264 NLRB 969
Abbey Medical/Abbey Rents, Inc.
ABBEY MEDICAL./ABBEY RENTS, INC.
Abbey
Medical/Abbey
Rents,
Inc. and Freight
Checkers, Clerical Employees & Helpers, Local
No. 856, affiliated with the International Broth-
erhood of Teamsters, Chauffeurs, Warehouse-
men and Helpers of America. Cases 20-CA-
15942 and 20-CA-16011
September 30, 1982
DECISION AND ORDER
BY MEMBERS FANNING, JENKINS, AND
ZIMMERMAN
On May 19, 1982, Administrative Law Judge
Burton Litvack issued the attached Decision in this
proceeding. Thereafter.
Respondent filed excep-
tions and a supporting brief, and the General Coun-
sel filed an answering brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings, and conclusions1
of the Administrative Law
Judge and to adopt his recommended Order.
In adopting the Administrative Law Judge's con-
clusion that Respondent violated Section 8(a)(5) by
withdrawing recognition of the Union, we note
that it is well settled that, during the term of a col-
lective-bargaining agreement, an employer cannot
withdraw recognition of a union as the collective-
bargaining representative of its employees so long
as a valid election petition cannot be timely filed.
Hexton Furniture Company, 111 NLRB 342, 344
(1955); Shamrock Dairy, Inc., Shamrock Dairy of
Phoenix, Inc., and Shamrock Milk Transport Co.,
119 NLRB 998, 1002 (1957); Quad C Corporation
and Associated General Contractors of California,
246 NLRB 463, 467 (1979). Under our contract-bar
rules, during the term of a 3-year or less collective-
bargaining agreement, an election petition is timely
filed only if it is submitted during the 30-day "open
period" running from the 90th day to the 60th day
prior to the existing contract's termination date,
absent unusual circumstances. Leonard Wholesale
Meats, Inc., 136 NLRB 1000, 1001 (1962); General
In adopting the Administrative Law Judge's conclusion that Re-
spondent violated Sec 8(aXS) of the Act by unilaterally ceasing to make
contractually mandated fringe benefit contributions, .:e note with refer-
ence to his rejection of Respondent's acquiescence defense that "[uInder
Section 8(d) of the Act, no party to a collective-bargaining agreement
can be compelled to discuss or agree to a midternl modificationl of a col-
lective-bargaining agreement, and, accordingly, a proposed modification
can be implemented only if the other party's consent is first obtained."
Los Angeles Marine Hardware Co., a Division of Mission Marine 4swriates,
Inc.: and California Marine Hardware Co., a Division of Mision Marinm AV-
sociate.. Inc., 235 NLRB 720, 735 (1978).
264 NLRB No. 129
Cable Corporation, 139 NLRB 1123,
1125 (1962).
After expiration of the collective-bargaining agree-
ment, an election petition can be timely filed, and
the employer can, under certain circumstances,
withdraw recognition of the union as the collec-
tive-bargaining representative for the purpose of
negotiating a new, successor contract. Emerson
Manufacturing Company. Inc., 200 NLRB 148, 150
(1972).
A union which seeks to negotiate a successor
contract normally will, prior to the expiration of
the present contract, inform the employer that it
desires negotiations on a new contract. In some in-
stances, also at a time prior to the expiration of the
contract, the employer will-without challenging
the right of the union to administer the present
contract until its expiration-question the right of
the union to negotiate a successor contract and will
withdraw recognition of the union as to items
other than the present contract. See, generally, P.
A. Incorporated, 248 NLRB 491 (1980). That is es-
sentially what occurred in this case, where, 66 days
prior to the expiration date of the existing contract,
Respondent informed the Union that it had re-
ceived what it considered to be objective evidence
that a majority of the employees no longer wished
to be represented by the Union and on that basis
withdrew recognition of the Union. As emphasized
by its letter dated 16 days after that withdrawal,
Respondent
never questioned
its obligation to
comply with the existing contract and specifically
recognized the Union's right to service the con-
tract for the remainder of the contractual term. Re-
spondent's withdrawal of recognition was as to-
and only as to-negotiating a successor contract to
the existing agreement.
Such an "anticipatory withdrawal of recogni-
tion" in relation to a future contract is lawful if and
only if the employer can demonstrate that, on the
date of withdrawal and in a context free of unfair
labor practices, the union in fact had lost its major-
ity status, or respondent's withdrawal was predicat-
ed on a reasonable doubt based on objective con-
siderations of the union's majority status. Terrell
Machine Company,
173
NLRB
1480,
1480()-81
(1969); James W. Whitfield d/bha Cutten Supermar-
ket, 220 NLRB 507, 508 (1975). We agree with the
Administrative Law Judge's conclusion here that
Respondent's assertion of such a reasonable doubt
concerning the Union's representative status is fa-
tally tainted by its commission of the 8(a)(5) unfair
labor practice of unilaterally ceasing the contrac-
tually mandated fringe-benefit contributions for the
vast majority of the unit employees. Guerdon In-
dustries, Inc., Armor Mobile Homes Division, 218
NLRB 658, 660-661 (1975). Chicago Magnesium
969
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Castings Company, 256 NLRB 668, 674-675 (1981).
We therefore find that Respondent's withdrawal of
recognition violated Section 8(a)(5).
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative
Law Judge
and
hereby
orders
that
the
Respondent,
Abbey
Medical/Abbey Rents, Inc., Hawthorne, California,
its officers, agents, successors, and assigns, shall
take the action set forth in the said recommended
Order.
DECISION
STATEMENT OF THE CASE
BURTON LITVACK, Administrative Law Judge: This
matter was heard by me in San Francisco, California, on
September 3, 1981. On February 26, 1981, an order con-
solidating cases and consolidated complaint and notice of
hearing was issued by the Acting Regional Director for
Region 20 of the National Labor Relations Board, herein
called the Board. The consolidated complaint was based
on an unfair labor practice charge filed on January 12,
1981, by Freight Checkers, Clerical Employees & Help-
ers, Local No. 856, affiliated with the International
Brotherhood of Teamsters, Chauffeurs, Warehousemen
and Helpers of America, herein called the Charging
Party, in Case 20-CA-15942 and an original and first
amended unfair labor practice charge filed on February 2
and 26, 1981, respectively, by the Charging Party in
Case
20-CA-16011
and
alleges
that
Abbey
Medical/Abbey Rents, Inc., herein called Respondent,
engaged in acts and conduct violative of Section 8(a)(5)
and (1) of the National Labor Relations Act, herein
called the Act.' Respondent filed an answer, denying the
commission of any unfair labor practices. All parties
have been afforded a full opportunity to introduce rele-
vant evidence, to examine and cross-examine witnesses,
to argue orally, and to file post-hearing briefs which
have been carefully examined. 2 Based upon the entire
record, the post-hearing briefs, and upon my observation
of the demeanor of the witnesses, I make the following:
I The unfair labor practice charge in Case 20-CA-15942 alleges that
Respondent violated Sec. 8(a)(5) and (1) of the Act by withdrawing rec-
ognition from and failing to bargain with the Charging Party The origi-
nal and first amended unfair labor practice charge in Case 20-CA-16011
alleges that Respondent violated Sec. 8(a)(5) and (1) of the Act by,
among other acts and conduct, refusing to make health and welfare and
pension contributions for current employees.
Over the objection of counsel for Respondent, counsel for the General
Counsel was permitted to amend the consolidated complaint at the hear-
ing. Counsel for Respondent renewed his objections in his post-hearing
brief and such will be discussed infra.
2 No post-hearing brief was filed by counsel for the Charging Party.
FINDINGS OF FACT
I. JURISDICTION
Respondent, a State of Delaware corporation, with its
office and principal place of business located in Haw-
thorne, California, is engaged in the wholesale and retail
sale and rental of medical and party equipment. In the
course and conduct of said business operations during
the l-year period immediately preceding the issuance of
the consolidated complaint, Respondent derived gross
revenues in excess of $500,000 and sold products, goods,
and materials valued in excess of $50,000 directly to
sources located outside the State of California.
Respondent admits, and I find, that it is an employer
engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act.
II. I ABOR ORCANIZATION
Respondent admits, and I find, that the Charging
Party is a labor organization within the meaning of Sec-
tion 2(5) of the Act.
II. ISSUES
1. Has Respondent engaged in acts and conduct viola-
tive of Section 8(a)(5) and (1) of the Act since on or
about July 15, 1980, by unilaterally, without affording
the Charging Party an opportunity to bargain, ceasing to
make payments on behalf of certain of its employees to
several
contractually
established
fringe benefit trust
funds?
2. Did Respondent on or about November 26, 1980,
withdraw recognition from the Charging Party as the
bargaining representative of certain of its employees in
violation of Section 8(a)(5) and (1) of the Act?
3. Did Respondent on or about January 23, 1981,
refuse to provide information to the Charging Party in
violation of Section 8(a)(5) and (1) of the Act?
IV. THE ALLEGED UNFAIR LABOR PRACTICES
A. The Facts
The record establishes that Respondent maintains five
retail outlets in the San Francisco Bay area, located in
the cities of Oakland, San Francisco, Hayward, Santa
Clara, and Redwood City, at which it engages in the
rental and sale of medical and party equipment. At these
facilities Respondent employs truckdrivers who, until
mid-1981, dependent upon location, were represented by
three different locals of the Teamsters Union and clerical
employees, classified as group leaders and rental sales
consultants, who are involved in the rental process and
perform necessary paperwork.
At all times material
herein, George Zissis was the group vice president in
charge of these five stores and John Haase was Respond-
ent's vice president, employee relations and training.
Although silent as to the circumstances, the record
further
establishes
that Respondent
recognized
the
Charging Party in 1972 as the exclusive representative
for purposes of collective bargaining of the clerical em-
ployees at its Oakland store; that the parties thereafter
970
ABBEY MEDICAL/ABBEY RENTS, INC.
negotiated and entered into a collective-bargaining agree-
ment for said employees; that by 1974 the coverage of
this agreement was extended to include the clerical em-
ployees at Respondent's four other San Francisco Bay
area stores; and that, subsequent to their initial contract,
the parties entered into successive agreements, with the
most recent effective from February 1, 1978, until Janu-
ary 31, 1981.3 Among the provisions of this latter collec-
tive-bargaining agreement, article I requires Respondent
to provide, in writing, to the Charging Party within 7
days of the hiring of new employees the name, address,
and social security number of each new person hired, the
date of hire, and the individual's rate of pay; article 2
permits Respondent to hire "temporary" employees who
work no longer than a week; and articles 24 through 27,
respectively, establish health and welfare, dental, pre-
scription drug, and pension plans into which Respondent
is required to contribute specified amounts on behalf of
each bargaining unit employee.
In late August 1979 new contract negotiations between
Respondent and the three Teamsters Union locals, which
represented the truckdrivers at the five northern Califor-
nia retail outlets, reached an impasse. Upon the expira-
tion of the three existing contracts with these unions,
said employees commenced a strike against Respondent,
and, by September 1, picketing was ongoing at each of
Respondent's five stores. John McLaughlin, the record-
ing secretary for Respondent and the individual responsi-
ble for processing employee grievance and bargaining
with Respondent, testified that while said negotiations
did not affect the bargaining unit employees who were
represented by the Charging Party, the great majority 4
of the clerical employees chose to honor the picketing
and, consequently, not work for Respondent during the
duration of the truckdrivers' strike.5 In order to continue
operating, Respondent commenced hiring replacements
for the striking clerical employees; by the end of 1979,
three individuals had been hired and one person was
transferred to the San Francisco area from an out-of-
state location; and by June 20, 1980, seven more clerical
replacement employees were hired. As to what was said
to these individuals regarding the permanency of their
employment, according to John Haase, Respondent
would "tell them about our situation, and tell them if in
fact the other people wanted to come back, they could.
They could cross the picketline or, you know, there was
3 The bargaining unit, as set forth in the most recent contract, is as
follows: "all office and clerical employees employed by Respondent at its
Oakland. San Francisco, Hayward, Santa Clara, and San Mateo stores;
excluding guards, watchmen, professional, confidential, and managerial
employees, and supervisors as defined by the Act." (The record estab-
lishes that the San Mateo facility was moved to Redwood City at some
point prior to the hearing.)
4 The record establishes that there were 17 or 18 bargaining unit em-
ployees as of September 1, 1979. Resp. Exh. 4 contains the name of one
individual, Nancy Chapman, who was on sick leave during the two pay-
roll periods immediately preceding September I and is listed as having
resigned during the week of September 1. A resolution of her employ-
ment status as of the above date is not necessary herein, and I have not
done so.
I McLaughlin testified that the strike officially ended in March 1981 at
which time the Teamsters Union withdrew its sanction for the truck-
drivers' strike. He further testified that the picketing at each retail outlet
also ended at approximately this time.
a possibility that this was a temporary position. " 6 In ad-
dition to these 11 strike replacements, 4 bargaining unit
employees-Brenda Nagy, Rose Cardenas, Lydia Bush,
and Loretta Suzuki-ignored the picketing at their re-
spective store locations and continued to work during
the strike. 7
There can be no doubt that as late as June 20, 1980,
Respondent considered the replacement employees to be
"temporary." On that date, Haase mailed the following
letter to the Charging Party:
Gentlemen:
Our Company has now been struck by Teamsters
Unions, Local Nos. 85, 70 and 287, for a substantial
period of time. Many of the employees covered by
our collective bargaining
agreement
with
your
union (856) have exercised their contractual right
and declined to cross the picket line. When this first
occurred, we contacted your union to ask for em-
ployee referrals. We were informed that, because of
the picketing, your union would not refer any em-
ployees to work for our Company during the strike.
In such circumstances, we have been operating
with temporary employee strike replacements for
our office work. We do not believe that our collective
bargaining agreement with your union covers such
strike replacements, and we want you to be fully in-
formed that such temporary employees have been uti-
lized by the Company. If there is anything you
would like to discuss concerning such temporary
employee strike replacements, please contact us and
we will be glad to answer any questions you may
have. 8
6 Haase candidly admitted that Respondent never held out the possibil-
ity of a permanent position for these people "because we didn't know"
7 A major contention of Respondent is that prior to June 20, 1980, the
Charging Party was, or should have been, aware not only that Respond-
ent was utilizing strike replacements to perform bargaining unit work but
also that no fringe benefit payments were being made on behalf of said
individuals to the contractual funds. In support
counsel points to
McLaughlin's testimony that he was aware that Respondent continued to
operate during the strike; that business agents, on occasion, spoke to the
nonstrikers; that the Charging Party closely monitored the strike; that he
was often at the scene of the picketing; and that he regularly received
reports from the benefits funds' administrator as to Respondent's contri-
butions for covered employees. From the above facts. Respondent
argues, the inference of knowledge is warranted. However, McLaughlin
denied specific knowledge of Respondent's strike activities, testifying that
he assumed Respondent continued operating with managerial employees
and supervisors performing clerical work. Contrary to Respondent's con-
jecture, there exists not a scintilla of direct evidence to controvert
McLaughlin in this regard. Further, I note that, contrary to art. I of the
collective-bargaining agreement, Respondent failed to notify the Charg-
ing Party of the names of the strike replacements or to require that they
join the Charging Party.
The foregoing is not to suggest that the Charging Party was unaware
that not all bargaining unit employees were honoring the truckdrivers'
strike. In this regard, McLaughlin admitted that business agents did speak
to nonstrikers and that he received reports from the administrator of the
fringe benefits funds that payments on behalf of said employees were
made by Respondent during the strike.
8 There is no dispute that this letter was received by the Charging
Party.
Also. I credit Haase that, based upon the duration of the strike and
what Respondent was telling the replacements as to their status, he con-
sidered the replacements to be temporary at that time.
971
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
More specifically as to these individuals, Haase testified
that they performed the normal work of the strikers and
that most worked a regular 40-hour week. As to the ap-
plication of the existing collective-bargaining agreement
to them, Haase further testified that all terms, except the
union-security clause provisions of article I and the
fringe benefit payments set forth in articles 24 through
27, were enforced. With regard to the required payments
to the fringe benefit funds, Haase admitted that no such
contributions have been made on behalf of any of the
strike replacements but that, instead, Respondent has sub-
stituted its own insurance plans.9 He offered no explana-
tion for this change.
The Charging Party failed to respond to the above
letter in any form, failing to question Respondent on the
utilization of "temporary" replacements or its failure to
apply all terms of the collective-bargaining agreement to
them. Between June 20 and November 1 Respondent
hired six additional replacements to perform bargaining
unit work, presumably on the same basis and under the
same terms as the others hired subsequent to September
1, 1979. Accordingly, by November 19, 1980, there were
22 (18 replacements and 4 nonstrikers)'t
individuals em-
ployed
by Respondent,
performing
bargaining
unit
work." On November 20, according to George Zissis,
Respondent's vice president in charge of the five San
Francisco Bay area outlets, he received at his San Fran-
cisco office three documents (Resp. Exhs. 1, 2, and 3) in
the form of employee petitions. Exhibits I and 3 arrived
by mail, and Exhibit 2 was personally handed to Zissis
by strike replacement employee Narissa Dotson. Each
document was in an envelope and bears the identical
heading ("WE, THE CL.ERICAL EMPLOYEES OF
ABBEY MEDICAL/ABBEY RENTS DO HEREBY
WISH TO DISCONTINUE ALL AFFILIATIONS
WITH UNION LOCAL NO. 856"), is dated November
19, 1980, and has signatures beneath the heading. Zissis
testified that the names were those of Respondent's cleri-
cal employees and that he recognized "most" of the sig-
natures inasmuch as "I see their work frequently." 2 He
9 As previously mentioned, Respondent honored the contract as far as
payments on behalf of the nonstriking employees: Cardenas, Suzuki,
Bush, and Nagy.
'O An individual named Helen Price appears on Respondent's payroll
records for the week of November 19; however, there is no record evi-
dence as to her hire date.
" Listed on Respondent's payroll records for the week of November
19 are 10 individuals employed by a company called R & K Medical
Supply. The record reveals that this employer was purchased by Re-
spondent in September 1980 and that, while the latter considered these
individuals to be its employees, they worked at the separate R & K Medi-
cal Supply location, supervised by the latter's supervisory personnel.
There is no evidence regarding any community of interests between these
10 people and the strikers and strike replacement employees No party
contends that the former R & K Medical Supply employees should be
included in the bargaining unit, and I shall not do so. Finally, I note that
I striker, Celeste Moi, is included among the 10 R & K Medical Supply
employees.
12 On Resp. Exh. I, which contains 23 signatures, Zissis testified that
he recognized 13 of them. Exhs. 2 and 3 contain two signatures each, and
Zissis recognized one signature on each document. With regard to Resp.
Exh. 1, I note that it contains nine signatures which correspond to the
names of nine R & K Medical Supply employees. Finally, the total
number of signatures on the 3 documents is 27, including those of the 4
nonstriking employees.
further testified that, upon examining the documents, he
telephoned John Haase, informed him of the receipt of
the documents, and requested instructions as to what he
should do. Haase replied that Zissis should mail the peti-
tions to him. 13
Meanwhile, according to John McLaughlin, in mid-
November 1980 pursuant to its standard procedures, the
Charging Party took the initial steps for obtaining a suc-
cessor collective-bargaining agreement with Respondent.
Thus, on November 19, the Charging Party's secretary,
Rudy Tham, mailed the following letter to Respondent's
Hawthorne, California, office:
Gentlemen:
Notice is hereby given to modify and amend the
existing Agreement. This is in accordance with
Page I of the present Agreement.
We therefore request a meeting at your earliest
convenience in order to commence negotiations on
the new Agreement.
Please notify us as to the time and place of such
a meeting.
Although the record establishes that Respondent re-
ceived this letter at its Hawthorne office on November
21, Haase testified, without contradiction, that he did not
personally see it for, at least, 5 days. During this 5-day
period and upon receiving in the mail from Zissis Re-
spondent's Exhibits 1, 2, and 3, he and Respondent's per-
sonnel manager examined the personnel records to
ensure that each signature was that of a current employ-
ee-"The result was that these were our employees."
Testifying that he recognized "a few signatures," Haase
admitted that he made no effort to verify them as he had
no reason to doubt their authenticity. In any event, ap-
parently without knowledge of the Charging Party's No-
vember 19 letter at the time, Haase mailed the following
letter, dated November 26, 1980, to the Charging Party
as a result of receipt of the three employee petitions:
To the Union:
I am writing to advise you that Abbey Medi-
cal/Abbey Rents, Inc. has received objective evi-
dence that a majority of the office and clerical em-
ployees at each facility in San Francisco, Redwood
City, Santa Clara, Oakland, and Hayward, Califor-
nia, do not wish to be represented by Local 856. 1
have been advised by our attorneys that it would be
unlawful for the Company to continue to recognize
your Union under these circumstances.
Accordingly, by this letter Abbey Medical/-
Abbey Rents, Inc. withdraws recognition of Team-
sters Local 856 as the representative of its office
ia According to the testimony of Haase, Zissis called and said that he
had received some letters from the employees. Thereupon the latter read
the language of the letter headings to Haase and said that there was a list
of signatures beneath each such heading. Haase asked if he recognized
any of the names, and Zissis answered that he did. Thereupon, Haase
asked him to mail the lists to the Hawthorne office.
972
ABBEY MEDICAL/ABBEY RENTS, INC.
and clerical employees at all of the above men-
tioned facilities. '4
Two weeks later and having, at last, seen the Charging
Party's request for negotiations, Haase sent the following
letter, dated December 12, 1980, to Rudy Tham:
Dear Mr. Tham:
This is to acknowledge receipt of your letter of
November 19, 1980. As you may know, by letter
dated November 26, 1980, the Company has with-
drawn recognition of your Union as the collective-
bargaining representative of any of its employees.
Accordingly, I must decline your request to meet to
commence negotiations for a new collective bar-
gaining agreement.
Please be assured that the Company will continue
to comply with the existing collective bargaining
agreement for the remainder of its term, and will
further recognize the right of your Union to service
the contract for the remainder of its term. Howev-
er, based upon the wishes of our employees, we will
not be negotiating a successor agreement.
Five weeks later, shortly before the existing contract
was due to expire by its terms, the Charging Party
mailed the following letter, dated January 19, 1981, to
John Haase:
Dear Mr. Haase:
On behalf of the attached list of Abbey Rents
employees, we are making an unconditional offer to
return
to work for Abbey Rents immediately.
Please respond to this offer upon receipt of this
letter.
In addition to the above, we are asking for a list
of names of all clerical employees employed by
Abbey Rents at the company offices located in San
Francisco, Redwood City, Santa Clara, Hayward
and Oakland. This list should include the following
additional information:
1. Are they members in good standing of the
Union in accordance
with Article
1 of the
present labor agreement?
2. Are they covered by Article 24 (Health and
Welfare); Article 25 (Dental Plan); Article 26
(Prescription Drug Plan); Article 26 (Pension
Plan)? Have you made contributions on all em-
" Haase testified that, while he considered the strike replacement em-
ployees to be temporary workers as of June 20, 1980, by the following
November, they had become permanent employees, Testifying as to this
change in status, Haase averred, "You know, after you have a strike
going on for 18 months, somewhere along the line these temporary
people-you kind of figure, hey, these people are here a long time;
what's the real status of it? . . . I would say that probably after the-well
.
a year's time, okay from the time of the strike.
. . After that year
was up, okay, we somewhat figured that the people who were there were
somewhat there on a permanent basis." As to who made the decision to
consider the strike replacements to be permanent rather than temporary
employees, Haase said, "I think that was probably made between myself
and George Zissis." The latter did not corroborate Haase on this point.
Finally, Haase admitted that nothing was said to the strike replacements
with regard to their change in status.
ployees as called for in these Articles of our
present contract?
3. Give the names, home addresses and social
security numbers of employees; dates of employ-
ment and hourly rates of pay (from date of hire
to present time, showing dates of any increases).
This is in accordance with Article I which infor-
mation should have been supplied within seven
(7) days of one's date of hire.
In accordance with Article 11, ADJUSTMENT
OF GRIEVANCES, we are willing to waive any
intermediate steps and proceed to arbitration should
you wish to do so immediately. Please respond to
this proposal upon receipt of this letter.
Should you have any questions regarding this
letter, please contact our attorney, Duane Beeson,
Esq. at (415) 936-4060.
This letter, General Counsel's Exhibit 6, was offered into
evidence and received as a two-page document, the
second page of which contained the following names of
strikers: C. E. Bermudez, K. E. Celle, A. C. Engleman,
S. Lee, G. Lena, D. E. Longman, B. J. Menet, C. O.
Moi, B. B. Ocampo, J. E. Rabe, and R. A. Smith. While
admitting receipt of the first page, t
Haase denied that a
second page was attached, stating that he searched for
but could not find any list of names. Accordingly, in re-
sponse to the information, which had been requested by
the Charging Party in the aforementioned letter and re-
garding the list of strikers, Haase mailed the following
letter, dated January 23, 1981, to Rudy Tham:
Dear Mr. Tham:
I am in receipt of your letter of January 19, 1981.
In your letter, you refer to an enclosed list of em-
ployees who supposedly are interested in returning
to work. However, you did not enclose any such
list. If there are any employees who are interested
in returning to work, please let me know their
names, the basis on which they are interested in re-
turning and the approximate date on which they
will be available. The Company will then be able to
respond appropriately.
With respect to the other matters raised in your
letter, I refer you to my letter to your Union dated
June 10, 1980, which I believe is responsive to your
inquiry. However, if there is any further informa-
tion which I can provide to you, please advise me
in writing. 6
The Charging Party's secretary, Barbara Corenevsky,
testified that McLaughlin instructed her to mail the list
of strikers, for whom the Charging Party had stated an
unconditional offer to return to work, to Respondent's
office and that she did so by ordinary mail. Haase denied
receiving such a list. Other than what is contained in Re-
is Counsel for the General Counsel's witnesses, McLaughlin and Bar-
bara Corenevsky, a secretary for the Charging Party, could not state that
a second page was, in fact, attached to the January 19 letter.
16 Haase testified that he mistakenly referred to Respondent's June 20,
1980, letter as the June 10, 1980, letter
973
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
spondent's above letter, the Charging Party has received
none of the information that it requested on January 19.
B. Analysis
The consolidated complaint alleges that Respondent
engaged in conduct violative of Section 8(a)(5) and (1) of
the Act by, since July 15, 1980, failing to make fringe
benefit payments on behalf of bargaining unit employees
to contractual benefit funds; by withdrawing recognition
from the Charging Party; and by failing to provide nec-
essary and relevant information to the latter. In support,
counsel for the General Counsel argues that the strike re-
placements who have been hired by Respondent are per-
manent employees and, therefore, in the bargaining unit.
Accordingly, notwithstanding that a majority of employ-
ees in the bargaining unit may have signed the petitions
which Zissis receives on November 20, 1980, such may
not be used as objective considerations giving rise to a
good-faith doubt of the Charging Party's majority status
herein as they are tainted by existing, unremedied unfair
labor practices-the continuing failure by Respondent to
remit required fringe benefit payments. Contrary to this,
counsel for Respondent argues that there can be no find-
ing that Respondent violated Section 8(a)(5) and (1) by
failing to make fringe benefits payments as such a finding
is time-barred by Section 10(b) of the Act and as the
Charging Party has never demanded that Respondent
bargain concerning the matter. As to the withdrawal of
recognition from the Charging Party, counsel asserts that
such was privileged by the aforementioned employee pe-
titions which caused Respondent to objectively and rea-
sonably believe that a majority of its clerical employees
no longer wished to be represented by the Charging
Party.
Before examining the allegations of the consolidated
complaint more closely, two matters warrant considera-
tion-the status of the striking clerical employees and the
status of the strike replacement employees. With regard
to the former, the record is clear that when they concer-
tedly ceased working for Respondent on or about Sep-
tember 1, 1979, in support of the striking truckdriver em-
ployees, Respondent's clerical employees engaged in a
sympathy strike. It is undisputed, and I find, that such
conduct constitutes protected concerted activities, privi-
leged by Section 7 of the Act. N.L.R.B. v. Southern Cali-
fornia Edison Company, 646 F.2d 1352, 1363 (9th Cir.
1981); Delaware Coca-Cola Bottling Company v. General
Teamsters Local Union 326, 624 F.2d 1182 (3d Cir. 1980).
As to their rights under the Act as sympathy strikers, the
Board holds that such individuals assume the status of
the strikers with whom they sympathize. Levitz Furniture
Company of the Eastern Region, Inc., 248 NLRB 15
(1980); American Telephone & Telegraph Co., 231 NLRB
556, 562 (1977). Accordingly, as the truckdrivers herein
were apparently economic strikers, Respondent's clerical
employees who struck in support of their fellow employ-
ees would also possess the status of economic strikers.
Concerning the status of Respondent's strike replace-
ments, I note, at the outset, that in their post-hearing
briefs, both counsel for the General Counsel and counsel
for Respondent take the identical position that said indi-
viduals should be considered to be, at all times, perma-
nent replacements and, thus, bargaining unit employ-
ees. 7
As the parties agree on their status, I also shall
consider the replacements, no matter when hired, as not
temporary replacements. In this regard, "the Board has
held that replacements for economic strikers are pre-
sumed to be permanent employees ....
" Kable Printing
Company, 238 NLRB 1092, 1096 (1976); Pacific Tile and
Porcelain Company, 137 NLRB
1358,
1360 (1962).18
Moreover, it appears that the strike replacements worked
the same hours, performed the same duties, and enjoyed
similar employee benefits as the striking clerical employ-
ees. Pandick Press Midwest, Inc., 251 NLRB 473 (1980);
Mon Valley United Health Services, Inc., 238 NLRB 916,
926 (1978). Further, and of significance to their status,
the testimony of John Haase establishes that the strike re-
placements had no definite or contemplated date of ter-
mination, with such contingent upon the actions of the
strikers. Accordingly, as their employment was of an in-
definite duration, the strike replacements may be consid-
ered as being bargaining unit employees. Associated Gro-
cers, 253 NLRB 31, 32 (1980); Good Friend Western Corp.
d/b/a Wrangler Wranch, 232 NLRB 527, 535 (1977);
Emco Steel, Inc., 227 NLRB 989 (1977).' 9
Specifically regarding the allegations of the consoli-
dated complaint, the General Counsel alleges that Re-
sponaent's failure to make fringe benefit contributions on
behalf of these replacement employees since July 15,
1980, constitutes a violation of Section 8(a)(1) and (5) of
the Act. The record establishes that, at the time Re-
spondent's clerical employees commenced their sympa-
thy strike, the existing collective-bargaining agreement
between the parties was to remain effective for 17 more
months and that, by the contract's terms, Respondent
was to continue remitting fringe benefit contributions on
behalf of its clerical employees. While, in fact, continu-
ing to do so for the four nonstrikers, the record further
establishes, and John Haase admitted, that since Septem-
ber 1979, upon the hiring of each of the strike replace-
ments, Respondent failed to make any of the required
fringe benefit payments to the contractual trust funds for
any of said individuals. There is no question that Re-
spondent instituted this policy and engaged in said con-
duct without first bargaining with the Charging Party.
"It is well settled that an employer is obligated to main-
tain the status quo during . . . the term of an existing
collective-bargaining
agreement."
Farmingdale Iron
Works, Inc., 249 NLRB 98, 99, fn. 5 (1980). As there is
no question that the strike replacements were, at all
times, bargaining unit employees, such unilateral non-
compliance with contractually established terms and con-
ditions of employment constitutes a violation of Section
8(a)(5) and (1) of the Act. N.L.R.B. v. Katz, 369 U.S. 736
1" By taking such a position, counsel for Respondent ignored the testi-
mony of John Haase that, at least, through September 1980, he perceived
the replacements as being temporary in status. I am not concerned with
this apparent inconsistency, noting that Haase did not claim to be knowl-
edgeable as to labor law.
Is As previously stated, as sympathy strikers, the striking clerical em-
ployees have the status of economic strikers.
9 I need not decide whether the replacements should be considered to
be permanent vis-a-vis the right of the striking clencal employees to im-
mediate reinstatement upon unconditional offers to return to work.
974
ABBEY MEDICAL/ABBEY RENTS, INC.
(1962); Hayden Electric, Inc., 256 NLRB 601 (1981); U.S.
Utilities Corporation, 254 NLRB 480 (1981); Farmingdale
Iron Works, supra. Looking back 6 months from the serv-
ice of the unfair labor practice charge in Case 20-CA-
5942, the General Counsel alleges that Respondent has
so violated the Act since on or about July 15, 1980.
Respondent proffers two defenses to the allegation that
the failure to make fringe benefit payments on behalf of
the strike replacements was unlawful. The first, which
was rejected by me at the hearing when counsel for the
General Counsel was permitted to amend the consoli-
dated complaint and allege the aforementioned unilateral
change as occurring since on or about July 15, 1980, is
that a finding of any unfair labor practice from such a
date is time-barred by Section 10(b) of the Act.20 At the
outset, this provision of the Act acts as a statute of limi-
tations period for the finding of unfair labor practices.
McKesson Drug Company, 257 NLRB 468 (1980). Fur-
ther, if a charge was filed and served within 6 months of
the violations alleged in the charge, a complaint, al-
though issued after the 6 months, may allege violations
not specifically alleged in the charge if such are closely
related to the specific allegations set forth in the charge
and if such occurred within 6 months of the filing of the
charge. Gocat, Inc., 257 NLRB 270 (1981). Herein there
is no doubt that the unfair labor practice charge in Case
20-CA-15942 was filed within 6 months of the allega-
tions therein and Respondent does not assert that the
amendment to the consolidated complaint is not closely
related to said allegations. What Respondent does con-
tend, citing Local Lodge No. 1424, International Associ-
ation of Machinists, AFL-CIO [Bryan Manufacturing Co.]
v. N.L.R.B.,
362 U.S. 411 (1960), is that the events
giving rise to the allegation in the consolidated complaint
occurred prior to June 15, 1980, or outside the 10(b)
period.
Initially, it is clear that the 10(b) period does not com-
mence until the labor organization has knowledge of the
facts of the unfair labor practice. K & E Bus Lines, Inc.,
255 NLRB 1022 (1981); Plumbers and Steamfitters Local
No. 40, United Association of Journeymen and Apprentices
of Plumbing and Pipefitting Industry of the United States
and Canada, AFL-CIO (Mechanical Contractors Associ-
ation of Washington), 242 NLRB 1157, 1161 (1979). In
this regard, Respondent notes that its admitted unilateral
change actually began with its failure to make fringe
benefit contributions for the first strike replacement in
September 1979; that the facts conclusively establish that
the Charging Party was aware from the inception of the
strike that Respondent was utilizing replacement workers
and was not remitting benefits payments on their behalf;
and that the Charging Party had actual notice of said
conduct by the letter dated June 20, 1980. Accordingly,
it is argued that as this latter event, at least, is beyond
20 The pertinent portion of Sec. 10(b) of the Act is as follows:
... Provided, That no complaint shall issue based upon any unfair
labor practice occurring more than six months prior to the filing of
the charge with the Board and the service of a copy thereof upon
the person against whom such charge is made, unless the person ag-
grieved thereby was prevented from filing such charge by reason of
service in the armed forces, in which event the six-month period
shall be computed from the day of his discharge ...
the outer date of the 10(b) limitations period (July 15,
1980), there can be no unfair labor practice finding based
upon said conduct. Without regard to the factual validity
of Respondent's arguments, under current Board law
they are not legally tenable. Thus, in Farmingdale Iron
Works, supra, the Board analyzed a factual situation re-
markably similar to that herein involved. Therein, the
employer violated a collective-bargaining agreement well
outside the 10(b) period by making no contributions to
contractual fringe benefit funds, and the union was well
aware of such as a result of monthly reports from the
funds' trustees. While concluding that Section 10(b) pre-
cluded any remedy for the failure to make payments out-
side the 6-month period preceding the charge, the Board
further concluded that an unfair labor practice finding
was not time-barred in its entirety:
The Board . . . has considered the application of
Section 10(b) to the unilateral discontinuance, in the
face of a bargaining obligation, of benefits which
formerly were granted on a periodic basis. Thus,
the Board has held that each denial of a merit in-
crease to employees whose evaluations previously
would have entitled them to such an increase con-
stituted a separate and distinct violation of the Act
which could be remedied upon the filing of a
charge within 6 months after the denial of that par-
ticular increase. The Board further has held that the
unilateral decision to discontinue making benefit
fund contributions, like the failure to make periodic
wage increases, constitutes a violation of Section
8(a)(5) of the Act. Accordingly, we conclude that
each failure to make the contractually
required
monthly benefit fund payments constituted a sepa-
rate and distinct violation of Respondent's bargain-
ing obligation and, therefore, that any benefit fund
payment [within the 10(b) period] is subject to the
Board's remedial powers. [249 NLRB at 99. Em-
phasis supplied.] 2
Accordingly, not only is Board law clear that each
failure by Respondent during the 10(b) period to make
the contractually mandated fringe benefit contributions
constituted a separate violation of Section 8(a)(1) and (5)
of the Act, but also the cases which are relied upon by
Respondent are distinguishable and not on point. Thus,
in Bonwit Teller, Inc., 96 NLRB 608 (1951), no conduct
occurred within the 10(b) period and no unfair labor
practice may be based upon "bare presumption" of the
continuity of an unlawful practice. In Continental Oil
Company, 194 NLRB 126 (1971), the employer merely
adhered to a method of calculating overtime established
more than 6 months before the filing of the charge. Like-
wise, in The Dow Chemical Company, 216 NLRB 82
(1975), the employer paid sick leave and insurance bene-
fits pursuant to a system adopted unilaterally outside the
10(b) period. Further, in both Paper Products and Miscel-
21 The cases in which the Board concluded that failures to grant merit
raises within the 10(b) period constitute separate and distinct unfair labor
practices are Allied Products Corporation. Richard Brothers Division. 218
NLRB 1246 (1975), and General Motors Acceptance Corporation,
196
NLRB 137 (1972), enfd. 476 F 2d 850 (Ist Cir 1973)
975
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
laneous Chauffeurs, Warehousemen and Helpers, Local 27,
et al. (Combined Container Industries), 209 NLRB 883
(1974), and Kaiser Foundation Hospitals, et al., 228 NLRB
468 (1977), the Board concluded that the conduct within
the 10(b) period was innocent on its face and could only
be considered unlawful through reliance upon time-
barred conduct.
Respondent's second defense to this unlawful unilateral
change allegation concerns the Charging Party's failure
to ever request bargaining about it, and it, in turn, has
two separate facets. The first is that the Charging Party,
at all times, remained silent and, thus, must be deemed to
have "clearly acquiesced in the Employer's actions." In
this regard, Respondent asserts that, from the inception
of the clerical employees' sympathy strike, the Charging
Party was aware that not only was Respondent utilizing
strike replacements but also it had implemented its own
insurance plans and, consequently, was not remitting
payments to the contractual fringe benefit funds. In sup-
port, Respondent points to several factors, such as John
McLaughlin's presence at the picketed facilities on sever-
al occasions, the supposed activities of the Charging
Party's business agents, and reports from the benefit
funds' administrators to McLaughlin. Finally, it is noted,
the Charging Party clearly was on notice of the practices
of Respondent in view of Hasse's letter dated June 20,
1980. 1 am not unaware that the Board has, on occasion,
found that a union acquiesced to an employer's other-
wise unlawful conduct by, in effect, "sitting on its
rights" for lengthy periods of time. See, e.g., Marine Of-
ficers Association. Teamsters Union Local No. 54 (Riverway
Co.), 260 NLRB 1360 (1982). However, the primary con-
sideration is the labor organization's knowledge of the
unlawful conduct, and beyond speculation and conjec-
ture as to what John McLaughlin or any other agent of
the Charging Party knew prior to June 20, 1980, there
exists not a scintilla of direct evidence to controvert
McLaughlin's specific denial of knowledge with regard
to the utilization of strike replacements or his stated as-
sumption, not entirely unreasonable, that managerial em-
ployees were performing the clerical work. It remained
the burden of Respondent affirmatively to establish the
Charging Party's knowledge prior to June 20, 1980,22
and while I need not credit uncontroverted evidence if
improbable or at odds with other record evidence,
"Speculation, conjecture, and surmise are not a substitute
for such evidence; there must be some basis in the record
from which inferences may be drawn which are contrary
to direct testimony, if such is desired." McCormick &
Co., Inc., Grocery Products Division, 254 NLRB 922, 923
(1981). With regard to the Charging Party's knowledge
of Respondent's unlawful conduct subsequent to June 20,
1980, there is no question that Haase's letter of that date,
announcing for the first time that "we have been operat-
ing with temporary strike replacements for our office
work," placed the Charging Party on notice that Re-
spondent was utilizing strike replacements; however, I
do not believe that raised the matter of a unilateral
22 It was not the burden of either the General Counsel or the Charg-
ing Party to call witnesses to deny such knowledge; rather, the burden
was upon Respondent to first establish knowledge on the part of the
Charging Party.
change or of a bargainable subject. Thus, in his letter,
Haase wrote that the strike replacements were temporary
and that, accordingly, the parties' collective-bargaining
agreement was not being applied to them. Notwithstand-
ing counsel's post-hearing brief position, clearly, if tem-
porary and not in the bargaining unit, the contract would
not have applied to the replacements. In these circum-
stances, relying upon the veracity of Haase's letter, Re-
spondent's stated position was correct and there was no
need for the Charging Party to request bargaining. In
these circumstances, there is nothing to warrant the in-
ference that, by relying upon the truthfulness of Haase,
the Charging Party was somehow condoning an unfair
labor practice and waiving its right to bargain.
Citing Board Decisions in The City Hospital of East
Liverpool Ohio, 234 NLRB 58 (1978), and Citizens Nation-
al Bank of Willmar, 245 NLRB 389 (1979), Respondent
next argues that once a labor organization has notice of
an employer's proposed change in employees' terms and
conditions of employment, it must timely request bar-
gaining in order to preserve its right to do so and that
merely filing an unfair labor practice charge is not suffi-
cient for such purposes. Inasmuch as the Charging Party
never requested to bargain over Respondent's conduct,
according to counsel, it has waived its right to now com-
plain as to the alleged "unilateral" change. I find these
arguments to be without merit. Initially, I note that no-
where in Haase's June 20, 1980, letter is there any indica-
tion of a change in bargaining unit employees' terms and
conditions of employment so as to place the Charging
Party on notice of such. To the contrary, the letter is
written in terms of nonbargaining unit employees and
their terms and conditions of employment. Assuming ar-
guendo, that the letter does constitute notice of a change,
the significance of East Liverpool and Willmar is the
Board's emphasis upon notice of a proposed change.
Whatever notice was contained in the Haase letter, it
was of a change in employee terms and conditions of
employment implemented 10 months earlier and, thus, of
a fait accompli. In short, the Charging Party had no ade-
quate opportunity to bargain, and Respondent's invita-
tion to the Charging Party for "questions," in the forego-
ing circumstances, can hardly be taken as an invitation
for bargaining. There can be no finding of waiver in
these circumstances. M. A. Harrison Manufacturing Com-
pany, Inc., 253 NLRB 675, 676 (1980); Pinewood Care
Center, Inc., etc., 242 NLRB 816, 822 (1979).
In the foregoing circumstances, and based upon the
record as a whole, I find that Respondent's failure, since
on or about July 15, 1980, to pay contractually mandated
fringed benefits on behalf of the strike replacements who,
it concedes, are bargaining unit employees, without ini-
tially bargaining with the Charging Party, constitutes a
unilateral midterm modification of a contract, violative
of Section 8(a)(1) and (5) of the Act. Farmingdale Iron
Works, supra; Los Angeles Marine Hardware Co., a Divi-
sion of Mission Marine Associates, Inc., et al, 235 NLRB
720, 735 (1978).
The consolidated complaint next alleges that Respond-
ent violated Section 8(a)(1) and (5) of the Act by with-
drawing recognition from the Charging Party as the ma-
976
ABBEY MEDICAL/ABBEY RENTS, INC.
jority representative of its clerical employees by its letter
to the Charging Party dated November 26, 1980. It is
well settled that a labor organization, whether certified
by the Board or voluntarily recognized by the employer,
enjoys a presumption of majority status during the term
of, and subsequent to the expiration of, a collective-bar-
gaining agreement. Morco, Inc. d/b/a Towne Plaza Hotel,
258 NLRB
(1981); Petroleum Contractors, Inc.,
250
NLRB 604, 607 (1980); The Saloon, Inc., 247 NLRB 1105
(1980), enfd. 647 F.2d 171 (9th Cir. 1981). However, this
presumption of majority status is a rebuttable one. Thus,
the burden is upon the asserting party to establish that
the labor organization does not, in fact, represent a ma-
jority of the bargaining unit employees or that, on the
basis of objective considerations, it had a good-faith rea-
sonable doubt as to the labor organization's continuing
majority status. Morco, Inc., supra; The Saloon, Inc., supra
at 1108. In this regard, Respondent contends that the
three employee petitions (Resp. Exhs. 1, 2, and 3) which
were received by George Zissis on November 20, 1980,
were sufficient to establish such a reasonable doubt of
the Charging Party's majority status. Thus, of a total
bargaining unit complement of, at most, 32 employees
(strikers, nonstrikers, and strike replacements), 23
18 indi-
viduals executed the petitions, and Respondent checked
the names against its bargaining unit payroll records. In
similar circumstances, the Board has held that such peti-
tions may be utilized as the required objective consider-
ations, supporting an employer's good-faith doubt of a
union's continued majority status. Hydro Conduit Corpo-
ration, 254 NLRB 433 (1981). Guerdon Industries, Inc.,
218 NLRB 658, 660 (1975); American Express Reserva-
tions, Inc., 209 NLRB 1105 (1974).
However, "The Board has long established that . . .
an asserted doubt of the Union's continued majority must
be raised in a context free of unfair labor practices."
Colson Equipment, Inc., 257 NLRB 78, 79 (1981); Chicago
Magnesium Castings Company, 256 NLRB 668 (1981); P.
A. Incorporated, 248 NLRB 491 (1980). Elaborating on
this point, the Board has held that, to be sufficient to
taint the objective considerations underlying the asserted
doubt, the unfair labor practices must be, "of such a
character as to either affect the Union's status, cause em-
ployee disaffection, or improperly affect the bargaining
relationship itself." Guerdon Industries, supra at 661; Chi-
cago Magnesium Castings, supra. Herein, at the same time
as employees
were executing petitions designed to
remove the Charging Party as their bargaining repre-
sentative, Respondent continued to fail to make contrac-
tually mandated fringe benefit payments on behalf of said
employees and, thereby, unilaterally changed their terms
and conditions of employment without bargaining with
the Union-in violation of Section 8(a)(1) and (5) of the
Act. As the Board stated in Guerdon Industries, which
involved a similar unilateral change, such "graphically
2a There is doubt as to whether the strikers are properly includable in
the bargaining unit as of November 19, 1980. Thus, the strike was then in
its 15th month. The General Counsel concedes that the strike replace-
ments were permanent employees. As sympathy strikers, the striking cler-
icals assumed the status of economic strikers who have been permanently
replaced. Under Sec. 9(cX3) of the Act, these individuals would not be
eligible to vote in a representation election. Levitz Furniture Company.
supra
portrayed to the employees that Respondent was in a po-
sition to confer or withdraw economic benefits without
regard to the presence of the Union. Such a failure by
Respondent to accord to the Union its rightful role to
negotiate such programs for the employees necessarily
tended to undermine the Union's authority among the
employees, whose interest it was obligated to represent
in such matters, with erosion of majority status the prob-
able result." Id. at 661-662; James F. Stanford, Inc. d/b/a
Ace Machine Co., 249 NLRB 623, 635 (1980); P. A. Incor-
porated, supra; Harvey's Wagon Wheel, Inc., d/b/a Har-
vey's Resort Hotel A Harvey's Inn, 236 NLRB
1670
(1978). 24 Based upon the foregoing, and the record as a
whole, I must likewise conclude that Respondent was
not entitled to question the Charging Party's continuing
majority status on the strength of evidence of employee
disaffection with it, such coming in the midst of continu-
ing, and unremedied, unfair labor practices. C & C Ply-
wood Corporation, 163 NLRB 1022 (1967), enfd. 413 F.2d
112 (9th Cir. 1969). The withdrawal of recognition was,
therefore, violative of Section 8(a)(l) and (5) of the Act.
The consolidated complaint next alleges that Respond-
ent violated Section 8(a)(5) and (1) of the Act by failing
and refusing to provide to the Charging Party the infor-
mation which was requested in the latter's January 19,
1981, letter. Respondent argues that it was under no obli-
gation to provide information to the Charging Party as it
". .. had decisively been repudiated by the unit employ-
ees," and as, in any event, by the terms of Respondent's
January 23, 1981, letter, it adequately responded to said
request. Initially, the consolidated complaint alleges that
the Charging Party sought the following information: the
names of all of Respondent's clerical employees; their ad-
dresses, social security numbers, dates of employment,
and hourly rates of pay; whether said employees are cov-
ered by the contractual fringe benefit plans; and whether
Respondent has regularly made the required contribu-
tions on their behalfs. Further, a review of the January
19 letter establishes that said information was requested
to assist the possible filing of grievances. It has long been
held that an employer has an obligation, as part of its
duty to bargain in good faith, to provide information
needed by a bargaining representative for the proper per-
formance of its duties, including the processing of griev-
ances. N.L.R.B. v. Truitt Manufacturing Co., 351 U.S.
149 (1956); ACC Typographers, Inc. d/b/a Advertisers
Composition Company Typographers, Inc., 253 NLRB 1019
(1981); Doubarn Sheet Metal, Inc., 243 NLRB 821 (1979);
Temple-Eastex.
Incorporated, et al.,
228 NLRB
203
(1977). Furthermore, the only standard for determining
whether particular requests for information must be hon-
ored by an employer is one of relevancy. N.L.R.B. v.
Acme Industrial Co., 385 U.S. 432 (1967); Los Angeles
24 That the affected employees herein were, for the most pan, stnrke
replacements is a distinction without a difference Thus, said individuals
are as likely to have commenced their employment neutral in attitude
toward the Union as antiunion in opinion.
Also, the fact that the Charging Party had no contact with Respondent
during the period of the strike is of little significance. Thus, with no evi-
dence of the presence of permanent bargaining unit employees other than
the nonstrikers. for whom Respondent scrupulously adhered to the con-
tract, there was no reason for such contacts
977
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Chapter, Sheet Metal and Air Conditioning Contractors
National Association, et al., 246 NLRB 886 (1979). How-
ever, where the information pertains to the mandatory
subjects of bargaining and covers the very terms and
conditions of employment of the bargaining unit employ-
ees, such information involves the "core of the employ-
er-employee relationship" and, thus, the standard of rel-
evance becomes very broad and no specific showing of
relevancy is normally required. Teleprompter Corporation
v. N.L.R.B., 570 F.2d 4, 8 (Ist Cir. 1977); Ohio Power
Company, 216 NLRB 987, 991 (1975).25
Based upon my aforedescribed analysis, there can be
no question that Respondent was in no position to doubt
the continued majority status of the Charging Party
when it received the latter's request for information
shortly after January 19. Accordingly, assuming the rel-
evance of such, Respondent was obligated to provide
this information. The Board holds that information, in-
cluding the names of bargaining unit employees, their ad-
dresses, seniority dates, and wage and benefits informa-
tion, "is presumptively relevant" without regard to
whether said individuals are regular employees or strike
replacements. Aydin Energy Division, 245 NLRB 468
(1979); Georgetown Associates d/b/a Georgetown Associates
d/b/a Georgetown Holiday Inn, 235 NLRB 485 (1978).
Accordingly, the Charging Party, as the continuing ma-
jority representative of the clerical employees, was enti-
tled to said information, and such should have been pro-
vided by Respondent. Salem Village I, Inc., 256 NLRB
1015 (1981); Edward Z. Holmes Detective Bureau, Inc.,
256 NLRB 824 (1981); Tom's Food, Inc., 253 NLRB 888
(1980); Montgomery Ward & Co., 228 NLRB 1330 (1977).
As to the social security numbers of the clerical employ-
ees, I fail to see the relevancy for such information, and
no evidence or argument was set forth demonstrating the
need for this material by the Charging Party. Tom's
Food, Inc., supra. Based upon the foregoing, I find that
Respondent violated Section 8(a)(1) and (5) of the Act
by failing to provide the aforementioned requested infor-
mation, other than social security numbers, to the Charg-
ing Party. 26
Finally, upon the expiration of the collective-bargain-
ing agreement, Respondent ceased making fringe benefit
contributions to the contractual funds on behalf of the
four nonstriking clerical employees. There is no dispute
as to this fact or as to the fact that such was done unilat-
erally without bargaining with the Charging Party. The
consolidated complaint alleges this, along with the unilat-
eral change as to the strike replacements in this regard,
25 "[W]here the information sought . .. bears on matters other than
wages and related data, it is incumbent on the union to demonstrate the
relevance of the information it requests." Glazers Wholesale Drug Compa-
ny, Inc., 211 NLRB 1063, 1066 (1974).
26 The defense that Haase somehow responded to the Charging Party's
request in his January 23, 1981, letter is patently without merit. Thus, in
said letter he referred back to his June 20, 1980, letter wherein he
wrongly described the replacements as temporary and not in the bargain-
ing unit. While it is true, and it is undisputed, that Haase did invite the
Charging Party to request "further information," burden was on Re-
spondent to provide and not upon the Charging Party to continually re-
quest. DePaolma Printing Co., 204 NLRB 31, 33 (1973). Moreover, in view
of Respondent's withdrawal of recognition 2 months earlier, it is clear
that Respondent was not about to process any request for information by
the Charging Party.
as violative of Section 8(a)(5) and (1) of the Act. "[T]he
Board has held that health and welfare and pension plans
which are part of an expired contract constitute an
aspect of employee wages and a term and condition of
employment which survives the expiration of the con-
tract." Henry Cauthorne, an Individual, t/a Cauthorne
Trucking, 256 NLRB 721 (1981). As I have found that
the Charging Party has been, at all times herein, the ma-
jority representative of Respondent's clerical employees,
the latter was obligated to bargain with the Charging
Party before instituting such a change. The failure to do
so is violative of Section 8(a)(1) and (5) of the Act.
Henry Cauthorne Trucking, supra; Harold W. Hinson
d/b/a Hen House Market No. 3, 175 NLRB 596 (1969),
enfd. 428 F.2d 133 (8th Cir. 1970).
Accordingly, by the conduct described above, and the
record as a whole, I conclude that Respondent violated
Section 8(a)(1) and (5) of the Act as alleged in the con-
solidated complaint.
CONCLUSIONS OF LAW
1. Respondent is now and has been at all times materi-
al herein an employer engaged in commerce within the
meaning of Section 2(2), (6), and (7) of the Act.
2. The Charging Party is a labor organization within
the meaning of Section 2(5) of the Act.
3. The following unit constitutes a unit appropriate for
the purposes of collective bargaining within the meaning
of Section 9(b) of the Act:
All office and clerical employees employed by Re-
spondent at its retail outlets in San Francisco, Oak-
land, Hayward, Santa Clara, and Redwood City,
California; excluding guards, watchmen, profession-
al, confidential and managerial employees, and su-
pervisors as defined in the Act.
4. At all times material herein, the Union has been, and
is now, the exclusive bargaining representative of all the
employees in the above-described appropriate unit for
the purposes of collective bargaining within the meaning
of Section 9(a) of the Act.
5. By unilaterally, without bargaining with the Charg-
ing Party, ceasing to make fringe benefit contributions on
behalf of the aforementioned employees to contractual
fringe benefit funds since on or about July 15, 1980, Re-
spondent engaged in acts and conduct violative of Sec-
tion 8(a)(l) and (5) of the Act.
6. By withdrawing recognition from the Charging
Party as the collective-bargaining representative of the
aforementioned employees, Respondent engaged in con-
duct violative of Section 8(a)(l) and (5) of the Act.
7. By failing to provide necessary and relevant infor-
mation to the Charging Party, Respondent engaged in
conduct violative of Section 8(a)(1) and (5) of the Act.
THE REMEDY
Having found that Respondent engaged in certain
unfair labor practices, I shall recommend that it be or-
dered to cease and desist therefrom and to take certain
affirmative action designed to effectuate the purposes of
978
ABBEY MEDICAL/ABBEY RENTS. INC.
the Act. I have found that Respondent violated Section
8(a)(l) and (5) of the Act by withdrawing recognition
from the Charging Party as the collective-bargaining
representative of its clerical employees. As a remedy, I
shall require Respondent to recognize and bargain in
good faith, upon request, with the Charging Party. Next.
I have found that Respondent violated Section 8(a)(1)
and (5) of the Act by unilaterally ceasing to make con-
tractually mandated payments to several benefit funds
and, thereby, changing employees' terms and conditions
of employment. As a remedy, I shall require Respondent
to revoke, upon request, said unilateral changes invoked
on or subsequent to July 15, 1980, and to make contribu-
tions retroactive to said date, 27
at the rates then in
effect, on behalf of its clerical employees to the Charging
Party's fringe benefit funds. 28 Also, the question of inter-
est and other additional amounts payable into the con-
tractual funds as part of this "make whole" remedy will
be left to the compliance stage of this proceeding. Final-
ly, I have found that Respondent violated Section 8(a)(1)
and (5) of the Act by failing to provide certain informa-
tion to the Charging Party. I shall require that Respond-
ent be required to furnish to the Charging Party the in-
formation requested-as found necessary and relevant
herein.
Upon the foregoing findings of fact, conclusions of
law, and the record as a whole, I hereby issue the fol-
lowing recommended:
ORDER 2 9
The Respondent, Abbey Medical/Abbey Rents, Inc.,
Hawthorne, California, its officers, agents, successors,
and assigns, shall:
1. Cease and desist from:
(a) Refusing to recognize and bargain collectively,
upon request, concerning rates of pay, wages, hours, and
27 Counsel for the General Counsel cites the Board's Decisions in Don
Burgess Construction Corporation d/b/a Burgess Construction, et al., 227
NLRB 765 (1977), and Land Equipment Incorporated, et a., 248 NLRB
685 (1980), as support for her argument that said reimbursement remedy
should be retroactive to September
1979. The aforementioned cases
would permit such a remedy where a respondent conceals the commis-
sion of an unfair labor practice from a labor organization. Herein, be-
tween September 1979 and June 1980. while there is no evidence to con-
trovert John McLaughlin's testimony that the Charging Party was un-
aware of Respondent's utilization of strike replacements and consequent
failure to make fringe benefits contributions on their behalf. there is, also,
no record evidence to establish that Respondent "concealed" this fact
from the Charging Party. In this regard, Haase's June 20 letter should
not be read as such. Thus, notwithstanding their apparent legal status,
and Respondent's post-hearing admission of same, I find that Haase,
based upon his testimony and demeanor, truly believed the replacements
to be temporary at the time of his letter. Accordingly, I do not deem it
appropriate to go beyond the statutory 10(b) period in order to fashion
an appropriate remedy herein.
28 If any employee suffered losses as a result of Respondent's unilateral
changes with regard to payments to the fringe benefit funds, Respondent
is ordered to reimburse said individuals in an, amount not covered by
other funds or insurance policies, provided that such amount shall not
exceed what the employee would have received pursuant to the Charg-
ing Party's plans.
29 In the event no exceptions are filed as provided by Sec. 102.46 of
the Rules and Regulations of the National Labor Relations Board, the
findings, conclusions, and recommended Order herein shall, as prosided
in Sec. 102.48 of the Rules and Regulations. be adopted by the Board and
become its findings, conclusions, and Order, and all objections thereto
shall be deemed waived for all purposes.
other terms and conditions of employment with Freight
Checkers, Clerical Employees & Helpers, Local No. 856,
affiliated with the International Brotherhood of Team-
sters, Chauffeurs, Warehousemen and Helpers of Amer-
ica, herein called the Charging Party, as the exclusive
representative for purposes of collective bargaining for
employees in the following unit:
All office clerical employees employed by Respond-
ent at its retail outlets in San Francisco, Oakland,
Hayward, Santa Clara, and Redwood City, Califor-
nia; excluding guards, watchmen, professional, con-
fidential, and managerial employees and supervisors
as defined by the Act.
(b) Unilaterally, without notice to or bargaining with
the Charging Party, changing the terms and conditions
of employment of the aforementioned individuals.
(c) Refusing to furnish information to the Charging
Party pertaining to its current clerical employees, includ-
ing their names and addresses, rates of pay, dates of em-
ployment, and whether they are covered by the contrac-
tual fringe benefit plans.
(d) In any like or related manner interfering with, co-
ercing, or restraining employees in the exercise of their
Section 7 rights.
2. Take the following affirmative action which is nec-
essary to effectuate the policies of the Act:
(a) Recognize and, upon request, bargain with the
above-named labor organization as the exclusive repre-
sentative of all the employees in the above appropriate
unit with respect to rates of pay, wages, hours, and other
terms and conditions of employment, and, if an under-
standing is reached, embody such understanding in a
signed agreement.
(b) Upon the Charging Party's request, revoke any
unilateral changes in the payment of contractually man-
dated fringe benefits to various benefit funds, effective
since July 15, 1980.
(c) Pay to the appropriate trust funds the contributions
required as of July 15, 1980, to the extent that such con-
tributions have not been made or that the employees
have not otherwise been made whole for their ensuing
medical and other expenses, and continue such payments
until Respondent negotiates in good faith with the
Charging Party to an agreement, or to good-faith im-
passe, or until the Charging Party refuses to bargain.
(d) Furnish to the Charging Party the information re-
quested on or about January 19, 1981, to the extent
found necessary and relevant herein.
(e) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all
payroll records, work schedules, production reports and
data, social security payment records, timecards, person-
nel records and reports, and all other records and entries
necessary to determine Respondent's compliance with
this Order and the amount of backpay and other sums
and benefits due under the terms of this Order.
(f) Post at its places of business in San Francisco, Oak-
land, Hayward, Santa Clara, and Redwood City, Califor-
979
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
nia, copies of the attached notice marked "Appendix."3 0
Copies of said notice, on forms provided by the Regional
Director for Region 20, after being duly signed by Re-
spondent's representative, shall be posted by it immedi-
ately upon receipt thereof, and be maintained by it for 60
consecutive days thereafter, in conspicuous places, in-
cluding all places where notices to employees are cus-
tomarily posted. Reasonable steps shall be taken by Re-
spondent to ensure that said notices are not altered, de-
faced, or covered by any other material.
(g) Notify the Regional Director for Region 20, in
writing, within 20 days of this Order, what steps it has
taken to comply herewith.
s0 In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing at which both sides had the opportunity
to present evidence, the National Labor Relations Board
has found that we have violated the National Labor Re-
lations Act and has ordered that we post this notice. We
hereby promise that:
WE WILL. NOT refuse to recognize and bargain
collectively, upon request, concerning rates of pay,
wages, hours, and other terms and conditions of em-
ployment with Freight Checkers, Clerical Employ-
ees & Helpers, Local No. 856, affiliated with the In-
ternational Brotherhood of Teamsters, Chauffeurs,
Warehousemen
and Helpers of America, herein
called the Union, as the exclusive representative for
purposes of collective bargaining for employees in
the following unit:
All office and clerical employees employed by
Respondent at its retail outlets in San Francisco,
Oakland, Hayward, Santa Clara, and Redwood
City, California; excluding guards, watchmen,
professional, confidential,
and managerial
em-
ployees and supervisors as defined by the Act.
WE WILL NOT unilaterally, without notice to or
bargaining with the Union, change the terms and
conditions of employment of the aforementioned
employees.
WE WILl
NOT refuse to furnish information to
the Union pertaining to the aforementioned employ-
ees, including their names and addresses, rates of
pay, dates of employment, and whether they are
covered by the Union's fringe benefit plans.
WE WILL NOT in any like or related manner in-
terfere with, restrain, or coerce employees in the
exercise of the rights guaranteed them in Section 7
of the Act.
WE WILL furnish such information to the Union
in order to enable it to effectively bargain with us
or file grievances on behalf of the aforementioned
employees.
WE WILL recognize and, upon request, bargain
with the above-named labor organization as the ex-
clusive representative of all the employees in the
above appropriate unit with respect to rates of pay,
wages, hours, and other terms and conditions of em-
ployment, and, if an understanding
is reached,
embody such understanding in a signed agreement.
WE WILL, upon the Union's request, revoke our
unilateral change with regard to making required
fringe benefit contributions on behalf of the afore-
mentioned individuals to the Union's fringe benefit
funds.
WE WILL make whole the employees specified in
the above paragraph and all unit employees hired
on or after June 9, 1979, for any losses of pay each
may have suffered, respectively, either as a result of
the discrimination against them or because of our
failure to apply to them the terms and conditions of
employment in effect on June 6, 1980. No part of
the Board's Order herein shall be construed as forc-
ing or requiring us to subtract or withdraw any
benefit or benefits heretofore granted to unit em-
ployees commencing June 9, 1980.
WE WII.L pay to the appropriate union trust
funds the contributions required as of July 15, 1980,
to the extent that such contributions have not been
made or that the employees had not otherwise been
made whole for their ensuing medical and other ex-
penses, and continue such payments until we negoti-
ate in good faith with the Union to an agreement or
to good-faith impasse or until the",Union refuses to
bargain.
ABBEY MEDICAL/ABBEY RENTS, INC.
980