261 NLRB 204
T.H.E. Co. d/b/a L. D. Brinkman Southeast
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
T.H.E. Co. d/b/a L. D. Brinkman Southeast and
Teamsters,
Chauffeurs,
Warehousemen
and
Helpers Local Union
#385. Case 12-CA-
9505(1-2)
April 19, 1982
DECISION AND ORDER
BY CHAIRMAN VAN DE WATER AND
MEMBERS FANNING AND HUNTER
On October 7, 1981, Administrative Law Judge
Robert W. Leiner issued the attached Decision in
this proceeding. Thereafter, Respondent filed ex-
ceptions and a supporting brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and brief
and has decided to affirm the rulings,' findings,2
and conclusions3 of the Administrative Law Judge
only to the extent consistent herewith.
'Respondent
has excepted to the Administrative Law Judge's failure
to strike discriminatee Cecil Clinton Pace, Jr.'s testimony. We find no
merit in Respondent's exceptions for the reasons given by the Adminis-
trative Law Judge.
I Respondent has excepted to certain credibility findings made by the
Administrative Law Judge. It is the Board's established policy not to
overrule an administrative law judge's resolutions with respect to credi-
bility unless the clear preponderance of all of the relevant evidence con-
vinces us that the resolutions are incorrect. Standard Dry Wall Products,
Inc., 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have
carefully examined the record and find no basis for reversing his findings.
In adopting his finding that Malch's calling Pace "Jimmy Hoffa" consti-
tutes an unlawful impression of surveillance on the facts of this case, we
disavow the adverse inference drawn by the Administrative Law Judge
from Respondent's failure to ask witness James Bounds about this conver-
sation, since the witness was equally available to the General Counsel.
See Hitchiner Manufacturing Company, 243 NLRB 927 (1979). Nonethe-
less, we find that the other grounds relied on by the Administrative Law
Judge are sufficient for crediting Pace's testimony.
We also correct the following inadvertent errors in the Administrative
Law Judge's Decision: (I) At sec. III, 2(a), par. 6, it was Cranford, not
Williams, who was not being observed by Respondent because of any
"trouble;" (2) at sec. III, 2(c), par. 5, Pace, not Malch, was recognized as
a union activist; (3) at sec. 111, 2(c), par. 12, Cranford, not Williams,
waited at the truck rental agency for Williams to arrive; (4) at sec. 1II,
par. 78, Malch called Pace "Jimmy Hoffa" on December 9, not Decem-
ber 8; and (5) throughout his Decision the Administrative Law Judge
misspelled Robert Malch's name as Robert Mulch.
'In adopting the Administrative Law Judge's finding of an 8(aX3) vio-
lation in Pace's discharge, we do not rely on his conclusion that there is
no evidence to indicate that Pace was a slow worker. We agree with the
Administrative Law Judge's conclusion, however, since Supervisor Wil-
liams subsequently disavowed this reason as a basis for Pace's discharge.
As for his finding of an 8(aX3) violation in Cranford's discharge, we dis-
avow reliance on the Administrative Law Judge's conclusion that this
case does not fall under the analysis set forth in Wright Line, a Division of
Wright Line, Inc., 251 NLRB 1083 (1980). We adopt the Administrative
Law Judge's 8(aX3) finding, however, because the facts set forth by the
Administrative Law Judge prove a prima facie case which has not been
rebutted pursuant to Wright Line, supra. See Limestone Apparel Corp., 255
NLRB 722 (1981).
Moreover, in those sections of his Decision entitled "Remedy" and
"Order," the Administrative Law Judge recommends that Respondent
offer Cranford immediate and full reinstatement to his former position.
261 NLRB No. 25
Respondent excepts to the Administrative Law
Judge's finding that it violated Section 8(a)(l) of
the Act by engaging in surveillance of its employ-
ees' union activities on December 6, 1980. We find
merit in Respondent's exceptions for the following
reasons.
A group of Respondent's employees attended a
union meeting on December 6 at the Teamsters
meeting hall on Kirkland Road. The meeting ended
around dusk in a parking lot which had but one
light. At the conclusion of the meeting, employees
milled around outside the meeting hall. Shortly
thereafter, employees James Reynolds, Charles
Cranford, and John Thompson saw a dark brown
Mercury car drive back and forth at a speed of
somewhat less than 45 miles per hour a total of
four times in a 20-minute period. After the car
passed by the first time, Reynolds moved from
where everyone else was standing, 250 feet from
the roadway, tc a spot approximately 55 feet from
the road. While Reynolds was convinced that the
car was that of Vice President Tracy Williams, he
could not identify the driver. Thompson, who was
even unsure whether the car was Williams', also
could not identify the car's driver. Cranford, how-
ever, still 250 feet away, testified that he saw two
people in the car and identified Tracy Williams as
the driver.
The Administrative Law Judge credited Cran-
ford's testimony, notwithstanding the Administra-
tive Law Judge's admission that Reynolds, who
was much closer to the road, could not identify
Williams as the driver; that Thompson would not
testify that Williams was driving the car; and that
Cranford had a particular interest in picking out
Williams because Cranford was terminated by Re-
spondent allegedly for his union activity. The Ad-
ministrative Law Judge noted that Cranford's iden-
tification of Williams was not "so far beyond the
scope of possibility as to suggest that such testimo-
Respondent excepts to this portion of the Administrative Law Judge's
Decision on the ground that Cranford was allegedly drunk when he had
the accident while driving Respondent's truck, and that, even if his dis-
charge were unlawful, Respondent should not have to reinstate him. We
find that this issue is best left to the compliance stage of this proceeding
(see W Kelly Gregory, Inc., 207 NLRB 654 (1973)) since the record pro-
vides insufficient evidence that such was Respondent's general practice in
like cases.
Finally, in adopting the Administrative Law Judge's conclusion that
Respondent violated Sec. 8(a)(1) of the Act by Williams' threatening to
discharge employees during his conversation with Reynolds, we reject
Respondent's assertion that W. W. Grainger, Inc., 255 NLRB 1106 (1981),
is controlling here. Contrary to Respondent, the Board majority's conclu-
sions in W W. Grainger, Inc., supra, did not turn on whether the interro-
gation there was addressed to an "employee." In Grainger, the issue pre-
sented was whether the safeguards of Johnnie's Poultry Co. and John
Bishop Poultry Co., Successor, 146 NLRB 770 (1964), should apply to a
discharged employee seeking reinstatement through a Board proceeding.
Here we have no evidence of any attempt by Respondent to satisfy any
one of the Johnnie's Poultry requirements.
204
L. D. BRINKMAN SOUTHEAST
ny, though uncontroverted, carries its own death
wound of incredibility." In so finding, the Adminis-
trative Law Judge relied heavily on Williams' fail-
ure to deny that he engaged in such surveillance
when he testified.
We disagree
with the Administrative
Law
Judge's crediting of Cranford's testimony concern-
ing this incident.' Given the time of day, his dis-
tance from the road, the poor lighting conditions,
and the fact that employees Thompson and Reyn-
olds were unable to identify anyone in the car, we
find that Cranford's testimony is insufficient to
supply a prima facie case that Williams was driving
the car. Reynolds' failure to pick out the car's
driver is even more significant since he was much
closer to the road for a portion of this incident. We
also note that none of the three witnesses could
identify any distinguishing characteristics of the
car. Finally, since there is no prima facie case, we
find no significance in the lack of testimony by
Williams on this point. Accordingly, contrary to
the Administrative Law Judge, we dismiss this
complaint allegation.
AMENDED CONCLUSIONS OF LAW
Substitute the following Conclusion of Law 3 for
that of the Administrative Law Judge:
"3. Respondent violated Section 8(a)(1) of the
Act on December 6, 1980, by coercively interro-
gating its employees; on December 9 and 15, 1980,
by giving the impression that their union activities
were under its surveillance; and on December 15
and 23, 1980, by unlawfully threatening to dis-
charge employees for union activities, and violated
Section 8(a)(1) and (3) of the Act on December 17,
1980, by discriminatorily and unlawfully discharg-
ing employees Pace and Cranford because of their
activities on behalf of and membership in Team-
sters,
Chauffeurs, Warehousemen
and Helpers
Local Union #385."
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board hereby orders that the Respondent,
T.H.E. Co. d/b/a L. D. Brinkman Southeast, Or-
lando, Florida, its officers, agents, successors, and
assigns, shall:
1. Cease and desist from:
'Despite
discrediting Cranford's testimony on this point, we find no
basis therein for disturbing the Administrative Law Judge's crediting of
his testimony as to other matters, for as Judge Learned Hand stated, "It
is no reason for refusing to accept everything that a witness says, because
you do not believe all of it; nothing is more common in all kinds of judi-
cial decisions than to believe some and not all." N.LR.B. v. Universal
Camera Corporation, 179 F.2d 749, 754 (2d Cir. 1950).
(a) Coercively interrogating and threatening em-
ployees with discharge in retaliation for their sup-
port of Teamsters, Chauffeurs, Warehousemen and
Helpers Local Union #385 or any other labor or-
ganization.
(b) Creating among employees the impression
that their union activities are under surveillance.
(c) Discouraging membership in or support of
Teamsters, Chauffeurs, Warehousemen and Helpers
Local Union #385, or in any other labor organiza-
tion, by discharging any of its employees or in any
other manner discriminating against them with re-
spect to their hire or tenure of employment or any
term or condition of employment.
(d) In any like or related manner interfering
with, restraining, or coercing its employees in the
exercise of the rights guaranteed them in Section 7
of the Act.
2. Take the following affirmative action designed
to effectuate the policies of the Act:
(a) Offer employees Charles Kenneth Cranford
and Cecil Clinton Pace, Jr., immediate and full re-
instatement to their former positions of employ-
ment or, if those jobs no longer exist, to substan-
tially equivalent positions, without prejudice to
their seniority or other rights and privileges previ-
ously enjoyed, and make them whole for any loss
of earnings or other benefits in the manner set
forth in Administrative Law Judge's Decision enti-
tled "Remedy."
(b) Preserve and, upon request, make available to
the Board or its agents, all payroll and other
records required to calculate the amount of back-
pay and the terms and conditions of reinstatement
as set forth in that part of the Administrative Law
Judge's Decision entitled "Remedy."
(c) Post at its offices and facilities in Orlando,
Florida, copies of the attached notice marked "Ap-
pendix." 5 Copies of said notice, on forms provided
by the Regional Director for Region 12, after
being duly signed by Respondent's representative,
shall be posted by Respondent immediately upon
receipt thereof, and be maintained by it for 60 con-
secutive days thereafter, in conspicuous places, in-
cluding all places where notices to employees are
customarily posted. Reasonable steps shall be taken
by Respondent to insure that said notices are not
altered, defaced, or covered by any other material.
(d) Notify the Regional Director for Region 12,
in writing, within 20 days from the date of this
s In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."
205
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Order, what steps Respondent has taken to comply
herewith.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing at which all sides had an opportu-
nity to present evidence and state their positions,
the National Labor Relations Board found that we
have violated the National Labor Relations Act, as
amended, and has ordered us to post this notice.
WE WILL
NOT coercively interrogate or
threaten to discharge our employees in retali-
ation for their support of Teamsters, Chauf-
feurs,
Warehousemen
and
Helpers
Local
Union #385, or any other labor organization.
WE WILL NOT create among our employees
the impression that their union activities are
under surveillance.
WE WILL NOT discourage membership in
Teamsters, Chauffeurs,
Warehousemen
and
Helpers Local Union #385, or any other labor
organization, by unlawfully discharging any of
our employees or in any other manner discrim-
inating against them with respect to their hire
or tenure of employment or any term or con-
dition of employment.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce our employ-
ees in the exercise of the rights guaranteed
them in Section 7 of the National Labor Rela-
tions Act.
WE WILL offer employees Charles Kenneth
Cranford and Cecil Clinton Pace, Jr., immedi-
ate and full reinstatement to their former posi-
tions of employment or, if those jobs no longer
exist, to
substantially equivalent
positions,
without prejudice to their seniority or other
rights and privileges previously enjoyed and
make them whole for any loss of net earnings
or other benefits, with interest.
T.H.E. Co. D/B/A L. D. BRINKMAN
SOUTHEAST
DECISION
STATEMENT OF THE CASE
ROBERT W. LEINER, Administrative Law Judge: Upon
charges and amended charges filed and served by Team-
sters, Chauffeurs, Warehousemen and Helpers Local
Union #385, herein called the Charging Party or the
Union, on December 29, 1980, and February 6, 1981, the
Regional Director for Region 12 for the National Labor
Relations Board, issued a complaint and notice of hear-
ing on February 10, 1981, against T.H.E. Co. d/b/a L.
D. Brinkman Southeast, herein called Respondent. The
complaint, as amended at the hearing, alleges, inter alia,
the unlawful discharge of two of Respondent's employ-
ees, Pace and Cranford, in violation of Section 8(a)(3)
and (1) of the National Labor Relations Act, as amend-
ed, herein called the Act; and various independent viola-
tions of Section 8(a)(1). Respondent filed a timely answer
and also made denials at the hearing of General Coun-
sel's amended complaint. In its answer, Respondent, inter
alia, admitted the jurisdiction of the Board, but denied
the commission of any unfair labor practices.
At the hearing, General Counsel and Respondent were
represented by counsel who had the opportunity to call
and examine witnesses, to present testimony and other
evidence, to argue on the record and, after the close of
the hearing, to file briefs. At the conclusion of receipt of
the evidence, all parties waived oral argument and Gen-
eral Counsel and Respondent filed post-hearing briefs.
Upon the entire record in this case, including my ob-
seruation of the demeanor of the witnesses, and after due
consideration of the briefs, I make the following:
FINDINGS OF FACT
I. THE BUSINESS OF RESPONDENT
The complaint alleges, Respondent admits, and I find
that at all material times Respondent, a Florida corpora-
tion, maintaining an office and place of business located
at 7475 Chancellor Drive, Orlando, Florida, and having
other facilities in the States of Florida, Georgia, North
Carolina, and South Carolina, has been and is engaged in
the nonretail sale and distribution of carpet and related
products. During the 12-month period preceding issu-
ance of the complaint, Respondent, in the course and
conduct of its business, purchased and received at its fa-
cility in Orlando, Florida, products, goods, and materials
valued in excess of $50,000 which were shipped directly
from points located outside the State of Florida. I con-
clude that Respondent, at all material times has been, and
is, an employer engaged in commerce within the mean-
ing of Section 2(2), (6), and (7) of the Act.
II. THE UNION AS A STATUTORY LABOR
ORGANIZATION
The complaint alleges that the Union is a statutory
labor organization within the meaning of Section 2(5) of
the Act. Respondent pleads that it is without knowledge
of such allegations but thereafter failed to controvert evi-
dence adduced by General Counsel through the testimo-
ny of Gary Thornton, secretary-treasurer and business
agent of Local Union #385. Thornton testified that the
Union is engaged in the function of negotiating contracts
with employers relating to grievance procedures, wages,
hours, and working conditions on behalf of employees
who are its members. The members elect the Union's of-
ficers and attend monthly meetings. He testified that the
Union had some 70 contracts with employers covering
employees and that on Friday, December 12, 1980, the
Union mailed a demand for recognition as collective-bar-
206
L. D. BRINKMAN SOUTHEAST
gaining agent in a unit of Respondent's employees (G.C.
Exh. 2), which Respondent admits receiving in due
course on December 15, 1980, (Monday), and also filed
with the Board a petition for certification in said unit on
December 16, 1980 in Case 12-RC-6012 (G.C. Exh. 3).
In view of the failure of Respondent to adduce testimony
to the contrary, I conclude that the Union, at all material
times, has been, as alleged, a labor organization within
the meaning of Section 2(5) of the Act. N.L.R.B. v.
Cabot Carbon Company, and Cabot Shops, Inc., 360 U.S.
203 (1959).
III. THE ALLEGED UNFAIR LABOR PRACTICES
Respondent in the last quarter of 1980 employed about
nine truckdrivers and 40 to 50 warehouse and clerical
employees in its Orlando facility.
Uncontradicted and credited
testimony of General
Counsel's witnesses, as more fully described below, dis-
closes that on or about October 4, 1980, four or five of
Respondent's nine truckdrivers met with Vice President
Tracy Williams and requested increased wages. Williams
refused any increase and on or about October 7, 1980,
one of the drivers, James Reynolds, went to the Union,
received blank membership application cards, and he and
another driver, John Thompson, thereafter commenced
distributing them. Interest in the Union was not substan-
tial through mid-November. By mid-November, with 16
drivers and warehouse cards signed, driver Charles
Cranford undertook to obtain more signatures. In mid-
November, a union meeting of the drivers and other em-
ployees was scheduled for December 6 at the Teamsters
meeting hall.
The complaint alleges six independent violations of
Section 8(a)(1), five of them derived from conduct of
Tracey Williams, vice president of Respondent's distribu-
tion systems.
1. The two alleged 8(a)(1) violations of December
6, 1980: surveillance and interrogation
(a) The complaint alleges that Tracey Williams en-
gaged in unlawful surveillance of union activities on De-
cember 6, 1980, in the vicinity of North Kirkland Road,
Orlando, Florida.
The evidence in support of this allegation consists of
the testimony of three employees (or exemployees) of
Respondent: James Reynolds, resigned from employment
on December 23, 1980; Charles Cranford discharged on
or about December 17 (Respondent maintains Charles
Cranford discharged on or about December 18), one of
the two alleged discriminatees in this complaint; and
John Thompson, an employee employed by Respondent
at the time of the hearing. It is not disputed that some 17
of Respondent's employees attended a union meeting on
Saturday, December 6, at the Teamsters' Orlando meet-
ing hall on Kirkland Road. The meeting started between
3 and 4 p.m. and ended sometime at or before 6 p.m.,
just when it was getting dark.
These three witnesses, called by General Counsel, tes-
tified that they saw a dark brown or dark hued Mercury
drive back and forth at a speed somewhat less than the
45-mile-per-hour speed permitted on Kirkland Road, a
total of three to four times. Respondent did not dispute
that Tracey Williams drives such a car. The testimony
was essentially that, in a 5-minute period, it made two
round trips, a total of four passages, although Cranford
did not see it on its first passage but heard an exclama-
tion from James Reynolds (who was watching the road
whereas Cranford then had his back to it). Thompson
was standing nearby with several other employees in the
parking lot where there was only one light. Kirkland
Road was not separately lit. Neither Thompson nor
Reynolds could identify the driver or any alleged passen-
ger in the car. Cranford testified that he saw two people
in the car, the driver being Tracey Williams. Thompson
was not at all sure that the brown Mercury he saw was
Tracey Williams' car. Reynolds was quite sure that it
was, although none of the three witnesses observed any
distinguishing, identifiable characteristic on the car that
they saw on Kirkland Road compared to the Mercury
which Tracey Williams regularly drove. Thompson testi-
fied that with the passage of the car on the first occa-
sion, Reynolds rushed from their common position, some
250 feet from the roadway, to the roadway and some 55
feet from where the car was then passing. Nevertheless,
as noted, Reynolds testified that he did not see who the
driver was. After approaching the roadway, Reynolds
retreated to the place commonly occupied by Reynolds,
Cranford, Thompson, and other employees who had just
left the December 6 meeting.
Although Vice President Tracey Williams was exam-
ined by the General Counsel under Section 611(c) of the
Federal Rules of Evidence as an adverse witness and
cross-examined by Respondent; and although Williams
was thereafter called as a witness for Respondent,
Tracey Williams failed to deny the above testimony.
While I ordinarily might agree with Respondent that it
appears extremely odd for Reynolds, about 55 feet from
the roadway, to be unable to recognize the driver, and
Cranford, about 250 feet from the roadway, being able to
recognize the driver and the existence of a passenger in
the accompanying passenger seat; and while the disposi-
tion of this allegation might have taken on a completely
different character had Vice President Tracey Williams
actually denied the testimony in support of the allega-
tion, yet, in light of his failure to do so, notwithstanding
the existence of at least one clear opportunity to do so, I
am unable to conclude that Cranford's identification of
Williams as the driver, which perfects a prima facie case
of surveillance, is so far beyond the scope of possibility
as to suggest that such testimony, though uncontrovert-
ed, carries it own death wound of incredibility. I am
unable to do this notwithstanding that Reynolds, 55 feet
from the roadway, was unable to identify the driver. I
do not know, on this record, what the position of the al-
legedly surveilling automobile was by the time Reynolds
reached his proximate position, or the angle the car pre-
sented to him or whether the driver's face was in some
way obscured. Further, I recognize the relatively poor
prevailing lighting conditions, Cranford's interest in the
case as a discriminatee, and Thompson's inability to iden-
tify the driver. I am nevertheless unable, on this record,
to conclude that Cranford's testimony is so incredible as
207
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
to be dismissed out of hand. Thus, particularly in light of
Tracey Williams' multiple failure to deny his presence,' I
conclude not only that Cranford should be credited but
that Tracey Williams did make four passages within the
space of 5 minutes on December 6, 1980, at or about 6
p.m., in front of the union hall and that such maneuver-
ing by Tracey Williams constituted, and was for the pur-
pose of conducting, surveillance of the employees union
activities at the Teamsters meeting hall. Williams four
passes, unexplained, leads to an inference of unlawful
surveillance. No direct evidence of Williams' knowledge
or intent to surveillance is required. I further conclude
that such surveillance, without denial, justification, or
other explanation, constitutes a violation of Section
8(a)(1) of the Act, as alleged.
(b) The above act of unlawful surveillance, as noted,
occurred sometime at or about 6 p.m. on Saturday, De-
cember 6, 1980.
About 5 hours before this act of unlawful surveillance,
i.e., at or about I p.m., Vice President Williams tele-
phoned long-haul driver John Thompson at home (in
December 1980, the long-haul drivers were supervised
by Tracey Williams) who was not scheduled to work on
that Saturday and told him that he wanted to see
Thompson in his office as soon as possible. Thompson
went to the office and, after a conversation in which
Williams told Thompson of the discharge of other em-
ployees that week, including the discharge of Erstwhile
Trucking Supervisor Handley on the day before, Wil-
liams, according to Thompson, asked him if there was
"any talk of the Union" by Respondent's drivers and
warehousemen. Thompson said he answered "yes," and
Williams thereupon read to him from a statement pre-
pared by Respondent's attorneys in which Williams de-
scribed, inter alia, that in the event of strikes because of
the Union, Thompson, with other employees, would re-
ceive no pay and that Thompson, in the event of his
joining a strike, could legally be replaced. On cross-ex-
amination, Thompson testified, and I find, that Williams
had made no request for him to identify other employees
engaged in union activity, did not ask him if he was in-
volved, and merely read from the statement. He also ad-
mitted that the statement included an assertion that while
the Company opposed the Union and hoped that
Thompson would not sign a card, that Thompson was
free to do so if he wished.
It may well be true that not all interrogation consti-
tutes coercive interrogation within the meaning of Sec-
'Respondent
argues (Br. p. 21) that no adverse inference should be
drawn from Williams' failure to deny. Even without an adverse infer-
ence, Cranford's testimony stands unrefuted. In light of Williams' pres-
ence in the witness box and his obvious failure to deny, an adverse infer-
ence, in addition, should be-and is-drawn. For where the party-witness
is not produced to deny or explain General Counsel's testimony of a
prima facie violation, an adverse inference may be drawn. N.LR.B v.
Laredo Coca-Cola Bottling Ca, 613 F.2d 1338 (5th Cir. 1980), cert. denied
449 U.S. 889. Where, as here, the allegedly offending party-witness is
produced and fails to deny the prima facie testimony, any force in favor
of drawing an adverse inference applies afortiori and, moreover, decided-
ly affects the prior issue of persuading the trier of fact that testimony
which may appear suspect, at first blush, cannot peremptorily be brushed
aside as unbelievable.
tion 8(a)(1) of the Act,2 and under other circumstances, a
casual inquiry concerning the knowledge of an employee
of union activity among his coemployees perhaps may
not constitute unlawful coercive interrogation within the
meaning of Section 8(a)(l) of the Act. In the instant case,
during an organizational drive, Thompson, not scheduled
to work on a Saturday, December 6, was summoned by
telephone by his supervisor to the supervisor's private
office (one of Respondent's chief supervisors according
to its president and chief operating officer, James
Traweek) told privately of the discharge of other em-
ployees and then asked if there was any talk of the
Union among his coemployee drivers and warehouse-
men. Thereafter, Williams immediately read not only of
Respondent's antipathy to the Union, its opposition and
its right, in the event of a strike (which was nowhere
threatened on this record) to replace any employee (in-
cluding the employee who was standing before him) and
not to pay him if he should join in a strike.
From Respondent's
question and written message
above, it is clear that Respondent more than suspected
the existence of union activities among its employees. Its
having already received legal advice on the issue is not
coincidence. Under these circumstances, it would seem
that Respondent, by posing the simple question of
whether Thompson knew of union activities among his
coemployees, places Thompson on the horns of a dan-
gerous dilemma. On this record, neither Thompson, nor
any other similarly situated employee could know the
extent to which Respondent was appraised of the extent
of union activity among its employees and by the inter-
rogated employee, in particular. If he should truthfully
answer "yes," he might be opening an area he would
prefer to keep closed. If he should falsely answer "no,"
and if the interrogator might suspect otherwise, the em-
ployee might, at the very least, damage his credibility
and standing as an employee. If Respondent, indeed,
knew that a "no" answer was untrue, the employee
could reasonably fear that Respondent would infer that
Thompson was sympathic to the Union, even if that
were not so. Especially during an organizational effort, it
is just such a dilemma which the Act seeks to eliminate;
and just such union activities and knowledge which
Thompson, and his coemployees, under the Board and
Court interpretation of the Act, has a right to keep from
' The Board rule, which, of course, I follow, is that for purposes of
Sec. 8(aXl), it is not the employer's intent or the affect of the conduct,
but whether the "conduct may reasonably be said to have a tendency to
interfere with the exercise of employee rights under the Act." El Rancho
Market, 235 NLRB 468, 471 (1978); compare Quemetco. Inc., a subsidiary
of R. S. Corporation, 223 NLRB 470 (1976). In assessing whether interro-
gation is proscribed by Sec. 8(aXl), certain courts broaden the scope of
analytical inquiry to include the entire pattern of employer conduct.
N.LR.B. v. Laredo Coca-Cola Bottling Co.. supra. As noted in the text,
measured by either standard, Williams' question was "coercive" and thus
unlawful. The Board rule, Respondent's interpretation of a court of ap-
peals decision notwithstanding (Resp. br., pp. 24-26), is that lawfulness
does not turn on the subjective reaction of the interrogated employee. El
Rancho Market, supra at 471, fn. II. I would not quickly credit Thomp-
son's testimony that Williams' statements did not frighten him, in any
event, since he was testifying as a currently employed driver in Williams'
presence in the courtroom.
208
L. D. BRINKMAN SOUTHEAST
his employer. See N.LR.B. v. Laredo Coca-Cola Bottling,
supra.
I conclude that Williams' inquiry of Thompson on De-
cember 6 concerning his knowledge of union activities
among coemployees constituted coercive interrogation
and, as alleged, violated Section 8 (aXl1) of the Act.'
2. Threats of unlawful surveillance and discharge
(a) The complaint further alleges that on December
15, 1980, Vice President Williams both created an unlaw-
ful impression of surveillance of employees' union activi-
ties and threatened an employee with discharge. Prima
facie proof of these two allegations rests solely on the
testimony of Cranford, an alleged discriminatee herein.
Cranford's testimony,
in addition, provides the sole
source by which Respondent is allegedly to possess
knowledge of Cranford's union activities, which knowl-
edge creates the predicate for the inference, alleged by
the General Counsel, that Respondent's ultimate motiva-
tion in its December 17 discharge of Cranford, was un-
lawful. Thus, Cranford's testimony regarding this De-
cember 15, 1980, incident, is alleged both as independent
violations of Section 8(a)(1) in two respects (unlawful
impression of surveillance and a threat of discharge) and
is also the basis of Respondent's knowledge of Cranford's
union activities.
Cranford testified at some length regarding his alleged
union activities including his testimony that he signed a
union card on November 14, 1980. His testimony with
regard to his activities in or about November 1980 was
consistently confused with statements in the pretrial affi-
davit be submitted to the Board; that these activities oc-
curred in October 1980. Nevertheless, I credit his expla-
nation that he was confused by the dates of the events
when he gave the statement; 5 that his memory was
jogged by the fact that his union activities occurred
shortly before Thanksgiving (in November) and that he
Neither Blue Flash Express Inc., 109 NLRB 591 (1954), nor Paceco v.
N.LR.B, 601 F.2d 180, 183 (5th Cir. 1979), for instance, are to the con-
trary. Several of the Paceco protective indicia were not observed by Re-
spondent. Here, the hierarchical place of Williams is clear; union hostility
is present; the boss' office was the locus of the question; Thompson was
summoned on a nonwork day; there was no valid purpose of inquiring of
union activity. Moreover, as noted in Laredo Coca-Cola Bottling Co.,
supra at 342, fn. 8, the Paceco test is not definitive and a violation may
occur even if all the Paceco factors favor the employer. The assurance
against reprisal, it seems, is far outweighed by other circumstances in de-
ciding the "coercive" effect. These other circumstances showing the in-
hibiting effect of such interrogation flow from the fact that Thompson
was summoned to the chief supervisor's office on a nonwork day. Could
be reasonably believe he was being singled out?
' It must be noted that Williams ultimately denied asking the question
although his testimony, as shown by the record, vacillated as to whether
he actually asked Thompson a question concerning union talk among his
coemployees or whether he merely read from the statement. I do not
credit Williams' testimony insofar as he denied asking Thompson the
question.
I Dates, and even sequence, are notoriously the subject of testimonial
confusion, Local Union 195, United Association of Journeymen and Appren-
tices of the Plumbing and Pipefitting Industry of the United States and
Canda. AFL-CIO (Stone & Webster Engineering Corporation), 240 NLRB
504, 514, fn. 9 (1979); enfd. per curiam N.LR.B. v. Local Union Na 195,
United Association of Journeymen and Apprentices of Plumbing and Pipefit-
ting Industry of U.S and Canda, AFL-CIO, 606 F.2d 320 (5th Cir. 1979),
summary calendar, without substantially affecting credibility determina-
tions relating to disputed conversations.
became more active on or about November 18, 1980,
when he picked up 16 signed union cards from coem-
ployee Bob Glasgow, went to the union hall, and then,
after delivering to the Union the signed union cards, re-
ceived more union cards for distribution which he gave
to Thompson. There is no suggestion in Cranford's testi-
mony that any of his union activity occurred on Re-
spondent's property much less in the presence of any of
Respondent's supervisors. At most, he testified, with
regard to Respondent's knowledge of his union activity,
that some 17 of Respondent's employees attended the
December 6 union meeting at the Teamsters hall and
that one of those employees must have told Respondent
of his presence there and of his being the initiator of the
distribution of further unsigned union cards on and after
November 18.
With this as background, Cranford testified that, on
December 15, 1980, a Monday, he was at Respondent's
loading platform at or about 7 p.m.; that Vice President
Williams, then his supervisor, called him over and said:
"You're causing trouble; it has to stop." Cranford asked
Williams to be more specific and tell him what he meant
by that statement. Cranford said that Williams answered:
"You're causing 'waves' and your ship is going to sink."
Williams denied any such conversation with regard to
"causing trouble" or "waves" or that Cranford's ship is
going to "sink." Williams not only denied having said
that on December 15 but denied having said it anytime
and notes that it was not his style of language. Williams
testified that his only conversation with Cranford con-
cerned his job as Cranford's supervisor; and that he tele-
phoned Cranford on the day of his discharge, Thursday,
after 6 p.m. and told him that his services were no
longer required because he had had a second "chargea-
ble incident." In particular, Williams denies any state-
ment in which he asserted that Cranford was "making
trouble."
In view of the fact that the disposition of this credibil-
ity conflict relates to the resolution of the alleged viola-
tion of Section 8(aX3) with regard to Cranford's dis-
charge, I shall resolve this issue below in the discussion
regarding Cranford's discharge.
In his motion to dismiss, however, at the conclusion of
the General Counsel's case-in-chief, and in (Resp. br. p.
30, et seq.), Respondent argues that even if Cranford
were arguendo credited, Williams' statement would be
speculative and would not constitute a violation of Sec-
tion 8(aXl) either as an impression of unlawful surveil-
lance or a threat of discharge because of its ambiguity,
especially in the failure to mention the Union, citing an
administrative law judge's analysis in Reliance Electric
Company, Madison Plant Mechanical Drives Division, 191
NLRB 44 (1971). The Board, itself, in analyzing the issue
concluded the absence of specific reference to the Union
"means little," El Rancho Market, supra at 471, fn. 11,
and that a merely circumspect violator shall not be re-
warded for his indirection. At or about this time, there is
no suggestion in the record that Williams was then in
any way the object of Respondent's observation with
regard to any "trouble." As far as this record goes,
Cranford was a truckdriver who was then not subject to
209
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
any adverse criticism with regard to his work or con-
duct. Under these circumstances, with the Union's
demand for recognition received by Respondent on the
morning of December 15, with Cranford, in mid-Novem-
ber, distributing union cards through Thompson, and
with Respondent having inquired of Thompson on De-
cember 6 concerning such activities, I have no hesitation
inferring that Williams' statement to an employee (who
had attended a union meeting and was a card distributor,
regardless of the source from which Respondent may
have gained knowledge or suspicion thereof), that the
employee was "causing trouble" which had to "stop"
and that the employee was making "waves" and that his
ship was going to "sink" is not so ambiguous as to mysti-
fy anyone, including the employee, that Respondent was
referring to the employee's union activities. Such a state-
ment, I infer, can and does reasonably mean that such
union activities were going to cause Cranford to be dis-
charged (his "ship" was going to "sink"). We have come
too far to believe that employees engaged in union activ-
ities are so dull as to not recognize the implication of
such a figure of speech from an employer who has early
manifested opposition to their union activity (Williams'
December 6 statement read to Thompson) and who oc-
casionally falls over into unlawfulness with regard to
such opposition. As Justice Holmes remarked long ago,
"Even a dog knows the difference between being tripped
over and kicked." I conclude therefore that, contrary to
Respondent's assertion that Williams' statement may not
have related to union activities (Resp. br. p. 30) if such
statement were made to an employee, it would constitute
both an impression of unlawful surveillance of Cranford's
union activities and a threat of discharge, both in viola-
tion of Section 8(a)(l) of the Act.
(b) The complaint also alleges that on or about De-
cember 26, 1980, Respondent, through Tracey Williams,
threatened that employees would be discharged if they
continued their organizing activity on behalf of the
Union. The allegation (complaint, par. 6(e)) alleges that
such a statement was made to and threatened an employ-
ee.
The only testimony in support of that allegation is that
of James Reynolds but that testimony is uncontradicted
and credited. Reynolds testified that on December 23,
1980, he was in Tracey Williams' office at or about 8:30
p.m. On direct examination he testified, and I find, that
he went there to ask for more wages because he could
not support himself on his salary and that, when Wil-
liams refused to grant him a salary increase, Reynolds
asked him if he was going to fire anybody. Reynolds said
that Williams answered that he would not fire "the fence
sitters" but would fire only those "heading up the union
organization." Reynolds says Williams added: "You are
defeated, you should give it up." Reynolds then added
that the phrase "give it up" was added to words con-
cerning union activity.
On cross-examination, Reynolds testified, and I find,
that he had already told Williams that he was resigning
prior to the time he asked Williams whether he was
going to fire anybody and prior to the time that Williams
disclosed his position regarding firing only those who
"headed up" the union organization.
Counsel for Respondent urges (Resp. br. p. 33, et seq.)
that this statement does not violate Section 8(a)(1) of the
Act because Reynolds, having already resigned, was no
longer an "employee" within the meaning of the Act and
therefore any otherwise unlawfully coercive statements
or threat made to him would not be made to an "em-
ployee" and therefore would not be in violation of the
Act.
Assuming, arguendo, that Reynolds had already "re-
signed," the Board has decided this question of the defi-
nition of an "employee," contrary to Respondent's argu-
ment, in Little Rock Crate & Basket Co., 227 NLRB 1406
(1977), Oak Apparel, Inc., 218 NLRB 701 (1975), and
cases at least as early as Briggs Manufacturing Company,
75 NLRB 569, 570-571 (1947); cf. Chesterfield Chrome
Co., 203 NLRB 36 (1973); and Doughboy Recreational,
Inc., 229 NLRB 381, 388 (1977). In Little Rock Crate and
Basket Co., supra, an employer threatened to cause the
arrest of a recently
lawfully, discharged employee
(Green) who was distributing union literature on compa-
ny property while waiting for his final pay to arrive. The
Board, holding the threat of arrest addressed to this
person violated Section 8(a)(1) of the Act, did not relate
the violation to the fact that the threat was made in the
presence of other employees, but stated:
As found by the Administrative Law Judge,
there is no merit in Respondent's contention that
Linton's conduct was lawful because Green had
been discharged earlier that morning. First, not-
withstanding his discharge, Green remained a statu-
tory "employee" within the meaning of Section 2(3)
of the Act, as the Board has long held that that
term means "members of the working class general-
ly," including "former employees of a particular
employer."
In view of the Board's position on the scope of "em-
ployee" in Section 2(3) of the Act I conclude, in the face
of Tracey Williams' failure to deny this conversation
with Reynolds, that it indeed occurred, was made to an
"employee," and that it constituted an unlawful threat of
discharging other employees thereby violating Section
8(a)(1) of the Act as alleged. Moreover, it demonstrates
Williams union animus and his willingness to discharge
employees for their union activities notwithstanding his
attorney's efforts to educate him against such illegal con-
duct.
(c) The last allegation of a violation of Section 8(aXl)
of the Act is that on or about December 9, 1980, Re-
spondent, acting through its supervisors, Robert Mulch,7
I Whether or not Respondent's legal argument is sound, and I believe
it to be without merit, its failure to deny such testimony bears heavily
and directly on Williams' state of mind; his union animus and willingness
to discharge employees for their union activities, albeit primarily those
who are not merely "fence-sitters."
7 At the hearing and in its answer, Respondent admitted that, as al-
leged, Tracey Williams and Robert Mulch were supervisors within the
meaning of Sec. 2(11) of the Act. Nevertheless, Respondent denied the
"agency" of these two supervisors on the ground that it was a "legal
conclusion." I conclude on the basis of all the evidence that both Mulch
(supervisor in the warehouse) and Tracey Williams, a vice president and
one of Respondent's chief supervisors, were agents of Respondent within
the meaning of Sec. 2(13) of the Act.
210
L. D. BRINKMAN SOUTHEAST
created the impression of surveillance by calling an em-
ployee "Jimmy Hoffa."
The sole evidence and support of this allegation was
the testimony of Clinton Pace, Jr., one of the two al-
leged discriminatees in this complaint. Pace testified that
he signed a union card; passed the word among coem-
ployees of the approaching December 6 union meeting;
attended the union meeting on December 6, 1980; and
talked with the other 40 to 50 employees in the ware-
house concerning the Union.
Pace testified that on December 9, 1980, while work-
ing as a "vinyl puller" (using a forklift hi-low truck to
extract rolls of vinyl floorcovering from bins in Re-
spondent's warehouse), he had a conversation with Su-
pervisor Robert Mulch at or about 9:45 a.m. in front of
the vinyl cutting table. Mulch said to him: "Good morn-
ing Jimmy Hoffa." Pace asked Mulch: "What do you
mean; Jimmy Hoffa is missing." Mulch answered: "Yes."
About an hour later, 10:45 a.m., Pace, in front of the
production desk in the warehouse, asked Mulch what he
meant by calling him "Jimmy Hoffa." To this, Mulch an-
swered: "Nothing."
Pace testified that in this earlier conversation, where
Mulch called him Jimmy Hoffa, an employee, James
Bounds, still employed by Respondent, was about 12 to
15 feet away and might have heard the conversation. Al-
though Respondent called James Bounds as its witness
and examined him on other facts, it specifically stated
that it would not examine him, and it did not examine
him, with regard to his presence near the conversation
nor whether he heard the Pace-Mulch conversation.
Respondent attacks the allegation both legally and fac-
tually: "As a matter of law," Respondent argues that the
assertion fails to constitute an allegation of the impres-
sion of surveillance even if Pace is credited. I concluded
to the contrary, that a supervisor, during a union orga-
nizing campaign by the Teamsters calling an employee
"Jimmy Hoffa," under the instant circumstances, is not
mere name-calling, since, on this record, Pace's union ac-
tivities were not common knowledge; and that "Jimmy
Hoffa" labels him as a prominent supporter or member
of the Teamsters Union. Thus, regardless of the source
of Mulch's information concerning Pace's sympathies
and activities, and regardless of its occurring, but in view
of Respondent's union animus, when, 3 days after Pace
attended the December 6 union meeting, he told Pace on
the morning of December 9,
1980, "Good morning
Jimmy Hoffa," he was directly stating that he recognized
Mulch as a Teamsters activist, the same as Jimmy Hoffa.
Such a statement creates an impression of surveillance
and is unlawful within the meaning of Section 8 (a)(1) of
the Act.
With regard to the factual issue, Respondent, through
counsel, stated that it was unable to produce Mulch to
testify concerning Pace's testimony because Mulch was
in Saudi Arabia, having left Respondent's employ some
years prior to the issuance of the complaint. However, in
resolving the factual question whether Mulch called
Pace "Jimmy Hoffa," I do not draw any inference ad-
verse to Respondent from its failure to call Mulch, ap-
parently unavailable. I do however legally fault Re-
spondent, in its deliberate failure to inquire of its witness,
James Bounds, (a) whether he was, indeed, 12 to 15 feet
away from any such conversation; and (b) whether he
heard the conversation. Respondent specifically refrained
from asking these questions, left the issue undisputed, and
I draw an inference adverse from its failure to gain a
denial from an employee under its control, indeed, on
the witness stand, and thus negative Pace's testimony. I
conclude that Respondent's failure to put these questions
to Bounds8 resulted from its conclusion that Bounds' tes-
timony would have been adverse to Respondent by
either undermining its defense or supporting Pace's ver-
sion. Therefore, crediting Pace, I conclude that the state-
ment was made; and that the statement, as made, consti-
tutes an unlawful impression of surveillance, in violation
of Section 8(a)(l) of the Act.
The discharge of Charles K. Cranford
Although Cranford's testimony, as above noted, dem-
onstrated initial confusion, with respect to the dates of
various occurrences, a common phenomenon among wit-
nesses, much of Cranford's testimony was undisputed.
Thus, I credit his testimony that around October 4, 1980,
he, together with several other employees (Strong,
Thompson, Fuller, and Reynolds), all truckdrivers (Re-
spondent on or about this time employed nine truck-
drivers) met with Tracey Williams with regard to gain-
ing increased wages. When Williams refused, the em-
ployees decided to seek union help and on or about Oc-
tober 7, James Reynolds visited the union, procurred
Union membership application cards, and he and Thomp-
son distributed them. By on or about November 18,
1980, the organizational effort among the employees had
slowed and, according to Cranford, he became more
active in the organizational effort. He described himself
as a "ringleader"9 but, in any event, I find that it was
Cranford who, on or about November 18, picked up 16
signed union cards from employee Glasgow and on that
day delivered them to the union hall. As above noted, he
himself had signed his union card on November 14. On
November 18, Union Business Agent Thornton gave
Cranford additional blank membership cards, which he
thereafter gave to Thompson for distribution. Cranford
and Thornton arranged for a meeting with employees on
December 6 and Cranford, together with some 16 other
employees, then attended the union meeting on Decem-
ber 6, 1980. The delay of the union meeting to Decem-
ber 6 was due to the intervening Thanksgiving holiday.
It was this Saturday, December 6, 1980 union meeting at
the Teamsters' Orlando meeting hall on Kirkland Road
that Tracey Williams, after interrogating Thompson 5
hours earlier concerning union activity among Respond-
ent's employees, kept under surveillance.
As above noted in the discussion under the alleged
violations of Section 8(a)(1), Cranford testified that at or
I Respondent similarly failed to have Vice President Williams deny
Reynolds' testimony regarding the December 23 "threat" or Cranford's
identification of Williams as engaging in unlawful surveillance of the De-
cember 6 union meeting.
I Counsel for Respondent quite properly seized upon this bit of Cran-
ford's self-inflating testimony. I have taken it into account but gave it no
determinative adverse weight.
211
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
about 7 p.m. on December 15, 1980,10 on Respondent's
loading dock, Vice President Williams called him over
and told him that he was "causing trouble"; that it "had
to stop"; and that, when Cranford asked Williams to be
more specific, Williams answered that Cranford was
causing "waves" and also told them that his ". . . ship is
going to sink." Also, as above noted, Williams specifical-
ly denied any such statements to Cranford made at any
time.
On the next evening, December 16, 1980, when Cran-
ford returned from his run at or about 8:30 p.m., and en-
tered Respondent's parking lot, while backing his trailer
truck into a narrow opening between two other trucks,
he hit a dividing post with his right-front fender near the
headlight. Cranford testified that he was extremely fa-
tigued that evening; had made several attempts at park-
ing in order to get the truck into the confined space; was
unable to do so; and finally, without properly observing
the post, hit the post with his right-front fender as he
tried to maneuver the truck into the space. He further
testified that he had had "two beers" on the road about
an hour before this event and that two beers had made
him even more tired. He denied being drunk. I do not
readily accept his denial, but the matter, here, is immate-
rial except as an element of overall credibility. Neverthe-
less, he admitted that his coemployee, Charles Strong,
backed the truck in for him. The record is clear, that Re-
spondent had no knowledge of Cranford having drunk
the alleged two beers or indeed of having consumed any,
or been under the influence of, alcohol, at the time it
thereafter discharged him. "
John Thompson credibly testified that he and Charles
Strong, another Respondent truckdriver, were on the
loading platform between 9 and 9:30 that night and saw
Cranford return. They saw his tractor-trailer come into
the yard and unsuccessfully try to enter the parking
space. After he hit the dividing post at the right front of
his tractor, he got out and told them that he could not
back his truck in. Thompson, smelling alcohol on Cran-
ford's breath, asked him if he was sick but Thompson
could not remember what Cranford answered. In any
event, Strong backed the tractor-trailer into the space
and Cranford went to his car. As Cranford went to his
car, he gave Strong some intracompany mail for delivery
to the Orlando office and asked Strong to take it to the
company office. When Strong told Cranford that he
would back the truck in and when Thompson took the
mail from Cranford Thompson told Cranford: "You
can't go up on the dock like that." Cranford said he was
going and then left for his car. Thompson took the mail
and Strong then backed the truck in. It was not until a
day or two after Cranford was fired (General Counsel al-
leges Cranford was terminated on December 17 and Re-
spondent alleged that it was on December 18) that, on
the loading dock, Thompson, after telling Williams that
he had heard that Cranford was fired (Williams said that
it was because he had had two accidents) that Thompson
'o It is undisputed, and I find, that earlier the same day Respondent
received the Union's demand for recognition (G.C. Exh. 2).
" In view of Respondent's lack of knowledge on this point, I need not
definitively resolve the question of any drunkenness as a cause for dis-
charge.
told Williams that, on the evening tha Cranford came in
and "torn off his fender," Cranford had been drinking.
Williams thanked Thompson for the information. I find
that this was the first occasion on which Respondent had
knowledge of Cranford's drinking. I noted that Thomp-
son described the accident, which resulted in Cranford's
hitting the right-front fender, as involving the fender
being "torn off." This was a clear exaggeration when
compared to the pictures of the damage to the right-
front fender which are in evidence (G.C. Exhs. 4, 5, and
6) showing that the fiberglass fender had indeed been
damaged but certainly not torn off. I noted at the hear-
ing that Thompson testified not only with exaggeration
but with relish concerning the damage to the fender. In
this record, Cranford's testimony stands unrefuted that
the damage estimate from Respondent's own truck rental
agent (who also repaired the trucks) was S100. The
repair bill was $140.
In any event, within a few hours after he hit the post,
Cranford telephoned Williams and told him of the acci-
dent. Williams thanked him for the information and they
agreed to inspect the damage the next day.
On the next day, December 17, Cranford telephoned
Williams and told him that he would be at the truck
rental agency to go over the damage with Williams in 30
minutes and they agreed to meet about 11 a.m. Williams
went to the area, waited for an hour, but Williams never
showed up. After an hour, Cranford left. Later that day,
about 6:30 p.m., Cranford, at his home, was told that
Williams had left a message that Cranford was not to
leave on his next regular run before telephoning Wil-
liams. Cranford telephoned Williams and Williams told
him that he had some bad news. According to Cranford,
Williams told him: "Because of the trouble that you have
caused and the damage you have done the night before,
your services are no longer required." Williams testified
that it was not on Wednesday, December 17 at 6 p.m,
but rather on Thursday, December 18 at 6 p.m. that he
telephoned Cranford and told him that his services were
no longer required because he had had a "second charge-
able accident." Williams specifically denied that he men-
tioned any "trouble" that Cranford caused was included
in the discharge telephone call.
Respondent's defense to the Cranford discharge
Vice President Williams in particular, and Respond-
ent's other witnesses, in general, denied knowledge of
Cranford's union activities and Williams denied any con-
versations, both on December 15 (at loading dock) and
in the discharge telephone call, which related to any
"trouble" that Cranford had been making or his "ship
sinking."
Williams testified that Cranford was discharged not on
Wednesday, December 17, but rather on Thursday, De-
cember 18, on his recommendation and the decision of
James Traweek, president, chief operating officer, and
owner of Respondent. Cranford, however, testified with-
out contradiction that the next day after the telephone
conversation, he went in for his pay on Thursday, the
normal payday. He also testified that he went in for the
remaining balance of his pay on the following Thursday.
212
L. D. BRINKMAN SOUTHEAST
The payroll period, according to Respondent, runs from
Monday through Saturday with the payday on the suc-
ceeding Thursday for that period.
While the significance of the date of discharge is not
dispositive, it is by no means irrelevant to Cranford's
case.' 2 I was not impressed by President Traweek's testi-
mony that, although the fender damage occurred on De-
cember 16, he was not informed of the matter until De-
cember 18 when Tracey Williams told him. I am unable
to believe that Tracey Williams did not tell the president
of the Company of this December 16 accident at any
time on December 17, but did so only on December 18.
In view of the conclusion that Tracey Williams informed
Traweek of the accident no later than the day after its
occurrence, i.e., on December 17, the discharge on that
same day; and further, in view of Cranford's testimony
that he received the telephone call from Williams on the
night before he went for his pay (which was on payday,
Thursday, December 18), I conclude that Williams tele-
phoned Cranford and notified him of his discharge on
December
17,
1980,
as Cranford testified.' 3
In this
regard, I note that Williams failed to testify with regard
to any reason for the delay in notifying Traweek from
the evening of December 16 until sometime on Decem-
ber 18.
Williams nevertheless testified that Cranford was ter-
minated on December 18 on the decision of President
James Traweek after Williams had reviewed the file and
recommended to Traweek that Cranford be discharged
solely because he had committed "two chargeable acci-
dents." Williams defined a "chargeable accident" as one
where the driver is "at fault."
There is also no dispute that, in a prior accident, on
October 17, 1980, Cranford was "at fault" in damaging
the overhead door at Respondent's Tampa, Florida facili-
ty causing damage of S255.32.14
Williams testified, however, that Cranford was dis-
charged not because he had damaged the fender but be-
cause of Respondent's company rule that, where there
were two chargeable accidents, the employee, an over-
the-road truckdriver,
was
automatically
discharged.
Thus, Williams testified that it was this second accident,
i.e., hitting the post at Orlando, that was the only reason
for the discharge. He also testified that there were no
separate "warning notices" placed in an employee file
1" The Union's petition for certification in Case 12-RC-6012, which
shows a filing date of December 16, 1980, was admitted by President
Traweek (O.C. Exh. 3) to have been received by Respondent on the
morning of either December 17 or 18. The issue, it seems to me, of the
date of the discharge loses some of its effect as a dispositive question
since if the petition was received on the morning of December 17 and
since Cranford and Pace were discharged later on the same day, it might
be argued that the discharges were spurred by Respondent's receipt of
the Union's petition for certification. With regard to Cranford, however,
the same argument could be made if the petition was received on the
morning of December 18 and Cranford, as Respondent asserts, was dis-
charged on the evening of December 18.
"' Had the discharge occurred on December 18, Respondent could
have produced its payroll or other records to demonstrate Cranford's al-
legedly erroneous testimony that it occurred on December 17. Respond-
ent failed to do so.
14 Respondent's original assertion of the damage was S400. As Re-
spondent acknowledged, this was an overstatement since it paid $255.32
for the repair of the door. Such an error in no way affects the disposition
herein.
but rather that the accident report of a chargeable acci-
dent was itself a disciplinary notice.
Williams further testified that Respondent had an
original rule whereby after the first chargeable accident,
the employee was discharged; but that there came a
time, not specified on this record, that the rule was alleg-
edly changed to two chargeable accidents. Exactly when
the rule was changed was not at all made clear by Wil-
liams or any other witness. Williams, however, said that
the change of the discharge rule to two accidents was
made in writing and that such writing was distributed to
the employees in early 1980 with employee paychecks.
Williams testified that the two-accident rule is still the
company rule. '5
Cranford testified that he never knew of a company
rule regarding discharge for only one chargeable acci-
dent; and, further, that the first time he had ever heard
of a company rule regarding two chargeable accidents as
a basis for termination was when he attended a union
meeting some 3 weeks after his December 17 discharge
when he saw a letter, dated after the date of his dis-
charge, signed by Tracey Williams, and addressed "to all
drivers of L. D. Brinkman Southeast." The letter, ac-
cording to Cranford's testimony, stated that there was a
company rule requiring discharge on the basis of two
chargeable accidents.
John Thompson, a witness who I viewed as not un-
sympathetic to Respondent, testified that, as far as he
knew, there was no company policy relating to discharge
based on chargeable accidents although he said it was
"common knowledge" that a person who has accidents
would not be kept in Respondent's employ. Specifically,
however, he testified that he never saw a memorandum
regarding any such company policy and he never had a
conversation with any company supervisor regarding a
policy on "chargeable accidents." Thompson was em-
ployed by the company from May 1979 to the time of
the hearing as a long-haul driver.
President James Traweek testified with regard to the
Cranford discharge that after he was notified by Wil-
liams of the damage to the truck and received Williams'
recommendation for the discharge, he asked Williams for
a statement regarding Respondent's "normal procedure"
with regard to the discharge for accidents. Traweek had
also testified that, as chief operating officer, he was fully
familiar with Respondent's personnel policies. In any
event, Traweek said that Williams told him, on or about
December 17, 1980, that Respondent's normal procedure
and policy was to discharge drivers who were guilty of a
single chargeable accident. Traweek also testified that
Williams told him that this was Cranford's second
chargeable accident and that drivers are normally dis-
charged after a chargeable accident. Having received
this information, Traweek then conferred with his labor
attorney concerning the feasibility and wisdom of dis-
" Although Cranford testified that truckdriver James Reynolds contin-
ued to work although he had two chargeable accidents (hitting a dividing
pole and running a Georgia State trooper off the highway), Reynolds
credibly testified that, at the time of his resignation, he had had only one
chargeable accident.
213
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
charging Cranford and, according to Traweek, his attor-
ney told him to follow his normal practice. 16
After speaking with his attorney, Traweek then asked
Williams whether there were any other drivers on the
payroll with two chargeable accidents and Williams told
him that there were none. Traweek, on the basis of this
information, confirmed Williams' recommendation for
the discharge.
Discussion and conclusions with the Cranford's
discharge and the allegations of unlawful threat and
unlawful impression of surveillance by Vice
President Williams
As the Supreme Court noted in N.L.R.B. v. American
Ship Building Co., 380 U.S. 300, 312 (1965), it is often dif-
ficult to determine the motivation for the discharge of an
alleged union proponent who may have broken a shop
rule.
On the one hand, I have observed and weighed Cran-
ford's testimony. My above findings and conclusions not-
withstanding, there exists at least the possibility of exag-
geration in his identification of Tracey Williams as the
driver of the vehicle which, on December 6, 1980, en-
gaged in unlawful surveillance at the Teamsters hall
where Cranford was present with some 16 other employ-
ees; and the further possibility that his testimony regard-
ing both his December 15 and December 17, 1980, con-
versations with Williams were occasions of self-help to
prove Respondent's unlawful motivation in his discharge.
Thus, I view with initial skepticism his testimony regard-
ing Williams accusing him on December 15 of making
trouble, making "waves" and that "his ship was going to
sink." This from a vice president who was warned
against committing unfair labor practices. Such testimo-
ny, of itself, if credited, brings at one stroke an inference
of Williams' knowledge of Cranford's union activities, an
unlawful impression of surveillance over such activities,
and an unlawful threat to discharge. In addition, I am
even more skeptical of Cranford's testimony regarding
Williams' telephone call on the evening of December 17
wherein Williams allegedly said not only that Cranford
was discharged because of a second chargeable accident,
but because of the "trouble you have caused." A reason-
able inference, if this testimony is credited, would be that
the word "trouble" referred directly to Cranford's union
activities and that such union activities were at least one
of the reasons for the discharge. Thus, Cranford's testi-
mony, in my view, as to the December 15 threat and im-
pression of surveillance and the December 17 inference
of unlawful motivation in the discharge is all rather con-
venient. In addition, Cranford has a monetary and job in-
terest in the outcome of the proceeding as an alleged dis-
criminatee. Thus, added to the convenience of his testi-
mony is his monetary interest.
]" Respondent's witnesses testified that they had long sessions with
their labor attorney on or about December I 11, and thereafter, regarding
acts prohibited by the National Labor Relations Act and Respondent's
tactics in meeting the Union's organizational effort. In this regard, it
should be noted again that Respondent received the union demand for
recognition on Monday, December 15, and the petition for certification
from the Labor Board on December 17 or 18. Traweek stated that Re-
spondent had the date-stamped envelope containing the petition. It was
not produced.
On the other hand, if his testimony regarding Wil-
liams' statements of either December 15 or 17 is credited,
Cranford has presented a strong prima facie case of his
being unlawfully discharged; and, if both are credited of
having received a prior threat of discharge together with
Respondent's having manifested an unlawful impression
of surveillance, the case is even stronger.
The facts are not in dispute, however, that Respondent
had notified its employees it was against the Union and
that on the morning of December 15, before Williams al-
legedly unlawfully threatened Cranford, Respondent re-
ceived the Union's request for recognition. Such a re-
quest might well have put Respondent's admitted union
antipathy against its employees engaging in union activi-
ties in a different light. If, in addition, as James Traweek
testified, he then might have received the union petition
for certification from the Labor Board on the morning of
December 17, such additional element can be considered
and could throw additional weight on the side of credit-
ing Cranford's testimony. Receipt of these alarming doc-
uments on December 15 and 17 would, in the ordinary
course, have strengthened Respondent's fear of its em-
ployees' engaging in union activities and generated addi-
tional animus against such activities.
It is unnecessary, however, to speculate with regard to
the force or effect of the receipt of these documents for I
have resolved the question of Cranford's and Williams'
credibility on four elements.
The first is the testimony of John Thompson and both
my observation of Tracey Williams' denial of that testi-
mony and the record thereof in the transcript. Thus, it
was clear to me that Thompson, a witness not clearly
unfavorable to Respondent's cause, testified that Tracey
Williams summoned him to his office on a (Thompson)
nonworkday and, after telling him of the discharge of
employees and supervisors, asked him whether there was
union activity among Thompson's coemployees. It was
after this question that Williams read from a prepared
statement regarding the Company's position with regard
to strikers, wage payment, and replacement of strikers.
This occurred, according to Thompson, on the early
afternoon of December 6, 1980. I therefore observed
Williams demeanor and testimony in trying to avoid a
direct answer to the question, then settling on a denial
and an assertion that he merely read from the statement
prepared by Respondent's attorneys. I was dissatisfied
with Williams' evasiveness and his demeanor and his lack
of clarity as to whether he questioned Thompson. It was
clear to me that Williams had indeed asked the question
and was an untruthful witness in denying having asked
the question and in his further testimony that he merely
read from a prepared statement. Thus, with regard to
Williams capacity and willingness to speak to employees
about union activities, notwithstanding any prior or sub-
sequent warning against such conversations from Re-
spondent's lawyers and from President James Traweek, I
find that Williams did indeed speak to employees with
regard to their union activities. Secondly, he not only
unlawfully interrogated Thompson but he also failed to
deny unlawfully threatening Reynolds. While it is true
that Reynolds may have already resigned, it is, I find, on
214
L. D. BRINKMAN SOUTHEAST
this very basis, as counsel for Respondent suggested, that
Williams might have felt free to speak to Reynolds with
regard to Respondent's intent and desire in discharging
union members. According to Reynolds' undenied and
credited testimony, it was not the "fence-sitters" whom
Williams would discharge, but those "heading up the
union organization." Not only did Williams fail to deny
this conversation but he also failed to deny that in this
conversation (on December 23, 1980) he told Reynolds
that "you are defeated, you should give it up." I have
specifically credited Reynolds' testimony as altogether
believable and that conclusion, of course, is reinforced
by Williams' failure to deny the testimony. Thus, Re-
spondent's animus and willingness to discharge union
leaders was not constrained by the law, any prior legal
counsel to the contrary notwithstanding.
Thirdly, of even greater importance in assessing the
credibility of Cranford's testimony, Williams' denials and
Respondent's motive, is the question of Respondent's de-
fense: the existence of the "two chargeable accidents
rule."
In the analysis of this matter, there is the testimony of
four witnesses to be accounted for. The first is Cran-
ford's rebuttal testimony that he knew of no rule regard-
ing discharge for chargeable accidents until he saw a
memorandum, signed by Williams, dated after the date of
his own discharge. Secondly, supporting Cranford, there
is Thompson's testimony denying knowledge of any such
rule, whether a "one accident" rule or "two accident"
rule. Thirdly, there is Tracey Williams' testimony that
the two-accident rule had been introduced to replace the
one-accident rule as the early part of 1980 and that its
introduction was accompanied by the distribution of a
memorandum, incorporating such change, to the drivers
along with their payroll checks at that time. No evidence
of such memorandum (of whatever date) was ever pro-
duced, either by Respondent directly or by Respondent
seeking to obtain such memorandum or testimony there-
of from any employee or even to get any employee to
testify that he had received any such memorandum in
the early part of 1980-or at any other time. As noted
above, on the contrary, there is only Cranford's uncon-
tradicted rebuttal testimony that he did see such a memo-
randum signed by Williams, but it bore a date after the
date of his own discharge.
The fourth and last element for analysis is President
Traweek's testimony with the regard to existence of a
rule regarding accidents and discharge of truckdrivers.
Traweek testified clearly that when he asked Williams on
December 18, 1980, for Respondent's normal discharge
procedure relating to chargeable accidents, Williams told
him that the normal procedure was to discharge a driver
after the first chargeable accident. Such a statement by
Williams, based on Traweek's testimony, is completely
contradictory to Williams' testimony that the two-acci-
dent rule had been introduced some 9 months prior to
this time. It appears to me somewhat difficult to believe
that the chief operating officer of the Company did not
know of the two-accident rule change or even the exist-
ence of the prior one-accident rule without asking
Tracey Williams. It is, however, wholly unreasonable to
believe that Williams, in December 1980, would have
told Traweek that Respondent's normal procedure was
to discharge a driver after the first chargeable accident
when he had himself memorialized an allegedly new,
two-accident rule many months before this conversation.
It is unnecessary to further belabor the point. I conclude
that, on the basis of the disparity and contradiction in the
testimony of Vice President Tracey Williams compared
to the testimony of President James Traweek, as support-
ed in contradiction by Cranford and Thompson, that, in
fact, there was no discharge "rule" relating to accidents
existing at the time of Cranford's discharge whether it be
after a first accident or a second accident; that, in no
event, could there be a single accident "rule" since
James Reynolds had hit the same post or a similar post
and was not discharged; and that the crude contradic-
tions in the testimony of Williams and Traweek in any
event, lead me to conclude that there was no such "rule"
in existence in December 1980, whether it be a one-acci-
dent rule or a two-accident rule, which required the
Cranford or any other discharge. I further conclude that
in this regard that Respondent fabricated a defense to
justify its discharge of Cranford. In raising a false de-
fense, I conclude that Respondent has undermined its
credibility with regard to its reasons for discharging
Cranford.
Having found Williams to have committed unfair labor
practices and expressed a willingness to discharge em-
ployees for their union activities, based on virtually un-
contradicted testimony, I further conclude, on the basis
of Cranford's activities as a card distributor, Respond-
ent's false defense, and Traweek's and Williams' incredi-
bility as witnesses, that Cranford, in fact, was told by
Williams on December 15 that he was making "waves"
that had to "stop," and that his "ship" was going to
"sink"; that such a statement by Williams on December
15, on the same day following Respondent's receipt of
the Union's request for recognition, constituted an un-
lawful impression of surveillance and a threat of dis-
charge in violation of Section 8(aX1) of the Act; and that
on the evening of December 17, 1980, Williams, in fact,
told Cranford that he was discharged both for the "trou-
ble" that he had caused and because he had gotten into a
second accident.
Williams' willingness to speak to employees about
their union activities, contrary to his denial, is clear. I
conclude that General Counsel proved a prima facie case
of Cranford's unlawful discharge and, I further infer that
Respondent's falsely interposed two-accident "rule" was
an attempt to conceal its antiunion motivation. See, for
example, Wellington Hall Nursing Home, Inc., 257 NLRB
791 (1981). While the record, in my opinion, amply dem-
onstrates the incredibility of Respondent's witnesses re-
garding the Cranford discharge, the difficult resolution
was whether Cranford's testimony was credible: for it
does not follow that Respondent's lack of credibility
makes Cranford credible. Here, Respondent has pointed
to instances of Cranford's testimonial failures-especially
his poor recollection of dates. Taking all into account,
however, and bolstering my original skepticism with
Williams, and Traweeks' deficiencies, and especially the
December 15 receipt of the union demand and the un-
215
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
denied Reynolds' testimony, I cannot say that Cranford
should not be believed concerning his loading dock con-
versation with Willliams, 2 days before his discharge, or
his telephone conversation with Williams.
The Board rule with regard to unlawful discharge of
employees in situations where there may be at least two
reasons for the discharge is announced in Wright Line, a
Division of Wright Line Inc., 251 NLRB 1083 (1980). The
Board rule is that where the General Counsel proves a
prima facie case, as here, the burden of proof then shifts
to the respondent to show that the employee was dis-
charged wholly for reasons apart from the unlawful rea-
sons which constitute the prima facie case. In the instant
case, Respondent has advanced as its sole reason for the
Cranford discharge his violation of a company rule re-
quiring discharge of any truckdriver who has two
chargeable accidents to his record. Although there is no
question my mind (and General Counsel does not dis-
pute) that Cranford was at fault in the two accidents of
October and December 1980, and therefore has "two
chargeable accidents" to his account, there was not only
no proof of the existence of a rule by the Company to
the above effect but the proof was to the opposite: that
there was no such accident discharge rule in effect at the
time of Cranford's discharge. Moreover, on the record,
the existence of that rule came into play only after Cran-
ford's discharge based on his credited and uncontradict-
ed testimony. Respondent's failure to produce the alleg-
edly widely distributed document or any employee to
testify to its pre-December 17, 1980, existence, or to ex-
plain its failure to do so, leads to an inference of false-
hood of dispositive weight. I therefore find that the
Wright Line case is not a precedent to analyze the dis-
charge here, since "false defense" cases, Wellington Hall
Nursing Home, Inc., supra, do not even rise to the level
of "pretext," Limestone Apparel Corp., 255 NLRB
722
(1982), much less to the level of "dual motivation"; com-
pare: American Tool & Engineering Co., Inc., 257 NLRB
608 (1981), with Babcock & Wilcox Co., 257 NLRB 801
(1981).
Rather, Respondent has interposed a false defense
which itself supports the strength of the prima facie case
and the conclusion, which I draw, that on or about De-
cember 17, 1980, in violation of Section 8(a)(3) and (1) of
the Act, Respondent discharged Cranford because he en-
gaged in union activities.
The discharge of Cecil Clinton Pace, Jr.
As above noted, I have concluded, partly on Respond-
ent's failure to elicit testimony, in the form of a denial or
explanation, from its employee, James Bounds, that he
did not hear the conversation between Supervisor Mulch
(who was not present at the hearing) and Pace wherein
Mulch described Pace as "Jimmy Hoffa," that Mulch, in
fact, did so on or about December 9, 1980, as Pace testi-
fied. I further found that such a statement creates the im-
pression of unlawful surveillance of Pace's union activi-
ties in violation of Section 8(aXl1) of the Act. Even if
Mulch's statement does not constitute a statutory viola-
tion, it nevertheless demonstrates Respondent's knowl-
edge of Pace's union sympathy and support.
Pace testified"7 that he signed a union card and attend-
ed the December 6 union meeting. His sole other union
activity was talking to the 40 to 50 other warehouse em-
ployees about the Union. Pace testified that he was a
"vinyl puller" (he used a forklift truck in Respondent's
warehouse cutting table where the order would be cut to
size). The evidence quite convincingly shows that Pace
was an indifferent and perhaps a lazy employee. This at-
titude, continuing over the entire 15-month period of his
employment, from September 26, 1979, until the time of
his discharge, on December 17, 1980, was manifested by
his submission of work forms whereby he indicated that
he was unable to locate materials from work order sheets
presented to him but which materials were located, often
in their proper places, by other employees and supervi-
sors. His particular laxity apparently involved his repeat-
ed failure to get off the hi-low truck and to visually in-
spect the bins in which the rolls of floor covering were
stored to see if the materials were actually present. It
was not uncommon for large white identification tags,
ordinarily attached to the ends of the rolls of rolled floor
covering, to be missing. This would require the employ-
ee to get off the hi-low, approach and inspect the roll
and see if the material, identifiable from a number writ-
ten on the roll itself rather than appearing on the missing
white identification tag, was actually present.
On an average day, Pace was regularly charged with
finding 80 to 100 rolls pursuant to work orders. His
normal submission of an inability to find particular rolls
as with other employees, was two or three per day. In
fact, the record of his (and other warehouse employees')
inability to find rolls was recorded on each order sheet
with the initial "NIL,"
i.e., "Not in Location," together
with the warehouseman's initials. Again, Pace's particu-
lar problem was not that he submitted more NIL's then
his coemployees (who also submitted two to three NIL's
per day), but that Pace submitted NIL's in greater
number where the material was ultimately locatable by
his supervisor or coemployees. Thus, it is uncontradicted
that the submission of NIL's
was not the reason for
Pace's discharge but rather the submission of a large
number of NIL's which were subject to being found by
his supervisor, Robert Mulch, or by his coemployees.
There was also no contradiction that Pace did not get
along with Mulch and believed Mulch to be unduly
harsh and demanding. There is no suggestion on this
record that Mulch's antipathy to Pace, admittedly of
longstanding, was created by the onset of union activity.
On the contrary, it existed, on Pace's admission, com-
17 Counsel for Respondent moved to strike all of Pace's testimony be-
cause of a violation of my witness sequestration order to which Pace was
subject. In fact, an examination of Pace by Respondent's counsel showed
that Pace's girlfriend, not a witness and then not included in the seques-
tration, had discussed a pamphlet, in evidence, with Pace contrary to my
order to her not to discuss anything with any of the witnesses or parties
in the matter. It appeared, however, that Pace did not know of my order
to his girlfriend and Pace did not speak to the girlfriend with regard to
any matter of testimony other than the pamphlet (which may have shown
Pace at work). I reject counsel for Respondent's motion to strike Pace's
testimony but I considered the violation of Pace's girlfriend, a nonwit-
ness, in making any credibility resolution in this matter. In regard the
violation as not significant and, in any case not prejudicial to Respondent.
RAI Research Corpomsion, 257 NLRB 918 (1981).
216
L. D. BRINKMAN SOUTHEAST
mencing about a month after his first employment in
September 1979.
Whether as a result of his laziness, bad luck, or
Mulch's personal dislike, Mulch thereafter entered into
Pace's work record no fewer than seven (according to
General Counsel; nine, according to Respondent) warn-
ings concerning his unacceptable work performance. Re-
spondent asserts that two verbal warnings in addition to
the written warnings should also be counted. In addition,
Pace independently admitted to another written warning
which does not appear in Respondent's records which
would make it, respectively, either the eighth or tenth
warning.
The record shows that these warnings which start, ac-
cording to Pace, a month after being hired, in or about
October 1979, all reflect Mulch's dissatisfaction with
Pace's work efforts. One of the early, longer, and clearly
menacing warnings (Resp. Exh. 5) dated March 6, 1980,
adverts to prior warnings relating to checking goods and
admonishes Pace, inter alia, to get off the forklift truck
and discover information. In capital letters, Mulch notes
that this was the "THIRD NOTICE." This document
ends with the statement "if you show any further unac-
ceptable work performance, your services will no longer
be required."
Yet, a subsequent July 1, 1980, memorandum (Resp.
Exh. 6) again charges Pace with a lack of productivity.
In this regard, Pace testified that Mulch's demand that
he do 140 to 150 orders per day is twice the normal pro-
duction of vinyl pullers and was placed in his record be-
cause Pace was the only vinyl puller at the time. Two
weeks later, a July 14, 1980, document recording further
unacceptable work performance, again notes Mulch's
conclusion that Pace was not doing acceptable work and
that one of the reasons for it was his dislike from getting
down off of the forklift truck to do his job. A still fur-
ther warning of unacceptable work performance (Resp.
Exh. 8) of August 22, 1980, notes a superabundance of
NIL's which were found by Mulch when Pace could not
find them and warns that another instance of turning in
NIL's that are actually locatable would be "ground for
termination." On December 10, 1980, 1 day after Mulch
had called Pace "Jimmy Hoffa," as noted above, Mulch
noted that Pace had turned in a further NIL which was
locatable in the correct bin place and ends with the
warning that if there was another NIL which was found
in its correct location, it would result "in termination."
On Monday, December 15, Pace submitted an NIL
which his acting supervisor, Ivor Steele (substituting for
Mulch), actually found. When Steele had told him that
he had found the roll, Pace asked him if Steele was
going to fire him and Steele said "no," that he was not
"like Mulch."
On Tuesday, December 16, Pace submitted no NIL's.
On Wednesday, December 17,18 however, he submitted
an NIL. About 4:15 p.m., Mulch told him that he had
found the material and then Mulch simply said, "Bye,
Bye," while waving his hand. Pace said to him: "You
must be kidding." Mulch answered: "No, bye-bye." Ten
t' Traweek. supra, testified that the Union's petition for certification
may have been received on December 17.
minutes later, Pace went to Vice President Williams'
office to get his pay and vacation pay. He told Williams
that Mulch had just fired him and that he wanted his
pay. Williams asked him why he was fired and Pace told
him it was because his NIL was found. Williams then
called for Pace's pay and called Mulch to the office.
Mulch handed him a document. The document apparent-
ly related to the reasons for the discharge but the Gener-
al Counsel failed to submit the document which the Gen-
eral Counsel had in his possession into evidence. In any
event, Williams told Pace that he had an attitude prob-
lem with Mulch and Pace told Williams that he got
along with everybody except Mulch who, from the be-
ginning, disliked Pace.
Tracey Williams testified that aside from the submis-
sion of NIL's which were found, he discharged Pace be-
cause of his bad attitude: that he was short, adamant,
somewhat fresh with his supervisors, and his lack of
speed. Thereafter, Williams testified that Pace's relative
lack of speed was not a reason why he was discharged
and that the reasons that he was discharged were be-
cause of his submission of NIL's which were found and
because of his bad attitude. There was no evidence sub-
mitted to show that Pace was in anyway fresh, short, or
adamant with his supervisors. Nor was any evidence sub-
mitted that his speed was poor. It is noted, however, that
Williams submitted these as reasons for the discharge
notwithstanding that "speed" was thereafter withdrawn
and the bad "attitude," as developed in the testimony, re-
lated to Mulch's dislike of Pace rather than anything that
Pace had done. Thus, at first blush, two of the three rea-
sons originally advanced by Vice President Williams for
the discharge of Pace were unsupported.
Williams testified that there were usually two or three
vinyl pullers each of whom pulled about 110 orders per
day. They each submit three NIL's on the average per
day. Of the three NIL's, 80 percent are ultimately found
and 60 percent are found in their correct bin places. The
submission of NIL's result in no discipline except where
the order is properly found and it is the employee's fault
for not finding it. In that event, he is given a warning.
Respondent submitted (Resp. Exh. 13) a list of warnings
given to its carpet and vinyl pullers in the years 1979
and 1980. Of the nine vinyl and carpet pullers who
worked in that period (some of them were current em-
ployees, some had resigned, and one had been terminat-
ed), five of the nine had received no disciplinary notices:
Steve Martin had received three in the period April 1979
thru August 1981; Vincent Maysonet had received two
disciplinary notices and Tom Trutt had received two in
the period October 1977 thru June 1980. In the period
September 26, 1979, thru December 17, 1980, Pace had
received a minimum of seven or eight, according to his
own testimony or ten according to Respondent's evi-
dence. Williams testified that the only vinyl pullers who
were disciplined in the period January 1979 thru Decem-
ber 1980 were Steve Martin and Alfred Gangloff. While
Martin appears on the record, Gangloff does not.
In particular, Williams testified that three disciplinary
notices in a personnel record were grounds for dismiss-
al-not necessarily actual dismissal, but grounds for dis-
217
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
missal. This policy existed since 1975 and employees
were notified of this company policy in a memorandum
which was brought to their attention only by their super-
visor at the time that discipline was accorded. In this
regard, as above noted, as early as March 6, 1980, Mulch
warned Pace (Resp. Exh. 5) that he was giving him his
third notice and that another unacceptable work per-
formance warning would result in his termination. This
same admonition occurred on August 22 and December
10. The last one occurred 1-day after Mulch had identi-
fied Pace as "Jimmy Hoffa."
Discussions and conclusions with regard to the
discharge of Pace
The record shows that in 15 months of employment,
Pace had been given more than a half-dozen warnings of
unacceptable work performance and several warnings
that continued lack of acceptable work performance, and
particularly his submission of NIL's, subsequently found,
would result, or at least could result, in his termination.
In particular, the third such notice, in accordance with
Respondent's rule of grounds for termination, occurred
as early as March 6, 1980 (Resp. Exh. 5). Thereafter,
there were three additional similar warnings and admoni-
tions, and a fourth one the day after he was identified as
a Teamsters adherent. Aside from an early warning
notice of January 30, 1980, a copy of which was also
sent to an apparent supervisor by the name of Harold
Reiland, the other disciplinary warning notices, on this
record, were merely shown to have the following copies
distributed: a copy to the employee, a copy to the per-
sonnel department and a copy to the file. The December
10 notice (Resp. Exh. 9), however, shows that a copy
went to T. J. Williams. This, I assume, is Tracey Wil-
liams, Respondent's vice president. This last warning
notice, although it relates to prior discovered NIL's,
contains no threat of discharge.
There is no objective evidence that Pace was a promi-
nent union ringleader or activist or that Respondent bore
him any identifiable union animus. On the other hand,
Mulch's "Jimmy Hoffa" remark demonstrates that Mulch
characterized Pace as a known union supporter, whether
objectively merited or not. The question presented here
is the motivation for the discharge in light of the fact
that Pace was not a good employee and was the subject,
more than another vinyl or carpet puller, of warnings
and admonitions concerning his unsatisfactory work.
It is clear that an employer, in the face of a union or-
ganizational campaign, is not required to maintain in its
employment an employee who engages in union activi-
ties but who nevertheless would, under normal company
rules, be discharged. Thus, union activity is not, and has
never been a shield, for lawful discipline. However, bad
employees and good employees are protected in their
union activities under Section 7 of the National Labor
Relations Act and Respondent is precluded from disci-
plining an employee ostensibly for his work perform-
ance, if the actual motive related to his union activities.
In the instant case, Respondent had been, on this
record, threatening for more than a year to discharge
Pace because of his poor work performance. Certainly
no later than March 6, 1980, 9 months before the dis-
charge, Respondent served upon him a crucial third
notice of unacceptable work performance and threatened
him with the possibility of discharge if it continued. This
is clearly consistent with the Williams' testimony of a
policy whereby three warning notices were grounds for
termination (without necessarily requiring termination).
After this third warning notice of March 6, 1980, Re-
spondent served upon Pace at least three other warning
notices concerning his unacceptable work performance,
including an August 22, 1980, threat of termination if his
work performance, especially his submission of ground-
less NIL's, continued (Resp. Exh. 8). Yet, Respondent
took no action based on such a severe warning. On or
about December 8, 2 days after the December 6 union
meeting, Pace submitted a further groundless NIL which
resulted in a notation merely that it was groundless
(Resp. Exh. 9) but that notice, unlike other notices, was
sent to Vice President Williams; and on the next ground-
less NIL, he was summarily discharged by Mulch.
The question presented is: how long must Respondent
accept unacceptable work performance from an employ-
ee in the face of a union campaign of organization. The
answer, of course, as above noted, is that an employee is
not shielded from normal employer discipline because he
is engaged in union activities. Here, however, Pace was
engaged in his normal, i.e., poor, work performance after
many employer warnings and threats of discharge before
the start of the union organization campaign. On Decem-
ber 9, his is identified as a union activist and on Decem-
ber 17, for similar poor work performance, he is dis-
charged. Thus, the only apparent difference between his
receiving continuous warnings and threats of discharge
relating to the same malfunction, and the actual dis-
charge, on this record, is Mulch's identification of him as
a union adherent. The question arises whether this
"Jimmy Hoffa" identification was causal or merely a
concommitant of the immediately ensuing discharge.
On the one hand, Respondent is under no obligation to
maintain in its employ an unacceptable employee; on the
other, the question is what, indeed, awakened Respond-
ent to take action against Pace for his poor work per-
formance; what caused Respondent to execute that threat
upon Pace's repetition of merely another example of that
poor work performance. In other words, was he dis-
charged for doing nothing more than to miss finding an-
other roll of vinyl and submitting another groundless
NIL. And what weight, if any, is to be placed on Super-
visor Mulch's evident glee in discharging Pace for this
further mundane act of unacceptable work performance.
While the matter is hardly free from doubt, yet in view
of the December 8 "Jimmy Hoffa" identification of Pace
by Mulch and the suspicious forwarding of the last
warning slip (Resp. Exh. 9) containing no threat or
warning of discipline, to Vice President Williams, and
Mulch's glee in notifying Pace of the discharge leads me
to conclude that the reason Pace's poor work perform-
ance became the subject of his discharge was his identifi-
cation as a union member. An otherwise justifiable busi-
ness reason cannot be used as a pretext for discriminato-
ry firing. N.LR.B. v. Central Power & Light Co., 425
218
L. D. BRINKMAN SOUTHEAST
F.2d 1318, 1322 (5th Cir. 1970). 9 In reaching this con-
clusion I realize that, at best, Vice President Williams
told Reynolds that he was not going to discharge the
"fence-sitters" but rather those who were leading the
union organization. Here, while there is no suggestion
that Pace was heading up any union drive, as was the
case with Cranford, he was identified by his supervisor
as a union activist. Whether this was merited or not, it
existed in Mulch's eyes and was, it seems to me, a signifi-
cantly distinguishing characteristic. Similarly, the ab-
sence (even with Mulch not present as a witness) of any
testimony supporting Respondent's assertion that Pace
was a slow worker or fresh to his supervisor is a trouble-
some factor in crediting Respondent. I therefore con-
clude that, as alleged, Clinton Cecil Pace was discharged
by Respondent on December 17, 1980, in violation of
Section 8(a)(3) and (1) of the Act. In this regard, I note
General Counsel proved a prima facie case and Respond-
ent failed to carry its burden that it would have dis-
charged Pace wholly for reasons unconnected with
Pace's union membership. Wright Line, a Division of
Wright Line, Inc., 251 NLRB 1083 (1980); cf. Paramount
Metal & Finishing Co., Inc. and Paramount Plating Co.,
Inc., 225 NLRB 464, 465 (1976).
CONCLUSIONS OF LAW
1. Respondent is an employer within the meaning of
Section 2(2), (6), and (7) of the Act.
2. Teamsters, Chauffeurs, Warehousemen and Helpers
Local Union #385, is a labor organization within the
meaning of Section 2(5) of the Act.
3. Respondent, on December 6, 1980, violated Section
8(a)(l) of the Act by coercively interrogating and sur-
veilling the union activities of its employees; on Decem-
ber 9 by giving the impression that their union activities
were under its surveillance; on December 17, 1980, vio-
lated Section 8(aX3 ) and (1) of the Act by discriminatori-
" Open hostility to the union and discharge of an employee shortly
after the employer learns of his union activity, as here, may give rise to
an inference that the discharge was discriminatory. N.LR.B. v. Central
Powr & Light Ca,. supra at 1322, citing N.LRB. v. Camca Incorporated,
369 F.2d 125, 127 (5th Cir. 1966).
ly and unlawfully discharging employees Pace and Cran-
ford because of their activities on behalf of and member-
ship in Local 385, International Brotherhood of Team-
sters; and on December 15 and 23, 1980, by unlawfully
threatening to discharge employees for union activities.
4. The unfair labor practices herein affect commerce
within the meaning of the Act.
REMEDY
Having found that the Respondent engaged in certain
unfair labor practices, I will recommend that it cease and
desist therefrom and take certain affirmative action de-
signed to effectuate the policies of the Act. It has been
found that Respondent, in violation of Section 8(aXl)
and (3) of the Act, unlawfully terminated employees
Clinton Pace, Jr., and Charles K. Cranford. It will there-
fore be recommended that Respondent offer to said em-
ployees immediate and full reinstatement to their former
or substantially equivalent positions of employment,
without prejudice to their seniority or other rights and
privileges, and to make them whole for any loss of earn-
ings suffered by reason of the unlawful discrimination
against them by payment to them of backpay equal to
that which they, individually, would have earned from
Respondent from the date of their unlawful terminations
to the date of Respondent's offer of unconditional rein-
statement, less any net earnings during such period, with
the backpay and interest thereon computed
in the
manner prescribed in F. W. Woolworth Company, 90
NLRB 289 (1950), and Florida Steel Corporation, 231
NLRB 651 (1977).:° Respondent will further be ordered
to preserve and make available to the Board, upon re-
quest, all payroll records and reports, and other records
necessary and useful to determine the amount of backpay
due to the alleged discriminatees and their rights to rein-
statement under the terms of these recommendations. Re-
spondent will also be directed to past the attached
notice.
[Recommended Order omitted from publication.]
U See, generally, Isis Plumbing & Heating Co, 138 NLRB 716 (1962).
219