231 NLRB 1058
Harris-Teeter Super Markets, Inc.
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Harris-Teeter Super Markets, Inc. and Local 525,
Meat, Food and Allied Workers Union, Amalga-
mated Meat Cutters & Butcher Workmen of North
America, AFL-CIO. Cases 11-CA-308 and 11-
CA-6542
August 31, 1977
DECISION AND ORDER
BY MEMBERS JENKINS, MURPHY, AND
WALTHER
On February 23, 1977, Administrative Law Judge
Henry L. Jalette issued the attached Decision in this
proceeding. Thereafter, Respondent filed exceptions
and a supporting brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the record and the
attached Decision in light of the exceptions and brief
and has decided to affirm the rulings, findings,' and
conclusions of the Administrative Law Judge, to
modify his remedy,2 and to adopt his recommended
Order.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the recommend-
ed Order of the Administrative Law Judge and
hereby orders that the Respondent, Harris-Teeter
Super Markets, Inc., Charlotte, North Carolina, its
officers, agents, successors, and assigns, shall take the
action set forth in the Administrative Law Judge's
recommended Order.
The Respondent has excepted to certain credibility findings made by
the Administrative Law Judge. It is the Board's established policy not to
overrule an Administrative Law Judge's resolutions with respect to
credibility unless the clear preponderance of all of the relevant evidence
convinces us that the resolutions are incorrect. Standard Dry Wall Products,
Inc., 91 NLRB 544 (1950), enfd. 188 F.2d 362 (C.A. 3, 1951). We have
carefully examined the record and find no basis for reversing his findings.
2 In accordance with our decision in Florida Steel Corporation, 231
NLRB 651 (1977), we shall apply the current 7-percent rate for periods prior
to August 25. 1977, in which the "adjusted prime interest rate" as used by
the Internal Revenue Service in calculating interest on tax payments was at
least 7 percent.
DECISION
STATEMENT OF THE CASE
HENRY L. JALETIT,
Administrative Law Judge: This
consolidated proceeding involves allegations that the
above-named Respondent violated Section 8(a)(1) and (3)
of the Act by discharging three employees, Section 8(a)(1),
(3), and (4) by discharging another employee, and Section
8(a)(1) of the Act by various acts of interference, restraint,
and coercion. The proceeding was initiated by a charge
filed by the above-named Union in Case 11 -CA-6308 on
October 23, 1975.1 The charge was amended on December
I I and complaint issued on February 23, 1976. On March 9
and 10, 1976, hearing was held in Charlotte, North
Carolina, at which time it was adjourned to permit General
Counsel to seek enforcement of a subpoena ad lestificandum
which had been served on a witness who had failed to
appear. During the adjournment, pursuant to a charge filed
by the above-captioned Union in Case I I-CA-6542 on
April 22, 1976, and amended on May 18, 1976, a complaint
issued on May 21, 1976, containing the 8(a)(1), (3), and (4)
allegations. Thereafter, General Counsel moved to consoli-
date the cases and the motion was granted by order dated
June II11,
1976. On June 29 and 30 and July 1, 1976, further
hearing was held in Charlotte, North Carolina.
Upon the entire record,2 including my observation of the
witnesses, and upon consideration of the brief filed by
General Counsel, I hereby make the following:
FINDINGS OF FACT
1. THE FACTUAL SETTING
Respondent is engaged in the retail sale of groceries,
meats, and other goods in the States of North and South
Carolina.3 Its general office and central warehouse are
located in Charlotte, North Carolina. This proceeding
involves the warehouse facility only where Respondent
employs about 250 employees.
James Lawrence, union organizer, testified credibly that
the Union began talking to employees of Respondent
about union representation in December 1974. In February
1975, house calls were made. In March, he met James
Wright, one of the alleged discriminatees herein, and
thereafter Wright assisted him in the attempt to sign up
employees. Thereafter, union meetings were held at the
Ramada Inn in Charlotte on May 31, June 14, July 12,
August 9, and September 20. At the May 31 meeting, an
organizing committee was formed with James Wright as
general chairman, and alleged discriminatees Jerome Little
and Jimmie Martin as cochairmen.
On October 6, Jimmie Martin was discharged; on
October 10, Jerome Little was discharged; on October 16,
James Wright was discharged.
Unless otherwise indicated, all dates hereinafter are in 1975.
2 Certain errors in the transcript have been noted and are hereby
corrected.
3 Jurisdiction is not in issue. I find that Respondent meets the Board's
direct outflow and retail outlet standards for the assertion ofjurisdiction.
231 NLRB No. 177
1058
HARRIS-TEETER SUPER MARKETS
Earl Nixon testified on behalf of General Counsel at the
hearing on March
10,
1976. On April
15,
he was
discharged.
11. THE ALLEGED UNFAIR LABOR PRACTICES
A.
The Alleged Interference, Restraint, and
Coercion
I.
Jack Turner
Turner is employed by Respondent as a dispatcher. He is
not alleged to be a supervisor, but is alleged to be an agent
of Respondent with regard to the promise of a pay raise to
one Robert Roberts, a quondam driver of Respondent.
Roberts was employed by Respondent in June 1974. He
testified that in the spring of 1975 he asked Turner about
his not having received a pay raise which he claimed had
been promised to him. Roberts told Turner that the
Company was headed for trouble because the men were
talking union. He told Turner he would hate to see a union
get in because of unfair treatment he had suffered at a
union's hands some time earlier when employed elsewhere.
Turner remarked "you mean the men were actually
talking about organizing a union?," and Roberts told him
yes, they were fed up with conditions and so was he. The
conversation ended, but shortly thereafter Turner ap-
proached Roberts to ask for some names (presumably of
employees involved in the organizational activity). Roberts
refused to supply any.
Two days later, Turner approached Roberts and gave
him a slip of paper notifying him of a 15-cent-per-hour
merit raise. Turner said, "now this should be proof enough
that if you will go along with us that we will go along with
you."
Roberts answered by pointing out that the raise was only
for 15 cents, that he had been promised $4.50 after 6
months employment and the 15 cents only brought him to
$4.40. He asked for the other dime and Turner told him to
hold on, that he would get it. "Just remember, just go along
on the union deal and we will take care of you" and "you
will get your raise always to the top .... "
The remarks of Turner are alleged to constitute an
unlawful promise of future pay raises if Roberts reported
union activities to the Company. The testimony of Roberts
was uncontradicted and I have no reason not to give
credence to it. Although I am not persuaded that Robert's
testimony supports a finding that future raises were
promised to him if he reported union activities, his
testimony that future raises were promised to him if he
went "along on the union deal" supports a finding that
future raises were promised if he refrained from supporting
the organizational activities of the other employees. Such a
promise is unlawful. The only issue in the matter is whether
Respondent is responsible for Turner's remarks inasmuch
as he was not a supervisor.
An employer may, in appropriate circumstances, be held
accountable for the statements of nonsupervisors. 4 In the
instant case, I find that Turner had apparent authority to
make the statements he did and that they are imputable to
N.L.R.B '. Da rton Morels. Inc., db ,a Holidav Inn of Dayton. 474 F.2d
328 ((.A. 6, 1973): Owens-(orning Fiberglas (Corporatrion. 185 NLRB 75
Respondent. Thus, 2 days after registering a complaint
about wage rates to Turner, Roberts was given a 15-cent
raise, and it was Turner who was assigned the task of
notifying him of the raise. In the past, Roberts' supervisor,
Dan Price, had notified him of wage increases. Moreover,
Price admitted in connection with other issues discussed
herein that he had told the dispatchers that there was union
talk going on and if they heard anything to notify him.
Under the circumstances and given the nature of Roberts'
first conversation with Turner and the subsequent se-
quence of events, the finding is warranted that Turner's
remarks are attributable to Respondent and that Respon-
dent thereby violated Section 8(a)(l) of the Act.
The wage increase given to Roberts spawned another
allegation of 8(aXl) conduct; namely, that the wage
increase was an attempt to bribe Roberts to induce him to
report union activities to Respondent. I see no purpose in
characterizing Respondent's conduct in this matter in those
terms. Nothing said by Turner in notifying Roberts of the
raise suggested that the raise was to induce him to report
union activities to the Company, and although Price
interrogated Roberts shortly thereafter and solicited him to
supply information (as discussed hereinafter) Price never
mentioned the raise. Accordingly, as with the promise of
Turner described above, I conclude that the granting of the
increase, if unlawful, was so because it was intended to
induce Roberts from supporting the organizational activi-
ties of his fellow employees.
Initially, it should be noted that if Roberts is credited,
Price was aware of Roberts' conversation with Turner,
because, according to Roberts, 2 or 3 days after Turner
notified him of the raise, Price approached him at a store
where he was making a delivery and initiated a conversa-
tion with the remark "You say we have got troubles." The
only inference that can be drawn from this remark is that
Turner had reported his conversation with Roberts to
Price. Price denied approaching Roberts or questioning
him, but I do not credit him. Too much of his testimony is
in conflict with that of other witnesses who had no motive
to lie and too much of it is implausible.
As to the very issue of the raise, the explanation offered
by Price and his supervisor, Director of Distribution
William Mitchell, simply did not withstand analysis.
According to them, the raise was as a result of Roberts'
complaint to Mitchell over Respondent's failure to raise
him to top rate in 6 months. However, in descnbing their
actions in this matter, both Price and Mitchell were
indefinite about relevant dates (so was Roberts, but
Respondent had records it could rely on to confirm dates).
Neither offered a reasonable explanation for granting
Roberts a 15-cent raise when he had received a 15-cent
raise less than a month earlier (according to Roberts'
uncontradicted testimony). Moreover, the asserted reason
for the raise was to bring Roberts to top rate of $4.50 per
hour and the fact of the matter is that he was only raised to
$4.40 per hour.
In these circumstances, I do not credit Price and
Mitchell, and on the basis of the credited testimony of
Roberts regarding his conversations with Turner and the
(1970): Smith's Transfer Corporation of Staunton, I irginia, 162 NLRB 143.
157(19661.
1059
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
timing of the raise, I find that the raise was granted to
discourage union activity and that it was therefore violative
of Section 8(a)( I) of the Act.5
2.
Dan Price
The complaint alleges 8 varieties of interference, re-
straint, and coercion by Dan Price on 27 occasions. I see
no useful purpose in enumerating the varieties. All the
allegations concern Price's conduct toward Roberts and
one Gary Martin and can best be disposed of by setting
forth the testimony of each.
a. Robert Roberts
I have adverted briefly to testimony of Roberts respect-
ing conduct of Dan Price. To state it more fully, according
to Roberts, 2 or 3 days after notification of his raise, while
making a delivery at a store some 5 miles from the
warehouse, he was met by Price who took him off the job
and drove to an area away from the store where they talked
about the organizational activities. The conversation began
with Price's remark "You say we have got troubles?"
Roberts affirmed they had, that the men were dissatisfied.
He expressed a dislike of seeing a union come in and
offered to help. Price asked him if he knew any names or
which union it was and Roberts told him he did not. Price
asked him if he thought he could get any and Roberts said
probably, but he would not want to get anyone fired for
union activities. Price assured him that would not happen
and he told Roberts to get in touch with him if he found
out any names or the name of the union. Thereafter, Price
called Roberts at his home twice and spoke to him at work
on one or two occasions. Each time he would ask Roberts
if he had any names and when Roberts said no, he asked to
be kept informed.
The foregoing, if credited, would support findings of
unlawful interrogation and solicitation of an employee to
inform on the union activities of other employees. Roberts'
testimony was contradicted by Price who admitted to only
one conversation about union activities with Roberts and
who claimed Roberts approached him to give him
information. I do not credit Price. Apart from other
considerations, I note a striking similarity between Price's
conduct vis-a-vis Roberts and his conduct vis-a-vis Gary
Martin as described below. Accordingly, I find that Price
engaged in coercive interrogation and unlawful solicitation
of an employee to inform on the union activities of other
employees in violation of Section 8(a)(l) of the Act.
b. Gary Martin
Martin is employed by Respondent as a truckdriver and
Price is his supervisor. According to Martin, in late May he
had a conversation with Price in a conference room in
which Price asked him if he had heard that union cards
were being signed. Martin told him no and Price asked him
to see if he could find out who it was and if he did to call
him,
Sometime in June, Martin signed a union card at the
request of driver Jimmie Martin (no relation). Afterwards,
while on a delivery at a store in King's Mountain, North
Carolina, Martin called Price to tell him he had signed a
card and that Jimmie Martin was the solicitor. Price asked
him how many had signed and Martin told him 10 or 12.
After the conversation, as Martin was getting ready to
leave the store, Price appeared. He invited Martin to his
car where he asked him if he had seen the names on any of
the cards. The conversation concluded with the admoni-
tion that Martin call if anything else happened.
On June 17 or 18, Respondent's president, Roy Ashcraft,
spoke to employees about the Union's organizational
activities and afterwards Martin expressed fears to Price
that the employees would suspect him of telling the
Company about the Union. Price assured him not to worry
and told him to call if anything occurred.
On or about July 7, Martin received notice of a union
meeting scheduled for July 12. He telephoned Price to
inform him and Price asked him to bring the notice to him.
Martin did so the next working day. That same day
(whether at the time Martin gave him the notice or later is
not clear) Price asked Martin to do him a favor; namely, to
go to the meeting and to call afterwards to let him know
who was there and what took place. Martin attended the
meeting and called Price afterwards. He told Price what
had been discussed and Price asked him how many were
there, including how many drivers. Martin told him 15 to
16 employees, but only one driver besides himself, Jimmie
Martin. He also told Price he had some union cards and
Price asked to see them.
On July 14 or 15, Price met Martin at store 62 and they
had a conversation about the meeting and Martin gave him
some union cards. Price told Martin to call him if anything
else happened and told him "I'll look after you."
On July 23 or 24, Price returned the cards to Martin in
an envelope with a note to back off, not to get involved. On
August 5, Martin received notice of a union meeting
scheduled for August 9. He gave the notice to Price the
next day and on August 7 he asked Price if he wanted him
to attend the meeting. Price told him no, that he knew who
would be there.
The foregoing is based on Martin's testimony. If
credited, it supports a finding of unlawful interrogation
and solicitation of an employee to engage in surveillance of
and to report upon the union activities of employees. Price
admitted to five conversations about the Union with
Martin, four of which he claimed were initiated by Martin,
and one which he initiated solely to return the one union
card Martin had given him and to tell Martin to forget
about the whole matter. According to Price, in none of his
conversations did he interrogate Martin or solicit him to
obtain information for him.
In essence, Respondent's defense is that at all times
Martin was a volunteer of information and Price did
nothing to encourage him. I am inclined to believe that the
first meeting between Martin and Price was initiated by
Martin and would credit Price to that limited extent. I do
so, however, only because Martin did not testify how that
V I. L. R. B v. Erchange Parts Comparn'. 375 U.S. 405 (1964).
1060
HARRIS-TEETER SUPER MARKETS
first conversation came about and his entire course of
conduct reveals a willingness to supply information to
Price. That circumstance does not legitimize the conduct of
Price thereafter as described by Martin in interrogating
Martin and asking him to see if he could find out who was
getting cards signed, and his later interrogation and
solicitation to engage in surveillance. 6
As to the content of the conversations between Martin
and Price, the meetings at King's Mountain and Store No.
62, and the request that Martin attend the July 12 union
meeting and report to Price, I credit Martin. Martin was
still employed by Respondent at the time of the hearing
and I can see no motive for him to fabricate testimony
against his supervisor. Apart from that, Price's testimony
strains credulity. According to his own testimony, he told
the dispatchers (who are asserted to be employees) that
there was union talk going on and if they heard anything to
notify him or Mitchell. In addition, he testified that on
occasion Mitchell would ask him what he had found out.
Yet, despite these admissions, Price would have the trier of
fact believe that Martin was the initiator of all their
conversations, and that Price was, at most, a willing
listener. I cannot believe this.
Accordingly, I find that Price unlawfully interrogated
Martin about the union activities of employees and
unlawfully solicited Martin to engage in surveillance of the
union activities of employees and to report the results of his
surveillance to him and Respondent thereby violated
Section 8(a)(l) of the Act. I find nothing in Martin's
testimony sufficient to support additional 8(a)(1) findings.
3.
Bill Williams
Bill Williams is a supervisor. John Caddell is employed
as his assistant, a nonsupervisory position. Caddell testified
without contradiction that on April 12, as they were
walking to a car, Williams asked him if he knew of any talk
about the Union. Caddell told him no. Between that date
and April 26, while in the office, Williams asked Caddell
the same question four or five times, and each time Caddell
told him no. On April 26, when Caddell said no, Williams
rejoined that he believed Caddell knew more than he was
telling. He said he wanted to know if Caddell was involved
and anyone else in the warehouse. Caddell again answered
no. Caddell was called to the office 2 hours later and was
told by Williams that he was not doing a good job and if he
wanted to continue as leadman he had better do a better
job. An hour later, Caddell was called to the office again
and was interrogated again.
The foregoing interrogation is alleged to be unlawful. As
noted, Caddell's testimony was undenied and I can
perceive of no reason to discredit it. It seems too evident to
require exposition that repeated questioning of an employ-
ee about his union activities or that of other employees as
described above would tend to interfere with, restrain, and
coerce such employee in the exercise of rights guaranteed
by Section 7 of the Act in violation of Section 8(a)(1) of the
Act. I so find.
'i (ello-Tal
Companr.
143 NLRB 295 296 (1963); Murray Envelope
(*orporalion or Al.i.vsippi. 130 NLRB 1574. 1576-77 (1961).
4.
John Watson; Ben Tate
Watson and Tate are supervisors. They are alleged to
have violated Section 8(a)(1) of the Act by interrogating
employees regarding their participation in a Board pro-
ceeding. Employee Robert Sherer had been subpenaed by
the General Counsel to testify at the hearing on June 30
relative to the alleged discriminatory discharge of Earl
Nixon. Sherer testified that on June 28 he handed his
subpena to his supervisor, Charles Roscoe. Roscoe turned
it in to Supervisor Watson. Sherer testified that Watson
returned the subpena to him and asked him why Sherer
had it. Sherer replied to go to court. Watson asked him how
he got the subpena, and how they got his name, and what
was it all for. Sherer told him of speaking to counsel for
General Counsel about employees riding on equipment.
Watson remarked that Sherer did not work in the
transportation department and when Sherer said he did not
know how they got his name, Watson rejoined "yes, you
do."
Donald Mull and Eugene Nixon, two other employees
subpenaed by General Counsel, testified to questioning by
Watson similar to that described by Sherer.
Jessie Dunn, another employee subpenaed by General
Counsel, testified that on June 25, Tate walked up to him
and said he had heard that Dunn had to go to court. He
asked Dunn if he had been subpenaed. Dunn told him he
had.
The foregoing, in its essentials, is undenied and I credit
it. The position of Respondent, to the extent it can be
gleaned from the record, appears to be that the questioning
was not unlawful because it had the legitimate purpose of
finding out who would be absent from work in order to
make scheduled assignments to have a sufficient work
force. The record does not support such a position. Once
Respondent had been notified by the employees
in
question that they had been subpenaed, it knew all it
needed to know for the purpose of staffing its work force.
There was no need to question the employees. Moreover,
the questions asked by Watson and his remarks relative to
the knowledge or lack of knowledge of the employees
about riding on equipment demonstrate a purpose other
than filling work assignments. Considering the nature of
the questions and Watson's remarks, and the absence of
legitimate purpose, I find that the questioning by Watson
was violative of Section 8(aX I) of the Act.
I find no violation, however, by reason of Tate's conduct.
Inasmuch as other employees had been subpenaed,
Respondent had a legitimate interest in finding out how
many employees would be absent on June 30 because of
the hearing. Tate's inquiry was limited to such interest and
contained no remarks tending to coerce. True, Tate
prefaced his inquiry with the remark that he had heard that
Dunn had to go to court, a remark alleged to have created
an impression of surveillance. I find no merit to the
allegation. It does not appear that any secret was made of
the fact that some employees had been subpenaed and
while Tate's remark reflected that he had heard of Dunn's
subpena there was no reason to infer that he had learned of
1061
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
the subpena by unlawful surveillance. Accordingly, I shall
recommend dismissal of the allegations relative to Tate's
conduct.
5. Hugh Ashcraft
As noted earlier, Ashcraft is president of Respondent. It
is undisputed that on or about June 18 and September 18,
1975, Ashcraft spoke to groups of employees about the
Union's organizational campaign. The complaint alleges
that in the course of his speeches Ashcraft threatened
employees by telling them that efforts in support of the
Union would be futile, that the plant would be closed, and
that employees engaging in union activities would be
discharged.
There is a serious conflict in the testimony as to what
Ashcraft said in the course of his speeches, including
whether or not he read his remarks from prepared notes.
Ashcraft testified he read from prepared notes. None of
General Counsel's witnesses admit to this, but four of them
(Jimmie Martin, Gary Martin, Earl Nixon, and James
Wright) acknowledged he had papers in his hands. I am
persuaded that Ashcraft's testimony that he read from
notes is true and I credit it. There is no contention that any
statements in the prepared notes were unlawful and I find
no illegality therein.
The real question is whether Ashcraft deviated from the
prepared notes, and, if so, to what extent. I conclude that
Ashcraft did not deviate from the written notes in his
speeches in June and that he deviated therefrom in his
September talks but only to the extent to which he testified.
This conclusion is based on the testimony of Ashcraft
which I credit. Naively perhaps, I have difficulty believing
that an official in Ashcraft's position and with his
experience would obtain legal advice about what he could
say to his employees about a union's organizational
campaign and then proceed to ignore it to the extent
portrayed by General Counsel's witnesses. For example,
the prepared notes included the statement that it is "our
intention to oppose the Union and by every lawful and
proper means to prevent
it from coming into this
Company." At least one witness of General Counsel
admitted Ashcraft made that statement in the course of his
speech. While the fact such a statement was made does not
mean that Respondent confined its opposition to the
Union only to lawful and proper means, it is difficult to
believe that contemporaneous with the statement Ashcraft
said, as General Counsel's witnesses testified, that anybody
engaging in union activity would be fired immediately.
In short, I do not credit General Counsel's witnesses
relative to Ashcraft's speeches. I am persuaded that their
testimony represents their interpretation of the statements
made by Ashcraft of Respondent's opposition to the
Union, of the prohibitions against union activities during
worktime which interfered with the work of employees, and
of his reference to the fact that A & P had closed some of
its stores. For the foregoing reasons, as I find nothing
unlawful in the prepared notes or the deviations described
Dunlap testified that Martin did not offer to take a polygraph or if
Martin did he was not aware of it. Nor did he recall the police officer saying
by Ashcraft, I shall recommend dismissal of the complaint
allegations relative to Ashcraft.
B.
The Alleged Unlawful Discharges
1. Jimmie Martin
a.
The facts
Martin was employed by Respondent in 1953 and had
been working as a truckdriver since 1975. He signed a card
early in the organizational campaign, assisted the Union in
employee contacts, attended the union meetings, and was
elected cochairman of the organizing committee on May
31.
On October 6, Martin went to work at 3:15 a.m. After
punching in, he obtained the dispatch orders and went to
his truck and checked the load. After that was done, the
truck was sealed by the dispatcher and Martin left to make
deliveries to store 28 in Bennettsville, South Carolina. The
order he delivered was short two cases of packaged meats.
Nothing was said to Martin, as is normally the case, and he
proceeded to make another delivery.
At the end of the workday, at 1:45 p.m., accompanied by
employee Thomas Cureton, Martin walked over to his car
in the parking lot. Upon reaching his car, he noticed a case
of packaged meats (identical to the cases missing on his
delivery to store 28) on the rear seat of his car. Martin
called out to Cureton that someone had put something in
his car. At the time, there were guards in the parking lot
and Martin called one over. Martin pulled the case out of
his car, placed it on the hood, and told the guard that
someone had put it in his car. A call was made to the
guardhouse and Carl Dunlap, director of security, came
out to the parking lot.
On Dunlap's arrival, Martin told him that his car had not
been locked and someone had put the case of packaged
meats in his car. William Mitchell, director of distribution,
was called and he and three other supervisors came to the
scene. Mitchell asked what was going on and Martin told
him someone was trying to set him up. Mitchell asked
Martin where he had made deliveries and Martin told him
stores 28 and 49 and Mitchell noted that the case had a
store 28 sticker. He asked Martin if anyone had access to
his car and Martin said the car was not locked. Mitchell
asked him if he had told anyone to put something in his car
and Martin said no. Mitchell told him all the evidence
pointed to him. Martin denied guilt. Store 28 was called
and the shortage was verified.
At one point in time, a policeman arrived and the
situation was described to him. He advised Dunlap there
was insufficient evidence for the arrest of Martin. Martin
testified that he offered to take a lie detector test and the
police officer corroborated him. The police officer testified
he told Dunlap that if he wanted to he could go to a private
firm or to the police department to have a polygraph and
Dunlap told him he would take care of the matter with his
superior.7
From the parking lot, Martin went to Mitchell's office
where he was told he was suspended. The following day,
a test could be arranged. I give no credence to his testimony: rather. I credit
Martin and the police officer who had no reason to lie about the incident.
1062
HARRIS-TEETER SUPER MARKETS
Martin went to the office again where Mitchell told him the
investigation was not finished. Martin told Mitchell that
Mitchell knew he had not stolen the case that "you know
what it's all about, it's because I'm Union chairman."
Mitchell did not reply to this.
On October 7, the decision to terminate Martin was
made and he received notice on October 9.
b. Analysis and conclusions
The discharge of Martin, as well as the other discharges
discussed below, poses the issue of Respondent's motive for
the discharge. This is an issue which is always difficult,
because it requires a judgment of a person's state of mind
and seldom can be resolved on the basis of direct evidence
except such as is wholly self-serving. In nearly all cases, the
trier of fact must rely on circumstantial evidence and
"informed estimates concerning the springs of human
conduct." N.L.R.B. v. Hotel Conquistador, Inc., d/b/a Hotel
Tropicana, 398 F.2d 430, 435 (C.A. 9, 1968).
Certain elements of proof are common to all cases. Thus,
there must be a showing directly or indirectly of company
knowledge of the employee's union activity. In Martin's
case, such showing was made by Gary Martin's and
Supervisor Price's testimony. Another element is Respon-
dent's disposition toward its employees' exercise of Section
7 rights. In this case, the 8(a)(1) findings above and
Ashcraft's speeches, although not unlawful, demonstrate
an animus toward the Union which is entitled to weight in
determining motive.
One circumstance to be considered in evaluating motive
is the timing of the discharge. General Counsel argues that
the fact that Martin was discharged so shortly after the
Union's first distribution of leaflets at the plant on
September 17, when considered with the facts of Ashcraft's
speeches on September 18 and the discharges of two other
union leaders, is a circumstance supporting a finding of
discriminatory motive. The fact that two other union
leaders were discharged within days of Martin is a
circumstance which brings into serious question the
truthfulness of Respondent's defenses. Apart from that,
however, I am not persuaded that any significant weight
can be given to the timing of the discharge. In this
connection, I note that Ashcraft had given antiunion
speeches in June and Respondent knew of Martin's union
activities in June or July.
The critical circumstance in Martin's case is the asserted
reason for discharge; namely, the theft of a case of
packaged meats. This circumstance poses two issues: did
Martin in fact steal the product in question, and, if he did
not, did Respondent discharge him in the good-faith belief
that he had stolen it. As to the first issue, I find that Martin
did not steal the product, nor conspire with others to do so.
I base this finding on Martin's testimony which I credit,
plus the evidence of the security system maintained by
Respondent to guard against theft.
Respondent operates a security system which includes
the use of guards on a 24-hour basis, a system of cameras
scanning the area, and limited access to the parking lot
which required employees to pass by a guard office to get
to their cars. Thus, on the day the product was found in
Martin's car, his car was inaccessible to him except by
passing the guard office, and it is undisputed he could not
have carried the product past the guard office without
being observed. Hypothetically, he or an accomplice could
have gone behind the warehouse and thrown the product
over a fence into the parking area and retrieved it after
passing the guard's office. There is, of course, no evidence
of such a plot, and the risks of discovery appear to me to be
so great that I cannot believe Martin was involved in any
such plan.
Be that as it may, Respondent did discover that a case of
its product was in Martin's car, and it can assert that the
discharge of Martin was not unlawful even if he was not
guilty of stealing the product because it was motivated by a
good-faith belief that he was guilty. Such a defense has
merit unless the record indicates that Respondent did not
act in good faith.
In my judgment, a finding is warranted that Respondent
did not act in good faith, but rather that it seized upon the
fact that the product was found in Martin's car as a pretext
to discharge him because of his union activities. In the first
place, given Respondent's strict security system, I cannot
believe that it believed that Martin had stolen the case of
packaged meats and placed it on the rear seat of his car.
Any scenario for placing the case in Martin's car required
an accomplice. Yet, not only did Respondent conduct the
most superficial of investigations, but there is no indication
its investigation was aimed in any way at finding out who
the accomplice was. Yet, Respondent had a ready tool to
conduct such an investigation. It could have subjected
Martin to a polygraph test not only to determine his guilt,
but also to confirm any suspicions of an accomplice.
Despite Martin's offer to take a polygraph, Respondent did
nothing either to exonerate him or to discover, and thereby
eliminate, the method used to remove the case of packaged
meats from either the warehouse or Martin's truck to
Martin's car. Moreover, although an employee of 23 years,
Martin was never offered an opportunity to defend himself
such as by describing his whereabouts during that entire
day. Such conduct bespeaks a purpose to find a reason to
discharge Martin.
There is direct evidence that such was Respondent's
purpose. According to Robert Roberts, whom I credit, in
late August in a conversation with Price about Martin's
union activity, he asked Price what he was going to do and
Price said "I don't know-we will come up with some-
thing."
In short, the totality of the circumstances, including
Martin's many years of service, his prominence in the
organizational campaign, Respondent's animus and Price's
remark noted above, the existence of a security system
which militated against Martin's guilt, and the cursory and
superficial investigation of the matter and failure to
examine Martin, as well as other employees, or to accept
Martin's offer to take a polygraph, support an inference
and warrant the finding that the asserted reason for
discharge was false and was used as a pretext to discharge
Martin because of his union activities. I so find.
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DECISIONS OF NATIONAL LABOR RELATIONS BOARD
2.
Jerome Little
a.
The facts
Little was employed by Respondent in September 1959
and discharged October 10, 1975. From April 1974 to the
date of his discharge, he was employed as a forklift
operator in the meat department of the warehouse. Part of
his job consisted of restocking slots with merchandise. He
was under the supervision of Foreman John Crawley and
Supervisor Doug Jones at the time of his discharge.
On July 15, Supervisor Jones took Little to the office of
Assistant Director of Distribution Jim Jonas and discussed
with him instances of misrotation of stock. (The stock
handled by Little was perishable and dated. The stock with
the oldest date was to be slotted first.)
On September 22, Little was spoken to again about the
same problem and was given a 2-day suspension.
On October 10, Little was called in and terminated for
misrotation of stock on October 7.
b. Analysis and conclusions
In certain respects, the case of Little is more difficult to
resolve than was Martin's. The ultimate issue, the motive
for the discharge, is the same, but the facts are not as
readily ascertainable. For example, in Martin's case, it was
clear that Martin could not have stolen the case of
packaged meats and, for reasons given above, equally clear
Respondent could not have believed he had. In short, the
reason asserted for discharge was patently false. In Little's
case, whether or not he was guilty of poor work perfor-
mance as asserted is sharply disputed.
Apart from the foregoing, the cases of Little and Martin
are remarkably alike. Where Martin had been employed 23
years, Little had been employed 16 and was Respondent's
ninth most senior employee. Martin was a cochairman of
the organizing committee; so was Little. In Martin's case
there was direct evidence that Respondent knew of his
union activities; in Little's case, there is none, but
knowledge may be inferred from the record as a whole in
view of the substantial evidence that Respondent solicited
employees to engage in surveillance of union activities and
to report to supervisors what they learned, as described
earlier herein. Supervisor Doug Jones denied any knowl-
edge of Little's union activities, but I do not find him to be
a credible witness for reasons which will appear below.
As with Martin's case, the asserted reason for discharge
poses two issues: was Little guilty of poor work perfor-
mance, and, if so, was such poor work performance the real
reason for his discharge. As to the first issue, it is difficult
to glean from General Counsel's brief whether or not he
contends that Little did not make the mistakes with which
he was charged on July
15 and September 22. It is
noteworthy that the complaint does not allege that Little's
2-day suspension was unlawful. Moreover, Little did not
specifically deny making the mistakes; rather, the burden
of his testimony was that he really did not know what
mistakes he was charged with or how he could have made
so many. Under the circumstances, and inasmuch as I am
persuaded that Little's discharge was unlawfully motivated,
I will accept the assertion that Little made the mistakes
concerning which he had a conference on July 15 and
September 22.
Nevertheless, there are several reasons why I conclude
that Little's discharge was unlawfully motivated. Central to
that conclusion is my initial conclusion that Supervisor
Jones was not a credible witness. Several circumstances led
me to such a conclusion. First, despite a sharp conflict
between Jones and Little respecting the consultations in
Jonas' office, Jonas, who testified on other matters, was not
examined by Respondent about the consultations. Second,
despite the fact that Little had been performing the same
duties since April 1974, no credible explanation was
offered for Jones' checking of his work in mid-July 1975.
According to Jones, he started checking when mistakes
began showing up, but, in light of his meticulous documen-
tation of mistakes beginning July 14, it must be assumed
there were none prior thereto or written notations would
have been made. As none was produced, we are left with
no explanation for Jones' sudden interest in Little's work
performance.
Third, as noted earlier, Little's foreman was John
Crawley, yet, not only did he not testify about Little's job
performance, but, also, he was not even consulted regard-
ing Little's mistakes. Instead, somewhat strangely, the day-
shift foreman (Little worked on the night shift) was asked
to verify Little's mistakes. While the day-shift foreman
might have been more readily available for verification,
one can assume that if Jones were interested in improving
Little's work performance, he would have conferred with
Crawley at some point. There is no showing he ever did.
Fourth, there is the matter of the tardiness or sick call
forms. These were the forms used by Jones to record
Little's derelictions. They are obviously not intended for
that purpose; yet, Jones not only undertook to use that
form, but deemed it necessary to use one form for each
mistake found on the same date (Resp. Exh. 6(a) through
(d)) as though attempting to magnify the quantity of
Little's errors.
As a matter of fact, the entries on the tardiness or sick
call forms have persuaded me that they were used to build
up a case for the discharge of Little. From the outset, I was
puzzled by the notation on each one reflecting a financial
loss through spoilage because of Little's mistake. There is
no evidence in the record concerning how long a particular
item can be kept in storage before it spoils, yet every time
Little made a mistake it resulted in spoilage. Upon
analysis, I concluded this simply could not be true.
Respondent's Exhibit 6(a) purports to show the misrota-
tion of product dated July 24, instead of July 7 with a
resulting loss of $37.40. This mistake was found July 14.
The mistake must then have occurred no later than July 14.
If this was the case, and the product dated July 24 was
already in stock as of July 14, it had a shelf life of at least
10 days. It would appear to follow that the item misrotated
by Little dated July 7 was still saleable for at least 3 days
and spoilage could have been averted.
Perhaps my analysis of Respondent's Exhibit 6(a) is
wrong and there is an explanation for the spoilage. If so, it
was never made. However, it appears to me that there can
be no explanation for the entries on Respondent's Exhibit
26. That exhibit attributes to Little the misrotation of a
1064
HARRIS-TEETER SUPER MARKETS
pallet dated October 6, 1975, instead of a pallet dated
September 29,
1975, causing spoilage of $40. I am
persuaded
that could not be so. The mistake here
attributed to Little, if it occurred, occurred on the night of
October 7 or the early hours of October 8. According to
Jones' testimony, he discovered the mistake on October 8.
This was only hours after the mistake occurred. Why then
was there spoilage? Upon discovery of the mistake, Jones
could have directed someone on the day shift to correct the
mistake by substituting the September 29 pallet for the
October 6. That he did not do so and charged Little with
causing spoilage of $40 suggests that either the mistake
never happened, or that the mistake was deliberately
permitted to stand to afford a pretext to discharge Little.
When one analyzes Respondent's Exhibit 26, one is
disposed to credit Little's testimony that the document was
not shown to him on December 10 and that, as he testified,
neither Jonas nor Jones could identify what he had
misrotated. I credit Little in that regard and find he was
not guilty of poor work performance on the night of
December 7. In any event, even if he had made the
mistake, it is abundantly clear that it could not have caused
the spoilage referred to.
In my judgment, the foregoing analysis ought to be
sufficient to support the finding that the discharge of Little
was unlawfully motivated. In addition, weight must be
accorded to the fact that when Little perceived that he was
not able to satisfy Jones he asked for a transfer and no
consideration was given to his request. The ostensible
reason was "If a man's doing a bad job one place, why
transfer him to another place to do a bad job there." Such a
reason has a certain logic, but it overlooks the fact that
Respondent has been lenient in other circumstances, such
as Little's own transfer to the warehouse when he had lost
his driver's license when driving a company vehicle and a
similar transfer to Earl Nixon. The kind of mistakes being
made by Little were not such as to prophesy an inability to
do other work.
Finally, Little's discharge must be viewed in context of a
pattern of conduct whereby out of an employee comple-
ment of about 250 the 3 employees most actively involved
in the Union's organizational campaign are discharged
over a period of 11 days for separate reasons. The assertion
that such discharges were for cause simply cannot be
believed. Under the circumstances, the conclusion is
warranted, and I find that Little's discharge was motivated
by his union activities and that Respondent violated
Section 8(a)( ) and (3) of the Act.
3.
James Wright
a.
The facts
James Wright was employed by Respondent in October
1964. He was discharged October 16, 1975. At the time of
his discharge, he was a truckloader, a job he had held since
1972. According to Wright, on October 16, he was called to
the office of Jonas where Jonas told him of receiving bad
reports about his work; namely of goods damaged in the
truck. He told Wright it had been decided to discharge
him. Wright asked to see Mitchell to whom he complained
that he had not received any prior bad reports. Mitchell
repeated what Jonas had said. Wright was discharged.
b. Analysis and conclusions
Just as Little's case was similar to Martin's in many
respects, Wright's case is similar to Little's. Wright was
chairman of the organizing committee of which Martin and
Little were cochairmen. There is some direct evidence that
Respondent knew of his union activities. For example,
Foreman Charles Roscoe admitted seeing Wright at the
gate when, as I understand the testimony, union represen-
tatives were distributing leaflets. Supervisor Jonas testified
he did not know Wright was one of the leaders in the
organizational drive, but he admitted he had heard rumors
Wright was involved. Under all the circumstances, includ-
ing the findings above of Respondent's solicitation of
employees to engage in surveillance, the inference is
warranted
that Respondent knew of Wright's union
activities.
As with the other discharges, Wright's case presents the
question of Respondent's motive. Respondent's asserted
reason for the discharge is bad work performance consist-
ing of truckloading errors and damaging merchandise by
the manner in which Wright operated his forklift. As with
Little's case, there is a sharp conflict in testimony between
Wright and Respondent's witnesses. According to Supervi-
sor John Watson, on September Il, he spoke to Wright
about loading the wrong merchandise and he wrote up the
conversation on an employee consult report, Respondent's
Exhibit 9, and read the contents to Wright.
Watson also testified that on October 14, he observed
Wright running his forklift into pallets of merchandise and
causing damage. He spoke to Charles Roscoe who was
Wright's foreman at the time and asked him if this was
usual, and Roscoe said "yes, day in and day out." Watson
testified he prepared another employee consult report
(Resp. Exh. 10) and he and Roscoe went to Wright and
read the report to him.
On October 16, Watson observed Wright run into a
pallet of merchandise and cause damage in an amount of
"$70-75."
He went to Jonas and told him what had
happened and Jonas told him to summon Wright. When
Wright came in, Jonas told him of Watson's report and
Wright was discharged.
Charles Roscoe testified that at various times in 1975 he
supervised Wright in the absence of Wright's regular
foreman. According to Roscoe, he spoke to Wright a few
times on unspecified dates about damaging merchandise
with the forklift, and, on October 14. he observed Wright
backing out of a trailer into a pallet and knocking
merchandise off. He reported the incident to Watson who
had him prepare Respondent's Exhibit 10. Watson took it
over to Wright and read it to him.
On October 16, Roscoe claimed he saw Wright backing
out of a trailer and running into merchandise. He reported
it to Watson and that was the last he heard of the matter.
The third witness to testify about Wright's work
performance was Jonas. According to him, he spoke to
Wright three times in Watson's presence; on September I l,
on an unspecified date, and on October 16, when he
discharged him.
1065
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
There is a common thread to the testimony of Watson,
Roscoe, and Jonas; namely, that Wright's work perfor-
mance was unsatisfactory. Wright was not examined
directly by either General Counsel or Respondent's
counsel as to three incidents described by Watson and he
did not expressly deny culpability. However, he was
confronted with the employee consult reports of September
I1 and October 14 and denied that they were ever shown to
him or that he was spoken to on either date, and when he
went to Mitchell's office to protest his discharge, according
to Supervisor Watson's testimony, Wright asked why they
were doing this to him and stated he had done nothing
wrong. By indirection, then, it may be said that Wright
denied the charges reflected in the reports of September 11
and October 14 and denied causing damage on October 16.
In my judgment, Wright was a credible witness. Yet, I
consider his testimony too imprecise to make a specific
finding that he did not back into a pallet on October 14
and 16. A specific finding is not necessary; Wright may
very well have backed into pallets, but I find that the
incidents in question were not out of the ordinary, minor in
nature," had not been the subject of any written warnings,
and were seized upon as a pretext to discharge him because
of his union activities.
The conclusion that the incidents were not out of the
ordinary and minor in nature is supported by Watson's
testimony that when he saw Wright back into a pallet on
October 14 and spoke to Roscoe, Roscoe said that went on
"day in and day out," and the absence of any evidence of
written warnings prior to September 11. As to the incidents
of September 11 and October 14, 1 credit Wright that he
was neither spoken to nor given a written warning. My
reasons for crediting Wright are as follows. First, the
employee consult reports which were assertedly shown to
Wright bear a place for employee signature. Wright's
signature does not appear thereon. This tends to support
his testimony the reports were not shown to him. Of course,
the explanation for the lack of his signature could be that
he refused to sign. No such contention was made; to the
contrary, it is admitted Wright was not asked to sign. No
explanation was offered for not doing so.
Second, Watson's and Jonas' testimony respecting the
warnings does not withstand analysis. According to both,
Wright made no comment about the complaints about his
work; that is, he neither protested innocence, nor proffered
explanation, nor promised to improve. It is inconceivable
to me that supervisors would accept such taciturnity and
not require some response either to determine whether they
were being understood or to assure themselves that the
employee's performance would improve.
Third, insofar as the alleged September I warning is
concerned, no explanation was proffered for involving
Jonas in what was a first warning. Green McClain was
Wright's foreman at the time and there is no explanation
for his lack of participation in the warning.
Fourth, insofar as the October 14 warning is concerned,
there are serious discrepancies between Watson's and
Roscoe's description of the giving of the warning with
Watson testifying he wrote the warning and Roscoe stating
K No evidence was offered to show that the incident of October 16 caused
70-S75 damage.
he did, and with Watson stating at one point that Roscoe
showed the report to Wright and explained what had been
done wrong, while Roscoe testified Watson took the report
to Wright and appeared to read it to him, Roscoe being
uncertain about the reading because he did not stay.
Finally, there is Wright's testimony that he told Mitchell
he had no prior bad reports and there is no evidence that
either Jonas or Watson contradicted him.
In the light of the foregoing, I am persuaded that
Wright's testimony that he was not warned about his work
performance on September 9 and October 14 should be
credited. As I indicated earlier, Wright may well have been
guilty of unsatisfactory work performance as described by
Respondent's Exhibits 9 and 10 and the incident of
October 16; nevertheless, I am persuaded that this was not
the real reason he was discharged.
First, there are the facts that Wright was an employee of
I 11 years' service, with over 3 years as a truckloader and no
evidence that prior to September II his work had not been
satisfactory. One must conclude this from the total absence
of any evidence of written warnings and only generalized
testimony of oral admonitions. Actually, there is even more
significant evidence of Wright's satisfactory work perfor-
mance than the absence of warnings. There is Wright's
testimony that in August, only a few weeks before his
alleged unsatisfactory work performance, he had a conver-
sation with Mitchell, Jonas, and Watson in which Mitchell
told him of an opening for leadman in the warehouse
which he thought Wright would be the right person for.
Wright had expressed interest and Mitchell told him he
would talk to him later. When Wright spoke to Mitchell
later, Mitchell told him they had filled the vacancy but that
he was not to feel bad, because he was doing a good job
and openings were always coming up. Although Mitchell,
Jonas, and Watson testified, they did not contradict this
testimony.
Second, there is the circumstance that Wright's regular
supervisor, Green McClain, was never consulted about
Wright's performance or the decision that he be dis-
charged. According to the uncontradicted testimony of
Wright's helper, Ken Bailey, on the day following Wright's
discharge, McClain asked him what had happened to
Wright and Bailey told him he didn't know. Neither did
Foreman Roscoe.
Third, according to Wright's credited testimony, there is
the circumstance that he was discharged without warning
although the record indicates, as in the case of Little, that it
was Respondent's practice to give warnings before dis-
charge. It might be argued that a conclusion of discrimina-
tion which relies on an absence of warnings by discrediting
testimony concerning warnings is one supported by
bootstraps rather than evidence. Yet, the conclusion is
hardly any different if Wright was warned as asserted by
Respondent. Assuming Wright was warned as Respondent
described, there is the wholly unexplained circumstance
that an employee with no prior warnings was taken to the
office of a high level supervisor and threatened with
discharge in the event of a recurrence of poor work. Such
exceptional treatment of the matter and the evidence of the
1066
HARRIS-TEETER SUPER MARKETS
existence of alternative discipline such as suspension (e.g.,
Little's case) warrant an inference that the warning was
motivated by considerations other than poor work.
Fourth, there is the circumstance that Wright worked
with a helper. The first warning he assertedly received
referred to misloading of merchandise. It would appear
that there was a dual responsibility for misloading; yet,
Wright's helper was never spoken to. As senior employee,
the greater responsibility was Wright's, but that does not
explain the failure even to speak to the helper. When
Wright's helper became a loader and mistakes occurred,
the team was broken up.
In summary, upon consideration of the length of
Wright's service, the absence of any warnings prior to
September 11, the severity of the warning and its adminis-
tration by a high level supervisor, the absence of consulta-
tion with Wright's immediate supervisor, and the failure to
inquire into the possible responsibility of Wright's helper,
in conjunction with the findings made herein of Respon-
dent's other unfair labor practices, including other pretex-
tuous discharges, the conclusion is warranted, and I find,
that Wright was discharged because of his union activities
and that Respondent thereby violated Section 8(aX)(1) and
(3) of the Act.
4.
Earl Nixon
a.
The facts
Nixon was employed by Respondent for two periods of
time, the second from February 1972 to April 15, 1976,
when he was discharged. At the time of his discharge, he
was employed as a warehouseman and worked on the rear
dock under the supervision of Foreman Marshall Little.
On March
10, 1976, Nixon testified in the instant
proceeding about the statements of Ashcraft at a meeting
of employees on September 18, 1975, which has been
described above.
On April 15, Nixon took a break about 9:30 a.m. and he
rode to the break area on the forks of a forklift operated by
employee Ed McMurray. On his return, when at the door
leading to the dock, Nixon heard his name called and
turned to see that Price was calling him. According to
Nixon, he walked over to Price who asked him how many
times he had been warned about riding on the forklift.
Nixon told him he had not been warned. Price asked him if
Marshall Little had warned him and Nixon said no. Price
directed Nixon to his office where, in due course, a
conversation ensued among Nixon, Price, Marshall Little,
and Jonas. At some point, Price asked Little if he had
spoken to Nixon about riding on the lift and Little said he
had. Nixon said he had not. Little then referred to an
incident on April I when he had told Nixon riding the lift
was dangerous. Price then told him that, since he had been
warned, he was fired. Nixon argued that he had not been
ordered not to ride on the lift and he remarked that the way
Respondent was firing people he would have been a fool to
ride the lift if he had been told not to. Price told him he had
sent Little to tell Nixon to stay off the lift, and, moreover,
there was a rule posted prohibiting the use of company
equipment to ride to breaks or lunch. Nixon said he had
not seen the notice. He turned to Jonas and said that was
not right and Jonas said he would go along with what they
said. Nixon was fired.
b. Analysis and conclusions
The discharge of Nixon is alleged to have been motivated
by Nixon's appearance as a witness on behalf of the
General Counsel on March 10 and for the purpose of
discouraging the employees' union activities and further
frustrate employee participation in the continuing unfair
labor practice hearing in violation of Section 8(aX)(I), (3),
and (4) of the Act. I find merit to the allegations.
Unlike the other cases discussed, Nixon's case poses no
credibility issue relative to the asserted reason for dis-
charge. It is admitted that he rode the lift blades to and
from the break area on April 15. Furthermore, it was
stipulated that this is an unsafe practice. Under the
circumstances, how can it be concluded that Nixon's
discharge was unlawful? It is settled law that the existence
of good cause for discharge does not preclude a finding
that a discharge is unlawful where the evidence indicates
that the real reason for the discharge is union or protected
activity. In Nixon's case, several circumstances dictate a
finding of unlawful motivation.
First, there is the matter of a warning. As the discussion
of the discharge of Little has shown, Respondent has a
warning procedure, including, in Little's case, a 2-day
suspension. In Nixon's case, Respondent sought to estab-
lish that Nixon was warned, but it is clear that he was not.
As noted above, after Nixon had denied being warned,
Price asked Foreman Little if he had warned Nixon and
Little said he had. The record indicates that on or about
April I, Nixon was working with McMurray moving some
"wraparounds" on a lift. McMurray was the driver and
Nixon was standing on the pallet to hold the "wrapa-
rounds" so that they would not drag on the floor. Little had
seen him do this and Nixon testified that Little told him
what he had done could be dangerous and he would not do
it, to let the driver handle the load the best way he could.
Little's version differed to the extent that he testified he
told Nixon it was against company policy to ride the lift.
He did not testify that his remarks were made as a warning
to Nixon. Respondent offered into evidence an undated
note which Little testified he wrote the week of April I.
This note states: "On Thursday, April 1, 1976, I discussed
Earl Nixon's lunch and break schedule, work schedule and
procedures, for him not to ride on company equipment,
because it was dangerous and against company policy."
This note was never shown to Nixon, and Little had no
explanation for writing it and turning it over to Price other
than that it was his job. Under the circumstances, General
Counsel contends the note is a fabrication. I was not
impressed by Little's demeanor and I am not disposed to
credit him. Thus, when he testified that the note was a
warning, I do not credit him. Both his and Nixon's
testimony regarding the "wraparound" incident (which the
note admittedly related to in part) belie the assertion that
the note was a warning. The incident itself did not involve
a breach of a company rule (which is described below); it is
undisputed that Nixon was not using company equipment
for transportation, rather, he was assisting a fellow
employee in the performance of his duties. Accordingly, I
1067
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
conclude that Little's note was not a warning. Nevertheless,
I am not persuaded the note was a fabrication. It appears
to me that were it a fabrication, it would have contained an
explicit warning and been more self-serving.
According to Price, Nixon was fired because of Little's
warning, plus a warning he had given Nixon on March 3.
Evidence of Price's warning was assertedly memorialized in
a note dated March 3, which stated, inter alia, that Price
told Nixon "not to be on equipment or to ride on the
blades of the lift at any time." This note was never shown
to Nixon and Nixon denied that Price had spoken to him
about that subject in March. Price has been found not
worthy of credence earlier herein, and there is no reason to
credit him in this matter. Assuming, arguendo, that Price
did speak to Nixon on March 3, the situation is then
similar to the Little note, because Price admitted that his
remarks were not intended as a warning, but were just
general conversation for Nixon's own safety.
In short, the record supports the finding that Nixon was
not warned of discharge or other discipline for riding
company equipment. Of course, there is no rule of law that
an employer must warn an employee before disciplining
him for violation of company rules. Why then is the lack of
warning evidence of unlawful motive? For one thing, Price
testified that he would not have fired Nixon on April 15 if
it had not been for his and Little's "warnings." Apart from
that, there is the matter of the enforcement of any rule
against riding on company equipment.
Respondent's Exhibit 11 is a notice dated August 6, 1975,
which states: "Effective immediately employees will not be
permitted to use towmotors and other equipment for
transportation within the warehouse, unless said equipment
has been assigned in connection of employees' duties."
Testimony was adduced as to whether or not the notice
remained posted from August 25 to the date of the hearing.
General Counsel contends that the notice was not posted
during the brief period that Nixon worked in the ware-
house and that Nixon had no notice of the company rule.
Whether the notice was posted, or whether Nixon saw it
is irrelevant. There is substantial evidence that the rule
against riding on equipment was honored more in the
breach than the observance. There is, first of all, the fact
that Nixon was standing on the lift blade on his return to
the break area when lift operator McMurray stopped to
talk to his foreman. The foreman said nothing to either
McMurray or Nixon. Additionally, McMurray testified
that he carried Nixon to the break area 2, 3, 4, sometimes 5
days a week. He was never spoken to about this although
he testified he was observed by supervisors. Employees
Robert Sherer, Donald Mull, Eugene Nixon, and Jessie
Dunn, and former employees Vernon Scott and Alfred
Miller, all gave testimony to the effect that employees
frequently rode on forklifts under circumstances where
supervisors were bound to observe them. Eugene Nixon
testified further that only 2 days before the hearing he had
seen Foreman Ben Tate riding on the forks of a lift,
testimony confirmed by Tate with the explanation that it
was work related.
I credit the foregoing testimony, given by witnesses who
did not appear to have any interest in testifying falsely
(except perhaps Eugene Nixon who is Earl Nixon's
brother) and I find that the rule against riding on company
equipment was not being complied with to a significant
degree at the time of Nixon's discharge, under circum-
stances warranting a finding of knowledge on the part of
Respondent, and that except for one instance on Septem-
ber 22, 1975, there is no evidence of any employee being
warned of such conduct, much less discharged. In this
connection, it is noteworthy that on occasion of the breach
on September 22, both rider and driver were written up; in
Nixon's case, the driver, McMurray, was merely told not to
do it anymore sometime after Nixon's discharge. It is also
noteworthy that the warning of September 22 was dated
and on a company form.
On the basis of the foregoing, and considering Respon-
dent's other unfair labor practices herein found, the
conclusion is warranted that Nixon's riding of the lift on
April 15 was seized upon by Respondent as a pretext to
discharge him because he had given testimony under the
Act and in furtherance of Respondent's attempts to
discourage its employees from engaging in union activities.
Respondent thereby violated Section 8(a)(1), (3), and (4) of
the Act.
CONCLUSIONS OF LAW
1. Harris-Teeter Super Markets, Inc., is an employer
engaged in commerce within the meaning of Section 2(6)
and (7) of the Act.
2.
Local 525, Meat, Food and Allied Workers Union,
Amalgamated Meat Cutters & Butcher Workmen of North
America, AFL-CIO, is a labor organization within the
meaning of Section 2(5) of the Act.
3.
By promising and granting raises to employees to
induce them to refrain from supporting the Union or
engaging in union activities, soliciting employees to inform
on the union activities of other employees and to engage in
surveillance of their union activities, interrogating employ-
ees about their union activities in the manner constituting
interference, restraint, and coercion of employees in the
exercise of Section 7 rights, and interrogating employees
about the union activities of other employees or about their
participation in a Board proceeding, Respondent engaged
in, and is engaging in, unfair labor practices within the
meaning of Sections 8(aXl) and 2(6) and (7) of the Act.
4.
By discharging Jimmie Martin, James Wright, and
Jerome Little because of their union activities, Respondent
engaged in, and is engaging in, unfair labor practices
within the meaning of Sections 8(a)( ) and (3) and 2(6) and
(7) of the Act.
5.
By discharging Earl Nixon in order to discourage
employees in their union activities and because he gave
testimony in a Board proceeding, Respondent engaged in,
and is engaging in, unfair labor practices within the
meaning of Sections 8(a)( ), (3), (4), and 2(6) and (7) of the
Act.
REMEDY
Having found that Respondent has engaged in unfair
labor practices in violation of Section 8(a)(1), (3), and (4) of
the Act, I find it necessary to order Respondent to cease
1068
HARRIS-TEETER SUPER MARKETS
and desist therefrom and to take certain affirmative action
designed to effectuate the policies of the Act.
As I have found that Respondent discharged Jimmie
Martin, Jerome Little, James Wright, and Earl Nixon, in
violation of the Act, I shall order it to offer them
immediate and full reinstatement to their former jobs or, if
such jobs no longer exist, to substantially equivalent
positions, without prejudice to their seniority or other
rights and privileges, and to make them whole for any loss
of earnings they may have suffered by reason of their
unlawful discharge by payment to them of a sum of money
equal to that which they normally would have earned as
wages, from the date of their discharge to the date of the
offer of reinstatement, less net earnings, to which shall be
added interest at the rate of 6 percent per annum in
accordance with the formula set forth in F. W. Woolworth
Company, 90 NLRB 289 (1950), and Isis Plumbing &
Heating Co., 138 NLRB 716(1962).
The unfair labor practices committed by Respondent
strike at the very heart of employee rights safeguarded by
the Act. I shall therefore place Respondent under a broad
order to cease and desist from in any manner infringing
upon the rights of employees guaranteed in Section 7 of the
Act. N.L.R.B. v. Entwistle Manufacturing Company, 120
F.2d 532, 536 (C.A. 4, 1941).
Upon the basis of the foregoing findings of fact,
conclusions of law, and upon the entire record in this case,
I hereby issue the following recommended:
ORDER 9
The Respondent, Harris-Teeter Super Markets, Inc.,
Charlotte, North Carolina, its officers, agents, successors,
and assigns, shall:
1. Cease and desist from:
(a) Interrogating employees about their union activities
in a manner constituting interference with and restraint
and coercion of employees in their exercise of Section 7
rights.
(b) Interrogating employees about the union activities of
other employees or about their participation in Board
proceedings.
(c) Soliciting employees to inform on the union activities
of other employees and to engage in surveillance of their
union activities.
(d) Promising and granting raises to employees to induce
them to refrain from supporting the Union or engaging in
union activities.
(e) Discouraging membership in or activities on behalf of
Local 525, Meat, Food and Allied Workers Union,
Amalgamated Meat Cutters & Butcher Workmen of North
America, AFL-CIO, or in any other labor organization, by
discharging employees or otherwise discriminating
in
regard to hire or tenure of employment or any terms or
conditions of employment of its employees.
(f) Discharging
or otherwise discriminating against
employees because they have given testimony under the
Act.
(g) In any other manner interfering with, restraining, or
coercing employees in the exercise of their rights to self-
organization, to form, join, or assist a labor organization,
to bargain collectively through representatives of their own
choosing and to engage in other mutual aid or protection
or to refrain from any and all such activities.
2.
Take the following affirmative action designed and
found necessary to effectuate the policies of the National
Labor Relations Act, as amended:
(a) Offer Jimmie Martin, Jerome Little, James Wright,
and Earl Nixon, immediate, full and unconditional
reinstatement to their former jobs, or, if such jobs no longer
exist, to substantially equivalent positions without preju-
dice to their seniority or other rights and privileges, and
make them whole for any loss of pay they may have
suffered by reason of the discrimination against them by
payment to them of a sum of money equal to the amount
they normally would have earned as wages from the date of
their discharge to the date of their reinstatement in the
manner set forth in the section of this Decision entitled the
"Remedy."
(b) Preserve and, upon request, make available to the
Board and its agents, for examination and copying, all
payroll records, social security payment records, timecards,
personnel records and reports, and all other records
relevant and necessary to a determination of the amounts
of backpay due under the terms of this recommended
Order.
(c) Post at its Charlotte, North Carolina, place of
business copies of the attached notice marked "Appen-
dix." '0 Copies of said notice, on forms provided by the
Regional Director for Region I , after being duly signed by
Respondent's representative, shall be posted by it immedi-
ately upon receipt thereof, and maintained by it for 60
consecutive days thereafter, in conspicuous places, includ-
ing all places where notices to employees are customarily
posted. Reasonable steps shall be taken by Respondent to
ensure that said notices are not altered, defaced, or covered
by any other material.
(d) Notify the said Regional Director, in writing, within
20 days from the date of this Order, what steps Respondent
has taken to comply herewith.
IT IS FURTHER RECOMMENDED that the allegations of the
complaint found not to have been sustained by the
evidence be dismissed.
9 In the event no exceptions are filed as provided by Sec. 102.46 of the
Rules and Regulations of the National Labor Relations Board, the findings.
conclusions, and recommended Order herein shall, as provided in Sec.
102.48 of the Rules and Regulations. be adopted by the Board and become
its findings, conclusions, and Order, and all objections thereto shall be
deemed waived for all purposes
'0 In the event that the Board's Order is enforced by a Judgment of a
United States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursuant
to a Judgment of the United States Court of Appeals Enforcing an Order of
the National Labor Relations Board."
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing in which both sides had the opportunity to
present their evidence, the National Labor Relations Board
has found that we violated the law when we discharged
1069
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Jimmy Martin, Jerome Little, James Wright, and Earl
Nixon, and the Board has ordered us to post this notice:
WE WILL NOT discharge employees because of their
activities on behalf, or support, of Local 525, Meat,
Food and Allied Workers Union, Amalgamated Meat
Cutters & Butcher Workmen, of North America, AFL-
CIO, or any other labor organization.
WE WILL NOT discharge employees because they
gave testimony under the Act.
WE WILL NOT question employees about their union
activities or about the union activities of other employ-
ees.
WE WILL
NOT question employees about their
participation in a Board proceeding.
WE WILL NOT promise or grant raises to employees to
induce them not to support the Union or engage in
union activities.
WE WILL NOT solicit employees to inform on the
union activities of other employees and to engage in
surveillance of their union activities.
WE WILL NOT in any other manner interfere with,
restrain, or coerce our employees in the exercise of
rights guaranteed to them under Section 7 of the
National Labor Relations Act, as amended.
WE WILL offer to reinstate Jimmy Martin, Jerome
Little, James Wright, and Earl Nixon, to their former
jobs or, if such jobs no longer exist, to substantially
equivalent jobs, and WE WILL make them whole by
paying them the wages which they lost because we
discharged them unlawfully.
You are free to become and remain members of Local
525, Meat, Food and Allied Workers Union, Amalgamated
Meat Cutters & Butcher Workmen, of North America,
AFL-CIO, or any other labor organization.
HARRIS-TEETER SUPER
MARKETS, INC.
1070