264 NLRB 863
Sherwood Ford, Inc.
SHERWOOD FORD, INC.
Sherwood Ford, Inc. and Carmen Sgroi Ray. Case
14-CA-15254
September 30, 1982
DECISION AND ORDER
BY MEMBERS FANNING, JENKINS, AND
ZIMMERMAN
On April 15, 1982, Administrative Law Judge
James M. Fitzpatrick issued the attached Decision
in this proceeding. Thereafter, Respondent filed ex-
ceptions and a supporting brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and brief
and has decided to affirm the rulings, findings,'
and conclusions2 of the Administrative Law Judge
and to adopt his recommended Order, as modified
herein.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative Law Judge, as modi-
fied below, and hereby orders that the Respondent,
Sherwood Ford, Inc., St. Louis, Missouri, its offi-
cers, agents, successors, and assigns, shall take the
action set forth in the said recommended Order, as
so modified:
1. Insert the following as paragraph 2(b) and re-
letter the subsequent paragraphs accordingly:
"(b) Expunge from its files any references to the
discharge of employee Ray on July 10, 1981, and
notify her in writing that this has been done and
that evidence of this unlawful disciplinary action
will not be used as a basis for future discipline
against her."
2. Substitute the attached notice for that of the
Administrative Law Judge.
I Respondent has excepted to certain credibility findings made by the
Administrative Law Judge. It is the Board's established policy not to
overrule an administrative law judge's resolutions with respect to credi-
bility unless the clear preponderance of all of the relevant evidence con-
vinces us that the resolutions are incorrect. Standard Dry Wall Products
Inc., 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have
carefully examined the record and find no basis for reversing his findings.
2 Member Zimmerman agrees with the Administrative Law Judge's
conclusion that the timely filed unfair labor practice charge in this pro-
ceeding supports the complaint allegation that Respondent violated Sec.
8(aXl) of the Act by discharging employee Ray for engaging in protect-
ed concerted activities. He finds it unnecessary to decide, however,
whether the pre-printed allegation of the charge form is, by itself, ade-
quate to support any complaint allegation of an independent 8(a)() viola-
tion. Here, both the charge and the complaint allege forms of discrimina-
tion by Respondent with respect to the same subject matter; i.e., employ-
ees' protected concerted claims to holiday pay.
264 NLRB No. 116
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing at which all sides had an opportu-
nity to present evidence and state their positions,
the National Labor Relations Board found that we
have violated the National Labor Relations Act, as
amended, and has ordered us to post this notice.
The Act gives employees the following rights:
To engage in self-organization
To form, join, or assist any union
To bargain collectively through repre-
sentatives of their own choice
To engage in activities together for the
purpose of collective bargaining or other
mutual aid or protection
To refrain from the exercise of any or all
such activities.
WE WILL NOT discharge employees for en-
gaging in such activities.
WE WILL NOT discharge employees for pro-
testing wages, holiday pay, or other terms and
conditions of employment, or for engaging in
other protected concerted activities.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce our employ-
ees in exercising rights guaranteed by Section
7 of the Act.
WE WILL offer Carmen Sgroi Ray immedi-
ate and full reinstatement to her former posi-
tion or, if such position no longer exists, to a
substantially equivalent position, without prej-
udice to her seniority or other rights and privi-
leges, and WE WILL make her whole for any
loss of earnings she may have suffered, plus in-
terest.
WE WILL expunge from our files any refer-
ences to the discharge of employee Ray on
July 10, 1981, and will notify her in writing
that this has been done and that evidence of
this unlawful disciplinary action will not be
used as a basis for future discipline against her.
SHERWOOD FORD, INC.
DECISION
STATEMENT OF THE CASE
JAMES M. FITZPATRICK, Administrative Law Judge: In
this case an office employee was fired because, in pro-
testing to the office manager about the Company not
paying office employees for the Fourth of July, she told
863
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
him she was tired of being lied to. I find her conduct le-
gally protected and her discharge unlawful.
This case arises out of unfair labor practice charges
filed August 11, 1981, by Carmen Sgroi (now Carmen
Sgroi Ray)' against Sherwood Ford, Inc. (Respondent).
Based on these charges, a complaint issued September 14
alleging that Respondent engaged in unfair labor prac-
tices in violation of Section 8(a)(1) of the National Labor
Relations Act, as amended (the Act), when it discharged
Ray on July 10, and thereafter did not reinstate her, be-
cause she engaged in concerted activities for the purpose
of collective bargaining or other mutual aid and protec-
tion of employees. Respondent answered the complaint,
admitting the jurisdictional allegations and also that it
discharged Ray on July 10 and did not thereafter rein-
state her, but denying that it did so because she engaged
in protected concerted activities.
The issues as framed by the pleadings were heard
before me at St. Louis, Missouri, on January 12, 1982. At
the start of the hearing and again in its post-hearing
brief, Respondent moved to dismiss the complaint on the
ground that the charge was technically inadequate to
support the complaint which issued, and, therefore, no
appropriate charge exists in the instant proceeding and
the complaint may not stand. Respondent points to Sec-
tion 10(b) of the Act which in pertinent part provides,
"Whenever it is charged that any person has engaged in
. .. any such unfair labor practice, the Board . . . shall
. . . issue and cause to be served upon such person a
complaint stating the charges in that respect ....
"
Thus, the authority to issue a complaint is contingent
upon the existence of a charge which has some relation-
ship to the complaint and without which a complaint
may not issue, the Board not having authority to initiate
its own proceedings. N.L.R.B. v. National Licorice Com-
pany, 104 F.2d 655 (2d Cir. 1939), affd. 309 U.S. 350
(1940).
In the instant matter, the charge, a copy of which is
attached hereto as Appendix A [omitted from publica-
tion], is on a printed form with blanks filled in with type-
written information. The printed portion of subsection h
of the form reads:
The above-named employer has engaged in and is
engaging in unfair labor practices within the mean-
ing of section 8(a), subsections (1) and
of the National Labor Relations Act, and these
unfair labor practices are unfair labor practices af-
fecting commerce within the meaning of the Act.
The blank is filled in with a typewritten (3). Thus, in
blanket terms that portion of the charge asserts that the
employer has committed violations of Section 8(a)(1) and
(3) of the Act. Section 2 of the printed form provides
space and instructions for the "Basis of the Charge (Be
specific as to facts, names, addresses, plants involved,
All dates herein are in 1981 unless otherwise indicated. Carmen
Sgroi, unmarried at the time of the events involved herein, later acquired
the name Ray through marriage. In the record she is frequently referred
to as Carmen, but for convenience will be referred to in the Decision as
Ray.
dates, places, etc.)." The typewritten information filled in
in this portion is as follows:
The above-named Employer by its officers, agents
and representatives discriminated in regard to hire,
tenure and other conditions of employment against
employees Carmen Sgroi, Shari Jarvis and Janet
Becker on or about July 4, 1981, and at all times
thereafter has continued to discriminate against
Carmen Sgroi, Shari Jarvis and Janet Becker by not
paying them holiday pay for July 4, 1981, because
they are not members of a labor organization.
Section 2 of the charge concludes with the following
printed language:
By the above and other acts, the above-named em-
ployer has interfered with, restrained, and coerced
employees in the exercise of the rights guaranteed
in Section 7 of the Act.
At the bottom, of course, the charge is signed and dated
by the Charging Party.
From the above it is apparent that the charge asserts
violations by Respondent of Section 8(a)(1) and (3) of
the Act by not paying the three office employees holiday
pay for July 4, 1981, because they were not members of
a labor organization and thereby unlawfully discriminat-
ed against them. The complaint, on the other hand, al-
leges that Respondent violated only Section 8(a)(1) of
the Act, making no mention of Section 8(a)(3). The gra-
vamen of the complaint is that Respondent unlawfully
discharged Ray on July 10 because she engaged in pro-
tected concerted activities for the purpose of collective
bargaining or other mutual aid and protection. In support
of its motion Respondent cites Hunter Saw Division of
Asko, Inc., 202 NLRB 330 (1973); and Allied Industrial
Workers of America, AFL-CIO, and its Local Union No.
594 (Warren Molded Plastic, Incorporated), 227 NLRB
1541 (1977).
The General Counsel opposes Respondent's motion
and contends that the function of a charge is only to ini-
tiate the investigatory processes of the Board, that the
general language of the instant charge asserts that by the
specific acts referred to in the charge and by other acts
Respondent interfered with, restrained, and coerced em-
ployees respecting their Section 7 rights, and that there
exists a "sufficient relationship" between the charge and
the complaint herein so that the charge is adequate to
support the complaint. The General Counsel relies on
Connecticut Distributors, Inc., 255 NLRB 1255 (1981),
and Olympic Medical Corporation, 236 NLRB
1117
(1978). I find these to be more persuasive precedents for
this case than Hunter Saw and Allied Industrial referred
to by counsel for Respondent.
At the hearing I denied Respondent's motion on the
ground that the charge is adequate to support the allega-
tions of the complaint. I adhere to that position in now
denying Respondent's renewed motion. In so ruling I
give equal emphasis to the printed portions of the charge
containing general language as well as to the more spe-
cific portions typed in. The charge as a whole alleges a
form of discrimination against three employees. The
864
SHERWOOD FORD, INC.
complaint also alleges a form of discrimination, but
against only one of those three employees. Both charge
and complaint assert a violation of Section 8(a)(1) of the
Act. Although the charge asserts additionally that Sec-
tion 8(a)(3) was violated while the complaint does not,
the omission of such an allegation from the complaint is
of no moment because Section 8(a)(1) is broad enough to
include some forms of discrimination, including the type
alleged in the complaint. It is also true that read in vacuo
the two documents appear to deal with distinct, unrelat-
ed subjects, the charge referring to discrimination by not
paying holiday pay for July 4 because the employees
were not members of a labor organization while the
complaint refers only to the discharge of Ray on July 10
because she engaged in concerted activities. It would,
however, honor form over substance to judge the ade-
quacy of the charge solely on the bare bones wording of
the complaint in a case such as this where the record
fleshes out the complaint's allegations by demonstrating
that the events of July 10 referred to in the complaint,
including the discharge and the reasons therefore, are di-
rectly related to, and the consequence of, Respondent's
failure to pay the holiday pay for July 4 referred to in
the charge. Thus, in reality, the complaint deals with the
same events as the charge, although such is not apparent
from the two documents, and the only real difference be-
tween.them is the legal conclusions drawn on each from
those events. Respondent makes no contention of being
misled either factually or legally by the apparent differ-
ences between the charge and the complaint, the motion
being aimed only at the technical adequacy of the
charge, and the record demonstrates that all parties had
full opportunity to litigate the issues. Connecticut Distrib-
utors and Olympic Medical, cited by counsel for the Gen-
eral Counsel, support her contention of the sufficiency of
the relationship between the charge and the complaint in
the present matter. In addition, counsel cites Baton Rouge
Water Works Company, 246 NLRB 995 (1979), to support
the conclusion that a charge is adequate if it relates to
the same event as the complaint. In Baton Rouge, the
charge asserted that an employee was discharged in vio-
lation of Section 8(a)(3) while the complaint alleged a
violation of Section 8(a)(1) in the employer's refusing to
allow a union representative to be present at an inter-
view and thereafter proceeding with the interview with-
out a union representative. The present matter falls
within the teaching of that case. In Pet Incorporated,
Dairy Group, 229 NLRB 1241 (1977), the printed portion
of the charge asserted a violation of Section 8(a)(1) with
Section 8 (a) 3) being filled in the appropriate blank.
Thereafter, the 8(a)(3) aspects of the charge were with-
drawn and a complaint issued alleging four violations of
Section 8(aXl1). The Board there found the charge ade-
quate for the complaint, relying in part on the printed
portion of the form to the effect that the employer "By
the above and other acts . . . interfered with, restrained,
and coerced employees in the exercise of their Section 7
rights." The situation in Pet is analogous to the present
one and supports the conclusion that the motion to dis-
miss should be denied.
Based on the entire record, including my observation
of the witnesses and consideration of the briefs of the
General Counsel and Respondent, I make the following:
FINDINGS OF FACT
I. THE EMPI.OYER
Respondent, a Missouri corporation, is engaged at St.
Louis, Missouri, in the operation of a Ford dealership for
the retail sale, distribution, and servicing of new and
used motor vehicles. During the calendar year ending
August 31, a period representative of its operations, Re-
spondent derived gross revenue from this business ex-
ceeding $500,000 and received at its premises in St.
Louis directly from points outside Missouri goods and
materials, including motor vehicles, valued over $50,000.
Respondent is an employer engaged in commerce within
the meaning of the Act.
Respondent
is owned by
its president,
Kenneth
Berdos, who also owns another dealership in Arizona. At
the time of the events involved in this case, Robert Nicks
was Respondent's office manager and Ray's immediate
supervisor. During the frequent absences of Berdos,
Nicks was in charge. The regular office staff consisted of
bookkeeper and assistant office manager Janet Becker,
who had been with the Company since early December
1980, the switchboard operator and bookkeeper Sharon
Jarvis, an employee for over 10 years, and bookkeeper
and general office worker Ray, who began working for
Respondent in October 1979. Although there was some
overlapping of duties, office functions normally were di-
vided as follows: Becker handled bank deposits, the pay-
roll, sales summaries of parts and accessories, accounts
receivable, miscellaneous reports, and assisted in prepar-
ing the month-end analysis; Jarvis operated the telephone
switchboard, prepared bills, handled the warrantee regis-
ter. and acted as service department cashier; Ray han-
dled the paper work for "car deals," the sales journals
connected therewith, the purchase journal, cash disburse-
ments records, and relieved Jarvis on the switchboard.
There is no contention here that Becker was a supervi-
sor.
Respondent also employs sales personnel, as well as
service employees (mechanics) and parts personnel, each
covered by separate collective-bargaining agreements. 2
The office employees are unrepresented.
11. THE ALLEGED UNFAIR LABOR PRACTICES
A. Background
Walter Lockhart was Nicks' predecessor as office
manager. The staff liked working for him and, in fact,
subsequent to the events here involved, all three of them,
Becker, Jarvis, and Ray, went to work for him at Lynch
Cadillac where he became office manager after leaving
Respondent.
2 Respondent's service employees are represented by Teamsters Local
777, parts employees and porters are represented by Teamsters Local
618. The salesmen are represented by a salesmen's union, the name there-
of not being apparent in the record
865
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Lockhart left Respondent's employment for reasons
which are not apparent in the record. But in anticipation
thereof, Berdos sought a replacement and hired Nicks to
take over from Lockhart on May 18. Nicks, whose pre-
vious experience had been with a General Motors dealer-
ship in Des Moines, was unfamiliar with the details of
managing a Ford dealership. To assist in the transition,
Lockhart stayed on for 3 days after Nicks' arrival. On
May 21 he left permanently and thereafter Nicks was on
his own.
When on April 26 Berdos had interviewed Nicks for
the job, and again when Nicks reported on May 18, the
two discussed Respondent's business, including the office
staff. Berdos told him about Lockhart's close working re-
lationship with the office staff, mentioning that probably
one or two, Jarvis and possibly Ray, might leave and
follow him. Berdos also mentioned that Ray had an atti-
tude problem and that for that reason he could not an-
ticipate what would happen when Nicks came into the
operation. Berdos described her as "surly" because she
did not always respond to his greeting when he passed
through the office. Thus, from the beginning of Nicks'
tenure, the management attitude respecting the office
staff, particularly Jarvis and Ray, was adversely tilted
against them. This helps explain why, on his third day on
the job and even before Lockhart left, Nicks started
making notes, a sort of diary, of his relations with the
office staff. The tension which developed between him
and the women in the office was undoubtedly exacerbat-
ed by the fact that as a manager he was stricter than
Lockhart and by the manner in which he asked them to
carry out his instructions. All three women became in-
creasingly apprehensive to the point that by mid-June
they all expected to be fired. During Lockhart's tenure
there had been considerable conversation in the office, a
relatively confined area.3 But there was little conversa-
tion after Nicks arrived. In contrast with the atmosphere
during Lockhart's regime, the women talked very little
with Nicks unless they were questioned by him, nor did
they talk much among themselves. Becker testified that
when she gave notice on June 19 that she was going to
leave Respondent's employ, she did so because she did
not like working with Nicks, and in a pretrial affidavit to
a Board investigator, Ray stated that she was not inter-
ested in working again for Respondent as long as Nicks
worked there also. Nicks was unable to bridge this gap
between himself and the staff. Both he and Berdos took
note of this and in their testimony characterized the feel-
ings of the staff toward management as an attitude prob-
lem. They applied this label particularly to Jarvis and
Ray. Their failure to specifically apply it to Becker was,
I infer, due to her efforts toward cordiality in respecting
the amenities even though she too disliked Nicks and
was the first to take action by giving notice, and because
from management's point of view she was the most valu-
able of the three staffers, being the one they could least
afford to lose.
What Berdos and Nicks objected to in the demeanor
of Jarvis and Ray was their failure to extend to the man-
s Respondent's office space consists of a private office for Berdos and
an outer office, 15x25 feet, occupied by Becker, Jarvis, Carmen, and
Nicks. When Berdos was absent, Nicks used his office.
agers what they considered to be normal courtesies due
fellow members of a group working closely together.
They noticed this in their failure to affirmatively greet
them when they came into the office and, in the case of
Nicks, his not being included in any social conversations.
With Ray some of this coolness may be attributable to
her introspective personality and her quiet voice, but the
weight of the evidence shows convincingly that both she
and Jarvis did nothing more than their job, making no
effort whatsoever to improve personal relations with
either Nicks or Berdos. On June 4, Nicks made an effort
to overcome the problem by calling a staff meeting at
which he mentioned that he was new to the Ford ac-
counting system, having previously worked with the
General Motors system, and needed their assistance, and
that he had to rely on them in such ways as answering
questions or locating materials for him. He told them he
was disappointed with their attitude toward him, that he
expected from them the same cooperation they had
given Lockhart.
And on June 8, Berdos involved himself in the prob-
lem by calling Ray into the office for a talk, and would
have called in Jarvis also had she been at work that day.
According to Berdos, he told Ray she had a very bad
attitude problem, that she could at least say good morn-
ing to him since he was the owner of the Company. She
recalled that he said that if she did not like working
there any more she could let him know; that if she was
not happy she could leave. She replied that she was
happy working there. Berdos also said that as long as he
signed the paychecks he expected her to be courteous
and cooperative. His warning had an effect on her, but it
was limited. The next morning she greeted him, as she
described it, with a happy tone in her voice but did not
know what expression she had on her face. Her pre-trial
affidavit given to the Board investigator, however, stated
that she had a "smirk on her face" and that she did not
think Berdos liked it. This and her testimony generally
indicate that she had not totally acceded to her employ-
er's conditions in that she was still tilting with him. Nev-
ertheless, her demeanor softened for the balance of the
week. Thereafter, according to Nicks, she reverted to
her previous habit of not acknowledging the presence of
Berdos as the owner or Nicks as her supervisor.
Jarvis as well as Ray shared this chip-on-the-shoulder
attitude toward management and, if anything, was the
more belligerent of the two. With Ray, however, there
was an additional dimension, as shown by the notes and
the testimony of Nicks, in that she did not show respect
for the Company and in office discussions made deroga-
tory remarks about the way the Company was run.4 On
occasion Nicks considered her insubordinate. Thus, on
May 28, she answered an incoming telephone call for
Berdos, who was out of the office, and after telling the
caller that, "Mr. Berdos is not here," and hanging up,
she commented, "He's not here, who cares." On June 2,
she made comments downgrading the service department
for its prices and for overcharging customers. The next
day she commented, "All that managers do is make mis-
4 There is no evidence of derogatory comments outside the office or to
customers or competitors.
866
SHERWOOD FORD, INC.
takes." The day after that, June 4, when Nicks asked her
a question about the new- and used-car stockbook, she
failed to answer him. She testified that she did not recall
this incident. On the other hand, she did not specifically
deny it, her testimony being that she "usually" answered
Nicks' direct questions with a yes or no. Considering the
ample evidence of her animosity toward the Company
and Nicks in particular, and even though she testified
that she never failed to respond, I find that on that occa-
sion she chose not to respond.
On June 18, according to Nicks, Ray became involved
in a controversy with a salesman named Beech over the
computation of his commission on a car sale. Later the
salesman complained to Nicks, apparently telling him
that he had asked Ray to refigure his commission and
that she became "bull headed" and refused. Nicks testi-
fied that he then refigured the deal and corrected the
error. Ray admitted the controversy with Beech, explain-
ing that in her computation she used the base figures
which Nicks had provided. Beech, thinking he should re-
ceive a larger commission, asked her to recheck it which
she did using the same base figures. According to her,
she told Beech she had rechecked it and came up with
the same result. She then in effect told him that if there
was a problem it had to be with the figures for which
Nicks was responsible and that that was a matter which
Nicks handled. She seems thus to have referred Beech to
Nicks. Beech did not testify. In spite of the differences
between these accounts, I find that together and in their
entirety they support the proposition for which Nicks
cited the incident; namely, Ray's uncooperative attitude.
In an office operation involving only four persons, it is
inconceivable that a person charged with the responsibil-
ity for figuring commissions for salesmen would not
follow up on such a loose end, which Ray herself point-
ed out, even if the office manager was responsible for the
crucial figures, instead of forcing the salesman to apply
directly to the office manager for an adjustment.
Early in the forenoon of July 1, Nicks instructed Ray
to hold the car deal sales journal open until noon of that
day, the usual practice having been to close the journal
whenever all of the car deals for the prior months were
in. Nicks testified that during the morning, Ray, in spite
of his instruction, asked Respondent's finance manager
who is neither her superior nor in charge of the sales
journal, whether she could close her books. Nicks con-
sidered she was circumventing his supervisory authority.
But this was a strained conclusion. In testifying about the
incident Ray was not as lucid as she might have been.
She did not deny that Nicks had told her to keep the
journal open until noon. She recalled him saying, "...
to hold the sales . .
books open because there were
more deliveries. So. I was just confirming with the fi-
nance manager. 'hat's
all I was doing if he-and he
probably told me there was no more deals. I wasn't
going against Mr. Nicks, I was just confirming with the
sales department, which is what books I was being held
open." If there had been sales of parts, she would of
course need that information for her journal. The thrust
of her testimony is that she was inquiring for any such
available data rather than seeking early approval to close
her journal from someone with no authority to grant it.
That is the more reasonable explanation of what oc-
curred and I so find. Nicks simply misjudged the situa-
tion.
Considering all the evidence relating to the office situ-
ation, I find that Nicks was a difficult man to work
under. This explains the unanimous resentment of his
subordinates even though it does not justify the failure of
Jarvis and Ray to fully cooperate. Neither Berdos nor
Nicks had any quarrel with the quality of Ray's work. It
was her attitude to which they took exception. And the
record amply demonstrates the general validity of this
assessment.
When Lockhart left, Berdos expected that the entire
staff might follow him. With that in mind he placed a
classified advertisement in a local suburban newspaper
on June 3 for an "Auto office clerical-experienced in
accounting and file procedure." This produced no re-
sults, so 2 weeks, later, on June 17, another classified ad-
vertisement was placed in a metropolitan newspaper
with larger circulation for a "Bookkeeper-experienced
in all phases of auto office procedure. Ford experience
preferred or we will train qualified individual. Excellent
pay plan." Nicks testified that the purpose of both adver-
tisements was to find a replacement for Ray. I do not
credit him in this respect because it is not consistent with
the testimony of Berdos. I find the purpose was to find a
replacement for whomever had to be replaced including
Ray, Jarvis, or even Becker. By this I do not suggest
that Nicks was not more dissatisfied with Ray than with
the others because there is no doubt that he was.
On June 19, 2 days after the second classified adver-
tisement appeared, Becker gave Nicks notice that she
would quit in 2 weeks. On June 23, he hired Lisa Topp-
meyer who had answered the second advertisement.
When she reported for work the next day, Nicks told her
she would be trained to handle car deals, the purchase
journal, cash disbursements, and the switchboard (a de-
scription of Ray's job) and further told her that, when
she felt she had adequate training, to inform him and he
would dismiss the person presently in that job. He also
told her that he hoped she would not pick up any of the
bad habits of that individual, whom he did not name. Fi-
nally, he told her their talk was to be kept confidential. I
find that by then Nicks had decided to discharge Ray at
a convenient time but was keeping his options open. He
introduced Toppmeyer to her, directing Ray to train her
in the work that Ray as well as Jarvis performed. Nicks
also had Toppmeyer work with Becker who was respon-
sible for the payroll and for billing. Ray specifically
asked Toppmeyer if she was replacing her, to which
Toppmeyer replied that she would be working with all
of them. She told Jarvis she was hired to replace girls
going on vacation. Toppmeyer stayed only 2 weeks,
quitting before Ray was discharged.
The same day that Toppmeyer began working for Re-
spondent, June 24, Berdos called Becker into his office to
ask why she was leaving. She told him it was because of
Nicks. Two days later, June 26, he asked her when she
was leaving (she having given her 2 weeks' notice on
June 19). He was planning to be away the following
week of Monday, June 29. which would include Friday,
867
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
July 3, the last day of her 2-week notice period. The
record does not reflect her response, but in fact she re-
mained beyond her 2 weeks' notice until July 10, the day
that Ray was discharged. At that time another replace-
ment, Marianne Stock, began working. She became the
permanent replacement for Becker. The vacancy created
by the discharge of Ray, on the other hand, remained
unfilled for 2 months thereafter because, as Nicks testi-
fied, replacing Becker was a greater priority. In the
meantime Nicks himself performed the work which Ray
would have done had she not been discharged.
B. The Holiday Pay Issue
1. Past practice
The controversy resulting in the discharge of Ray in-
volved the question of whether office employees should
be paid for Saturday, July 4. In the past Respondent has
followed the practice of paying office employees for
holidays. Thus, Jarvis, who had worked for Respondent
since January 1971, testified without contradiction that
office employees were always paid for holidays, and that
during the instant controversy she told her fellow em-
ployees that on a prior occasion when July 4 fell on a
Saturday, they were paid, and for that reason she
thought they might be paid on this occasion. Respond-
ent's normal workweek was Monday through Friday for
all
employees
except salesmen.
The salesmen
also
worked Saturdays, but no one worked Sundays. Becker
testified without contradiction that in practice, office em-
ployees received holiday pay when the mechanics did.
On the last previous holiday, Memorial Day, which fell
on Monday, May 25, the mechanics, parts employees,
and porters, as well as the office employees, were paid
although they did not work. Becker, who was the one
most familiar with the union contracts, 5 testified that
they provided for July 4 pay for service employees.
From this I infer they were contractually entitled to pay
for July 4 even though that year it did not fall on a
workday. In view of this past practice, the office em-
ployees had a reasonable expectation of receiving pay for
July 4.
2. Initial inquiry about pay for the Fourth of July
Respondent's regular payday was on Friday for the
week ending that day. Becker, who was responsible for
making up the payroll, prepared the paychecks the day
before payday. On Thursday, July 2, in the presence of
Becker (Ray was out that day and Berdos was away),
Jarvis asked Nicks if Respondent would be closed on
Friday, July 3, in view of the Fourth of July holiday.6
Jarvis stated she would like to have her July 4 pay that
Friday so she could buy fireworks for her son. It was
thus implicit in her question and her comment that she
expected to receive holiday pay for July 4. According to
Nicks, he was embarrassed because he had not thought
of the question and did not know the answer, so he did
I None of the collective-bargaining agreements were offered in evi-
dence.
s Nicks places his conversation on July 1. I find other witnesses cor-
rectly place it on Thursday, July 2, the normal day for Becker to prepare
the paychecks.
not respond directly to Jarvis. Instead he turned to
Becker, who was familiar with the union contracts, and
asked her to look at them. She did so immediately, re-
porting to Nicks in the hearing of Jarvis the holiday pro-
visions of at least one of them.7 They discussed the con-
tract provisions, and during the conversation Nicks re-
minded Becker of a frequent contract provision requiring
employees to work the day before and the day after a
holiday in order to receive pay for the holiday. But, ac-
cording to Nicks, whom I credit in this respect, he did
not specifically tell Jarvis and Becker whether the staff
would or would not receive pay for July 4 because he
did not know, not having spoken to Berdos about it. But
he did tell Becker in the presence of Jarvis that there
would be no holiday pay included in the paycheck on
July 3 because the Fourth of July holiday fell outside
that pay period and also that, in order for employees
covered by the collective-bargaining agreement to be eli-
gible for the holiday pay, they would have to work the
day before and the day after the holiday. At that point
Jarvis knew she would not have the holiday pay in time
to buy fireworks, but it was still possible it would be in-
cluded in the next pay period. As it turned out, the em-
ployees covered by the collective-bargaining agreements
did receive pay for the Fourth of July holiday on the
next payday. From this I find that the contract provided
that they be paid. I further infer that this was apparent
to all present when the contract was examined at Nicks'
request on July 2. On Friday, July 3, Ray was in the
office, and Jarvis told her about the conversation the day
before. As Ray recalled it, Jarvis told her that Nicks said
that they had to work the day before and the day after
the holiday to receive holiday pay. They subsequently
worked that Friday and the following Monday. She
therefore believed they had fulfilled Nicks' requirement.
She suggested to Jarvis on July 3 that they wait until the
next payday to see what happened.
3. Discussion in the parking lot
Unlike the regime of Lockhart when the office staff
engaged in considerable conversation within the office,
after Nicks arrived they did very little of this, saving
their conversation for times when he was away or they
were out of the office. Thus, on Friday, July 3, when the
three women left together at the end of the day, they
talked in the company parking lot about what they
would do if they did not receive Fourth of July holiday
pay on their July 10 payday. They decided that in that
event they would seek help from the Board.8
4. Management's decision on pay for the Fourth of
July
On July 2 Berdos was away and did not know the
office staff was talking about receiving holiday pay.
When he returned the next week, he learned of their
I Although the evidence does not specifically identify the contract, I
infer it was the one covering service employees because that is the one
referred to generally throughout the record.
' This finding is based on the uncontradicted testimony of Ray. Becker
did not recall discussing what they would do if they were not paid for
the holiday.
868
SHERWOOD FORD, INC.
complaint from Nicks when Nicks asked him on July 8
whether they should be paid for the holiday. According
to Nicks, Berdos decided: ". . . we would not be paying
the office personnel, that we would only pay those
people that were covered under union contracts where it
was stipulated that they be paid." Nicks instructed
Becker, who was preparing the payroll, that there would
not be any additional pay as such for office personnel
since they had not lost a day's work, that they had been
paid in full for the previous week, and there would be no
additional pay for the Fourth of July holiday. Becker in
turn told Jarvis and Ray that there would be no pay for
the Fourth of July.
5. July 10 payday
That Friday, July 10, when Nicks handed out the pay-
checks which did not include pay for the Fourth of July,
the three office employees fell silent. Only Ray spoke up,
protesting the omission. In the course of her discussion
with Nicks she used the word lied or lies. Although she
did not directly call him a liar, he was by implication
tarred with that brush because of his position in manage-
ment and by his participation in the earlier discussion
and in the final outcome of the holiday pay question. He
took her comment as a personal affront. All those
present on July 10 testified and, although the details
vary, their accounts are the same in substance. Becker
testified that after Ray looked at her check she said, "It's
not any larger. If we worked the day before and the day
after the holiday, we would get paid. You lied to us."
Jarvis testified that as the checks were handed out, ". . .
it was kind of quiet. And Carmen (Ray) spoke up and
asked what happened to the pay we were supposed to
receive." She further testified, "Well, Carmen [Ray] said,
you told us if we would work the Friday before and the
Monday after then we would get it. And now you're
telling us we're not. Then she said she was tired of being
lied to around there." Ray testified about the incident as
follows:
Well, I asked where our-our pay for the pay for
the holiday was and he said we weren't getting it.
And, I asked him why, because he told us the week
before that we had to work the day before the holi-
day and the day after, which we all did, and he said
this was not his decision, it was Mr. Berdos' deci-
sion. So, in the end of my conversation I had just
stated that I was tired of being lied to.
She also told him that she had had no problems until he
got there. She testified she felt that he did lie to her.
According to Nicks, Ray said, "I thought we were
going to get paid for the Fourth of July holiday." Nicks
told her it was not his decision but that of Berdos and
that she should talk to him; that she said "that she was
tired of all the lies," and muttered something under her
breath which he did not understand. He recalled that he
explained the reason for their not being paid as follows,
"I told her that in view of the fact that they hadn't lost a
day's work, they would not be paid a-receive an addi-
tional day's pay for the holiday."
It is clear that in making her protest Ray repeatedly
used the first person pronouns "we" and "us," thus indi-
cating she was speaking to the topic as one common to
all three women and, by implication since she was doing
so in the presence of all, on behalf of all. I also find,
based on the testimony of Jarvis and Ray who corrobo-
rate each other in this respect, that the words of Ray to
which Nicks objected were that she was "tired of being
lied to."
According to Jarvis, Nicks seemed upset by the dis-
cussion. He left the group to go into Berdos' office. As
planned, Ray immediately called the Board's Regional
Office to arrange for charge forms to be used in filing
the charges herein on behalf of all three office employ-
ees. There is no evidence that Respondent knew Ray had
contacted the Board prior to the time the charge was
served on Respondent.
6. Discharge of Ray
As Nicks went into Berdos' office after his encounter
with Ray, Berdos was about to leave for the bank. Ac-
cording to Berdos, Nicks was upset. He told Berdos that
Ray had called him a liar and he thought it would be
best if they got rid of her. He volunteered to do her
work himself. Berdos told him to fire her and immediate-
ly left for the bank. Berdos did not know, and Nicks did
not tell him, that the confrontation with Ray involved a
protest over the Company's failure to pay for the Fourth
of July holiday.
A few minutes later, Nicks asked Becker whether Ray
had any money coming. Becker said she was entitled to
vacation pay. Nicks again left Becker, returning in a half
hour to instruct her to make out Ray's check. He then
called Ray into Berdos' office and told her she was ter-
minated because she seemed to be very unhappy with
the organization, particularly Berdos and Nicks, and
Nicks felt she would be happier elsewhere. She asked if
she was being fired. He replied yes, that she should clean
out her desk and leave.
At the time of discharge Nicks had no replacement for
her. He testified he fired her "for calling me a liar," plus
her bad attitude which had built up to that point. Ac-
cording to him, he had been planning to replace her
since early June. Nicks in effect denied that her protest
of the Company's failure to pay the holiday pay played
any part in the decision to discharge her.
C. Discussion
The dispositive issue on the merits is whether Ray was
discharged because she engaged in protected concerted
activities. This involves consideration of whether her ac-
tivities were concerted in nature and also whether her
discharge resulted therefrom.
The confrontation on July 10 which precipitated the
decision to discharge her involved wages, a topic of
common concern to all three office employees. When
Ray spoke out on that topic she was engaged in concert-
ed protected activity. Music City Services. Inc., 258
NLRB 1361 (1981); Bucyrus Erie Company., 247 NIRB
519, 523-524 (1980); Sencore, Inc., 223 NLRB 113, 119-
120 (1976), enfd. 558 F.2d 433, 434 (8th Cir. 1977): Air
869
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Surrey Corporation, 229 NLRB 1064 (1977), enforcement
denied 601 F.2d 256 (6th Cir. 1979). Accordingly, even if
Ray had acted alone in speaking up to Nicks about the
failure to pay holiday pay, thus appearing to be protect-
ing her own interests, she was nevertheless engaged in
protected concerted activity since her complaint dealt
with a subject common to the other employees in the
office.
Beyond that, however, there is other evidence in the
record that all three office employees were in concert
with respect to the holiday pay. Jarvis had initially
raised the issue with Nicks on July 2 in the presence of
Becker and then Nicks had further involved Becker in
the problem by having her examine the collective-bar-
gaining agreements. This request, in the light of past
practice of granting holiday pay for office employees
when service employees were so entitled under their
contract, was some indication that the practice would
continue. Further, in pointing out that the holiday would
occur after the end of the current pay period and the
payday on which Jarvis desired the holiday pay, Nicks
implied that it might be included in the next pay period.
On July 3 Jarvis told Ray that the holiday pay would
not be included in the July 3 paycheck. At the end of
the day all three women discussed the matter in the
parking lot, concluding they would take a wait-and-see
attitude before applying to the Board for help. The next
week when the holiday pay was not included in the July
10 paychecks, Ray protested to Nicks in the presence of
the other two women. In view of their common concern,
Ray clearly was speaking on their behalf as well as her
own, and their failure to disavow her remarks in the cir-
cumstances was some indication to Nicks of their sup-
port for her position. In this connection I note that when
Nicks handed them the checks, they all fell silent until
Ray spoke up.
When the issue of holiday pay was first raised with
Nicks on July 2, it was apparent that the issue was one
of common interest to all and he so treated the matter.
When Berdos returned the next week, Nicks put the
question before him, not in terms of whether Jarvis as an
individual should receive the holiday pay, but whether
all of them should and Berdos rejected the proposition as
to all of them. They were similarly treated as a class
when Nicks instructed Becker to prepare the checks for
July 10 omitting holiday pay for all office employees. In
this context there can be no doubt that when Ray verbal-
ly protested the omission on July 10 she was understood
by all, including Nicks, to be speaking for the group. As
in Air Surrey, supra at 1070, the employer knew of the
concerted nature of the complaint at the time of dis-
charge of the complaining employee. See also The Barn-
sider, Inc., 195 NLRB 754 (1972); Alleluia Cushion Co.,
Inc., 221 NLRB 999 (1975); Hugh H. Wilson Corporation,
171 :,LRB 1040 (1968), enfd. 414 F.2d 1345 (3d Cir.
1969); Carbet Corporation, 191 NLRB 892 (1971); G. V.R.,
Inc., 201 NLRB 147 (1973); Fairmont Hotel Company,
230 NLRB 874 (1977); Hansen Chevrolet, 237 NLRB 584
(1978). The concerted nature of the activity is further
demonstrated by Ray's immediate effort, then unknown
to Nicks or Berdos, to contact the Board's Regional
Office for assistance to all three office employees on the
issue of holiday pay. In so doing she was carrying out
their agreed plan to wait and see if the holiday pay
would be forthcoming on July 10 and, if not, to contact
the Board for assistance. Ray's outburst to Nicks on July
10 was an integral part of that game plan or, as counsel
for the General Counsel characterizes it, part of the res
gestae. In this respect the fact situation here is distin-
guishable
from that
in Ontario Knife Company v.
N.L.R.B., 637 F.2d 840 (2d Cir. 1980), relied on by Re-
spondent for the proposition that Ray's outburst, not
being joined in affirmatively by Becker and Jarvis, did
not constitute concerted activity. Moreover, in its deci-
sion in Ontario Knife (247 NLRB 1288), the Board,
unlike the court of appeals, found the individual employ-
ee's protesting conduct amounted to concerted activity
under the Act. With all due respect to the court, it is the
Board's rule which binds me. Iowa Beef Packers, Inc., 144
NLRB 615 (1963), modified 331 F.2d 176 (8th Cir. 1964).
In its brief, Respondent similarly relies on decisions of
various courts of appeal which disagree with the Board's
interpretation of concerted activity. These include Aro,
Inc. v. N.L.R.B., 596 F.2d 713 (6th Cir. 1979); N.L.R.B.
v. Buddies Supermarkets, Inc., 481 F.2d 714 (5th Cir.
1973); N.L.R.B.
v. Northern Metal Company, 440 F.2d
881 (3d Cir. 1971); Krispy Kreme Doughnut Corp.v.
N.L.R.B., 635 F.2d 304 (4th Cir. 1980); and Leo G. Kohls
v. N.L.R.B., 629 F.2d 173 (D.C. Cir. 1980). However, as
with the Second Circuit's decision in Ontario Knife,
supra, it is the Board's rule and not the differing views of
the courts of appeal that apply. Additionally, the Krispy
Kreme Doughnut case and the Kohls case are distinguish-
able from the present matter. In the former there was no
evidence of intended or contemplated group activity or
evidence suggesting that the individual employee was
acting on behalf of others. And in the latter the com-
plaining employee did not assert an interest on behalf of
anyone other than himself.
While admitting that protests need not be meritorious
to be protected under the Act, Respondent argues that
Ray's protest was "a manifestly frivolous claim" which
brings into question her "good faith" within the meaning
of the Board's decision in Youngstown Sheet and Tube
Company, 235 NLRR 572, 576 (1978), in that, so Re-
spondent argues, her July 10 complaint was merely part
of her continuing conflict with Nicks rather than a good-
faith attempt to clarify the holiday pay question. I find
no merit in this contention because the evidence amply
demonstrates the involvement of all three office employ-
ees in the holiday pay question and it is impossible to
separate Ray's involvement from the others on that ques-
tion.
Relying on the testimony of Nicks and Berdos that
Ray was discharged because of the language she used
and not because she protested the omission of the vaca-
tion pay, Respondent contends that she was discharged
for cause rather than for engaging in protected activity.
It is true that Ray's language precipitated her discharge.
But Respondent's reliance on this segment of the evi-
dence is misplaced in that the contention fails to take ac-
count of the fact that Ray's language was part and parcel
of the concerted activity. As such, the use of even objec-
870
SHERWOOD FORD. INC.
tionable language is covered by the protective umbrella
of the Act unless it amounts to flagrant and egregious
conduct. That is not the case here, firstly because the re-
versal in Respondent's position from its past practice and
from that which was apparent from Nicks' words and
conduct on July 2 to the diametrically opposite position
the following week, gave Ray a reasonable basis for ac-
cusing management of lying. Secondly, her language on
July 10 was not so strong as to remove the Act's protec-
tion. She did not directly accuse Nicks of personally
lying although he was included by implication in the ac-
cusation. In similar cases the Board has found the use of
like language to be protected conduct. See Faith Gar-
ment Company, Division of Dunhall Pharmaceutical, Inc.,
246 NLRB 299 (1979); Firch Baking Company, 232
NLRB 772 (1977); and Fall River Savings Bank, 247
NLRB 631 (1980). In Faith Garment the complaining
employee stated in a meeting that the plant manager had
lied. In Firch Baking the employee in effect told his su-
pervisor that he was "an ass." In Fall River Savings the
employee told her supervisor that the employee's attitude
was none of the supervisor's business. Cf. Atlantic Steel
Company, 245 NLRB 814 (1979), where the employee
called his foreman a "lying son of a bitch." I conclude
that Ray's language was not so inaccurate or offensive as
to remove her from the Act's protection of concerted ac-
tivity.
Accordingly, I find that because Ray was discharged
for using language which was part and parcel of protect-
ed concerted activity, she was discharged in violation of
Section 8(a)(1) of the Act.
Ill. THE EFFECT OF THE UNFAIR LABOR PRACTICES
UPON COMMERCE
The unfair labor practices of Respondent set forth in
section II, above, occurring in connection with the oper-
ations described in section I, above, have a close and
substantial relationship to trade, traffic, and commerce
among the several States and tend to lead to labor dis-
putes burdening and obstructing commerce and the free
flow of commerce.
CONCLUSIONS OF LAW
1. Respondent is an employer within the meaning of
Section 2(2) and is engaged in commerce within the
meaning of Section 2(6) and (7) of the Act.
2. Carmen Sgroi Ray is an employee within the mean-
ing of Sections 2(3), 7, and 8(a)(1) of the Act.
3. By discharging Carmen Sgroi Ray on July 10, 1981,
because of her protected concerted activity and thereaf-
ter failing to reinstate her, Respondent committed unfair
labor practices proscribed by Section 8(a)(1) of the Act.
4. The unfair labor practices found above affect com-
merce within the meaning of Section 2(6) and (7) of the
Act.
THE REMEDY
Having found that Respondent engaged in unfair labor
practices, I recommend that it cease and desist therefrom
and take certain affirmative action to effectuate the poli-
cies of the Act. I do not recommend what is commonly
referred to as a broad order because Respondent is not
shown to have a proclivity for violating the Act nor has
it engaged in egregious or widespread misconduct dem-
onstrating general disregard of employee statutory rights.
Hickmott Foods. Inc., 242 NLRB 1357 (1979). I recom-
mend that Respondent be ordered to offer Carmen Sgroi
Ray immediate and full reinstatement to her former posi-
tion or, if that position no longer exists, to a substantially
equivalent position, without prejudice to her seniority or
other benefits and privileges, and that she be made whole
for any loss of earnings incurred as a result of being dis-
charged on July 10, 1981, with backpay to be computed
as prescribed in F. W Woolworth Company, 90 NLRB
289 (1950), and with interest as set forth in Isis Plumbing
& Heating Co., 138 NLRB 716 (1962), and Florida Steel
Corporation, 231 NLRB 651 (1977). I further recommend
that Respondent be required to preserve and make avail-
able to Board agents, upon request, all pertinent records
and data necessary to analyze and determine whatever
backpay may be due. I also recommend that Respondent
be required to post appropriate notices.
Upon the foregoing findings of fact, conclusions of
law, and the entire record in this case, and pursuant to
Section 10(c) of the Act, I hereby issue the following
recommended:
ORDER 9
The Respondent, Sherwood Ford, Inc., St. Louis, Mis-
souri, its officers, agents, successors, and assigns, shall:
1. Cease and desist from:
(a) Discharging employees for protesting wages, holi-
day pay, or other terms and conditions of employment,
or for engaging in other protected concerted activities.
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of their
rights to self-organization, to form labor organizations, to
join or assist a labor organization, to bargain collectively
through representatives of their own choosing, and to
engage in other concerted activities for the purpose of
collective bargaining or other mutual aid or protection as
guaranteed in Section 7 of the Act, or to refrain from
any or all such activities.
2. Take the following affirmative action which it is
found will effectuate the policies of the Act:
(a) Offer to Carmen Sgroi Ray immediate and full re-
instatement to her former position or, if that position is
not available, to a substantially equivalent position, with-
out prejudice to her seniority or other rights and privi-
leges, and make her whole for any loss of earnings in the
manner set forth in the section of this Decision entitled
"The Remedy."
(b) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all
records necessary to analyze the amount of backpay due
under the terms hereof.
9 In the event no exceptions are filed as provided by Sec 102.46 of the
Rules and Regulations of the National Labor Relations Board, the find-
ings, conclusions, and recommended Order herein shall, as provided in
Sec. 102.48 of the Rules and Regulations, be adopted by the Board and
become its findings, conclusions, and Order, and all objections thereto
shall be deemed waived for all purposes
871
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
(c) Post at its St. Louis, Missouri, dealership copies of
the attached notice marked "Appendix B."1 0 Copies of
said notice, on forms provided by the Regional Director
for Region 14, after being duly signed by its authorized
representative, shall be posted by Respondent immediate-
' 0 In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."
ly upon receipt thereof, and be maintained by it for 60
consecutive days thereafter, in conspicuous places, in-
cluding all places where notices to employees are cus-
tomarily posted. Reasonable steps shall be taken by Re-
spondent to ensure that said notices are not altered, de-
faced, or covered by any other material.
(d) Notify the Regional Director for Region 14, in
writing, within 20 days from the date of this Order, what
steps have been taken to comply herewith.
872