261 NLRB 229
ITT Lighting Fixtures, Division of ITT Corporation
ITT LIGHTING FIXTURES
rIT Lighting Fixtures, Division of ITT Corporation
and Harry Merriweather, Jr., Terry B. Wil-
liams, and Jo Ann Gray. Cases 26-CA-7792,
26-CA-7781, and 26-CA-7710
April 20, 1982
DECISION AND ORDER
BY MEMBERS FANNING, JENKINS, AND
ZIMMERMAN
On December 28,
1979, Administrative Law
Judge Thomas A. Ricci issued the attached Deci-
sion in this proceeding. Thereafter, Respondent
filed exceptions and a supporting brief.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings,' and conclusions of the Administrative Law
Judge, as modified herein.
The Administrative Law Judge found, and we
agree, that Respondent's refusal to grant employee
' Respondent has excepted to certain credibility findings made by the
Administrative Law Judge. It is the Board's established policy not to
overrule an administrative law judge's resolutions with respect to credi-
bility unless the clear preponderance of all of the relevant evidence con-
vinces us that the resolutions are incorrect. Standard Dry Wall Products
Inc., 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have
carefully examined the record and find no basis for reversing his findings.
The Administrative Law Judge found, and Respondent admitted, that
Jo Ann Gray was transferred from Respondent's Southaven facility to its
Memphis warehouse to curb her union activities. In so finding, the Ad-
ministrative Law Judge rejected Respondent's defense that at the time of
her transfer Gray was a supervisor within the meaning of the Act and
therefore unprotected by the Act. Consequently, the Administrative Law
Judge found that her transfer violated Sec. 8(aX3) and (1) of the Act as
alleged in the complaint. We agree with these findings for the reasons
stated by the Administrative Law Judge, and accordingly, find no merit
to Respondent's contentions that it had a "mixed motive" in transferring
Gray in that, besides her union activities, Respondent transferred her "to
cross-train" her and another group leader "so that there would be a
qualified person (probably Gray) eventually to fill a new foreman's posi-
tion." Thus, in pressing its "mixed motive" contentions, Respondent
limits its argument to its claim that Gray was a supervisor at all times
material herein. It does not assert that Gray's transfer would have oc-
curred on December 4, 1978, as it did, even if she had been an employee,
or in that capacity she then would have been transferred regardless of
her union activity. Consequently, we find that there is no basis for Re-
spondent's assertion that Gray's transfer was motivated by a lawful as
well as an unlawful reason.
Nevertheless, assuming arguendo that Gray's transfer as an employee
was in part motivated by a desire to groom her for a foreman's position
in Memphis, we still would find that a violation occurred. Applying our
analysis in Wright Line a Divition of Wright Line Inc., 251 NLRB 1083
(1980), we find that the General Counsel has carried his burden of estab-
lishing a prima faci
case and that Respondent has failed to show that
absent Gray's union activities her transfer would have taken place on the
day it did. Respondent has conceded that it then transferred Gray to curb
her union activities among the Southaven employees, its larger facility. It
does not assert that the tranfer, otherwise, would have occurred at that
time. Further, Gray's uncontradicted testimony is that when she was
transferred she was told it was because of her union activities, and she
was not promoted to a supervisory position at Memphis until April 1979,
or 4 months after her transfer. In light of Respondent's claim that the
nature of Gray's work before and after the transfer did not change, the
need for such a long period of training is unexplained. Accordingly, we
conclude that if Respondent had argued that even as an employee Gray's
transfer was for a dual purpose, that transfer would not have occurred on
December 4 absent her prounion sympathies.
261 NLRB No. 34
Terry Williams' request for a representative during
an interview which Williams reasonably might
have believed would result in his discipline was un-
lawful.
It is undisputed, as the Administrative Law
Judge found, that on a Friday in late April 1979,
Williams clocked out at 3:30 p.m., a half hour
before his regular workday ended, and was thereaf-
ter seen by Plant Manager Otto Payonzeck distrib-
uting union leaflets on the sidewalk near the main
plant.2 Payonzeck confronted Williams and asked
what he was doing at Southaven. He called the
personnel office at the Memphis facility to see if
Williams had permission to be at Southaven.
Williams testified that the next workday he was
called into a meeting with Supervisors Robert
Fisher and Jo Ann Gray and Personnel Adminis-
trator Mike Harless. As soon as Williams arrived at
the meeting he asked to be permitted to call an-
other employee into the room as a witness but Har-
less told him it was not necessary since they were
only going to ask him some questions and therefore
he did not need a witness. Williams asked to use
the telephone. This request was also denied. Re-
spondent's officials then proceeded to ask Williams
questions about what he did when he left work
early the previous workday. The questioning lasted
approximately
15 minutes. Williams refused to
answer any questions. According to Williams, the
only statement he made during the meeting was,
"the majority of them I told him it was none of his
business." He was then permitted to leave the
meeting but was told to return at 10 a.m. Williams
took a break and called the Board's Regional
Office. At 10 o'clock he returned to the meeting as
instructed and was told that he was being suspend-
ed for 3 days.3
Fisher, who testified for Respondent, stated that
on the morning of the day Williams was suspended,
he met with Harless, to determine how Williams
was to be disciplined. Gray and Harless discounted
Gray's suggestion that Williams be terminated and
instead it was decided to suspend him for 3 days.
Harless then asked Fisher to summon Williams so
that they could inform him of their decision.
' Respondent's main facility is in Southaven, Mississippi. Williams
worked at Respondent's Memphis warehouse, 8 miles from the main fa-
cility.
' The complaint does not allege and the General Counsel specifically
disavowed any contention that the suspension was unlawfully motivated.
Accordingly, and as the issue was not litigated, we do not adopt the
Administrative Law Judge's comments regarding the suspension to the
extent that he implies that Respondent disciplined Williams because of his
union activity.
We note that the Administrative Law Judge inadvertently referred to
the date Williams was suspended as April 28. The correct date is April
30.
229
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Fisher further testified that after Williams came
into the meeting, he asked for a witness. Harless
told Williams that it would not be necessary. Wil-
liams asked to use the telephone and Harless told
him that that too was unnecessary because Re-
spondent was not going to fire him, but suspend
him. Fisher also testified that Harless told Williams
that they merely wanted to talk to him. Moreover,
Fisher testified, without stating that one or two
meetings were held with Williams, that shortly
after the conversation began Williams was in-
formed of his suspension, and that thereafter he
was questioned about his rule infraction but refused
to answer the questions.
Gray testified consistently with Fisher. Her testi-
mony differed only slightly from Fisher's in that
she recalled Harless telling Williams, after denying
his request to use the telephone, that he was being
suspended for 3 days while Harless investigated the
matter further. She also did not indicate whether
there was more than one meeting.
Harless, who conducted the meeting, did not tes-
tify.
The Administrative Law Judge did not specifi-
cally credit the testimony of Williams over that of
Fisher and Gray or vice versa. Nevertheless, in set-
ting forth the events leading to Williams' suspen-
sion, it is apparent that the Administrative Law
Judge relied heavily on Williams' version, as he
found, in accord therewith, that there were two
meetings, and the discipline was imposed at the
second one. In any event, the Administrative Law
Judge found that the case fell within the ambit of
N.L.R.B. v. J. Weingarten, Inc.,4 and he thus con-
cluded that by denying Williams' request to have a
witness present at the interviews Respondent vio-
lated Section 8(a)(1) of the Act.
Respondent contends, inter alia, that the inter-
view was not unlawful under the principles set
forth in Weingarten, supra, relying on the testimony
of Fisher and Gray that the decision to suspend
Williams had been made before he was called into
the meeting and that the only purpose of the dis-
cussion with him was to inform him of his suspen-
sion. Respondent contends, therefore, that this was
a disciplinary interview and that accordingly under
Baton Rouge Water Works Company,5no Weingarten
rights attached to Williams' request. For the rea-
sons discussed below, we find no merit in Respond-
ent's contentions, and in agreement with the Ad-
ministrative Law Judge find the violation.
Under either version of the events, that is, Wil-
liams' or Fisher's and Gray's, we find that the deci-
sion in Baton Rouge does not sustain Respondent's
'420 U.S. 251 (1975).
'246 NLRB 995 (1979).
position. If Williams' testimony is believed, Re-
spondent's contention, that a final decision to disci-
pline him was made prior to the first interview, is
not supported by the evidence. Thus, at that meet-
ing Williams was questioned about his leaving
work early the previous workday, but there was no
statement made by Respondent that indicated that
Respondent already had decided to discipline him.
Indeed, the decision to suspend him was not an-
nounced until the second meeting. In these circum-
stances, we find that the initial interview of Wil-
liams was investigatory in nature, as from his ac-
count there is no indication that a final decision
had been made as to whether or not to suspend
him, albeit it was evident that a possibility of disci-
pline existed and Williams clearly was aware of
that both before, and certainly after, the first meet-
ing. Consequently, accepting Williams' account,
Baton Rouge is inapposite. We find therefore that in
requesting representation during the first interview,
Williams was exercising his Section 7 rights under
Weingarten, and that Respondent, in denying his re-
quest, violated Section 8(a)(1) of the Act. 6
We reach the same result if Fisher's and Gray's
testimony is believed, and thus Respondent actually
did make the decision to discipline Williams in ad-
vance of conducting the interview with him, there
was only one meeting at which the suspension was
announced, and the sole purpose in calling the
meeting was to inform Williams of his suspension.
Under their version, like that of Williams, Re-
spondent's representative, after advising Williams
of his suspension, engaged in some 10 to 15 minutes
of conversation with him concerning his activities
after he left early the previous workday. In these
circumstances, whatever Respondent's reasons for
questioning Williams after having allegedly made
the decision to discipline him, once Respondent
clearly began its questioning, the interview went
beyond the prescribed limits contemplated by the
Board majority in Baton Rouge. For as the majority
in Baton Rouge emphasized:
. . .were the employer to inform the employ-
ee of a disciplinary action and then seek facts
or evidence in support of that action, or to at-
tempt to have the employee admit his alleged
wrongdoing or to sign a statement to that
effect . . . such conduct would remove the
meeting from the narrow holding of the in-
stant case, and the employee's right to union
representation would attach.7
'See Coyne Cylinder Company, 251 NLRB 1503 (1980).
'246 NLRB at 997.
230
ITT LIGHTING FIXTURES
Thus, accepting Fisher's and Gray's testimony, we
also find that Williams' Weingarten rights were vio-
lated, since regardless of the intended purpose of
the interview, Respondent clearly exceeded the
bounds of Baton Rouge, and thereby violated Sec-
tion 8(a)(1) of the Act by denying Williams' re-
quest to have a representative present.8
With respect to the remedy, the Administrative
Law Judge ordered Respondent to expunge from
its records any reference to Williams' suspension
and to grant him backpay for the period he was
suspended. We do not agree that a make-whole
remedy is warranted in the instant case. As we
stated in Kraft Foods, Inc.,9 the General Counsel
may make a prima facie showing that a make-whole
remedy is appropriate for a violation of an employ-
ee's Weingarten rights by proving that a respondent
"conducted an investigatory interview in violation
of Weingarten and that the employee whose rights
were violated was subsequently disciplined for the
conduct which was the subject of the unlawful in-
terview. ....
[I]n order to negate the prima facie
showing of the appropriateness of the make-whole
remedy Respondent must demonstrate that its deci-
sion to discipline the employee in question was not
based upon information obtained at the unlawful in-
terview." We conclude that in the instant case, Re-
spondent has met this burden under any version of
the events in question.
While, as discussed above, we adopt the Admin-
istrative Law Judge's findings that Williams' Wein-
garten rights were violated, we do not find that Re-
spondent's decision to discipline Williams was
based on information it obtained at the unlawful in-
terview. Williams, by his own admission, refused to
answer questions, and thus Respondent did not
glean any information from the interview. Accord-
ingly, we conclude that Respondent has negated
the prima facie showing of the appropriateness of a
make-whole remedy since its decision to discipline
the employee was not based on information ob-
tained at the unlawful interview. We therefore find
that the make-whole remedy ordered by the Ad-
ministrative Law Judge is unwarranted"0 and that a
cease-and-desist order is appropriate. "
I In any event, regardless of Baton Rouge's applicability, based on his
separate dissent in that case,. Member Fanning would find that Respond-
ent violated Williams' Weingarten rights.
'251 NLRB 598 (1980).
'o We also find that expungement of the disciplinary action taken
against William is not justified in those circumstances.
" Our dissenting colleague refers to Williams' refusal to answer ques-
tions as "information" obtained at an unlawful interview, requiring that
Respondent demonstrate that it did not rely on this "information." This is
a distortion of the term "information" which improperly places the
burden of persuasion on Respondent. Williams' refusal to answer was an
action which did not impart information in the normal sense. Compare
Ohio Masonic Home, 251 NLRB 606 (1980). where the Board found that
a make-whole remedy was appropriate because discipline was based not
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board hereby orders that the Respondent,
ITT Lighting Fixtures, Division of ITT Corpora-
tion, Southaven, Mississippi, its officers, agents,
successors, and assigns, shall:
I. Cease and desist from:
(a) Discharging, transferring, or in any other
manner discriminating against its employees be-
cause of their prounion activities.
(b) Questioning employees as to their union sym-
pathies, threatening to discriminate against employ-
ees in retaliation for their union activities, telling
employees that their attempt to be represented by a
union would be futile.
(c) Refusing to permit any employee, upon re-
quest, to have a witness present during an inter-
view where the employee has reasonable grounds
to believe that the matter to be discussed may
result in his being disciplined or, where the em-
ployee is informed that disciplinary action is being
taken against him and in the same interview either
before or after being so informed he is questioned
about the matter for which discipline is imposed.
(d) In any like or related manner interfering
with, restraining, or coercing employees in the ex-
ercise of the right to self-organization, to form,
join, or assist United Automobile, Aerospace and
Agricultural
Implement
Workers of America,
UAW, or any other labor organization, to bargain
collectively through representatives of their own
only on the subject under investigation, but also on the employees' failure
at the interview to furnish a satisfactory explanation of complaints made
by her supervisor. There, the employee divulged information by giving
an explanation which Respondent found unsatisfactory. Here, however,
Respondent recieved no such information from Williams; instead, it
merely learned that he refused to answer questions after his request for
representation was denied. To find, as our colleague appears to suggest,
that every refusal to answer questions in a Weingarten type interview
constitutes "information" concerning the subject matter of the interview,
is to ignore the plain meaning of the word. Further, under Weingarten, if
an employee refuses an interview without a representative, the employer
is free to proceed as it chooses as long as it does not base discipline on
the refusal. To establish that an employer has outstepped his rights in this
area, the General Counsel must make a prima facie showing that disci-
pline was imposed for refusing to participate in an interview. The Gener-
al Counsel has not made or attempted to make such a showing in this
case. The dissent would relieve the General Counsel of this responsibility
by categorizing the refusal as '"information" obtained at the interview,
bring it within the Kraft Foods analysis for determining the appropriate
remedy for a Weingarten violation.
The Administrative Law Judge recommended that Respondent be or-
dered to cease and desist from violating the Act "in any other manner."
However, the Board held in Hickmot Foods Inc., 242 NLRB
1357
(1979), that his broad cease-and-desist language is warranted only in cases
where "a respondent is shown to have a proclivity to violate the Act or
has engaged in such egregious or widespread misconduct as to demon-
strate a general disregard for the employees' fundamental statutory
rights." Considering Respondent's unfair labor practices in light of this
standard, we conclude that a broad order is not appropriate in this case
and shall accordingly order Respondent to cease and desist from violat-
ing the Act "in any like or related manner."
231
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
choosing, and to engage in other concerted activi-
ties for the purpose of collective bargaining or
other mutual aid or protection, or to refrain from
any and all such activities.
2. Take the following affirmative action neces-
sary to effectuate the policies of the Act:
(a) Offer Harry Merriweather and Jo Ann Gray
immediate and full reinstatement to their former
positions or, if such positions no longer exist, to
substantially equivalent positions, without prejudice
to their seniority or other rights and privileges.
(b) Make whole Harry Merriweather for any loss
of pay or any benefits he may have suffered by
reason of Respondent's discrimination against him,
with interest thereon to be computed in the manner
prescribed in F W. Woolworth Company, 90 NLRB
289 (1950), and the Florida Steel Corporation, 231
NLRB 651 (1977).12
(c) Preserve and, upon request, make available to
the Board or its agents, for examination and copy-
ing, all payroll records, social security payment
records, timecards, personnel records and reports,
and all other records necessary to analyze the
amount of backpay due under the terms of this
Order.
(d) Post at its places of business in Southaven,
Mississippi, and Memphis, Tennessee, copies of the
attached notice marked "Appendix."' 3 Copies of
said notice, on forms provided by the Regional Di-
rector for Region 26, after being duly signed by its
representative, shall be posted by Respondent im-
mediately upon receipt thereof, and be maintained
by it for 60 consecutive days thereafter, in con-
spicuous places, including all places where notices
to employees are customarily posted. Reasonable
steps shall be taken by it to insure that said notices
are not altered, defaced, or covered by any other
material.
(e) Notify the Regional Director for Region 26,
in writing, within 20 days from the date of this
Order, what steps Respondent has taken to comply
herewith.
MEMBER JENKINS, dissenting in part:
For the reasons stated in my partial dissent in
Kraft Foods, Inc, 4 I would order a "make whole"
remedy whenever it has been established that an
employee has been disciplined for conduct which
was the subject of an interview conducted in viola-
tion of Weingarten. 5 Since such was the case
" See, generally, Isis Plumbing d Heating Ca, 138 NLRB 716 (1962).
" In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."
"251 NLRB 598.
"N.LR.B. v. J. Weingarten. Inc, 420 U.S. 251.
herein with regard to employee Williams, I would
order the payment to him of 3 days' backpay, with
interest, without engaging in any further analysis as
to whether Respondent has established that its de-
cision to suspend Williams was not based upon in-
formation obtained at the unlawful interview; I
engage in such analysis herein only because my
colleagues consider it pivotal in resolving this
matter.
My reservations regarding my colleagues' appli-
cation of the Kraft Foods test to this case are two-
fold: (1) my colleagues have improperly allocated
the burden of proof as to Respondent's reliance
upon "information" obtained at the unlawful inter-
view of Williams; and (2) they have ignored signifi-
cant evidence in the record indicating the pretex-
tual nature of the reason asserted by Respondent
for its suspension of Williams.
As to the manner in which my colleagues have
allocated the burden of proof under Kraft Foods,
footnote 11, supra, clearly places the burden upon
the General Counsel to establish by affirmative evi-
dence that, in making the decision to discipline
Williams, Respondent relied upon the fact that he
refused to answer any questions asked at the un-
lawful interview. The fact that Williams would
refuse to answer the questions asked at the unlaw-
ful interview was not known prior to that inter-
view. Thus, that fact is "information" which was
obtained at the unlawful interview, and as such, the
burden under Kraft Foods is upon Respondent to
show nonreliance upon such "information" rather
than upon the General Counsel to show reliance. 16
Furthermore, an additional piece of "information"
on which Respondent has failed to establish its
nonreliance is the fact that Williams would be im-
pertinent and tell his interrogators that the answers
to their questions were "none of [their] business."
Although the foregoing provides an adequate
basis for a full make-whole remedy, there is a more
compelling reason to provide such a remedy in this
matter: the pretextual nature of the reason asserted
by Respondent for its suspension of Williams. Re-
spondent asserts that it suspended Williams for
leaving work a half hour early one day. Williams
'" My coleagues say that this distorts the term "information" in a
manner which improperly places the burden of persuasion on Respond-
ent; however, it is they who improperly limit the term to mean only af-
firmative evidence; in the process, they have significantly altered the
thrust of the Board's decision in Kraft Foo Inc., supra. It is clear that
my colleagues have confused Respondent's burden under Kraf Foods. a
remedial issue, with the General Counsel's burden of proof in an unfair
labor practice case involving discipline of an employee because of his
protected activity. Cf. Kahn's and Company, Divsion of Consolidated
Foods Ca, 256 NLRB 930 (1981) (concurring opinion). To require the
General Counsel to establish affirmatively that Respondent relied upon
Williams' refusal to answer questions in order to obtain a make-whole
remedy is tantamount to requiring proof of a second, distinct violation of
the Act prior to remedying the first.
232
ITT LIGHTING FIXTURES
testified that he received permission to leave work
early to conduct some personal business; however,
when he found that he was unable to conduct that
business, he went to the main plant to distribute
union literature. (Williams' supervisor denies that
Williams was given such permission and the Ad-
ministrative Law Judge did not resolve this credi-
bility issue.) While Williams was standing on a
sidewalk at the main plant distributing the litera-
ture, the plant manager came out to him, grabbed
him by the arm, and said that he was taking him to
the personnel office because he "didn't have per-
mission to be standing out there." When Williams
arrived at work the next workday, he was called
into the warehouse office, interrogated in violation
of Weingarten, and suspended for 3 days "for leav-
ing work early without permission."
Assuming, arguendo, that Williams did not re-
ceive permission to leave work a half hour early on
the day in question, the foregoing facts indicate
that Respondent was concerned more with the fact
that Williams was distributing literature in front of
the main plant than with the fact that Williams left
work early "without permission." In light of Re-
spondent's demonstrated union animus, I conclude
that Williams was suspended for distributing union
literature and that Respondent utilized this alleged-
ly unauthorized early departure from work in an
effort to justify an otherwise unlawful suspension. 17
For the reasons detailed above, I would provide
a make-whole remedy for employee Williams;
however, my colleagues refuse to do so. Accord-
ingly, I dissent.
7 1 am not as impressed as my colleagues with the fact that "the com-
plaint does not allege and the General Counsel specifically disavowed
any contention that the suspension was unlawfully motivated." The facts
surrounding Williams' discharge were fully litigated at the hearing and, at
the close of the hearing, the General Counsel made a motion to conform
the pleadings to the proof. (This motion was denied by the Administra-
tive Law Judge; however, in my view it should have been granted.)
Under these circumstances, and considering the fact that this matter was
litigated before the Board announced, in Krofl Foods, the relevance of
specific motivation in Weingarten-type cases, I do not consider the Board
to be procedurally barred from analyzing the motivation underlying Wil-
lams'
suspension.
APPENDIX
NoIncE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing at which all sides had an opportu-
nity to present evidence and state their positions,
the National Labor Relations Board found that we
have violated the National Labor Relations Act, as
amended, and has ordered us to post this notice.
WE WILL NOT coercively interrogate em-
ployees concerning their union sympathies.
WE WILL
NOT threaten to discriminate
against our employees in retaliation for their
having engaged in union activities.
WE WILL NOT tell our employees that any
attempt by them to be represented by a labor
organization would be futile.
WE WILL NOT deny the request of any em-
ployee to have a witness present during an in-
terview where the employee has reasonable
grounds to believe that the matter to be dis-
cussed may result in his being disciplined, or,
where the employee is informed that disciplin-
ary action is being taken against him and in
the same interview either before or after being
so informed, he is questioned about the matter
for which the discipline is imposed.
WE WILL NOT discourage membership in
United Automobile, Aerospace and Agricul-
tural Implement Workers of America, UAW,
or in any other labor organization of our em-
ployees by discharging or otherwise discrimi-
nating against our employees because of their
membership in, or activities with respect to the
above or any other labor organization.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce our employ-
ees in the exercise of their rights to self-organi-
zation, to join United Automobile, Aerospace
and Agricultural Implement Workers of Amer-
ica, UAW, or any other labor organization, to
bargain collectively through representatives of
their choosing, and to engage in other concert-
ed activities for the purpose of collective bar-
gaining or other mutual aid or protection, or
to refrain from any and all such activities.
WE WILL offer Harry Merriweather and Jo
Ann Gray immediate and full reinstatement to
their former positions or, if those positions no
longer exist, to substantially equivalent posi-
tions, without prejudice to their seniority or
other rights and privileges.
WE WILL make whole Harry Merriweather
for any loss of pay he may have suffered as a
result of our discrimination against him, with
interest.
ITT LIGHTING FIXTURES, DIVISION
OF ITT CORPORATION
DECISION
STATEMENT OF THE CASE
THOMAS A. RICCI, Administrative Law Judge: A hear-
ing in this proceeding was held on October 9, 10, and 11,
233
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
1979, in Memphis, Tennessee, on complaint of the Gen-
eral Counsel against 1T1 Lighting Fixtures, Division of
ITT Corporation, here called the Respondent or the
Company. The complaint issued on August 10, 1979,
based on charges filed by three individuals, Harry
Merriweather, Terry B. Williams, and Jo Ann Gray. The
issues presented are whether the Respondent violated
Section 8(a)(1) of the Act by coercive statements and
threats to employee, and whether it violated Section
8(a)(3) by its discriminatory treatment of employees be-
cause of their union activities. Briefs were filed after the
close of the hearing by the General Counsel and the Re-
spondent.
Upon the entire record and from my observations of
the witnesses, I make the following:
FINDINGS OF FACT
1. THE BUSINESS OF THE COMPANY
At its Southaven, Mississippi, plant the Respondent is
engaged in the manufacture of lighting fixtures. Annually
from this location the Respondent sells and ships prod-
ucts and goods valued in excess of $50,000 directly to
out-of-state locations. During the same period at this lo-
cation it purchases and receives goods and materials
valued in excess of $50,000 directly from out-of-state
sources. I find that the Respondent is engaged in com-
merce within the meaning of the Act.
II. THE LABOR ORGANIZATION INVOLVED
I find that United Automobile, Aerospace and Agri-
cultural Implement Workers of America, UAW, here
called the Union, is a labor organization within the
meaning of Section 2(5) of the Act.
III. THE UNFAIR LABOR PRACTICES
A. A Picture of the Case
Among the approximately 350 employees of the Re-
spondent at its Southaven plant a union movement was
started early in October 1978. On December 14, United
Automobile,
Aerospace and Agricultural
Implement
Workers of America, UAW, here the called the Union,
filed a petition for an election with the Board, and on
February 16, 1979, a Board-conducted election took
place. Because certain challenges affected the ultimate
resolution of the question concerning representation, that
matter is still pending before the Board.
Three employees filed the charges against the Re-
spondent, accusing it of a number of unfair labor prac-
tices assertedly committed during the self-organizational
campaign, both before and after the election. Based on
all these charges, the complaint alleges several violations
of Section 8(a)(1) of the statute-interrogation, deliberate
destruction of an employee's UAW insignia, refusal of an
employee's request for union representation during a dis-
ciplinary interview, etc. It also alleges that the Respond-
ent
discriminatorily
discharged
employee
Harry
Merriweather, and discriminatorily transferred two other
employees-Terry Williams and Jo Ann Gray-from one
location to another, all in violation of Section 8(a)(3).
In its answer the Respondent denies the commission of
any unfair labor practices. It admitted, at the hearing,
that the transfer of Gray from the main plant to a satel-
lite warehouse 8 miles away had a dual motivation, one
of them to curb her prounion activities. Gray was an ac-
tivist in the union movement, but the Respondent con-
tends she was a supervisor within the meaning of the
Act, and that therefore it had a right to treat her any
way it wished, even discriminating against her if it so de-
sired. As to this lady, therefore, all that has to be decid-
ed is whether or not, at the time of her transfer, she was
in fact a supervisor.
Williams was also transferred from the main ware-
house in Southaven to the distant, smaller warehouse to
do the same kind of work. Was he, too, so transferred
because of his union activity? Here the defense is that be-
cause of operational changes Williams became an extra,
unneeded man where he was, and so was sent to the
other place in order to avoid dismissing him altogether.
At the second location, months later, William checked
out earlier than scheduled one day, and left the place,
without permission, according to the Company. For this
he was disciplined. Was management's refusal of his re-
quest for a witness at the disciplinary interview an illegal
denial of his statutory right? See N.LR.B. v. J. Weingar-
ten, Inc., 420 U.S. 251. (1975).
Merriweather also worked at the main warehouse. In
March 1979 he too checked out early and left work. He
says he had permission to do this, but his supervisor says
he did not. Merriweather was discharged, ostensibly for
having violated the rules. Was this the real reason, or did
the Respondent use the incident to cover an illegal pur-
pose; i.e., to get rid of him because of his union activity?
As is readily apparent, the case against the Respondent
in the transfer of Williams and in the discharge of
Merriweather in each aspect presents a question of infer-
ence. On the face of things-if what happened and what
was said at the time of the two events be viewed apart
from all else in the record, a prima facie picture of
proper conduct by management is seen. If instead the
record evidence in its totality be appraised, can it be held
there is sufficient oblique proof of antiunion purpose that
was hidden by the surface appearance of things?
B. Violations of Section 8(a)(1)
1. Merriweather attended several
union meetings
before the election and wore a UAW button at work. He
testified that, a day before the election Lee Shepherd,
the supervisor in the main warehouse and overseer of
about 20 men there approached him at his work place
and started a conversation by saying, "I'm trying to get
around to talking to all the-my employees back here in
the warehouse. I want to talk to you, too.... 'I'm not
talking about the Union now. We're having a problem
here in the plant.... We don't know what it is....
What's wrong with the plant?' When Merriweather an-
swered, 'Ain't nothing wrong with the plant,"' Shepherd
came back with: "'Well, why are you all voting for a
Union? . . . You is voting for a union, ain't you?"' To
this Merriweather said that there was nothing wrong
with the plant but he was going to vote in favor of the
234
ITT LIGHTING FIXTURES
Union. Again Shepherd asked: "Well, what is it?" Now
the employee detailed his reasons-not being sure of a
job, getting moved around, the foreman telling the men
what to do, etc. Shepherd then said, still quoting from
Merriweather's testimony: "We were going to be sorry
for that. We ought to get together and talk about it-
kind of talk it over because we were going to be sorry
about that. We didn't know what we was doing."
Shepherd's
version of this talk is that it was
Merriweather who started it by saying that if the Com-
pany went union he would not be allowed to be off as
much as in the past. Shepherd continued that he agreed
with the man. "I made the statement that I felt the same
as he did that the union couldn't do any more for him
than the Company was doing at the present time." Shep-
herd denied asking Merriweather what he thought of the
Union, or how he intended to vote, or saying that
anyone would be "sorry" for anything.
I credit the employee witness against the supervisor.
This resolution of credibility rests only in part upon the
comparative demeanor of the two witnesses at the hear-
ing. It rests also upon the pervasive incredibility of the
Respondent's total affirmative defense of discharge for
cause when Merriweather was fired a few weeks later,
after the election, as will be explained below. I therefore
find
that
by
Shepherd's
coercive
questioning
of
Merriweather as to his union sympathies, and by his
threatening the employee with discrimination in employ-
ment in some fashion, the Respondent violated Section
8(a)(l) of the Act.
2. Jerry Hailey is a maintenance mechanic who works
under Foreman McElhaney, a conceded supervisor. The
two were talking in the office one day a week or so
before the election. Hailey testified that McElhaney
asked what could the Union do for him that the Compa-
ny could not. When the mechanic answered that the
Union could represent him, McElhaney said: "Aren't
you a man? Can't you represent yourself?" Hailey con-
tinued to testify that on the day before the election the
foreman came to his work bench and told him, "[I]f I
wanted to work under a union, why didn't I go to the
Ford plant-quit and go to the Ford plant and get me a
job pressing out hubcaps." When Hailey responded he
did not have to go to the Ford plant because the Union
would be in this plant the next afternoon, the foreman
"got a little upset and said, 'It ain't no way no union
going to get in this plant."'
Hailey spoke of a third incident involving McElhaney.
A number of employees wore caps and tee shirts promi-
nently displaying the letters UAW, Hailey among them.
One day, still before the election, a new steam cleaning
machine was being operated for the first time in the
maintenance department, and several employees were
watching to see how it worked. The foreman was also
looking on and Hailey was wearing his UAW hat. In
Hailey's words: "As he [the new machine operator] got
ready to ignite the flame, I backed away from it, and
J.W. [McElhaney] laughed, you know, a little
...
McElhaney . . . said, 'Why are you backing away?' I
told him, I said 'Sometimes these things, you know, they
might explode or somethimg like that.' . . . About that
time, J.W. reached up and grabbed my hat, and said
'Let's burn this hat.'. . . Then he threw it over the stack
on the steam cleaner and smoke started coming out....
J.W. backed up, and I backed up . . . he ran back up
and snatched the hat off and started hitting, you know."
At this point in his story Hailey said that from the
now heated new oven he took his damaged hat to the
office of Richard Covington, the personnel manager, to
report what had happened. Covington took notes, said
McElhaney "would have to buy me another hat," and
added he would get back to the mechanic. On cross-ex-
amination the witness was then brought back to the inci-
dent itself, and now added that the moment the foreman
realized the unintended damage, he said he was sorry
and offered to buy Hailey a new one, but that the em-
ployee refused the offer. The witness then also admitted
that later the foreman not only bought him a new one,
but also gave him $4.15 in cash so he could get still an-
other with the UAW letters. In the end, Hailey was
asked by his own lawyer, Edwards:
Q. The incident where Mr. McElhaney snatched
your cap off, did you feel that that was out of play-
fulness or in fun?
A. Yes.
In his testimony McElhaney denied ever asking any
employee, Hailey included, whether they favored the
Union, or how they felt about it, or what it could do for
them. He did add he talked to all of the employees about
the Union, but only to explain his view that the Union
had nothing to offer them, that they did not need it, that
the Company had an open door policy making it possible
for the employees to come in and talk, and that the
Union would be no more than an unnecessary middle
man.
In the circumstances, considering the record as a
whole, again including demeanor, I do believe the fore-
man also told Hailey the Union would never succeed in
becoming established in this plant. His statements that
there was no need for the Union, or even that it could be
of no substantive value to the employees, may have been
a protected expression of opinion. See Krispy Kreme
Donut Corp., 245 NLRB 1053 (1979). But when a repre-
sentative of management tells the employees their efforts
at self-organization and union representation are destined
to be futile, he trenches upon their freedom guaranteed
by the statute. I find therefore that by telling the em-
ployee that the broad effort at self-organization and
union representation would in any event be frustrated,
the Respondent violated Section 8(a)(1) of the Act.
As to the further allegation that by taking a union cap
from the employee's head and damaging it, McElhaney
commited an unfair labor practice, I shall dismiss it. It
was all in fun, and everybody knew it. Not only did
Hailey admit this at the end of his testimony, but also he
himself described the laughing that went on between
himself and other employees right after it happened.
Horseplay among the maintenance mechanics was the
order of the day-paint fights, pulling shirts out of other
peoples trousers, flashing lights in other employees' eyes
at work, placing electrically charged capacitators in
other people's seats, etc. And besides all this, it is clear
235
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
that the foreman did not intend to damage Hailey's cap,
for he immediately apologized and offered to replace it.
It will not do for the General Counsel to argue that, be-
cause the employee chose to scoff at the supervisor's
courtesy, the Board should find McElhaney did some-
thing illegal that day.
3. A final contention, not alleged in the complaint, is
that the plant manager, Otto Payonzeck, illegally co-
erced an employee when he "tossed" her a small copy of
a UAW contract during an employee meeting called by
the Company. The Respondent carried on a campaign of
its own to defeat the Union in the election. At a meeting
of employees called for that purpose, Payonzeck was
holding UAW contracts in his hands and explaining why
the union benefits were not worth the efforts the proun-
ion people were making. One of the employees-Winnie
Williams-shook her head in contradiction. Seeing her
attitude, two other employees present-"Dolly," and
Dorothy Plemmons-voiced their contrary views by
asking her to speak up and explain what the UAW could
really do for the employees. With this Payonzeck tossed
several copies of UAW contracts towards the employees.
Williams was careful to admit he did not "throw" them,
but "tossed" them. One fell at her feet, where she sat in
the second row, and her neighbor picked it up and
handed it to her.
Without comment, I make no unfair labor practice
finding based on that incident.
C. Terry Williams
Terry Williams worked for almost 2 years as a ballast
welder. With time it became too much for him and he
asked to be transferred to some other work. He told his
supervisors he would accept a transfer to no matter
where, because of his health. When an opening devel-
oped in the main warehouse he asked for it but was
denied because of a rule against two members of the
same family working in a single department. At one
point he expressly offered to go to work as a material
handler at the satellite warehouse 8 miles away, and even
told his supervisor he would quit the Company entirely
if he were not transferred. Somehow all he got was "a
run around" (a phrase from the witness' prehearing affi-
davit). And all this was before he, or any one else, began
any union activity at all.
On October 30 Williams was made happy with a trans-
fer to the Southaven warehouse after a man left that de-
partment. This was after he had started union activity, as
he admitted at the hearing. It was a straight transfer de-
cided by the Company, what the witnesses called "uni-
lateral," as distinguished from situations where employ-
ees bid for job openings. Three weeks later, on Novem-
ber 18, he was transferred, again unilaterally, to the satel-
lite warehouse to do the same kind of work of material
handling and at the same rate of pay. There is no ques-
tion but that the first transfer was management doing
Williams a favor. As to the second transfer, the record
also shows very clear explanation of why the Company
did it. The complaint calls the second transfer illegal dis-
crimination in employment and an unfair labor practice,
but it finds no fault with the first transfer.
Materials of all kinds are constantly transported back
and forth between the two warehouses, both finished
products and new supplies. For some time there were
two methods of conveyance; one a tractor, owned by the
Company, with eight or nine trailers which go back and
forth. The other was a leased truck, operated by a man
named Sammie Williams. This man spent about a quarter
of his time just loading and handling materials in the
main warehouse when not driving on the road, and the
rest going back and forth with the leased truck. For rea-
sons of economy-clear and not disputed at the hear-
ing-in early November the Company decided to discon-
tinue use of the leased truck and to transport all materi-
als via its own tractor and trailers. Sammie Williams,
with very much seniority in the Company, now no
longer having anything to do on the road, was put to
work full time in the main warehouse. This meant there
was one man too many there. Terry Williams was the
least senior and he had to go. An opening came up at the
smaller warehouse where a man quit, and the Company
decided to transfer him there-again at no loss of pay or
change of duty. I suppose the Company could also have
put the man back to welding work, but he had said he
would quit before doing that.
The facts here stated, about cancellation of the lease
on the rented truck, about an extra man resulting here
and a timely opening there, reflect the direct testimony.
They also reflect precisely the facts which the supervi-
sors stated to Williams at the time of the events as the
reason for what they were doing. Not a word was ut-
tered by anyone in the least indicating any other reason,
or hidden motive, in the man's transfer. All things con-
sidered, I find the evidence insufficient to prove the
complaint allegation that the transfer of Williams in No-
vember was an illegal discrimination against him result-
ing from his union activity. It is again essentially a
matter of inference. Williams was careful to say no su-
pervisor ever saw him distribute union cards, no supervi-
sor ever asked him did he favor the union. He said he
once asked Shepherd, his supervisor in the main ware-
house, what did the supervisor think of the union and
added, "I talked to him about a union; but I did not say I
was supporting the union." If company knowledge of the
man's prounion sentiments is to be inferred out of the
blue in November, why not also late in October, when it
favored him with a transfer he liked?
Now working at the second warehouse 8 miles away
from Southaven, on April 28, 1979, Williams was disci-
plined formally-with a personnel record notice suspend-
ing him from work for 3 days and in placing him on pro-
bation for an extended period. He had left his place of
employment the previous workday at 3:30 p.m. instead
of 4 o'clock, as scheduled, punching out too early. He
said he had permission to do that; his supervisor, as a de-
fense witness, swore he did not. From the warehouse
that day Williams had gone to the main plant where-
before or after 4 o'clock?-he was seen distributing
union leaflets on the sidewalk. In fact, Plant Manager
Payonzeck saw him from the window, came out on the
sidewalk, and, in the uncontradicted words of Williams
(Payonzeck did not testify) "grabbed ahold of my arm
236
ITT
LIGHTING FIXTURES
and told me that he was taking me to Personnel because
I didn't have permission to be standing out there."
When Williams arrived in the morning, his next work-
day, he was called to the office by Mike Hareless, per-
sonnel administrator, who had traveled from the main
plant to come here expressly for this talk with Williams.
Present also were Robert Fischer, supervisor of the
warehouse, and Jo Ann Gray, who by this time had also
been promoted to supervisory status. As soon as he
learned what it was all about Williams asked to be per-
mitted to call another employee into the room to be a
witness to what was about to happen. The answer was
the managers only intended to ask him questions and that
he did not need a witness. His request was simply
denied. He then asked to be permitted to use the tele-
phone. Again he was told it was not necessary, and he
was refused. Fischer, Williams' immediate supervisor,
testified that when refusing the request to use the phone,
he told Williams: "We're not firing you or anything.
We're going to suspend you." Williams was then asked a
great number of questions-for about 15 minutes-about
what had happened when he left work early, but he re-
fused to answer any of them. He was told to come back
at 10 a.m. He did, and was then told he was being sus-
pended. The next day he was handed the formal disci-
plinary notice which also went into his file. He lost 3
days' work.
The main reference in the complaint to this entire inci-
dent is that the Respondent violated Section 8(a)(l) of
the Act by refusing Williams' request to have a witness
present at the Monday morning disciplinary interview.
There is detailed and unending testimony from witnesses
called by both sides about conversations relating to a re-
quest for permission to leave early, about investigations
conducted by several management representatives into
the matter, about what company rules mean, about
whether they were or were not applicable to this situa-
tion so as to justify this suspension, and even about Wil-
liams' past record-did it or did it not warrant the meas-
ure of discipline finally imposed? But all this has nothing
to do with the issue of whether the Respondent commit-
ted the unfair labor practice as alleged in what it did to
Williams at that time. If one looks at the plant manager's
statement to Williams on the sidewalk criticizing him for
distributing union literature, illegally motivated discrimi-
nation is strongly indicated. But at the hearing there was
no contention that the Company did anything wrong in
why it disciplined the man. By the General Counsel on
the record: "We are not alleging the incidents that took
place between this witness and Mr. Payonzeck as a viola-
tion of the Act. The purpose for putting that testimony
in-my purpose for doing so was to show that this wit-
ness had reasonable cause to believe that he would have
the disciplinary action taken against him when he was
called into this meeting."
In the discussions among supervisors about alternative
proposals as to what disciplinary action should be taken
against Williams, Hareless, the Personnel manager, talked
about the man having handed out union literature at the
main plant. Jo Ann Gray, by that time a regular supervi-
sor herself, then contributed, as she herself testified: "In
my opinion, seeing if I was in the authority to fire Terry,
I probably would have fired him because I felt like that
he was in the wrong handing out union literature on
company time...." If the offense was, as the managers
kept repeating at the hearing, to have left early without
permission, what difference did it make what the man
did after leaving? What was really in the mind of man-
agement when it discriminated so against Williams? In
any event, even were it found that the decision to disci-
pline the man was illegally motivated, the remedy in this
case would be the same, for the unfair labor practice that
was committed calls for removal of the disciplinary
notice from Williams' personnel file, and payment for the
3 days of work he lost.
There therefore is no point in burdening this Decision
with all the detailed testimony. What is pertinent, how-
ever, is the fact that the Respondent's extraordinary in-
terest and activity in this really minor infraction of the
rules, if it was an infraction, seems to show all the more
why Williams did have reasonable basis to believe the in-
terview that was about to take place endangered his po-
sition as an employee. Actually, the Respondent's argu-
ment now that it was no more than an inquiry, a passing
preliminary question not necessarily leading to any preju-
dicial act against the man, fails if only on the basis of the
supervisor's statement that the man was going to be "sus-
pended." If this is not the classic situation envisioned by
the Weingarten principle, I do not know what is.
I find that by refusing the employee's request to have
a witness present in this disciplinary interview, the Re-
spondent violated Section 8(a)(1) of the Act. Glomac
Plastics, 234 NLRB 1309 (1978).
D. Harry Merriweather
Merriweather also worked in the main warehouse. He
was discharged on March 7 for doing, according to the
Respondent, the very same thing Terry Williams did a
month later. He left work early, punching out on the
clock after working only about 4 hours instead of the
scheduled 8. Why was Williams only suspended for 3
days while Merriweather was fired outright?
Merriweather had been asked by his supervisor, before
the election, which way was he going to vote, and, when
he said very directly he was going to vote in favor of
union representation, got the message from Supervisor
Shepherd he would "be sorry" if he did. Shepherd is the
man who now calls Merriweather a liar, saying he did
not give him permission to leave early. Shepherd was
also among the management people who talked the
matter over at length before sending this employee home
for good.
The question of credibility here is twofold. Did Shep-
herd say Merriweather could leave early if his work
were adequately caught up? And if he did not, is it true
the reason why he was discharged was because he left
work early? Of course, in the end there is always the af-
firmative burden resting upon the General Counsel to
prove the illegal motive. But in the light of the literal
threat to retaliate against the employee for his expressed
adherence to the Union, and of the Respondent's own
antiunion campaign, if the affirmative defense fails, a
finding of illegality is fully warranted.
237
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
On its face, the total story of the defense witnesses
cannot be believed. Covington, the personnel manager
over the whole plant, said it was he who made the deci-
sion in this instance. Again and again he stressed the
point that under the Company's fixed and long-estab-
lished policy, any employee who clocks out before regu-
lar hours is considered to have "quit." This word "quit"
was a constant refrain out of his mouth. Indeed, it was
virtually impossible to draw an admission from him that
he had discharged the man; he kept answering that the
man "quit." If, in coherent English, a man has quit his
job, that is the end of the matter, and there is nothing
else to do or talk about.
But, in complete inconsistency with his basic position,
Covington, then went on to detail how he, and his un-
derlings, studied the man's attendance record, to see how
often he had been late, how many excused or unexcused
absences he had. All this, according to the personnel
manager, before it was decided to tell the man he had
"quit"! If a man leaves of his own volition he has decid-
ed to leave his employment for good-and that is what
the word quit means to me. Why should the employer
search his record to ascertain how often he had come on
time, or how often he had been away? The two ideas
simply have nothing to do with one another. As to the
extended testimony about Merriweather's old attendance
record, Covington was asked had there been a dual
reason for the dismissal, and gave a flat no.' This means
the total defense story was a deliberate attempt to befud-
dle the record, to distort reality, and, necessarily, to con-
ceal whatever the real motive may have been. In my
considered judgment, on this question of the discharge of
Merriweather-and discharge is what it was-Covington
stands as a discredited witness.
His doubletalk kind of testimony continued even into
his explanation of Merriweather's attendance records.
Merriweather had one of the worse records during the
previous years of all the 12 or 14 employees in his de-
partment. He had asked, and been given permission by
Shepherd to leave early, many times during that period.
He had never once been issued a warning of any kind. In
the face of his incomprehensible admission that the man's
record was taken "into consideration," and found to be
"fairly poor," Covington repeated: "He was separated
because he left work without permission." How does an
employer "separate" a man, and yet not discharge him?2
1From Covington's testimony:
Q. And the basis for that decision was that he had walked off the
job; that he had quit?
A. That's correct.
Q. And his absentee record had nothing to do with your determi-
nation to terminate him?
A. Any time an individual terminates employment, you take work
record and attendance into consideration, yes.
Q. Are you telling me now that there was a dual reason for his
termination?
A. No, I'm not. The reason for his termination, as a matter of fact,
is because he walked off the job.
Q. Well, what does his absentee record have to do with this then?
A. That's always taken into consideration when you have a person
that have some longevity with the company.
'From Covington's testimony:
Q. Would you have fired Mr. Merriweather under the circum-
stances of this case if he had a perfect absentee record?
The witness spoke at length about excused absences, his
purpose, I suppose, to explain away the leniency towards
Merriweather preceding his union activities. "Q. I think
he asked you if a man goes to the supervisor and says, 'is
it OK if I go home?' The fellow says, 'You may,' and he
goes home. Now, the lawyer is asking you, isn't that
considered an excused absence? The witness: No, sir, it is
not." Asked why the man had not been disciplined, or at
least given a warning, for absences in excess of what the
rules permit, Covington avoided answering.
Merriweather testified that upon arrival early in the
morning of March 6, in the presence of Sammie Williams
and Lonnie Pitts, he told Shepherd he needed to leave
work at 11:30 that day, and that supervisor's answer was,
"I don't know." He then discussed with the supervisor
the day's assignment, listed in a work order that was
Merriweather's special responsibility that day. The wit-
ness added that Shepherd then said, "If you catch up
with this, you can leave." The witness continued that
later, as he worked, Shepherd commented that another
employee, Smith, had not yet arrived, and that he,
Merriweather, then said he would call another ware-
houseman, Clarence Pruitt, to see if he could come and
help complete the assignment. Again later, still according
to Merriweather, Shepherd told him Smith had "made
it." When Merriweather then said he would "pull" the
rest of the work order so he could leave, Shepherd said:
"OK." Merriweather's last item is that at or about 11:30
he told Shepherd he had not been able to do the full job,
and was told by the supervisor: "OK." "What you pull,
you take out to the line.... OK. I'll see you tomorrow
then."
Merriweather's card shows he worked 4.15 hours and
clocked out at 11:45. He returned at his usual hour the
next morning. As to what happened then, there is cumu-
lative testimony by a number of witnesses about one
meeting after another, continuing conversations involv-
ing Merriweather and his supervisors, among manage-
ment representatives discussing the big question among
themselves, Covington investigating every jot and tittle
of asserted statements attributed to others, etc. But what-
ever happened the next day, whatever the various wit-
nesses said they told one another or heard people say in
analyzing the events of the previous day, sheds no sig-
nificant light on who told the truth about whether Shep-
herd did or did not give Merriweather permission to
leave early. And that is the question which is preliminary
to the ultimate discharge issue.
Shepherd said he did not tell Merriweather he could
leave early; he literally denied having spoken each and
every phrase attributed to him as approval, direct or in-
direct. He did recall Merriweather saying "he had to be
off a half a day . . around 11:30 or 12:00," and that all
he answered was he would not let him off because of the
workload. Sammie Williams testified he heard Shepherd
say only "I don't know whether I can let you off or not
.. . .your job is your business... ." He said he did not
hear anything else. Sadie Loveless, a secretary in Shep-
herd's office, testified that after Merriweather asked for
A. Probably not.
238
ITT LIGHTING FIXTURES
time off, all she heard Shepherd say was "if you get
caught up."
As counsel for the Respondent convincingly argues,
there are weak points in Merriweather's testimony. In his
preheating affidavit he quoted the supervisor as saying
only "that we were behind and had a lot of orders to
pull." As a witness at the hearing he argued extensively,
offered justifications, and in a sense argued the merits of
his case. But there are other facts in the record casting a
greater doubt upon Shepherd's denials. There is no basis
for discrediting Loveless, who did hear the man speak of
"being caught up" in his work. If there was no intention
to grant early leave, these words would not have been
spoken. And it is a fact Merriweather's work duties had
been almost completely discharged by the time he left,
for his testimony on that point is not contradicted. Fur-
ther, time and again during the previous months Shep-
herd had agreed to the man's requests for early depar-
ture. And, of course, Shepherd's story is tainted by the
fact it was he who told the man only the month before
he would have cause one day to be sorry for his con-
trary view on the subject of unionism. But the major
factor that virtually destroys the claimed affirmative de-
fense is the different treatment the Respondent accorded
Terry Williams for committing the very same offense as
Merriweather, even if it be assumed Shepherd never
gave him permission to leave early.
I find, on the basis of the entire record, that the Re-
spondent discharged Merriweather because of his proun-
ion attitude and thereby violated Section 8(a)(3) of the
Act.
E. Jo Ann Gray
As already stated this lady was transferred on Decem-
ber 4, 1978, from the main warehouse at the Southaven
plant to the distant and much smaller warehouse 8 miles
away. Later, sometime in April 1979, she was promoted
to supervisory status there. That her transfer was made
in part to curb her prounion activities among the much
larger group of employees is conceded. Was she, as Re-
spondent now contends, a supervisor at the time of her
December transfer? On the basis of the record evidence I
find she was not.
The Respondent, via leading questions, attempted to
blur Gray's functions after her promotion with what she
did before. But all that governs now on this issue is the
work she did before the transfer and the very limited au-
thority she exercised at that time. There is no question
but that she had no power to hire or fire anybody, to
discipline people, to issue reprimands, or in any way to
affect the take home pay of any employee. Almost all of
the evidence of record as to her duties is limited to her
own testimony.
She worked as a warehouseman with one other man-
Johnson. "We loaded and unloaded trucks going to and
from the distribution center.... That's what I did all
day ... With pallet jacks." She punched a timecard and
was hourly paid, in grade 8, earning 66 cents per hour
more than the other man. She had the same indirect
benefits as all other hourly paid employees. Her title was
group leader. She said, with no contradiction, that no
one had ever told her she had supervisory authority over
Johnson or any one else before her transfer. She did the
paperwork to record what work was being done. "I told
Mr. Johnson what we had to do each day.... If a
vendor came in to pick up something, then I would tell
him you know, to load the vendor. ....
It was just auto-
matic thing." Cf. Vapor Corporation, 242 NLRB 776
(1979).
Gray's supervisor was Fischer, in charge of the kind
of warehouse work she did bothatthe mainplantand at
the satellite location. Fischer was stationed at the second
place, and Gray communicated with him and received
instructions every day by phone. Occasionally, when
Johnson forgot to do so, she would initial his timecard.
She never granted a request for time off except with the
approval of Fischer. She had no power to transfer em-
ployees. Whenever there was more work than she and
Johnson could do, she called Fischer who told her to ask
some other department supervisor to make a temporary
man available. She used to "pick up" two paychecks,
and give Johnson his. She made no independent decision
as to whether overtime work should be performed or
when. When work was delayed and it seemed to her that
Johnson was "standing around talking," she did occa-
sionally say to him, "[c]ome on. We've got to get this
work done." Gray said that during her last year at
Southaven this happened "probably twice at the most."
I find, in the light of the total record, that by transfer-
ring Gray on December 4, 1978, the Respondent violated
Section 8(a)(3) of the Act.
IV. THE EFFECTS OF THE UNFAIR LABOR PRACTICES
UPON COMMERCE
The activities of the Respondent set forth in section
III, above, occurring in connection with the operations
of Respondent described in section I, have a close, inti-
mate, and substantial relationship to trade, traffic, and
commerce among the several States and tend to lead to
labor disputes burdening and obstructing commerce and
the free flow of commerce.
CONCLUSIONS OF LAW
1. By coercively questioning employees as to their
union sympathies, by threatening to discriminate against
employees in retaliation for their union activities, by tell-
ing employees that their attempt to be represented by a
union would be futile, and by denying an employee's re-
quest to have a witness present at a disciplinary inter-
view, the Respondent has engaged in and is engaging in
violations of Section 8(a)(l) of the Act.
2. By transferring Jo Ann Gray, and by discharging
Harry Merriweather, because of their union activities,
the Respondent has engaged in and is engaging in viola-
tions of Section 8(aX3) of the Act.
3. The aforesaid unfair labor practices are unfair labor
practices affecting commerce within the meaning of Sec-
tion 2(6) and (7) of the Act.
[Recommended Order omitted from publication.]
239