261 NLRB 409
Antonopoulos, Incorporated d/b/a Roger's of Santa Clara
ROGER'S OF SANTA CLARA
Antonopoulos, Incorporated d/b/a Roger's of Santa
Clara and Hotel, Motel and Restaurant Em-
ployees and Bartenders Union, Local 19, Hotel,
Restaurant Employees and Bartenders Interna-
tional Union, AFL-CIO. Case 32-CA-2947
April 28, 1982
DECISION AND ORDER
BY MEMBERS FANNING, JENKINS, AND
ZIMMERMAN
On July 10, 1981, Administrative Law Judge
William L. Schmidt issued the attached Decision in
this proceeding. Thereafter, Respondent filed ex-
ceptions and a supporting brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
brief, and has decided to affirm the rulings, find-
ings,1 and conclusions2 of the Administrative Law
Judge and to adopt his recommended Order.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative Law Judge, and
hereby orders that the Respondent, Antonopoulos,
Incorporated d/b/a Roger's of Santa Clara, Santa
Clara, California, its officers, agents, successors,
and assigns, shall take the action set forth in the
said recommended Order, except that the attached
notice is substituted for that of the Administrative
Law Judge.
I Respondent has excepted to certain credibility findings made by the
Administrative Law Judge. It is the Board's established policy not to
overrule an administrative law judge's resolutions with respect to credi-
bility unless the clear preponderance of all of the relevant evidence con-
vinces us that the resolutions are incorrect. Standard Dry Wall Products,
Inc., 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have
carefully examined the record and find no basis for reversing his findings.
2 In adopting the Administrative Law Judge's finding that the Re-
spondent unlawfully solicited the employees and thereafter withdrew rec-
ognition of the Union in violation of Sec. 8(a)(1) and (5), Member Fan-
ning finds the facts herein distinguishable from those in Hydra Conduit
Corporation, 254 NLRB 433 (1981). The record in the instant case, unlike
Hydro Conduit, shows that Esther Bays is a supervisor; that Bays solicited
employees to sign the petition which sought the removal of the Union as
collective-bargaining representative while acting on behalf of manage-
ment rather than while acting in concert with other employees; that a
representative of management personally solicited an employee to sign
the disputed petiton; and there was no evidence that the employees had
expressed dissatisfaction with the representation they received from the
Union.
In accordance with his partial dissent in Olympic Medical Corporation,
250 NLRB 146 (1980), Member Jenkins would award interest on any
backpay due based on the formula set forth therein.
261 NLRB No. 60
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing at which all sides had an opportu-
nity to present evidence and state their positions,
the National Labor Relations Board found that we
have violated the National Labor Relations Act, as
amended, and has ordered us to post this notice.
The Act gives employees the following rights:
To engage in self-organization
To form, join, or assist any union
To bargain collectively through repre-
sentatives of their own choice
To engage in activities together for the
purpose of collective bargaining or other
mutual aid or protection
To refrain from the exercise of any or all
such activities.
WE WILL NOT
refuse to recognize and,
upon request, bargain with Hotel, Motel and
Restaurant Employees and Bartenders Union,
Local 19, Hotel, Restaurant Employees and
Bartenders International Union, AFL-CIO, as
the exclusive collective-bargaining representa-
tive of our employees in the following appro-
priate unit:
All cooks, waiters, waitresses, cocktail wait-
resses, bartenders, dishwashers, buspersons
and cashiers employed by the Employer at
its Santa Clara, California facility excluding
all office clerical employees, guards and su-
pervisors as defined in the Act.
WE WILL NOT solicit our employees to sign
a petition stating that they no longer desire to
be represented by the above-named labor orga-
nization.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce our employ-
ees in the exercise of the rights guaranteed
them by Section 7 of the Act.
WE WILL make our employees whole for
any losses they may have incurred as a conse-
quence of our refusing to recognize the above-
named labor organization on and after May 29,
1980, together with interest thereon as re-
quired by law.
ANTONOPOULOS,
INCORPORATED
D/B/A ROGER'S OF SANTA CLARA
409
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
DECISION
STATEMENT OF THE CASE
WILLIAM L. SCHMIDT, Administrative Law Judge:
This matter was heard by me at Oakland, California, on
March 3, 1981. The case is based upon a charge filed by
Hotel, Motel and Restaurant Employees and Bartenders
Union, Local 19, Hotel, Restaurant Employees and Bar-
tenders International Union, AFL-CIO (Union), and a
complaint issued on behalf of the General Counsel alleg-
ing that Antonopoulos, Incorporated d/b/a Roger's of
Santa Clara (Respondent) violated Section 8(a)(1) and (5)
of the Act by withdrawing and withholding recognition
of the Union and by soliciting employees to sign a peti-
tion seeking the removal of the Union as the employee
collective-bargaining representative.' The Respondent's
answer denies the commission of the alleged unfair labor
practice. 2
On the basis of the record made at the hearing, my ob-
servation of the demeanor of the witnesses while testify-
ing, and my careful consideration of the briefs filed on
behalf of the General Counsel and the Respondent, I
make the following:
FINDINGS OF FACT
1. THE ALLEGED UNFAIR LABOR PRACTICES
A. Preliminary Findings
The Respondent operates a restaurant in Santa Clara,
California, known as Roger's of Santa Clara. 3 The res-
taurant has been in existence for 11 years and is situated
at a location designed to attract customers from the
nearby computer-related enterprises. Anargyros Antono-
poulos is the president and the general manager of the
restaurant.4 He is assisted in managing the restaurant by
his son-in-law, Lambros Panauotopoulos. In addition,
Antonopoulos' wife assists with bookkeeping duties on a
part-time basis. One of the central figures in the events
described below is Esther Bays, who has been the head
waitress for the entire period the restaurant has been in
existence. In the 19 years preceding the opening of
Roger's of Santa Clara, Antonopoulos owned and oper-
ated four different restaurants in the downtown San Jose,
California, area, and Bays was employed by Antonopou-
los throughtout most-if not all-of this period.
The interior of the restaurant facility is divided into a
coffee shop (with three food counters) which can accom-
modate approximately 175 persons, a cocktail lounge
which can accommodate approximately 50 persons and a
' The charge was filed on August 7, 1980. The complaint was issued
by the Regional Director for Region 32 on September 29, 1980.
' The Respondent's answer is dated October 14, 1980.
'The complaint alleges and the answer admits that the Respondent is a
California corporation engaged in the operation of a public restaurant
selling food and beverages. The answer further admits the allegations in
the complaint demonstrating that the Respondent's annual gross sales are
sufficient to meet the Board's discretionary standard for asserting juris-
diction over retail enterprises. Finally, the answer admits that the Re-
spondent is an employer engaged in commerce within the meaning of
Sec. 2(2), (6), and (7) of the Act, and I so find. I further find that it
would effectuate the policies of the Act to assert jurisdiction in the in-
stant dispute.
' Antonopoulos is known generally as "Roger" or "Mr. Roger."
dining room which can accommodate about 65 persons.
The remainder of the restaurant (about 1,800 square feet)
consists of the kitchen area and a small office utilized by
Antonopoulos. In addition, Antonopoulos maintains an-
other small office
in an adjacent building where he
spends a very small portion of his workday.
From its inception until May 30, 1980, the Respondent
recognized and maintained a collective-bargaining agree-
ment with the Union.5 By its terms, the most recent col-
lective-bargaining agreement was in effect from June 1,
1977, until June 1, 1980. It is admitted that the appropri-
ate unit covered by the collective-bargaining agreement
includes all cooks, waiters, waitresses, cocktail waitress-
es, bartenders, dishwashers, buspersons and cashiers, but
excludes all office clerical employees, guards and super-
visors as defined in the Act.6 At times material hereto,
the Respondent employed approximately 26 employees
in positions included in the appropriate unit, including
Bays. Bays testified that she had been a union member
since approximately 1947 or 1948.
B. The Basis for the Withdrawal of Recognition
The complaint alleges and the answer admits that "on
or about May 30, 1980, the Respondent withdrew its rec-
ognition of the Union . . . and since that date . . . has
failed and refused to recognize and bargain with the
Union." Proffered as a legal justification for this ad-
mitted conduct is the fact that on or about May 29 Bays
and another waitress, Shirly Souza, approached Antono-
poulos at his office and delivered a petition to him signed
by 15 unit employees.' The body of the petition (which
is in Bays' handwriting) reads as follows:
To Mr. Rogers:
We the undersigned do no longer wish to be rep-
resented by Local #19.
It is undisputed that Bays was the principal solicitor of
the signatures on the petition. The Respondent claims
that because Antonopoulos believed the petition to repre-
sent the true desires of his employees, he has-since re-
ceiving the petition-declined to recognize and deal with
the Union as the representative of the Respondent's em-
ployees. In this regard, the following testimony was elic-
ited from Antonopoulos by his counsel:
Q. Were you surprised to receive the petition?
' The answer admits that the Union is a labor organization within the
meaning of Sec. 2(5) of the Act, and I so find.
I The admitted unit allegation in the complaint makes no mention of
the position of head waitress. The collective-bargaining agreement in evi-
dence here appears to be a standard agreement which encompasses a
number of classifications of employees not employed at the Respondent's
restaurant. Nonetheless, the classification of head waitress is included in
the unit described in the collective-bargaining agreement. As discussed
more fully below, this factor is central to the issues to be resolved in this
case.
I There is evidence that after the petition was presented to Antonopou-
los, one additional employee approached him and requested to sign the
petition. The reported testimony concerning this fact erroneously makes
reference to this addition as "my mother's signature." That reference is
hereby corrected, sua sponte, to read "one other signature."
410
ROGER'S OF SANTA CLARA
A. I was surprised. I was surprised at the
names-some of the names on the petition.
Q. What did Esther and Shirly tell you when
they presented the petition to you?
A. Well, Esther came first into the office and
says, "Mr. Roger, I'm waiting for Shirly. We have
something to give you." I was doing some work.
My office is in the next building. We have one
office in the restaurant and one in the next building,
so I proceeded doing whatever I was doing and
then Shirly comes, and then Esther says, "We'd like
to give you this," and I looked and I wouldn't say I
was surprised, but I was surprised to see a lot of the
names here. It represents workers for many, many
years and I accepted it and I called you. I thanked
them and that was the end of it.
Q. When you received that petition, did you be-
lieve that petition represented the sentiment of the
employees whose names appear on it?
A. Yes, I did, in view of all the things that was
going on previously.
Q. And what were all the things that were going
on previously?
A. Well, the satisfaction of the people and the
threats by one of the union visit agents. I felt I was
the sentiment of the people at one point.
Q. Prior to receiving the petition, had you re-
ceived any information about employees and their
sentiment for or against the union?
A. No. You can tell, though. When you're in a
place where you have people working for many
years, a lot of them work for many years, you feel
it because they talked but I try to stay away from
any talk they had among themselves. I never tried
to interfere, and several times when some of the
people asked me what's going to happen, I tell them
to go down to the union to find out what's going
on.
Q. Had any of the employees talked to you about
the union prior to your receiving that petition?
A. No.
Q. Prior to receiving the petition, had you given
anyone any instructions about-regarding the sub-
ject of a petition?
A. Never, and I underline that, never.
Bays denied that she discussed the petition with Antono-
poulos before circulating it among the employees.
Contending that Bays' status was at least that of a stat-
utory supervisor, the General Counsel alleged in the
complaint that her solicitation of employee support for
the petition violated Section 8(aXI). In addition, the
General Counsel alleges that the Respondent indepen-
dently violated Section 8(aXl)'of the Act by Antonopou-
los' conduct in soliciting employee Joel Andrade to sign
the petition. The General Counsel relies heavily on An-
drade's testimony to demonstrate that the Respondent
encouraged, ratified, or authorized the solicitation of em-
ployees to reject the Union. According to Andrade's
version of the events leading to his signing of the peti-
tion, he was passing by an area in the restaurant referred
to as "the cove" sometime in late April when Antono-
poulos called him saying, "Son, come here." No one else
was present at that time. When Andrade complied, An-
tonopoulos showed him a paper and said, "You go sign
this paper for me." Andrade, a Spanish-speaking person
who speaks and is able to read very little English, looked
at the paper and was able to recognize only the words
"Local 19" on the paper. At that time the paper ap-
peared to have about three signatures on it, "more or
less." After Andrade looked briefly at the proffered
paper, Antonopoulos told him, "Esther will give this
paper to you to sign." Andrade then left to clean some
tables and returned to the cove after about 20 minutes,
when Bays was present. Andrade approached Bays and
said, "Mr. Roger told me that I am going to sign a
paper." At that point, Bays handed Andrade the petition
saying, "It's right here, sign." Andrade testified that
Bays did not explain to him the purpose of the paper, but
he nevertheless proceeded to sign the petition. Accord-
ing to Andrade, another waitress, Shirly Souza, was
present but Souza said nothing.
As noted above, Antonopoulos vehemently denied
speaking to Andrade or anyone else about the petition
before he received it and asserted that he had no knowl-
edge of the petition until it was delivered to him by
Bays. Antonopoulos claimed that he only spoke to An-
drade on a couple of occasions while the latter was em-
ployed at the restaurant and both of those occasions con-
cerned a bible Andrade carried.'
Bays' version of the events surrounding the solicitation
of Andrade's signature differs markedly from that of An-
drade. According to Bays, at the time that Andrade
signed the petition, he asked her to explain the document
to him. Bays told Andrade it was a petition stating that
the employees did not want to be represented by the
Union. Bays also asserted that she explained the petition
to Andrade in Spanish as best she could and told An-
drade, "Joel, I'm not forcing you. I'm not telling you to
sign this thing. It's entirely up to you. You do what you
think is right." Bays said Andrade simply said, "Oh,
sure," and proceeded to sign the petition. Bays made no
mention that anyone else was present.
Shirly Souza, who was still employed at the restaurant
at the time of the hearing, testified that she had spoken
to Andrade about the petition in the dining room in an
effort to explain it to him. Subsequently, Souza claims to
have accompanied Bays to the cove area to speak with
Andrade about it in order to make sure that Andrade un-
derstood the purpose of the petition as some unspecified
persons had remarked to her that he would not under-
stand what he was signing. Nevertheless, Souza aaserted
that Andrade was anxious to sign the petition after
asking if he would have to pay union dues and it was ex-
plained to him that there would be no union dues to pay
when the Union no longer represented the employees.9
'Andrade was employed by the Respondent as a busboy from October
1979 until August 1980, when he was discharged allegedly for missing
work. The evidence here demonstrates that Andrade performed the usual
range of duties normally associated with that position, including assisting
the waitresses in making preparations to serve customers and cleaning up
after them.
I Bays made no reference in her testimony to a discussion of union
dues.
411
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
According to Souza, both Bays and herself attempted to
explain the petition to Andrade.
Apart from the situation involving Andrade, Bays had
little recollection of the solicitation of the other signa-
tures. According to Bays, in the period preceding her
circulation of the petition she had been absent from work
for several weeks following a foot operation. According-
ly, she went to the restaurant in her "civilian clothes" to
solicit signatures on the petition. Bays recalled that
Souza was in the restaurant when she solicited her signa-
ture but she could recall little else in connection with
seeking Souza's acquiescence in the petition. In addition,
Bays acknowledged that Anthony Marouda, a dishwash-
er who speaks very little English, signed the petition but
Bays could not recall how she explained the petition to
Marouda. '0
Joan Wesson, who worked as a waitress for Roger's of
Santa Clara for 10 years before she quit her employment
in August 1980, testified that she had discussed the peti-
tion with Souza before she was approached by Bays to
sign it. Consequently, when Bays did approach Wesson,
she told Bays that she did not want to even see the peti-
tion. According to Wesson, there were other individuals
who were present at this time and a conversation was
going on back and forth among those present. In Wes-
son's presence, Bays commented to one of the other indi-
viduals that "she liked her job." Wesson, who perceived
that remark to be a threat, asked Bays, "Are you imply-
ing that I don't like my job?" According to Wesson,
Bays responded only by saying, "I'm just telling you,
Joanie, I like my job," and proceeded to cross her hands.
Wesson testified that this made her angry and she
walked away. Bays did not testify concerning this partic-
ular incident nor did Bays otherwise explain her motive
in circulating the petition."
Apart from the foregoing, there is no other evidence
with respect to the circumstances surrounding the solici-
tation of the petition.
C. Bays' Supervisory Status
As noted above, Esther Bays has worked in an Anton-
opoulos restaurant for the past 28 or 29 years. She has
been the head waitress at Roger's of Santa Clara for 11
years and was still so employed at the time of the hear-
ing. 12 In this capacity, Bays is in charge of the waitress-
es, cocktail waitresses, bus persons, and cashiers. Ac-
cording to Antonopoulos, as a result of their long work
'o According to Bays, she "most likely" had Marouda's nephew, who
also works at the restaurant, explain the petition to Marouda. It appears
that Marouda is fluent in Greek and that his nephew is fluent in both
English and Greek.
" Apart from Antonopoulos' passing reference to a threat by a union
agent which was not further explained, there is no indication in this
record as to the cause of the employee dissatisfaction with the Union.
However, at or about this same time, a similar petition was circulated at
other Santa Clara area restaurants. See Burger Pits. Inc.. and Self Serv
Food Corp.. Inc., JD-(SF)--137-81 (1981).
" In this respect, Antonopoulos testified that Bays was made the head
waitress at the time the restaurant first opened and after consulting with
the Union about the duties of a head waitress. According to Antonopou-
los, he was told by the union official to "play it by ear." As the agree-
ment did not say anything about the duties, Antonopoulos' instructions to
Bays "...
just came out of my head ....
"
association and in her capacity as head waitress, Bays
knew what he wanted and, as a consequence, if problems
arose among the waitresses and cocktail waitresses, Bays
handled the matters. However, Antonopoulos denied
that Bays had ever hired any employee without consult-
ing him first as to the specific employee to be hired. This
testimony was disputed by Norma Feuerbacher and Joan
Wesson. Both of these individuals testified that at the
time of their initial employment they were interviewed
by Bays and that Bays informed them to report to work
without leaving their presence at any time during the in-
terview or in any other fashion seeking the acquiescence
of any other individual before hiring them. Although
Bays initially conformed her testimony to that of Anton-
opoulos, when she was called as a witness for the Re-
spondent she admitted hiring Feuerbacher and Wesson
without seeking prior approval of Antonopoulos. In de-
scribing her authority in this regard, Bays testified:
A. He tells me many times, whether he's given
me authority-you define it. "You need a girl. I
need a girl. If you feel that this girl is right, use
your judgment." I used my judgment on Norma. I
used my judgment on Joanie.
I look at them
through the eyes of Roger. I don't look like Roger,
but I think you can't work for a man for 28 years.
It's like being married to a person and you know
their ways, and I just took it as part of the things
you do.
Antonopoulos likewise alluded to the close relationship
which had developed over the years between Bays and
himself in noting that Bays calls him at home many
times. When Antonopoulos was asked what Bays calls
him about, he responded:
Anything. Anything she has in her mind she will
call me at home. If she's got a sick girl and she re-
placed them, or somebody told her that she's quit-
ting, she will call me and tell me for many things.
You know, a person works for 29 years, is very
close to you.
In addition to herself, Feuerbacher named four other in-
dividuals whose interviews and hiring by Bays she had
personally overheard. Apart from the foregoing, there is
no serious testimony to dispute that which shows that
Bays is responsible for obtaining replacements for em-
ployees who were going to be absent, that she takes care
of arranging the vacation schedule, that she is the indi-
vidual to whom the waitresses go for time off, and that
on occasion she directs certain of the waitresses to work
overtime. There is other testimony that Bays clears
checks written by unknown customers and has, on occa-
sion, authorized adjustments in the meal tabs for dissatis-
fied customers. Moreover, Feuerbacher testified that
Bays had informed her she had discharged a number of
employees.
In summary, Wesson testified that Bays
"reigned" over the waitresses and cocktail waitresses.
D. Additional Findings and Conclusions
In Cartwright Hardware Co., Inc., 229 NLRB 781
(1977), enfd. as modified 600 F.2d 268 (lOth Cir. 1979),
412
ROGER'S OF SANTA CLARA
the Board summarized the general legal premise applica-
ble herein in the following manner:
. . . It is well settled that the existence of a prior
contract, lawful on its face, raises a dual presump-
tion of majority-a presumption that the union was
the majority representative at the time the contract
was executed, and a presumption that its majority
continued at least through the life of the contract. 2
Following expiration of the contract, as here, the
presumption continues and, though rebuttable, it is
sufficient to establish, prima facie, a continuing obli-
gation on the part of the employer to bargain with
the union.3 Following expiration of a collective-bar-
gaining agreement, therefore, an employer violates
Section 8(a)(5) and (1) by repudiating its collective-
bargaining relationship with the union unless it can
show a reasonably based doubt as to the continuing
majority support for its employees' representative.4
I Bartenders, Hotel, Motel and Restaurant Employers Bargaining
Association of Pocatello, Idaho and its Employer-Members,
213
NLRB 651, 652 (1974), citing Shamrock Dairy, Inc.. et al., 119
NLRB 998 (1957), and 124 NLRB 494 (1959), enfd. 280 F.2d 665
(C.A.D.C.), cert. denied 364 U.S. 892 (1960).
s Bartenders Association of Pocatello, supra; Barrington Plaza and
Tragniew, Inc., 185 NLRB 962, 963 (1970), enforcement denied on
other grounds sub nom. N.L.R.B. v. Tragniew. Inc. and Consoli-
dated Hotels of California, 470 F.2d 669 (C.A. 9, 1972); Terrell Ma-
chine Company, 173 NLRB 1480, 1480-81 (1969), enfd. 427 F.2d
1088, 1090 (C.A. 4, 1970), cert. denied 398 U.S. 929 (1970).
4 United States Gypsum Company, 221 NLRB 530, 537 (1975);
Salina Concrete Products, Inc., 218 NLRB 496, 498 (1975); Cantor
Bros., Inc., 203 NLRB 774, 778 (1973).
Here, the Respondent's "reasonably based doubt as to
the continuing majority support for its employees' repre-
sentative" is grounded solely upon the petition solicited
by Bays and presented to Antonopoulos on or about
May 29. The petition will suffice to justify the Respond-
ent's withdrawal of recognition if it is concluded that
Bays-a unit member and a union member-is: (1) not a
supervisor; or, (2) even if she is a supervisor, the evi-
dence demonstrates that she was acting in concert with
her fellow employees, and not as a representative of
management; or (3) there is no evidence that the man-
agement encouraged, authorized, or ratified Bays' actions
or led employees to believe that she was acting for man-
agement. Hydro Conduit Corporation, 254 NLRB 433
(1980), and the cases cited therein at fn. 1.
The Respondent, contrary to the General Counsel,
contends that Bays is not a supervisor and, even if she is
so found, there is no credible evidence that in soliciting
employees to sign the petition Bays was acting on behalf
of management, or that the management in any way en-
couraged, authorized, or ratified her actions, or led em-
ployees to believe that Bays was acting on behalf of
management. In its brief, the Respondent also asserted
that the General Counsel failed in his burden to demon-
strate that the Union represented a majority of the Re-
spondent's employees. Although it is true that the Gener-
al Counsel did not attempt to establish the Union's ma-
jority standing among the Respondent's employees inde-
pendent of the legally presumed majority alluded to in
the Cartwright case, no such showing is necessary if the
General Counsel prevails as to his contentions concern-
ing the petition.
I am satisfied that Esther Bays is a supervisor within
the meaning of Section 2(11) of the Act. In this respect,
the evidence is overwhelming that Bays possesses au-
thority which she has exercised on numerous occasions
to hire employees in circumstances which show that she
exercises her own independent judgment. Similarly, Bays
is clearly responsible for assuring that there are an ade-
quate number of employees on the job and is otherwise
responsible for the direction of the waitresses, cocktail
waitresses, buspersons, and cashiers. The Respondent's
contention that Bays' authority in these areas is merely
routine is simply not supported by the record. On the
contrary, the record here demonstrates that significant
authority has been vested in Bays because her judgment
is valued by Antonopoulos and she has demonstrated
over the years that she could be trusted to carry out his
desires without having to be instructed in minute detail
as to what those desires were. Accordingly, I find that
Bays is a supervisor within the meaning of Section 2(11)
of the Act.
When the extent of Bays' authority is considered to-
gether with her long-term employment and her affinity
and attachment to Antonopoulos, it becomes increasingly
difficult to perceive how her unit membership and union
membership would cause employees to interpret her an-
tiunion statements and actions as being other than man-
agement inspired. Her dual role which resulted from her
inclusion in the unit and her union membership has all of
the indicia of a historical accident and it is obvious that
her first loyalty is to her role as a head waitress. It is un-
mistakable that insofar as the waitresses and the others
she supervised were concerned, Bays stood as the alter
ego of Antonopoulos. To the extent that any employee
may have been left in doubt as a result of the day in and
day out appearances, it is most likely that her threatening
innuendo about "liking her job" would remove any
doubt that may have lingered as to whether or not the
force of management authority was behind the petition.'
For these reasons, I find that in soliciting employees to
sign the disputed petition, the evidence demonstrates that
Bays was acting on behalf of management and not in
concert with other employees .". Accordingly, I find
Bays' conduct in this regard violated Section 8(a)(1) of
the Act, as alleged.
Even if it is assumed that Bays was not acting on
behalf of the Respondent's management as found above,
the alleged exchange between Andrade and Antonopou-
los-if it occurred-demonstrates that Antonopoulos per-
sonally knew of and authorized the circulation of the pe-
'' Arguably, the "like my job" remark which Wesson testified about is
ambiguous. However, the Respondent chose not to rebut Wesson's testi-
mony either as to the remark or the perception of it as threatening.
Hence, it would be sheer speculation on my part to impute some other
motive. Although the General Counsel did not allege this statement as a
separate violation and elected at the hearing to rely on the remark solely
as evidence of animus, I find the remark peculiarly inconsistent (where
used by a supervisor perceived by some employees to have authority to
discharge) with a finding that the supervisor was "acting in concert with
other employees."
" But see Times-Herald, Inc., 253 NLRB 524 (1980).
413
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
tition. Undoubtedly, both Andrade and Antonopoulos
have a basis for bias in their testimony-Andrade felt he
had been unjustly terminated by the Respondent and An-
tonopoulos has a self-interest in not having to deal with
the Union. Notwithstanding, I find that Andrade's ver-
sion of the events which transpired in connection with
his signing of the petition to more nearly approximate
the truth.' 5 The most charitable thing that could be said
concerning Antonopoulos' testimony about Bays' super-
visory authority is that it was far less than candid. More-
over, Antonopoulos' testimony that he was unaware of
the petition prior to its presentation to him is most
doubtful where, as here, Bays returned to the restaurant
from several weeks of convalescence and went through-
out the restaurant in her "civilian clothes" to solicit em-
ployees to sign the petition. When these facts are consid-
ered together with the significant disparity which exists
in the testimony of Bays and Souza concerning the
manner in which Andrade's support for the petition was
allegedly obtained, I am convinced that the scenario pre-
sented by the testimony of the Respondent's witnesses in
this regard is not credible. Moreover, Andrade's asser-
tion that Bays presented the petition curtly and told him
to sign it more closely comports with what likely hap-
pened between a dominant supervisor and an inarticulate
busboy. Accordingly, I credit Andrade's version of the
events which led to his signing of the petition in all re-
spects except as to his initial approximation of when
these events occurred. In this circumstance, I find that
Antonopoulos personally solicited Andrade to sign the
petition which was being circulated by Bays and, by
such conduct, the Respondent violated Section 8(a)(1) of
the Act, as alleged.
As the foregoing findings demonstrate that the petition
was circulated by Bays on behalf of management and
that Antonopoulos personally knew of and authorized its
circulation, I find the petition to be tainted. By with-
drawing and withholding recognition solely on the basis
of the tainted petition, I further find that the Respondent
violated Section 8(a)(l) and (5) of the Act, as alleged.
11. THE EFFECT OF THE UNFAIR LABOR PRACTICES
UPON COMMERCE
The unfair labor practices of the Respondent found to
exist in section I, above, occurring in connection with
the Respondent's operations described therein, have a
close, intimate, and substantial relation to trade, traffic,
and commerce among the several States and tend to lead
to labor disputes burdening and obstructing commerce
and the free flow of commerce.
111. THE REMEDY
Having concluded that the Respondent has violated
the Act in the manner specified above, I shall recom-
mend that it cease and desist therefrom and take certain
affirmative action in order to remedy such violations.
i" In so concluding, I find the arguments as to Andrade's lack of credi-
bility which are grounded upon his testimony as to the approximate date
his signature was solicited and his command of the English language to
be unpersuasive.
Affirmatively, it is recommended that the Respondent
be required to recognize and bargain with the Union as
the exclusive bargaining representative of its employees.
In addition, it is recommended that the Respondent be
required to maintain in effect the terms and conditions of
employment specified in the now-expired collective-bar-
gaining agreement unless and until the Respondent and
the Union agree otherwise, or until the parties bargain to
a legitimate impasse. To the extent that the Respondent
may have changed the terms and conditions of employ-
ment in effect under the old agreement to the economic
detriment of employees, it is my recommendation that
the Respondent be required to make whole the employ-
ees for any losses they suffered as a consequence of its
withdrawal of recognition.'
Likewise, the Respondent
shall be required to make whole any trust funds provided
for under the collective-bargaining agreement. In the
event any backpay is due, the computation of backpay
herein shall be in the manner provided by the Board in
F W. Woolworth Company, 90 NLRB 289 (1950), with
interest thereon as provided by the Board in Olympic
Medical Corporation, 250 NLRB 146 (1980), and Florida
Steel Corporation, 231 NLRB 651 (1977). And see, gener-
ally, Isis Plumbing & Heating Co., 138 NLRB 716 (1962).
To the extent that it may be determined in the compli-
ance stage of this proceeding that the Respondent must
reimburse any trust fund in order to fully make its em-
ployees whole for their losses, interest on such amounts
shall be determined in accordance with the Board's dis-
cussion of that question in Pullman Building Company,
251 NLRB 1048 (1980), and the cases cited therein. It is
also recommended that the Respondent be ordered to
post the attached notice to employees at its restaurant in
Santa Clara, California, and thereafter notify the Region-
al Director for Region 32 of the steps that it has taken to
comply with the recommended Order entered hereafter.
CONCLUSIONS OF LAW
I. The Respondent is an employer within the meaning
of Section 2(2) of the Act, engaged in commerce or a
business affecting commerce within the meaning of Sec-
tion 2(6) and (7) of the Act.
2. The Union is a labor organization within the mean-
ing of Section 2(5) of the Act.
3. At all times material herein the Union has been des-
ignated as the exclusive collective-bargaining representa-
tive of the Respondent's employees in an appropriate
unit. The following employees constitute a unit appropri-
ate for the purposes of collective bargaining within the
meaning of Section 9(b) of the Act:
All cooks, waiters, waitresses, cocktail waitresses,
bartenders, dishwashers, buspersons and cashiers
employed by the Respondent at its Santa Clara,
California, facility, excluding all office clerical em-
ployees, guards and supervisors as defined in the
Act.
"s Nothing herein should be construed to require the Respondent to
alter any economic benefit granted to employees since May 29, 1980, in
the absence of a request by the Union that the Respondent do so.
414
ROGER'S OF SANTA CLARA
4. By withdrawing and withholding recognition of the
Union as the exclusive representative of its employees in
the unit specified in paragraph 3 above, the Respondent
has refused to bargain with the Union in violation of
Section 8(a)(l) and (5) of the Act.
5. By the action of Anargyros Antonopoulos and
Esther Bays in soliciting employees to sign the petition
being circulated at the Respondent's restaurant on or
about May 26, 1980, the Respondent has interfered with,
restrained, and coerced its employees in violation of Sec-
tion 8(a)(1) of the Act.
Pursuant to Section 10(c) of the Act and upon the
foregoing findings of fact, conclusions of law, and the
entire record herein, I hereby issue the following recom-
mended:
ORDER 7
The Respondent, Antonopoulos, Incorporated, d/b/a
Roger's of Santa Clara, Santa Clara, California, its offi-
cers, agents, successors, and assigns, shall:
1. Cease and desist from:
(a) Refusing to recognize and, upon request, bargain
with Hotel, Motel and Restaurant Employees and Bar-
tenders Union, Local 19, Hotel, Restaurant Employees
and Bartenders International Union, AFL-CIO, as the ex-
clusive collective-bargaining representative of its em-
ployees in the unit described as follows:
All cooks, waiters, waitresses, cocktail waitresses,
bartenders, dishwashers, buspersons and cashiers
employed by the Respondent at its Santa Clara,
California, facility, excluding all office clerical em-
ployees, guards and supervisors as defined in the
Act.
(b) Soliciting its employees to execute a petition stat-
ing that they no longer desire to be represented by
Hotel, Motel and Restaurant Employees and Bartenders
" In the event no exceptions are filed as provided by Sec. 102.46 of
the Rules and Regulations of the National Labor Relations Board, the
findings, conclusions, and recommended Order herein shall, as provided
in Sec. 102.48 of the Rules and Regulations, be adopted by the Board and
become its findings, conclusions, and Order, and all objections thereto
shall be deemed waived for all purposes.
Union, Local 19, Hotel, Restaurant Employees and Bar-
tenders International Union, AFL-CIO.
(c) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of rights
guaranteed in Section 7 of the Act.
2. Take the following affirmative action deemed neces-
sary to effectuate the policies of the Act:
(a) Recognize and bargain with the Union as the ex-
clusive representative of the employees in the unit de-
scribed in paragraph l(a) above.
(b) Make the employees in the unit described above
whole for any losses they may have suffered as a conse-
quence of the Respondent's withdrawing and withhold-
ing recognition of the Hotel, Motel and Restaurant Em-
ployees and Bartenders Union, Local 19, Hotel, Restau-
rant Employees and Bartenders International Union,
AFL-CIO, as their exclusive collective-bargaining repre-
sentative in the manner specified in the section above en-
titled "The Remedy."
(c) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all
payroll records, social security payment records, time-
cards, personnel records and reports, and all other
records necessary to analyze the amount of backpay due
under the terms of this recommended Order.
(d) Post at its restaurant in Santa Clara, California,
copies of the attached notice marked "Appendix. ""'
Copies of said notice, on forms provided by the Regional
Director for Region 32, after being duly signed by its
representative, shall be posted by the Respondent imme-
diately upon receipt thereof, and be maintained by it for
60 consecutive days thereafter, in conspicuous places, in-
cluding all places where notices to employees are cus-
tomarily posted. Reasonable steps shall be taken by the
Respondent to insure that said notices are not altered,
defaced, or covered by any other material.
(e) Notify the Regional Director for Region 32, in
writing, within 20 days from the date of this Order, what
steps the Respondent has taken to comply herewith.
' In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."
415