263 NLRB 566
East Bay Newspapers, Inc., d/b/a Contra Costa Times
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
East Bay Newspapers, Inc., d/b/a Contra Costa
Times and Northern California Newspaper Or-
ganizing Committee (AFL-CIO; IBT). Case 32-
CA-3709
August 19, 1982
DECISION AND ORDER
BY CHAIRMAN VAN DE WATER AND
MEMBERS FANNING AND ZIMMERMAN
On May 3,
1982, Administrative Law Judge
Timothy D. Nelson issued the attached Decision in
this proceeding. Thereafter, Respondent filed ex-
ceptions and a supporting brief, and the General
Counsel filed an answering brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings,' and conclusions2 of the Administrative Law
Judge and to adopt his recommended Order, as
modified herein. 3
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative Law Judge, as modi-
fied below, and hereby orders that the Respondent,
East Bay Newspapers, Inc., d/b/a Contra Costa
Times, Walnut
Creek,
California,
its officers,
agents, successors, and assigns, shall take the action
set forth in the said recommended Order, as so
modified:
1. Substitute the following for paragraph 1:
"1. Cease and desist from:
"(a) Threatening employees with losses of wage
increases or other benefits because they engage in
union or other activities protected by the Act,
from creating the impression that such protected
activities are under surveillance by management,
I Respondent has excepted to certain credibility findings made by the
Administrative Law Judge. It is the Board's established policy not to
overrule an administrative law judge's resolutions with respect to credi-
bility unless the clear preponderance of all of the relevant evidence con-
vinces us that the resolutions are incorrect. Standard Dry Wall Products
Inc., 91 NI.RB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have
carefully examined the record and find no basis for reversing his findings.
' Chairman Van de Water does not endorse the holding in TR. W.
Bearings Division, a Division of T.R. ., Inc., 257 NLRB 442 (1981). and
subscribes to the standard announced in Essex International. Inc., 211
NLRB 749 (1974). See Intermedics Inc.. and Sugitronics Corporation, a
wholly owned subsidiary of Intermedics, Inc., 262 NLRB 1407 (1982).
s The recommended Order has been modified by including the narrow
injunctive language traditionally used by the Board.
263 NLRB No. 76
and from coercively interrogating employees about
their own or other employees' protected activities.
"(b) In any like or related manner interfering
with, restraining, or coercing employees in the ex-
ercise of the rights guaranteed them by Section 7
of the Act."
2. Substitute the attached notice for that of the
Administrative Law Judge.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing at which all sides had an opportu-
nity to present evidence and state their positions,
the National Labor Relations Board found that we
have violated the National Labor Relations Act, as
amended, and has ordered us to post this notice.
The Act gives employees the following rights:
To engage in self-organization
To form, join, or assist any union
To bargain collectively through repre-
sentatives of their own choice
To engage in activities together for the
purpose of collective bargaining or other
mutual aid or protection
To refrain from the exercise of any or all
such activities.
WE
WILL NOT threaten employees with
losses of benefits or with other acts of retali-
ation because they engage in activities protect-
ed by the Act.
WE WILL NOT interrogate employees about
their own or other employees' protected activ-
ities.
WE WILL NOT spy on or create the impres-
sion that we are spying on employees' activi-
ties protected by the Act.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce our employ-
ees in the exercise of the rights guaranteed
them by Section 7 of the Act.
EAST BAY NEWSPAPERS, INC., D/B/A
CONTRA COSTA TIMES
DECISION
STATEMENT OF THE CASE
TIMOTHY D. NEISON, Administrative Law Judge: On
August 31, 1981,' the Regional Director for Region 32
i All dates are in 1981 unless otherwise specified.
566
CONTRA COSTA TIMES
of the National Labor Relations Board (herein the
Board) issued a complaint and notice of hearing pursuant
to timely charges against East Bay Newspapers, Inc.,
d/b/a Contra Costa Times (herein Respondent). The
complaint alleges in substance that Respondent violated
Section 8(a)(1) of the National Labor Relations Act, as
amended (herein the Act), by certain statements made on
or about June 11 and 12 by its city editor, Nancy Ward,
to certain reporters working under her supervision, and,
independently, by maintaining an unlawful no-solicitation
rule.
Respondent duly answered, admitting facts and con-
clusions warranting the exercise of the Board's jurisdic-
tion and that Nancy Ward was its supervisory agent,2
but denying all substantive allegations of wrongdoing.
I heard the matter at Oakland, California, on March
22, 1982, and received timely briefs from the General
Counsel and Respondent thereafter. Upon the entire
record, I make these:
FINDINGS OF FACT
Respondent publishes newspapers in the greater San
Francisco Bay area, incuding the Contra Costa Times
(herein Times). 3 The Times offices are in a building in
Walnut Creek, California, which also houses the business
offices and publishing plant for most of Respondent's
newspapers.
While Respondent's printing trades people are repre-
sented, the Times' editorial staff is nonunion. On or
about June 12, following some initial contacts with Re-
spondent's reporters by agents of admitted labor organi-
zations, an umbrella group (the Charging Party herein)
known as Northern California Organizing Committee
(herein NCOC) began a public organizing drive directed
at editorial employees through leafletting and handbilling
by agents of admitted labor organizations at the Walnut
Creek main offices.4
Two reporter-employees
of the Times claim that
Ward, their immediate supervisor, interrogated or other-
wise coerced employees in their Section 7 rights by
statements she made to them shortly before and during
the initial June 12 leafletting campaign. Ward denied that
she made the statements, and what she vaguely admitted
to saying on the subject of the organizing drive is legally
innocuous. These aspects of the case therefore turn
purely on witness credibility, which I resolve against
Ward, based on the following considerations: The two
employees who testified in support of the Government's
case, Erin Hallissy and Kathleen Maclay, were sincere in
appearance and convincing in their recollections. Ward
was neither impressive from the standpoint of demeanor
nor was her testimony illuminating due to her vagueness
2 Respondent's answer, as amended at the hearing. Hereafter, all refer-
ences to complaint and answer include hearing amendments thereto.
3 In the year before the complaint issued, Respondent received gross
revenues exceeding $200,000, subscribed to national news syndicates, and
advertised products sold nationally.
4 I need not decide herein whether NCOC is, itself, a labor organiza-
tion within the meaning of Sec. 2(5) of the Act. Respondent admits that
the constituent unions which work under the NCOC label are themselves
statutory labor organizations. As will be seen herein, the statements com-
plained of by Nancy Ward merely referred to certain "union" activities
of employees.
and tendency to fall back on general characterizations re-
garding what she said to those employees. Ultimately,
she admitted that, when she first became aware of
"rumors" of a union organizing drive and that one of the
Times' reporters had been contacted by a union agent,
she was "asked to," and did, make inquiries among the
employees about what was going on. I am satisfied on
this record that Ward was engaged in similar activities
during the period with which we are concerned, and
that it would have been in character for her to have in-
quired and made the statements attributed to her by the
General Counsel's witnesses.
A. June 11 Wage Increase Remarks
Hallissy credibly stated that Ward told a small group
of reporters on June II11 that as far as she knew certain
earlier promised wage increases had been recommended
and approved but that higher management officials, Tom
Jones and Jack Winning, were "upset" about the rumors
of union organizing and that, unless the "union talk"
stopped, the raises would not come.
Maclay, although
identified
by Hallissy
as being
nearby at the time, did not directly corroborate Hallissy.
Rather, referring perhaps to a separate incident on June
11, Maclay credibly stated that Ward concluded a tele-
phone conversation and then stated to persons in her
general area that the "raises are definitely in the works"
and that employees should "cool it" about the "union
talk" until the raises were actually issued.5
I do not find the discrepancies between Hallissy's and
Maclay's versions to be significant from a credibility
standpoint, or to outweigh the credibility considerations
set forth above. Ward elsewhere admitted that she had
"several conversations during the day with reporters
about pay increases." It is possible that Hallissy and
Maclay heard entirely different sets of remarks by Ward
that day. In each version, moreover, the central message
was the same; i.e., that the expected pay raises would
come through unless the employees were to upset the ap-
plecart by engaging in "union talk."
B. June 12 Interrogation of Maclay
Maclay credibly stated that in the late afternoon of
June 12 Ward initiated a conversation in which Ward
said that she was aware that Maclay had received a tele-
phone call from another reporter relating to the organiz-
ing drive.6 Ward then asked Maclay to tell her who had
called her. Maclay refused. Ward then asked Maclay at
least to tell her who on the "union committee" had
asked the caller to call Maclay. Maclay again refused,
saying that "to reveal anyone's identity would be im-
proper." Ward concluded the conversation by saying:
"Well, then if your name is on anybody's union list,
you'll have to let the chips fall where they may."
Raises were not ultimately withheld.
e The night before a reporter had called Maclay saying the someone
else on the "union committee" had referred the caller to Maclay to in-
quire about "possible union support" among the reporters at the Times.
Maclay had told another reporter about this before being approached by
Ward.
567
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
C. "No-Solicitation" Rule
As the parties stipulated, at all times material before
September 2, 1981, Respondent maintained this written
rule in all its operations:
SOLICITATION PROHIBITED
Based upon long established rules, your attention is
called to the following:
Solicitation of any type by employees during work-
ing time is prohibited.
Distribution of literature of any type or description
by employees during working time is prohibited.
Distribution of literature of any type or description
in working areas is prohibited.
"Violation of any of the above rules will result in
immediate disciplinary action, including discharge.
Under the Board's 1974 decision in Essex,7 this "work-
ing time" (as opposed to "working hours") prohibition
on solicitation and distribution was presumptively lawful
in that it carried no suggestion that employees would be
prohibited from using their lunch or breaktime to engage
in protected activities.
On July 31, 1981, however, a new Board majority de-
cided TR. W;s and, in "rejection of the principle es-
poused in Essex," concluded that there was no "inherent
meaningful distinction between the terms 'working hours'
and 'working time' when used in no-solicitation rules."
Thus, overruling the contrary holding in Essex, the
Board held that (at 443):
. . .rules
prohibiting employees from engaging in
solicitation during "work time" or "working time,"
without further clarification, are, like rules prohibit-
ing such activity during "working hours," presump-
tively invalid. [Id., emphasis supplied.]
Reacting to this development, on August 31, 1981, Re-
spondent posted this notice to employees:
Date August 31, 1981
To: ALL EMPLOYEES
Re: No-Solicitation Rule
We have recently been notified by our attorneys
that the National Labor Relations Board has ruled
that employers must include language in their no-so-
licitation policy advising employees that the prohi-
bition of solicitation on working time does not
apply to break periods, meal periods or other speci-
fied periods during the work day when employees
are properly not engaged in performing their work
tasks.
As you know, our no-solicitation rule has never ap-
plied to break periods and meal times or other spec-
ified periods during the work day when you are
Essex International, Inc., 211 NLRB 749 (1974) (Members Fanning
and Jenkins dissenting).
T.R. W. Bearings Division. a Division of T.R W., Inc., 257 NLRB 442
(1981).
properly not engaged in performing your work
tasks. If you have any questions regarding this
please contact me.
/s/ Gail Davidson
Personnel Director
GD/aa
Moreover, as the parties stipulated, on September 2,
1981, Respondent posted this notice to employees on the
subject:
September 2, 1981
NO SOLICITATION RULE
Your attention is called to the following rules:
"Solicitation of any type by employees during
working time is prohibited.
"Distribution of literature of any type or description
by employees during working time is prohibited.
"Distribution of literature of any type or description
in working areas is prohibited.
"Violation of any of the above rules will result in
immediate disciplinary action, including discharge."
This rule does not apply during break periods
meal times or other specified periods during
work day when employees are properly not
gaged in performing their work tasks.
and
the
en-
/s/ Gail Davidson
Personnel Director
There is no evidence nor contention by the General
Counsel that either the "old" or "new" rule was ever un-
lawfully enforced.
Analysis and Conclusions
Ward's statements to employees on June 1, as found
above, that "union talk" would jeopardize the implemen-
tation of already decided upon wage increases necessar-
ily tended to interfere with, restrain, or coerce employ-
ees in their rights under Section 7 of the Act to discuss
among themselves the possibility and desirability of
union representation. 9
Similarly, Ward's unsolicited and persistent interroga-
tions of Maclay on June 12 in an effort to gain intelli-
gence about the organizing activity then going on, oc-
curring on the day after she had made coercive state-
ments about wage increases, necessarily had an unlawful
coercive impact. Finally, in the same context, Ward's
remark to Maclay that, if Maclay were on the "union's
list," the "chips would fall where they may" would read-
9 There is not the slightest suggestion in this record that Ward's com-
ments were directed at "union talk" during "work time," nor, for that
matter, that there was any prohibition against employees talking-as op-
posed to "soliciting"-about any subject they wished to while at work.
Rather, it is clear on this record that Ward's admonitions were intended
to suggest that the possibility of union representation was itself threaten-
ing to Respondent's top management and that employees should curb any
activity which might suggest to those top managers that there was inter-
est in union representation, lest the pay raises be canceled.
568
CONTRA COSTA TIMES
ily be taken by Maclay as a veiled threat of management
retribution, thus violating Section 8(a)(1) of the Act.
Moreover, Ward's statement to Maclay that Ward had
become aware (without saying how) of a union-related
telephone call which Maclay had been involved in on
the preceding evening created the impression that man-
agement was engaged
in surveillance of employees'
union activities, thus aggravating the coercive character
of her interrogation and veiled threat.
As to the allegation that Respondent violated Section
8(a)(1) by maintaining the pre-September 2 "no-solicita-
tion" rule, I conclude that the violation was technically
committed, but that it has been substantially remedied.
Respondent cannot be charged with malicious intent for
the mere maintenance of a rule which, under controlling
law at the time, was "presumptively valid." Essex, supra.
In this regard, I note further that Respondent commend-
ably took steps within 31 days after the Board published
its decision in T.R. W. to clarify its existing rule so as to
notify employees of their rights to solicit and distribute
during times when they were properly not engaged in
work.' 0
I conclude, therefore, that it would effectuate
no important purpose of the Act to prescribe a separate
remedy for the maintenance of the "old" rule--especially
in the absence of evidence that the "old rule" was ever,
in fact, enforced as to "off-work" solicitation or distribu-
tion. " I
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce
within the meaning of Section 2(6) and (7) of the Act.
2. On June 11, 1981, Respondent, through its agent
and supervisor, Nancy Ward, interfered with, restrained,
and coerced employees in the exercise of the rights guar-
anteed them in Section 7 of the Act by telling them in
substance that their wage increases would be in jeopardy
if they were to persist in "union talk," and thereby vio-
lated Section 8(a)(1) of the Act.
3. On June 12,
1981, Respondent, through Nancy
Ward, similarly violated Section 8(aX1) of the Act by
creating the impression that Respondent was surveilling
employees' protected activities, by interrogating an em-
ployee about her own and other employees' protected
activities, and by making a veiled threat to an employee
'o Given delays between the time of issuance of Board decisions and
the time when they are actually publicized by reporting services, it takes
an alert and conscientious practitioner to become aware of a significant
shift in the law and then to effect changes in client practices-all within a
roughly I-month period.
'' Here, it is well to recall language in Cities Service Oil Company, 158
NLRB 1204 (1966), where the Board stated (Id. at 1207):
In devising all our affirmative orders ... we bear in mind that the
remedy should be appropriate to the particular situation requiring re-
dress, and should be tempered by practical considerations.
See, e.g., American Federation of Musicians, Local 76 AFL-CIO (Jimmy
Wakely Show), 202 NLRB 620, 622 (1973).
that management would retaliate against employees who
were associated with protected organizing activities then
under way.
4. Respondent technically violated Section 8(a)(1) of
the Act as more recently interpreted by maintaining until
September 2, 1981, a "no-solicitation" rule which failed
to specify that employees were free to engage in protect-
ed solicitation during times when they were not sup-
posed to be working. But, considering that Respondent's
pre-September 2 rule was consonant with the then-pre-
vailing law, and that Respondent promptly and suitably
clarified that rule when the law shifted, no remedy is re-
quired for said violation.
Upon the foregoing findings of fact, conclusions of
law, and the entire record, and pursuant to Section 10(c)
of the Act, I hereby issue the following recommended:
ORDER l
The Respondent, East Bay Newspapers, Inc., d/b/a
Contra Costa Times, Walnut Creek, California, its offi-
cers, agents, successors, and assigns, shall:
1. Cease and desist from threatening employees with
losses of wage increases or other benefits because they
engage in union or other activities protected by the Act,
from creating the impression that such protected activi-
ties are under surveillance by management, from coer-
cively interrogating employees about their own or other
employees' protected activities, and from any like or re-
lated unlawful activities.
2. Take the following affirmative action deemed neces-
sary to effectuate the purposes and policies of the Act:
(a) Post at its Walnut Creek, California, facilities the
attached notice marked "Appendix"' s immediately after
receiving copies of the same from the Regional Director
for Region 32 and after it has been signed by a responsi-
ble agent of Respondent, and maintain it thereafter in
conspicuous places, including in all places where notices
to employees are customarily posted, for 60 consecutive
days. Reasonable steps shall be taken by Respondent to
ensure that copies of said notice are not altered, defaced,
or covered by other material.
(b) Notify the Regional Director for Region 32, in
writing, within 20 days from the date of this Order, what
steps Respondent has taken to comply herewith.
'" In the event no exceptions are filed as provided by Sec. 102.46 of
the Rules and Regulations of the National Labor Relations Board, the
findings, conclusions, and recommended Order herein shall, as provided
in Sec. 102.48 of the Rules and Regulations, be adopted by the Board and
become its findings, conclusions, and Order, and all objections thereto
shall be deemed waived for all purposes
I$ In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."
569