264 NLRB 192
Local No. 121, Operative Plasterers' and Cement Masons' International Association (Associated Building Contractors of Lafayette, Inc.)
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Local No. 121, Operative Plasterers' and Cement
Masons' International Association and Leroy F.
Tubbs and Francis A. Tubbs, and Associated
Building Contractors of Lafayette, Inc., Party
to the Contract. Cases 25-CB-4270 and 25-
CB-4323
September 28, 1982
DECISION AND ORDER
BY CHAIRMAN VAN DE WATER AND
MEMBERS JENKINS AND HUNTER
On November
19,
1981, Administrative Law
Judge Bernard Ries issued the attached Decision in
this proceeding. Thereafter, Respondent filed ex-
ceptions, a supporting brief, and an answering brief
to the General Counsel's cross-exceptions, and the
General Counsel filed cross-exceptions, a support-
ing brief, and an answering brief to Respondent's
exceptions.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings,' find-
' Respondent has excepted to three rulings made by the Administrative
Law Judge at the hearing, excluding certain testimony and documentary
evidence regarding Leroy Tubbs' competence as an apprentice. First, the
Administrative Law Judge refused to allow Respondent counsel to con-
tinue questioning Leroy Tubbs about his own opinion of his abilities as an
apprentice, after Respondent had elicited several admissions from Leroy
Tubbs that he "w\asn't all that great" and that he was "not the best." The
Administrative Law Judge also refused to allow Respondent counsel to
question Leroy
Tubbs about jobs he had quit. Respondent counsel argued
that this testimony was relevant as to backpay,
as to Leroy Tubbs' credi-
bility. and as to the apprenticeship
board's decision to terminate him. We
agree with the Administrative Law Judge that any backpay issues should
he resolved in compliance proceedings and that Leroy Tubbs' testimony
on these points is not probative evidence regarding the knowledge and
motivation of the apprenticeship board members who actually made the
decision to terminate Leroy Tubbs. Further, we note that the Administra-
tive Law Judge found that leroy Tubbs admitted having problems with
his work and with certain employers. Second, the Administrative Law
Judge rejected three letters front employers, offered as exhibits by Re-
spondent, regarding Leroy Tubbs' performance on the job. These letters
were placed in the rejected exhibit file. Inasmuch as the three letters of-
fered by Respondent were dated November 20, 1980, December I, 1980.
and April 14, 1981. we agree with the Administrative Law Judge that
these exhibits are irrelevant to the issues in this case, since they could tnot
have been relied on by the apprenticeship board when it decided to ter-
minate Leroy Tubbs on August 19, 1980 Furthermore, we agree with the
Administrative Law Judge that, in any event, these exhibits should not be
given significant weight because they were clearly prepared in contem-
plation of litigation. In this regard, we note that the complaint involving
Leroy Tubbs issued on October 3. 1980. and that each letter indicates
on
its face that it was solicited by Respondent
Third, the Administrative
Law Judge refused to allo w Respondent to present Merle Ray Ileninger
as an expert witness to testify about apprenticeship programs generally
and the standards for their operation, We agree with the Administrative
Law Judge that Heninger's testimony is irrelevant. because he had no
direct knowledge
of the operations of Respondent's apprenticeship
pro-
gram and he did not participate in the decision to terminate l.eroy Tubbs.
Finally. we note that all of the rejected
evidence would have been
merely cumulative, since Respondent was allowed to present other evi-
264 NLRB No. 29
ings, 2 and conclusions of the Administrative Law
Judge and to adopt his recommended Order, as
modified herein.3
On August 27, 1980, the Board issued its decision
in Wright Line, a Division of Wright Line, Inc., 251
NLRB
1083 (1980), enfd. 662 F.2d 899 (Ist Cir.
1981), which sets forth a two-step mode of analysis
for examining causation in cases alleging unlawful
discrimination or otherwise turning on motivation.
In section II of his Decision in this case, the Ad-
ministrative Law Judge used language which sug-
gests that Respondent had both lawful and unlaw-
ful motivations for failing to refer Leroy Tubbs
and for terminating Leroy Tubbs' apprenticeship,
but he did not specifically apply the Wright Line
analysis in finding that Respondent violated Sec-
tion 8(b)(1)(A). We conclude that, despite the Ad-
ministrative Law Judge's failure to articulate his
analysis of Respondent's motivations in the terms
discussed in the Wright Line decision, his findings
satisfy the analytical objectives of Wright Line. The
Administrative Law Judge initially considered the
General Counsel's prima facie case and found that
unlawful motivations contributed to the rescission
of Leroy Tubbs' last referral and to the termination
of Leroy Tubbs from the apprenticeship program.
Thus, the Administrative Law Judge found, based
primarily upon admissions by Respondent Business
Agent Smith, that Leroy
Tubbs' involvement in
protected activity, i.e., his criticism of the way
Smith ran the Union, caused Smith to rescind
Leroy Tubbs' referral to the Logansport job and
also caused Smith to call an apprenticeship board
meeting for the purpose of terminating Leroy
Tubbs as an apprentice. Then, the Administrative
Law Judge considered Respondent's defense and
found it unpersuasive. Respondent contends that,
dence regarding Leroy l ubbs' abilities and problems onl the job, the com-
plaints made by employers about his work belore August 19. 1980, and
the factors considered by the apprerticeship
board
members in deciding
to terminate him Therefore, we affirm the Administrative
Law Judge's
rulings
2 Respondent has excepted tt)
certain credibility
findings nmade by the
Administrative Law Judge. It is the Board's established policy not to
overrule an administrative law judge's resolutions with respect to credi-
bility unless the clear preponderance of all of the reles
ant
c idence con-
vinces us that the resolutions are incorrect Standard or
Dr
'uall Products,
Inc., 91 NLRB 544 (1950). enfd 188 F 2d I62
(3d Cir
1951)
We have
carefully examined the record and find no basis for reversing his findings.
" We have modified the Administrative l.aw
Judge's rc.om mended
Order to add a praosision requiring Respoindentl to notify each employer
bound by its collective-bargaining agreement, by mailing each a copy of
the attached noltice marked "Appendix." that the contract provisions
found herein to be unlawful will be given ino further force ior effect
See
Inrernalionol Photographer
of the Mottion Pi urclr Indusries. Local No. 644
of the Internatior nal
.
ll/rance of Iheutric al Srage Ig phploe- anr d
.lortring
Pic-
rure .fachine Operators of the Unirted Srtats and C(anada, AFL-C1 0 (King-
ltirzig Producers), 259 NLRB 1415 (1982). Anrrircan
Guild of' lariey
.
rt-
ists .4FL-CIO (Fontainebleau H
lotel
Corporation, d/h/ a Fontainebleau
Hotel). 163 NLRB 457, 472-474 (1967). We has e also modified
the Ad-
ministratie Iaw", Judge's notice to conform
to, iour Order
192
LOCAL NO. 121. PLASTERERS
because so many contractors had complained about
Leroy Tubbs' performance and had requested Re-
spondent not to refer him to their jobs, there were
no further jobs to which he could be referred.
However, the Administrative Law Judge discredit-
ed these explanations, noting that, despite numer-
ous complaints from
contractors about Leroy
Tubbs over a period of months, Respondent had
continued to refer Leroy Tubbs to other contrac-
tors and had been willing to send him to the Lo-
gansport job until he complained about how Smith
ran the Union.
We agree with the Administrative Law Judge
that the General Counsel established a prima facie
case of unlawful motivation. At that point, the
burden of proceeding shifted to Respondent to
demonstrate that, in the absence of Leroy Tubbs'
protected activity, it would still have rescinded his
referral and terminated
his apprenticeship.
We
agree with the Administrative Law Judge that Re-
spondent failed to meet this burden, especially
since Respondent presented no evidence to explain
why it had continued to refer Leroy Tubbs even
up to the day he criticized Smith's running of the
Union despite the complaints about his work, why
it had never discussed these complaints with Leroy
Tubbs before, or why the complaints about Leroy
Tubbs were any different from the complaints it
admitted receiving about other members' work. We
note that the rejected evidence discussed in foot-
note 1, supra, would have been insufficient to meet
this burden even assuming its truth. Accordingly,
we affirm the Administrative Law Judge's conclu-
sion that Respondent's failure to refer Leroy Tubbs
for employment and its termination of his appren-
ticeship violated Section 8(b)(1)(A) of the Act.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative Law Judge, as modi-
fied below, and hereby orders that the Respondent,
Local No. 121, Operative Plasterers' and Cement
Masons' International Association, Lafayette, Indi-
ana, its officers, agents, and representatives, shall
take the action set forth in the said recommended
Order, as so modified:
1. Insert the following as paragraph 2(c) and re-
letter subsequent paragraphs accordingly:
"(c) Notify all employers bound by its collective-
bargaining agreement, by mailing each employer a
copy of the attached notice marked 'Appendix,'
that the clauses found herein to be violative of the
Act will be given no further force or effect."
2. Substitute the attached notice for that of the
Administrative Law Judge.
MEMBER JENKINS, concurring in the result:
I agree with the result reached by my col-
leagues, but I do not share their reasoning. The
Administrative Law Judge disposed of this discrim-
ination case by finding and concluding correctly
that Respondent's explanation for the alleged dis-
crimination was pretextual. That being the case.
there was only one genuine motive for the con-
duct, and that was unlawful.
Thus, there is no occasion to discuss and rely on
Wright Line.4 That decision was designed to spell
out the burdens of proof in situations where there
was a lawful motive as well as an unlawful one for
the action taken. No such lawful motive exists
here, and the application of Wright Line conse-
quently itself becomes a pretext and a sham, creat-
ing confusion among employers, employees, unions,
and the courts which can only plague us in future
determinations of such cases. In reaching the result
here, I would not rely on Wright Line. See Lime-
stone Apparel Corp., 255 NLRB 722 (1980).
4 W'rght Line. a Divisoon of Wright Line, Inc.. 251 NI.RH 1083 (1980)
APPENDIX
NOTICE To MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Gove:nment
TO MEMBERS AND APPLICANTS:
After a hearing at which all sides had an opportu-
nity to present evidence and state their positions,
the National Labor Relations Board found that we
have violated the National Labor Relations Act, as
amended, and has ordered us to post this notice.
WE WILL NOT coerce or restrain Leroy F.
Tubbs or other applicants for employment by
refusing to refer them to available employment
opportunities because they engage in activity
protected by the Act, and WE WILI. write
Leroy F. Tubbs a letter telling him that we
will not do so.
WE WILl. NOT maintain or enforce provi-
sions in our collective-bargaining agreement,
or policies, which give union members unlaw-
ful preference
for employment over non-
members of a union.
WE WILL NOT advise employees that they
will not be referred for employment, or threat-
en to malign them, or file internal union
193
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
charges against them, because they, or others,
engage in activities protected by the Act.
WE WILL NOT in any like or related manner
coerce or restrain employees in the exercise of
the rights guaranteed them by Section 7 of the
Act.
WE WILL make Leroy F. Tubbs whole for
our unlawful discrimination against him on and
after August 14, 1980, by compensating him
for the losses suffered by him, with interest,
resulting from our refusal to refer him to avail-
able employment opportunities.
WE WILL notify all employers bound by our
collective-bargaining agreement that the con-
tract clauses found by the Board to be viola-
tive of the Act will be given no further force
or effect.
LOCAL NO. 121,
OPERATIVE PLAS-
TERERS' AND CEMENT MASONS' IN-
TERNATIONAL ASSOCIATION
DECISION
BERNARD RIES, Administrative Law Judge: These
consolidated cases, charging Respondent with various
violations of Section 8(b)(1)(A) and (2) of the Act, were
heard in Lafayette, Indiana, on May 5-8, 1981. Briefs
have been received from the General Counsel and Re-
spondent. Having considered the entire record, my recol-
lection of the demeanor of the witnesses, and the briefs, I
make the following findings of fact,' conclusions of
law,2 and recommendations.
I. BACKGROUND
Respondent is a cement masons local in Lafayette, In-
diana. It engages in collective bargaining with a multiem-
ployer association known as Associated Building Con-
tractors of Lafayette, Inc. (hereafter the Association),
whose members require cement masons in the course of
their construction work. At times relevant hereto, Re-
spondent and the Association were parties to a bargain-
ing agreement executed on June 2, 1980.
William P. Smith became Respondent's business agent
in January 1980. In that capacity, he monitors the bar-
gaining agreement and is primarily in charge of referring
union members to jobs called in to him by employees
who belong to the Association. Smith also serves as sec-
retary-treasurer of the Local and, as well, spends part of
his time working as a journeyman mason.
Francis A. Tubbs, one the Charging Parties here, has
been a mason and a member of Respondent for some 15
years. His two sons-Leroy, who is the other Charging
Party, and Terry-are mason apprentices and union
members.
The
complaint
alleges
that
Respondent,
I The errors in the transcribed record of proceedings are hereby cor-
rected.
2 Respondent's answer pleaded insufficient knowledge of the jurisdic-
tional facts alleged in the complaint. The evidence adduced at hearing
clearly demonstrates that it is appropriate for the Board to assert jurisdic-
tion here, and Respondent's brief makes no contrary contention.
through Smith and others, violated the statutory rights
of Francis and Leroy3
by failing and refusing to refer
them to available employment because they engaged in
conduct protected by the Act and by taking other action
similarly motivated.
It seems appropriate to discuss at this point the Gener-
al Counsel's contention that Respondent operates an "ex-
clusive hiring hall" in its relationship with the Associ-
ation; i.e., that the Association has agreed with the
Union that its members will consider for employment
only those prospective employees referred to them by
the Union.
The record shows that Respondent operates a referral
service on a daily basis, with Business Agent Smith dis-
patching employees to work on jobs phoned in by con-
tracting employers, most such jobs being only a day or
two in length. Section 21 of the bargaining agreement
provides:
The Employer, in requesting Cement Masons from
Local No. 121 must make such request twenty-four
(24) hours in advance of the time the Cement
Masons are to report for work. Although Cement
Masons are notified by the Union of the availability
of work, the Employer must actually screen and
hire employees at jobsite wholly without any refer-
ence or referral from the Union.
Although the clause is not artfully drawn, it seems to
mean that the contracting employers can (perhaps must)
hire employees despite the absence of a "reference of re-
ferral from the Union," thereby indicating that the hiring
hall is not an "exclusive" one. At the hearing, however,
business agent Smith testified that his understanding of
the clause was that it requires an Association employer
"come to [the Union] for all of its employees, cement
masons, and no other source." Edgar Olson, president of
the Association, was asked at the hearing whether
"Local 121 is the exclusive source for the cement finish-
ers," and he replied, "They're the ones we would first
call, yes."
Despite this testimonial indication that the parties be-
lieve that they contractually established an exclusive
hiring arrangement, the evidence suggests otherwise. Al-
though, in point of fact, nearly all hiring of cement
masons by Association members is accomplished through
union referrals, there is testimony here relating to a
number of jobs obtained by one of the Charging Parties
and others as a result of directly approaching employers,
and no evidence that business agent Smith, who surely
was aware of these transactions, complained or took any
action in retribution.4
Smith testified, in fact, to his
knowledge that "many times" contractors will hire em-
ployees directly; although he considered such hiring con-
trary to union policy, he obviously has done nothing
about such occurrences.
a Because two of the principal players are surnamed Tubbs, I shall
hereafter refer to them by their first names to avoid confusion.
4 For example, in June 1980. Francis Tubbs was directly hired by a
foreman working for Kettlehut, Edgar Olson's firm, into a job which
lasted 6 weeks. There can be no question that, in this close-knit communi-
ty. Smith was cognizant of this employment.
194
LOCAL NO. 121, PLASTERERS
Given this evidence, and the most reasonable interpre-
tation of the contract language, it is difficult to say that
an exclusive hiring hall existed. 5 For the present purpose
of assaying the status of the hiring hall as "exclusive" or
"nonexclusive"-i.e., to determine if the Union's refusal
to refer employees had the necessary effect of precluding
an applicant from obtaining a job, and if, accordingly, a
discriminatory failure to refer violated Section 8(b)(2)--
the salient question should be whether, as a matter of
practice, the putative employer and employee would
have felt constrained to forgo consummating an employ-
ment relationship absent a union referral. That is obvi-
ously not the case here. 6
The character of the hiring hall is not, however, a
very significant question here. As counsel for the Gener-
al Counsel points out on brief, the Board has held that,
even where a union only offers nonexclusive referral as-
sistance to its members, the union's failure, in rendering
such assistance, to "act in an 'even-handed' manner
toward all its members without discrimination based on
the exercise of Section 7 rights" constitutes a violation of
Section 8(b)(1)(A) (although not of Sec. 8(b)(2)). Hoisting
and Portable Engineers, Local iVo. 4 and Its Branches of
the International Union of Operating Engineers (The Carl-
son Corporation), 189 NLRB 366, 367 (1971); Chauffeur's
Union Local 923. International Brotherhood of Teamsters.
Chauffeurs,
Warehousemen and Helpers
'.4 America
(Yellow Cab Company. Yellow Cab Company of Alameda
County and .4irporiransit). 172 NLRB 2137, 2138 (1968).
Thus, if either Tubbs was denied referral as a reprisal
against the exercise of protected rights, a claim *will lie
under Section 8(b)(1 )(A), and the same remedy that
would be appropriate for a violation of Section 8(b)(2)
will obtain. The Carlson Corporation. supra, 189 NLRB at
367, 376-377.
It. TMIY Atl I
(iAr I ONS RiI
\t iN(i
T10 It RON rtUBBs
The complaint alleges that since on or about August
13, 1980, Respondent has unlawfully refused to refer
Leroy Tubbs to work because he "criticized the officers,
policies, and procedures of the Respondent and for other
discriminatory and arbitrary reasons."
In March 1979, Leroy Tubbs enrolled in the joint ap-
prenticeship program sponsored by Respondent and the
Association. and became a union member at that time.
Because he had received some informal training from his
father, he was awarded 500 hours toward the 6,000
hours needed to graduate from the program.
I ecroy worked at various jobs thereafter, all of them
by referral from, or- with approval of, business agent
Smith. Ilis career was not unmarked by disharmony. He
quit the first Job after
or 4 months because the carpen-
ter foremen.
h(ho had no jurisdiction over him., kept
"harassing" him b\ saying that he "w'as not doing [his]
job, [he] was standing around all the time." On another
s 'i he fact that, a. discussed It/nr,. Respondent reqlire'. all empltoyees
to he meminers
if the Union dote.
not mean, as the General
Counlsel
seems to contend. that the hiirinl h/ll is aln exclusive oine.
l'h pratlie
ofa Ihe p. rtics is a rele rtlnt consideration in determining
tht nature of the hirilrg arrangement Local linion N\.
174. Inrnatiornal
Brotherlihid i/ Iamn tlr,. C hauleiduars. Har, houtenten and I/l/peri o' Iler-
ica. Indepn, dentr t1i, i
'i
t
rag,' 'r Inl JI 22 h NI RI h9(). h', Il (it'17h)
job, on which his father was the foreman, the superin-
tendent became unhappy with a piece of work and laid
off the entire crew, including Francis Tubbs, after about
3 months' employment. In August 1980, Leroy worked
for about a week at a union-referred job and, on being
laid off for lack of work, was told by his foreman that
the superintendent had been unhappy with his perform-
ance because he was not helping to sweep, a duty which
Leroy thought to be a laborer's task. On August 12, in a
call to business agent Smith, Leroy told Smith about his
criticism; according
to Leroy's
undenied
testimony,
Smith said not to worry about it, and sent him to a I-day
job on August 13.
At the end of that day, Leroy and Smith talked about
another referral. Smith assigned him to a job in Logans-
port. During the conversation which followed, Leroy
complained about the fact that, in his work that day, he
had been sent home at the regular quitting time when
other finishers had been allowed to work overtime,
which Leroy conceived to be contrary to the bargaining
agreement. Apparently Leroy asserted to Smith that he
was as competent as a journeyman trainee who had been
allowed to stay, and Smith replied that Leroy "didn't
know how to do [his] job and [he] didn't know how to
finish concrete." Leroy told Smith that the latter was
"full of shit," and said that "if people complained about
my work, why don't they tell me about it at the time I'm
not doing it or whatever I'm doing wrong. Why do they
wait until afterwards and then jump my ass about it?"
In the ensuing argument, Leroy accused Smith of
having a grudge against him "because I wouldn't kiss his
ass, kiss the Union's ass," and, expanding on this subject,
told Smith that he "felt the Union was fucked up be-
cause they run it the way they want. They do-they
don't care how we feel, they just run it the way they
want." Smith denied the accusation. Smith then told
Leroy not to go to the Logansport job, and the conver-
sation ended. As of the time of the hearing, Leroy had
been referred to no more jobs by Smith.
The complaint further alleges, in separate counts, that
Respondent violated Section 8(b)(l)(A) when, on August
19, "acting through William P. Smith and the members
of the joint apprenticeship committee . . . [Respondent]
threatened to terminate the apprenticeship of' Leroy,
and when, on August 19, "acting through William P.
Smith and [Union President Jorden] Burke, at a meeting
of the Joint Apprenticeship Committee [Respondent]
threatened to utter false information against its members
if they filed charges under the Act."
The record shows that. in the August 13 phone con-
versation, Smith said something to Leroy about conxen-
ing an apprenticeship committee meeting. and, on August
15, leroy was notified that he was required to attend a
special
meeting of the apprenticeship committee on
August 19. Twvo other apprentices (of the 10 or so then
being apprenticed) uwerc also called before the commit-
tee
The committee was composed of Smith, Respondent
President Jorden
Burke,
Respondent
Vice President
Charles Taylor, and member Pete Belanige. At the meet-
ing, after Smith criticized Leroy's work performance.
195
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
saying that "there was not a single contractor that they
could send [him] to because no one wanted [him]," he
recommended that Leroy look for some other line of
work. Leroy replied that, if he was kicked out of the
Union, he would file charges with Labor Board. He was
told that if he did so, "they'd bring up that I had a bad
discharge and I lied on my application about my stom-
ach problem." On August 25, Leroy
filed his charge
with the Board.
The foregoing is based on the testimony of Leroy
Tubbs, confirmed in material aspects by William Smith.
Thus, Smith agreed that on August 13, he first told
Leroy to report to the Logansport job and later rescind-
ed the referral, and he acknowledged that, during the
conversation, Leroy had "started to complain about how
[Smith] ran the Union . . . and how [Smith was] running
the hiring hall." Furthermore, Smith made it clear at the
hearing that Leroy's August 13 criticism, in part, caused
him to withdraw the Logansport assignment. Asked if it
was a fact that the reason he told Leroy not to go to
Longansport was "because
he complained about the
Union as to how you ran it," Smith replied, "As you
stated, yes, with . . .
in conjunction with the previous
reports that I've had from him."
There can be no doubt on this record that Leroy's
condemnation of Smith and Respondent during the tele-
phone conversation was the critical factor which led to
the recission of the August 13 assignment, to the conven-
ing of the apprenticeship committee meeting on August
19, and to the failure of Leroy to receive referrals there-
after. There is, it is true, a fair amount of evidence in this
case that Leroy was far from a stellar apprentice; al-
though I thought that some of the evidence was exagger-
ated
some perhaps
even
fabricated,
Leroy
himself
seemed to concede that he had had problems, by quoting
himself as having complained to Smith on August 13 that
some employers would "wait until afterwards and then
jump [his] ass about" his work.7 Leroy also testified that,
prior to August 13, he had called Smith to complain that
he was not getting his fare share of work.
Nonetheless, despite the fact that Leroy,
to Smith's
knowledge, had had problems with some contractors and
had complained to Smith perhaps more than Smith cared
to hear (indeed, had done so on August 12, saying that
the sweeping requirement imposed on that day was in
violation of the collective contract), Smith was perfectly
willing to send Leroy
to the Logansport job as of
August 13. What turned Smith around, and made all the
difference, was that Leroy
at that time "complained
about the Union as to how [Smith] ran it." Elsewhere,
Smith testified, "And it wasn't a matter of him chewing
me out that I just took a grudge upon him not to send
him, it was the fact that his attitude and the statements
that he made concerning the way that myself and other
members of our Union were running a local or conduct-
ing business were just out of hand and we weren't doing
things right."
7 On the other hand. Leroy testified about some jobs which he had
worked free of criticism; and the record shows that, in May 1980. he was
employed by a firm called Place Crete., which was sufficiently impressed
with Leroy to ask him to work on a full-time basis for several weeks in
Ohio.
That castigation led not only to the recission of the
Logansport referral, but, as well, to Smith's decision to
call the apprenticeship committee meeting. Smith himself
conceded that the meeting was held in direct response to
Leroy's criticism. At the hearing, he testified he "called
the meeting in respect to what Leroy had said about me
running the Union and also because I was unable to refer
him out to other contractors because they had requested
not to send Leroy
on their jobs." This last reason is
clearly untrue in view of the fact, inter alia, that Leroy
had worked for Wilhelm Construction and Building Sys-
tems (see G.C. Exh. 5), and was about to be sent to May-
nard Brothers in Logansport,
all in the first 13 days of
August.
8
It is clear from the evidence that the meeting was
prompted
predominantly
by Smith's indignation
at
Leroy's criticism; the inclusion of the other two appren-
tices on the agenda (one was told that his work was
below par and he was put on 30 days' probation; the
other was informed that his performance had been the
subject of critical comment) was an afterthought." Smith
conceded at the hearing that, at the meeting, the commit-
tee told Leroy that he should look for work elsewhere,
and he answered "yes" to the question whether "the
reason you told him to seek other employment was in
part based on the conversation you had with Mr. Tubbs
on August 13 where he criticized the Union." It is quite
apparent that, had it not been for that conversation, the
meeting of August 19, and the advice to Leroy
at that
meeting that his future in the program was dim, would
never have occurred. '
a Leroy also testified rather convincingly to other August jobs prior to
August 13, but they are not reflected
in GC. Exh. 5 The fact that Leroy
did work for Wilhelm in August casts some doubt upon the testimony of
Stanley Mortensen that, after Francis and Leroy had worked for him in
"June or May" 1980 while he was foreman for Wilhelm, he called Smith
and "told him I didn't want them on the job anymore." G..C Exh. 4. the
daily register maintained by Smith, shows that Leroy
was referred to
work for Mortensen after calls made by him on July 22 and August II.
Smith's testimony on the subject of the managers and foremen who had
barred or complained about Leroy did not allude to Mortensen
The record shows that Leroy
quit Sollitt Construction in 1979 and
was, in effect, discharged, with the rest of his crew, from Kokomo Indus-
trial Contractor in February 1980. and it seems likely that Smith thought
that these employer' would not want to reemploy him. He named two
other companies whose managers. he said, had told him that they did not
wish to reemploy Leroy. Although he also mentioned other companies
whose foremen had "complained"
about Leroy.
he continued to find
work for Leroy. until August 13.
9 The record shows that the union vice president and apprenticeship
committee member. Charles Taylor, on some unknlown
date. evaluated
apprentice Winningham on work observed by Taylor between June 1-15.
1980. Taylor "recommend[edl dismissal" of Winningham
Nothing was
done about Winningham until the August 19 meeting, when he was put
on probation for 30 days. As of the hearing. Winningham was still work-
ing profitably at the trade.
Smith testified that it was unprecedented to hold a meeting in which
apprentices were put on probation or "kicked out." The meeting was also
seemingly irregular because none of the employer members of the joint
committee were in attendance. While Smith testified that there can be a
"committee meeting of' just the Union representatives when you've got
problems within your own-your own members to try to iron out." it
hardly seems that a meeting in which one apprentice is advised to leave
the program and another is put on probation would appropriately be clas-
sified as involving only intraunion problems.
'o Smith testified that. in notifying the other committee members of
the meeting, he had "possibly" told one of them about Leroy's criticism
Continued
196
LOCAL NO. 121. PLASTERERS
It is evident, therefore, that had it not been for Leroy's
verbal assault against the Union on August 13, (1) there
would have been no August 19 meeting, and (2) Leroy
would have worked at not only the Logansport job on
August 14, but, as well, at other union-referred employ-
ment thereafter. I
As the Court of Appeals for the Second Circuit noted
in N.L.R.B. v. Local 485, International Union of Electrical
Workers, 454 F.2d 17, 21, fn. 6 (1972), "the right to criti-
cize union leadership" is "clearly protected by Section 7
of the Act."'2 The retaliation against Leroy for engag-
ing in such criticism thus encroached upon protected ac-
tivity. Smith may have harbored ill feelings against
Leroy because of his earlier complaints, and may have
held a low opinion of Leroy's skills and work attitude,
but it is plain that what provoked him to effectively
remove Leroy from the work force was activity in
which Leroy was legally entitled to freely engage.
I find, therefore, that Respondent, by refusing to refer
Leroy Tubbs to work on and after August 14, 1980, vio-
lated Section 8(bXl)(A) of the Act. It is true that, after
August 13, Leroy did not, until April 1981, expressly re-
quest referral. Unquestionably, however, Smith knew
that Leroy desired work as much on October 14 or De-
cember 14 as he had on August 14. Smith testified that,
while the general practice is that employees call him to
say that they want work, that is not necessary if he
knows that they are not employed.'3
It is obvious that,
when Leroy filed his charge on August 25, Smith knew
that Leroy wished to work; that when Smith met with
Leroy in November in an attempt to settle the present
litigation, Smith knew that he wished to work; and that
when Leroy sent Smith a registered letter on April 7,
1981, announcing that he was "still available for work,"
Smith knew that he wished to work. Despite the last-
mentioned formal notice, Respondent had still obstinately
refused, as of May 6, the day that Leroy testified, to
offer him a referral, even though, so far as the record
shows, Leroy has not been officially removed from the
apprenticeship program. 14
As indicated above, the complaint alleges that, on
August 19, the committee unlawfully "threatened to ter-
minate the apprenticeship of' Leroy Tubbs because of
of the Union. Further, in a tape-recorded interview between Smith and a
Board agent. Smith staled that the decision to notify Leroy to seek other
employment was "actually made" on August 13. after the phone conver-
sation in which Leroy "belittled myself as to I wasn't running things
properly."
I Leroy's filing of an unfair labor practice charge against the Union
on August 25 undoubtedly extirpated any faint hope that might have re-
mained of his receiving future referrals. When Smith was asked at the
hearing whether, after August 13. he had considered. but decided against.
referring Leroy to employment because he had "filed charges with the
Board," Smith answered simply. "I'm not sure"
12 Accord: Pipeline Local Union No. 38. etc. (Hiancock-Northwest. J. V).
247 NLRB 1250 (1980); Chauffeurs Union Locol 923. International Broth-
erhood of Teamsten. Chauffeurs.
Warehousemen and Helpers of America
(Yellow Cab Company. Yellow Cab Company of Alameda County and Air-
porTransit). supra.
II Testimony of Smith.
14 Leroy testified that he had not called Smith for a referral after
August 19 "because I knew there'd be an argument." Pipeline Local
Union No. 38 (Hancock-Northwest. J V.). supra.
247 NLRB 1250. recog-
nizes that continual reapplication is not required when it would be
"futile" to do so. Leroy's anticipation that a request would be futile was
eminently justified.
the criticism he had leveled at Smith and Respondent. I
find the "threat" characterization arguably inappropriate.
Smith was, as it turned out, beyond "threatening" Leroy;
by the time the statement that Leroy should search for
other employment was uttered by Smith, he had already
concluded that Leroy must be jettisoned. 5 The commit-
tee's announcement of its recommendation that Leroy
look to other fields for work seems more properly
termed a declaration that Leroy's apprenticeship had
been de facto revoked. Since the declaration was proxi-
mately caused by Leroy's protected activity, Respondent
thereby further violated Section 8(b)(1)(A).
Finally, as earlier stated, the complaint alleges that, at
the apprenticeship hearing, Smith and Burke "threatened
to utter false information" against Leroy if he carried out
his stated intent to file charges with the Board. Leroy
testified that, when he threatened to go to the Board if
he was eliminated from the program, he was told that if
he did, "they'd bring up that I had a bad discharge and I
lied on my application about my stomach problem."
Although Smith did not recall that this threat had
been uttered, he testified that "possibly" it had. I have
little doubt about the accuracy of Leroy's testimony.
Confirming evidence is found in Francis Tubbs' testimo-
ny that, on October 8, Smith approached him and asked
about Leroy's military discharge and his doctor; Smith
testified that he "possibly could have" asked Francis
about these matters at that time. Smith conceded that on
January 5, 1981, he wrote Leroy to ask for copies of his
discharge and medical records. When asked at the hear-
ing why he wanted the records, Smith's answer at first
sounded as if he had wanted to explore the possibility of
a Veterans Administration subsidy for Leroy, a rather
unlikely explanation, but he later denied such a purpose,
saying that he had wanted to investigate a "problem"-
not the "problem" of Leroy's filing unfair labor practice
charges, but rather the "problem" of his "being sick and
not able to work, laziness on the job, and not physically
. . . [being able] to do the work." Since Smith said that
he had first been made aware of Leroy's sickness in Jan-
uary 1980, since he had never previously thought it
useful to investigate that problem, and since, as of Janu-
ary 1981, Leroy had not worked for 5 months, the expla-
nation is not very satisfying. '
Leroy testified that he had received a discharge from
the military service under "other than honorable condi-
tions." The apprenticeship application he filled out in
March 1979 asked about previous military service, but
nowhere inquired about the nature of the applicant's dis-
charge. Leroy further said that his stomach ailment did
not begin until August or September 1980. The commit-
tee in fact exhibited preexisting awareness on August 19
that Leroy's discharge had been less than honorable; no
steps had been taken to act on that knowledge until
Leroy indicated an intention to file charges with the
Board. It seems clear that the threats by the committee
"s Webster's New Collegiate Dictionary (1977) defines a "threat" as
"an indication of something impending."
II Smith was a cleancut and earnest young man, but an examination of
his whole testimony leads me to believe that he was not always a reliable
witness.
197
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
to "expose" Leroy's "falsification" of his application, and
thereby to tarnish Leroy's name, should he carry out his
threat to seek the Board's protection, constituted unjusti-
fied coercion against Leroy's statutory right to file
charges. I conclude that Respondent thereby violated
Section 8(b)(1)(A).
i1. THE A.LF EGATIONS PERRTAINING TO FRANCIS
TUBBS
The complaint alleges that Respondent discriminated
against Francis Tubbs by failing and refusing to refer
him to work in and after June 1980, because he "filed
charges and gave testimony under the Act."
Francis has been in the trade and a member of Re-
spondent since 1966. It would appear that Francis had no
notable complaints about the operation of the Union or
the referral system until 1980. In February of that year,
as previously indicated, Francis and his crew were laid
off from a job. Francis asked Smith to investigate the
layoff. When Smith replied that it "wasn't this job" to do
so, Francis filed a charge against Respondent with the
Board on March 6. A few weeks later, he had a tele-
phone conversation with Smith about the charge and
was told that "if I pursued the charges that my work
would slow down, which it did." 17 After sober consider-
ation of this prophecy, Francis withdrew the charge on
March 16.
In Francis' opinion, the withdrawal served no pallia-
tive function. and, on October 9, he filed another charge,
alleging that the Union, since March, had discriminatori-
ly denied him referrals because he had "filed charges
with the National Labor Relations Board." The com-
plaint issued by the Region on November 26 made the
same claim, except that it dated the commencement of
the unfair labor practices as "on or about June 1., 1980."
No explanation was offered at the hearing for the
choice of the June date; Section 10(b) of the Act would
have permitted allegation of a period of discrimination
extending back to April 9. Counsel for the General
Counsel does not comment on brief about this question;
the closest he comes to naming an effective commence-
ment date, seemingly in disregard of the logical choices
of March or June, is a passing reference to April, as set
out more fully below. These unexplained inconsistencies
present a problem of analysis which some attention or
explanation by the Region might have prevented.
The evidence indicating that Respondent bore ill feel-
ings towa;d Francis, and therefore may have been of a
mind to reduce the work coming his way, is substantial.
The first item of such evidence lies in Francis' undenied,
and credited, testimony that Smith told him in March
that if he "pursued the charges that [his] work would
slow down." As the General Counsel points out, it can
be argued that the March 26 withdrawal of charges
would logically have ameliorated the rationale underly-
ing that threat; but it can also be contended that an all-
too-human residuum of hostility toward Francis could
have persisted even after the withdrawal, and, further,
'7 Smith xsas not asked ;it the hearing tI clrlmnenl
on his tesimonn
I
credit Francis.
that the charge filed by Francis in October would have
triggered a like state of mind.
Second, in October, after Leroy had filed his charge in
August, Smith accused Francis of being behind "what
Leroy was doing," and Smith told Francis that "he was
going to do what he had to do."' 8 Smith's belief that
Leroy was acting as Francis' pawn in thus attacking the
Union was unquestionably; a breeding ground for hostil-
ity toward Francis; and since it is clear that Smith was
sensitive to such attacks, as witnessed by his treatment of
Leroy for having criticized the Union, it could well be
that he would have been equally prepared to discrimi-
nate against Francis. 19
Third, on September 9, Respondent's president, Jorden
Burke, filed an internal union charge against Francis, al-
leging that, on a July 29 job, Francis had not performed
in a "workmanlike" manner, contrary to the Union's
constitution. The complaint alleges, as an independent
violation of Section 8(b)(l)(A). that Burke preferred the
charge because Francis "filed charges and gave testimo-
ny under the Act." If the violation is substantiated, it
might also show a hostile mind set against Francis by
union officials which would tend to support the claim of
a union desire to retaliate against Francis in his employ-
ment. I shall, accordingly, now address this subject.
Again, however, I must advert to a procedural prob-
lem. At the hearing, when counsel for the General Coun-
sel began to elicit testimony about two union trials held
in October and December on Burke's charge against
Francis, I asked why he was doing so, since the com-
plaint alleged as unlawful only the September filing by
Burke. Counsel explained that the later events would
tend to show that the September filing was wrongfully
motivated, but he specifically declined to amend the
complaint to allege that the hearings (and the eventual
imposition of a suspended fine of $50) were themselves
violative. While it is possible to prove an earlier motive
from later events, it would seem logical to allege also
that the subsequent related occurrences were part of a
continuum of wrongfully behavior. Sinice the General
Counsel has chosen not to do so, any consideration of
the later events should be strictly limited to their tend-
ency to establish an improper motive behind the Septem-
ber preferring of charges.
I should also note that, although the complaint, as set
out above, attributes the preferring of the internal union
charge to the fact that Francis "filed charges and gave
testimony under the Act," the most rational argument on
the facts, and the only one that the General Counsel
makes on brief. is that the September union charge was
n' Asked at the hearinlg A helher he had accused
r;anciis of instigating
the charge filed h) . ro\. Smith firsl
tated. "I don't think that I said
that." then. "I did no! saN th " thlen. "I don't recall saying that," then.
that he "could hasle slid it'' and. finally, that it 'sas "very possible" I
credit Francis' testimony
"I
rirancis and lecroy also
o
reCdhl)
testliied that. after the apprentice-
ship colmmittee meeting ended on Augut I9. Francis approached Smith
to ask for a Awork referral Smith told Francis "not to tlump on him, he'd
been gelling complaints about nmi
ork"
Vice P'residenit ITalor then
called Francis a "D)ick
iBostic" ' Srith testified that "[i]j
secm, like"
Taylor made suich a cominiiii. although he
as not
sire
ItHo
lic,
the
record shos.,, had filed a complail
il hlln Ihe I iocal sith the Iliterniation-
al a stcar r r two before
198
LOCAL NO. 121, PLASTERERS
responsive not to the NLRB charge filed by Francis in
March, and then withdrawn, but rather to the NLRB
charge filed by Leroy on August 25. Certainly, Burke
did not file his complaint in September because of the
withdrawn March charge. The obvious relationship here,
if any, is between Leroy's August charge and Burke's
September charge, and the obvious question raised by
the sequence of events is why, if Burke was upset about
the manner in which Francis had performed work on
July 29, did he not prefer a charge against Francis at the
union meeting of August 12, waiting instead to do so at
the September 9 meeting, which happened to be the next
meeting after Leroy filed his charge with the Board on
August 25?
The answer given by Burke to this question was that it
was his understanding that a presiding officer such as
Burke must step down from the chair and relinquish it to
the vice president in order to personally initiate such
new business, and that the absence of Vice President
Charles Taylor from the August meeting made that pro-
cedure impossible. 20
But Burke elsewhere testified that
"any member of the executive board can sit in as presi-
dent or vice president . .. .[if
they were appointed
properly or either [sic] by me to do so," a statement of
belief which contradicts his expressed opinion that only a
vice president can serve in the place of a president.
The record shows that business agent Smith was at the
August meeting. Burke testified that Smith is a member
of the executive board. Respondent's "Constitution and
By Laws" provides, "In the absence of President and
Vice President, Board Members shall act as President or
Vice President in order of their election." Smith was, it
would therefore appear, entitled to "act as President" at
the August meeting, and Burke, as indicated, understood
that possibility.
Although I cannot say with absolute certitude that
Burke was dissembling here, the entire situation leads me
to believe that Burke's professed fidelity to Robert's
Rules of Order did not play a key role in his failure to
prefer charges against Francis at the next meeting after
Francis' asserted work derelictions. If Burke had been
truly affronted by Francis' job performance on July 29,
to the point of desiring to prefer a charge against him, I
think he would have preferred the charge on August 12,
appointing Smith as president pro tem if he thought it
necessary; the delayed filing on September 9 strongly
suggests that
an intervening cause-Leroy's NLRB
charge-played a major role.
This is not to say that there may not have been some
basis for criticism of Francis' performance on July 29.
There is abundant, and conflicting, evidence about the
manner in which Francis did his work on July 29, with
Burke claiming that Francis performed deficiently in sev-
eral respects: failing to assist the other employees in
throwing masterplate dust, failing to assist the others in
beating some edges which were hardening in the sun
while taking a 45-minute lunch, and making two grading
20 The General Counsel's claim on brief that "the minutes of the
August union meeting reflect that Vice President Taylor was present" is
plainly wrong. The minutes list four officers, two of whom are shown as
"P" and two of whom are shown as "A." Taylor's designation of "A"
clearly indicates that he was "absent." not "present"
errors. Vice President Taylor, who was on the same job,
serving as foreman, generally corroborated Burke's testi-
mony (except for a lunch estimate of 35-40 minutes), and
added that Francis had also left a water mark which had
to be redone. At the hearing, Francis conceded having
left the water mark, but was not asked about the grading
errors or the failure to assist in masterplating. He said
that he took only a 20-minute lunch after Taylor had
given him permission, and Taylor's concession that he
told Francis to "eat, if you have a chance," may indicate
that there was not as much obvious need for an extra
hand as Taylor and Burke implied.
I accept the detailed testimony of Burke and Taylor
about the grading problems, and Francis conceded the
water mark error. I very much doubt the 45-minute
lunch estimate given by Burke (recalled as 5 to 10 min-
utes less by Taylor), and I am not convinced on the evi-
dence as a whole that it would have been reasonable for
Burke to think that Francis was derelict in failing to help
throw the masterplating dust or in failing to assist in
beating edges. Although Foreman Taylor testified that
he spoke to Francis about the grading and the water
mark, he did not in any other way chastise or correct
Francis. While his explanation-that he "didn't want a
confrontation"-is not inconceivable, it does not seem
likely that a foreman who felt authoritative enough to
tell Francis to rectify some errors would have been re-
luctant to say that he should assist others in performing
specified work.
I do believe, in other words, that Burke disapproved
of aspects of Francis' work on July 29, but I do not be-
lieve that it was the kind of performance that, in the or-
dinary course of things, might have provoked the filing
of an internal charge against a veteran journeyman. Mis-
takes and complaints about workmanship are, as the
record shows, not uncommon; Burke himself testified
that he "receive[s] complaints about all the members."
The record indicates that such internal charges are a
rarity in this local. According to Smith, the last charge
had been filed at some time "previous to" January I,
1978, the earliest date covered by the General Counsel's
subpoena for such charges, but he gave no further infor-
mation as to just how much before that date the last
prior charge had been lodged. Taylor testified, with
some uncertainty, that internal charges had been filed "in
the middle to late 60's."21
I concluded, on the foregoing analysis of the suspi-
cious timing, the relatively minor nature of the offense,
and the rarity of such internal charges, that had it not
been for the filing of Leroy's Board charge in August,
Burke would not have preferred his union charge in Sep-
tember.2 2
The preferring of an internal charge by a
21 The manner of presentation of evidence at the two hearings also
suggests some hanky-panky, but I find the evidence on this point too
vague to warrant a definite finding in that respect.
22 There is, in fact. another event which might have contributed to
Burke's charge. On August 18, Francis wrote a letter to the president of
the International complaining about the manner in which the Local was
being run. The record does not establish when Respondent came into
possesssion of a copy of the letter but, since it is a Respondent's exhibit,
it is clear that the letter was forwarded to Respondent at some point. To
Contrinued
199
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
union official against a member in reprisal against the
filing of an unfair labor practice charge is violative of
Section 8(b)(1)(A), Local Union No. 13, an Affiliate of the
United Association of Journeymen and Apprentices of the
Plumbing and Pipefitting Industry (Mechanical Contractors
Association), 212 NLRB 477, 479-480 (1974); Internation-
al Brotherhood of Electrical Workers, Local Union No. 34
(Protection Alarms, Inc.), 208 NLRB 639, 641 (1974), 1
therefore conclude that Respondent violated Section
8(b)(1)(A) by Burke's filing of a charge so motivated. 2 3
The final incident which might have inclined Smith to
discriminate against Francis was the filing by the latter,
on October 9, of the charge underlying the present com-
plaint. Since Francis had been threatened with loss of
work by Smith when he had submitted a similar com-
plaint to the Board in March, there is no reason to be-
lieve that Smith would not have entertained a like retali-
atory intent in October. 24
While there is thus, as discussed, good reason to think
that Respondent might have chosen to penalize Francis
because of the protected activities engaged in by him and
his son, the thorny problem of whether Respondent actu-
ally translated such a desire into reality remains for con-
sideration.
On the present record, evaluation of whether Francis
was the victim of discrimination in referral is no simple
task. The referral system, for one thing, is a very loose
arrangement. There is no sign-in register. Smith testified
that, while many of the potential employees call to say
that they are available, he maintains no formal list of
such calls, although he may write them down in his daily
work register; Smith testified to a more basic list: "You
know who's available and who isn't."
Smith is never completely certain of the amount of
work which may be entiled by a particular job' occasion-
ally, a contractor will say that he has a short job which
stretches out for weeks. Apparently, Smith keeps no run-
the extent that the letter may have played a part in Burke's decision, it,
too. crnstitutes protected concierted activity, for the reasons explained in
conlnectiol v ith I eroy' case, supra.
i The colilplaitl also asserts that Respondent, acting through Smith,
violated Sec
(bh)(1)(A) by "threaten[ing] Francis Tubbs with excessive
fines because said employce had filed charges and given testimony under
the Act." Francis testified that, shortly before the first union trial of the
charge against him, he had a telephone conversation with Smith about
the charge i , which he "called Mr Burke a lame." Smith responded that
he was going to File a charge against Francis for his derogatory reference
to a felloa nmember. aiid "he told me to bring my check book with a lot
of money to the internal union trial." Smith testified that Francis' forego-
inig accoult was "defiulitely incorrect." but I do not believe that Francis
fabricated his tesliitnonll
On the other hand, I do not consider the state-
ment to he violatlie. unless one is to inflexibly deem any coimmeit by a
ulnion official relating to the wrongful charge to be itself independently
vilolative. The pentding charge, and the inherent potential of a fine, was
threat enlough: Smith's words on this occasion (which probably were
principally pros oked by the language used by Francis against Burkel
added lnothing subsiantive to the existing situation.
a2 Although the complaint alleges discrimination beginning in June
1980 because Francis "filed charges and gave testimony under the Act."
logically referring to the withdrawn March charge, the evidence gives
rise to broilder possibilities There is a predicate for an argument of un-
lawful motive not only stemming from the March charge, but also from
the charge filed by L eroy on August 25 (it will be remembered that
Smith accused Francis of conniving in that charge) and. as well. from the
charge filed by Francis which gave rise to the present complaint (the
issue of job referrals to Francis through March 1981 was litigated at the
hearing)
ning tally of the hours worked by the employees who
use the hall.
Smith said that he exercise a "certain amount of dis-
cretion" in deciding which employee will be referred to
a job. He looks to an employee's proximity to the work-
site (bearing in mind the fact that "a lot of guys . .
won't drive for one day's work 60 miles or so"); his age,
experience, and physical characteristics in relation to the
work to be done; his known personal preferences ("We
have guys that don't like to rub . . . [or] pour con-
crete"); and his previous relationship w ith the contrac-
tor. 25 Notably, Smith did not advert to a criterion of at-
tempting to equalize the work among the regular users
of the hall. Given these premises, detection of discrimi-
nation-that is, that one employee was preferred over
another for any invidious reason-is more difficult here
than it would be in appraising hiring halls run by given,
particularized, and measurable standards.
The General Counsel utilized two forms of proof in at-
tempting to establish that Francis' referral rate declined
significantly in 1980 and 1981. He began by having Fran-
cis testify from notes he had made about the telephone
calls to Smith from March 1980 on, and about his work
experience in the related period. When it became clear
that Francis was attempting to recall facts which were
purportedly set out in work records received in evi-
dence, this approach was more or less terminated. I
should point out that Francis' notes, now in evidence,
are obviously incomplete; they do not, for example, in-
clude references to referrals which other records show
were actually made to Francis.2 6
A more promising source of information about the
work performed by Francis and other employees using
the referral system are documents introduced by the
General Counsel. General Counsel's Exhibit 5 is a May
1979-October 1980 computer list of monthly reports
made by contractors for purposes of the dues-checkoff
system, specifically prepared for this hearing; General
Counsel's Exhibit 6 is a September 1980-March
1981
computer printout showing hours worked for insurance
26 The Board holds that "a union `hicl operaltes a hiring hall without
the use of objective criteria i
n aking referrals engages im arbitrary con-
duct that is violative of its duty of fair represenit;linill," Jouruvitienh
Pipe
Fitters Local No. 392, affilited with the United .I-iuriwl oif Jourreymen
and Apprentiresr of the Plumbing and Pipe.
itting ,induqrtv
,/ UIS. and
Canada. AFL-CIO (Kairer Engin-ers. Int .), 252 Nt RB 417. 421 (1980)
Whether the factors relied on hby Smitlh con I tute "obJcc etls criteria."
whether the foregoing principle applies to noiiexcluscie hiring halls, and
whether the present referral system is intrinllicall,: ,i,;iative of the Act
are issues not presented by the prescnt comlplaint ,'hile
it co,uld be con-
tended that the propriety of the systemn ha, been subjected to thorough
litigation, and is therefore ripe for adjudication under settled law, it is
clear from the General Counsel's brief that the G overnnrlmet did not
intend to brand the system as uilawful I"Ideally [the referral system]
may work well in this setting and may not be per %, illegal, however. it
does not negate the extreme likelihood of abuse by those Wielding such
power"). While I would concur in the latter sentimenll. it seems clear
from the entire quotation that tilhe General Counsel.
estcd v ith final au-
thority to issue complaints under Sec 1(d), has consciously chosen not to
complain about the manner in
hlch Rcspondemii's referral system is con-
stituted
26 I feel sure that Francis intended no deceptinn
here. particularly
since he must have known that his prior employment records were avail-
able for comparison
More likely, he simply failed to record relevant
data, and his memory of these short-term jobs proved unreliable
200
LOCAL NO. 121, PLASTERERS
purposes; and General Counsel's Exhibit 28 is a comput-
er list of hours worked by employees for the period Jan-
uary-May 1979.
These exhibits are quite awkward to use and analyze;
for example, General Counsel's Exhibit 6, which pur-
ports to show a summary of the hours worked by em-
ployees on a month-by-month basis, often contains hours
from other months or even years within the purported
monthly segregations, and caution must be taken in ex-
tracting data from these pages. The exhibits also appear
to be an incomplete depiction of total hours worked by
the employees who used the hiring hall. For one, they
do not show hours worked by employees for employers
who are not under contract with the Union, although
there may not be any of those. For another, I have found
at least one definite error in them, and there may be
others. 2 7
On the reasonable theory that one meaningful ap-
proach to determining whether Francis was the object of
discrimination
in
1980-81 is to compare
his hours
worked against the other employees for whom there are
reports, Respondent has, on brief, constructed a table
purporting to show Francis' hours worked for each
month between June 1980 and February 1981, and fur-
ther showing how those hours ranked on a monthly basis
against the other union members. Compilation of such a
comparison from the documents in evidence is an ardu-
ous task, but a casual review of Respondent's chart
shows that it is unreliable, containing fundamental errors
both favorable and unfavorable to Respondent.
Thus, Respondent shows that Francis worked only 8-
1/2 hours in August, but, as noted in the preceding foot-
note, the evidence indicates that he worked about 34-1/2
hours in that month. For September, Respondent counts
Francis as working 89-1/2 hours; while General Coun-
sel's Exhibits 5 and 6(g) show only 73-1/2 hours, Gener-
al Counsel's Exhibit 6(e) reflects an additional 86-1/2
hours for September, making a grand total for September
of 160. For November, Respondent shows that Francis
worked 208 hours, but in fact he worked only 113-1/2.
Respondent obviously drew its November total from
General Counsel's Exhibit 6(e), which is loosely labeled
"November 1980," but included within the 208 hours
there shown are 94-1/2 hours of work performed in Sep-
tember and October. There are similar obvious errors in
other months and other respects.
Although the General Counsel introduced all these
records, he has undertaken no anaylsis of them. His only
allusion to the raw data is cursory and conclusionary,
and he seems to rely primarily on his (accurate) percep-
tion that Francis worked less in 1980 than he did in 1979,
rather than on a comparison of Francis with other em-
ployees in 1979 and 1980, seemingly the more significant
measuring rods.28 The General Counsel's entire argu-
27 G.C. Exh. 5 shows that. in the month of August 1980, Francis
worked only 24-1/2 hours-8-1/2 for Colasanti Floors, Inc., and 16 for
Oland-Gates Construction Co But he testified that he worked for Wil-
helm Construction, an Association member, on August 29, and he had
with him the checkstub proving that he did so.
28 Quite possibly. all the employees could have worked more hours in
1979 than they did in 1980.
ment on the specific subject of comparative work is as
follows:
In examining the work records of Respondent, it
reveals that the number of hours worked by Tubbs
from April, 1980 until early 1981 decreased in pro-
portion to the number of hours he worked during
the same time period in 1979 (see G.C. Exhibits-).
[Sic.] Granted is the fact that the jobs F. Tubbs re-
ceived came through the hall, however, they were
of very short duration. An example of such as [sic]
seen in looking at the long term jobs he obtained
from June, 1980 to date. The only long term jobs
[sic] came in June, and he received that one only
because of the aid of his son. The other which he
was working on at the time of the hearing, came as
a result of Mr. Bostic interceding on his behalf
(tr.-). [Sic.] The rest of his jobs were approximate-
ly I to 3 days. One might argue that Respondent
had no motivation to retaliate against F. Tubbs after
he withdrew his charge. However, it should be
noted that during the months of April and May, as
testified to by Smith, jobs were somewhat scarce,
but even more so for Tubbs. As noted above, F.
Tubbs received his only long term job in June,
1980, and it lasted until mid July. In late July, he
worked some hours. The decrease in work was a
direct response by the Respondent
because F.
Tubbs filed charges with the Board in March, 1980
and again it was the impetus of protected activity
that was the cause, in view of the established and
continued hostility by the union toward F. Tubbs,
shown by the undisputed testimony of F. Tubbs of
his telephone conversation with Smith. His work
further decreased after the charges were filed by L.
Tubbs in August and thereafter. 29
This cavalier treatment of the records put in evidence
by counsel for the General Counsel may be open to sev-
eral explanations. One is that he has examined the
records and concluded that the evidence does not in fact
depict a significant disparity for Francis during the mate-
rial period (whatever that may be); in that event, the
complaint allegation should have been withdrawn. The
other inference is that counsel has chosen not to engage
in the tedious effort necessary to even attempt an analy-
sis of the evidence, leaving that chore to the Administra-
tive Law Judge instead. In such circumstances, there is
an almost irresistible temptation to say that, if counsel for
the General Counsel does not care to make the required
effort to demonstrate that the allegation has substance,
he may not appropriately pass that burden on to the trier
of fact.
It is my obligation, however, to "inquire fully into the
facts" as to whether Respondent has engaged in an
unfair labor practice. Section 102.35, NLRB Rules and
Regulations and Statement of Procedure, Series 8, as
amended. Moreover, as disucssed above, there is evi-
dence beyond the work records which suggests that Re-
spondent may have been tempted to discriminate against
29 The blank spaces shown are found in the original brief Most such
references in the brief haei not been filed in
201
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Francis. Accordingly, I have independently examined
the records in an effort to determine whether they dis-
close improper treatment of Francis.
As discussed, analysis of these computer printouts,
necessary to the threshold step of determining who
worked when, and for how long, is a laborious task re-
quiring considerable care to assure that the correct fig-
ures for the correct employee for the correct months are
entered into the tabulations. There are other problems.
They include determination of those employees against
whom Francis should be measured.
The record indicates that a number of employees work
exclusively, or almost exclusively, for only one employ-
er, who contacts the individual directly when he is
needed and without clearing each hire through the hiring
hall. Insofar as we are attempting to ascertain whether
Francis, who was not so allied with a particular employ-
er, was improperly deprived of his fairly anticipated
share of referrals, we probably should not compare the
fluctuations in his work with those of such single-em-
ployer employees, whose number, as the exhibits indi-
cate, is substantial.
There also appears to be a large group of employees
who worked only sporadically at the trade, since the
number of hours they worked clearly did not constitute
their principal source of income. The fact that such an
employee may work relatively greater amount in one
period than another would seem irrelevant to Francis'
case, for purposes of comparison of him with other em-
ployers.
I w ould think, in other words, that Francis is best
compared only against those other masons who, accord-
ing to the exhibits, work for a variety of employers for
substantial periods of time, month in and month out.
Another problem is the appropriate period or periods
in which to measure Francis' referrals against those of
other employees. As noted, the charge alleges that the
discrimination actually began in March 1980; the com-
plaint alleges June; and the General Counsel's brief refers
to April, the commencement of the 10(b) period. The
evidence suggests at least three potential triggering
events for discrimination: Francis' March 20 NLRB
charge, withdrawn on March 26; Leroy's August 25
NLRB charge; and Francis' October 9 charge.3 0 The
ideal analysis would be, I suppose, to compare the hours
worked by Francis against the hours worked by others
in his "steady free-lance" category on a monthly basis,
measuring Francis' relative ranking for each month from
June (or April) 1980 through March 1981 (the last month
for which we have records), and comparing those hours
and relative standings against the records compiled by
Francis and the other employees in the analogous
months 1979-80.'
:'° While the complaint alleges discriminlaion arising from the first
charge filed by Francis. the later possible issues have, I think, been as
fully and comprehenlsi.ely litigated as they can be in a case like this one,
and are therefore capable of adjudication See, e
Vegas Village Shop-
ping Corporutoln, 22q NL.RB 279. 2810 (1977).
:" Because moist of the -, ork is donle oulside, it is necessarily seasonal,
thereby precluding a preinise of ulnvarsing monthly employment oppor-
tunities for masoins
Unfortunately, having neither computer nor computer
programer at my disposal, I have been unable to con-
struct such comprehensive comparisons. In attempting a
more modest effort, I have first examined the raw hours
worked by Francis, as reported in the exhibits, in both
1979 and 1980, beginning in April of those years, in
order to make a judgment as to when, if ever, arguable
discrimination began. 3 2 The exhibits show no palpable
signs of variance until, I would say, October 1980.
Thus, in April 1979, Francis had worked a reported
109 hours33 ; in April 1980, he worked 119-1/2 hours.3 4
In May 1979, Francis had totaled 98-1/2 hours, and in
that month in 1980, 67-1/2.35 In June 1980, according to
Francis, he got a job with Kettlehut by direct engage-
ment, without Smith's help, and worked there in July as
well; the exhibits reflect a total of 242 hours for the 2
months on this job. Since Smith undoubtedly knew about
this employment, he obviously would not have attempt-
ed to refer Francis elsewhere, thus making it impossible
to test Smith's willingness to refer.
In August 1980, Francis worked about 34-1/2 hours36
by referral from the hall, as compared to 156 in August
1979. He testified, however, that he was out of town for
the first 2 weeks in August 1980, thus reducing his op-
portunity for referral in that month and conceivably
losing out on any long-term work which may have
become available during his absence. In September 1980,
Francis was referred to work amounting to 160 hours, 37
an improvement over the 125 hours shown for Septem-
ber 1979 in General Counsel's Exhibit 5.
The discrepancies for Francis beginning in October,
when, it will be remembered, he filed his unfair labor
practice charge, are more dramatic. His comparative fig-
ures appear as follow:
1979-1980
October 1979-240
November 1979-238
December 1979-178
January 1980-187
February 1980--111
1980-1981
October 1980-1171/2*
November 1980-1131/2
December 1980-881/2'*
January 1981-401/2
February 1981-34
*See G.C. Exh. 5 and G.C. Exh. 6(e).
**See G.C. Exh. 6(c) and G.C. Exh. 6(d).
'2 The figures given hereafter generally exclude fractional hours in
their computation, but not always.
.3 G.C. Exh. 28(d)
:4 G.C. Exh. 5(c).
35 The General Counsel errs, on brief, in stating that Francis worked
only "some 96 hours in April and May 1980,"
a6 See fn. 27, supru.
37 As noted earlier, G C. Exh. 5 shous a total of 73-1/2 hours at four
different jobs, and G C. Exh 6(e) shows an additional 86-1/2 hours.
202
LOCAL NO. 121. PLASTERERS
In each given month in 1980-81, Francis worked less
than 50 percent of the hours he had worked during the
same month a year earlier. The January 1981 total be-
comes somewhat less startling when the reader is made
aware that Francis was unavailable for work for the first
2 weeks in January; but the difference between the Janu-
ary 1980 figure of 187-1/2 hours and, say, 81 (hypotheti-
cally doubling Francis' true hours for January 1981 to
compensate for the missing 2 weeks) is still substantial.
Francis' own record for the two periods means little in
isolation, however. To be meaningful, comparison with
other employees sharing his work status is necessary. I
have therefore constructed a table comparing Francis'
employment for the 5 months of October-February in
1979-80 and 1980-81 against other "mutual-employer"
employees who worked at least 75 hours per month (or a
total of 375 hours) during the first such period.
Niame
Binion, E.
Bostic, R.
Bunch, K.
Byers, R.
Calhoon, M.
Denny, R.
Dozier, E.
Kniebes, B.
Kyle, Ch.
Kyle, Wm.
*McKinney, James
Phillips, G.
*Redinbo, J.G.
*Redinbo, J.R.
Riley, B.
Riley, Coy
*Smith. B.
Smith, W.
Snyder, Ch.
Snyder, J.
Swisher, J
Taylor, C.
Tubbs, F.
*Winningham, C.
10/79-
10/80-
2/80
2/81
724
649
469
601
701
453
627
511
615
919
607
848
682
649
881
876
809
519
619
406
534
533
954
662
305
430
323
305
490
579
432
543
378
880
519
808
472
441
343
251
737
719
555
238
261
452
394
479
*Apprentice. One of the two Redinbos is an ap-
prentice, but the record does not establish which
one. Whether there are other apprentices in the
list is uncertain; there are about 10 apprentices al-
together who use the hall.
These 24 employees represent only about one-quarter
of the total employees for whom hours are given in the
exhibits during the first period;3 8 those excluded, as indi-
cated, worked less than 375 hours during the first period,
worked exclusively, or almost so, for one employer, or
did not reappear for the second period.3 9
s8 For the years of 1979 and 1980. more than I50 names appear on the
exhibits as having worked reported hours.
39 Also excluded are a large number of employees who first appear on
the records in the second period.
As can be seen, Francis fared extremely well in the
first period; his 954 hours, in fact, gave him the most
hours of any of the 100 employees shown on the records
for that period (William Kyle was second with 919), and
the exhibits show that he received 18 assignments in that
5 months, an unusually large number. His performance in
the parallel time span in 1980-81 is, in contrast, surpris-
ingly lower, being 560 hours less than in the same period
of the preceding year; that difference requires some seri-
ous consideration.
As the foregoing table and the other records not sum-
marized here suggest, in 1980-81 there was a general de-
cline in the hours worked for a majority of the regular
employees; the source of the decline was presumably at-
tributable to the present economic climate. That down-
turn, it appears, necessarily would have had its effect on
Francis as well. Then, too, since Francis was unavailable
for work for 2 weeks in January 1981, it might be fairly
said that the 560-hour loss figure is somewhat exaggerat-
ed (perhaps by 40-60 hours) by that circumstance. 40
Still and all, a 500-hour decrease is a very substantial
one, perhaps statistically enough to constitute evidence
of discrimination against Francis. Several factors give me
pause, however.
One is that at least two other employees suffered de-
clines similar to that experienced by Francis, namely,
Coy Riley and Bernie Riley; they worked, respectively,
625 and 538 fewer hours in the second period than they
had in the first. The printouts show that the Rileys
worked in each month in the second period and thus
were presumably in the labor market during that time.4 1
The potential inference as to Binion, who dropped 419
hours between the two periods, is clouded; he may not
have been much available, since he did not work at all in
January.
The second factor is that Smith did not become the
business agent until January 8, 1980, or more than 3
months after the beginning of the first 5-month period
being evaluated here. As shown earlier, the two heaviest
months, for Francis, of that period occurred under the
regime of Charles Taylor, Smith's predecessor, and
Smith simply may not have been inclined to award as
many jobs to Francis as Taylor had seemingly been wont
to do. 4 2
Third, the October 1979-February 1980 period may
have been an unusual one for Francis, and could have re-
flected an extraordinary situation. As shown above, in
four of those months he worked substantially in excess of
a normal 40-hour workweek. For that reason, a record
showing more than I year of his prior work experience
would have been useful.
41 Francis also conceded that, in
December
1980. he chose not to
work on some days on which the weather was forbidding
41 Coy worked two jobs in October. four in November. two in De-
cember, one in January. and one in February. He testified that he worked
full time for Anderson-Miller at the Chrysler job in 1980 until it ended in
"the last part of '80." hut G.C Exh 5 shows him working at various jobs
throughout 1980. Bernie worked three jobs in October. four in Novem-
her. ati], in December. two in January. and one in February.
42 The fact that Francis worked 187 hours in January 1980 and III in
February does not detract from this speculation. since he was employed
during these months on the long-term job with Kokomo Industrial Con-
tractors which had begun in December 1979
203
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Fourth, there is a certain amount of luck involved
here; it would appear that a man might be sent out on a
2-day job on Monday, and thereby narrowly miss out on
a 3-week job which comes up on Monday to begin on
Tuesday. 4 3
Fifth, Smith testified that the hours of work shown on
General Counsel's Exhibit 5, the computer list main-
tained for the dues-checkoff system, would include work
which the employees obtained "outside of the hall." Pre-
sumably, this would also be true of General Counsel's
Exhibit 6. This fact makes analysis difficult, since it
means that the hours shown do not necessarily reflect re-
ferrals by Respondent, but could include work directly
obtained by employees.
Sixth, the list given above probably contains unidenti-
fied apprentices, whose situation is not comparable to
Francis'; the record suggests that apprentices may often
receive more work than journeymen.
While the overall 5-month decrease in hours for Fran-
cis is striking, a month-by-month examination of referrals
leaves one uncertain about Smith's method of assign-
ment. In October 1980, when Francis worked 117 hours
at four jobs, he was bested by many others on the list
given above, but in November, December, and February
(1 have omitted January because of Francis' 2-week ab-
sence in that month), his relative performance im-
proved.4 4
There are any number of possible explanations for the
figures for each employee: some may show badly only
because they chose not to work during a particular
"4: There is no indication that Smith would take the first man off the
first job and dispatch him to the second job, and vice versa, in such a
situation.
44 The conlparison is as follows:
Oct.
Nov.
Dec.
Feb.
Binion
Bostic
Bunch
Byers
Calhoon
Denny
Dozier
'Kniebes
Kyle, Ch.
*Kyle, Wm.
McKinney
Phillips
Redinbo, J.G
Redinbo, J R
Riley, B.
Riley, C
Smith
Snyder, Ch.
Snyder, J.
Swisher
Taylor, C.
Thornton
Tubbs, F.
Winningham
163
177
178
101
187
173
188
184
151
207
208
177
170
169
189
116
215
187
101
75
162
31
117
0
48
91
105
57
122
81
152
249
37
169
138
194
94
101
89
64
143
137
47
88
124
8
113
308
67
10
16
83
93
144
83
109
III
161
68
129
97
90
35
41
100
90
33
0
77
0
88
64
25
107
24
42
45
36
0
0
56
152
32
132
42
64
12
12
167
92
57
75
57
0
34
46
*These employees worked all their hours in these months for a
single employer. W. Kyle, in fact, worked fairly closely with one
employer throughout the period shown in the exhibits, although
not, I think, with sufficient exclusivity to be deleted from com-
parison with Francis.
period; others may have been assigned to jobs the tenure
of which turned out to be longer than expected. Given
the many variables in the setting,45 I am unable to con-
clude that Francis was the object of unlawful discrimina-
tion despite a profound suspicion that he may have been.
It may be that Francis' decline during the period is the
more dramatic because he was starting from such a high
point, a position, of course, which he may, for lawful
reasons, be required to lose. In addition to the problems
earlier noted, I suspect that the time period shown here
for deriving discrimination on the basis of a statistical in-
ference is too short; more than a year, perhaps two, after
October 1980 would, together with several years of
Francis' prior employment history, present a clearer pic-
ture.
The more direct and helpful approach to determining
the presence of discrimination, rather than relying on in-
ferences to be drawn from raw data in a complex referral
setting, would have been to question Smith about his re-
ferral choices during the relevant period. In evidence is a
daily log maintained by Smith which, in a rather disor-
derly fashion, shows most of the calls for referral of em-
ployees received by him, and the referrals he made in re-
sponse. It would have been helpful (although laborious)
for the General Counsel to question Smith about his rea-
sons for choosing to refer one employee over another to
particular jobs during the time with which we are con-
cerned, but no such inquiry sras undertaken, and the log
itself provides no basis for intelligent guesswork.
On the strength of the statistical data, accordingly, I
am constrained to conclude that the evidence does not
preponderate in favor of finding a violation, despite my
belief that Respondent may have been both inclined to
discriminate against Francis and capable of doing so, and
despite and abiding suspicion that it actually did so. It is
not enough for the General Counsel to show inclination
and capacity; although those factors help to make a
prima facie case, his proof must be rounded out by some
showing that Francis was actually adversely treated for
proscribed reasons. In some cases, statistics might suffice,
but these statistics, in this setting. are insufficient. I shall
therefore recommend that the allegation be dismissed.
I add a purely gratuitous note. The discretionary
manner in which the hiring hall is now operated makes it
possible for a business representative to act inequitably
and arbitrarily toward those employees who desire to use
its services. 46
While invidious action cannot be forever
disguised, and will eventually be exposed when subjected
to careful and detailed proof and scrutiny, it is obviously
preferable that a system be established which provides
some certainty that employees are being treated fairly
and which obviates the need for elaborate investigation
of complaints.
It does seem that the maintenance by the Union of
some sort of cumulative chart of hours worked, and of a
45 I include the fact some of the availahle swork during the relevant
period was with Sollitt Construction and Kokomio Industrial Contractors.
two firms which, Francis seemed to agree. no longr kwere potential em-
ployers for him.
46 While there is no definitise esidencc of fa..oritim to Snmith's ap-
prentice brother Bryan, his good fortune, as shown in the exhibits, seems
to attest to this possibility
204
LOCAL NO. 121, PLASTERERS
more systematic record of efforts made to contact em-
ployees, would offer the employees assurance that their
right to equitable consideration was being honored. In so
suggesting, I recognize that the kind of long-distance
hiring hall being operated here, involving jobs of indeter-
minate length, can never be expected to attain perfect
equity. It nonetheless appears that an effort toward that
end is a most desirable objective.
IV. THE CONTRACT PROVISIONS
The complaint alleges that two provisions of the con-
tract executed on June 2, 1980, violate the Act.
Section 28 provides:
In the interest of providing an opportunity of em-
ployment for all qualified journeymen Cement
Masons while at the same time securing a fair distri-
bution of employment for those journeymen who
reside within the area covered by this agreement, it
is agreed that at all times during the progress of any
and all jobs, 50% of the Cement Masons, if availa-
ble, employed by the Contractor, plus the odd man,
if any, shall have been members of the Local cov-
ered by this Agreement for the six months preced-
ing employment. The remaining 50% of the work-
ing force may be residents of the area or non-resi-
dents at the discretion of the Contractors.
Section 25, item 15, provides:
. . .When
a job is started without a mason being
employed, said job shall be unfair to the Local and
when a mason is called out to said job, he shall be
paid the difference in wages from the time the job is
started until he arrives on said job.
Business agent Smith testified that Respondent en-
forces both contract clauses; he went further and stated
that Respondent, apparently on the basis of his construc-
tion that the word "mason" in the second clause means a
member of the Local or International Union rather than
a member of the generic craft, requires that "all" masons
employed by an employer be "Union members," unless
no members are available.
Both clauses are clearly unlawful. A clause virtually
identical to the first set out above was conceded to be
improper in Plasterers' Local Union No. 32 (McCroy and
Co., Inc.), 223 NLRB 486, 490, 491-492 (1976), and the
second clause is equally flawed. Moreover, in view of
Smith's sweeping testimony to the effect that Respondent
enforces these clauses so as to require that only union
members may be employed, unless no members are avail-
able, in apparent disregard of the strictures of Section
8(f), it is appropriate to issue a remedial order predicated
on that testimony.
CONCLUSIONS OF LAW
1. Respondent is a labor organization within the mean-
ing of Section 2(5) of the Act, and it is appropriate for
the Board to assert jurisdiction in these cases.
2. By refusing to refer Leroy F. Tubbs to employment
on and after August 14, 1980; by effectively advising
Leroy F. Tubbs on August 19, 1980, that he would no
longer be referred for employment as an apprentice; by
threatening to malign Leroy F. Tubbs on August 19.
1980; by filing internal union charges against Francis A.
Tubbs on September 9, 1980; and by maintaining and en-
forcing section 25, item 15, and section 28 of the June 2,
1980, bargaining agreement with the Associated Building
Contractors of Lafayette, Inc., Respondent has violated
Section 8(b)(1)(A) of the Act.
3. The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
4. The General Counsel has not established by a pre-
ponderance of the evidence that Respondent has violated
the Act in any other manner alleged in the complaint.
THE RENIEDY
In order to effectuate the policies of the Act, certain
remedial action is necessary.
It is appropriate, of course, to require Respondent to
cease its discrimination against Leroy F. Tubbs and to
make him whole, with interest, for all loses incurred by
him due to Respondent's refusal to refer him to employ-
ment on and after August 14, 1980. See F. W. Woolworth
Company, 90 NLRB 289 (1950); Isis Plumbing & Heating
Co., 138 NLRB 716 (1962). and Florida Steel Corporation,
231 NLRB 651 (1977). 4 7
In addition, Respondent should be ordered to cease
giving effect to the contract provisions here found un-
lawful, and to further cease generally requiring prefer-
ence of union members over nonmembers by the em-
ployers with whom Respondent contracts.
Finally, a cease-and-desist order prohibiting Respond-
ent from engaging in the other conduct found unlawful,
and requiring it to post the customary notices, is also in
order.
Upon the foregoing findings of fact and conclusions of
law, and upon the entire record, and pursuant to Section
10(c) of the Act, I hereby issue the following recom-
mended:
ORDER 48
The Respondent, Local No. 121, Operative Plasterers'
and Cement Masons'
International
Association,
La-
fayette, Indiana, shall:
I. Cease and desist from:
(a) Discriminating against Leroy F. Tubbs or any
other applicant for employment by refusing to refer them
to work available under its employment referral proce-
dure in reprisal for their participation in concerted activi-
ties proctected by the Act.
(b) Maintaining and enforcing collective-bargaining
agreement provisions, or other policies, which afford un-
4' Compliance proxceeding will take account of the fact that, as the
record shows, Respondent could not reasonably have been expected to
refer Leroy Tubbs to certain employers due to past experience
48 In the event no exceptions are filed as provided by Sec 10246 of
the Rules and Regulations of the National L.abor Relations Board, the
findings, conclusions, and recommended Order herein shall, as provided
in Sec 102 48 of the Rules and Regulations. he adopted by the Board and
become its findings. conclusions, and Order, and all objections thereto
shall he deemed waived for all purposes
205
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
lawful preferences to union members for purposes of em-
ployment.
(c) When motivated by an intention to retaliate against
employees for engaging in activities protected by the
Act, advising employees that they will no longer be re-
ferred to employment, threatening to malign employees
for engaging in such activities, or preferring internal
union charges against them.
(d) In any like or related manner restraining or coerc-
ing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action deemed neces-
sary to effectuate the policies of the Act:
(a) Notify Leroy F. Tubbs in writing that Respondent
henceforth will not coerce or restrain him in the exercise
of his rights under the Act, and that it will henceforth
make employment referrals available to him without
regard to his exercise of such rights.
(b) Make Leroy F. Tubbs whole for any losses he may
have suffered by reason of the discrimination against him
as set forth in the section of this Decision entitled "The
Remedy."
(c) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all
payroll records, social security payment records, time-
cards, personnel records and reports, and all other
records necessary to analyze the amount of backpay due
under the terms of this Order.
(d) Post at its office in Lafayette, Indiana, copies of
the attached notice marked "Appendix." 49 Copies of said
notice, on forms provided by the Regional Director for
Region 25, after being duly signed by an authorized rep-
resentative of Respondent, shall be posted by it immedi-
ately upon receipt thereof, and be maintained by it for 60
consecutive days thereafter, in conspicuous places, in-
cluding all places where notices to members and appli-
cants are customarily posted. Reasonable steps shall be
taken by to ensure that said notices are not altered, de-
faced, or covered by any other material.
(e) Notify the Regional Director for Region 25, in
writing, within 20 days from the date of this Order, what
steps the Respondent has taken to comply herewith.
IT IS FURTHER ORDERED that the complaint be, and it
hereby is, dismissed insofar as it alleges violations of the
Act other than found herein.
49 In the event that this Order is enforced b, a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted hb
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."
206