418 appears reasonably
necessary to enable that Union to discuss and nego-
tiate in a meaningful fashion on behalf of those
whom it represents, for Local 6-418 can hardly be
expected to bargain effectively regarding health
and safety matters if it, unlike Respondent, knows
neither those substances to which the unit employ-
ees are exposed nor previously identified health
problems resulting therefrom. Accordingly, we find
that the Union has a right to know, at least to the
extent of Respondent's knowledge as reflected in
certain of the information requested, of perceived
dangers or likelihood of harm arising from the em-
" The record does not establish whether Respondent apprises all em-
ployees using raw materials of the content of the warnings supplied by
the vendor.
29
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ployees' working conditions in order that it may
adequately represent the interests of the unit em-
ployees. This finding does not, however, end our
consideration of the matter.
The Supreme Court has recently emphasized, in
Detroit Edison Company v. N.L.R.B., 440 U.S. 301
(1979), that union interests in information arguably
relevant to collective bargaining do not necessarily
always predominate over all other interests, how-
ever legitimate. In that case the company had re-
fused to comply with a union request that it supply
copies of the battery of aptitude tests administered
to employee applicants for a particular job classifi-
cation, including the actual test papers and answer
sheets of the applicants and scores made by each. 15
The Board found the respondent's refusal to supply
these materials to the bargaining representative of
unsuccessful applicants for the available positions
constituted a violation of Section 8(a)(5) and (1) of
the Act, and ordered the respondent unconditional-
ly to disclose employees' test scores to the union,
as well as to turn over directly to the union the
test battery and answer sheets. The Detroit Edison
Company, 218 NLRB 1024 (1975). The United
States Court of Appeals for the Sixth Circuit en-
forced the Board's Order without modification.
N.L.R.B. v. Detroit Edison Co., 560 F.2d 722
(1977).
In vacating the judgment of the Court of Ap-
peals, the Supreme Court stated:' 6
A union's bare assertion that it needs infor-
mation to process a grievance does not auto-
matically oblige the employer to supply all the
information in the manner requested. The duty
to supply information under §8(a)(5) turns
upon "the circumstances of the particular
case," and much the same may be said for the
type of disclosure that will satisfy that duty.
The Court specifically noted the reasonableness of
the company's concern for test secrecy, and the le-
gitimate and substantial nature of that concern.
Finding that "no principle of national labor policy
[which would] warrant a remedy that would un-
necessarily disserve this interest" had been cited,
the Court declined to enforce the Board's Order
requiring disclosure of the information directly to
the union. The Court instead observed that there
are situations in which an employer's conditional
offer to disclose may be warranted,' 7 and stressed
"a Nonunit applicants were selected by the employer for the job open-
ings, and the union sought the information requested for purposes of
processing a grievance filed on behalf of the unsuccessful applicants
whom it represented.
Dtroit Edison Company v. N.LR.., supra at 314.
" The Court, in dicta, suggested that conditioning the disclosure of test
scores upon the consent of the employees whose grievance was being
the need for an adequate accommodation of the
employer's legitimate and substantial test secrecy
concerns. It is clear from the Court's discussion
that, in dealing with union requests for relevant but
assertedly confidential information, we are required
to balance a union's need for such information
against any "legitimate and substantial" confiden-
tiality interests established by the employer, accom-
modating the parties' respective interests insofar as
feasible in determining the employer's duty to
supply the information. The accommodation appro-
priate in each individual case would necessarily
depend upon its particular circumstances.
In the instant case, two of the defenses urged by
Respondent as justifying its refusal to comply with
the Union's information request appear, at least on
their face, to raise legitimate and substantial com-
pany interests possibly requiring a finding that Re-
spondent need not disclose certain of the informa-
tion, or at least need not unconditionally disclose it.
Specifically, Respondent claims that the release of
medical information sought by the Union would
violate the physician-patient privilege and confi-
dentiality of individual employee medical records,
and that supplying a list of the generic names of all
substances used and produced at the Chemolite
Plant would reveal its trade secrets.18
With respect to the medical confidentiality ques-
tion, the Administrative Law Judge found that
Local 6-418 had at no time requested the names of
any individual employees, and that this was clear
from its original request contained in the letter of
October 27, 1977, wherein Local 6-418 proposed
that confidentiality of medical records be safe-
guarded through the use of physicians to interpret
processed-an accommodation which had been suggested by the re-
spondent but rejected by the union-was justified in the circumstances.
The respondent had also offered to turn over the test battery and
answer sheets to an industrial psychologist selected by the union for an
independent evaluation; this compromise was also rejected by the union.
Although the Administrative Law Judge had ordered the respondent to
turn over the employees' test scores directly to the union, he had accept-
ed the respondent's suggestion that the actual test battery and answer
sheets be disclosed only to an expert intermediary on the union's behalf.
The Administrative Law Judge further directed that the tests and answer
sheets be returned to the respondent upon completion of the arbitration
proceeding, and that the union be allowed to see and study the tests but
not to copy or otherwise disseminate the tests or questions. The Board,
reversing the Administrative Law Judge's conclusion that the test battery
and answer sheets need be turned over only to a qualified psychologist,
ordered that they be made available directly to the union. The use re-
strictions recommended by the Administrative Law Judge were, howev-
er, adopted by the Board.
" The other defenses raised by Respondent-burdensomeness, costli-
ness, and waiver-do not, in our view, warrant closer scrutiny than that
accorded them by the Administrative Law Judge in his Decision. As
stated therein, if substantial costs would in fact be incurred by Respond-
ent in supplying the information, the parties may bargain as to the alloca-
tion of those costs and, if no agreement can be reached, the Union is enti-
tled, to the extent otherwise provided herein, to access to records from
which it can reasonably compile the information. Food Employer Council
Inc., et ao, 197 NLRB 651 (1972); Westinghouse Electric Company, supra.
30
MINNESOTA MINING AND MANUFACTURING CO.
and analyze the documents. The Administrative
Law Judge also found the fact that Local 6-418
did not seek individually identified medical data to
be evidenced by its willingness to have Respondent
remove from the data any information which
would reveal the identity of the individual whose
records were being studied.' 9 While the Union's
October 27 letter was somewhat ambiguous on this
score, we find that the record, including testimony
such as that quoted below, amply supports the Ad-
ministrative Law Judge's finding that the Union
does not seek individually identified records.2 0 To
the extent that supplying the Union with statistical
or aggregate medical data may result in the un-
avoidable identification of some individual employ-
ee medical information, we find that Local 6-418's
need for medical data potentially revealing past ef-
fects of the workplace environment upon those
whom it represents outweighs any minimal intru-
sion upon employee privacy implicit in the supply-
ing of aggregate data such as that sought. We
therefore adopt the Administrative Law Judge's
conclusion that Respondent violated Section 8(a)(5)
and (1) of the Act by failing to supply the bargain-
ing agent with employee health and medical infor-
mation to the extent that that information does not
include individual medical records from which
identifying data2 ' have not been removed.22
With respect to Local 6-418's request for a list
of generic names of all substances used and pro-
"9
Thus, industrial hygienist Moure, who participated in formulating
the information request letter sent to Respondent, testified at the hearing
as follows:
We are not interested in getting the names of the people. We are not
interested in violating the confidentiality between the doctor and the
patient. It is our opinion it is violated when companies have the re-
sults of what are the diseases of people [sic].
We are not interested in that. We are interested in gross results.
We are interested in finding out that there are 15 people in that de-
partment and there were 15 blood samples and they are all normal or
there are three abnormal. We are not interested in the names ....
And,
We are not interested in getting the name of anybody or finding [out
about] the private life of anybody. What we are interested in is to
find out if somebody is working with a substance and has a medical
condition, if that medical condition is related to the substance he has
handled.
Our interest is representational, a group of people ...
' We note moreover that, at a joint conference held on March 24,
1978, in response to the Union's October 27 letter, Respondent did not
decline merely to give to the Union those items which included individ-
ually identified employee data, or suggest means by which records might
reasonably be "sanitized" by removal of identifying material, but rather
flatly refused to supply any of the information sought. Respondent in-
stead explained aspects of its own industrial hygiene programs.
"i Examples of such data are, but are not necessarily limited to, names,
addresses, social security numbers, and payroll identification numbers.
1' The Administrative Law Judge further noted that where the medical
history of individual employees is "patently relevant to the Union's effort
to promote occupational safety for these same employees," the confiden-
tial privilege between physician and patient perhaps need not be honored.
Inasmuch as we have found that information as to individuals was not
requested, we find it unnecessary to pass upon the Administrative Law
Judge's comments in this regard.
duced at the Chemolite Plant, Respondent asserts
that disclosure of such information would impinge
upon Respondent's proprietary interests due to the
potential for revelation of Respondent's trade se-
crets to possible competitors. However, Respond-
ent has not substantiated its claim in this regard. At
the March 24, 1978, meeting between Respondent
and union representatives at which the Union's re-
quest letter was discussed, Respondent took the po-
sition that those items sought by Local 6-418 were
not the Union's business, and that the Union need
not concern itself because company hygienists were
already taking care of those matters about which
the union representatives expressed concern. Re-
spondent's specific response to the item asking for
the listing of generic names was, in the words of
Union Representative Potthoff who was present at
the meeting, that "that raw data would do us no
good." Thus, Respondent refused to supply the ge-
neric names of any of the substances used or pro-
duced at the Chemolite Plant.
Respondent's patent liaison officer, William Perl-
son, testified at the hearing, however, that he could
think of only 5 or 10 of approximately 700 items
produced at the Chemolite Plant, and only I raw
material used there, which, if known to a competi-
tor, might damage Respondent's competitive posi-
tion. It is therefore evident from Perlson's testimo-
ny that, with respect to the vast majority of the
materials sought, the trade secret defense would
have no relevance. Further, the possibility that the
listing of generic names requested may include
some which Respondent asserts to constitute trade
secrets does not excuse Respondent from comply-
ing with the request to the extent that it includes
information as to which no adequate defense is
raised. Fawcett Printing Corporation, 201 NLRB 964
(1973).23 Accordingly, we find that Respondent
breached its collective-bargaining obligations when
it refused to provide to the Union a listing of those
substances requested which would admittedly not
compromise any proprietary advantage, and there-
by violated Section 8(a)(5) and (1) of the Act. We
I We reject Respondent's contention that the overly broad nature of
the Union's request relieves it of any obligation to comply. The record
does not indicate that Respondent either sought specific clarification or
raised issues of costliness or burdensomeness with respect to the Union's
request in its initial dealings with union representatives at the March 24,
1978, meeting. Union Representative Potthoff testified without contradic-
tion that he was not asked specifically what was meant by any of the
items in the Union's request letter. While the Union did not alter its re-
quest at the conclusion of that meeting, it had indicated in its October 27,
1977, letter that it would accept requested information in any format
under which the Company might choose to proffer it, and would appre-
ciate receiving any part of the information which was readily available as
quickly as possible. In the posture of this case, where Respondent made a
blanket refusal to give any of the information, we reject its argument that
the Union's request was too broad and therefore not entitled to be hon-
ored.
31
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
shall therefore order Respondent to turn over to
the Union a listing of those substances used and
produced at the Chemolite Plant as to which Re-
spondent asserts no trade secret defense. 24
As to those substances the names of which Re-
spondent claims to constitute trade secrets, we
agree with the Administrative Law Judge that the
parties should bargain in good faith regarding con-
ditions under which needed information may be
furnished to the Union with appropriate safeguards
protective of Respondent's legitimate proprietary
interests yet maintained. 2 These parties have en-
joyed a long, and apparently amicable, bargaining
relationship extending over a period of more than
25 years, and it may well be that they will reach an
accord which will satisfactorily accommodate their
countervailing interests in the present controversy.
While we have found that the generic names of
substances to which bargaining unit members are
exposed in their workplace constitute information
needed by their bargaining representative, we shall
not engage in the full balancing of countervailing
rights discussed by the Supreme Court in Detroit
Edison, supra, before first affording these parties an
opportunity to reach an accommodation on their
own. They would be in the best position to devel-
op necessary methods and devices for the informa-
tion exchange through the traditional collective-
bargaining mechanism.2 6
We recognize that, if the Union and Respondent
are unable to reach agreement on a method where-
by their respective interests would be satisfactorily
protected, these parties may be before us again. If
the issue of whether the parties have bargained in
good faith is presented to us, we will, of course,
look to the totality of the circumstances in deter-
mining whether or not both have bargained in
good faith.2 7 If necessary, we shall undertake the
" As noted above, Respondent's witness Perlson testified that he could
think of only a very limited number of substances the mere names of
which might constitute trade secrets. While there may be substances in
addition to those mentioned by Perlson possibly constituting trade se-
crets, we regard the approximate figures recited by him as a rough guide
to the number of generic names which may legitimately be exempt from
disclosure pursuant to this order. Consequently, any number of generic
names substantially at variance with the evidence adduced by Respond-
ent in this regard will be most carefully scrutinized. Further, insofar as
Respondent's refusal to produce any of the information may be grounded
upon an argument that all of the elements taken together or in combina-
tion would reveal a trade secret, we reject that contention.
I The Ingalls Shipbuilding Corporation,
143 NLRB 712 (1963); cf.
American Cyanamid Company (Marietta Plant), 129 NLRB 683 (1960).
N This is not, however, to avoid resolution of the controversy before
us, for Respondent has not heretofore acknowledged that information of
the kind sought by the Union is relevant to the latter's collective-bargain-
ing functions absent some specific grievance or controversy. We find that
it is.
Rhodes-Holluand Chevrolet Ca, 146 NLRB 1304 (1964). Substantiation
of various positions asserted by the parties would, obviously, be an im-
portant element of any such evaluation.
task of balancing the Union's right of access to
data relevant to collective bargaining with Re-
spondent's expressed confidentiality concerns in ac-
cordance with the principles set forth in the Su-
preme Court's Detroit Edison decision. However,
we believe that first allowing these parties an op-
portunity to adjust their differences, in light of the
above findings, best effectuates the National Labor
Relations Act policy of maintaining industrial
peace through the resolution of disputes by resort
to the collective-bargaining process.
In summary, we adopt the Administrative Law
Judge's finding that Respondent violated Section
8(a)(5) and (1) of the Act by failing to supply to
the Union health and safety information requested
to the extent that such data does not include indi-
vidual medical records from which identifying data
have not been removed, or Respondent's trade se-
crets. Insofar as Respondent avers that supplying
the bargaining agent with information sought
would compromise the confidentiality of propri-
etary information, we first rely on the collective-
bargaining process and the good-faith negotiations
of the parties to determine conditions under which
information may be furnished to the Union while
maintaining appropriate safeguards to protect Re-
spondent's legitimate interests. We shall therefore
order Respondent to supply to the Union the
former information, and to bargain in good faith
with regard to the latter.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board hereby orders that the Respondent,
Minnesota Mining and Manufacturing Company,
Minneapolis, Minnesota, its officers, agents, succes-
sors, and assigns, shall:
1. Cease and desist from:
(a) Refusing to bargain collectively with Oil,
Chemical & Atomic Workers Local Union No. 6-
418, AFL-CIO, in conjunction with the appropri-
ate bargaining unit at the Chemolite Plant for
which Local No. 6-418 is the bargaining agent, by
refusing to furnish the latter union the information
it requested concerning employee health and safety
programs, monitoring and testing systems, devices
and equipment, and statistical data related to work-
ing conditions, to the extent that such information
does not include individual medical records from
which identifying data have not been removed.
(b) Refusing to bargain collectively with Local
Union 6-418 by refusing to furnish that Union the
generic names of all chemicals and substances used
and produced at the Respondent's Chemolite Plant,
32
MINNESOTA MINING AND MANUFACTURING CO.
excepting those substances the names of which
constitute Respondent's proprietary trade secrets.
(c) In any like or related manner refusing to bar-
gain collectively with Local Union 6-418, or inter-
fering with, restraining, or coercing employees in
the exercise of the rights guaranteed them in Sec-
tion 7 of the Act.
2. Take the following affirmative action which is
necessary to effectuate the policies of the Act:
(a) Furnish Local Union 6-418 the information it
requested concerning employee health and safety
programs, monitoring and testing systems, devices
and equipment, and statistical data related to work-
ing conditions to the extent that such information
does not include individual medical records from
which identifying data have not been removed.
(b) Furnish Local Union 6-418 the generic
names of all chemicals and substances used and
produced in the Respondent's Chemolite Plant
which do not constitute Respondent's proprietary
trade secrets.
(c) Upon request, bargain collectively in good
faith with Local Union 6-418 regarding its request
for the furnishing of a list of the generic names of
all chemicals and substances used and produced at
the Chemolite Plant, insofar as the request relates
to items which are Respondent's proprietary trade
secrets, and thereafter comply with the terms of
any agreement reached through such bargaining.
(d) Post at its Chemolite Plant copies of the at-
tached notice marked "Appendix."2 8 Copies of said
notice, on forms provided by the Regional Direc-
tor for Region 18, after being duly signed by Re-
spondent's
authorized
representative,
shall
be
posted by Respondent immediately upon receipt
thereof, and be maintained by it for 60 consecutive
days thereafter, in conspicuous places, including all
places where notices to employees are customarily
posted. Reasonable steps shall be taken by Re-
spondent to insure that said notices are not altered,
defaced, or covered by any other material.
(e) Notify the Regional Director for Region 18,
in writing, within 20 days from the date of this
Order, what steps Respondent has taken to comply
herewith.
MEMBER HUNTER, concurring:
I agree with my colleagues that Respondent's re-
fusal to supply the Union with affirmative action
plans was lawful, but that its refusal to furnish cer-
tain health and safety data violated Section 8(a)(5)
of the Act. I further join them in holding that Re-
" In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."
spondent must disclose the names of substances it
uses and produces as to which it raises no trade
secret defense. Where Respondent does raise a
trade secret defense, the parties are asked to bar-
gain for mutually agreeable conditions which will
satisfy the Union's need for the information while
protecting Respondent's proprietary interests. In
joining the majority, I emphasize the conditional
nature of the duty to disclose, and the requirement
that the Board be vigilant not only in protecting
the legitimate right of the employees' bargaining
agent to this information but also the equally legiti-
mate concerns of the employer. In this respect, as
the majority recognizes, the Supreme Court's deci-
sion in Detroit Edison Company v. N.LR.B., 440
U.S. 301 (1979), is our guide.
As for the first findings I agree with Chairman
Van de Water that, contrary to the majority view
expressed in Westinghouse Electric Corporation, 239
NLRB 106 (1978), the "Work Force Analysis" por-
tion of an affirmative action plan is not presump-
tively relevant to a labor organization's function as
collective-bargaining representative but rather rel-
evance must be established in light of the particular
circumstances of each case. Again in agreement
with Chairman Van de Water, I believe that
Member Murphy's dissent in Westinghouse, supra,
sets forth cogent reasons predicated on overriding
policy considerations why the balance of the af-
firmative action plans should not be furnished even
when a labor organization succeeds in demonstrat-
ing facially persuasive relevance. In sum, along
with the present Chairman and with former
Member Murphy, I believe this Board should rec-
ognize that in this area the particular interest of a
party must yield when it conflicts with, and inter-
feres with, objectives expressed in national policy.
As stated previously, I also concur in my col-
leagues' finding that this Respondent violated Sec-
tion 8(a)(5) of the Act by its blanket refusal to fur-
nish certain health and safety records. In so find-
ing, however, I must emphasize that here we are
not requiring Respondent to release the medical
records of individuals, rather it is required to pro-
vide only statistical or aggregate employee medical
data. In this connection, I note that Respondent's
medical director testified that excising from the
medical records in issue here specific information
such as employee number, social security number,
and the like would in all probability protect the
right to privacy of individual employees.
I also note that my colleagues seem to suggest
that, even where supplying a labor organization
with statistical or aggregate medical data might
result "in the unavoidable identification of some in-
dividual employee information," they would re-
33
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
quire the furnishing of that information based on
their conclusion
that the labor organization's
"need" for such information "outweighs any mini-
mal intrusion upon employee privacy." I am rather
less sanguine about this conclusion than are my
colleagues since, in my view, it may well be at
odds with the principles that underlie the teaching
of the Supreme Court in Detroit Edison, supra. 29
However, as indicated previously, I need not reach
that issue on the facts presented here.
Finally, we come to the extremely delicate area
of disclosure of product information. Our duty is to
balance the health and safety interest of the em-
ployees against the business confidentiality and pro-
prietary interests of Respondent in maintaining the
secrecy of the composition of its products. We
have recognized that the Union has a right to a list
of the generic names of the products used in the
plant relevant to employee health and safety. That
right, however, is limited. Respondent does not
have a duty to disclose information otherwise rele-
vant which would constitute a trade secret or
damage its competitive position, but only to bar-
gain in good faith over the request for such infor-
mation, including the feasibility of disclosing such
information in a manner that will adequately safe-
guard its legitimate proprietary interests. As noted
earlier, we have at the present time left it to the
parties to negotiate a mutually agreeable compro-
mise which will accommodate the legitimate inter-
ests of both parties. Like my colleagues, I believe
strongly that the parties should be given an oppor-
tunity through the free play of collective bargain-
ing to hammer out the procedures by which these
various interests can best be accommodated. By
our Decision today we give the parties that oppor-
tunity. I trust they will make the most of it.30
MEMBER JENKINS, concurring in part and dissent-
ing in part:
Although I agree with my colleagues in all other
respects, I differ with them concerning the limits
on the requirement that Respondent furnish to the
Union the generic names of substances used or pro-
duced, and their finding that the Union is not enti-
tled to the affirmative action plans.
" The policy considerations here are somewhat similar to those in De-
troit Edison. Medical information, like testing information, is sensitive and
of a kind which employees reasonably expect to be confidential.
"° If they cannot agree, we are then faced with the very difficult ques-
tion of how the Board will determine the validity of a trade secret de-
fense since this is an area in which we have little expertise-and the
extent to which the Board can alleviate an employer's concerns about
confidentiality by issuing a protective order. These are problems which
may require creative solutions from the Board if we are to follow the
command of the Supreme Court in Detroit Edison not to permit "union
interests ... [to] predominate over all other interests, however legitimate
....
" 440 U.S. at 318. We must accommodate the competing concerns
of both parties.
I. Generic names of substances used and
produced
I agree with the majority decision that the infor-
mation is relevant and I endorse the statement
therein that "[Flew matters can be of greater legiti-
mate concern to individuals in the workplace, and
thus to the bargaining agent representing them,
than exposure to conditions potentially threatening
their health, well-being,
or their very lives."
Having found relevance on that basis, it seems we
have already balanced the Union's right to this in-
formation against Respondent's claimed confiden-
tiality.
This is not to say that I would require Respond-
ent unconditionally to furnish the requested infor-
mation which is claimed by Respondent to be con-
fidential; but it must be emphasized that confiden-
tiality is not a defense to an obligation to furnish
relevant information. Once it is determined that
Respondent must furnish the requested information,
I would leave to the parties to determine between
themselves the conditions under which the Union's
right of access to such information may be accom-
modated to Respondent's proper concern not to
have business information of a confidential charac-
ter revealed to its competitors.31 In my view, such
a requirement satisfies the concerns expressed by
the Supreme Court in Detroit Edison Company v.
N.L.R.B., 440 U.S. 301 (1979). Indeed, this require-
ment is consistent with the access standards of the
Occupational Safety and Health Administration.
See OSHA Occupational Safety and Health Stand-
ards 29 C.F.R. § 1910.20(f) (1980). See also 46 Fed-
eral Register 152 (1981) and 47 Federal Register 54
(1982).
2. Affirmative action plan
The majority, following Westinghouse Electric
Corporation, 239 NLRB 106 (1978), finds that the
Union is not entitled to Respondent's affirmative
action plans (AAPs).
In Westinghouse, the Board found that certain
statistical data relating to employment practices
were presumed relevant to the collective-bargain-
ing process. However, with respect to the AAPs,
the Board found that the information required
therein, such as projections, goals, and timetables,
unlike statistical data, did not appear to be reason-
ably necessary to enable the Union to administer its
contract intelligently and effectively. Subsequent to
Westinghouse, we have decided many cases involv-
ing AAPs. Having reexamined the issue, I am con-
vinced that the distinction made in Westinghouse
"1 The Ingalls Shipbuilding Corporation, 143 NLRB 712, 718 (1%3).
34
MINNESOTA MINING AND MANUFACTURING CO.
between statistical data and the other information
contained in the AAPs is invalid. As the same con-
siderations apply, the Board should find that AAPs
are presumptively relevant to the Union's role as
collective-bargaining representative.
The AAP contains statistical data concerning the
current employment
statistics
for the facility,
broken down by race and sex (this is the work
force analysis, most of which the Board has found
to be presumptively relevant). An AAP must also
include "an analysis of areas within which the con-
tractor is deficient in the utilization of minority
groups and women, and further, goals and timeta-
bles to which the contractor's good faith efforts
must be directed to correct the deficiencies and
thus to achieve prompt and full utilization of mi-
norities and women, at all levels and in all seg-
ments of his workforce where deficiencies exist."
See 41 CFR §60-2.10 (1980). This has been re-
ferred to as the "underutilization analysis," and in-
cludes detailed projections and procedures for
reaching specific goals in assignments, hires, trans-
fers, and promotions.
As the bargaining representative of the employ-
ees, the Union has a vital interest in commitments
made which affect Respondent's personnel policies.
The Union needs to know of these commitments,
not only to police its contract, but also to suggest
alternative causes of action, and for further negoti-
ations. Indeed, it is Office of Federal Contract
Compliance
Programs
(OFCCP)
policy
that
Unions be involved in the development of affirma-
tive action programs. See 41 CFR §60.2.21(a)(6)
(1980).
Administrative Law Judge Reis' analysis in Gen-
eral Motors Corporation, 243 NLRB 186, 194-195
(1979), bears repeating:
What is plainly called for here is mature ac-
ceptance of the implications of this particular
controversy. Redress for past discriminatory
practices and prevention of future ones are as
fundamental to the preservation of this society
as any project upon which the nation is now
embarked. This is not--or ought not be-still
another traditional battleground on which the
perceived opposing interests of labor and man-
agement clash. It is, rather, a struggle in which
the interests of capital and labor must be seen
as common, requiring a pooling of strength,
knowledge, and will, in order to destroy a vir-
ulent enemy which may well otherwise de-
stroy both of them. To the extent that union
awareness of existing corporate data relating
to the possible presence of discrimination and
union access to corporate plans and methods
for its elimination can be helpful in that effort,
it seems obvious that such information should
be made available to the Union.
I would find that the Union is entitled to the af-
firmative action plan, except that Respondent's
"business forecast" statements and items relating to
employees outside the unit may be deleted there-
from.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT refuse to bargain collectively
with Oil, Chemical & Atomic Workers Local
Union No. 6-418, AFL-CIO, by refusing to
furnish that Union the information it requested
concerning employee health and safety pro-
grams, monitoring and testing systems, devices
and equipment, and statistical data related to
working conditions, to the extent that such in-
formation does not include individual medical
records from which identifying data have not
been removed with respect to the employees
for which Local 6-418 is the bargaining agent.
WE WILL NOT refuse to bargain collectively
with the aforesaid Local Union 6-418 by re-
fusing to furnish that Union the generic names
of all chemicals and substances used and pro-
duced at our Chemolite Plant, except for those
substances the names of which constitute our
proprietary trade secrets.
WE WILL NOT in any like or related manner
refuse to bargain collectively with the afore-
said Union, or interfere with, restrain, or
coerce employees in the exercise of the rights
guaranteed them in Section 7 of the National
Labor Relations Act.
We will furnish the aforesaid Local 6418
the information it requested concerning em-
ployee health and safety programs, monitoring
and testing systems, devices and equipment,
and statistical data related to working condi-
tions to the extent that such information does
not include individual medical records from
which identifying data have not been re-
moved.
WE WILL furnish the aforesaid Local 6-418
the generic names of all chemicals and sub-
stances used and produced at our Chemolite
Plant, except for those substances the names of
which constitute our proprietary trade secrets.
WE WILL, upon request, bargain collectively
in good faith with Local 6-418 regarding its
35
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
request for the furnishing of a list of the gener-
ic names of all chemicals and substances used
and produced at our Chemolite Plant insofar
as the Union's request relates to items which
are our trade secrets, and WE WILL comply
with the terms of any agreement reached
through that bargaining.
MINNESOTA MINING AND MANUFAC-
TURING COMPANY
DECISION
STATEMENT OF THE CASE
ROBERT E. MULLIN, Administrative Law Judge: This
case was heard on June 15, 1978, in Minneapolis, Minne-
sota, pursuant to charges duly filed and served,' and an
order consolidating cases, complaint and notice of hear-
ing issued on April 26, 1978. The complaint presents
questions as to whether the Respondent violated Section
8(aX)()
and (5) of the National Labor Relations Act, as
amended. In its answer, duly filed, the Respondent con-
ceded certain facts with respect to its business oper-
ations, but it denied all allegations that it had committed
any unfair labor practices.
At the hearing, all parties were represented. All were
given full opportunity to examine and cross-examine wit-
nesses, and to file briefs. The parties did not request oral
argument. On August 10, 1978, briefs were submitted by
the General Counsel and the Respondent.2
Upon the entire record in the case, including the briefs
of counsel, and from his observation of the witnesses, I
make the following:
FINDINGS OF FACT
1. THE BUSINESS OF THE RESPONDENT
The Respondent, a Delaware corporation (hereinafter
also known as 3M or Employer), maintains its principal
office and place of business at what is known as The 3M
Center, in Maplewood, Minnesota. It has approximately
100 plant sites throughout the United States and a total
of from 40,000 to 45,000 employees at those various loca-
tions.3 Among the Respondent's facilities are a plant in
St. Paul, Minnesota, herein called the St. Paul Plant, and
another in Cottage Grove, Minnesota, herein called the
Chemolite Plant. At these facilities the Respondent is en-
gaged in the manufacture, sale, and distribution of abra-
sives, tapes, and related products. Only the 3M Research
Center at Maplewood and the plants at St. Paul and Cot-
tage Grove are involved in this proceeding.
During the year ending December 31, 1977, a repre-
sentative period, the Respondent, in the course and con-
' The charges in both of the above-numbered cases were filed on Feb-
ruary 16, 1978.
' Subsequent to the close of the hearing, counsel for the parties submit-
ted certain stipulations as to the admission into the record of an affidavit
by V. J. Michaelson. By order dated July 5, 1978, these stipulations and
the Michaelson affidavit were marked as Jt. Exhs. I, 2, and 3, and re-
ceived in evidence.
3 From the testimony of Dr. Frank Ubel, medical director for the Re-
spondent.
duct of its business, purchased and caused to be trans-
ported and delivered to the aforesaid plants, goods, and
materials valued in excess of $50,000, of which goods
and materials valued in excess of $50,000 were transport-
ed and delivered to its 3M Center, St. Paul Plant, and
Chemolite Plant directly from points located outside the
State of Minnesota. During the same calendar year, in
the course and conduct of its business, the Respondent
manufactured, sold, and distributed at its 3M Center and
at its St. Paul and Chemolite Plants products valued in
excess of $50,000, of which amount products valued in
excess of $50,000 were shipped from said places of busi-
ness directly to points located outside the State of Min-
nesota.
Upon the foregoing facts, the Respondent concedes,
and it is now found, that Minnesota Mining and Manu-
facturing Company is engaged in commerce within the
meaning of Section 2(6) and (7) of the Act.
II. THE LABOR ORGANIZATIONS INVOLVED
Local Unions No. 6-75 and 6-418, of Oil, Chemical &
Atomic Workers, AFL-CIO, are labor organizations
within the meaning of the Act.
Ill. THE ALLEGED UNFAIR LABOR PRACTICES
A. Background and Sequence of Events
The Respondent and the Charging Unions have had
collective-bargaining agreements extending over a period
of more than 25 years. Only one strike has occurred
throughout this long period of generally amicable collec-
tive-bargaining relations.
The Respondent conceded that at all times material
Local 6-75 has been the exclusive representative of all
employees in the appropriate unit at the St. Paul Plant
and the 3M Research Center' and that, similarly, Local
6-418 has been the exclusive representative for the ap-
propriate unit at Chemolite. s Further, at each of those lo-
cations the respective local union has a collective-bar-
gaining agreement with the Respondent.
In a letter dated May 19, 1977, Donald N. Buck, presi-
dent of Local 6-418, wrote to the Respondent requesting
that it furnish the Union a copy of its affirmative action
program (herein AAP) for assistance in future collective
bargaining and for policing the existing collective-bar-
' The parties agreed, and it is now found, that an appropriate unit of
these employees within the meaning of Sec. 9(b) of the Act is as follows:
All full-time and regular part-time hourly paid employees employed
by the Respondent at its Saint Paul, Minnesota facility and at its Ma-
plewood, Minnesota 3M Research Center Site, including all produc-
tion and maintenance employees, machine shop employees, receiving
department employees, and warehouse employees; excluding all
boiler room employees, clericals, watchmen, guards and supervisors
as defined in the Act.
The parties further agreed, and it is now found, that an appropriate
unit at the Chemolite Plant is:
All full-time and regular part-time hourly paid employees employed
by the Respondent at its Chemolite Plant and warehouse facility lo-
cated in Cottage Grove, Minnesota, including all production and
maintenance employees, maintenance department employees, receiv-
ing employees, and maintenance shop stock room clerks; excluding
all boiler room employees, clericals, office employees, watchmen,
guards and supervisors as defined in the Act.
36
MINNESOTA MINING AND MANUFACTURING CO.
gaining agreement. In a letter dated December 21, 1977,
Bernie Curti, personnel manager for Chemolite, denied
the Union's request on the ground that the information
requested was a management tool and not a negotiable
item.
In another letter dated October 27, 1977, Local 6-418
requested that the Respondent furnish the local union
with various health and safety data involving the Che-
molite Plant. About a month later, Personnel Manager
Curti informed officials of Local 6-418 that the Re-
spondent would not comply with this request.
In letters dated November 8, 1977, and December 22,
1977, Arthur G. Potthoff, the then president of Local 6-
75, wrote the Respondent requesting that it furnish the
local with copies of any affirmative action program or
other agreements entered into between the Respondent
and Federal or state agencies. In a response dated De-
cember 27, 1977, the Respondent stated that because of
the requirement of confidentiality as to its AAPs it
would not provide the data requested.
On March 24, 1978, representatives of both Locals met
with officials of the Respondent to discuss the above-de-
scribed requests. At that time the Respondent's repre-
sentatives asserted that information as to its AAP and the
AAP itself was not relevant to any of the Union's re-
sponsibilities because it was a commitment between the
Respondent and the Office of Federal Contract Compli-
ance established under the authority of Executive Order
11246 to which the Union was not a party. Subsequent
to that meeting the Respondent, in a letter dated March
28, 6 sent to Union Representative Potthoff a single para-
graph from its AAP which referred to bargaining unit
employees. This read as follows:
All production and maintenance position vacancies,
recalls, transfers, reductions, layoffs, etc., will be in
accordance with the current Labor Management
Agreement.
No other information as to its AAPs was ever provided.
Similarly, the Respondent never supplied any substantive
information as to Local 6-418's request for occupational
health and safety information which that Union initially
requested in its letter of October 27, 1977.
In his letter Potthoff stated that this information would
be used to evaluate the Union's course of action in ad-
ministering its current agreement and with reference to
future negotiations with the Respondent. At the hearing
Potthoff testified that an additional reason for the request
was the fact that the Union had been named as a co-de-
fendant in a lawsuit which had been filed by the National
Organization for Women (NOW) in the United States
District Court for Minnesota.
The latter case arose out of charges which NOW had
filed in 1974 with the United States Equal Employment
Opportunity Commission (herein EEOC) which alleged
that both the Respondent and the Oil, Chemical &
Atomic Workers International Union (herein Internation-
al) had discriminated against women and racial minorities
with respect to hiring, compensation, promotion, and
other terms and conditions of employment. Thereafter,
'All dates hereinafter, unless otherwise noted, are for the year 1978.
NOW filed an action against the Respondent in the
United States District Court for Minnesota wherein it al-
leged that the Employer's personnel practices had violat-
ed Title VII of the Civil Rights Act of 1964. In their
prayer for relief the plaintiffs requested that the Re-
spondent be required to eliminate its discriminatory em-
ployment practices, establish an effective AAP, provide
the individual plaintiffs certain backpay and award the
plaintiffs and their class S50 million in punitive damages.
Subsequently, the Respondent moved to compel the
joinder of Local 6-75 and Local 6-418. On January 25,
1977, the court granted this motion, thus making the two
Locals defendants in the lawsuit. In addition, the Re-
spondent herein filed a cross-claim against the two
Locals wherein it alleged that, since it and they were
parties to collective-bargaining agreements, the locals
shared responsibility for the policies and practices which
were alleged to be discriminatory and that the two
Locals should be expressly bound by any declaratory or
injunctive relief which the court awarded the plaintiffs.
The cross-claim further requested that, in the event
NOW should be awarded monetary relief against the Re-
spondent with respect to the employees represented for
purposes of collective bargaining by the two Locals, the
Respondent be entitled to indemnification and/or contri-
bution from those Locals. In the present case, counsel
for the General Counsel and the Respondent stipulated
that the proceeding in the United States District Court is
procedurally in the early stages of discovery and that
there has been no resolution regarding the merits of the
aforesaid allegations.
B. The Alleged 8(a)(5) and (1) Violations, Findings
and Conclusions With Respect Thereto
It has long been settled that the employees' exclusive
bargaining agent is entitled to such information from the
employer as is relevant and necessary to the fulfillment
of its obligation fairly and properly to represent the em-
ployees in the bargaining unit. N.LR.B. v. Truitt Manu-
facturing Co, 351 U.S. 149 (1956); N.LR.B. v. Acme In-
dustrial Co., 385 U.S. 432 (1967). Moreover, the union's
right to such information extends not only to the period
when it is negotiating a contract, but also during the life
of the agreement for the purpose of administering or ef-
fectuating its terms, as well as preparing for future or
prospective negotiations. The A. S. Abell Company, 230
NLRB 1112 (1977); Western Massachusetts Electric Com-
pany, 234 NLRB 118 (1978).
Information that bears directly on the negotiation or
administration of a bargaining agreement is presumptive-
ly relevant. The standard for ascertaining the need for
such information is a showing of "probability that the
desired information was relevant, and that it would be of
use to the union in carrying out its statutory duties and
responsibilities." N.LR.B. v. Acme Industrial Ca., supra,
General Electric Company,
199 NLRB 286, 288-289
(1972); Brooklyn Union Gas Company, 220 NLRB 189,
191-192 (1975); Globe Stores, Inc., et al, 227 NLRB 1251,
1254 (1977); Temple-Eastex, Incorporated, etc., 228 NLRB
203, 204 (1977). In effect the employer's responsibilities
in this regard are predicated on the union's need for such
37
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
information in the fulfillment of its obligations to the em-
ployees in the unit.
1. The Respondent's refusal to supply the Unions
with its AAPs
The Board recently held that information relating to
possible race and sex discrimination is relevant to a
union's role as collective-bargaining representative. Wes-
tinghouse Electric Corporation, 239 NLRB 106 (1978); The
East Dayton Tool and Die Co., 239 NLRB 141 (1978).
Consequently, it must be found that, since the two
Locals here, as statutory bargaining representatives, have
a legal obligation to insure that discriminatory practices
are not established or continued, they are entitled to in-
formation as to race and sex which relates to alleged dis-
crimination. In Westinghouse the Board held that the
union there involved had established that it was entitled
to the work force analysis which was contained in that
employer's AAP, but that the charging party had not
demonstrated a need or relevance for the entire AAP.
Here, the Charging Unions were not prompted to seek
affirmative action information from the Respondent until
the latter succeeded in joining them as party defendants
in a multimillion dollar lawsuit in which discrimination
as to race and sex was an issue, and, thereafter, in a
cross-claim in that action the Respondent requested that
if NOW should be awarded monetary relief against 3M
with respect to the employees represented by Locals 6-
75 and 6-418, it should be entitled to indemnification
and/or contribution from those Locals.
In Westinghouse the charging union did not contend
that any violations had occurred because of the AAP,
and the Board was not willing to allow the union to go
on what it described as a "fishing expedition" to look for
possible violations. In this case, however, there need be
no speculation on this score. The Unions involved in this
case are co-defendants in a suit instituted against the Em-
ployer for specific alleged violations relating to sex dis-
crimination.
The Unions here, in their role as collective-bargaining
representatives, seek this information in order to police
the present contract and to negotiate new ones. As stated
in The East Dayton Tool and Die Co., the union does not
have to cite particular provisions of the contract which it
seeks to police:
In these circumstances, we do not see any persua-
sive reason for requiring the Union to cite specifi-
cally the contract provisions, i.e., to say the "magic
words," in order to find that the information is rele-
vant to the Union's right to police the contract. We
further conclude that the Union's expressed concern
that it may be required to defend against a charge
of unlawful discrimination based on alleged acquies-
cence in Respondent's hiring practices is not incon-
sistent with its representative function. [239 NLRB
141, 142 (1978).]
Once having demonstrated the very real dispute con-
cerning alleged violations relating to the AAPs, the
Unions should be able to gain access to the Employer's
information. The fact that they might also seek to use the
information gathered from the AAPs in court proceed-
ings is unimportant. "If information is relevant to collec-
tive bargaining, it loses neither its relevance nor its avail-
ability merely because a union additionally might or in-
tends to use it to attempt to enforce statutory and con-
tractual rights before an arbitrator, the Board, or a
court." Westinghouse, supra at 110-111. Moreover, the
fact that litigation under Title VII of the Civil Rights
Act of 1964 is going on does not restrict the Unions'
right to information concerning alleged discrimination.
Westinghouse, supra at Ill. Finally, with respect to the
issue of confidentiality raised by the Respondent both at
the hearing and in its brief, it does not appear that giving
the AAPs to the Unions would mean that the informa-
tion is being made "public." In any event, an employer
and/or contractor, must meet and discuss with the bar-
gaining agent for its employees the formulation of its
AAP. See, 41 CFR 60-2.21(a)(6).
In light of the foregoing findings, it is my conclusion
that in this case the Charging Unions are entitled to the
Respondent's AAPs insofar as they relate to the bargain-
ing units involved here, both for their relevance to the
pending litigation in which the Respondent has succeed-
ed in involving the locals, as well as for the purpose of
assisting them in administering the collective-bargaining
agreements and of negotiating to eliminate and prevent
any further discrimination.' By its refusal to provide this
information which the Union requested, the Respondent
violated Section 8(a)(5) and (1) of the Act.
2. The Respondent's refusal to supply the Union
with occupational health and safety data
In a letter dated October 27, 1977, Buck, president of
Local 6-418, sent the following request to Curti, person-
nel manager for the Chemolite Plant:
Dear Bernie:
This Local Union requests the Company to
submit the following information in order that it
may properly carry out its representation responsi-
bilities under the collective bargaining agreement.
(I) The morbidity and mortality statistics and
basic data from which these were calculated on all
past and present employees.
(2) The generic names of all substances used and
produced at Chemolite Plant.
BIOLOGICAL
(3) All results of clinical and laboratory studies
undertaken of any employee. All results of toxicolo-
gical and experimental laboratory investigation con-
cerned with toxicological agents that employees
may be exposed to. This should include data availa-
' In its brief the Respondent asserts that the Union is not a party to the
development of its AAP under Executive Order 11246 because this plan
is the Respondent's sole responsibility. In fact, the Federal Office of Con-
tract Compliance urges that the employer secure the involvement of its
employees' collective-bargaining representative in the development and
implementation of an AAP from the very outset of its formulation. There
is no evidence in the record that the Respondent ever sought the partici-
pation of Locals 6-75 and 6-418 in the development of its AAPs.
38
MINNESOTA MINING AND MANUFACTURING CO.
ble to the company in these matters whether or not
undertaken by a company unit as well as all data
relevant to these subjects to which the company is
aware. Also all health related information derived
from any insurance program covering employees
covered under the collective bargaining agreement
as well as all information concerning occupational
illness and accident data related to workmen's com-
pensation claims.
It is agreed that review of this information will
be undertaken by licensed physicians with medical
confidentiality maintained with respect to any indi-
vidual employee.
INDUSTRIAL HYGIENE
(4) Which contaminants are monitored by the
company. The method of sampling used such as
time integrated, spot sample, personal, breathing
zone, fixed location. A sample protocol should be
provided to the Union. How does the company cali-
brate sampling rates on sampler. What is the analyt-
ical method, its sensitivity and the internal method
of calibration. Does your laboratory participate in
the P. A. T. program under NIOSH? All historical
monitoring data (coded). Engineering control pro-
gram. Type of control, types of hoods and general
exhaust information, design base, dilution volumes,
volume of work, area, capture velocity, exhaust
volume and a statement stating effectiveness of con-
trol.
Describe your hearing conversation program in-
cluding periodic audiometric examination,
noise
level surveys and engineering control measures
which are in effect.
Describe the uses of radiation sources in the plant
noting source type and activity if isotopes are used;
Note machine sources of radiation. Indicate the ra-
diation protection program in effect at the plant.
List the incidents which require the notification to
state and federal agencies. Describe monitoring.
Indicate work areas which exceed the heat stand-
ard proposed in the NIOSH criteria document. Out-
line the engineering and medical control program in
the plant designed to prevent heat disease.
Please be assured that this Local Union requests
the above information for the sole purpose of pursu-
ing its representation responsibilities under the col-
lective bargaining agreement.
This Local Union will accept photostats of insur-
ance carrier's reports, payroll records, or in any
other written form convenient for the company to
supply this information. The order in which the
above questions have been asked is not to indicate
their priority or to in any way describe the format
under which the company may choose to answer
this request. It is merely a recitation of the informa-
tion which the Union believes it is entitled to under
well-established NLRB precedents.
This Local Union would appreciate receiving
these statistics and information, or any part thereof
which is readily available, as quickly as possible, in
order that we may propose steps to be instituted in
order to protect the health and lives of the bargain-
ing unit personnel.
Buck acknowledged that the form of the letter was
identical with that proposed in internal correspondence
from the leadership of the International Union. The Re-
spondent never responded in writing to the Union's re-
quest. At a joint conference on March 24, 1978, howev-
er, the Employer's management at Chemolite informed
union officials that it would not supply any of the infor-
mation requested. According to Potthoff, the representa-
tive of the International, the Respondent's answer as to
each of the items specified in the letter was as follows:
(1) the Company did not keep data on morbidity or mor-
tality; (2) the Company felt that raw data on the generic
names of substances used and produced at the Chemolite
Plant would not help the Union; (3) the Company would
not release medical data on the Union, on the ground
that such information should be supplied solely to the in-
dividual employee and, even then, only if the employee
himself, or his physician, requested it; and (4) as to the
request for information on industrial hygiene the Re-
spondent declined to supply any written information.
Potthoff further testified that the Respondent's officials
also protested that any response to the request for certain
items would compel the disclosure of trade secrets to
their competitors and that, in any event, the Respond-
ent's own hygienists were caring for the welfare of the
employees. Finally, Potthoff credibly testified that at no
time did the Respondent's representatives state that pro-
duction of the data requested would be too costly or
burdensome.
The General Counsel contends that the Respondent's
failure to supply the information requested by Local 6-
418 constituted a refusal to bargain within the meaning
of Section 8(a)(5) of the Act. This allegation is denied by
the Respondent in its entirety.
The Respondent has a substantial medical staff, con-
sisting of a medical director and numerous physicians,
toxicologists, industrial hygienists, engineers, physicists,
technicians, nurses, and related personnel who are en-
gaged in a program monitoring the effects of various
chemicals, radiation sources, and other substances on the
employees and their work environment. It also has exten-
sive provisions for supplying the employees with protec-
tive clothing, warnings, and other procedures designed
to protect the health and welfare of its work force.
Dr. Frank Ubel, medical director for the Respondent,
testified at length about the work in which his staff is en-
gaged to eliminate both the real and potential hazards for
employees at the Respondent's plants. Thus, the medical
department administers preplacement physical examina-
tions as well as followup examinations and tests, investi-
gates and determines hazardous situations, especially
those involving physical, chemical, and bacteriological
stress, monitors and regulates radiation sources, and eval-
uates the toxicity of all raw materials obtained and of
any intermediate or final products produced by the Re-
spondent. The Respondent is also involved in attempting
to prevent medical and other work-related problems
which may result from working with various substances
at the Chemolite Plant through specific warnings on
39
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
products and raw materials, through discussions at safety
meetings with employees, through informing employees
of abnormalities that are detected in physical examina-
tions, and through training films that are designed to ex-
plain processes and procedures to employees.
Each of the current collective-bargaining contracts
which the Respondent has with both Locals involved in
this case has an extensive provision on the subject of
plant safety. This obligates the Employer to make rea-
sonable provisions for the health and safety of the em-
ployees and to provide protective devices and other
safety equipment for them. It further provides for regular
meetings between representatives of management and
employee
representatives from each division to be
chosen by the Union to discuss overall safety and health
subjects and to provide educational programs for the
Union's safety and health committee. The agreement also
binds the Union to cooperate to the fullest extent in as-
suring compliance with all rules and regulations of the
Respondent's safety program." In the light of the forego-
ing contractual provisions as well as the extensive testi-
mony which the Respondent offered through Dr. Ubel,
members of his staff, and other witnesses, it is apparent
that the Respondent acknowledged that employee safety
is a matter of grave concern to the Employer and a le-
gitimate subject for collective bargaining.
Similarly,
Local 6-418,
through
its International
Union, is aware of numerous problems connected with
industrial health and safety problems which have arisen
among its membership in other plants. Rafael Moure, in-
dustrial hygienist for the International, testified that di-
bromo choloropropane, a pesticide that is also known as
DBCP, Which is produced at the Chemolite Plant, is po-
tentially very dangerous to the health of those who must
use it. According to Moure, although this substance has
been known as a sterilization agent since at least 1961, at
a West Coast plant where the Union has a collective-bar-
gaining agreement nine employees recently were found
to be sterile after handling DBCP. Moure further testi-
fied that eppichlorohydron is another chemical used by
the Respondent and that he has learned that as much as
2,000 pounds of this substance are used each week at the
Chemolite Plant. According to Moure, studies of the Na-
tional
Institute
of Occupational
Safety
& Health
(NIOSH) have established that exposure to eppichloro-
hydron can cause damage to the genetic material of cells
since it is a mutagen, and that in animals it has been
found to be a carcinogen as well as a sterilizer.
James Yamish, a polymer operator at the Chemolite
Plant, testified that in the course of his duties he comes
in contact with eppichlorohydron, sulphuric acid, isopro-
pynol, caustic solutions, diethyl sulfate, and numerous
other reagents. John Rowan, a head operator at Chemo-
lite, and an employee with over 21 years' experience, tes-
tified that he uses many of the same substances in his
work. He also named hydrochloric acid, acetone, caus-
tics, and dimethyl disulfide, among others. He further
testified that he often has throat hoarseness from the
fumes after he has worked on a run using dimethyl disul-
' See Sec. 1513 of the collective-bargaining contract with Local 6-75,
and sec. 1510 of the agreement with Local 6-418.
fide. According to Rowan, these raw materials customar-
ily come in drums which are identified only by numbers,
and that, although the Employer frequently adds a warn-
ing label, the latter is sometimes lacking in much of the
specificity contained in the notice which the original
vendor pasted on the container. As an illustration,
Rowan cited the label which the Respondent had placed
on a drum of dimethyl disulfide, a substance he had used
on the preceding shift the day he testified. That warning
label which the Respondent added appears below:
DMDS RM 5091
Has a strong, disagreeable sulfur odor. Irritating to
the eyes & skin. Avoid inhalation of vapors which
will cause temporary headache. Wear rubber gloves
for handling.
In contrast with this mild cautionary language of the Re-
spondent, the vendors' label on the drum read:
RM 5091(DMDS)
Danger-Flammable
Vapor maybe hazardous or fatal if inhaled. Maybe
harmful or fatal if swallowed. Use with adequate
ventilation. [Emphasis supplied.]
From the evidence in the record it is clear that the
work environment at the Chemolite Plant has many real
and potential dangers to the health and safety of the em-
ployees represented by Local 6-418. Nevertheless, some
of the concerns of the bargaining agent and the employ-
ees are obviously not shared by the Respondent. For in-
stance, on the subject of eppichlorohydron, James Long,
the Respondent's manager of toxicology, testified that al-
though he was aware of some of the potential problems
involved in its use, he did not feel they were of sufficient
concern to require that the employees be informed of
any hazards. According to Long, "We have not instruct-
ed the employees at all in eppichlorohydron." These dif-
ferences in viewpoint are inevitable. And that is why, on
issues as vital to the employees as their health and safety,
the bargaining agent is entitled to the fullest possible
range of information so that it will be able to discuss and
negotiate on these matters, in a meaningful fashion, on
behalf of those whom it represents.
3. The Respondent's defenses
The Respondent has advanced various arguments to
support its position that the Union is not entitled to the
information sought in the letter of March 27, 1977. These
will now be considered.
Confidentiality: The Respondent asserts that the release
of certain information which the Union seeks would dis-
close trade secrets and that the distribution of medical in-
formation about individual employees would violate the
physician-patient privilege. The Board, however, in a
long line of cases has held that confidentiality is not a
defense to refusal to provide information where that in-
formation is necessary and relevant to the Union's duty
to bargain on behalf of the employees in a unit. The In-
galls Shipbuilding Corporation, 143 NLRB 712, 717
(1963). Furthermore, the Board has held that a mere as-
40
MINNESOTA MINING AND MANUFACTURING CO.
sertion of confidentiality, without any showing of the
reasons for such an assertion, is inadequate as a defense
to a refusal to supply the information demanded. In fact,
the Respondent here has produced no evidence as to the
manner in which release of requested information would
damage the Employer.
Much of the information as to health and safety haz-
ards and the toxicity of chemicals is contained in docu-
ments in the Respondent's possession which, admittedly,
could easily be abstracted from the files. James Long, the
Respondent's manager of toxicology, acknowledged that,
while the information requested by the Union was con-
tained in documents which might reveal some propri-
etary information, the amount of such material so classi-
fied would be extremely limited. And William Perlson, a
patent liaison officer for the Respondent, testified that,
out of 700 generic chemical products produced at the
Chemolite Plant, the generic name of only 5 or 10 would
reveal any sort of trade or proprietary confidence if it
came to the attention of any competitors. On cross-exam-
ination, when pressed for an answer, Perlson acknowl-
edged that he could think of only one substance whose
use, if known to outside competitors, would reveal any
trade confidence. In any event, where there may be a
potential for abuse of proprietary information on trade
secrets, reasonable arrangements may be made through
bargaining by the parties which will accommodate the
Union's right to relevant information and the Employer's
legitimate concern about the careless disclosure of such
information. The Ingalls Shipbuilding Corporation, supra.
Finally, the union representatives who were questioned
about this issue testified that the form in which the re-
quested information was submitted to Local 6-418 was
unimportant, that it was substance, not form, which mat-
tered. In other words, what the Union desired was data
which showed the gross results of tests and other scien-
tifically analyzable information.
Similarly, the Respondent's claim that compliance with
the Union's demand would breach the physician-patient
privileges is equally unconvincing. At no time has the
Union requested the names of any individual employee.
This is clear from its original request in the letter of Oc-
tober 27, where it proposed that confidentially of medi-
cal records be safeguarded through the use of physicians
to interpret and analyze the documents and also by re-
moval from the data of any information which would
reveal the identity of the individual whose records were
being studied. Dr. Ubel acknowledged that it would not
be difficult to purge the records of such identifying char-
acteristics. Parenthetically, it should be added that, from
the testimony of the Respondent's witnesses, it is evident
that within the Respondent's own headquarters the use
of the medical records in question by nonphysician mem-
bers of the staff may itself violate the privilege which the
Respondent is asserting in this case as to those same doc-
uments. Even if the Union here were requesting the
complete medical records of all employees at the Che-
molite Plant there is Board and court authority which
would not preclude a disclosure. Notwithstanding an as-
serted physician privilege. Thus, in one case, where the
Board considered the question of whether the physical
records of employees should be disclosed to the labor or-
ganization which represented those employees, the Board
acknowledged that the confidential privilege between
physician and patient should be honored "unless and
until that individual's physical capacities became relevant
to some particular problem." United Aircraft Corporation
(Pratt and Whitney Divison), 192 NLRB 382, 390 (1971).
Clearly, in the present instance where the medical histo-
ry of the individual employees is so patently relevant to
the Union's effort to promote occupational safety for
these same employees, the test established by United Air-
craft has been met. 9 Further, it should be noted that the
Respondent keeps these medical records for the same sta-
tistical and analytical purpose for which the Union now
seeks to use them.
Burdensomeness: Earlier herein it was found that at the
joint company and Union meeting on March 24, 1978,
the Respondent did not object to the Union's request for
health and safety data on the ground that it was unavail-
able or that its collection would he burdensome and
costly. In the Respondent's brief, however, the argument
is advanced that the data in question is either nor readily
available or unavailable in the form requested and that to
secure some of it would require a search of thousands of
documents.
It is well settled that an employer's obligation to pro-
vide relevant and material information to the employees'
bargaining agent imposes on the Employer the obligation
to make a reasonable effort to secure the requested infor-
mation, and, if unavailable, explain or document the rea-
sons for the asserted unavailability. M.F.A. Milling Com-
pany, 170 NLRB 1079, 1097 (1968). On the record
herein, it is evident that the Respondent has made no
effort to supply any of the information sought by Local
6-418. In the conference of the parties on March 24, the
Respondent's
representatives
discussed the questions
posed by the Union in most general terms, but offered to
supply no data either then, or later, and thereafter noth-
ing, in fact, was passed to the Union. In connection with
the medical information which the bargaining agent
sought, the Respondent's representative simply proposed
that this would have to be secured from the employees
themselves. This response, of course, did not relieve the
Respondent of a continuing obligation to meet the
Union's request for information relevant and material to
its concern about working conditions. The Kroger Com-
pany, 226 NLRB 512, 513, 514 (1976); Film Editing
Equipment Corp. d/b/a Hollywood Film Company, 213
NLRB 584, 592 (1974).
From the testimony of the Respondent's own wit-
nesses it is clear that the Respondent operates a large
medical department which quite obviously parallels the
outline of the requests advanced in the Union's letter of
October 27, 1977. From the very outset of an individual's
initial employment with 3M, the medical department
maintains records and a complete medical history on the
individual; it frequently runs test on the employees by
a Cf. Brooks v. N.LR.B, 348 U.S. 96. 103 (1954), where Mr. Justice
Frankfurter observed: "The underlying purpose of this statute is industri-
al peace. To allow employers to rely on employees' rights in refusing to
bargain with the formally designated union is not conducive to that end,
it is inimical to it."
41
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
plant and specific department to ascertain the effects of
certain chemicals and processes on the work force and
then tabulates and analyzes the results; through its toxi-
cological department it analyzes the chemical properties
and potential hazards of all raw materials used and pro-
cured from suppliers; through its industrial hygiene de-
partment it analyzes the work environment and makes
recommendations regarding the use of specific chemicals
and processes, and thereafter, by followup procedures it
takes measurements once those processes have begun. In
connection
with radiation problems
it monitors all
sources of radiation and pursuant to various statutes it
supplies reports on these tests to several agencies of the
Federal Government. From the testimony of the Re-
spondent's witnesses, it is apparent that the Respondent
has extensive files, which it keeps current, wherein it
maintains much, if not all, of the information requested
by the Union. Thus, from the testimony of James Long,
manager of toxicology, it appears that documents con-
taining some of the information sought could readily be
excised from files in his department. And from the testi-
mony of John Fuchs, manager of industrial hygiene serv-
ices, it is evident that more of the requested data could
be secured either from existing records' ° or detached
from portions of reports that are already on file.
The record does not establish that the retrieval or re-
production of the requested information would be bur-
densome to the Respondent. Nor was there any offer to
provide the information if the Union would share in the
cost of retrieval or duplication." In any event, as to this
issue, the Board has held:
If there are substantial costs involved in compiling
the information in the precise form and at the inter-
vals requested by the Union, the parties must bar-
gain in good faith as to who shall bear such costs,
and, if no agreement can be reached, the Union is
entitled in any event to access to records from
which it can reasonably compile the information. If
any dispute arises in applying these guidelines, it
will be treated in the compliance stage of the pro-
ceeding. [Food Employers Council, Inc., et al., 197
NLRB 651 (1972).i
Further, and in connection with this same issue, the
Board has more recently, after quoting the above passage
from Food Employers Council, made the following state-
ment:
. . . Respondent must make an effort to inform the
Union of the nature of the information compiled by
it, so that the Union may, if necessary, modify its
requests to conform to the available information. If
substantial costs would in fact be incurred, we
expect the parties to bargain as to the allocation of
those costs. [Westinghouse Electric Company, 239
NLRB 106 at 113.]
'a According to Mr. Fuchs, the historical monitoring data for the Che-
molite Plant, one of the areas on which the Union seeks information, are
kept in his department on approximately 8,000 sheets of paper. He also
stated, however, that this information has not been coded for automatic
data processing retrieval.
" See the testimony of John Fuchs.
Waiver: In its brief the Respondent urges that, since
the current collective-bargaining agreements have provi-
sions for joint labor and management committees to meet
and discuss matters of health and safety, the Unions have
waived their right to request safety and health informa-
tion of the type and scope set forth in the letter of Octo-
ber 27, 1977. There is no merit to this argument. As
found earlier, the Union's right to the data requested is a
right which it derives from Section 8(d) of the Act. Al-
though the Board and the Courts have held that such a
right may be relinquished under the provisions of a col-
lective-bargaining contract, such relinquishment must be
in "clear and unmistakable" language. Tide Water Associ-
ated Oil Company, 85 NLRB 1096, 1098 (1949); The
Timken Roller Bearing Company v. N.L.R.B, 325 F.2d
746, 750-751 (6th Cir. 1963); N.L.R.B. v. The Item Com-
pany, 220 F.2d 956, 958-959 (5th Cir. 1955), cert. denied
350 U.S. 836 (1955); Cowles Communications, Inc., 172
NLRB 1909, 1918-19 (1968); The Kroger Company, 163
NLRB at 447. The collective-bargaining agreement be-
tween the Respondent and Local 6-418 contains no such
waiver either in "clear and unmistakable" language, or
even impliedly.
On the basis of the findings set forth above, it is now
found that the information requested by Local 6-418 is
relevant to its function as the employee bargaining repre-
sentative and that it is needed for the purposes of inform-
ing and protecting the employees as well as determining
whether the Respondent is in compliance with the health
and safety regulations imposed by OSHA and other Fed-
eral and state agencies. By its failure to comply with the
Union's request for this information the Respondent vio-
lated Section 8(a)(5) and (1) of the Act.
CONCLUSIONS OF LAW
I. The Respondent is engaged in commerce and the
Unions are labor organizations, all within the meaning of
the Act.
2. By its conduct set forth and found in section III,
supra, the Respondent has engaged and is continuing to
engage in unfair labor practices in violation of Section
8(a)(5) and (1) of the Act.
3. Said unfair labor practices affect, and unless perma-
nently enjoined, will continue to affect, commerce within
the meaning of Section 2(6) and (7) of the Act.
THE REMEDY
Having found that the Respondent has committed vio-
lations of Section 8(a)(5) and (1) of the Act, it will be
recommended that the Respondent be ordered to take
certain affirmative action to effectuate the policies of the
Act. Having found that the Respondent has violated Sec-
tion 8(a)(5) and (1) of the Act by failing and refusing to
furnish the Unions certain information, it will be recom-
mended that the Respondent furnish Local 6-75 and 6-
418 its affirmative action plans wich respect to employ-
ees in the appropriate units here involved. In addition
the Respondent should be ordered to supply Local 6-418
the information it requested concerning employee health
and safety programs, monitoring and testing systems, de-
vices and equipment, statistical data related to working
42
MINNESOTA MINING AND MANUFACTURING CO.
conditions, and the generic names of all chemicals and
substances used or produced in the Respondent's Chemo-
lite plant.
As found by the Board in Westinghouse Electric Corpo-
ration, 239 NLRB 106, the manner in which the Re-
spondent must make the statistical information available
to the Unions, and the allocation of "substantial costs," if
any, shall be determined, in accordance with Food Em-
ployers Council, Inc., et al., 197 NLRB 651 (1972). Final-
ly, under the circumstances present here, and in view of
the long history of collective bargaining between the
parties, it dces not appear that a remedial order is war-
ranted and that the Respondent should be ordered only
to cease and desist from the unfair labor practices found
and from in any like or related manner infringing upon
the employee rights guaranteed in Section 7 of the Act.
Westinghouse Electric Corporation, supra.
[Recommended Order omitted from publication.]
43