230 NLRB 72
Advance Industrial Security, Inc.
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Advance Industrial Security, Inc. and Security Guards
Local Union No. 714, affiliated with the Interna-
tional Association of Security Guards, Indepen-
dent, Petitioner. Case 10-RC-10595
June 9, 1977
DECISION ON REVIEW AND
CERTIFICATION OF RESULTS OF
ELECTION
BY CHAIRMAN FANNING AND MEMBERS
JENKINS AND MURPHY
On October 21, 1976, the Regional Director for
Region 10 issued his Supplemental Decision, Order,
and Direction of Second Election.'
Thereafter,
pursuant to the National Labor Relations Board
Rules and Regulations, Series 8, as amended, the
Employer filed a request for review with the Board of
the Regional Director's Supplemental Decision.
By telegraphic order dated November 18, 1976, the
National Labor Relations Board granted the Em-
ployer's request for review with respect to Petitioner's
Objections I through 6 relating to conduct affecting
the results of the election, and remanded that portion
of the case to the Regional Director for the purpose
of conducting a hearing before a Hearing Officer. It
was further directed that the Hearing Officer's report
with recommendations be returnable to the Board, in
accordance with the Board's Rules and Regulations.
The Board held in abeyance its ruling with respect to
the Regional Director's finding merit to the Petition-
er's objections relating to the failure of the Employer
to comply with the Board's Excelsior list require-
ments. 2
On February 2, 1977, Hearing Officer E. Walter
Bowman III issued his report in which he found
Petitioner's Objections I through 6 to be without
merit and recommended, contrary to the findings of
the Regional Director, that they be overruled.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the entire record in this
case with respect to the issues under review,
including the Regional Director's Supplemental
Decision, the Employer's request for review, the
Employer's brief on review, and the Hearing Offi-
cer's report, and makes the following findings:
I The tally of ballots for the election showed that, of approximately 133
eligibles. 36 cast valid votes for, and 56 cast valid votes against, the
Petitioner. There was one void and no challenged ballots.
2 No exceptions were taken by the parties to the Regional Director's
overruling Petitioner's Objections 7, 8, 9, 10, and 13.
3 See Kentfield Medical Hospital, 219 NLRB 174, 175 (1975), and cases
230 NLRB No. 14
In the absence of exceptions thereto we adopt pro
forma the Hearing Officer's factual findings and
recommendations that Objections 1 through 6 be
overruled.
As for the Petitioner's objections relating to the
Employer's failure to furnish the Regional Office an
election eligibility list, as required by Excelsior
Underwear Inc., 156 NLRB 1236 (1966), the Regional
Director found that the Employer did not substan-
tially comply with the Board's Excelsior rule because
9 names were omitted from a list of approximately
152 names. The Regional Director rejected the claim
of the Employer that the omissions were inadvertent.
We do not agree with the Regional Director's
findings.
The Employer explained that five names were left
off the Excelsior list because the names had not
appeared on the payroll register since the employees
in question had not worked that payroll period or
were on vacation. As for the remaining four names
which were left off the list, the Employer's explana-
tion was that the person compiling the list mistakenly
considered these employees to be supervisors. The
Employer discovered the omissions shortly before
the election and immediately brought this to the
attention of the Petitioner and agreed to add the nine
names to the voting list before the election. On the
basis of these uncontroverted facts we are unable to
find that the Employer was guilty of gross negligence,
bad faith, or intentional deception in these errors. At
most, the Employer's inadvertence constituted an
error factor of approximately 6 percent of the eligible
voters. Under these circumstances we find that there
has been substantial compliance and, contrary to the
Regional Director, overrule Objections 11 and 12.3
As the Petitioner's objections have been overruled,
and as the tally of ballots shows that a majority of
the valid votes have not been cast in favor of the
Petitioner, we shall certify the results of the election.
CERTIFICATION OF RESULTS OF
ELECTION
It is hereby certified that a majority of the valid
votes have not been cast for Security Guards Local
Union No. 714, affiliated with the International
Association of Security Guards, Independent, and
said labor organization is not the exclusive represen-
tative of all the employees, in the unit herein
involved, within the meaning of Section 9(a) of the
National Labor Relations Act, as amended.
cited therein. Chairman Fanning adheres to his dissent in Kentfield Medical
Hospital, but finds that case distinguishable. Under the circumstances
herein, Chairman Fanning would not find the number of omissions so
substantial as to require the setting aside of the election. See Texas Christian
University, 220 NLRB 396 (1975).
72