261 NLRB 569
Montefiore Hospital and Medical Center
MONTEFIORE HOSPITAL AND MEDICAL CENTER
Montefiore Hospital and Medical Center and New
York State Federation of Physicians and Den-
tists, Petitioner. Cases 2-RC-18594 and 2-RC-
18629
April 30, 1982
DECISION AND DIRECTION OF
ELECTIONS
BY CHAIRMAN VAN DE WATER AND
MEMBERS FANNING, JENKINS, AND
ZIMMERMAN
Upon petitions duly filed under Section 9(c) of
the National Labor Relations Act, as amended, a
hearing was held before Paul Rickard, a hearing
officer of the National Labor Relations Board. Fol-
lowing the hearing and pursuant to Section 102.67
of the National Labor Relations Board Rules and
Regulations and Statements of Procedure, Series 8,
as amended, the Regional Director for Region 2
issued an order transferring these cases to the
Board for decision. Thereafter, the Employer and
the Petitioner filed briefs in support of their respec-
tive positions.
The Board has reviewed the Hearing Officer's
rulings made at the hearing and finds that they are
free from prejudicial error. They are hereby af-
firmed.
Upon the entire record in these cases, the Board
finds:
1. The Employer, Montefiore Hospital and Medi-
cal Center (herein referred to as the Medical
Center or the Employer), is a New York not-for-
profit corporation which operates Montefiore Hos-
pital, located at 111 East 210th Street, Bronx, New
York. The Medical Center is engaged in providing
health care facilities located in and around the city
of New York, most of which also are located in
the Borough of the Bronx, New York. The Medi-
cal Center is engaged in providing health care and
related services to the sick and the infirm. In the
course and conduct of its operations, the Medical
Center annually derives gross revenues in excess of
$500,000 from the performance of its services and
it purchases supplies and materials valued in excess
of $50,000 directly from suppliers located outside
the State of New York. Based on the foregoing
stipulated facts, we find that the Medical Center is
engaged in commerce within the meaning of the
Act and that it will effectuate the purposes of the
Act to assert jurisdiction herein.
2. The Petitioner is a labor organization claiming
to represent certain employees of the Medical
Center.
3. A question affecting commerce exists concern-
ing the representation of certain employees of the
261 NLRB No. 82
Medical Center within the meaning of Section
9(c)(1) and Section 2(6) and (7) of the Act.
4. The Medical Center provides its health care
services at several geographic locations. It has two
clinical campuses, referred to as West Campus and
East Campus, on which a number of hospitals are
located. t In addition it operates various ambulatory
care centers and a health service for some of New
York City's correctional institutions.
The Petitioner seeks to represent staff physicians
and dentists (herein referred to collectively as doc-
tors) employed by the Medical Center. The parties
are in some disagreement as to the scope and com-
position of any unit which may be established,' but
their basic disagreement concerns whether the doc-
tors are protected by the Act.
It is the Employer's position that the doctors are
managerial because they participate in the formula-
tion and implementation of policies concerning the
operation of the Medical Center, and hence cannot
be included in any certified unit. The Employer
relies on the Supreme Court decisions in Bell 3 and
Yeshiva4 dealing with the status of managerial em-
ployees.
In Bell, which involved buyers in the purchasing
and procurement department of a researcher and
developer in the industrial sector, the Court held
that managerial employees are not entitled to the
benefits of the Act, and sanctioned a definition of
managerial persons as those who "formulate and
effectuate management policies by expressing and
making operative the decisions of their employer."5
In Yeshiva, which involved an academic institution,
the Court found that certain faculty members were
managerial. In this case we are required to apply
the principles concerning managerial employees to
a health care setting.
We note, initially, that the staff doctors of the
Medical Center are professional employees as de-
fined in Section 2(12) of the Act, and we have rec-
ognized that staff doctors may constitute an appro-
priate bargaining unit separate from other profes-
sional employees6 even though in the health care
' West Campus consists of Montellore Hospital, North Central Bronx
Hospital, and Montefiore Medical Group. East Campus includes the Hos-
pital of the Albert Einstein College of Medicine and Bronx Municipal
Hospital Center composed of Jacobi and van Etten hospitals.
'I The Employer also contends that the health service it operates for
the correctional institutions is controlled by, and intimately connected
with, the city of New York, a political subdivision of the State of New
York, and therefore the petition seeking a unit at this location should be
dismissed.
'N.L
RB.
v. Bell Aerospace Ca, 416 U.S. 267 (1974).
'N.LR.B. v. Yeshiva University, 444 U.S. 672 (1980).
Supra, 416 U.S. at 288.
Montefiore Hospital and Medical Center, 235 NLRB 241 (1978); see
also Mon Valley United Health Services, 238 NLRB 916, 924, fn. 17 (1978),
and Ohio Valley Hospital Association, 230 NLRB 604 (1977).
569
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
industry the Board is required to avoid the frag-
mentation of units.7 As professional employees, the
doctors may also be managerial, but their manage-
rial status may not be based on decisionmaking
which is part of the routine discharge of profes-
sional duties. Only if the activities of professional
employees fall outside the scope of the duties rou-
tinely performed by similarly situated professionals
will they be found aligned with management.8 And
in the health care context the Board must evaluate
the facts of each case to determine whether deci-
sions alleged to be managerial or supervisory are
incidental to the professional's treatment of pa-
tients. 9
Seeking to apply these principles, we consider
the organization of the Medical Center and the role
and responsibilities of the doctors, together with
the Employer's contentions that the doctors' man-
agerial status is shown by their participation in de-
partmental operations, committee service, and the
residents training program, and their employment
on the faculty of a medical college.
The Medical Center's administrative structure is
highly centralized. It has a board of trustees which
appoints a president of the Medical Center. Report-
ing to the president is a director, who has five
deputy directors responsible, respectively, for the
following
areas:
administration,
fiscal
affairs,
human resources, ambulatory care, and professional
affairs. The director and the deputy directors con-
stitute a senior management committee, which
makes all policy for the Medical Center and all of
its units. The Medical Center has a separate budget
for each of its facilities, but ultimate control of fi-
nancial and administrative matters pertaining to all
employees rests with these deputy directors. The
deputy director for human resources is responsible
for setting and administering personnel and labor
relations policies, including those relating to wage
guidelines, overall percentages of wage increases,
job titles, grievance handling, and employee bene-
fits, for all doctors. The deputy director for ambu-
latory care has final authority over all outpatient
services provided by the Medical Center's doctors.
Other professional services provided by these doc-
tors fall within the jurisdiction and ultimate control
of the deputy director for professional affairs.
The basic professional grouping by which the
Medical Center's doctors are organized is the de-
partment. The record establishes that almost all
' See Mercy Hospital of Sacramentoa
Inc., 217 NLRB 765, 766 (1975),
for a discussion of the legislative history of the 1974 health care amend-
ments to the Act.
I See Sutter Community Hospitals of Sacramento. Inc., 227 NLRB 181,
193 (1976); Yeshiva, supra, 444 U.S. at 690.
' S. Rept. 93-766, 93d Cong., 2d sess., 6 (1974); Yeshiva, supra, 444 U.S.
at fn. 30.
doctors employed by the Medical Center are ap-
pointed to one or more departments based on the
areas of professional expertise in which they are
qualified. Most of these departments, called nonuni-
fied departments, encompass all of the facilities lo-
cated on one campus. Some departments, however,
including such large departments as surgery and
medicine, encompass doctors at facilities on both
campuses. These are called unified departments. °0
Both unified and nonunified departments also en-
compass doctors at certain satellite facilities.
Each department is headed by a chairman or di-
rector who, subject to the approval of the deputy
director for professional affairs, has the basic re-
sponsibility for hiring doctors to practice in the de-
partment. Appointments of individuals to more
than one department are jointly agreed upon by the
relevant department chairmen. The chairmen also
evaluate
department
members;
apportion
their
wage increases from an amount of money allocated
by the Medical Center basically on a departmental
basis; and decide how to allot employee time to the
facilities within their jurisdiction.
All institutionwide policy is formulated by cen-
tral administrators,
and institutionwide
policies
appear to pervade the Medical Center's day-to-day
operations, thus limiting the managerial autonomy
within each department, leaving a smaller area of
autonomy than was vested within the individual
schools comprising Yeshiva University. This con-
striction of autonomy presents a significant distin-
guishing factor. For the purpose of this Decision,
however, the crucial difference is the manner in
which the Medical Center departments, as contrast-
ed with the individual schools of Yeshiva Universi-
ty, are governed.
The Supreme Court found the governance of the
individual schools at Yeshiva to be largely a colle-
gial matter, with the real authority for fundamental
decisions regarding management policy vested in
the faculty as a group:
The controlling consideration in this case is
that the faculty of Yeshiva University exercise
authority which in any other context unques-
tionably would be managerial. Their authority
in academic matters is absolute. They decide
what courses will be offered, when they will
be scheduled, and to whom they will be
taught. They debate and determine teaching
methods, grading policies, and matriculation
standards. They effectively decide which stu-
dents will be admitted, retained, and gradu-
ated. On occasion their views have determined
"0 As of the time of the hearing, unification of the department of medi-
cine was scheduled to be completed in 1980.
570
MONTEFIORE HOSPITAL AND MEDICAL CENTER
the size of the student body, the tuition to be
charged, and the location of a school. When
one considers the function of a university, it is
difficult to imagine decisions more managerial
than these. To the extent the industrial analogy
applies, the faculty determines within each
school the product to be produced, the terms
upon which it will be offered, and the custom-
ers who will be served.
Here, the medical and dental departments of the
Medical Center are governed by the department
chairmen or directors, and administered by them
with the aid of subordinate supervisors called, var-
iously, directors, chairmen, deputy chairmen, and
chiefs of services. "
In the words of the Medical Center's deputy di-
rector for professional
affairs, the department
chairmen (or directors) are responsible for setting
and implementing "the standards for professional
care of patients, teaching [and] research in their de-
partments . . . and to manage the activities" of
their departments. Medical directors within the de-
partments, or such other persons as serve directly
under the chairmen, typically lay out schedules,
assign and evaluate the doctors, and deal "with
problems as they come up." In consultation with,
or by authority of, the chairmen, they allocate
among the doctors the total amount of money ap-
propriated for wage increases.1 2
As a general proposition, the chairmen make
every major administrative decision with respect to
the operation of their departments that is not dic-
tated from above. Staff doctors have some input,
but this is only in the form of recommendations
which, for the most part, the chairmen or their des-
ignees evaluate. For example, unlike the faculty in
some universities, the staff does not vote on hiring
decisions. Search committees often help narrow the
field of consideration, but the chairmen make the
final selection subject to approval, usually pro
forma, from the central administration. Medical
procedures and policies are discussed and adopted
at staff meetings, but the record does not show that
these become management directives to any signifi-
cant extent; rather what little the record offers
tends to show that the policies adopted become
general guidelines, implementation of which is, to a
" There are approximately 95 stipulated supervisory positions among
the approximately 500 staff doctors working half time or more for the
Medical Center. These supervisors, some of whom may also be manageri-
al employees, are exclusive of the various administrators serving depart-
ments, constituent hospitals of the Medical Center, and the Medical
Center itself.
" Each department receives annually an amount representing a certain
percentage of the total of salaries for the previous year. The increases are
not necessarily distributed across the board. The chairmen have, and ex-
ercise, the discretionary power to distribute these increments so as to best
fulfill the needs of the department and the employees.
large extent, the individual doctor's professional
decision. While there is testimony concerning
"medical boards" to which all the staff physicians,
plus other professionals and administrators, belong,
such boards neither make policy nor have any
direct responsibility for the quality of patient care.
There is also a faculty senate, but it functions only
with respect to matters such as resident training,
and not day-to-day practice in the departments.1 3
Department chairmen typically make the final se-
lection of residents, although, in some departments,
they "generally" follow the recommendations of a
staff committee.
In short, the department chairman makes the
managerial decisions, delegating some to subordi-
nate supervisors. He does not rubber-stamp the
staff's recommendations. Rather, as one depart-
mental supervisor testified: "[The chairman's] deci-
sions take into account the will of the staff."
The Employer nevertheless contends that its
staff doctors are managerial employees, relying on
the doctors' possession of faculty appointments to
the Albert Einstein College of Medicine and on
their asserted collegial participation in the formula-
tion and implementation of "medical policy," " rel-
ative to academic matters and hospital administra-
tion. An important factor distinguishing the posi-
tion of the doctors as faculty members here from
the faculty members in Yeshiva is that the Yeshiva
faculty members were full-time teaching or other-
wise educationally related personnel whose colle-
gial authority with respect to academic matters was
deemed to be so closely connected with the "busi-
ness" of the university that their decisions consti-
tuted governance of the institution (444 U.S. at
688). Here, on the other hand, the staff doctors are,
as a whole, primarily concerned with patient care
rather than academic matters; each is primarily as-
sociated with a hospital, which happens to be a
teaching hospital, and only secondarily with an
educational institution. '
Further, the Petitioner
seeks to represent the doctors only in their employ-
ment relationship with the Medical Center.
The specific exercise of authority by staff doc-
tors in academic matters which the Medical Center
" The record does not show what the faculty senate actually does
with respect to resident training.
" By a coincidence without legal significance, the Albert Einstein Col-
lege of Medicine is affiliated with Yeshiva University. The Yeskri
Uni-
versity case did not involve the medical college.
" The record is silent as to whether there exis,
either as part of the
Medical Center's staff or as a separately employed group a corps of doc-
tors whose primary function is teaching. Similarly, while there i some
evidence regarding the staffs particiption in the training of interns and
residents, there is virtually none with respect to their dealings with medi-
cal students. The interns and residents number approximately 500, as do
the staff doctors who work at the Medical Center at least half time.
Thus, if each of these staff doctors participated in the training of the in-
terns and residents, the teaching ratio would be I-to-1.
571
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
labels "managerial" consists, inter alia, of inter-
viewing prospective interns and residents, evaluat-
ing their performance, and participating in the for-
mulation of their curriculum. But such functions
are not necessarily managerial. Yeshiva, supra at
690-691, fn. 31.16 Moreover, while the Medical
Center treats these functions as typical of the re-
sponsibilities of all staff doctors, the record indi-
cates that they are performed by committees or by
unnamed individuals. It does not provide a basis
for finding that all staff doctors perform such func-
tions, or that any identifiable individuals perform
them regularly. Further, as noted earlier, the aca-
demic matters with which these activities deal do
not constitute the basic "business" of the Medical
Center, which is to provide health care.
The Medical Center also relies on the staff's par-
ticipation in interviewing candidates for permanent
staff positions, recommendations as to the purchase
of new equipment, a consensus decision within the
department of medicine to "encourage affiliation"
with another hospital, and the adoption of medical
(or dental) policy at staff meetings. While these
matters lie closer to the core of the Medical Cen-
ter's operations, they do not necessarily fall outside
the professional duties primarily incident to patient
care. Moreover, there is insufficient evidence in the
record with respect to most of these staff activities
to attribute them either to the entire staff or to spe-
cific individuals.1 7 Many of the staff's purported
managerial functions are performed by various
committees within the departments. Yet, not all
staff doctors are on the committees which perform
such functions. In addition, many doctors are not
on any departmental committee.
We cannot find, on the facts in this case, that the
alleged managerial participation on which the
Medical Center relies-if managerial and not pro-
fessional-so aligns the staff doctors with manage-
ment or places them sufficiently within the man-
agerial structure as to warrant their exclusion. See
Yeshiva, supra at 682-683.
Scope of Unit
This is the third Board proceeding in which the
Medical Center and this Petitioner have litigated
the appropriateness of bargaining units. In the earli-
est proceeding, the Petitioner sought and the Board
' See also New York University, 221 NLRB 1145, 1156 (1975).
" We recognize that, in Yeshiva, the Supreme Court resolved the un-
certainty as to the possible nonmanagerial status of some faculty members
by concluding that it would not draw the line between those who were
managerial and those who were not, because "it is clear that the unit ap-
proved by the Board was far too broad" (id at 691, fn. 31), and left this
line drawing to the Board. However, we do not believe the Court intend-
ed to preclude the Board from requiring the party seeking to exclude
either a whole class of employees or particular individuals as managerial
to come forward with the evidence necessary to establish such exclusion.
found appropriate a unit limited to the doctors em-
ployed at one of the Medical Center's satellite
facilities, a neighborhood clinic called the Martin
Luther King, Jr., Health Center.' 8 The Medical
Center argued then that only a unit encompassing,
with certain exceptions, all of its facilities, includ-
ing the Martin Luther King, Jr., Health Center and
other satellite ambulatory care facilities, was appro-
priate. 9 In the second proceeding, before the
Board's Region 2, the Petitioner sought a unit lim-
ited to NCB. The Medical Center contended that
the appropriate unit was an employerwide unit, in-
cluding satellite ambulatory care facilities. The Re-
gional Director, relying most heavily on the close
ties between NCB and Montefiore Hospital, held
that a unit confined to NCB was inappropriate and
dismissed the petition.2 0
In the instant proceeding the Petitioner seeks a
single unit comprising NCB and Montefiore Hospi-
tal (the West Campus) plus certain satellite facili-
ties,2' excluding the East Campus. The Petitioner is
willing to proceed to an election, however, in any
unit the Board finds appropriate. The Medical
Center continues to argue that any appropriate unit
must include both the West and East Campuses,
but now contends that it would be inappropriate to
include any of the satellite facilities.
There may be valid reasons, of course, for par-
ties to change their positions with respect to the
appropriateness of units, and we attach no stigma
to any seeming inconsistency. As is not uncommon,
both parties have taken a pragmatic approach to
the unit question. The question, of course, is to
what extent each pragmatic solution is also a prin-
cipled one.
There is no history of bargaining for the employ-
ees sought herein. The Medical Center has a col-
lective-bargaining agreement with District 1199,
National Union of Hospital and Health Care Em-
ployees, RWDSU, AFL-CIO, which encompasses
all of its employees at all its facilities in various
units of service and maintenance, technical, and
professional employees. The Medical Center also
has contracts with the American Physical Thera-
pist Association and a local of the Committee of
Interns and Residents, which are Medical Center-
wide in their coverage. In addition, the Medical
Center has three contracts with the New York
State Nurses Association: one covering the regis-
"' Montefiore Hospital and Medical Center, 235 NLRB 241 (1978). That
clinic is apparently no longer part of the Medical Center.
'o The Board did not find that such a unit would have been inappropri-
ate.
"Case 2-RC-18438 (1979) (unreported in Board volumes).
" The parties agree on the exclusion of certain satellite facilities. One
of them, Rikers Island Health Service, the subject of the consolidated
Case 2-RC-18629, is discussed infra.
572
MONTEFIORE HOSPITAL AND MEDICAL CENTER
tered nurses employed at NCB, one covering those
at Rikers Island, and one encompassing the remain-
der of the registered nurses employed by the Medi-
cal Center. The contents and duration of the
nurses' contracts are the same, and they are negoti-
ated simultaneously.
It appears that over 300 doctors are employed
by the Medical Center on the West Campus. NCB
is administered and staffed by the Medical Center
pursuant to an "affiliation" contract with the city
of New York. The Medical Center also operates
the hospital of the Albert Einstein College of
Medicine, at 1325 Eastchester Road, Bronx, New
York, and supplies personnel to provide certain
services at the Bronx Municipal Hospital Center lo-
cated nearby, pursuant to agreements with Yeshiva
University. These two facilities are situated about 4
miles from the West Campus and are referred to as
the East Campus. In addition to the two main cam-
puses, the Medical Center employs doctors at sev-
eral smaller
facilities, geographically
separated
from either campus, some of which are involved in
these proceedings.
As a result of the Medical Center's administra-
tive centralization, all of the doctors in its employ
are subject to the same labor relations and person-
nel policies and benefits. Grievance handling and
hiring procedures are virtually uniform regardless
of the facility at which these individuals perform
their duties, with one exception, doctors are paid
from the same payroll. The exception is NCB, a
municipal hospital, which has a separate payroll
from which doctors are paid for the time spent
working there. However, many doctors who re-
ceive paychecks exclusively from the centralized
payroll work a substantial amount of time at NCB,
which reimburses the Medical Center for such
services. Similarly, employees may receive NCB
paychecks for time not spent at that facility be-
cause job duties required their presence elsewhere,
and NCB is appropriately reimbursed when this
occurs.
Each party argues for a unit which is neither em-
ployerwide nor limited to a single location or fa-
cility, but which is different from the unit the other
party urges. Neither of the parties' primary unit
configurations, however, is presumptively appro-
priate. The Petitioner, as noted, is willing to pro-
ceed to electionin any appropriate unit. It is desir-
able to establish a base point from which to exam-
ine the respective unit configurations urged by
each. An employerwide unit is presumptively ap-
propriate, 22 and such units are, in fact, the first
" Libbey-Oens-Ford Glass Company, 169 NLRB 126, 127 (1968).
ones delineated as appropriate in Section 9(b) of
the Act, upon which the Board's authority to es-
tablish collective-bargaining units rests.2 We deem
it useful, therefore, to examine the respective units
the parties contend are appropriate in relation to
such a presumptively appropriate unit in order to
gain perspective on the parties' contentions and on
the ultimate issue of the appropriate unit here. 24
We examine first the validity of the Medical
Center's contention that the satellite clinics the Pe-
titioner seeks to include should be excluded from
any unit contemplated here. At issue are two satel-
lite clinics, the Comprehensive Health Care Center
(CHCC) and the Neighborhood
Family Care
Center (NFCC), located approximately 7 and 5
miles, respectively, from Montefiore Hospital. Both
operate under employerwide labor policies, includ-
ing uniform salary guidelines. CHCC is a family
care clinic funded partly from Federal sources and
administered by the Medical Center under the ju-
risdiction of its deputy director for ambulatory
care.'Z CHCC has its own director on location. He
is employed by the Medical Center and is a physi-
cian as well as an administrator. There are approxi-
mately eight other physicians (six pediatricians and
two internists) and two dentists. The director se-
lects physician candidates and recommends their
hire to the Medical Center's deputy director for
ambulatory care and, in the case of pediatric candi-
dates, also to the chairman of the department of pe-
diatrics at the Medical Center. These individuals
interview the recommended candidates and regu-
larly approve the hiring of those recommended by
the CHCC director. The record does not show
how CHCC dentists are hired. The CHCC director
administers its day-to-day operations under the
general supervision of the deputy director for am-
bulatory care. A Medical Center associate director
assists as a liaison between CHCC and the Medical
Center and monitors the participation of the Medi-
cal Center in the grants that help to fund CHCC.
CHCC pediatricians regularly attend or conduct
rounds at Montefiore Hospital.
NFCC is a community mental health clinic, ad-
ministered pursuant to a contract between the
I Western Electric Company, Inc, 98 NLRB 1018, 1032 (1952). See also
Mercy Hospital of Sacramento Inc, supra
" This analytical method does not, of counre, signal an abandonment of
the fundamental proposition that there may be more than one appropriate
way of combining employees into groups for bargaining purposes. Here,
we choose to analyze the unusual and perhap unique unit configuratons
sought by the respective parties with the aid of a model. We choose the
employerwide unit as a model because it is a basic unit recognized by the
Board since its earliest days and because, as compared to the most likely
alternative presumptively appropriate unit model, the single-location unit,
it more closely resembles the respective units contended for here.
" It is similar to the Martin Luther King, Jr., Health Center, the sub-
ject of our 1978 decision, as the latter then existed.
573
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Medical Center and the city of New York. Its
medical staff consists of approximately eight psy-
chiatrists who, technically, are part of the Monte-
fiore Hospital department of psychiatry, and two
pediatricians. The medical director of NFCC is a
psychiatrist who is responsible to his department
chairman, although the extent of the chairman's in-
volvement in the NFCC program is unclear. Ad-
ministrative responsibility for the NFCC lies in
part with the Medical Center's administrator of the
NCB affiliation, presumably reflecting some con-
nection between the services rendered by the
Medical Center at NCB and those rendered at the
NFCC mental health clinic. Subject to whatever
restraints these organizational ties connote, the
NFCC medical director administers the clinic,
making effective recommendations with respect to
hiring and professional evaluations.
We find it appropriate to include both of these
satellite facilities in a unit encompassing other
Medical Center facilities. The ties of CHCC to
Montefiore Hospital give at least the CHCC pedia-
tricians more than a sufficient community of inter-
est with other Medical Center physicians to war-
rant their inclusion. While the ties between the
Medical Center doctors and the few remaining
CHCC physicians and dentists are less clearly de-
lineated, the latter work under the same labor poli-
cies and salary guidelines, and do not appear to be
so lacking in the shared community of interests as
to warrant their being relegated to a separate, iso-
lated bargaining unit. The record as to NFCC pre-
sents a picture lacking somewhat in clarity and
detail. The physicians there may have a separate
community of interests that is at least as significant
as any community of interests they share with
other Medical Center physicians. However, like the
CHCC doctors, they appear to be subject to the
Medical Center's uniform labor and salary policies
and, in the absence of anything persuasively negat-
ing their shared community of interests, are, as the
Petitioner urges, appropriately includable in a mul-
tilocation unit of Medical Center doctors.26
Like the relationship between the West Campus
and the satellite facilities, the relationship between
the West Campus and the East Campus has ele-
ments which pull both ways insofar as separateness
" Cf. City Electric. Inc, 225 NLRB 325 (1976); Cardinal Timothy Man-
nin& Roman Catholic Archbiop of the Archdiocese of Los Angele. a Car-
poration Sol
aet aL, 223 NLRB 1218, 1221 (1976); Kaiser Foundation
Health Plea of Oregon, 225 NLRB 409 (1976). In Kaiser, a majority of the
Board held that under the facts presented there, somewhat similar to
those in the instant case, the outpatient mental health clinic did not con-
stitute an appropriate unit separate from the employer's other facilities.
While Members Fanning and Jenkins dissented in that case and would
have found the petitioned-for separate unit appropriate, they did not find
an overall unit inappropriate there and similarly do not in the instant
cae.
or integration of bargaining is indicated. Only here
the question is not whether an integrated unit is ap-
propriate but whether a unit excluding the East
Campus, as the Petitioner seeks as its first choice, is
inappropriate. Notwithstanding that there could be
more than one appropriate unit, we find that the
Petitioner's primary requested unit is inappropriate.
As the Petitioner concedes, there is a sufficiently
shared community of interests between the doctors
on the two campuses to make an overall unit an
appropriate unit, and we need not dwell on each of
the factors justifying such a finding.2 7 Rather, we
shall focus on the sufficiency of the factors favor-
ing exclusion of the East Campus. The entire set of
relationships is so multifaceted, however, that none
of these factors can be evaluated singly; only by
analyzing them within the framework of the total
degree of interconnection among the Medical Cen-
ter's facilities can the solution emerge.
Thus, a moderate geographical separation of ap-
proximately 4 miles, with an estimated driving time
of 15-20 minutes, is, at first blush, a factor of some
importance favoring separation. However, a shuttle
service is provided, indicating at least the opportu-
nity for convenient temporary interchange on a
very short-term basis. The evidence of actual inter-
change among the doctors defies generalization.
There is a moderate amount of temporary inter-
change-professional obligations on both campus-
es-among doctors in the unified departments, as
opposed to those in the nonunified departments,
whose visits to the opposite campus are, on the
average, much less frequent. However, even within
the unified departments, notably in surgery, for
which department the record is most complete,
there is a great deal of variation among the doctors
with respect to time-splitting between campuses,
and somewhat less than half of the surgeons appear
to have regular intercampus duties. In some of the
unified departments regular meetings and other ac-
tivities such as grand (i.e., conference or teaching)
rounds include doctors from both campuses. In
summary, interchange, while far from being a uni-
form condition of employment, is a factor which
affects a substantial number of the doctors.
The existence of unified and nonunified depart-
ments injects a complicating factor for, despite the
centralization of authority with respect to overall
administration of the Medical Center, including
labor relations, to some degree the day-to-day
policy is only departmentwide. Part of this policy
"t They include, in varying degrees of persuasivenes,
the presumptive
appropriateness of an overall unit, centralized administration including
labor-related matters, similarity of skills, employerwide bargaining history
for other employees, and interchange as discussed below. See Mercy Has-
pita/s of Sacramenta Inc, 217 NLRB 765 (1975).
574
MONTEFIORE HOSPITAL AND MEDICAL CENTER
might be considered purely a matter of professional
import. Yet, another part occupies ground near the
border where professional and employee interests
meet, and the degree of uniformity or nonunifor-
mity as between the campuses has some signifi-
cance. Here, because we treat the issue of whether
all the West Campus doctors have a sufficient sepa-
rate community of interest, the fact that a substan-
tial number of them belong to unified departments
in which day-to-day policy is predominantly inter-
campus in scope diminishes the separateness of in-
terests.
Taking the record as a whole, it would be diffi-
cult to say that the West Campus doctors have a
closer community of interests with the doctors at
satellite clinics CHCC and NFCC than they do
with the East Campus doctors. The opposite seems
more likely to be the case. Thus, the interests of
the West Campus doctors and the satellite doctors
are not "sufficiently distinct from those of other
employees to warrant the establishment of a sepa-
rate unit." Newton-Wellesley Hospital, 250 NLRB
409, 411 (1980).28 Such a unit configuration, en-
compassing a selective combination of facilities, is,
in this instance, inappropriate. Cf. Norrwock Shoe,
Division of Scoa Industries, Inc., 209 NLRB 843
(1974); Marriott In-Flite Services, a Division of Mar-
riott Corporation, 192 NLRB 379, 380 (1971). We
find that the only appropriate unit encompassing
more than one facility is one that includes all the
facilities either party would include. That unit con-
sists of the West and East Campuses, CFCC, and
NFCC.
Composition of Unit
The Petitioner seeks to include, in any unit found
appropriate in Case 2-RC-18594, all doctors em-
ployed half time or more at facilities within the
unit. Full-time employment ranges upward from 40
hours per week. The Medical Center would in-
clude all doctors who are employed 19 hours or
more per week. There is no evidence of the
number of doctors, if any, who work at least 19
hours but less than half time. In any event, there is
no basis in the record for a finding that any such
doctors have a sufficient community of interest sep-
arate from the doctors employed half time or more
as to warrant their exclusion. Cf. Mount Sinai Hos-
pital, 233 NLRB 507 (1977).29 Accordingly, we
" See also Yak University, 184 NLRB 860, 862 (1970); Cornell Universi-
ty, 183 NLRB 329, 335-336 (1970).
" On the other hand, nothing in the record indicates that the parties'
agreement to exclude doctors employed fewer hours per week violates
any express statutory provisions nor established Board policies, and we
shall not override that agreement on "community of interest" grounds.
See White Cloud Products Inc, 214 NLRB 516 (1974).
shall include all doctors employed 19 hours or
more per week.
Rikers Island Health Service
Rikers Island, located between the boroughs of
Bronx and Queens in New York City, is the site of
a number of the city's correctional institutions. To
provide medical services for the approximately
5,000 inmates of these institutions, the city con-
tracts with the Medical Center for the operation of
the Rikers Island Health Service (herein the Serv-
ice). The Service provides routine physical exami-
nations to every admittee, a sick call clinic similar
to those provided in the military service, several
specialty clinics, an alcohol and drug detoxification
program, and 24-hour emergency care. The Serv-
ice is staffed, inter alia, by Medical Center employ-
ees, including physicians, so and is administered by
an administrator and a medical director, both
Medical Center employees. The medical director
determines, within the budget limitations imposed
by the contract, the number of physicians to be
employed. He hires them, determines their starting
salary and merit increases, evaluates them, and han-
dles their grievances. The full-time physicians re-
ceive fringe benefits, including vacations, similar to
those received by other Medical Center physicians.
There is no bargaining history for the Service phy-
sicians, but registered nurses, LPNs, and other
technical and clerical employees of the Service
have been represented for a number of years by
labor organizations which bargain with the Medi-
cal Center over their terms and conditions of em-
ployment. 3 1
We need not pause long over the Medical Cen-
ter's contention that the Service shares the political
subdivision exemption of the city of New York
pursuant to Section 2(2) of the Act. In spite of cer-
tain limitations imposed by the city, it is apparent,
both from the authority exercised by the medical
director and the history of bargaining with respect
to other employees, that the Medical Center retains
sufficient control over the terms and conditions of
employment of those employed at the Service to be
capable of effective bargaining. Therefore, we shall
assert jurisdiction over the Medical Center's oper-
ation at the Service. See National Transportation
Service, Inc., 240 NLRB 565 (1979).32
"There are no dentists at this facility.
" In Montefiore Hospial and Medical Center, Case 2-RC-18512 (1980)
(unreported in Board volumes), the Board certified the New York State
Nurses Association as the representative of the registered nurses em-
ployed at the Service.
" In agreeing to assert jurisdiction over the Medical Center's oper-
ations at Rikers Island, Chairman van de Water does not rely on the
tionale or conclusions reached in National Transportation Servrie Inc.
Continued
575
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
The parties agree that any bargaining unit of the
Service physicians should be separate from the unit
in Case 2-RC-18594, which we have found above
to encompass a multilocation grouping. The ques-
tion that remains, therefore, is the composition of
the Service unit. The parties differ on whether cer-
tain physicians should be included as regular part-
time employees. There are approximately 12 full-
time physicians, paid on a salary basis and receiv-
ing the full range of fringe benefits, and one part-
time physician receiving salary and benefits on a
pro rata basis. Neither party questions their inclu-
sion. The Petitioner would also include, and the
Medical Center would exclude, approximately 30
other physicians who regularly work weekly shifts
of either 16 or 8 hours, performing physical exami-
nations and providing emergency care during hours
when the sick call facility and the specialty clinics
are closed. 33 These part-time physicians, who typi-
cally work elsewhere as hospital residents, are paid
on an hourly basis and receive no fringe benefits.
The Medical Center's contention that these part-
time physicians should be excluded is based on
their possession of a separate community of interest
because they are hourly paid, receive no fringe
benefits, have no contact with the full-time physi-
cians, and hold other full-time jobs. In other cir-
cumstances, these facts might support a finding of a
sufficient separate community of interests to war-
rant separate representation should a labor organi-
zation seek to represent them separately. Even
then, we would have to be mindful of the legisla-
supra. He notes the prior bargaining history for registered nurses, LPNs,
and technical and clerical employees for a number of years by labor or-
ganizations and that the medical services performed here are more sus-
ceptible to a subcontracting than more essential city services like fire and
police.
s There is, further, an additional group of physicians employed at the
Service with less regularity. The parties agree that they are casual em-
ployees and should be excluded.
tive concern over proliferation of bargaining units
in the health care industry. In any event, the facts
on which the Medical Center relies do not negate
the common community of interests these regular
part-time employees share with their professional
colleagues.3 4 Accordingly, we find that a unit of all
full-time and regular part-time physicians employed
by the Medical Center at the Rikers Island Health
Service is an appropriate unit.
We therefore find the following units appropriate
for the purposes of collective bargaining within the
meaning of Section 9(b) of the Act:
In Case 2-RC-18594:35 All physicians and
dentists regularly employed 19 hours or more
per week by the Employer on its West and
East Campuses in the Borough of the Bronx,
New York, New York, and at the Comprehen-
sive Health Care Center, 230 East 102nd
Street, New York, New York, and the Neigh-
borhood Family Care Center, 168th Street and
Gerard Avenue, Bronx, New York, excluding
guards and supervisors as defined in the Act.
In Case 2-RC-18629: All regular full-time
and part-time physicians employed by the Em-
ployer at the Rikers Island Health Service,
Rikers Island, New York, New York, exclud-
ing guards and supervisors as defined in the
Act.
[Direction of Elections and Excelsior footnote
omitted from publication.]
34 Although they do not work with the full-time physicians, and in
some cases work in different buildings, they work alongside the same
corps of nurses with which the full-time doctors work and which is rep-
resented on a Service-wide basis.
S' As the unit found appropriate herein is larger than the unit request-
ed, the Petitioner is accorded a period of 10 days in which to submit the
requisite showing of interest to support an election herein.
576