263 NLRB 421
Boro Management Corp.
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Boro Management Corp. and Redell Alford. Case
29-CA-7858
August 16, 1982
DECISION AND ORDER
BY CHAIRMAN VAN DE WATER AND
MEMBERS FANNING AND ZIMMERMAN
On March 9, 1982, Administrative Law Judge
James F. Morton issued the attached Decision in
this proceeding. Thereafter, Respondent filed ex-
ceptions and a supporting brief, and the General
Counsel filed a reply brief in opposition to Re-
spondent's exceptions.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings,' and conclusions of the Administrative Law
Judge only to the extent consistent herewith.
The Administrative Law Judge concluded that
Respondent violated Section 8(a)(1) of the Act by
discharging Supervisor Redell Alford.2
We find
merit in Respondent's exceptions to the Adminis-
trative Law Judge's conclusion.
In 1977 Respondent recognized Local 32B-32J,
Service Employees International Union, AFL-
CIO, herein the Union, as collective-bargaining
representatives for its maintenance employees and
supervisory building superintendents, including Su-
pervisor Alford, and thereafter signed master con-
tracts negotiated between the New York City Real
Estate Board and the Union. 3 During the latter
part of 1979, the Union reached agreement with
the New York City Real Estate Board for a renew-
al contract. Subsequently, the Union informed its
members, including Alford, that building superin-
tendents would be receiving a wage increase, effec-
tive November 1979. Alford began to receive the
wage increase in February 1980, but was unable to
secure any retroactive pay. In March 1980, Alford
filed a written grievance with the Union for the
retroactive pay. Shortly thereafter, he was dis-
charged.
I Respondent has excepted to certain credibility findings made by the
Administrative Law Judge. It is the Board's established policy not to
overrule an administrative law judge's resolutions with respect to credi-
bility unless the clear preponderance of all of the relevant evidence con-
vinces us that the resolutions are incorrect. Standard Dry Wall Products,
Inc.. 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have
carefully examined the record and find no basis for reversing his findings.
a All parties agree that Alford is a supervisor within the meaning of
Sec. 2(1 1) of the Act.
S The New York City Real Estate Board is authorized to bargain on
Respondent's behalf
263 NLRB No. 56
Based on credited testimony, the Administrative
Law Judge found, and we agree, that Alford was
discharged for attempting to enforce the terms of
the collective-bargaining agreement through the
grievance machinery. Finding the natural conse-
quence of Respondent's discharge of Alford was to
cause the maintenance employees at Respondent's
facility to fear that they too would be discharged if
they availed themselves of the contractual griev-
ance machinery, the Administrative Law Judge
concluded that Respondent's act violated Section
8(a)(1). We disagree with the analysis of the Ad-
ministrative Law Judge.
In our recent decision in Parker-Robb Chevrolet,
Inc., 262 NLRB 402 (1982), we held that the pro-
tection of the Act does not extend to supervisors
who are disciplined or discharged as a result of
their participation in union or concerted activity.
In so doing, we recognized that the discharge of a
supervisor for engaging in union or concerted ac-
tivity almost invariably has secondary or incidental
effect on rank-and-file employees, but this inciden-
tal effect is insufficient to warrant an exception to
the general statutory provision excluding supervi-
sors from the protection of the Act.4 We conclude,
for the reasons fully set forth in Parker-Robb, that
there is no basis for finding the discharge of Super-
visor Alford unlawful. 5 Accordingly, we shall dis-
miss the complaint in its entirety.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board hereby orders that the complaint
herein be, and it hereby is, dismissed in its entirety.
4 It is important to note that the instant case involves the discharge of
a supervisor who filed a grievance under the collective-bargaining agree-
ment on his own behalf. As we clearly set forth in Parker-Robb, discharg-
ing or disciplining a supervisor for testifying at a proceeding under a col-
lective-bargaining agreement involving an employee's grievance is unlaw-
ful as it directly interferes with the employee's Sec. 7 rights.
s See also Roma Baking Company, 263 NLRB 24 (1982), and Rain-
Ware. Inc., 263 NLRB 50 (1982).
DECISION
STATEMENT OF THE CASE
JAMES F. MORTON, Administrative Law Judge: On
March 17, 1980, Redell Alford filed the unfair labor
practice charge in this case and alleged in his charge that
Boro Management Corp. (herein called Respondent) dis-
charged him from its employ on March 5, 1980, because
he had attempted to enforce the provisions of a collec-
tive-bargaining
agreement
between
Respondent
and
Local 32B-32J, Service Employees International Union,
AFL-CIO (herein called the Union). Alford. in his
charge, contends that Respondent, in discharging him,
421
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
violated Section 8(a)(1) and (3) of the National Labor
Relations Act, as amended (herein called the Act).
On May 28, 1980, the complaint was issued in this
case. In brief, it alleges that Respondent manages apart-
ment buildings and that Respondent violated Section
8(a)(1) and (3) of the Act by having discharged Alford
on March 3, 1980, because he had filed a grievance with
the Union. Respondent's answer, filed on June 5, 1980,
admits the commerce allegations in the complaint and
the allegation that Alford was discharged on March 3,
1980. Its answer denies that Alford's discharge was for
unlawful reasons.
The hearing opened in Brooklyn, New York, before
Administrative Law Judge Robert W. Leiner on May 26,
1981. Counsel for the General Counsel informed Admin-
istrative Law Judge Leiner that Respondent's attorney of
record then had just notified her that he no longer repre-
sented Respondent. The hearing was adjourned until
June 1 to afford Respondent the opportunity to obtain a
new attorney. On June 1, I replaced Administrative Law
Judge Leiner and granted the General Counsel's motion
to amend the complaint. Respondent's new counsel en-
tered his appearance. The amended complaint alleges, in
essence, that, although Alford was a supervisor as de-
fined in the Act when in Respondent's employ, his dis-
charge on March 3, 1980, for filing a grievance was vio-
lative of Section 8(a)(l) of the Act as his discharge for
that reason interfered with the rights of employees cov-
ered by the Act to act in concert for their mutual aid
and protection. Respondent's counsel sought and was
granted time to prepare his defense and to file an amend-
ed answer.
The amended answer which was filed on June 3, 1981,
raises the issues set out below. The hearing resumed
before me on July 1, 1980. Because of (a) conflicting
commitments, (b) a long hiatus during which the General
Counsel filed a petition in the U.S. district court to en-
force a subpoena duces tecum as discussed in detail below,
and (c) the need to secure materials subpoenaed from
third parties, this hearing in this case was held on various
dates in August, November, and December 1981. It
closed on December 23, 1981; the parties made oral ar-
gument and waived the filing of briefs.
The issues raised by the pleadings, as amended at the
hearing, are:I
1. Whether Respondent meets the Board's jurisdiction-
al standard for real estate management firms.
2. Whether Respondent's labor relations policies at the
apartment complex involved are so controlled by the
Federal Government that Respondent is exempted from
the coverage of the Act.
3. Whether the General Counsel can proceed against
Respondent alone, without having made the owner of
the apartment complex where Alford worked a party to
this case.
I Respondent placed in evidence a document signed by Alford, the
Charging Party, on May 18, 1980, entitled, "release" and therein he ac-
knowledged receipt of checks issued by Respondent for $330.58. The "re-
lease" also states, "This check represents any and all claims." That docu-
ment does not bar the instant case as it in no way purports to remedy the
alleged violations. In that regard, see N.LR.B. v. Armstrong Tire and
Rubber Company. The Test Fleet Branch, 263 F.2d 680 (5th Cir. 1959);
Loren A. Decker, d/b/a Decker Truck Lines, 139 NLRB 65 (1962).
4. Whether Alford was discharged for having filed a
grievance.
5. Whether, in the circumstances of this case, the fact
that Alford at all times was a supervisor as defined in
Section 2(11) of the Act requires dismissal of the com-
plaint.
Upon the entire record in this case, including my ob-
servations of the demeanor of the witnesses and after due
consideration of the oral arguments presented by the
General Counsel and by Respondent, I make the follow-
ing:
FINDINGS OF FACT
1. JURISDICTION AND THE UNION'S STATUS
Respondent is a New York corporation with its princi-
pal office at 2095 Broadway, New York City. It is en-
gaged in the business of managing apartment houses, in-
cluding two adjacent buildings located in Brooklyn, New
York, and referred to jointly herein as Magnolia Plaza.
Alford had been working as the building superintendent
of Magnolia Plaza and had two porters and a handyman
under him when he was discharged in March 1980.
Respondent urges that only the Magnolia Plaza oper-
ations should be considered in determining whether juris-
diction should be asserted. Magnolia Plaza has 102 apart-
ments. It is owned by a nonprofit firm, St. Ambrose
Housing Development Fund Co., Inc. (herein called St.
Ambrose). The officers and directors of St. Ambrose are
tenants of Magnolia Plaza and are elected.
The agreement between Respondent and St. Ambrose
discloses that Government National Mortgage Associ-
ation holds the mortgage on Magnolia Plaza and that the
U.S. Department of Housing and Urban Development
(herein HUD) insures that mortgage. HUD receives
monthly financial reports from Respondent and supple-
ments the rentals collected each month in order that the
mortgage payments are met. HUD inspectors also visit
Magnolia Plaza about twice a year.
Respondent has the responsibility for hiring, and has
hired, all maintenance employees at Magnolia Plaza, in-
cluding the building superintendent. The agreement be-
tween St. Ambrose and Respondent provides that Re-
spondent shall comply with the requirements set out in a
HUD "Management Plan," the essential parts of which
have been summarized in the agreement between Re-
spondent and St. Ambrose. Thus, paragraph 15 of that
agreement notes that the management plan "prescribes
the number, qualifications and duties of the personnel to
be regularly employed in the management of [Magnolia
Plaza] .. . ." Paragraph 15 also states that all such per-
sonnel will be employees of Respondent and not St. Am-
brose and that they "will be hired, paid, supervised and
discharged by [Respondent]" subject to four specified
conditions. The first and fourth conditions have no im-
mediate bearing on the issues in this case. The remaining
two provide that (1) the compensation of the building su-
perintendent, the maintenance employees, and any others
employed at Magnolia Plaza by Respondent shall be "as
prescribed in the Management Plan" and (2) St. Ambrose
will reimburse Respondent for that compensation. The
422
BORO MANAGEMENT CORP.
testimony of Respondent's president indicates that, in
practice, the accepted compensation amounts are those
negotiated on a multiemployer basis through association-
wide bargaining as discussed in further detail below.
The agreement between Respondent and St. Ambrose
further provides that Respondent will keep its records on
the Magnolia Plaza operations in accordance with the
directives issued by HUD and that, overall, Respondent's
operations at Magnolia Plaza will be consistent with
HUD directives. From the terms of the agreement be-
tween Respondent and St. Ambrose, it appears that
HUD requires managing agents of HUD-insured proper-
ties to follow an "affirmative marketing plan" and to
make a conscientious effort to employ and train "mem-
bers of minority groups who are not initially qualified."
All paychecks and other checks drawn by Respondent
which are directly allocable to Magnolia Plaza are issued
by it "as agent for St. Ambrose." Respondent cannot
spend more than $500 for nonrecurring, nonemergency
expenses without the approval of St. Ambrose.
The annual gross income derived from Magnolia
Plaza, including HUD supplements, is less than $500,000;
Respondent's income therefrom is less than $50,000 annu-
ally. Respondent manages other apartment buildings. The
aggregate rentals of all apartment buildings managed by
Respondent exceed $500,000 a year; Respondent's aggre-
gate annual management fees from all its apartments
exceed $50,000. In managing all those apartments, Re-
spondent purchases oil and other items, which are deliv-
ered to the State of New York locations from outside
New York and the value of those purchases exceeds
$50,000 annually.
The Board has considered and rejected the same con-
tention that Respondent now makes. 2 In that case, the
Board determined that the aggregate of rentals from all
apartment buildings managed by an employer will be
used in determining whether the $500,000 gross annual
volume standard for asserting jurisdiction has been met. I
thus must reject Respondent's view.
Respondent contends, in the alternative, that it effec-
tively shares HUD's exemption from the Act's coverage.
The evidence is clear, however, that Respondent has
participated in bargaining collectively with the Union on
a multiemployer basis, that it hires and discharges em-
ployees on its own initiative, and that it effectively ad-
ministers the labor relations policies governing the em-
ployees at Magnolia Plaza. As Respondent has control of
those labor relations matters, it can effectively bargain
with the Union.3 Respondent has challenged the General
Counsel's right to proceed against it without having
made St. Ambrose a party to this case. That matter is
considered in a separate discussion in the section entitled
'"The Remedy," infra.
As Respondent's aggregate rentals collected annually
exceed $500,000, as essential legal jurisdiction has been
shown, and as Respondent can effectively bargain collec-
tively with the Union, I find that Respondent's oper-
ations meet the Board's applicable jurisdictional standard,
· James Johnston Property Management, 221 NLRB 301 (1975)
s That is the essential issue to be decided. See Moderate Income Man-
agement Company, Inc., and Marineview Housing Company No. 1,. 256
NLRB 1171 (1981).
that it will effectuate the policies of the Act for the
Board to assert jurisdiction, and that Respondent is an
employer engaged in commerce within the meaning of
Section 2(2), (6), and (7) of the Act.
I also find that the Union is a labor organization as de-
fined in Section 2(5) of the Act.
II. THE ALLEGED UNIAWFUL DISCHARGE OF ALFORD
A. Contentions
The pleadings disclose that the General Counsel ini-
tially had contended that Alford was an employee of Re-
spondent and that his discharge violated Section 8(a)(1)
and (3). That contention was modified when the General
Counsel stipulated that Alford, at the time of his dis-
charge, was a supervisor as defined in Section 2(11) of
the Act. The General Counsel then withdrew the 8(aX3)
allegation but has continued to assert that Alford's dis-
charge interfered with employee rights under Section 7
of the Act, and thus violated Section 8(a)(1). In particu-
lar, the General Counsel asserted at the hearing that
Alford was discharged as of March 5, 1980, because he
had filed a grievance with the Union for moneys asser-
tedly due him under the collective-bargaining agreement
between Respondent and his Union. Respondent con-
tends that Alford was discharged on March 3, 1980,
solely because his work as a supervisor was, in general,
inadequate and, in particular, was clearly deficient on
March 3, 1980, when, it asserts, the Magnolia Plaza com-
plex ran out of heating oil due to his negligence.
B. Background
The testimony offered at the hearing shows that there
is general agreement on the material facts except for
those pertinent to Alford's last week in Respondent's
employ.
Respondent became managing agent at Magnolia Plaza
in August 1977 and hired Alford then as its building su-
perintendent. Alford's job was to maintain the building
with the help of two porters and a handyman whom he
supervised.
Respondent, in 1977, recognized the Union as the col-
lective-bargaining representative for the building superin-
tendent and other maintenance employees at Magnolia
Plaza and has signed master contracts negotiated be-
tween the New York City Real Estate Board and the
Union. Respondent has authorized the New York City
Real Estate Board to bargain on its behalf with the
Union for the employees at Magnolia Plaza.
There is no evidence that Alford or any of the mainte-
nance employees at Magnolia Plaza participated in any
union activities for virtually all of 1979.
In the latter part of 1979 the Union reached agreement
with the New York City Real Estate Board for a renew-
al contract effective from November 1, 1979, to April 20,
1982.
The Union informed
its members,
including
Alford, that building superintendents would get an $18
weekly increase retroactive to November 1, 1979. Alford
was earning $204 a week and lived in a rent free apart-
ment at Magnolia Plaza with all utilities paid. On several
occasions in late 1979 and early 1980, Alford asked Re-
423
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
spondent's president, Leslie Ware, for the $18 increase
and for retroactive pay. Ware told him on several occa-
sions that he had not received a signed contract and thus
could not put the increase in effect. On one visit to Re-
spondent's office, Alford noticed that there was a signed
contract there. He then asked Ware for the $18 increase.
Ware told him that the contract was in error as it listed
Alford's wages at $210 a week, not $222. (The contract
received in evidence indicates that Respondent signed it
on January 4, 1980, and it provides that superintendents
are to receive a minimum of $210 a week and an $18 in-
crease.) In any event, Alford began to receive the $18 in-
crease on or about February 1, 1980. He asked Ware and
also the Union then and on other occasions in February
about the retroactive moneys. The Union's business
agents told him those moneys were due him. Respond-
ent's president told him that the wage increase was not
retroactive. Incidentally, the signed contract provided,
"effective 11-1-79, superintendents . . . shall receive an
$18 weekly increase .... "
C. Alford's Discharge in March 1980
The credibility issue posed in this case pertains to the
events on March 3, 4, and 5 as testified to by Alford for
the General Counsel and by Leslie Ware and Herbert
Borum for Respondent. The respective accounts of these
witnesses are set out below, followed by a summary of
the relevant documentary evidence.
1. Alford's version
Alford testified as follows respecting the events in
early March. On Monday, March 3, he visited the
Union's office to press his claim for retroactive pay and
was told that he had to submit a grievance. He signed a
typewritten grievance, a copy of which was received in
evidence. He gave a union official the telephone number
of Respondent's office and was present when the Union's
representatives telephoned Respondent and spoke to its
president, Ware. The union representative told Ware that
Alford was present then at the Union's office and had
just filed a written grievance for his retroactive pay.
Alford then heard the union representative say, "You'll
pay." The union representative also stated to Ware that
the case would go to arbitration if the grievance were
not satisfied.
On the following day, March 4, Alford was visited by
Herbert Borum, Respondent's agent who was Alford's
immediate supervisor. Borum handed Alford a letter
which was dated February 4 (not March 4). That letter
was on Respondent's stationery and was signed by
Borum. The letter read:
I regret to inform you that your services are no
longer required. Effective as of April 4, 1980. This
action is being taken due to your lack of responsibil-
ities in taking care of the project.
4 Alford identified the representative by the sound of his last name.
Counsel for the General Counsel supplied the exact name and then ad-
vised that that individual is no longer employed by the Union and that
the General Counsel has been unsuccessful in locating him.
A copy of that letter had been sent by certified mail to
Alford by Respondent on the preceding day March 3 as
disclosed by the postmark on the envelope.
Alford worked for Respondent until March 5 when he
was terminated.
2. Borum's account
Borum testified as follows. While Alford performed
satisfactorily in 1978 and early 1979, he began neglecting
his work in mid-1979 and was given a written warning
thereon on August 1979. In October, November, or De-
cember 1979, Alford left work for a week without per-
mission. On another occasion, Alford had refused to
repair a toilet and had tried to get the tenant to pay him
directly for that repair job. On many occasions when
Borum visited Magnolia Plaza, he had been unable to
locate Alford.
Borum was asked to explain why the letter to Alford
notifying him of his discharge was dated February 4 but
mailed on March 3. His testimony in response was un-
clear. He stated initially that the incident that caused that
letter to be written was the one in which Alford "goes
and lets the oil run out." According to Respondent, that
incident occurred on March 3. It could not have ac-
counted for the letter being written on February 4.
Borum then testified that that letter was written when
Alford "left, when he got back from South Carolina."
That testimony seems to relate to earlier testimony by
Borum that in late 1979 Alford had disappeared for a
week and, upon his return, explained that he had to leave
suddenly because of a death in his family which lived in
the South.
Borum testified further that, in early February 1980,
Alford had acknowledged receiving in the mails the
letter dated February 4. (No satisfactory explanation was
offered to account for the March 3 postdate on the enve-
lope in which that letter had been mailed.)
Borum testified also that in early March 1980 he re-
ceived a call to go to Magnolia Plaza to check out signs
posted in the hallways. He did so and observed signs in-
forming the tenants that "they had no oil" and advising
them to call the city complaint bureau. One of the por-
ters told Borum that Alford posted the signs. Borum
then telephoned Respondent's president, Ware, who di-
rected him to have the signs taken down and discarded.
Borum had a porter do that. On the following day,
Borum talked to Alford. Borum testified that he then
simply asked Alford if oil had been delivered and that
Alford told him it was. Borum testified at one point that
he was the one who fired Alford and that Ware "sup-
ported" that decision. Borum testified that Alford was
discharged because of "the incident dealing with the oil
and as he was lacking doing his duties."
3. Ware's account
Respondent's president, Leslie Ware, testified as fol-
lows. He does not remember the circumstances leading
up to the preparation of the letter dated February 4
which was mailed to Alford on March 3. That letter was
sent to Alford about a week before he was fired. Ware
himself fired Alford "in no uncertain terms" on March 3
424
BORO MANAGEMENT CORP.
when he learned that day from a tenant that the building
was out of oil and that Alford had posted signs advising
the tenants to call the city complaint bureau. When
Alford called him later that March 3 morning and con-
firmed that information, he fired Alford effective right
then and there. Later, Ware told Borum that he had
fired Alford.
Ware called either Morgan Oil Company or Belcher
Oil Company on March 3 and saw to it that an emergen-
cy oil delivery was made to Magnolia Plaza that same
day.
4. Alford's testimony as to the reasons given by
Respondent for his discharge
Alford testified that he never saw the letter dated Feb-
ruary 4 until after he had filed the grievance on March
3, that the building had not run out of oil on March 3,
that there was no oil delivery made there on March 3,
and that the only oil delivery in March 1980 at Magnolia
Plaza was made on March 5.
5. Other evidence preferred and other relevant
considerations
Respondent asserts that an oil delivery was made on
Monday, March 3, in support of its contention that
Alford was discharged that day because he let the oil
run out. The General Counsel contends that this reason
was a clear pretext as oil was not delivered on March 3
but was, instead, delivered on March 5. The hearing was
recessed to afford the parties the opportunity to secure
and subpoena documentary evidence as to the precise
date the oil was delivered.
During the recess, Respondent's counsel wrote me a
letter, with a copy to the General Counsel, and enclosed
an invoice with the imprint of Morgan Oil Company
thereon and which had typewritten material on it indi-
cating that the oil delivery was made by Morgan Oil on
Monday, March 3, at Magnolia Plaza. When the hearing
resumed counsel for the General Counsel declined to
stipulate to the authenticity of the invoice and advised
that she intended to present evidence to the contrary. I
then returned the invoice and accompanying letter to
Respondent's counsel.
After a further adjournment, the record evidence, as
disclosed by testimony of representatives of Morgan Oil
and Belcher Oil, and their respective accounting and de-
livery records established that no oil was delivered to
Magnolia Plaza on March 3, that the first delivery that
month that was made at Magnolia Plaza was on March
5, and that the earlier "invoice of Morgan Oil" sent me
by Respondent was not prepared by anyone connected
with that company.
There was one other piece of relevant documentary
evidence. Counsel for the General Counsel served a sub-
poena on Respondent's president, Ware, for relevant
payroll records. Respondent declined to honor the sub-
poena. The hearing was recessed to permit the General
Counsel to file a petition in the U.S. district court to en-
force the subpoena. I was advised that such petition was
filed and that Respondent produced the payroll records
thereafter. Those payroll records were received in evi-
dence by me when the hearing in this case resumed pur-
suant to an order I issued. Those records disclosed that
Alford had worked a full 40-hour week for the payroll
period ending March 5, 1980. As noted earlier, Respond-
ent has contended that Alford was terminated on March
3. No evidence was proffered by it to explain the fact
that its payroll records indicated that Alford worked
through March 5.
The last consideration warranting comment is the de-
meanor of the witnesses. Alford's account was given
openly and is generally inherently consistent. He did not
give a pat recital and he was subjected to a vigorous
cross-examination.
Borum appeared confused and his record testimony re-
flected that.
Ware's attitude was striking. He got angry when his
authority appeared challenged. On two occasions, he had
refused to answer clearly proper questions put to him by
the General Counsel. Only the intercession of Respond-
ent's counsel and the granting of extraordinary requests
by him that he discuss the matter privately with Ware
obviated the need to consider the General Counsel's
motion to strike Ware's entire account. It appeared to me
also that Ware bore the responsibility for Respondent's
unwillingness to produce the subpoenaed payroll records
discussed above and that it was only when the matter
was immediately before the U.S. district court that Ware
relented.
6. The credibility resolution
The basic issue of credibility is whether Alford was
discharged on March 3 and whether an emergency oil
delivery was made that same day as Respondent con-
tends or whether Alford was notified on March 4 or 5
that he was discharged as the General Counsel asserts.
The relevant documentary evidence received from the
oil delivery companies corroborates Alford's account
that no oil was delivered on March 3, as Respondent as-
serts. The payroll records also controvert Respondent's
assertion that Alford was actually discharged on March
3. Further, Ware's account and Borum's account are in
contradiction as to which one decided to discharge
Alford.
Taking all the relevant testimony and documentary
evidence into account, I credit Alford's account.
D. Analysis
The credited evidence discloses that Alford had been
for a long time deficient in his work as a supervisor. It
also shows that Alford was discharged shortly after he
filed a grievance on March 3, of which Respondent had
then been made aware. The credited evidence also estab-
lishes that the reason Respondent offered for discharging
Alford (that he had let the oil run out on March 3 and
had posted signs that day urging the tenants to call the
city complaint bureau)5 was not supported by the facts
8 To belabor the credibility issue, it seems to me that Respondent's
contention may also be inherently inconsistent. It argues that Alford had
let the oil run out without having taken the trouble to notify Respond-
ent's office that the oil level was dangerously low. It seems unlikely to
Continued
425
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
and was an afterthought. That that reason was a pretext
is also evident from the March 3 date on the envelope
addressed to Alford which contained the letter of termi-
nation, inexplicably dated February 4.
There is no direct evidence of union animus. The evi-
dence would indicate that Respondent may not have
been threatened in any way from a monetary standpoint
with the grievance Alford filed. His retroactive pay
claim was for about $300 ($18 x 16 weeks) and that sum
would ultimately have been reimbursed to Respondent
out of rentals collected or HUD supplements paid.
Notwithstanding those economic considerations, I am
satisfied that the General Counsel has sustained the
burden of persuading me that Alford was discharged be-
cause he filed the grievance on March 3. The credited
evidence unequivocally establishes critical elements-Al-
ford's activity, Respondent's knowledge of it, the timing
of the discharge in relation to that activity, and the clear
pretextual nature of the reason given by Respondent for
its actions. A fair inference from these circumstantial fac-
tors is that Alford's discharge was due to the grievance
he filed. On the basis of the credited evidence, that infer-
ence has not been rebutted. Rather, my observation of
Respondent's president at the hearing tends to corrobo-
rate the discriminatory motive behind Alford's discharge.
Ware has given me the distinct impression that he does
not brook any challenge to his authority and that he will
take whatever action he deems necessary to confront any
such challenge.
The credited evidence also discloses that the mainte-
nance employees under Alford were aware that he had
filed his grievance on March 3 and they obviously knew
he was discharged right after that as one of them re-
placed Alford as supervisor. It is reasonable to conclude,
and I do, that they saw the connection between the filing
of the grievance for retroactive pay and Alford's dis-
charge.
The Board and the courts have had occasion over the
years to consider the circumstances under which the dis-
charge of a supervisor was violative of the Act and most
of those holdings are not applicable to the facts in the
instant case.6 There seems to be unanimity in the propo-
sition that an employer will be found to have violated
Section 8(a)(1) by discharging a supervisor for his acts in
furtherance of a grievance machinery where such dis-
charge interferes with employee rights by having tended
to cause employees reasonably to fear that like action
will be taken against them if they too participate in a
grievance proceeding. ?
me that Alford would have been so indifferent while at the same time.
according to Respondent, he was making up and posting signs in the hall-
ways of Magnolia Plaza to enlist the tenants' support toward getting oil
delivered.
6 For a ready summary of such holdings, see Nevis Industries Inc..
d/b/a Fresno Townehouse, 246 NLRB 1053 (1979), and particularly the
discussion at 1054. The Board's order in that case was denied enforce-
ment. See N.LR.B. v. Nevis Industries, Inc.. d/b/a Fresno Townehouse,
647 F.2d 905 (9th Cir. 1981). See also N.LR.B. v. Hi-Craft Clothing Co.,
660 F.2d 910 (3d Cir. 1981); Downslope Industries Inc, 246 NLRB 948
(1979); and Sibilio's Golden Grill. Inc., 227 NLRB 1688 (1977), for other
aspects of the matter.
7 Rohr Industries Inc., 220 NLRB 1029 (1975); Ebasco Services Incorpo-
rated, 181 NLRB 768 (1970).
I find that the natural consequence of Respondent's
discharge of Alford, in the circumstances set out above,
was that the discharge tended to cause the maintenance
employees at Magnolia Plaza to fear that they too would
be discharged if they availed themselves of the contrac-
tual grievance machinery. I thus find that Respondent in-
tended to, and did, interfere with the rights of its em-
ployees at Magnolia Plaza to use the grievance mecha-
nism.
CONCLUSIONS OF LAW
1. Respondent is an employer within the meaning of
Section 2(2) of the Act, and is engaged in commerce
within the meaning of Section 2(6) and (7) of the Act.
2. The Union is a labor organization as defined in Sec-
tion 2(5) of the Act.
3. By having discharged Alford under the circum-
stances found above, Respondent has interfered with, re-
strained, and coerced its employees in the exercise of the
rights guaranteed them in Section 7 of the Act and Re-
spondent thereby violated Section 8(a)(1) of the Act.
4. Respondent's acts set out in paragraph 3 above
affect commerce within the meaning of Section 2(6) and
(7) of the Act.
THE REMEDY
To effectuate the purposes of the Act and to remedy
the violations as found above, it is necessary that Re-
spondent offer to reinstate Alford to his position at Mag-
nolia Plaza with the use of a rent free apartment and
paid utilities and without prejudice to any other rights
and privileges attendant to that position, or, if that posi-
tion is no longer in existence, to a substantially equiva-
lent one, removing if necessary the incumbent in that po-
sition to reinstate Alford in the event he accepts the
offer. Respondent shall also be required to make Alford
whole for all losses suffered by reason of his unlawful
discharge on March 5, 1980, with backpay to be comput-
ed with interest as prescribed in F. W. Woolworth Compa-
ny, 90 NLRB 289 (1950), Isis Plumbing & Heating Co.,
138 NLRB 716 (1962), and Florida Steel Corporation, 231
NLRB 651 (1977).
Notwithstanding that the violation in this case goes to
the core of the Act, a limited remedial order is appropri-
ate in view of the impulsive character of the violation.8
There is one last point for discussion in this section.
Respondent has repeatedly contended that only St. Am-
brose can remedy any violations in this case as it is the
principal and as Respondent had always acted as its
agent. That argument misconstrues basic agency law
governing the liability of agents. It may be that St. Am-
brose has agreed to idemnify Respondent and it is possi-
ble that such an agreement may be enforceable. There is
nothing in Board precedent barring the entry of an order
' In Nevis Industries, supra, the Board entered a limited order although
the Administrative Law Judge had articulated at 1070 the rationale to
support a broad order. In Ebasco Services supra, a broad order was en-
tered but the violations in that case were the product of considered and
deliberate actions over a course of time.
426
BORO MANAGEMENT CORP.
427
against Respondent itself' and nothing contained in this
Decision should in any way be construed to suggest that
St. Ambrose is in any way liable for any of the costs in-
9 Board precedent indicates that jurisdiction would be asserted to
volved herein or responsible for the effectuation of any
remedy a Sec. 8 violation by the managing agent of real estate properties.
of the remedial provisions set out herein.
See Henry R. Mandel d/b/a Mandel Management Company, Managing
[Recommended Order omitted from publication
Agent for Greenwich Village Community Housing Corp., 229 NLRB 1121
(1977).