262 NLRB 483
International Brotherhood of Electrical Workers, Local Union No. 66, AFL-CIO (Houston Lighting and Power Company)
ELECTRICAL WORKERS, LOCAL 66
International Brotherhood of Electrical Workers,
Local Union No. 66, AFL-CIO (Houston Light-
ing and Power Company) and Dennis
M.
Gerow. Case 23-CB-2373
June 29, 1982
DECISION AND ORDER
BY CHAIRMAN VAN DE WATER AND
MEMBERS JENKINS AND ZIMMERMAN
On August 27, 1980, Administrative Law Judge
William L. Schmidt issued the attached Decision in
this proceeding. Thereafter, Respondent filed ex-
ceptions and a supporting brief, and the General
Counsel filed limited exceptions and a brief in sup-
port thereof.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings,' and conclusions of the Administrative Law
JuCge as modified herein.
For the reasons set forth below we find, as the
complaint alleges, that, by unlawfully refusing,
since December 20, 1979, to allow Dennis M.
Gerow to resign from union membership and to
revoke his outstanding union dues-checkoff author-
ization, Respondent has violated Section 8(b)(l)(A)
of the Act; and that by thereafter failing to advise
Houston Lighting and Power Company (HLP),
Gerow's employer, of Gerow's resignation of mem-
bership and revocation of checkoff authorization,
thereby causing or attempting to cause HLP to
continue to deduct union dues from Gerow's pay
in violation of Section 8(a)(3) of the Act, Respond-
ent additionally violated Section 8(b)(1)(A) and (2)
of the Act.
Gerow, an apprentice instrument tester for HLP
at its W. R. Paris plant in Thompson, Texas,
became a member of Respondent on January 3,
1979. At the same time Gerow executed a dues-
checkoff agreement which authorizes HLP to each
month deduct the regular monthly union dues from
his pay and in pertinent part provides:
I reserve the right to revoke this authorization
during the two-week period preceding the
next anniversary date of this agreement. The
Respondent has excepted to certain credibility findings made by the
Administrative Law Judge. It is the Board's established policy not to
overrule an administrative law judge's resolutions with respect to credi-
bility unless the clear preponderance of all of the relevant evidence con-
vinces us that the resolutions are incorrect Standard Dry Wall Products,
Inc., 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have
carefully examined the record and find no basis for reversing his findings.
262 NLRB No. 61
authorization shall renew itself thereafter, from
year to year, subject each year to revocation
during the two week period preceding the an-
niversary date.
Thereafter, dues were regularly deducted from
Gerow's pay.
The collective-bargaining
agreement between
Respondent and HLP contains a dues-checkoff
clause which provides at article I, section 4, para-
graph C:
The Company shall not be required to change
the amount of Union dues deducted until re-
ceipt of an authorization signed by an employ-
ee authorizing such change. Any change in the
amount of dues deducted shall be effective as
of the month following receipt of such author-
ization.
In practice, each month Respondent forwards to
HLP a recapitulation sheet showing the individual
changes to be made under the dues-checkoff
system. HLP's payroll department normally re-
quires Respondent to submit such information 10
working days in advance of payday in order for
such changes to be reflected in the employee's next
paycheck. While there was testimony that an out-
standing dues authorization can be revoked only by
the timely submission of a properly executed
"Union Dues Cancellation Notice"2
provided by
Respondent,
neither the checkoff authorization
form nor the collective-bargaining agreement be-
tween Respondent and HLP makes any reference
to such a form being required to effectively revoke
an outstanding dues authorization.
Respondent's constitution and bylaws contain no
restrictions against resignation by members. Like-
wise, the collective-bargaining agreement between
Respondent and HLP contains no form of a union-
security agreement requiring the payment of dues
or other financial obligations to Respondent.
On May 18, 1979, Gerow, convinced that Re-
spondent was not pursuing a grievance filed by
himself and other similarly situated employees,3
sent a letter to Respondent stating that he wanted
to discontinue his membership in the Union. E. H.
Sledge,
Respondent's
business
manager,
sent
Gerow a reply letter dated May 22, 1979, stating:
I The "Union Dues Deduction Cancellation Notice" form is preprinted
and assembled in triplicate. The original is supplied to HLP, Respondent
retains a copy, and one is provided to the canceling member. The form
notifies HLP to cease deduction of regular monthly dues from the revok-
ing employee's paycheck, commencing the month following its submis-
sion.
a The grievance concerned the ratio of apprentices to journeymen in
the instrument tester classification at HLP's Pans facility.
483
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
We are in receipt of your note saying you
would like to discontinue your membership
with this Local Union immediately.
When you made application for membership
into this organization you signed a "union dues
deduction authorization" giving authority to
the HLP Co. to deduct your dues from your
check commencing with the month following
submission thereof to the HLP Co. by the
IBEW Local Union 66. It further states that
you have the right to revoke this authorization
during the two-week period preceding the
next anniversary date of this agreement. Please
note this authorization is signed and dated by
you on January 3, 1979, therefore your next
anniversary date to revoke this authorization
will be the two-week period preceding Janu-
ary 3, 1980.
Gerow did nothing further until December 18,
1979, when he prepared a second letter expressing
his disappointment in Respondent's handling of the
above-mentioned grievance. The letter concluded
with:
I would like to stay with the Union to see how
it will present itself in our new contract, but
according to your letter, I would have to keep
my membership until my next anniversary
date. I have not seen enough action to warrant
my remaining in the Union; therefore, I would
like to discontinue my membership.
Gerow followed this letter with a phone call to
Respondent's office on December 20, 1979. He was
advised by Mildred F. Sneed, an office employee
and agent of Respondent, that in order to be
dropped from the Union's membership rolls as
Gerow had requested he would have to appear at
Respondent's office and sign a revocation form. To
avoid having to drive a substantial distance to Re-
spondent's office, Gerow requested that the form
be mailed to him. Sneed explained that if Gerow
desired to avoid having dues deducted for the
month of January 1980 Respondent had to forward
its materials concerning such matters to the HLP
payroll department the following day. Sneed ad-
vised Gerow that Respondent's office would be
open that night until 8:30 p.m. because of a mem-
bership meeting. Gerow finally told Sneed he
would inform the HLP payroll department himself.
Sneed indicated that the HLP payroll department
would not stop deducting Gerow's dues until they
received a cancellation notice from Respondent's
office.
That evening, Gerow drove to Respondent's
office, but arrived after 8:30 p.m. and found no one
in the office. However, after the membership meet-
ing had ended, Gerow found Assistant Business
Manager Henry Granowski in the office and asked
how he could go about getting out of the Union.
Granowski asked Gerow why everyone wanted to
get out of the Union, and then indicated that the
office was closed, that it was too late for Gerow to
accomplish his purpose that evening, that he
(Granowski) was not going to get the form that
Gerow had to sign before his upcoming anniversa-
ry date, and that Gerow could "get the hell out of
the office."
On December 21, 1979, Gerow called the HLP
payroll department, but was advised that that office
would not stop his dues deduction without receiv-
ing something on Respondent's letterhead.
Also on December 21, 1979, Gerow called Re-
spondent's office and was connected with Gran-
owski. After Gerow identified himself as being the
individual who had talked to Granowski the eve-
ning before about getting out of the Union, Gran-
owski accused Gerow of cursing and shouting at
Respondent's clerical staff and of hanging up the
phone. Granowski's angry response ended the con-
versation.
On January 2, 1980, Gerow telephoned Respond-
ent's office and was again connected with Gran-
owski. After Gerow explained his business, Gran-
owski told Gerow that he did not give "a damn"
about
him. Gerow indicated the feeling
was
mutual, but repeated that all he wanted to know
was how to get out of the Union. At that point
Granowski told Gerow to "go to hell."
On January 3, 1980, Gerow made another call to
Respondent's office and spoke to Naomi Calvin, an
office employee and agent of Respondent. Gerow
explained that he was trying to get out of the
Union, but that no one was cooperating with him.
After ascertaining
his
identity,
Calvin
pulled
Gerow's file and reviewed it. When she returned to
the telephone, she explained to Gerow that it was
too late for him to cancel his membership and that
he would have to wait until 2 weeks before the
next anniversary date of his dues-deduction author-
ization. Calvin's contemporaneous memorandum of
the remainder of the conversation reads as follows:
He said he had called Payroll and they told
him they could not cancel dues deduction until
they received word from us.
I reminded him of our correspondence to him,
dated May 22, 1979 outlining procedure for
cancellation; of telephone conversation with
Mrs. Sneed of December 20, 1979, wherein he
was told to come in that date and sign cancel-
484
ELECTRICAL WORKERS, LOCAL 66
lation as that was the deadline for sending
changes to HLEP for January activity.
He stated he had come in the night of the
Union meeting and requested Henry Gran-
owski to give him a cancellation notice for sig-
nature. Henry told him the girls were all gone
home and the business office was closed and
the meeting already in progress; that he could
not furnish him with the papers.
Gerow insisted that he wanted to withdraw
from the Union and I explained to him again
that he had already passed his deadline and
that his next chance for signing cancellation
would be two weeks prior to January 3, 1981.
He was very agitated; wanted to know if this
was our "final decision" and I told him we
had no choice but to abide by the rules. He
then said, "Well, I just wanted to make sure
before I go elsewhere for help, because I do
not feel the Union has helped me any in my
grievance and I no longer want to belong."
On January 2, 1980, Business Manager Sledge
was advised of Gerow's phone calls and was pro-
vided with Sneed's memorandum of her December
20, 1979, conversation with Gerow. Sledge did not,
however, put Gerow's name on the recapitulation
sheet to HLP to stop his dues deduction and was
not willing to do so after January 2 because, in es-
sence, the period for revoking his checkoff authori-
zation had expired. As a consequence, at the time
of the hearing Respondent continued to carry
Gerow on its membership rolls and dues continued
to be deducted from Gerow's wages.
The Administrative Law Judge found that Re-
spondent violated Section 8(b)(1)(A) and (2) of the
Act by its May 22, 1979, refusal to recognize
Gerow's effective resignation from the Union.
However, the complaint does not allege, nor did
the General Counsel argue, that Respondent's fail-
ure to give effect to Gerow's resignation in May
1979, more than 6 months prior to the filing of the
charges herein, constitutes a violation of the Act.
Accordingly,
unlike
the
Administrative
Law
Judge, we shall rely on the events surrounding
Gerow's May effort to resign from the Union only
as background to the complaint allegation that Re-
spondent unlawfully failed and refused to give
effect to Gerow's December 1979 efforts to resign
from the Union and to revoke his outstanding
checkoff authorization.
We note at the outset that while an effective
membership resignation does not automatically
revoke an outstanding checkoff authorizations the
4 Chairman Van de Water, in view of the fact that there was neither a
contract provision nor any union restrictions in its constitution or bylaws
facts here establish that, during the course of the
communications between Gerow and Respondent,
neither distinguished between the concept of mem-
bership resignation and revocation of checkoff au-
thorization. To the contrary, in both written and
verbal exchanges between Gerow and various
agents of Respondent, terms meaning resignation
and revocation were used interchangeably as if the
one included the other or were one and the same
in effect. Thus, Gerow's first communication with
Respondent seeking discontinuation of membership
was met with Business Manager Sledge's written
reply suggesting that to resign Gerow would have
to revoke his checkoff authorization during the 2-
week escape period preceding his January 3 anni-
versary date. That Gerow and Respondent thereaf-
ter equated resignation and revocation to be syn-
onymous is apparet!: from Gerow's December 18,
1979, letter to Respondent stating that he would
like to discontinue his membership before his next
anniversary date; Sneed's advising Gerow in re-
sponse to his request on December 20, 1979, to
have his name dropped from Respondent's mem-
bership rolls of the timing and procedure for can-
celing his checkoff authorization; and Granowski's,
Calvin's, and Sledge's subsequent statements to
Gerow, phrased so as to make it clear that Re-
spondent in effect deemed revocation of his dues-
checkoff authorization to be a requisite to, if not
the same as, resignation from the Union. Indeed,
Calvin explained to Gerow that it was too late for
him to cancel his membership because he had failed
to sign a dues-deduction cancellation notice during
the 2-week escape period. Finally, Respondent has
continued to carry Gerow on its membership rolls
despite his explicit request to resign. From the
foregoing it is apparent, and we find, that what
Gerow was seeking and what Respondent under-
stood him to want was one and the same-cessa-
tion of any and all affiliation with Respondent, in-
cluding membership therein and financial contribu-
tions thereto. We further find that Respondent was
unwilling to consider Gerow's request for resigna-
tion unless he first succeeded in revoking his
checkoff authorization.
As to whether Gerow effectively resigned from
the Union, it is well settled that, where neither a
restrictive of resignation, would find that an effective resignation aulto-
matically cancels a dues-checkoff provision. Cf. N.LR.B. v. Granite State
Joint Board. Textile Workers Union of America. Local 1029 [Internalional
Pape, Box Machine Co.], 409 U.S. 213, fn. 5 (1972).
Since a dues-checkoff authorization is a contract between an employer
and an employee, Member Zimmerman would find that a resignation
from union membership in no way operates. of itself, as a cancellation of
checkoff authorization, merely because of the absence of contractual.
constitutional, or bylaw restrictions on resignation. He notes. however.
that this issue is not presented here.
485
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
union's constitution nor bylaws provides specific
restraints on resignation, a member may resign
from the union at will so long as the desire to
resign is clearly communicated. 5
Further, such
communication may be made in any feasible way
and no particular form or method is required.6
Here, there were no impediments to Gerow's resig-
nation and Gerow communicated through Re-
spondent's various agents a clear intention to sever
all ties with the Union. He did so in writing, over
the telephone, and in person. We conclude there-
fore that he effectively resigned from the Union.
Accordingly, we find that Respondent violated
Section 8(b)(1)(A) of the Act by refusing to accept
or give effect to Gerow's resignation on December
20, 1979, and at all material times thereafter.7
The remaining question is whether Gerow's ef-
forts to eliminate all affiliation with the Union were
sufficient to revoke his outstanding checkoff au-
thorization. We find that they were. As noted
above, the only reference to revocation made on
the authorization card signed by Gerow on Janu-
ary 3, 1979, was notice of his right to "revoke this
authorization during the two-week period preced-
ing the next anniversary date of this agreement."
By announcing his desire to get out of the Union
and seeking the "Union Dues Cancellation Notice"
form to sign on December 20, 1979, and several
subsequent dates within the escape period, Gerow
conveyed directly to Respondent his intention to
revoke his outstanding checkoff authorization. Fur-
ther, Respondent was aware of the fact that Gerow
had requested HLP's payroll department to stop
his dues deduction. That Gerow never actually
signed a "Union Dues Cancellation Notice" does
not, as Respondent suggests, render his revocation
effort ineffective. The authorization card signed by
Gerow made no mention of a cancellation form or
any other particular method of communication
being necessary to effectuate revocation. In fact,
the only precondition for cancellation which can
be construed from the checkoff authorization is
that the authorizing employee clearly communicate
his desire to revoke to Respondent. As we found
above, Gerow satisfied this requirement. 8 But even
if Respondent had established execution of a dues
cancellation form as a condition precedent to effec-
' N.L.R.B. v. Granite State Joint Board, Textile Workers Union of Amer-
kac Local 1029 [International Paper Box Machine Coal], 409 U.S. 213
(1972).
e Local 340 International Brotherhood of Operative Potters AFL-CIO.
and International Brotherhood of Operative Potters AFL-CIO (Macomb
Pottery Company), 175 NLRB 756, 760, fn. 4 (1969).
7 Sale Service and Allied Workers' Union Local No. a affiliated with
Distillery. Rectifying Wine & Allied Workers International Union of Amer-
iea AFL-CIO-CLC (Capitol-Husting Company. Inc), 235 NLRB 1264
(1978).
· See Cameron Iron Works, Inc., 235 NLRB 287 (1978).
tive revocation, it is apparent from this record that
Respondent repeatedly frustrated Gerow's attempts
to take whatever steps were necessary for revoca-
tion under Respondent's professed procedures. On
at least three occasions Assistant Business Manager
Granowski rebuffed Gerow's requests for assistance
in discontinuing his affiliation with the Union and
twice Respondent denied Gerow's specific request
for a copy of the cancellation form.
Accordingly, we find that on December 20,
1979, Gerow effectively revoked his outstanding
checkoff authorization. We therefore find that by
refusing to give effect to Gerow's valid revocation
by notifying HLP thereof, and by continuing to
accept dues deducted from Gerow's wages by
HLP, Respondent violated Section 8(b)(X1)(A) and
(2) of the Act.
AMENDED CONCLUSIONS OF LAW
Substitute the following for the Administrative
Law Judge's Conclusions of Law 5 and 6:
"5. By refusing to acknowledge the effectiveness
of employee Dennis M. Gerow's resignation of
membership since on or about December 20, 1979,
Respondent has engaged in unfair labor practices
within the meaning of Section 8(b)(1XA) of the
Act.
"6.
By
refusing
to acknowledge
employee
Dennis M. Gerow's December 20; 1979, valid rev-
ocation of his outstanding checkoff authorization
and by thereafter failing to notify Houston Light-
ing and Power Company, his employer, of said
revocation,
thereby causing said Company to
deduct regular monthly dues from Gerow's pay in
violation of Section 8(a)(3) of the Act, Respondent
has engaged in unfair labor practices within the
meaning of Section 8(b)(1)(A) and (2) of the Act."
ORDER9
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board hereby orders that the Respondent,
International Brotherhood of Electrical Workers,
Local Union No. 66, AFL-CIO, Houston, Texas,
its officers, agents, and representatives, shall:
1. Cease and desist from:
(a) Refusing to acknowledge the effectiveness of
Dennis M. Gerow's resignation from membership
in Respondent.
(b) Refusing to acknowledge Dennis M. Gerow's
valid revocation of his outstanding checkoff au-
' We find that it would be inappropriate in the circumstances of this
cae to provide Gerow with copies of the attached notice for distribution
among his fellow employees at HLP and do not, therefore, adopt that
portion of the Administrative Law Judge's recommended remedy which
so provides.
486
ELECTRICAL WORKERS, LOCAL 66
thorization and failing to notify Houston Lighting
and Power Company that Gerow owes Respond-
ent no financial obligation cognizable under the
checkoff provisions of Respondent's collective-bar-
gaining agreement with that Company.
(c) In any like or related manner restraining or
coercing employees in the exercise of rights guar-
anteed by Section 7 of the Act.
2. Take the following affirmative action which
will effectuate the policies of the Act:
(a) Notify Dennis M. Gerow and Houston Light-
ing and Power Company, in writing, that Gerow
has effectively revoked his outstanding checkoff
authorization and no longer owes a financial obli-
gation to Respondent which is cognizable under
the checkoff provisions of Respondent's collective-
bargaining agreement with that Company.
(b) Make Dennis M. Gerow whole for the losses
he has suffered as the result of retaining moneys re-
mitted to Respondent on or after December 20,
1979, by Houston Lighting and Power Company
pursuant to the checkoff provisions of Respond-
ent's collective-bargaining
agreement with that
Company in the manner specified in the section of
the Administrative Law Judge's Decision entitled
"The Remedy."
(c) Post at its business offices and meeting halls
copies of the attached notice marked "Appen-
dix." 1 0 Copies of said notice, on forms provided by
the Regional Director for Region 23, after being
duly signed by Respondent's business manager,
shall be posted by it immediately upon receipt
thereof, and be maintained by it for 60 consecutive
days thereafter, in conspicuous places, including all
places where notices to members are customarily
posted. Reasonable steps shall be taken by Re-
spondent to ensure that said notices are not altered,
defaced, or covered by any other material.
(d) Deliver to the Regional Director for ,Region
23 signed copies of said notice in sufficient number
to be posted by Houston Lighting and Power
Company, if willing, in places at its W. R. Paris fa-
cility where notices to employees are customarily
posted.
(e) Preserve and, upon request, make available to
the Board or its agents, for examination and copy-
ing, all records and reports necessary to analyze
the amount of reimbursement due Dennis M.
Gerow under the terms of this Order.
(f) Notify the Regional Director for Region 23,
in writing, within 20 days from the date of this
o1 In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."
Order, what steps Respondent has taken to comply
herewith.
APPENDIX
NOTICE To MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing at which all sides had an opportu-
nity to present evidence and state their positions,
the National Labor Relations Board found that we
have violated the National Labor Relations Act, as
amended, and has ordered us to post this notice.
WE WILL NOT refuse to acknowledge the ef-
fectiveness of Dennis M. Gerow's resignation
from membership in our labor organization.
WE
WILL
NOT
refuse
to acknowledge
Dennis M. Gerow's valid revocation of his
outstanding checkoff authorization and WE
WILL NOT fail to notify Houston Lighting and
Power Company that Dennis M. Gerow has
effectively revoked his authorization and owes
us no financial obligation cognizable under the
checkoff provisions of our collective-bargain-
ing agreement with that Company.
WE WILL NOT in any like or related manner
restrain or coerce employees in the exercise of
the rights guaranteed them in Section 7 of the
Act.
WE
WILL notify Houston Lighting and
Power Company that Dennis M. Gerow is no
longer a member of our labor organization and
no longer owes a financial obligation to us
which is cognizable under the checkoff provi-
sions of our collective-bargaining agreement
with that Company.
WE WILL make Dennis M. Gerow whole for
all moneys tendered to us by Houston Light-
ing and Power Company on behalf of Dennis
M. Gerow, on and after December 20, 1979,
pursuant to the checkoff provisions of our col-
lective-bargaining agreement with that Compa-
ny, with interest.
INTERNATIONAL
BROTHERHOOD
OF
ELECTRICAL
WORKERS,
LOCAL
UNION No. 66, AFL-CIO
DECISION
STATEMENT OF THE CASE
WILLIAM L. SCHMIDT, Administrative Law Judge:
This matter was heard by me on May 13, 1980, in Hous-
ton, Texas, pursuant to a complaint issued on behalf of
the General Counsel by the Regional Director for
487
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Region 23 on February 5, 1980, and an answer thereto
filed on February 16, 1980, by International Brotherhood
of Electrical Workers, Local Union No. 66, AFL-CIO
(the Respondent). The complaint is based on a charge al-
leging that the Respondent violated Section 8(b)(1)(A) of
the Act filed by Dennis M. Gerow, an individual, on
January 9, 1980. The charge was subsequently amended
by Gerow on January 31, 1980, to allege that the Re-
spondent had violated Section 8(b)(1)(A) and (2) of the
Act.
The essence of the complaint is that the Respondent
violated the Act by refusing to acknowledge Gerow's
resignation from membership in the Respondent and to
permit him to revoke a dues-checkoff agreement where-
by Gerow's employer, Houston Lighting and Power
Comany (HLP), is authorized to deduct certain moneys
from Gerow's wages in favor of the Respondent. The
Respondent denied that it engaged in the alleged unlaw-
ful conduct and also denied certain preliminary agency
allegations in the complaint.
All parties were represented at the hearing, were af-
forded full opportunity to be heard, and were permitted
to present any relevant evidence. Upon a review of the
entire record herein, including my observation of the de-
meanor of the witnesses, and after carefully considering
the briefs which have been filed by the Respondent and
the General Counsel, I make the following:
FINDINGS OF FACT
I. JURISDICTION
The Respondent represents approximately 3,500 em-
ployees of HLP, including Gerow, for purposes of col-
lective bargaining. HLP, a Texas corporation, which
maintains its principal office and place of business in
Houston, Texas, and other plants and offices in other lo-
cales in the State of Texas, has been engaged in business
at the times material hereto as a public utility generating,
transmitting, and selling electrical power. During the 12-
month period prior to the issuance of the complaint,
HLP purchased goods and materials valued in excess of
$50,000 and caused the same to be shipped to its facilities
in the State of Texas directly from suppliers located out-
side the State of Texas. HLP is now, and has been at all
material times, an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act.
Based on the foregoing, I find that it would effectuate
the purposes of the Act to assert jurisdiction herein.
II. THE LABOR ORGANIZATION
The Respondent admits. and I find, that it is a labor
organization within the meaning of Section 2(5) of the
Act.
III. THE CONTENIIONS
Very simply, the General Counsel contends that the
Respondent violated Section 8(b)(1)(A) and (2) of the
Act by refusing to acknowledge Gerow's December
1979 resignation from membership in the Respondent and
by refusing to permnit Gerow to timely revoke his dues-
deduction authorization. As a consequence, HLP has
continued to deduct dues from Gerow's wages after De-
cember 1979.
The Respondent asserts that it received an ambiguous
letter from Gerow in December 1979 pertaining to his
dissatisfaction with the Union; but, as Gerow failed to
timely follow the established procedure for the revoca-
tion of his dues authorization, it should not be held liable
for the continued deduction of his dues. In its answer,
the Respondent also denied the agency status of its staff
members. After the hearing opened, the Respondent stip-
ulated that its business manager, E. H. Sledge, was an
agent but it declined to stipulate that the remaining em-
ployees named in the complaint were its agents.
IV. THE EVIDENCE
A. Preliminary Matters
Geographically, the Respondent is a farflung local
union, which includes approximately 77 counties in
southeastern Texas. E. H. Sledge, the Respondent's busi-
ness manager, is in charge of the Respondent's business
affairs. He is assisted by Assistant Business Managers
Henry Granowski and Willlam Yates. In general, Sledge
has assigned Granowski to work on matters which are
related to the Respondent's representation of the HLP
employees and Yates is assigned to work on matters in-
volving employees who are employed by persons other
than HIP.' Both Yates and Granowski are full-time em-
ployees of the Respondent who are paid on a salary
basis. Granowski is assigned to assist members employed
by HLP with their work-related problems. He is fur-
nished an automobile and an expense account in connec-
tion with those duties. Among other things, Granowski
investigates and attempts to favorably resolve employee
qrievances iii the early stages of the contractual griev-
ance procedure. In Sledge's absence, Granowksi has per-
formed some of Sledge's normnal functions such as giving
the business manager's report at the Respondent's mem-
bership meetings. Other evidence shows that, at least at
certain times, Granowski is responsible for taking control
of important documents of the Respondent and provid-
ing for their security. In sum, the evidence is over-
whelming that Granowski is an agent of the Respondent
and an agent within the meaning of Section 2(13) of the
Act, and I so find. 2
In addition to the aforenamed individuals, the Re-
spondent employs three other individuals whose princi-
pal duties are to perform the secretarial and administra-
tive office functions or the Respondent. The General
Counsel alleges that two of these individuals, Mildred F.
Sneed and Naomi Calvin, are agents of the Respondent.
Sneed and Calvin are full-time employees of the Re-
spondent with long tenure. They regularly answer the
telephones, handle routine inquiries, prepare reports, type
correspondence, maintain files, and, in general, perform
the usual clerical functions Ordinarily present in a typical
business office. None of the evidence indicates that any
I Approximately 75 percent of the Respondent's membership is em-
ployed by HLP.
I Yates was not involved in this dispute and was not named in the
complaint.
488
ELECTRICAL WORKERS, LOCAL 66
of their activities in connection with the dispute involved
here was outside the general scope of their authority. On
the basis of the foregoing, and the entire record, I find in
accord with the allegation in the complaint that Calvin
and Sneed are also agents of the Respondent and agents
within the meaning of Section 2(13) of the Act.
Gerow is employed at the W. A. Paris plant of HLP
in Thompson, Texas, and lives in Stafford, Texas. He is
employed as an apprentice instrument tester. On January
3, 1979, Gerow became a member of the Respondent. At
the same time, he executed a dues-checkoff agreement
which provides as follows:
UNION DUES DEDUCTION
AUTHORIZATION
Name [name of employee]
To: Houston Lighting & Power Company:
I hereby authorize the Houston Lighting &
Power Company, my employer, to deduct from my
first pay check of each month the regular monthly
union dues of my present classification or any future
classification to which I may be assigned, for such
month, and to pay such amount to the Financial
Secretary of the International Brotherhood of Elec-
trical Workers, Local Union No. 66. This authoriza-
tion shall be effective commencing with the month
following submission hereof to the Houston Light-
ing & Power Company by the International Broth-
erhood of Electrical Workers, Local No. 66. I re-
serve the right to revoke this authorization during
the two-week period preceding the next anniversary
date of this agreement. The authorization shall
renew itself thereafter, from year to year, subject
each year to revocation during the two-week period
preceding the anniversary date. Upon official notice
from the Financial Secretary of IBEW Local Union
No. 66, the Company will change the amount of de-
ductions to comply with IBEW Local Union No.
66 Bylaws.
/s/ Dennis M. Gerow
Dated Jan 3, 79
Classification Appr. Instr. Tester-I
Amount of present monthly Dues 8.64
Thereafter, dues in the amount of $8.64 were deducted
from Gerow's pay until the month of December when
his dues deduction was increased to $10.53 per month.
Monthly dues deduction in this later amount were still
being made from Gerow's wages at the time of the hear-
ing.
The collective-bargaining agreement between the Re-
spondent and HLP contains the following dues-checkoff
agreement between the parties at article I, section 4:
ARTICLE I
*
*
*
*
*
Section 4.
a. Upon receipt of an authorization signed by an
employee, the Company will deduct from the first
pay check of each month the regular Union dues
for the current month. Payment shall be made on or
before the 5th day of the following month to the
Financial Secretary of the Union. The authorization
for deduction shall comply with both State and
Federal laws.
b. Union agrees to indemnify and save harmless
the Company against any and all claims, demands,
suits and other forms of liability that may or shall
arise out of or by reason of action taken or not
taken by Company in reliance upon the authoriza-
tion submitted to Company.
c. The Company shall not be required to change
the amount of Union dues deducted until receipt of
an authorization signed by an employee authorizing
such change. Any change in the amount of dues de-
ducted shall be effective as of the month following
receipt of such authorization.
d. Union agrees to furnish Company with a list
specifying the amount of the regular Union dues for
each classification of employee and to advise Com-
pany of any changes or modifications therein.
Each month the Respondent forwards to HLP a reca-
pitulation sheet showing the individual changes to be
made under the dues-checkoff system. In addition to
showing the names of the individuals to be added or de-
leted from HLP's checkoff records, this sheet also shows
the names of individuals who have switched into or out
of the Respondent's pension plan as this likewise affects
the amounts which are checked off. Sneed testified that
HLP furnished the Respondent with a list of deadlines
showing the dates by which information must be submit-
ted to HLP's payroll department in order for changes
under the checkoff system to be reflected in the employ-
ee's next paycheck. Sneed, who handles this portion of
the Respondent's administrative business, testified that
HLP's payroll department normally requires the Re-
spondent to submit information relative to the checkoff
system 10 working days in advance of payday in order
for such changes to be reflected in the employee's next
paycheck.
Sledge testified that any individual who follows the
proper procedure is permitted to revoke an outstanding
dues-checkoff authorization if it is done at the proper
time. However, the action must be initiated by the indi-
vidual through the Respondent. Thus, Sledge was ques-
tioned and testified as follows:
Q. Other than Mr. Gerow, has anyone gone out-
side the procedure for revoking the dues authoriza-
tion in the manner that he did and subsequently
complained about the Union's action?
A. Not to my knowledge, complaining. Going
outside-there had been a few that called the
Power Company, and they got mad or one thing
and another, and they said, "Stop my dues."
And the Power Company had standard proce-
dures and would answer, "You have got a proce-
dure. Contact the Union."
489
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
And that's the way it is handled.
As translated by the Respondent, the proper procedure
means that the member must timely submit a properly
executed "Union Dues Cancellation Notice" provided by
the Respondent.3 Thereafter, the individual name is in-
cluded on the aforementioned recapitulation sheet which
the Respondent submits to the HLP payroll department.
Sledge testified that this procedure is spelled out in the
collective-bargaining agreement and the "Union Dues
Deduction Authorization" form. 4
The constitution and bylaws of the Respondent con-
tain no restrictions against resignation by members. Like-
wise, the collective-bargaining agreement between the
Respondent and HLP contains no form of a union-secu-
rity arrangement requiring the payment of dues or other
financial obligations to the Respondent.
B. Gerow's Resignation and Revocation Efforts
By May 1979, Gerow had become convinced that the
Respondent was not pursuing a grievance filed by him-
self and others similarly situated concerning the ratio of
apprentices to journeymen in his classification at the
Paris facility. Accordingly, Gerow sent the Respondent
a letter dated May 18, 1979, wherein he stated that he
wanted to discontinue his membership in the Respond-
ent. Sledge responded to Gerow by letter dated May 22.
The body of Sledge's letter stated as follows:
We are in receipt of your note saying you would
like to discontinue your membership with this Local
Union immediately.
When you made application for membership into
this organization you signed a "union dues deduc-
tion authorization" giving authority to the HL&P
Co. to deduct your dues from your check com-
mencing
with the month
following submission
thereof to the HL&P Co. by the IBEW Local
Union 66. It further states that you have the right
to revoke this authorization during the two-week
3 The "Union Dues Deduction Cancellation Notice" form is preprinted
and assembled in triplicate. The original is supplied to HLP, the Re-
spondent retains a copy, and one copy is provided to the canceling
member. The form provides, in relevant part, as follows:
UNION DUES DEDUCTION CANCELLATION NOTICE
TO: Houston Lighting & Power Company:
1, [name of employee], hereby notify the Houston Lighting &
Power Company, my employer, to cease deduction from my first
pay check of each month the regular monthly union dues of my
present classification. This authorization shall be effective commenc-
ing with the month following submission hereof to the Houston
Lighting & Power Company.
Sledge testified twice-once in response to questions propounded by
myself and again in response to questions propounded by the General
Counsel-that use of the form was required. Subsequently, in response to
questions asked by Respondent's counsel, Sledge testified that an unambi-
guous written statement would satisfy the requirement. In view of the
circumstances present in this case, I do not credit this latter assertion by
Sledge.
' Contrary to Sledge's assertion, I find the collective-bargaining agree-
ment and the form dues-checkoff authorization are silent with respect to
the revocation procedure other than specifying the period for a timely
revocation.
period preceding the next anniversary date of this
agreement. Please note this authorization is signed
and dated by you on January 3, 1979, therefore
your next anniversary date to revoke this authoriza-
tion will be the two-week period preceding January
3, 1980.
Enclosed for your records is xerox copy of authori-
zation submitted to this office when you made ap-
plication for membership into this Local Union.
Gerow did nothing further until December 18, 1979,
when he prepared a second letter which his fiancee, Eliz-
abeth, typed and mailed the following day. In this letter,
Gerow expressed his disappointment over the Respond-
ent's handling of the grievance concerning apprentices
and concluded the letter with the following:
I would like to stay with the Union to see how it
will present itself on our new contract, but accord-
ing to your letter, I would have to keep my mem-
bership until my next anniversary date. I have not
seen enough action to warrant my remaining in the
Union; therefore, I would like to discontinue my
membership.
On December 20, Gerow called the Respondent's
office in order to follow up on his letter mailed the day
before. His call was taken by Sneed.5 At this time, Snced
advised Gerow that, in order for him to accomplish his
goal of severing his ties with the Respondent, it would
be necessary for him to appear at the Respondent's office
and sign a revocation form. Rather than attempting to
drive the extended distance which would be required by
Sneed's instruction, Gerow asked that Sneed mail the
form to him. Sneed explained that there was not enough
time to do that if he desired to avoid having dues de-
ducted for the month of January 1980, because the Re-
spondent had to forward its materials concerning such
matters to the HLP payroll department the following
day.6 Sneed advised Gerow the Respondent's office was
open that night until 8:30 p.m. because it was a member-
ship meeting night. 7 Gerow finally told Sneed that he
5 Except where otherwise noted, the account of the conversation is
based on a composite of the testimony of Gerow and Sneed as well as
Sneed's contemporaneous memorandum of this conversation which is in
evidence
8 This statement by Sneed is based on the requirement by HLP's pay-
roll department that it receive information relative to checkoff changes at
least 10 working days in advance of payday. In Gerow's instance, the
first payday a revocation at that time would have prevented a deduction
from his wages was January 4, 1980. Hence, in order for the Respondent
to submit a timely change notice to the payroll department by mail on a
working day, the notice had to be mailed on December 21, 1979. Under
this administrative scheme, it appears that Gerow could not have pre-
vented a deduction for dues for the month of January 1980, if the anni-
versary date of his dues-deduction authorization had been January 5,
1980.
7 Much was made of the fact that Gerow testified that Sneed told him
that he could come lo the office between 8 and 11 that night. However, I
am satisfied that this was a mere mistaken impression that Gerow derived
from Sneed's advice that that particular evening was a meeting night and
Gerow's impression that the meetings normally ended at or about I I p.m.
According to Sledge, the office remains open on the evening of member-
ship meetings until 8:30 in order to permit members to transact business. I
Continued
490
ELECTRICAL WORKERS, LOCAL 66
would inform the HLP payroll department himself and
take care of the matter in that fashion. Sneed replied that
the HLP payroll department would not stop the dues de-
duction until they received a cancellation notice from the
Respondent's office. That concluded the conversation.
That evening Gerow drove to the Respondent's office,
but he admittedly arrived after 8:30 and there was no
one in the office at that time. However, following the
end of the membership meeting, Gerow encountered
Granowski in the office putting away the Respondent's
minutes. When Gerow asked Granowski how he could
go about getting out of the Union, Granowski asked
Gerow why everyone wanted to get out. Gerow ex-
pressed his view that he did not feel the Union was sup-
porting the employees. Granowski responded to that by
telling Gerow that he did not know what he was talking
about, that the office was closed, and that it was too late
for him to accomplish his purpose that evening. As the
two men started to depart, Gerow explained that it was
2 weeks before his anniversary date and he needed to
sign the required form. Granowski told Gerow that he
was not going to get a form for him to sign and that
Gerow could get the "hell" out of there. 8
The following day Gerow called the HLP payroll de-
partment but was advised by the unknown individual
with whom he talked that that office would not stop his
dues deduction without receiving something on the Re-
spondent's letterhead. 9
In addition, Gerow also called the Respondent's office
again on December 21 and was connected with Gran-
owski. After Gerow identified himself as being the indi-
vidual who had talked to Granowski the evening before
about getting out of the Union, Granowski accused
Gerow of cursing and shouting at the Respondent's cleri-
cal staff and of hanging up the phone. Granowski's
angry response ended the conversation.
am satisfied that Sneed's account as to what she told Gerow about the
time the office would be open is the more reliable version where, as here,
there is no evidence Gerow was told to contact anyone else. This sug-
gests the likelihood that Sneed advised Gerow of the hours she would be
present. Moreover, because the time for the end of the meetings is, in
fact, not fixed, it would not be possible for Sneed to predict when that
would occur.
a The account of this conversation and the other conversations be-
tween Gerow and Granowski is based on the credited testimony of
Gerow. In my judgment, the disjointed testimony of Granowski is not
worthy of belief. In addition to Gerow's appearance on the witness stand
as a more truthful witness, Granowski's acknowledged reason for not
giving Gerow a dues revocation form was that he feared the clerical staff
would file a grievance against him for doing their work. I find this
excuse in the circumstances present here to be patently untruthful and in-
dicative of Granowski's propensity to fabricate explanations for his obdu-
rate conduct toward Gerow.
9 The Respondent objected to the receipt of Gerow's testimony about
what the individual from HLP's payroll department told him as hearsay.
Upon the General Counsel's assertion that the testimony was being of-
fered to explain Gerow's subsequent actions and not for the truth of the
matter asserted by the out-of-court declarant, I received the testimony
over the Respondent's objections. However, on a careful reveiw of the
evidence in this case, the statement by the out-of-court declarant in this
instance comports with the testimony of both Sneed and Sledge, to wit,
that, if Gerow contacted HLP directly, he would be told that he had to
proceed through the Respondent. Having considered the objected-to tes-
timony in light of these circumstances, I am satisfied that its substance
has been effectively adopted by the Respondent within the meaning of
Rule 801(dX2XB) of the Federal Rules of Evidence and, therefore, is not
hearsay by definition. See also McCormick, § 246.
On January 2, Gerow telephoned the Respondent's
office and was again connected with Granowski.iO After
Gerow explained his business, Granowski told Gerow
that he did not give a damn about him. Gerow expressed
a mutual admiration for Granowski but repeated that all
he wanted to know was how to get out of the Union. At
the point Granowski told Gerow to go to hell. Gerow
asked Granowski to repeat what he had said for a fellow
worker and handed the telephone to a companion, but
Granowski told Gerow's companion that his statements
to Gerow were none of his business.
On January 3, Gerow made another call to the Re-
spondent's office and spoke to Naomi Calvin. Gerow ex-
plained that he was trying to get out of the Union but no
one was cooperating with him. After ascertaining his
identity, Calvin pulled Gerow's file and reviewed it.
When she returned to the telephone, she explained to
Gerow that it was too late for him to cancel his member-
ship and that he would have to wait until 2 weeks before
the next anniversary date of his dues-deduction authori-
zation. Calvin's contemporaneous memorandum of the
remainder of this conversation reads as follows:
He said he had called Payroll and they told him
they could not cancel dues deduction until they re-
ceived word from us.
I reminded him of our correspondence to him,
dated May 22, 1979, outlining procedure for cancel-
lation; of telephone conversation with Mrs. Sneed
of December 20, 1979, wherein he was told to come
in that date and sign cancellation as that was the
deadline for sending changes to HL&P for January
activity.
He stated he had come in the night of the Union
meeting and requested Henry Granowski to give
him a cancellation notice for signature. Henry told
him the girls were all gone home and the business
office was closed and the meeting already in prog-
ress; that he could not furnish him with the papers.
Gerow insisted that he wanted to withdraw from
the Union and I explained to him again that he had
already passed his deadline and that his next chance
for signing cancellation would be two weeks prior
to January 3, 1981.
He was very agitated; wanted to know if this was
our "final decision" and I told him we had no
choice but to abide by the rules. He then said,
"Well, I just wanted to make sure before I go else-
where for help, because I do not feel the Union has
helped me any in my grievance and I no longer
want to belong."
Sledge was absent from the Respondent's office during
the period from December 17, 1979, until January 2,
1980. Upon his return, Sneed, who was aware of
Gerow's contacts with Granowski, advised Sledge of
Gerow's calls and provided him with her memorandum
to Gerow's inactivity with respect to the membership matter between
December 21, 1979, and January 2, 1980, appears to be explained by the
fact that he was preoccupied with another matter; namely, marrying Eliz-
abeth.
491
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
of the December 20,
1979, telephone conversation.
Sledge testified that he did not feel it was necessary to
take any action because Gerow had told Sneed that he
was going to take care of the matter himself. Neverthe-
less, Sledge also testified that he knew that Gerow's
letter of December 18, 1979, would not have been re-
garded as sufficient to satisfy HLP to stop Gerow's dues
deduction and that he knew that Gerow would be told
that he had to follow the procedure of going through the
Respondent's office. Sledge also testified that he could
not tell from Gerow's December 18, 1979, letter whether
or not he actually wanted out of the Union." Accord-
ingly, Sledge did not put Gerow's name on the recapitu-
lation sheet to HLP in order to stop his dues deduction
and was not willing to do so after January 2 because, in
essence, the period for revoking dues checkoff had ex-
pired. As a consequence, at the time of the hearing the
Respondent continued to carry Gerow on its member-
ship rolls and dues continued to be deducted from
Gerow's wages.
C. Concluding Findings
The General Counsel's complaint seeks an unfair labor
practice finding based on the Respondent's refusal to rec-
ognize Gerow's resignation from membership in Decem-
ber 1979, and its refusal to allow Gerow to revoke his
dues checkoff. If the evidence in this case related solely
to the Respondent's conduct in December, I would agree
with the General Counsel's conclusions. However, I am
satisfied on the basis of the evidence presented here that
Gerow effectively resigned his membership in May 1979,
and that the Respondent's unlawful conduct with respect
to Gerow occurred long before the time alleged by the
General Counsel. 1
2
The controlling legal principles in cases of this nature
are succinctly summarized by the Board in Sales, Service,
and Allied Workers' Union, Local No. 80, affiliated with
Distillery, Rectifying, Wine & Allied Workers International
Union of America, AFL-CIO-CLC (Capitol-Husting Com-
pany, Inc.), 235 NLRB 1264, 1265 (1978). There the
Board observed the following:
Where neither a union's constitution or bylaws
provides specific restraints on resignation, a union
member may resign at will whether or not the res-
ignation occurs in midterm of the contract and irre-
spective of the wording of the contractual union-se-
curity provisions. An employee may communicate
his resignation from membership in any feasible way
" Although Sneed initially testified that she too was confused by
Gerow's December 18, 1979, letter, she subsequently testified that she
had no doubt that Gerow wanted out of the Union.
" In so concluding, I am satisfied that the facts and circumstances sur-
rounding Gerow's operative resignation in May 1979 were fully litigated.
Indeed, one of the Respondent's arguments herein is grounded to a sub-
stantial degree on the advice its business manger, Sledge, gave to Gerow
at that time. Although this conclusion makes it unnecessary to analyze
extensively the matters pertaining to Gerow's efforts to resign in Decem-
ber 1979, the extensive findings of fact and credibility resolutions with
respect thereto were deemed necessary for review purposes. Moreover,
Gerow's effort to resign in December 1979 reinforces the conclusion that
his May 1979 resignation effort resulted from an irreconcilable difference
with the Respondent and was, in fact, a genuine effort to terminate his
relationship with the Respondent.
and no particular former method is required so long
as he clearly indicates that he no longer wishes to
remain a member.
These principles are grounded upon the Supreme Court's
interpretation of the nature of the relationship which
exists between a union and its individual members. See,
e.g., Booster Lodge 405 International Association of Ma-
chinists and Aerospace Workers [The Boeing Company] v.
N.L.R.B., 412 U.S. 84 (1973); N.L.R.B. v. Granite State
Joint Board, Textile Workers Union of America, Local
1029, AFL-CIO [International Paper Box Machine Co.],
409 U.S. 213 (1972); Scofield, et al. v. N.LR.B., 394 U.S.
423 (1969).
Applying the foregoing principles to the facts herein, I
have concluded that Gerow clearly conveyed his unmis-
takeable intention to terminate his membership in the Re-
spondent by his May 18, 1979, letter to the Respondent.
That it was recognized as such by the Respondent is
clearly evidenced by the first sentence of Sledge's letter
of May 22, 1979, to Gerow. There are no restrictions
against resignation in the Respondent's constitution and
bylaws. Likewise, there is no membership provision or
agreement of any kind which binds former members of
the Respondent who are employed by HLP to any finan-
cial obligation toward the Respondent beyond the term
of their membership.s Hence, when Gerow submitted
his May 10, 1979, resignation it was subject only to the
financial obligations then "due and owing." N.LR.B. v.
Granite State Joint Board, supra.
The text of Sledge's May 1979 letter to Gerow was in-
tended to convey the impression to Gerow that, by ex-
ecuting the dues-deduction authorization which was not
revocable until the 2-week period prior to its January 3,
1980, anniversary date, Gerow had somehow obliged
himself to remain a member and pay dues for that period
of time. In the Granite State case, the Supreme Court
specifically rejected the reading of a checkoff authoriza-
tion with a limited revocation period as a limitation upon
a union member's right to resign at will in the absence of
evidence that the member was aware of such a practice
or consented to such a limitation on the right to resign.
Neither the checkoff provisions in the applicable collec-
tive-bargaining agreement nor the terms of the checkoff
authorization which Gerow executed give the slightest
hint that such a result is intended. Similarly, there is no
other evidence of any kind that the Respondent had such
a practice which was known to its members in general or
to Gerow in particular. Hence, there is no evidence that
by signing a checkoff authorization Gerow effectively
waived the right he had to resign at will."4
i3 Presumably as a consequence of the Texas right-to-work law, the
collective-bargaining agreement involved here has no type of union-secu-
rity provision.
"4 The fact that Oerow believed the erroneous implication in Sledge's
May 22, 1979,. letter that he was somehow bound either legally or fimm-
cially to the Respondent does not warrant, in my view, any different con-
clusion. The Respondent cannot be excused from its unlawful conduct
merely because Gerow may have been misled by the Respondent's erro-
neous advice where, as here, it appears even the General Counsel has
been similarly misled. Viewed in its proper context here, the checkoff au-
thorization executed by Gerow is nothing more than the written assi-
ContInued
492
ELECTRICAL. WORKERS, LOCAL 66
Having concluded that Gerow had effectively resigned
his membership in the Respondent on or about May 22.
1979, and had no financial obligation to the Respondent
thereafter, I find that by its continued failure to acknowl-
edge Gerow's resignation, and by its continued retention
of moneys submitted to it by HLP to satisfy a dues obli-
gation Gerow did not owe, the Respondent has violated
Section 8(b)(1)(A) of the Act. Contrary to the contention
in the Respondent's brief that it had no duty to take any
action in the circumstances of this case, I find that the
Respondent did have a duty under Section 8(b)(2) of the
Act to advise HLP that Gerow was no longer a member
and owed it no moneys other than those which accrued
prior to May 22, 1979.15 By failing to do so, the Re-
spondent was causing or attempting to cause HLP to dis-
criminate against Gerow in a manner prohibited by
Section 8(a)(3) of the Act. Sales, Service and Allied Work-
ers Union, Local 80, etc., supra.
By concluding as I have that Gerow tendered an ef-
fective resignation to the Respondent in May 1979 and
that the Respondent's unlawful conduct began to occur
subsequent to that date rather than December 20, 1979,
as alleged in the complaint, the limitations period con-
tained in Section 10(b) of the Act becomes a considera-
tion. In general, Section 10(b) of the Act by its literal
terms precludes the issuance of a complaint with respect
to conduct which occurs more than 6 months prior to
the filing of a charge but in reality that section is consid-
ered to be a statute of limitations which also precludes
an unfair labor practice finding with respect to conduct
occurring more than 6 months prior to the filing of a
charge. As noted above, the initial charge was filed on
January 9, 1980. The substance of the initial charge and
the amended charge filed on January 31, 1980, was es-
sentially the same. The amended charge appears to be
designed to allege that the Respondent's zonduct violat-
ed Section 8(b)(2) of the Act as well as Section
8(b)(l)(A)-the only section of the Act alleged to have
been violated in the original charge. As such, I find that
the variance between the initial charge and the amended
charge is not sufficient to compel the use of the later
date in the computation of the limitations period.
Under the foregoing circumstances, my findings and
conclusions with respect to the Respondent's unlawful
conduct are limited to the Respondent's conduct occur-
ring on or after July 9, 1979. Although it is true that the
Respondent's initial refusal to give effect to Gerow's
May 1979 resignation was obviously communicated to
Gerow in Sledge's letter of May 22, 1979, I am satisfied
that the problem posed by this circumstance is not distin-
guishable from a similar problem found in Norfolk Ports-
ment required under Sec 302(cK4) of the Act to avoid the otherwise
general prohibition in Sec. 302 against payments by an employer to a
labor organization which represents the employer's employees.
H1 The elementary principles of equity dictate that the Respolndent had
a duty to act to avoid unjust enrichment at Gecrow's expense once Gerow
ceased having a financial obligation to the Respondent. Although the
Board's decision in Shen-Mar Food Products. Inc., 221 NLRB 1329 (1976),
would suggest that HLP may not have been privileged to unilaterally dis-
continue remitting dues for Gerow to the Respondent, the Respondent
was clearly riot privileged to retain any money Gerow did not owe and
did not desire to pay to the Respondent. There is nothing to prohibit the
Respondent and HLP from mutually agreeing to drop an employee from
the checkoff system.
mouth Wholesale Beer Distributors Association, et al., 196
NLRB 1150 (1972). There the Board held that the dis-
missal of a charge against an employer for allegedly re-
pudiating the checkoff provisions of a collective-bargain-
ing agreement and failing to remit monthly dues to the
appropriate labor organfzation was not required even
though the initial repudiation occurred more than 6
months prior to the filing of the charge as the employer's
monthly failure to deduct dues and duly remit the same
was a separate event which occurred anew each month
right up to the time of the hearing. Accordingly, it was
concluded that the Board would not be precluded from
finding the conduct which occurred in the 6-month
period prior to the filing of the charge to be violative of
the Act. See also the remedial relief applied in the in-
stance of employee Fuentes in Brotherhood of Railway,
Airline and Steamship Clerks, Freight Handlers, Express
and Station Employees, AFL-CIO; and its Local 1905
(Yellow Cab Company of Tampa, Inc.), 205 NLRB 890
(1973).
Here, the Respondent was presented with the opportu-
nity each month to advise HLP that Gerow was no
longer a member and, therefore, owed no dues on the re-
capitulation sheet which serves as the Respondent's
means of notifying HLP of the changes the Respondent
desires under the checkoff system. Nevertheless, the Re-
spondent chose not to do so. As a consequence of the
Respondent's failure to give HLP such notice, HLP has
remitted each month to the Respondent money which it
withheld
from Gerow's wages
in order to satisfy
Gerow's dues obligation which ceased effective with his
resignation in May 1979. Notwithstanding the fact that
Gerow had no obligation to make payments of any kind
to the Respondent after May 22, 1979, the Respondent
continued to retain the monthly payment it received
from HLP on behalf of Gerow right up to the time of
the hearing. Accordingly, I find that by engaging in the
foregoing conduct on and after July 9, 1979, the Re-
spondent violated Section 8(b)(l)(A) and (2) of the Act.
V. THE EFFECT OF THE UNFAIR L ABOR PRACTICES
UPl'ON COMMERCE
The activities of Respondent set forth in section IV,
above, occurring in connection with the operations of
the Respondent and Houston Lighting and Power Com-
pany described in section I, above, have a close, intimate,
and substantial relationship to trade, traffic, and com-
merce among the several States and tend to lead to labor
disputes burdening and obstructing commerce and the
free fow of commerce.
CONCLUSIONS OF LAW
1. Houston Lighting and Power Company is an em-
ployer engaged in commerce within the meaning of
Section 2(2), (6)., and (7) of the Act.
2. The Respondent is a labor organization within the
meaning of Section 2(5) of the Act.
3. By virtue of Section 9(a) of the Act the Respondent
has been at all times material herein the exclusive repre-
sentative of certain of Houston Lighting and Power
Company's employees, including Dennis M. Gerow, in
493
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
an appropriate unit for the purposes of collective bar-
gaining with respect to rates of pay, wages, hours of em-
ployment, and other terms and conditions of employ-
ment.
4. At no time has the Respodent maintained any provi-
sion in its constitution and bylaws which limits the right
of a member of the Respondent to resign from member-
ship in the Respondent at will.
5. By failing and refusing at all times since July 9,
1979, to acknowledge that Dennis M. Gerow was no
longer a member of the Respondent, and by retaining
moneys tendered to it by Houston Lighting and Power
Company on or after July 9, 1979, on behalf of Dennis
M. Gerow pursuant to the checkoff provisions of the Re-
spondent's collective-bargaining agreement with Houston
Lighting and Power Company, the Respondent has en-
gaged in, and is continuing to engage in, an unfair labor
practice within the meaning of Section 8(b)(X)A) of the
Act.
6. By failing and refusing at all times since July 9,
1979, to notify Houston Lighting and Power Company
that Dennis M. Gerow was no longer a member of the
Respondent and owed no financial obligation to the Re-
spondent, the Respondent has engaged in, and is continu-
ing to engage in, an unfair labor practice within the
meaning of Section 8(b)(2) of the Act.
7. The unfair labor practices specified in paragraphs 5
and 6, above, affect commerce within the meaning of
Section 2(6) and (7) of the Act.
THE REMEDY
Having concluded that the Respondent has engaged in
certain unfair labor practices, it is recommended that it
be ordered to cease and desist therefrom and take certain
other affirmative action designed to effectuate the poli-
cies of the Act. With respect thereto, it is recommended
that the Respondent be ordered to notify Houston Light-
ing and Power Company that Dennis M. Gerow is no
longer a member of the Respondent and owes no finan-
cial obligation to the Respondent cognizable under the
checkoff provisions of the Respondent's collective-bar-
gaining agreement with that Company. It is further rec-
ommended that the Respondent be ordered to remove
Dennis M. Gerow's name from its membership rolls and
to give appropriate notice of such action to its parent
body and any other intermediate body with which the
Respondent is affiliated in the same manner as it normal-
ly notifies such organizations. Additionally, it is recom-
mended that the Respondent be ordered to make Dennis
M. Gerow whole for any moneys tendered to it on or
after July 9, 1979, by Houston Lighting and Power Com-
pany on behalf of Dennis M. Gerow pursuant to the
checkoff provisions of the Respondent's collective-bar-
gaining agreement with that Company together with in-
terest thereon in accord with the manner specified in
Florida Steel Corporation, 231 NLRB 651 (1977). Finally,
it is recommended that the Respondent be ordered to
post the notice attached hereto as the appendix and pro-
vide signed copies of said notice for posting at the W. R.
Paris facility or distribution by Gerow and to notify the
Regional Director of all action it has taken to remedy
the unfair labor practices which have occurred in this
matter. 1 6
[Recommended Order omitted from publication.]
J6 Inasmuch as Houston Lighting and Power Company was not named
as a respondent or a party in interest in this proceeding, it cannot be
compelled to post the notice at the W. R. Paris facility where Gerow's is
employed and knowledge of this dispute is likely to be well known
among employees. In view of this circumstance, and as the Respondent's
office and meeting hall is a considerable distance from that facility, I
deem it appropriate that provision be made for Gerow to be provided
with signed copies of the notice to distribute among his fellow employees
if Houston Lighting and Power Company is unwilling to post the notice
voluntarily. Otherwise, it is likely that the essential purpose of the notice
will not be accomplished. Nothing herein is intended to privilege any dis-
tribution at places or during times not otherwise protected by the Act.
494