261 NLRB 145
Houston Distributing Company, Inc.
HOUSTON DISTRIBUTING COMPANY, INC.
Houston Distributing Company, Inc. and Harold
Williams, Petitioner, and Brewery, Soft Drink,
Industrial & Allied Workers Local Union No.
1111, affiliated with International Brotherhood
of Teamsters, Chauffeurs, Warehousemen and
Helpers of America. Case 23-RD-496
April 13, 1982
DECISION AND CERTIFICATION OF
RESULTS OF ELECTION
BY MEMBERS FANNING, JENKINS, AND
ZIMMERMAN
Pursuant to authority granted it by the National
Labor Relations Board under Section 3(b) of the
National Labor Relations Act, as amended, a three-
member panel has considered certain objections to
a decertification election held November 12, 1981,'
and the Regional Director's report recommending
disposition of same. The Board has reviewed the
record in light of the exceptions and brief filed by
the Employer and hereby adopts the Regional Di-
rector's findings and recommendations only to the
extent consistent herewith.2
On November 17, 1981, the Union filed objec-
tions to the election, two of which the Regional
Director recommended be sustained in his report
issued December 4, 1981. We disagree with the Re-
gional
Director's recommendation
in both
in-
stances.
The Union's first objection concerns the adequa-
cy of the voter eligibility list provided by the Em-
ployer. The Union contends that the list submitted
by the Employer on October 20, 1981, failed to in-
clude the names and addresses of 42 bargaining
unit employees who were engaged in an economic
strike against the Employer. The Employer ac-
knowledged that the names were left off the voter
eligibility list but maintains that because it had
given the Union a list of the names, addresses, and
telephone numbers of the strikers on September 11,
1981, during negotiations, it had complied with the
requirements set out in Excelsior Underwear Inc.,
156 NLRB 1236 (1966).
The Regional Director, while acknowledging
that the Board does not apply the Excelsior list rule
mechanically, found the Employer's submission of
a list lacking a substantial number of eligible voters
fell short of the requirements of the rule. The Re-
gional Director cited Custom Catering Inc., d/b/a
Blue Onion, 175 NLRB 9 (1969), as authority for
'The election was conducted pursuant to a Stipulation for Certifica-
tion Upon Consent Election. The tally was: 5 for, and 82 against, repre-
sentation by the Union; there were 27 challenged ballots, a number insuf-
ficient to affect the results.
In absence of exceptions we adopt pro forma the Regional Director's
recommendation that Objection 3 be overruled in its entirety.
261 NLRB No. 20
sustaining the objections. We find that case inappo-
site and disagree with the Regional Director's deci-
sion to sustain the objection. In Custom Catering
the employer submitted an Excelsior list 1 day late
leaving off the names of strikers as well as five re-
placements. The list also contained several incor-
rect addresses and two ineligible voters. Following
a union protest, the employer filed a supplemental
list which listed all but one of the strikers but failed
to list the five replacements. The supplemental list
was filed only 6 days before the election, much less
than the 3-week period originally intended. By
contrast, the Employer in this case provided the
Union with the names and addresses of all employ-
ees, in two separate lists, both of which were re-
ceived well before the election. The egregious
avoidance of an obligation manifest in Custom Ca-
tering is simply not present in this case. The Em-
ployer provided the Union with the names of em-
ployees in ample time to allow the Union to make
all potential voters aware of the election issues. As
the Regional Director noted, the Board will not
apply the Excelsior rule mechanically. To find an
absence of compliance here would be just such a
mechanical application. Accordingly, we find no
merit in the Union's Objection I.
The second objection concerns the description of
the unit included in the Stipulation for Certification
Upon Consent Election. The description included
five classifications which were excluded from the
unit in the most recent collective-bargaining agree-
ment. The Union contends that the inclusion of the
positions was error and that because those employ-
ees voted in the election (without challenge) the
election should be set aside. The Regional Director
sustained the objection relying on the language in
Brom Machine & Foundry Co., 227 NLRB 690
(1977), stating that the Board's policy of directing a
decertification election in the existing bargaining
unit would be frustrated if the parties could stipu-
late to a different unit. Id. at 690.3
Contrary to the Regional Director, we certify
the results of this election even under the rationale
of Brom. That case involved challenges to the bal-
lots of three employees in classifications included
in a stipulated unit but excluded from the collec-
tive-bargaining agreement. Those challenges were
sustained on the ground that, regardless of the par-
ties' stipulation, the employees were in classifica-
tions which were excluded from the existing recog-
nized unit.4 A Certification of Representative then
'See also Brom Machine & Foundry Co., 229 NLRB 1272 (1977), enfd.
569 F.2d 1042 (8th Cir. 1978).
We note that this issue has traditionally been resolved through the
challenge procedure. See, e.g., Warren Petroleum Company, 91 NLRB
1428 (1951). Fast Food Merchandisers Inc., 242 NLRB 8 (1979).
145
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
issued because the union had received a majority of
the valid votes cast. Plainly, the Board found no
need to set aside the election merely because it was
conducted in a unit different from the existing bar-
gaining unit. Here there were 14 employees in 5
disputed classifications. They were not challenged
when they voted. Had they been challenged, and
had those challenges been sustained under the
rationale of Brom, a certification of results would
still have issued as the 14 challenges would not
have affected the outcome of the election. We see
no reason to reach a different result simply because
the Union raised this issue in its objections rather
than by challenge. Indeed, to follow the Regional
Director's approach would discourage the tradi-
tional resolution of such matters through the chal-
lenge procedure. Accordingly, we find no merit in
the Union's Objection 11, and in view of the fore-
going we certify the results of the election.
CERTIFICATION OF RESULTS OF
ELECTION
It is hereby certified that a majority of the valid
ballots have not been cast for Brewery, Soft Drink,
Industrial & Allied Workers Local Union No.
1111, affiliated with International Brotherhood of
Teamsters, Chauffeurs, Warehousemen and Helpers
of America, and that said labor organization is not
the exclusive representative of all the employees, in
the unit herein involved, within the meaning of
Section 9(a) of the National Labor Relations Act,
as amended.
146