262 NLRB 857
Johnson, C. Elton, d/b/a Print-Quic
PRINT-QUIC
C. Elton Johnson, d/b/a Print-Quic and Mobile Ty-
pographical Union, Local No. 27. Case 15-CA-
7686
July 13, 1972
DECISION AND ORDER
BY MEMBERS JENKINS, ZIMMERMAN, AND
HUNTER
On February
12,
1982,
Administrative Law
Judge Richard J. Linton issued the attached Deci-
sion in this proceeding. Thereafter, the General
Counsel filed exceptions and a supporting brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and brief
and has decided to affirm the rulings, findings, and
conclusions of the Administrative Law Judge and
to adopt his recommended Order.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative
Law Judge and
hereby orders that the Respondent, C. Elton John-
son, d/b/a Print-Quic, Mobile, Alabama, its offi-
cers, agents, successors, and assigns, shall take the
action set forth in the said recommended Order.
DECISION
STATEMENT OF THE CASE
RICHARD J. LINTON, Administrative Law Judge: The
initial portion of this case was heard before me in
Mobile, Alabama, on December 9 and 10, 1980, pursuant
to the June 27, 1980, complaint and notice of hearing
issued by the General Counsel of the National Labor Re-
lations Board through the Director for Region 15 of the
Board.' The complaint is based upon a charge filed, and
thereafter amended, by Mobile Typographical Union,
Local No. 27 (Union or Local 27 herein) against C.
Elton Johnson, d/b/a Print-Quic (Respondent or John-
son herein).2
In the complaint the General Counsel alleges that Re-
spondent violated Section 8(aX)(1) of the Act by threaten-
ing employees with physical harm about March 13, 1980,
because of their union membership, and Section 8(a)(5)
of the Act beginning January 1, 1980, and, thereafter, by
unilaterally changing wage rates, refusing to furnish
union requested information, unilaterally laying off unit
IFurther evidence pertaining to commerce facts was received on De-
cember 1, 1981. in Mobile. Alabama, pursuant to an order reopening the
hearing for such purpose.
I Respondent's name appears as amended at the hearing.
262 NLRB No. 109
employees, and, on April 18, 1980, terminating its busi-
ness operations without bargaining with Local 27 over
the effects of Respondent's decision to close on unit em-
ployees. 3
By its answer, Respondent admits certain allegations,
but denies that it has violated the Act in any manner.
Upon the entire record, including my observation of
the demeanor of the witnesses, and after due considera-
tion of the briefs filed by the General Counsel and Re-
spondent, I make the following:
FINDINGS OF FACT
I. JURISDICTION
For several years, until April 1980, C. Elton Johnson
operated a printing business as a sole proprietorship in
Mobile, Alabama. Johnson did business under the as-
sumed name of Print-Quic. On April 17, Johnson termi-
nated his Print-Quic operation. During the period begin-
ning June 27, 1979, until Johnson terminated Print-Quic
business,4 Respondent sold goods and printing services
valued in excess of S50,000 to firms each of whom in
turn met the Board's direct inflow standard for discre-
tionary jurisdiction. 5 Respondent admits, and I find, that
it is an employer within the meaning of Section 2(6) and
(7) of the Act.
11. THE LABOR ORGANIZATION INVOLVED
Respondent admits, and I find, that Local 27 is a labor
organization within the meaning of Section 2(5) of the
Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. Background-Appropriate Unit and Majority
Status
On May 9, 1977, Johnson signed a contract (G.C. Exh.
2) with the Union. The effective date of the contract was
October 1, 1976, and the expiration date was September
30, 1977. A second contract was apparently executed on
May 27, 1978, and effective October 1, 1977, to Decem-
ber 31, 1978 (G.C. Exh. 3). Johnson executed a third
contract on April 4, 1979, effective January I to Decem-
ber 31, 1979 (G.C. Exh. 4).
Complaint paragraph 7 described the appropriate unit
as "All journeymen and apprentice production employ-
ees employed by the Respondent at its Mobile, Alabama,
facility, excluding all other employees ....
" Article 1,
section 1, of the three past collective-bargaining agree-
ments provides:
The Employer hereby recognizes the Union as the
exclusive bargaining representative of all employees
s All dates shown are for 1980 unless otherwise stated.
* The time period involved differs somewhat from that alleged in the
complaint, but Respondent made no objection regarding this at the hear-
ing. Thus, the evidence was received by implied consent.
s Respondent's operation therefore satisfies the Board's indirect out-
flow standard of jurisdiction. Siemons Mailing Service, 122 NLRB 81, 85
(1958). As the record renects that Respondent shipped over $20,000 of
the above goods it sold directly to points outside the State of Alabama,
legal (statutory) jurisdiction is established.
857
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
covered by this agreement. The words "employee"
and "employees" when used in this agreement apply
to journeymen and apprentices.
Section 2 provides:
All work within the jurisdiction of the Union shall
be performed only by journeymen and apprentices.
Apprentices shall be employed only in accordance
with the ratio of apprentices to journeymen pro-
vided elsewhere in this agreement. The term jour-
neymen and apprentices shall in no way be under-
stood to apply exclusively to members of the Union.
Section 3 of this same agreement provides:
Jurisdiction of the Union and the appropriate unit
for collective bargaining is defined as including all
production work, beginning with receipt of copy
and continuing until the product is delivered to the
customer. The Employer shall make no other con-
tract covering this work.
I find that the unit description set forth in the com-
plaint is that provided for in the current collective-bar-
gaining agreement. Where, as here, the unit has histori-
cally been recognized by the parties and recognized by
the Union, the unit has been found to be appropriate.
Schuck Component Systems, 230 NLRB 838, 840 (1977).
It is a well-established legal principle that the existence
of a prior contract lawful on its face raises a dual pre-
sumption of majority-a presumption that the union was
the majority representative at the time the contract was
executed, and a presumption that the majority continued
at least for the life of the contract. Bartenders, Hotel,
Motel and Restaurant Employers Bargaining Association of
Pocatello, Idaho, and its Employer-Members, 213 NLRB
651
(1974).
These principles
are equally applicable
whether the Union has been certified by the Board, or,
as here, recognized as the bargaining representative of
the employees by Respondent without Board certifica-
tion. Emerson Manufacturing Company, Inc., 200 NLRB
148 (1972). The presumption of majority status of an in-
cumbent union arising from a valid collective-bargaining
agreement may be rebutted after the expiration of that
agreement upon a demonstration that the incumbent
either has in fact lost its majority status or that the em-
ployer has reasonable cause to doubt a continuation of
majority status. Guerdon Industries, Inc., 218 NLRB 658
(1975). Two prerequisites must exist for sustaining the
defense that the reasonable doubt exists. The asserted
doubt must be based on objective considerations, 6 and
such doubt must be raised in a context free of unfair
labor practices. Guerdon, supra.
Contending that Local 27 did not represent a majority
of the unit, Respondent relies upon evidence adduced at
the hearing which casts doubt on whether a majority of
the unit (approximately 10 employees) were members of
Local 26 in December 1979 or early January 1980. Such
reliance is misplaced, for evidence of union membership,
6 Whether the employer has a reasonable basis for believing that ma-
jority support for a union no longer exists is tested as of the date it re-
fuses to bargain with the union Bartenders. supra at 653.
particularly in a right-to-work State such as Alabama, is
irrelevant. Guerdon, supra at 660, fn. 16. Accordingly, I
deem it unnecessary to discuss the evidence on this
point, and I find that at all times relevant herein Local
27 was the exclusive bargaining representative of the em-
ployees in the unit.
B. Chronology of Events
1. January 1980 wage increase-Complaint
paragraph 11 (a) dismissed
Complaint paragraph
11(a) alleges that, during the
month of January 1980, Respondent unilaterally changed
the wage rates of employees in the unit without afford-
ing the Union prior notice and/or a meaningful opportu-
nity to discuss and/or bargain thereon.
It is undisputed that in early to mid January, Respond-
ent did in fact grant its employees a pay increase of
about 5.5 percent. ? Not only does the record reflect that
the January pay increase was consistent with past prac-
tices insofar as the timing is concerned, but it discloses
that the procedure followed was in accordance with past
practice. That is, former Chapel Chairman Doyle Chan-
dler testified that in January 1979 Johnson notified him
that he would be giving the employees a pay increase
and that in fact he did so in January 1979-before nego-
tiations took place for the 1979 contract. It also appears
that the 1979 contract subsequently executed, and retro-
active to January 1, 1979, merely incorporated the pay
increase already granted by Johnson.
Johnson followed this same procedure in January
1980, including giving Chandler notice that he was about
to grant a pay increase. While it does appear that union
officials, including Chandler, were not consulted about
the amount of the pay increase, it affirmatively appears
that the Union acquiesced in this procedure. Although it
may well be that such past practice does not bind the
Union forever to that procedure, it seems that fundamen-
tal fairness would require the Union to give advance
notice that it desired to change the past practice and ne-
gotiate the amount of the next pay increase.
In light of the foregoing, I shall dismiss complaint
paragraph 11(a).
2. Refusal-to-bargain allegations dismissed
a. Introduction
Complaint paragraph 11(b) alleges that Respondent
unilaterally laid off II named unit employees and termi-
nated its business operations on April 18 without afford-
ing the Union prior notice and/or a meaningful opportu-
nity to discuss and/or bargain over the effects of the
layoff and business closure on unit employees.
The pay stubs (G.C. Exh. 6) of Ruby Graham reflect that she re-
ceived a pay increase of $13.20 over her regularly weekly pay in 1979 of
$240.80, or an increase of about 5.485 percent. Johnson testified that the
increase amounted to approximately one-half of the published inflation
rate. Chapel Chairman Doyle Chandler testified that he received an
hourly pay increase of 47 cents. Based upon the contractual scale, Chan-
dler's raise seems to have been about 6.5 percent.
858
PRINT-QUIC
Complaint paragraph 16 alleges that Respondent vio-
lated Section 8(a)(1) and (5) of the Act by refusing on
and after February 5, 1980, to provide the Union, as re-
quested, "economic information regarding the proposed
sale of Respondent's facility to another entity," which in-
formation, it is alleged, "is necessary for, and relevant to,
the Union's performance of its function as the exclusive
collective-bargaining representative of the employees in
the unit."
These refusal-to-bargain allegations are considered to-
gether, for they are based on the same factual events.
By letter dated October 23, 1979, addressed to John-
son, Local 27's secretary-treasurer, Irene A. Parker, re-
quested that negotiations begin on a new contract as fol-
lows (G.C. Exh. 5):
You are hereby notified that as of December 11,
1979, our current collective bargaining agreement
will expire. Negotiations should begin immediately
so that a new agreement may be consummated by
or before this December 31, 1979, expiration date.
We hereby offer to meet with you for the purpose
of negotiating an agreement with respect to wages,
hours and other terms and conditions of employ-
ment.
It is clear that on two or three occasions between Oc-
tober and the end of December 1979, or early January,
Johnson approached Chapel Chairman Doyle Chandler
(who also served on the Union's negotiating committee)
and asked when the parties were going to have a negoti-
ating meeting. Chandler stated that he did not know but
that he would find out. He thereafter notified union offi-
cials that Johnson was ready and waiting to negotiate.
On the second occasion Johnson inquired, Chandler told
him that he still did not know. Chandler reported to the
Union on Johnson's willingness to negotiate and that
both he and Chandler were waiting.
Such delay was consistent with past practice inasmuch
as W. Russell Waterson, International representative of
the Union's parent organization, testified that he negoti-
ated the 1979 contract at a meeting conducted around
February or March 1979. Indeed, the 1979 contract, as
earlier noted, was signed by Johnson on April 4, 1979.
About January 14, 1980, Federal Mediator Tolbert
contacted Johnson relative to arranging a bargaining ses-
sion. Although Johnson was surprised on being contact-
ed by a Federal mediator rather than a union representa-
tive, Johnson agreed, either in this conversation or a sub-
sequent one, to meet with the Union and the mediator.
The parties held three bargaining sessions-February
5, February 22, and March 18-all in the Federal media-
tor's office. International Representative Waterson testi-
fied that each of the meetings lasted less 45 than an hour,
and Chapel Chairman Chandler testified that the first
meeting lasted about 30 minutes, the second meeting less
than that, and the third and final meeting no more than
20 minutes. Present in addition to Federal Mediator Tol-
bert were Albert Todd, president of Local 27; Doyle
Chandler, James Parker, and W. Russell Waterson, inter-
national representative and chief spokesman for the
Union. Representing Respondent at the first two meet-
ings was Johnson himself. At the third meeting, Johnson
was accompanied by attorney Moon who served as
Print-Quic's spokesman. Although Waterson and Chan-
dler testified concerning the three bargaining sessions,
Respondent called no witness to testify concerning the
discussions at the bargaining sessions.
Interspersed between the three bargaining sessions
were three meetings Johnson held with his employees
concerning their possible layoff. The first such meeting
was held about February 7, the second about March 6,
and the third about March 18.
In late January, prior to the first session of February 5,
Johnson received from Chandler an unopened envelope
which contained the Union's contract proposals (Resp.
Exh. 2). By its proposals, the Union sought significant
improvements in several economic areas.
b. The bargaining session of February 5, 1980
At this meeting Waterson told Johnson that the Union
was there to bargain on the contract proposals submitted
by the Union previously. Johnson said he had nothing to
negotiate because he was in the process of selling his
business and that he had a deposit of $25,000 on the sale.
Waterson told Johnson that whether the business was
sold would not change the obligation to bargain. Water-
son asked who was going to buy and Johnson said he
was not free to say. Waterson told him that the Union
had to have some proof that he was going to sell the
business, but Johnson said he was not free to give it at
that time but would be in a position to tell the Union in
about 2 weeks. Waterson said they would resume the
bargaining session at that time. Chandler testified that as
the parties discussed the next meeting date, Johnson did
in fact reveal the name of the purchaser but said his
name was not for publication. The purchaser so named
was Royce Ray.8
c. First layoff meeting of February 7. 1980
Chandler testified that a day or two after the first bar-
gaining session, or around February 7, Johnson called
the production workers together for a meeting in the
bindery area of the plant. He told them that he had a
good group of employees, who were doing good work,
and that he had had a good year. However, he said that
in response to an offer he had received he was going to
sell the equipment of Print-Quic but not the business. He
said he was giving the employees a 30-day notice for
them to find jobs elsewhere as called for in the collec-
tive-bargaining agreement.
Former bindery employee Ruby C. Graham testified
that at the February 7 meeting, Johnson told the employ-
ees that his health was bad and so was his wife's,9 that
he could not handle the business any longer, and that
there was so much discontent that he was just going to
get out of it. He said he had a prospective buyer for the
shop who had given him a $25,000 retainer check which
s Royce Ray, president of Sipco, Inc., testified regarding commerce
facts.
' Chandler places Johnson's reference to his health, and that of his
wife, at the second layoff meeting of March 6.
859
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
he had in his pocket.' 0 He said that all of the employees
were good and that he would highly recommend them
to a prospective buyer but that they would have to go to
the buyer and apply for the jobs themselves.
d. The second bargaining session of February 22., 1980
At this second bargaining session, Waterson began by
telling Johnson that they were there to bargain on a con-
tract. Johnson responded that there was nothing to nego-
tiate because he had sold the business. He stated that he
had called his employees together on February 7 and
given them a 30-day notice that he was selling the busi-
ness and that they were all going to be laid off. Johnson
told Waterson that he intended to carry out the layoff
exactly as he had told the employees that he planned to
do. Johnson also told Waterson that he had told his em-
ployees, at the February 7 meeting, that the Union had
insisted on written proof that the business had been sold
but that he did not have to show the Union any proof.
Waterson told Johnson that the law provided that the
Union was entitled to proof of the sale because it affect-
ed employees and their jobs, and that the Union did not
believe that the business had been sold and the Union
wanted proof. Johnson said he would not give that
proof. Waterson told Johnson that the Union did not be-
lieve that Royce Ray had bought the business and in fact
the Union did not believe that the business had been sold
but instead suspected that the work had been transferred
to another location and unit employees were being lay
off. " Waterson again asked for some proof in writing of
the sale and who was buying it, and Johnson again
denied the request. He said the Union would just have to
take his word for it. This request and refusal was reiter-
ated again. In answer to the work being transferred,
Johnson said the work was not being transferred to an-
other Company, Southeastern, apparently owned by
Johnson. Johnson also stated that the work was not
being transferred by Print-Quic to itself in some other lo-
cation.
When Waterson asked what was happening to the cus-
tomer accounts, and whether they were being shipped to
some other location, Johnson responded that he had told
them all he was going to and that he could shut the door
and do what he is doing. Waterson replied that the law
entitled the Union to proof of a sale and insisted that
Johnson furnished it. Johnson responded:
I've told you all I'm going to tell you. If you cause
trouble over this, create a rukus, these employees
10 Whereas Chandler at one point quoted Johnson as saying, at the ini-
tial bargaining session and the first layoff meeting, that he was selling the
equipment, both Waterson and Graham quoted Johnson in terms of a sale
of the business (presumably goodwill and a customer list as well as just
equipment). I credit their version on this rather than Chandler's.
Pressman Raymond P. Maxwell testified that Johnson also said he was
going to do everything possible to get rid of the Union from his shop.
This supposed remark is not alleged by the General Counsel as violative
of the Act and is not in harmony with the testimony of the other wit-
nesses. However, I need not pass on whether Johnson actually made the
statement.
I" Whereas Chandler placed the name of Royce Ray as being dis-
closed at the first bargaining session, Waterson placed it at the second
session.
will not be able to work any where in the city of
Mobile because nobody will hire them.
Waterson repeated the Union's demand for bargaining
and for proof of the sale. In response to a question by
Waterson regarding the date the employees would be
laid off, Johnson replied that they would be laid off
about March 7 at the end of the 30-day notice.
e. Second layoff meeting of March 6, 1980
Chandler and Graham testified that the second meet-
ing occurred on March 6, the day before the planned
shutdown of the business. This meeting was also held in
the bindery.
At this second layoff meeting, Johnson said that he re-
alized that a lot of people would be hurt if he shut the
business, that they would be without jobs and he did not
want anyone to get hurt. He said that because of his and
his wife's health, and pending litigation, he did not feel
that he could continue to operate and would be closing
the business in the future, but that when he did close he
would try to do it right.
f. The bargaining session of March 18, 1980
As earlier noted, the only change in attendees at this
last session was the presence of attorney Moon repre-
senting Johnson. Waterson opened the meeting by stating
that the Union was there to negotiate a contract. Attor-
ney Moon stated that there was nothing to negotiate, for
Johnson was closing the business. Johnson stated that his
deal to sell the business had fallen through and that he
was not bargaining with the Union because he was going
to close the plant. 13
Attorney Moon stated that Print-Quic was giving the
employees a 30-day notice of the plant closing and that
Johnson would assist people in getting relocated in other
jobs. Waterson responded that the Union did not believe
the business had been sold or that the plant was going to
close and that the Union insisted on bargaining for a con-
tract. He then asked Moon if he was refusing to negoti-
ate a contract and Moon replied in the affirmative. Moon
said there was nothing to bargain on, that the plant was
closing, and that Print-Quic was not bargaining.
Before the parties left the meeting, they discussed
some pending grievances as well as a charge pending
before the NLRB. Waterson testified that the charge
pending at that time was later withdrawn.
g. The third layoff meeting of March 18, 1980
On either March 18 or 19, the third layoff meeting
was held again in the bindery of Print-Quic with all the
production employees. On this occasion Johnson said he
was going to have to close the business and that he was
1t This remark is not alleged by the General Counsel as a violation of
the statute.
s" Chandler testified that the switch from selling the business to clos-
ing the business came as a shock. Although the record refers to Chandler
as quoting Moon as saying "we do have a valid buyer at present," it ap-
pears that either the record is in error or that Chandler misunderstood or
mi'spoke. I find that the correct version is that described by Waterson
who quotes Johnson as saying, at the March 18 session, that the sale had
fallen through.
860
PRINT.QUIC
giving them a 30-day notice of the closing. He said if
they could get a job somewhere else he would not hold
it against them, and to go ahead and secure employment
elsewhere but that he was closing the business and Print-
Quic would be no more as of April 18, 1980.
Graham credibly testified that on this occasion John-
son said that he did not have a prospective buyer and
that he was going to franchise out or lease his equipment
but that in any event he was going to close the shop and
that as of April 18, 1980, Print-Quic would be no more.
As the record reflects, a few employees left for other
jobs prior to the last work day of April 17.
Conclusion
As is clear from the description of the testimony, the
Union asked but one or two questions concerning mat-
ters relating to the layoff and the impact of the decision
to sell the operation.' To these questions Johnson sup-
plied answers. All other questions asked by International
Representative Waterson can be reduced to two. First,
will Johnson bargain for a new contract. The answer to
that, of course, was a straightforward refusal inasmuch as
Johnson had just informed the Union that he was going
out of business. 5s The General Counsel does not allege
that a refusal to bargain for a new contract was unlaw-
ful. Second, Waterson asked for documentary proof es-
tablishing that Johnson indeed was selling his business.
Johnson at first declined to identify the name of the
buyer, but then, on a confidential basis, reluctantly dis-
closed the name of Royce Ray. Ray was a competitor of
Print-Quic. For reasons not made clear in the record, the
sale to Ray failed to materialize. 16
Johnson did not have to bargain over the decision to
sell Print-Quic. First National Maintenance Corp. v.
N.LR.B.,
452 U.S. 666, (1981); General Motors Corpora-
tion, GMC Truck d
Coach Division, 191 NLRB
951
(1971). And he had the absolute right to close his busi-
ness for any reason he pleased so long as there was no
purpose or reasonably foreseeable effect of chilling un-
ionism in any related business, if any, owned by Johnson.
Textile Workers of Americav. Darlington Manufacturing
Co., et al., 380 U.S. 263 (1965). There is no allegation
here of such a purpose or effect. Finally, Local 27 did
not demonstrate at negotiations, nor the General Counsel
at the hearing, that requiring documentary evidence of a
:" Local 27 did not ask, for example, (1) that Johnson bargain over
additional severance pay, (2) that Johnson encourage the buyer (while a
sale was the pending plan) to recognize Local 27, (3) for recall rights in
the event Johnson reopened as Print-Quic or any other assumed name.
(4) that Johnson notify Local 27 of the future intent to reenter the print.
ing business,
(5) that Johnson make affirmative efforts to secure jobs for
unit employees in the printing industry, or (6) for any similar matters
s Of course, neither the old nor a renewal contract would be binding
on a purchaser of Print-Quic even if the purchaser were a successor.
N.LR.B v. Burns International Security Service
Ince., 406 U.S. 272
(1972). And when the sale changed to a plant closing, and cessation of
the business, talk of a renewed collective-bargaining agreement was irrel-
evant.
"s Chandler testified, on cross-examination, that at one meeting John-
son "could" have said that word of the sale to Ray had "gotten out" and
that he, Johnson, therefore, was not going to furnish any further informa-
tion on the sale. In First National Maintenance Cop.v. N.LR.,
452 U.S.
666, 682-683, (1981), the Supreme Court noted that the selling employer
may have need to proceed in secrecy and confidentiality.
sale (assuming the existence of such documents, other
than the deposit check Johnson had received), is part of
effects bargaining rather than decision bargaining. I there-
fore find that Johnson was not required to furnish docu-
mentary evidence of his sale.
Johnson's only burden was to bargain, if requested,
about the effects of his decision on unit employees. To
the very limited extent that the Union asked questions re-
garding the impact of that decision on unit employees,
Johnson answered those questions and did, in that sense,
bargain.
The short of the matter is that the Union waived its
right to bargain with Johnson on further details concern-
ing the impact of the decision to close on unit employees
by failing to ask for information in that respect. The
burden is upon the Union to assert the right. By failing
to do so, the Union waived its right to require Johnson
to bargain further about the effects. Accordingly, I shall
dismiss the complaint with respect to all refusal-to-bar-
gain allegations, including paragraphs I I(b) and 16.
3. March 13 threat-Notice must be posted
Complaint paragraph 9 alleges that "On or about
March 13, 1980, Respondent, by its supervisor and agent,
James Gray, at its Mobile, Alabama facility, threatened
to do physical harm to employees because of their mem-
bership in the Union." Respondent admits the supervi-
sory status of Shop Foreman Gray.
It is obvious that on March 13, Gray temporarily lost
control of himself and told Chapel Chairman Chandler in
the bindery, and in the presence of Ruby Graham (and
another employee who is deaf), that he had had enough
of this "Union mess" and that he was going to put every-
one of them "under." By that, Gray went further to ex-
plain that he meant "I'll kill every damn one of you,
that's what I mean, and that's more than a threat, it's a
promise and I don't break promises." Gray, in an explo-
sion of emotion, repeated his threat two or three times
before turning and walking away.
Following
Gray's outburst,
Chandler
telephoned
Albert Todd, president of Local 27, and informed him of
the incident."' He told Todd that something should be
done about Gray's remarks. Todd assured him that he
would see what action could be taken. Approximately 30
minutes later, Johnson approached Chandler in his work
area and told Chandler that he would "talk to" Gray. It
appears that the Union filed a grievance over the inci-
dent and that this is one of the grievances referred to by
the parties in their bargaining session of March 18. The
record does not reflect what solution. if any, was effect-
ed on the grievance. Chandler never received an apology
from either Gray or Johnson for the incident nor did
Johnson disavow Gray's comments. Although Gray
apologized to Ruby Graham for his conduct on the occa-
sion, he did not specifically apologize for the threat he
uttered.
As Chandler was aware, Gray was a diabetic. Chan-
dler was aware that when Gray became upset it could
17 Chandler testified that Johnson was not in his office at that time or
he would have reported the matter to him.
861
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
create an imbalance in his blood sugar which could lead,
on occasion, to Gray's becoming a bit irrational.
I credit Gray's explanation of his behavior on this oc-
casion. He attributed his outburst to repeated attempts in
recent weeks and months by Chandler to have Gray join
the Union;'8 to vandalism of his automobile which was
parked on Print-Quic property, including tires being
slashed; and to two occasions when Chandler came to
Gray and told him that he had been accused by bargain-
ing-unit employees of sexual harassment. The immediate
event which triggered Gray's emotional outburst was the
fact that Gray had observed Chandler passing around to
employees at work a newspaper clipping discussing
sexual harassment. Gray brooded over this during the
lunch period. Rather than the lunchtime calming him, his
concern and agitation over the matter simply increased.
When he returned from lunch he confronted Chandler
and complained about the vandalism of his car, of anony-
mous telephone calls he had been receiving, and then ut-
tered his repeated threats to Chandler. At the hearing
Gray admitted that he could not prove that union mem-
bers were responsible for the vandalism and anonymous
telephone calls. However, it is clear that such was
Gray's belief.
Liability of Gray's threats to Chandler is imputed to
Respondent by virtue of Gray's supervisory position.
While ordinarily such liability would require an order
that Respondent post an appropriate notice to employees,
the prevailing circumstances should not be overlooked.
Thus, Respondent Johnson had closed his business, and it
is clear that Gray's outburst was an obvious personal re-
action on his part unassociated with any policy of Re-
spondent. While Gray did not apologize to the complete
satisfaction of Graham, nor did Johnson's statement of
Chandler that he would "talk to" Gray constitute a suffi-
cient disavowal of the conduct or an assurance that it
would not be repeated, it seems that this was the only
occasion
that Gray never expressed
any anitunion
remark, much less a threat of physical violence based
upon union considerations. In these circumstances, had
Johnson expressly disavowed Gray's threat and assured
employees that he would not condone such conduct in
the future, it could well be that the notice would not be
required. However, in the absence of such disavowal and
assurances by Johnson, satisfaction of the purposes of the
Act necessitate that Johnson be ordered to mail a notice
to each of the employees on his payroll as of March 13,
1980, to the last known address.' 9 The notice shall state
that if he reenters the printing business, he will not con-
done such conduct by any of his supervisors.
CONCLUSIONS OF LAW
1. At all times relevant herein, Respondent was an em-
ployer engaged in commerce within the meaning of Sec-
tion 2(6) and (7) of the Act.
1a Art. 1, sec 4, of the prior collective-bargaining agreement clearly
states that foremen may be members of the Union.
sa In view of these considerations, the customary notice requirement
should be ordered even though the threat was an isolated event. Morton's
IGA Foodliner, 237 NLRB 667 (1978). An order to mail the notice is ap-
propriate. Cerro Coay Devices, Inc., 237 NLRH 1153 (1978).
2. Local 27 is a labor organization within the meaning
of Section 2(5) of the Act.
3. At all times relevant herein, Local 27 was the exclu-
sive collective-bargaining representative for the employ-
ees in the contractual unit.
4. Respondent has violated Section 8(a)(1) of the Act
by and through Supervisor Gray's threat to do physical
violence against employees based upon union consider-
ations.
5. The foregoing unfair labor practices affect com-
merce within the meaning of Section 2(6) and (7) of the
Act.
6. Respondent has not violated Section 8(a)(5) of the
Act as alleged.
THE REMEDY
In view of the foregoing, I shall recommend that Re-
spondent be ordered to mail the notice to employees, at-
tached to this decision as the "Appendix," to all employ-
ees on its payroll as of March 13, 1980, and to furnish
proof of such mailing to the Regional Director for
Region 15.
Upon the foregoing findings of fact, conclusions of
law, and the entire record, and pursuant to Section 10(c)
of the Act, I hereby issue the following recommended:
ORDER 2 0
The Respondent, C. Elton Johnson, d/b/a Print-Quic,
Mobile, Alabama, its officers, agents, successors, and as-
signs, shall:
1. Cease and desist from:
(a) Unlawfully threatening employees with physical
violence by and through supervisors based upon union
considerations.
(b) In any like or related manner interfering with, re-
straining, or coercing its employees in the exercise of
their rights to self-organization, to form, join, or assist
Mobile Typographical Union, Local No. 27, or any
other labor organization, to bargain collectively through
representatives of their own choosing, to act together for
the purpose of collective bargaining or other mutual aid
or protection, or to refrain from any or all such activi-
ties.
2. Take the following affirmative action which will ef-
fectuate the purposes of the Act:
(a) Mail signed and dated copies of the attached notice
marked "Appendix" to all employees on its payroll as of
March 13, 1980, to their last known address.2 1 Copies of
such notices, to be furnished to Respondent by the Re-
gional Director for Region 15, after being duly signed
20 In the event no exceptions are filed as provided by Sec. 102.46 of
the Rules and Regulations of the National Labor Relations Board, the
findings, conclusions, and recommended Order herein shall, as provided
in Sec. 102.48 of the Rules and Regulations, be adopted by the Board and
become its findings, conclusions, and Order, and all objections thereto
shall be deemed waived for all purposes.
"I In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."
862
PRINT-QUIC
and dated by Respondent's
representative,
shall be
mailed by Respondent immediately upon receipt thereon.
(b) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all
payroll records, social security payment records, time-
cards, personnel records and reports, and all other
records necessary to confirm compliance with the terms
of this Order.
(c) Notify the Director for Region 15, in writing,
within 20 days from the date of this Order, what steps
Respondent has taken to comply herewith.
IT IS ALSO ORDERED that the complaint is dismissed in-
sofar as it alleges violations not specifically found herein,
including allegations of refusal to bargain in violation of
Section 8(a)(5) of the Act, and including complaint para-
graphs 11 and 16.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing, at which all sides had the opportunity to
present their evidence and cross-examination witnesses,
the National Labor Relations Board has found that I vio-
lated the National Labor Relations Act, through the con-
duct of a statutory supervisor, and the Board has ordered
me to post this notice and to comply with its provision. I
intend to abide by the following:
The National Labor Relations Act gives you, as
employees, the right:
To engage in self-organization
To form, join, or assist any union
To bargain collectively through representa-
tives of their own choice
To engage in activities together for the pur-
pose of collective bargaining or other mutual aid
or protection
To refrain from the exercise of any or all such
activities.
Accordingly, I assure you that in the event I reenter the
printing business:
I WILL NOT condone any unlawful threats of
physical violence by any of my supervisors against
any of my employees, and I WILL assure my em-
ployees, if any such threats occur, that I will take
whatever action is appropriate regarding such su-
pervisor in light of the Order of the National Labor
Relations Board and this notice.
I WILL NOT in any like or related manner inter-
fere with, restrain, or coerce you in the exercise of
the rights guaranteed you by Section 7 of the Act,
including your right to self-organization, to form,
join, or assist Mobile Typographical Union, Local
No. 27, or any other labor organization, to bargain
collectively through representatives of your own
choosing, to act together for the purpose of collec-
tive bargaining or other mutual aid or protection, or
to refrain from any or all such activities.
C. ELTON JOHNSON, D/B/A PRINT-QUIC
863