262 NLRB 267
Douglas Parking Company
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Douglas Parking Company and Teamsters Auto-
motive Employees Local No. 78, affiliated with
International Brotherhood of Teamsters, Chauf-
feurs, Warehousemen and Helpers of America
and East Bay Automotive Machinists Lodge No.
1546, affiliated with International Association
of Machinists and Aerospace Workers, AFL-
CIO. Cases 32-CA-2902 and 32-RC-1075
June 21, 1982
DECISION, ORDER, AND DIRECTION
OF SECOND ELECTION
BY MEMBERS FANNING, JENKINS, AND
ZIMMERMAN
On June 23, 1981, Administrative Law Judge
Clifford H. Anderson issued the attached Decision
in this proceeding. Thereafter, Respondent and the
General Counsel filed exceptions and supporting
briefs.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings,' and conclusions of the Administrative Law
Judge and to adopt his recommended Order.2
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative
Law Judge and
hereby orders that the Respondent, Douglas Park-
ing Company, Oakland, California, its officers,
agents, successors, and assigns, shall take the action
set forth in the said recommended Order.
IT IS FURTHER ORDERED that the election held in
Case 32-RC-1075 on July 18, 1980, be, and it
hereby is, set aside, and that this case be remanded
to the Regional Director for Region 32 for the pur-
pose of conducting a new election in the appropri-
ate unit at such time as he deetns that circum-
stances permit the free choice of a representative.
[Direction of Second Election and Excelsior foot-
note omitted from publication.]
i Respondent has excepted to certain credibility findings made by the
Administrative Law Judge. It is the Board's established policy not to
overrule an administrative law judge's resolutions with respect to credi-
bility unless the clear preponderance of all of the relevant evidence con-
vinces us that the resolutions are incorrect. Standard Dry Wall Producs.
ie., 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have
carefully examined the record and find no basis for reversing his findings.
* Respondent has requested oral argument. This request is hereby
denied as the record, the exceptions, and the briefs adequately present the
issues and the positions of the parties.
262 NLRB No. 24
DECISION
CLIFFORD H. ANDERSON, Administrative Law Judge:
This matter was heard before me on March 10, 1981,
pursuant to a complaint and notice of hearing issued on
September 30, 1980, and amended on March 11, 1981, by
the Regional Director for Region 32 of the National
Labor Relations Board, based on a charge in Case 32-
CA-2902 filed on July 24, 1980, by Teamsters Auto-
motive Employees Local No. 78, affiliated with Interna-
tional Brotherhood of Teamsters, Chauffeurs, Ware-
housemen and Helpers of America, and East Automotive
Machinists Lodge No. 1546, affiliated with International
Association of Machinists and
Aerospace
Workers,
AFL-CIO (the Teamsters and the Machinists, respec-
tively, or collectively as the Charging Party, the Joint
Petitioners, or the Union), against Douglas Parking Com-
pany (Respondent or the Employer). On October 8,
1980, the Regional Director issued a Report on Objec-
tions, order consolidating cases, and notice of hearing
consolidating the hearing in the previous described case
with a hearing in Case 32-RC-1075 on certain objections
filed by the Union to the conduct of the Employer con-
cerning an election held on June 17, 1980.
The amended complaint, as further amended at the
hearing, alleges that Respondent's agents at various times
in July 1980 interrogated employees about their union
activities, threatened employees with discharges because
of their union activities, and created the impression
among employees that their union activities were under
surveillance-all in violation of Section 8(a(1) of the Na-
tional Labor Relations Act (the Act).'
Respondent
denies that it engaged in the conduct alleged in the
amended complaint or that it in any way violated the
Act.
The Union's objections, following withdrawal of cer-
tain portions prior to the hearing, aver generally the con-
duct set forth in the complaint. An additional issue,
raised in the Regional Director's Report on Objections,
involves a preelection employee party held by the Em-
ployer at which certain door prizes were awarded. The
Union seeks a new election. The Employer argues that
no conduct engaged in by its agents requires a new elec-
tion.
All parties were given full opportunity to participate
in the hearing, to introduce relevant evidence, to exam-
ine and cross-examine witnesses, to argue orally, and to
file post-hearing briefs.
Upon the entire record herein2 including briefs from
the General Counsel, Respondent, and the Union, and
from my observation of the witnesses and their demea-
nor, I make the following:
I Included in the amended complaint at the hearing was an allegation
that Respondent promised employees wage increases if they voted against
the Union. On brief the General Counsel moved to withdraw this allega-
tion from the complaint, par. 6(c). The motion is hereby granted.
I Errors in the transcript are hereby noted.
267
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
FINDINGS OF FACTs
I. JURISDICTION
Respondent is a partnership existing under the laws of
the State of California, engaged in ownership and oper-
ation of parking lots in Oakland, Calfornia, and vicinity.
Respondent
annually enjoys revenues in excess of
S500,000 from its business operations and annually pur-
chases and receives at its Oakland operations goods and
services from outside the State of California of a value in
excess of S50,000.
II. LABOR ORGANIZATIONS
The Teamsters and the Machinists are, and each of
them is, a labor oranization within the meaning of
Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. General Background
Respondent operates various parking lots in and
around Oakland, California. The partnership is owned by
admitted agents Sanford Douglas,
Leland Douglas,
Ronald Douglas, and Dave Flett. Sanford Douglas estab-
lished Respondent in 1930 and is the father of Ronald
and Leland Douglas.
Respondent employs various full- and part-time em-
ployees in the Oakland area. The Union filed a petition
in Case 32-RC-1075 on May 28, 1980, seeking to repre-
sent certain of these employees. The parties entered into
an election agreement approved by the Regional Direc-
tor on June 17, 1980, which set July 18, 1980, from 1 to
5 o'clock in the afternoon as the date and time of the
representation election. The election was conducted as
agreed at both a fixed and a mobile location. The Union
lost the election by a tally of 14 votes for the Union, 34
against, and 1 vote challenged. On July 24, 1980, the
Union filed timely objections which, excepting the objec-
tions withdrawn by the Union on September 29, 1980,
are part of the instant case.
B. Specific Allegations in the Complaint
The allegations of the complaint are few and the dis-
putes factually uncomplicated. They may be discussed as
follows.
1. The purported questionnaire and associated
interrogations
At least some of Respondent's employees work at its
parking lots in parking attendant booths. During the
preelection period Respondent's owners passed out cam-
paign literature and made campaign statements and an-
nouncements to employees by visiting employees on the
job. Dave Flett and Leland Douglas visited certain em-
ployees at their parking lot booths and discussed with
them various issues. Included in these discussions was the
presentation of a particular document prepared by Re-
8 The facts were largely undisputed. Except where otherwise noted
themse
findings are based on the pleadings, admissions, stipulations, or un-
contradicted credible testimonial or documentary evidence.
spondent which perhaps a dozen or so employees were
asked to sign. All copies of the document or form were
destroyed immediately after the election,4 The language
of the forms and the statements of Respondent's agents
in discussing it with employees is disputed.
Respondent's agents testified that the form was a mul-
tiparagraph recitation of the Employer's position that
certain of its parking lots must be operated even in the
event of a strike and that, accordingly, replacements
would be hired to operate the lots in the event employ-
ees went out on strike. Leland Douglas testified that the
form contained but a single question which asked em-
ployees, in effect:
Do you understand that these are our obligations,
that we must continue to operate [the lots], and that
in the event of a strike that they could be perma-
nently replaced, if there was a strike?
David Flett acknowledged that he spoke with some four
or five employees concerning the contents of the form
and that he had some forms signed. He testified that he
did not recall a signature line on the form. He specifical-
ly denied that the form contained a question or that the
employees were otherwise asked if they would work
during a strike. Flett testified that employees were asked
only if they understood the position of the Employer
and, in some cases, to sign the form to acknowledge that
understanding.
Employee Percy Harriston testified that while he was
working in his parking lot booth on or about July 11 he
observed Dave Flett approach and converse with an-
other employee in that employee's booth. Flett then
came to Harriston's booth. Harriston testified that Flett
asked him to read the document attached to a clipboard
Flett was carrying. Harriston testified that he read the
document, which was a four-part questionnaire. He be-
lieved the questionnaire was written so that a "yes" or
"no" answer to some of the questions indicated a pro or
antiunion opinion. Harriston believed that the form asked
him if he would work during a strike. He testified that
he signed the form intending to adopt a neutral position.
Harriston signed because he believed that to refuse to
sign the form would suggest to Respondent that he was
prounion. Harriston recalled that Flett told him that he
did not have to sign the statement.
It seems clear that the issue concerning these events is
entirely factual. If, as Harriston believed, the Employer
were soliciting employees concerning their intentions re-
garding a strike at this critical preelection time, without
specific justification not present in this record, such in-
terrogations would violate Section 8(aXl) of the Act. If,
on the contrary, the Employer's solicitation sought to
obtain signatures which did no more than acknowledge
that the Employer's position was understood, then no
violation of the Act occurred. For the resons set forth
4 I credit the unchallenged testimony that Respondent's agents de-
stroyed most campaign material, including all the questionnaires, immedi-
ately after their apparent election victory. There is no evidence that this
action was undertaken with guilty intent. I therefore reject any arguable
adverse inference which might otherwise attach to Respondent because
of its failure to retain the form.
268
DOUGLAS PARKING COMPANY
below, I conclude that counsel for the General Counsel
has failed to meet his burden of proof with regard to the
questionnaire and related conduct. Accordingly, I shall
dismiss those allegations of the complaint related to it.
The recollections of Flett and Douglas concerning the
exact language and format of the form were vague and
inexact as were those of Harriston. I do not rely on de-
meanor to support my finding here. Each witness con-
vinced me that he was trying honestly to recollect both
the events and the language of the form. Thus, the Gen-
eral Counsel does not meet his burden based on demea-
nor. Turning to probabilities, I find it likely that the lan-
guage on the form was substantively as Flett and Doug-
las described, but that Harriston misread or confused the
language and perceived multiquestion solicitation where
none existed. 6 While such an error is unfortunate, and ar-
guably resulted in the the belief by Harriston that his
views on the Union were being solicited, this result
cannot be attributed to Respondent.
2. The creation of the impression of surveillance of
employee voting
The election was conducted from I to 5 p.m. on July
18 by means of a roving voting site and a permanent site
at one of the Employer's parking lots. A van was parked
on the lot and used in the fixed voting area balloting.
Former Board Agent Richard Zungia was involved in
conducting the election at the fixed site. He testified to
the following events. At or about 1 p.m., at which time
five or six employees were lined up to vote, a union ob-
server told Zungia that he thought he identified Sanford
Douglas parked in a car across the street. The distance
involved was some 100 plus feet. Zungia went to the
identified car and spoke to Sanford Douglas, first identi-
fying himself as a Board agent. Zungia asked the occu-
pant of the car if his name was Sanford Douglas. Doug-
las answered no. Zungia then returned to the polling van
and related the conversation to the union observer. The
observer reasserted to Zungia that Douglas was "some
type of management supervisors."
Zungia immediately recrossed the street to the parked
car and asked Douglas if he was Sanford Douglas or a
manager/supervisor
for Douglas Parking
Company.
Douglas asked Zungia why. Zungia again explained his
official position and assignment and asked Douglas to
leave the area, noting that his presence could cause the
results of the election to be set aside. Douglas responded
that he would think about it for 10 or 15 minutes. Zungia
returned to the polling area, explained the incident to the
union observer, and commenced voting employees. After
perhaphs 5 minutes, during which time five or six em-
ployees had voted, Zungia observed Douglas leave the
area. The union observer was unavailable to testify be-
cause of military service.
Sanford Douglas testified that he regularly parks in
company lots for the purpose of inspecting unmanned
pay boxes-where customers insert coins and currency in
payment of the parking fee. Consistent with this practice,
s Were such a misreading attributable to the deliberately ambiguous
drafting of the Employer, I would find it liable for the resul! here. How-
ever, since I do not find the evidence sufficient to supporn such a finding,
I specifically refuse to attribute Harriston's error to the Employer.
he entered the employer-owned lot across from the poll-
ing area because its strategic location permits the view-
ing of serveral of the Employer's lots and their pay
boxes. He had with him a social acquaintance who left
the vehicle to make a telephone call. Zungia approached
him for the first time as he was sitting in his car waiting
for the return of his friend. Douglas testified that at the
time he knew "something was to be held there" but that
he was uncertain of the specifics of the balloting or the
impact of the matter.
Douglas testified that Zungia initially asked only if he
was the owner of Douglas Parking whereupon he re-
sponded, "No, I'm a partner." Zungia then left but re-
turned in a few minutes. Zungia asked on this ocasion if
he was Sanford Doulglas and he said he was. Zungia
then said he was from the National Labor Relations
Board and asked him to leave immediately. Douglas tes-
tified the he waited a few minutes for his friend to return
to the car. When he did they immediately left the area.
I credit the testimony of Zungia over Sanford Douglas
to the limited extend they differ. Douglas admittedly
knew something was "going on" across the street. There
is no dispute that the election and the related union cam-
paign have involved a considerable part of his partners'
time and attention during the period preceding the elec-
tion. Douglas, even though he was no longer active in
the day-to-day affairs of the enterprise, knew or should
have known of the significance of the events across the
street. The probabilities also favor Zungia. If Douglas is
credited over Zungia, Zungia's action in first talking to
Douglas and then returning to the polling area makes no
sense. Only if Zungia's version of events-that Douglas
initially denied any identification with Respondent-is
credited, was the Board agent's return to the polling area
and second trip to the car justified. Zungia, of course,
had no interest in the outcome of the election and was
concerned only with following Board procedure. Fur-
thermore, Sanford Douglas was not likely to willingly
admit an intention to observe the voting.
I find that Sanford Douglas, for reasons of curiosity or
otherwise, parked some 100 or more feet away from the
polling area-across a street which was carrying regular
traffic-for some 5 to 15 minutes at the commencement
of the polling period. During the last 5 minutes of his
presence some five or six employees cast their ballots.
There is no evidence that any employees other than the
union observer knew of Douglas's presence. There is no
evidence that Douglas communicated with any employee
directly or indirectly during the events in question or
that the voting was disrupted other than by Zungia's
brief absences.
Without commenting here on the effect of this con-
duct, if any, upon the election, it is clear that the above-
described conduct does not constitute a violation of
Section 8(a)(1) of the Act. While counsel for the General
Counsel cites certain representation cases in which em-
ployer surveillance of union meetings was found to re-
quire a new election, he did not cite to me, nor am I oth-
erwise aware of, any Board cases finding surveillance of
the polling process, without more, to constitute an unfair
269
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
labor practice.6 Accordingly, I shall dismiss this allega-
tion of the complaint.
3. The Ronald Douglas-Percy Harriston
conversation
On July 17, at 10 to 11 o'clock in the morning,7 Percy
Harriston was working in his parking lot booth when he
was approached by Ronald Douglas. The two had a con-
versation the specifics of which was disputed at the hear-
ing. The witnesses' versions of what was said vary
widely.
a. Harriston's version
Harriston testified that he had not had a conversation
with Ronald Douglas previously but that on this occa-
sion Douglas walked up to his booth. Douglas asked
Harriston if he was going to the company party that
night.8 Harriston responded that he was not because he
had a daughter coming home from school. Douglas sug-
gested he bring his daughter to the party, but Harriston
said he thought that inadvisable. Douglas then exclaimed
that Harriston could go to the union party then. Harris-
ton said he was not going to the union party either,
again because of his daughter. Douglas cursed Harriston
and exclaimed, "It's been good knowing you."
The conversation became heated. Douglas said he
knew that Harriston had been attending union meetings.
Harriston asked the source of this information and Doug-
las responded that he knew the identity of all who at-
tended the union meetings and when and where they
were held. Harriston asked Douglas to leave his booth
and offered Douglas-apparently as a symbolic offer to
quit-the keys to the booth. Harriston then suggested
that coins had been left about his booth and that he felt
that this was by employer design to impugn his integrity
by causing his theft of the coins. Douglas said he knew
nothing of the coins and was sorry to hear of the matter.
Harriston reasserted he would not attend the company
party. He told Douglas that he knew Douglas had
learned all about the union meetings from a named indi-
vidual. Douglas did not respond to this assertion, but
rather again asked Harriston to attend the company
party. Harriston said he would attend neither the compa-
ny nor the union party. The conversation ended with
Douglas walking off, again remarking after a curse,
"Harriston, it's been good knowing you."
b. Douglas' version
Ronald Douglas testified that during his normal duties
he had occasion to be near Harriston's booth. On the day
in question he asked Harriston if he was coming to "our
s Surveillance of the creation in employees' minds of the impression of
surveillance of union activities, such as employee attendance at a union
meeting or handbilling, is fundamentally different from surveillance of
the polling process. This is so because a voting employee, unlike an em-
ployee who is engaging in overt union activities, is not obviously favor-
ing either side-the ballot being secret. Thus, while polling surveillance
may intrude on laboratory conditions, it is less likely to violate employee
Sec. 7 rights.
The conversation may have occurred on July 16, but the exact date
is unnecessary to resolve.
a The party is discussed infra.
party tomorrow night." When Harriston said no, Doug-
las asked him why. Harriston responded that his daugh-
ter was in town. Douglas suggested Harriston bring her
to the party also. Harriston declined this invitation as
well. Harriston then on his own added that he was not
going to any union meeting either. This was the only ref-
erence in the conversation to the Union. Douglas specifi-
cally denied at any time telling Harriston that he knew
who had attended union meetings. He also denied curs-
ing as a personal habit generally and specifically denied
the cursing attributed to him by Harriston.
Douglas did recall that there was a heated discussion
during the conversation which concerned the military.
Harriston did not like white Air Force officerss and had
believed that Douglas had been an officer in the Air
Force. Douglas testified: "We began to argue a little bit
about the intricacies of the military." On cross-examina-
tion Douglas recalled that Harriston had made various
complaints to him including the assertion that someone
was trying to frame him by placing coins on his parking
lot booth floor. Harriston said he was suspicious of
Douglas. Douglas assured him he had nothing to do with
the coins.
During the conversation Douglas formed the opinion
that Harriston had a bad attitude about the military serv-
ice and indeed the world. This offended Douglas and he
broke off the conversation saying, "Goodbye, I'll see
you later."
c. Conclusion
There is no doubt that, if the events occurred as testi-
fled to by Harriston, Respondent has violated Section
8(aX)()
of the Act by creating the impression that em-
ployee union activities were under surveillance and by
threatening an employee with discharge because of union
activities. So, too, it is clear that if the conversation oc-
curred as testified to by Ronald Douglas then no viola-
tion of the Act occurred. For the reasons set forth
below, and mindful of the burden which the General
Counsel bears as to each allegation in the complaint, I
credit Harriston over Ronald Douglas to the extent their
versions of the conversation differ. Accordingly, I find
that Respondent has violated Section 8(aXl) of the Act
as alleged.
I find Harriston to be a credible witness with a sound
demeanor. He gave every appearance of attempting to
answer honestly the questions put to him. His testimony
regarding the conversation was detailed. Harriston's
memory was clear and it is unlikely he was confusing
Ronald Douglas' comments with any other conversation
or speaker. Thus, absent deliberate misstatement or dis-
tortion by Harriston, the events likely occurred u de-
scribed.
Two aspects of Harriston's testimony are worthy of
further comment. First, as noted supra, I do not credit
Harriston's testimony regarding the form he was present-
ed by Flett for his signature on or about July 11. I made
that finding because I believe that Harriston was mistak-
en in his interpretation of the form. That determination is
Harristo is black; Douglas is white.
270
DOUGLAS PARKING COMPANY
not inconsistent with my finding here that Harriston
truthfully testified concerning the July 17 conversation.
Unlike the form which Harriston misinterpreted, his con-
versation with Douglas was not easily susceptible of mis-
interpretation or misrecall.
Second, Respondent correctly points out that Harris-
ton's initial affidavit given to a Board agent on August
20, 1980, described his conversation with Ron Douglas
in an abbreviated fashion, omitting among other things
any reference to Douglas' alleged statements regarding
knowledge of union meetings. Only in a supplemental af-
fidavit given to counsel for the General Counsel on
March 27, 1981-3 days before the hearing-did Harris-
ton recite the events of the conversation in a manner
similar to his testimony at the hearing. The inference ad-
vanced by Respondent is that Harriston recently fabricat-
ed the additional information contained in his supplemen-
tal affidavit. This recent fabrication, argues Respondent,
explains the absence of the added detail in the original
affidavit. I have considered this argument in light of the
demeanor of each witness. the affidavits of Harriston in
their entirety, and his testimony as a whole. I recognize
the logical force of Respondent's argument but on this
record give it little weight. This is particularly so in
view of my firm determination that Harriston was an
honest witness. I find that at the time Harriston gave his
first affidavit, which covered a broad range of events, he
either did not fully recall the conversation or the Board
agent did not completely interrogate him regarding the
conversation.
Further, any credibility resolution is based upon a
comparison or relative weighing of the credibility of
conflicting witnesses. The demeanor of conflicting wit-
nesses may be judged one against the other. Ronald
Douglas' demeanor in my view was significantly inferior
to that of Harriston. Douglas seemed unusually agitated
and intense during his examination. He appeared uncom-
fortable in his testimony and, in my view, testified with
an intent to deny the allegations laid against him rather
than to testify fully and completely regarding his conver-
sation with Harriston.
Lastly, the probabilities favor Harriston's version of
the conversation over Douglas'. Harriston's strong feel-
ings of hostility and suspicion that he was being "set up"
by Douglas-which each witness described as intense-
would reasonably occur following a discussion of his
union sympathies and Douglas' claim of having knowl-
edge of who atended union meetings and his implied
threat of discharge-his "it's been good knowing you"
remark. It is less reasonable that a heated discussion
should evolve out of the version of the conversation tes-
tified to by Douglas. The proposition that Harriston
would initiate hostile remarks to his employer based on
his asserted racial prejudice regarding military life is also
unlikely.
4. Summary and remedy
I have determined that the General Counsel's allega-
tions regarding Leland Douglas, Dave Flett, and Sanford
Douglas are without merit and therefore should be dis-
missed. I have determined that the General Counsel's al-
legations that Ronald Douglas created the impression of
surveillance of employees union activities and threatened
employees with discharge because of their union activity
have merit and should be sustained. Accordingly, I will
find that in engaging in the conduct described Respond-
ent violated Section 8(aX)(1) of the Act.' 0
Having found Respondent engaged in certain unfair
labor practices, I shall recommend it cease and desist
therefrom and take certain affirmative action designed to
effectuate the purposes of the Act. Such affirmative
action shall include the posting of the normal notice with
remedial language consistent with Board precedent.
V. THE UNION'S OBJECTIONS
Before me for resolution pursuant to the Regional Di-
rector's Report on Objections are Union's Objections 2
and 3 and the matter of the Employer's preelection em-
ployee meeting. These matters will be discussed separate-
ly.
1. Objection 2
Objection 2 alleges that Respondent violated employ-
ees' Section
7 rights during the critical preelection
period, thus constituting conduct affecting the outcome
of the election. I have discussed and resolved the allega-
tions of 8(aX1) violations, supra. The only credited evi-
dence in support of this objection is that supporting my
finding that Harriston was threatened and coerced in his
preelection conversation with Ron Douglas.
The Board views any violation of employee Section 7
rights between the filing of the petition and the election
as, a fortiori, objectionable conduct. Dal-Tex Optical
Company, Inc., 137 NLRB 1782, 1786 (1962). As the
Board noted in Super Thrift Markets, Inc. t/a Enola Super
Thrifts, 233 NLRB 409 (1977), there is a single exception
to this rule:
The only recognized exception to this policy is
where the violations are such that it is virtually im-
possible to conclude that they could have affected
the results of the election.
Even though the conduct involved herein was serious, it
may hardly be regarded as requiring a new election if
but a single employee knew of the Employer's action
until after the balloting.
The Board, however, has had occasion to note that
employer threats or other improper conduct toward a
few employees become the subject of repetition and dis-
cussion among voters thus enlarging the affected audi-
ence and the affects of the conduct. Thus, while the
statements to Harriston might not require a new election
this is not the case if they had been disseminated among
voters prior to the election.
There is no evidence on the record concerning the di,-
semination of the remarks of Ronald Douglas to Harris-
ton among the voters prior to the election. Harriston's
son was an employee and observer for the Union at the
election. Presumably, he attended the union meeting the
evening before the election and could have passed on in-
10 Respondent's Motion for Summary Judgment is accordingly denied.
271
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
formation of his father's confrontations with Douglas
earlier that day if he had been told of it. Perhaps Percy
Harriston, contrary to his prior assertion to Ronald
Douglas, did in fact go to the union meeting and repeat-
ed the conversation to others at the meeting. Perhaps the
events were the subject of employee discussion at the
Employer's party that night. Such speculation is without
profit, however, for Harriston was not asked whether he
told others of his confrontation with Douglas or when
such subsequent discussion took place, if at all. I cannot
find on this record that he did or did not repeat what
happended to anyone before the election was over.
The burden of going forward with evidence support-
ing election objections falls to the objecting party, the
Union here. Therefore, it would appear that the lack of
evidence concerning Harriston's dissemination of the
threats he received from Ronald Douglas to others
would require a finding that no other employees learned
of the matter before the election and that conduct was de
minimis. The Board, however, has created a specific
"presumption of repetition" regarding statements made
during an election campaign. Sol Henkind, an individual,
d/b/a Greenpark Care Center, etc., 236 NLRB 683 (1978),
and cases cited therein at 684, fn. 12. The Board pre-
sumes that conduct is described to other employees.
Given that presumption I find the burden on this aspect
of the case shifts to the Employer. The Employer must
prove that the conduct was not disseminated prior to the
election. Noting the Employer's failure to adduce evi-
dence to meet its burden of showing that further dissemi-
nation had not occurred, I find that the remarks to Har-
riston were the subject of repetition and discussion
among voters before the election and, therefore, the
impact of Douglas' threats was widespread and no de
minimis. I shall therefore recommend that Union's Ob-
jection 2 be found to have merit. '
2. Objection 3
Objection 3 alleges that the presence of the Employ-
er's agents at various voting locations affected the out-
come of the election. The sole evidence offered in sup-
port of the objection is that discussed, supra, concerning
Sanford Douglas. I find that the conduct involved did
not rise to the level requiring a new election. The Board
has considered various situations involving employer in-
trusion into the balloting process. Where, as here, the
Employer's agent did not engage in conversation with
employees and there was no evidence that employees
other than the observers saw the individual, the Board
has not directed a new election. El Rancho Market, 235
NLRB 468 (1978); Components, Inc., 197 NLRB 163
(1972). But cf. Belk's Department Store of Savannah,
Georgia, Inc., 98 NLRB 280 (1952). This is so even
where the agent may be assumed to have entered the
area out of curiosity rather than by mistake and even
where the employer agent lingered a few minutes after
being asked to leave. Murray Ohio Manufacturing Compa-
" Indeed, even without the repetition found, the Board has frequently
set aside elections based on few violations in a large unit. See, e.g., the
cases cited in Greenpark Care Center, supra, fn. 10 at 684.
ny, 156 NLRB 840, 853-854 (1966). Accordingly, I shall
recommend Objection 3 be found to be without merit.
3. Other conduct-the Employer's preelection party
On July 17, the Employer held an employees apprecia-
tion dinner at a local restaurant for its employees. Some
60-plus individuals attended, virtually all of whom were
employees. All the partners attended. An employer-pre-
pared flyer advertised the event and announced that
"door prizes" would be awarded. The flyer listed the
door prizes:
A weekend trip to Reno-all paid, 12 weekends use
of new Thrify "Rent-a-Car," AM/FM stereo with
Tape, Color TV, Five $20 cash door prizes (come
early for best chance), five cases of beer, $174 of
Groceries-I yr. union dues, four radial tires for your
car, Good food and drinks.
All advertised items were awarded to attending employ-
ees. The prizes described cost the Employer about
$2,000. 12
Respondent was founded some 50 years before 1980.
Although Respondent's principals had intended to have a
50th anniversary celebration, the date of the instant party
was selected after the representation petition had been
filed and the election date selected. It can be reasonably
inferred from the selection of the day preceding the elec-
tion, the title of the gathering, and the reference to union
dues in the door prize announcement, that neither the
employer nor the employees were unaware of the elec-
tion to be held the following day. I consider the party to
be a preelection party, rather than an unrelated occur-
rence.
The Board has held that employer-supplied free din-
ners and cocktails at preelection voluntary employee
meetings are legitimate campaign techniques. Northern
States Beef, Inc., 226 NLRB 365 (1976); Ohmite Manufac-
turing Company, 111 NLRB 888 (1955). Thus the dinner
and drinks, standing alone, are not objectionable.
Prizes or raffles are not regarded by the Board per se
objectionable, but are considered in light of all attendant
circumstances. Hollywood Plastics, Inc., 177 NLRB 678
(1969). As to the effect of door prizes awarded to em-
ployees prior to voting, the test is more specifically ex-
pressed by the Board in Thrifty Drug Company, 217
NLRB 1094, 1095 (1975):
..[w]ere
the prizes of sufficient value as to create
in the minds of the winners a feeling of obligation
to favor the Employer's position.
In considering the application of this standard it is im-
portant to distinguish between Board cases which ad-
dress different factual situations. The prizes in the instant
case were not given to unit employees generally but
were offered only to those who attended the Employer's
12 The parties stipulated to the cost of these items, save for that of the
rental car use which I have roughly estimated as about $200. On my own
motion I correct the transcript to change the statement of Respondent's
counsel from "No stipulation" to "So stipulated."
272
DOUGLAS PARKING COMPANY
party. 13
Further, we are not dealing with rafes in
which prizes are awarded after the balloting is conclud-
ed. Thus, the inducement to be measured is not the pree-
lection value of the probability of winning a prize after
the election but rather the prize itself. The prizes herein
were awarded before the vote. 14
The monetary value of the prizes awarded herein was
substantial. I am aware of no Board cases dealing with
closely equivalent values.15 The prizes were numerous
with five prizes representing substantial benefit to the
winning employees. The remaining 22 prizes of cash,
cases of beverage, and free automobile use,' 6 while not
of great value were not minimal gratuities. Certainly the
number of employees receiving prizes was sufficient to
influence the outcome of the election if, in fact, the
voters were influenced by the awards.
Considering all of the circumstances surrounding the
inducements, I conclude that the size and extent of distri-
bution of the Employer's door prizes given the evening
before the election destroyed the laboratory conditions
necessary for a free and fair election. There must be a
limit to an employer's beneficence to potential voters.
Clearly, at some point the prizes become too much.
While there seems to be no clear line between proper
and improper inducements other than the Thrifty Drug
Company admonition quoted supra, I find that the demar-
cation line has been crossed here. The prizes awarded
were of sufficient number and value that it is likely that
the receiving employees felt an obligation to favor the
Employer's position. Such a risk is inherently destructive
of the laboratory conditions the Board seeks to maintain
in its election procedures. Accordingly, I shall recom-
mend that the conduct described be found to require a
new election be held.
4. Summary and recommendation for new election
The Union's Objections I and 4 were not before me
for resolution. Objection 3 has been found to lack merit
and I shall recommend it be overruled. Objection 2 has
been found to have merit and I shall recommend it be
sustained. I have also found the "other conduct" de-
scribed above also required a new election be held to
insure a free and reasoned selection of alternatives by
'l
An importatnt distinction
inducements to the unit generally are
viewed with greater suspicion by the Board. See, e.g., General Cable Cor-
poration, 170 NLRB 1682 (1968)
"4 Board cases also distinguish between inducements at meetings which
are scheduled at a time when an election is not eminent and meetings
closely preceding the election date See, for example, Jacqueline Cochran.
Inc., 177 NI.RB 837 (1969).
i'
In Drilco, a division of Smith Management, Inc., 242 NLRB 20
(1979), the Board considered the effect of a raffle of an all-expense-paid
trip for two from the Texas facility to, at the option of the employee,
Disneyland, Disneyworld, or Hawaii The Board commented:
Here, the size of the leading prize is so great as to divert the atten-
tion of employees away from the election and its purpose. In addi-
tion, such a substantial prize inherently induces those eligible to vote
in the election to, support the Employer's position. 1242 NLRB at
21.]1
le Although the record is not ilear. I have assumed that the prizes
were awarded separately i.e , 12 awards of automobile use, 5 awards of a
case of beer, and 5 axsards of $20. I also assume that no employee re-
ceived more than one prize These assumptions do not affect my conclu-
sion, however
employees and shall recommend the Board so find.
Based on all of the above findings I recommend that the
Board order a new election herein consistent with Board
procedure.
Upon the above findings of fact and the entire record
herein, I make the following:
CONCLUSIONS OF LAW
i. Respondent is an employer within the meaning of
Section 2(2) of the Act engaged in commerce within the
meaning of Section 2(6) and (7) of the Act.
2. The Teamsters and the Machinists, and each of
them, are labor organizations within the meaning of
Section 2(5) of the Act.
3. Respondent interfered with, restrained, and coerced
employees in the exercise of their rights guaranteed them
in Section 7 of the Act by creating the impression that
their union activities were under surveillance and by
threatening employees with discharge because of their
union activities, all in violation of Section 8(aX1) of the
Act.
4. The unfair labor practices noted above affect com-
merce within the meaning of Section 2(6) and (7) of the
Act.
5. Except as described above, Respondent has not
committed any violations of the Act as alleged in the
complaint.
6. By the conduct found objectionable in the section
entitled "The Union's Objections," Respondent has pre-
vented the holding of a fair election and such conduct
warrants setting aside the election conducted on July 18,
1980, in Case 32-RC-2902.
Upon the foregoing findings of fact and conclusions of
law, and upon the entire record, and pursuant to Section
10(c) of the Act, I hereby issue the following recom-
mended:
ORDER "
The Respondent, Douglas Parking Company, Oakland,
California, its officers, agents, and successors, and as-
signs, shall:
1. Cease and desist from:
(a) Threatening employees with discharge because of
their union activities.
(b) Creating the impression among employees that
their union activities are under surveillance.
(c) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them in Section 7 of the Act.
2. Take the following affirmative action which is
deemed necessary to effectuate the policies of the Act:
(a) Post at Oakland, California, and vicinity locations
copies of the attached notice marked "Appendix."18
17 In the event no exceptions are filed as provided by Sec. 102.46 of
the Rules and Regulations of the National Labor Relations Board, the
findings, conclusions, and recommended Order herein shall, as provided
in Sec 102.48 of the Rules and Regulations, be adopted by the Board and
become its findings, conclusions, and Order, and all objections theeto
shall be deemed waived for all purposes.
is In the event that thi: Order is enforced by a Judgment of a United
States Court oif Appeals, the words in the notice reading "Posted by
Co.tinxwd
273
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Copies of said notice, on forms provided by the Regional
Director for Region 32, after being duly signed by its au-
thorized representative, shall be posted by Douglas Park-
ing Company, immediately upon receipt thereof, and be
maintained by it for 60 consecutive days thereafter, in
conspicuous places, including all places where notices to
employees are customarily posted. Reasonable steps shall
be taken by Douglas Parking Company to ensure that
said notices are not altered, defaced, or covered by any
other material.
(b) Notify the Regional Director for Region 32, in
writing, within 20 days from the date of this Order, what
steps have been taken to comply herewith.
IT IS FURTHER ORDERED that the complaint as amend-
ed be, and it hereby is, dismissed in all other aspects and
that all motions inconsistent with the above are hereby
denied.
IT IS FURTHER ORDERED that the Union's Objection 2
be sustained, the other conduct described in the section
of this Decision entitled "Other Conduct" be found to
require a new election, and that the results of the elec-
tion held by the Board in Case 32-RC-1075 be set aside,
and that said case be remanded to the Regional Director
for Region 32 for the purpose of conducting a new elec-
tion at such time as he deems the circumstances permit
the free choice of a bargaining representative.
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing at which all sides had an opportunity to
present evidence and state their positions, the National
Labor Relations Board found that we have violated the
National Labor Relations Act, as amended, and has or-
dered us to post this notice.
The Act gives employees the following rights:
To engage in self-organization
To form, join, or assist any union
To bargain collectively through representa-
tives of their own choice
To engage in activities together for the pur-
pose of collective bargaining or other mutual aid
or protection
To refrain from the exercise of any or all such
activities.
In recognition of these rights, we hereby notify our
employees that:
WE WILL NOT threaten employees with discharge
because of their union activities.
WE WILL NOT create the impression among our
employees that their union activities are under sur-
veillance.
WE WILL NOT in any like or related manner vio-
late the provisions of the National Labor Relations
Act.
DOUGLAS PARKING COMPANY
274