264 NLRB 569
Daniel Construction Company, A Division of Daniel International Corporation
DANIEL CONSTRUCTION COMPANY
Daniel Construction Company, A Division of Daniel
International Corporation and North Carolina
State Building & Construction Trades Council,
AFL-CIO and Phillip L. Cobb and Charles
Vernon Dove, Sr. Cases I I-CA-9019, 11-CA-
9105, 11-CA-9246, 11-CA-9288, 11-CA-9343,
I 1-CA-9364,
11-CA-9365,
1 1-CA-9061, and
11-CA-9217
September 30, 1982
DECISION AND ORDER
BY CHAIRMAN VAN DE WATER AND
MEMBERS JENKINS AND HUNTER
On July 29, 1981, Administrative Law Judge
Bernard Ries issued the attached Decision in this
proceeding. Thereafter, the General Counsel filed
exceptions and a supporting brief, and Respondent
filed exceptions and a supporting brief, as well as
an answering brief to the General Counsel's excep-
tions.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings,' and conclusions of the Administrative Law
I Respondent has excepted. and the General Counsel has implicity ex-
cepted, to certain credibility findings made by the Administrative Law
Judge It is the Board's established policy not to overrule an administra-
tive law judge's resolutions with respect to credibility unless the clear
preponderance of all of the relevant evidence convinces us that the reso-
lutions are incorrect
Standard Dry Wall Products, Inc., 91 NLRB 544
(1950), enfd
188 F2d 362 (3d Cir 1951). We have carefully examined
the record and find no basis for reversing his findings.
We disavow any reliance on the Administrative Law Judge's discus-
sion, in sec I,G, of his Decision, of Texas Department of Communiry Af-
fairs v. Burdine, 101 S.Ct. 1089 (1981), and McDonnell Douglas Corp. v.
Green, 411 U.S. 792 (1973), two Supreme Court cases litigated under
Title Vll of the Civil Rights Act of 1964, which he examined in conjunc-
tion with his analysis of the basic elements of a prima focie case under
Wright Line, a Division of Wright Line, Inc., 251 NLRB 1083 (1980).
We disavows as well the Administrative Law Judge's statement in the
last paragraph of sec 111.A, of his Decision, that the Board has seemingly
adopted a per se or presumptive rule with respect to unlawful interroga-
tion of employees. As we stated in SAS Ambulance Service, Inc., d/b/a
Florida Ambulance Service, et aL, 255 NLRB 286, fn. 1 (1980), the "test of
whether an employer's interrogation of an employee violated section
8(aXl) is whether, under all the circumstances, the interrogation reason-
ably tends to restrain or interfere with employees in the exercise of rights
guaranteed them by the Act."
In sec. IV,A,l,a, fourth paragraph, of his Decision, the Administrative
Law Judge noted that Respondent's employee handbook contained a rule
that prohibited solicitation of distribution during "working time," and
found that the definition the handbook thereafter gave of "working time"
afforded the rule presumptive validity. In view of this subsequent clarifi-
cation of the rule, we adopt the Administrative Law Judge's findings. See
TR. W Bearinrmgs Division. a Division of T.R. W. Inc., 257 NLRB 442
(1981), wherein the Board held that "rules prohibiting solicitation dunng
'work time' or 'working hours,' presumptively invalid." In adopting the
Administrative Law Judge's finding, however, Chairman Van de Water
and Member Hunter conclude that the rule is valid under Essex Interna-
rional, Inc., 211 NLRB 749 (1974), to which they adhere. See their dis-
senting opinion in Intermedics, Inc.. et al, 262 NLRB 1407 (1982).
264 NLRB No. 79
Judge and to adopt his recommended Order, 2 as
modified herein.
We
disagree
with the Administrative
Law
Judge's conclusion that Bob Banks, a vice president
of Respondent's parent company, answered em-
ployees' questions about job security during the
course of several meetings in a manner purposeful-
ly designed to impart an implicit threat that union
representation would mean the loss of jobs, and
thereby violated Section 8(a)(1) of the Act.
Respondent provided contract maintenance and
construction services at the Hercofina Company's
chemical
manufacturing
plant
in
Wilmington,
North Carolina. Some of Respondent's employees
who worked at the Hercofina location asked Banks
if the Hercofina Company would cancel its con-
tracts with Respondent if the Union came in, and
Banks replied:
I said that the contract does give the client, all
of our maintenance clients throughout the
United States, the right to cancel the contract
within [sic] 30 days notice, and they had the
right for any reason, that we had to maintain a
competitive posture on this job as we do on
other jobs, and if we were no longer competi-
tive, why they could cancel the contract.
Banks did not elaborate on his use of the word
"competitive." His failure to do so led the Admin-
istrative Law Judge to conclude that Banks intend-
ed to paint a subtle, yet ominous, picture of Re-
spondent's inability to remain competitive in the
event it became unionized. This, the Administrative
Law Judge found, was exactly the type of predic-
tion the Supreme Court had proscribed in N.L.R.B.
v. Gissel Packing Co., Inc., 395 U.S. 575 (1969).
In Gissel,3 the Supreme Court stated, in pertinent
part, that:
[A]n employer is free to communicate to his
employees any of his general views about un-
In finding that Respondent did not interrogate employee J. D. Carlisle
in violation of Sec. 8(aXl), the Administrative Law Judge observed, in
fn. 77 of his Decision, that it would be unlikely that an employee would
consider circumstances such as those involved in the incident in question
to be coercive. While we agree with his ultimate conclusion, we note
that the legality or illegality of a statement is not measured by the subjec-
tive reaction of the listener, but by the objective character of the state-
ment made in the circumstances. SAS Ambulance Service, supra; Norton
Concrete Company of Longview, Inc., 249 NLRB 1270 (1980).
a In par. 2(g) of his recommended Order, the Administrative Law
Judge mistakenly ordered Respondent to notify the Regional Director for
Region I 1 within 20 days from the day of receipt, rather than to notify
him, in writing, within 20 days of the date of the Order, what steps Re-
spondent has taken to comply herewith. We will modify the Administra-
tive Law Judge's recommended Order accordingly.
Member Jenkins would provide interest on the backpay required herein
in accordance with his partial dissent in Olympic Medical Corporation, 250
NLRB 146 (1980)
s 395 U.S. at 618
569
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ionism or any of his specific views about a
particular union, so long as the communica-
tions do not contain a "threat of reprisal of
force or promise of benefit." He may even
make a prediction as to the precise effect he
believes unionization will have on his compa-
ny. In such a case, however, the prediction
must be carefully phrased on the basis of ob-
jective fact to convey an employer's belief as
to
demonstrably
probable
consequences
beyond his control or to convey a manage-
ment.decision already arrived at to close the
plant in case of unionization.
Inasmuch as Banks neither expressly nor implicitly
predicted what impact unionization would have on
Respondent, nor did he threaten employees with
reprisals if the Union won the election, the Admin-
istrative Law Judge's citing of Gissel was inappo-
site. Banks simply said, "[I]f we were no longer
competitive, why they could cancel. the contract."
He did not say that unionization would make it im-
possible for Respondent to remain competitive, or
even that it was likely to have that effect. Never-
theless, from Respondent's failure to explain to em-
ployees the various ways in which the Company
could become noncompetitive, the Administrative
Law Judge and our dissenting colleague would
have us infer that Respondent directly equated
unionization with noncompetitiveness. This we de-
cline to do, since the word "noncompetitive," used
broadly in a business context, is neither difficult to
understand nor readily susceptible to conflicting in-
terpretations. Indeed, in such a context the word's
economic underpinnings are clear. Consequently,
we refuse to accept the notion that Respondent's
empiotces were incapable of discerning its ordi-
nary meaning, or that they were misled because of
Respondent's failure to explain how a company can
become noncompetitive. Nothing in the statement
itself or the circumstances surrounding its utter-
ance, in our view, supports the conclusions that it
constituted an implicit threat that Respondent auto-
matically would throw its employees out of work if
it became unionized. To the contrary, we find that
Banks' answer was merely a plain statement of fact,
not a prediction, and, therefore, that it was square-
ly protected by Section 8(c) of the Act.
Member Jenkins is of the view that the line of
cases represented by Pasty Bee, Inc.,4 and Blaser
Tool & Mold Company, Inc.,5 are controlling. Both
cases, however, are readily distinguishable. The
presidents of the employers in Patsy Bee and Blaser
Tool & Mold threatened employees that important
4 249 NL.RB 976 (1980)
5 196 NL.RB 374 (1972).
customers would no longer do business with their
respective companies if the employees voted for
the Union. In Pasty Bee, the president informed his
employees, inter alia, that his customers were not
unionized and, if the company became unionized,
his customers would "pull their contracts."6 Simi-
larly, in Blaser Tool & Mold, the president said that
he was apprehensive that the company's major cus-
tomer would withdraw its patronage if the employ-
ees voted for the Union.7 Economic necessities did
not play a role in their assessment of how their
customers would react if their companies became
unionized. Instead, the presidents of these two em-
ployers sought to establish a direct, cause-effect re-
lationship between a union victory in the election
and the loss of important business.
Banks' approach was markedly different. Upon
the inquiry of Respondent's employees into the
possibility of the Hercofina Company canceling its
contract, Banks explained to them that Respond-
ent's maintenance clients all had the right to cancel
their contracts for any reason by giving 30 days'
notice, that Respondent had to remain competitive,
and, if it did not, its clients could decide to exercise
their option to cancel.
Thus, in assessing the legality of Banks' remarks,
it is cases such as LeBoe Tire and Rubber Company,
d/b/a Mission Tire & Rubber Company8 and B. F:
Goodrich Footwear Company,9 which are apposite.
In LeBoe, the Board dismissed an 8(a)(1) allegation
and overruled an objection relating to an alleged
threatened plant closing, where the statement in
question discussed noncompetitiveness in connec-
tion with unionization alone. The Board held:
We disagree with the Administrative Law
Judge's finding that Respondent violated Sec.
8(a)(1) of the Act through Supervisor Lee's
May 5 statement to the effect that Respondent
neither would be competitive nor able to
remain in business in the event the Union
"came in" and made the same demands on Re-
spondent as are contained in that Union's con-
tracts with others. In our view, that statement
is merely an expression of opinion reasonably
based on known economic facts which is pro-
tected by Sec. 8(c) of the Act. '0
6 249 NLRB at 977.
7 196 NLRB at 374. Member Jenkins also cited Herrzka & Knowles, 206
NLRB 191, 194 (1973). In that case the Board also found an implied
threat of job loss in the employer's comment that its "clients would prob-
ably not be in favor of giving work to our office because we were union;
most businessmen are avidly against unions."
8 208 NLRB 84 (1974).
9 201 NLRB 353 (1973).
'o 208 NLRB at 84, fn. 5.
570
DANIEL CONSTRUCTION COMPANY
Similarly, the Board in B. F. Goodrich found that
allegedly coercive statements made by a supervisor
to a job applicant to the effect that "some of the
people in the company were trying to get the
union in, and that if the Union were voted into the
company, that the company would very likely . . .
have to close down because they couldn't afford a
union because the first thing that they would want
is higher wages," were not violative of the Act.
The Board held:
On cross-examination, Honeycutt admitted
that during the interview Hardy discussed the
footwear industry with him, mentioning that
the industry was very competitive and that the
Respondent had not made a profit in several
years. It is thus apparent that the remarks of
Hardy set out above were made in the context
of a discussion of the economics of the foot-
wear industry and Respondent's poor econom-
ic performance.
It
is not contended
that
Hardy's
statement
about
the
competitive
nature of the footwear industry or about Re-
spondent's financial losses were inaccurate.
Nor did Hardy say that if the employees se-
lected the Union the plant would inevitably
close. The point of his discussions with Hon-
eycutt was that, in view of its losses, Respond-
ent could not afford to grant large wage in-
creases and if forced to do so would, in his
opinion, cease operations. This was not a
threat but an opinion based on demonstrable
facts as to the economic consequences which
might reasonably be expected to result from
unionization. As such it was protected by Sec-
tion 8(c) of the Act. i
Accordingly, Banks' remarks, which merely cau-
tioned that Respondent's contracts on any of its
jobs could be jeopardized if it did not remain com-
petitive, are protected as well. We shall, therefore,
dismiss that portion of the complaint which alleges
that his statement violated Section 8(a)(1) of the
Act.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative Law Judge, as modi-
fied below, and hereby orders that the Respondent,
Daniel Construction
Company, A Division of
Daniel International Corporation, Wilmington and
Leland, North Carolina, its officers, agents, succes-
sors, and assigns, shall take the action set forth in
the said recommended Order, as so modified:
'' 201 NLRB at 534
1. Substitute the following for paragraph 2(d):
"(d) Rescind and expunge from our personnel
files the written warnings or any references to dis-
charges of the above-named employees."
2. Substitute the following for paragraph 2(g):
"(g) Notify the Regional Director for Region 11,
in writing, within 20 days from the date of this
Order, what steps the Respondent has taken to
comply herewith."
3. Substitute the attached notice for that of the
Administrative Law Judge.
MEMBER JENKINS, dissenting in part:
I join in all my colleagues' findings except their
dismissal of the allegation that Bob Banks, a vice
president of Respondent's parent corporation, un-
lawfully threatened employees that union represen-
tation would result in a loss of jobs. In my view,
the Administrative Law Judge properly found that
under existing Board precedent Banks' threat was
violative of Section 8(a)(1) of the Act.
The facts with respect to this allegation are
simply stated. Between approximately March 17
and 27, 1980, Banks conducted a series of "16 or
so" meetings with small groups of employees.
During a least some, and perhaps most, of these
meetings, discussions took place concerning what
effect unionization would have on Respondent's
contracts with its customers, and in particular a
major contract at the Hercofina Company's chemi-
cal manufacturing plant. While not perfectly clear
from the record, it appears that most of these dis-
cussions occurred in response to employees' ques-
tions, while the others were initiated by Banks.
Banks testified that in response to questions about
whether "if the Union came in would . . . Herco-
fina cancel our contract," he answered as follows:
I said that the contract does give the client, all
of our maintenance clients throughout the
United States, the right to cancel the contract
within [sic] 30 days notice, and they had the
right for any reason, that we had to maintain a
competitive posture on this job as we do on
other jobs, and if we were no longer competi-
tive, why they could cancel the contract.
Banks further stated that there was no discussion at
the meetings "about the reason why union work
would not be competitive in this area," and that
after he made such statements the employees either
"understood or let it drop at that."
Based on the foregoing facts, the Administrative
Law Judge, citing Pasty Bee, Inc., 249 NLRB 976,
977 (1980); Hertzka & Knowles, 206 NLRB 191, 194
(1973), and Blaser Tool & Mold Company, Inc., 196
NLRB 374 (1972), found that Banks' statement was
571
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
violative of Section 8(a)(l), as interpreted by the
Supreme Court in N.L.R.B. v. Gissel Packing Co.,
Inc., 395 U.S. 575, 618 (1969). My colleagues, how-
ever, without reference to the longstanding Board
precedent cited by the Administrative Law Judge,
hold that Banks' statement was protected by Sec-
tion 8(c) of the Act. I cannot agree.
In Pasty Bee, supra at 977, a unanimous Board
panel reversed an Administrative Law Judge's find-
ing that a statement similar to that made by Banks
was protected by Section 8(c), stating:
. . .Gissel
does not sanction predictions re-
garding
the
consequences
of unionization
which are based solely on subjective consider-
ations. Under this test, a determination of le-
gality or illegality would be virtually impossi-
ble. To come within the aegis of Gissel, such
predictions must be based on objective facts
from which the employer can convey a rea-
sonable belief as to demonstrably probable
consequences of unionization. Here, [Respond-
ent] had no indication from the Union that it
would make demands that would cause eco-
nomic hardship, let alone plant closure. Nei-
ther did Respondent adduce any probative evi-
dence that his customers would, in fact or
even might, "pull their contracts."
This reasoning is fully applicable in the instant
case. Here, Respondent had no indication that the
Union would make economic
demands which
could result in Respondent's no longer being "com-
petitive," and had no grounds for believing that
any of its customers might cancel their contracts.
Accordingly, I would find that Banks' statements
were "implied threats of job loss and plant closure
made for the purpose of inducing the employees to
vote against the Union in the forthcoming Board
election. As such, they constituted a violation of
Section 8(a)(1) of the Act." Blaser Tool & Mold
Company, supra.
In contrast, the cases relied on by the majority
provide little or no guidance in deciding this case.
In both LeBoe Tire and Rubber Company, d/b/a
Mission Tire & Rubber Company, 208 NLRB 84
(1974), and B. F. Goodrich Footwear Company, 201
NLRB 353 (1973), the employers conditioned their
"predictions" of adverse effects on unit employees
upon the unions' making economic demands which
the companies could not afford. Thus, in B. F.
Goodrich 12 the employer carefully conditioned his
prediction on two objective facts: (1) that the em-
ployer operated at a loss; and (2) that the union
asked for and received substantial increases in pay.
12 Supra, 201 NLRB at 354, fn. 3.
Similarly, in LeBoe 3 the employer stated that it
would be neither competitive nor able to remain in
business if the union made the same demands as
contained in the union's contracts with other em-
ployers. Obviously, then, neither of the cases relied
on by the majority involved situations where an
employer predicted
that adverse
consequences
could result from bare unionization. In the instant
case, Respondent equated unionization with non-
competitiveness-and made no reference to exces-
sive economic
demands.
Under
these circum-
stances, Banks' statement hardly can be considered
a mere "discussion of production economics," par-
ticularly when viewed in context with Respond-
ent's many contemporaneous unfair labor practices
found herein. It is clear that the violation has been
established, and I would so find. See Weather
Tamer, Inc. v. N.L.R.B., 676 F.2d 483 (11th Cir.
1982), enfg. in relevant part 253 NLRB 293 (1980);
C. P. & W. Printing Ink Company, Inc., 238 NLRB
1483,
1500-01
(1978); El Rancho Market, 235
NLRB 468, 471 (1978); Solboro Knitting Mills, Inc.,
227 NLRB 738, 758 (1977); Yearbook House, a sub-
sidiary of Shaw-Barton, 223 NLRB
1456,
1463
(1976); Ann Lee Sportswear, Inc., 220 NLRB 982,
982-983 (1975); Glasgow Industries, Inc., 204 NLRB
625, 627 (1973). Hence, I dissent from my col-
leagues' implicit overruling of well-settled Board
precedent.
I:3
Supra, 208 NL.RB at 84, fn. 5.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing at which all sides had an opportu-
nity to present evidence and state their positions,
the National Labor Relations Board found that we
have violated the National Labor Relations Act, as
amended, and has ordered us to post this notice.
The Act gives employees the following rights:
To engage in self-organization
To form, join, or assist any union
To bargain collectively through repre-
sentatives of their own choice
To engage in activities together for the
purpose of collective bargaining or other
mutual aid or protection
To refrain from the exercise of any or all
such activities.
572
DANIEL CONSTRUCTION COMPANY
WE WILL NOT discharge, refuse to hire, or
otherwise discriminate against any employees
to discourage membership in North Carolina
State Building & Constructon Trades Council,
AFL-CIO, or any other labor organization.
WE WILL NOT expressly or implicitly threat-
en employees with reprisal, loss of jobs, or
closing our operations for assisting, supporting,
or selecting the Union or any other labor orga-
nization.
WE WILL NOT coercively interrogate em-
ployees about their union sentiments, interests,
or activities.
WE WILl
NOT coercively solicit our em-
ployees to rescind union authorization cards.
WE Will NOT engage in surveillance of em-
ployee protected concerted activities.
WE WI.I. NOT impose rules which unlawful-
ly restrict employees from talking about unions
when they are entitled to legally do so; and
WE WILL NOT promise benefits to employees
to induce them to refuse to support the Union,
or any other labor organization.
WE WIL. NOT in any other manner interfere
with, restrain, or coerce employees in the
rights guaranteed by Section 8(a)(1) of the
Act.
WE WILL, if we have not already done so,
offer to James A. Piner, James Perdue, Ralph
M. Wilson, Jacqueline M. Wilson, and Heber
A. Norris immediate and full reinstatement to
their former jobs, or, if those jobs no longer
exist, to substantially
equivalent
positions,
without prejudice to their seniority or other
rights and privileges previously enjoyed, at the
DuPont worksite: WE WILL offer, if we have
not already done so, to Larry C. McDowell,
Sammy
R. Wood, Jerry
M. Carter,
and
Donald H. Rouse immediate and full reinstate-
ment to their former jobs, or, if those jobs no
longer exist, to substantially equivalent posi-
tions, without prejudice to their seniority or
other rights and privileges previously enjoyed
at the Hercofina worksite; WE WILL offer to
Charles K. Boyd a position substantially equiv-
alent to the one he applied for at the DuPont
site; and WE WILl. compensate the foregoing
employees (and James W. Stokes), with inter-
est, for any loss of pay they may have suffered
because of our discrimination against them, as
ordered by the Board.
WE WILL rescind and expunge from our
personnel files the written warnings or any ref-
erences to the discharges of the above-named
employees, and we will notify them in writing
that we have done so and that such references
will not be used for future personnel actions
against them.
DANIEL CONSTRUCTION COMPANY, A
DIVISION OF DANIEL INTERNATION-
AL CORPORATION
DECISION
STATEMENT OF THE CASE
BERNARD RIES, Administrative Law Judge: This pro-
ceeding upon consolidated complaints was heard by me
in Wilmington, North Carolina, on 11 days in November
and December 1980 and January 1981. The amended
complaints charge Daniel Construction Company, A Di-
vision of Daniel International
Corporation'
(herein
called Respondent), with the commission of a variety of
violations of Section 8(a)(l) of the Act-coercive inter-
rogations, threats, surveillance, and the like-and 25 acts
of unlawful discrimination-principally arising from lay-
offs-against
its employees in violation
of Section
8(a)(3). 2
Briefs were received from the General Counsel and
Respondent on or about March 30, 1981, and the Union
Charging Party has filed a "Request for Extraordinary
Relief."3 On the basis of the entire record and my recol-
lection of the demeanor of the witnesses, I make the fol-
lowing findings of fact, conclusions of law, and recom-
mendations. 4
I. SOME GENERAL OBSERVATIONS
A. Respondent is a major firrp engaged in various en-
terprises throughout the United States. We are presently
concerned with support services which it provides in and
near Wilmington, North Carolina, under contract with
four industrial companies. At Wilmington, Respondent
performs maintenance and construction work at a plant
operated by the Hercofina Company, which produces
chemicals; at a location referred to as Cape Fear, in
Leland, North Carolina, Respondent contractually pro-
vides maintenance
and
construction
work
for the
DuPont Company, which produces chemicals and fiber
at that location; at a General Electric Company project
in Wilmington, Respondent supports a nuclear fuel facili-
As amended at the hearing.
2 Respondent moved to dismiss the allegation pertaining to employee
Stephen Carlton at the conclusion of the General Counsel's case. With
the acquiescence of the General Counsel, the motion was granted.
3 Unfortunately, the bnefs filed here are more provoking than helpful.
Implying that certain testimony is a witness' last and only word on a sub-
ject, when it is not; relying on one piece of testimony as if it is the sole
evidence on the topic when there is, in fact, other material contradictory
evidence; and stating that the transcript says one thing when, in fact. it
says another, are inappropriate briefing techniques. In so noting, I have
taken into account the impossibility of reciting all material evidence in a
proceeding of this length.
The record shows that Respondent is an employer engaged in com-
merce within the meaning of the Act, and I find it appropriate for the
Board to exercise jurisdiction here. Respondent conceded at the hearing
that North Carolina State Building & Construction Trades Council,
AFL-CIO (herein called the Union), is a labor organization as contem-
plated by the statute.
Certain errors in the transcript are hereby noted and corrected.
573
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ty by doing necessary
maintenance and mechanical
work; and at a Pfizer Company plant producing chemi-
cals in Southport, North Carolina. Respondent's employ-
ees engage in similar work.
The instant proceedings focus primarily on Respond-
ent's work forces at the Hercofina and DuPont complex-
es (these work forces are hereafter sometimes called, for
purposes of economy,
Daniel Hercofina and Daniel
DuPont). 5 In the first part of March 1980, some employ-
ee unrest at Daniel Hercofina led to a brief strike at that
location; the Union became involved; and some interest
in these developments was displayed by Daniel DuPont
workers.
On March 20,6 there was a reduction of force (ROF)
at Daniel DuPont, resulting in the layoff of about 30 em-
ployees from a work force of about 650. The complaint
alleges that eight of the employees so terminated were
the victims of unlawful discrimination. At Daniel Herco-
fina, which is located about 15 miles from the DuPont
site and has a complement of more than 200 employees,
there were two group layoffs following the strike, the
first on April 18 and the second on June 27. The com-
plaint charges that of the 227 employees released in the
former reduction, 3 were chosen because of their union
activities or sympathies, and of the 28 laid off on the
latter occasion, 8 were selected for the same reasons.8
Thus, on the face of the amended complaint, of the 80
employees terminated in the three personnel actions, 19
were let go for reasons proscribed by the statute. At the
hearing, however, after first stating that he was "not al-
leging the overall layoff as violative," counsel for the
General Counsel asserted that he was pursuing "alterna-
tive theories"; i.e., "that there was no need for a layoff
or that even if there was they selected somebody for im-
proper reasons."
The complaint was not, however, amended to allege
that all 80 employees were wrongfully laid off in order
to mask an effort to weed out the 19 expressly named in
the complaint. Nonetheless, on brief, the General Coun-
sel makes the broad argument that "Respondent had no
justifiable reason for implementing the layoffs at DuPont
or Hercofina" and requests that a reinstatement and
backpay remedy should be extended not only to the 19
named employees but also to "all other employees laid
off' at Hercofina and DuPont on the 3 dates in issue.
A request on brief for a fourfold increase in the
number of alleged discriminatees somehow fails to strike
a receptive chord in that area of the mind which enter-
tains due process considerations. It has become an ac-
cepted procedure in Board cases, however, to permit
I In its brief, Respondent renews a motion to sever originally made at
the beginning of the case. I denied the motion then on the representation
of the General Counsel that the events at the four sites were interrelated.
I reaffirm my ruling. Although there does appear to be relative independ-
ence in the daily operation of the four projects, the evidence shows that
they are also subject to common ultimate managerial control and that, for
the most part, the allegations relating to Hercofina and DuPont are asser-
tedly based on a single catalytic union organizing effort affecting both lo-
cations. No reason presents itself for separate treatment of the separate
locations.
6 All dates hereafter refer to 1980, unless otherwise specified.
7 See G.C. Exh. 12.
8 I exclude Carlton, see fn. 2, supra. Other 8(a)(3) allegations are more
isolated in character.
findings of unalleged violations where it may fairly be
said that there was full and conscious litigation of the
relevant circumstances.9 In the present case, although he
did not move to amend the complaint or otherwise an-
nounce an intention to seek such a broad remedy, the
General Counsel made known his alternative positions
prior to the close of his case-in-chief, and Respondent,
evidently reacting to that disclosure, presented some tes-
timony and documentary evidence in an effort to demon-
strate the legitimate origins of the layoffs. In this posture,
then, it would perhaps be appropriate to find the more
sweeping violations if the evidence permitted such an in-
ference. '0 I do not believe that it does.
That is not to say that there is no ground for suspi-
cion. Thomas E. Godfrey, Respondent's manager of
projects in charge of its 10 DuPont contracts, testified
that he consulted with DuPont officials in early 1980
about DuPont's financial situation, which was then af-
fected by high interest rates and cash flow problems, and
he was instructed by DuPont to reduce the Daniel labor
force "wherever they could." In addition to reductions
at other projects, Godfrey ordered Charles Garrett, Dan-
iel's project manager at the Cape Fear DuPont plant, to
lay off 40-50 workers. On March 13, Garrett terminated
about 13 employees."
During the period March 12-16,
the walkout at nearby Hercofina and the first showing of
union interest in the situation occurred. On March 20,
Garrett laid off 30 more employees.
Godfrey testified that when he heard, early in the
week of March 13, that Garrett had laid off only a quar-
ter of the number which he had been instructed to termi-
nate, he called Garrett and told him to comply with the
earlier order. He also attributed Garrett's initial reluc-
tance to implement the original order to an understand-
able desire to keep his work force as intact as possible (a
builder wants "to build") and to a blind hope that
DuPont might rescind its cutback requirement. God-
frey's attitude toward Garrett's resistance seemed to
compare to the concealed amusement of a father toward
the antics of his mischievous but lovable son.
There was something elusive about the testimony of
Godfrey and Garrett on this point, and the sequence thus
described did not seem very probable; it is not, however,
so improbable as to call for rejection. There is also some-
thing suspect about a letter dated April I to Godfrey
from R. C. Marden, the manager of DuPont's construc-
tion division, offered in evidence as documentation of a
legitimate business purpose behind the March 20 layoff:
it has the ring of a post hoc effort to paper the record
following the filing of unfair labor practice charges on
March 26.12 The fact, however, that Respondent may
Monroe Feed Store, 112 NLRB 1336, 1337 (1955): Lorenz & Sons, Inc.,
217 NLRB 471 (1975).
'° Although Respondent, made fully cognizant of the relief sought,
might well have litigated the issue more thoroughly than it did
I' None of the employees laid off on March 13 is named in the com-
plaint. Garrett testified that there had been a large layoff in January as
well.
12 The letter reads, in part
Continued
574
DANIEL CONSTRUCTION COMPANY
have made an effort after the fact to obtain evidence in-
tended to corroborate its claim of purity in the inception
of the layoff does not irrefutably negate the existence of
that purity.
The final major factor suggesting a retaliatory layoff at
Daniel DuPont is the evidence of the considerable
amount of hiring done beginning about 1 month after the
layoff, on April 21 and thereafter. Between April 21 and
June 2, about 145 new employees were put on, in all the
classifications of those who had been laid off. Godfrey
explained very succinctly, without offering any confirm-
ing documentation, that while the March layoff repre-
sented a decision to stretch out the completion of certain
projects, "[t]here were, in fact, other programs appropri-
ated and approved by the DuPont Company that were
initiated which resulted in us doing some additional
hiring after the study phase." While this new hiring
seems inconsistent with the financial circumstances of-
fered to explain the layoffs of March 13 and 20, I have
no reason to believe that the situation did not change
sufficiently to warrant the work undertaken in April.
Perhaps the most persuasive argument against the
claim of unnecessary layoff is the improbability that Re-
spondent, contract-bound to perform various services for
DuPont, would have attempted to scrape by for a month
with 30 fewer employees than it needed to perform the
work, all for the calculated purpose of ridding itself of
the 8 employees named in the complaint. The evidence
furnishes a response to this argument, but it is only a par-
tial one. Payroll records show a marked increase in over-
time worked for the week ending March 29: for pipefit-
ters, for example, overtime amounted to 1,385 hours as
compared to the 629 hours of pipefitter overtime worked
during the week ending March 22 and the 636.5 over-
time hours put in for the week preceding that. Although
Respondent contends, and there is testimony on the
point, that overtime on maintenance work is unpredict-
able and usually designed to meet emergencies, it may be
questioned whether such a remarkable increase can be so
explained. Nonetheless, the General Counsel made no
effort to trace the nature of the overtime performed (and
perhaps understandably so, since the task would have
been formidable).
It appears to me that the overtime may be attributed
to a "shutdown" which, the evidence indicates, began on
March 21.13 Moreover, although the General Counsel
Recent economic trends have prompted a reassessment of our rate
of construction expenditures on a number of authorized projects.
some of which are in the early stages of completion.
Your recent reduction in field forces at Cape Fear is consistent
with the discussions we have been holding with you over the past
four weeks relative to these studies. Until a firm decision has been
reached regarding the extent of construction curtailment, it is appro-
priate that we proceed at a reduced rate of expenditures.
Godfrey testified that this was simply routine memorializing corre-
spondence, but I rather doubt it. In addition, although the letter speaks
only of "construction" expenditures and curtailment, Godfrey denied that
he and Marden spoke only of construction work reduction. This is sig-
nificant in that the employees laid off were engaged in maintenance,
rather than construction, work. The record indicates, however, that there
may be some blurring of that distinction in operation.
is A "shutdown" of an assembly line is scheduled every so often to
permit Daniel employees to repair the line. At such times, DuPont em-
ployees are idle while Daniel employees work. To hasten the return to
production, the Daniel employees evidently work substantial amounts of
had access to Respondent's records, he restricted his
proffer to the weeks ending March 22 and 29 and intro-
duced no evidence of overtime worked after the latter
week. It is reasonable to infer from this decision that the
records show no unusual overtime after that payroll
period.
In sum, while there are circumstances in the March 20
DuPont layoff which give pause for thought about the
true reason underlying the action, I am not persuaded
that the layoff itself was motivated by other than lawful
considerations.
With respect to the Hercofina layoffs, an April 11
letter to a Hercofina representative from Allen L. Green,
a mid-Atlantic region official of Respondent, recapitu-
lates a meeting held on April 10 between five Daniel
agents (including one of its attorneys) and four Hercofina
representatives. The letter recites, in part, that at the
meeting "Hercofina stated that a reduction of force was
necessary because of decreased construction and mainte-
nance requirements. Daniel was directed to implement a
reduction of force consisting of 18 people in the con-
struction group and 6 to 7 people in the maintenance
group. Daniel was further directed to complete the im-
plementation of this ROF no later than April 18, 1980.
The letter also recounted an agreement that, there being
no further need for ironworkers, "three or four of the
ironworkers needed to be laid off on April 11, 1980."
The record of terminations (G.C. Exh. 12), however,
does not show that any ironworkers were laid off on
April 11 or, for that matter, on April 18.' 4 On the latter
date, however, 22 employees were terminated, 8 of them
from the crews of so-called maintenance supervisors.
A June 25 letter from a Hercofina representative to a
Daniel official, citing "the current production forecast
and the drop off of the number of capital expenditures
anticipated during the next few months," similarly man-
dates a 28-man ROF effective June 27, and even
'suggest[s]" the categories and numbers of employees in
each category to be affected. General Counsel's Exhibit
12 shows that 28 employees were terminated on June 27,
in the approximate proportions suggested in the letter.
One peculiar aspect of these letters arises from the tes-
timony of Daniel International's manager of industrial re-
lations, Bob Banks, who said that the normal procedure
is that Hercofina merely tells Daniel the scope of the
work to be done and Daniel figures out what employees
are needed to do it. Even on redirect, he "doubt[ed]" if
Hercofina ever got into numbers and classifications,
which, according to the letters, they clearly did in April
and June. A second suspicious factor, as the General
Counsel points out. is that the April 11 Hercofina letter
predicts that after April
18, the work force would
remain "relatively stable for approximately one year," a
prediction which did not survive the June 27 layoff. The
General Counsel points to the fact that a petition for
election at Hercofina was filed on June 6. I am not in-
overtime on nights. Fridays, and weekends during shutdown periods, in
addition to their normal 4-day, 10-hour-per-day, workweek. The period
of a shutdown appears normally to be about 2 weeks.
14 G C Exh 12 does show that two ironworker apprentices were laid
off on April 18
575
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
dined to believe, however, having considered these mat-
ters, that these letters were either fabrications or the
product of a conspiracy between Respondent and Herco-
fina to engage in unnecessary layoffs. It is particularly
difficult to conceive that Respondent laid off 22 people
on April 18 in order to eliminate the 3 named discrimina-
tees of that date.
In addition, unlike the DuPont situation, there was
very little hiring done at Hercofina after April 18. Gen-
eral Counsel's Exhibit 11 shows only 17 new employees
between that date and November 5, and most of those
were not hired until September and thereafter. Further,
the amount of overtime worked at Hercofina was un-
doubtedly scant; the General Counsel was satisfied with
a stipulation that, between April 5-July 26, "there were
overtime hours worked" in six relevant classifications.
All things considered, I find the evidence insufficient
to support the assertion that the three layoffs were con-
trived simply as vehicles for effecting the elimination of
employees perceived to be supporters of the Union. This
does not mean, of course, that there might not have been
some padding here or there of a legitimately conceived
layoff for the purpose of folding in an employee for such
a reason. As a general approach, however, I shall assume
that the layoffs were themselves founded in neutral busi-
ness considerations,
and that the only real question
before me is whether discriminatory selection was prac-
ticed.
B. As described, the evidence shows that the layoffs
resulted from instructions given by the Hercofina and
DuPont companies that the Daniel complements at their
plants should be reduced. ' These companies presumably
had reasons and objectives of their own for doing so,
none of which were of particular importance to Daniel
or known to most Daniel employees. As an independent
supplier of supporting services to these firms, Daniel had
no separate long-term production goals or ambitions
other than to maintain its contractual obligations pursu-
ant to the dictates of its clients.
It therefore follows that the several instances in which
Daniel supervisors purportedly informed employees that
there was much work to be done, such statements being
promptly followed by a layoff, are not very material. I
have no doubt that there were various construction proj-
ects underway which would not, at the times of layoff,
be completed for many months. Decision as to whether
to proceed with those projects at any given time was,
however, determined by the financial needs and positions
of the clients, not by Respondent, and the fact that a
Daniel foreman may have remarked that a lot of work
remained to be done gives rise to no authoritative impli-
cation of an intention to continue doing that work until it
was finished.
C. Proving that an employee was discriminatorily
chosen for inclusion in an otherwise unexceptionable
layoff presents difficulties not ordinarily found in most
8(a)(3) discharge and discipline cases. In the latter, there
is under examination an employer's discrete and volition-
15 Daniel provides its services to these firms under a cost-plus-fixed-fee
arrangement, thus passing the cost of labor directly through to the cli-
ents. The size of the work force would appear to be of no financial con-
sequence to Daniel in view of the fixed-fee contract.
al decision to take the extraordinary action of penalizing
an employee whose employment history has been, to that
point, relatively acceptable; the employer usually ex-
plains his action by attempting to demonstrate some in-
tolerable departure from the norm by the employee.
Where, however, an employer can establish that he was
required to remove a certain number of employees from
his payroll, not as a disciplinary measure but rather for
purposes of economy, and that he did so by choosing the
least desirable of a group of adequate employees, it is not
so easy for the General Counsel to mount a challenge to
his claim. When the employer cites certain deficiencies in
the work of an employee selected for layoff, and he is
asked why he did not rid himself of such a deficient em-
ployee earlier, he can proffer the reasonable response
that the deficiency had not been enough to warrant dis-
charge of the employee but, given the necessity of laying
off someone, was a sufficient basis for deciding that the
employee was least among equals. Justification for selec-
tion becomes, in this setting, less subject to attack.
D. The role of seniority in choosing for layoff presents
something of a problem here. Daniel has no official
policy favoring more senior employees. A number of
management witnesses testified that Daniel never lays off
strictly by seniority, although in situations where line
foremen are given the power to select, they might well
take that factor into account. 6 Two of the General
Counsel's employee witnesses testified, based on their
prior experience with Respondent, that Daniel does not
accord weight to seniority.' 7 While it has been held that
the failure to take seniority into account is a factor tend-
ing to prove unlawful motive, N.L.R.B.
v. American
Casting Service, Inc., 365 F.2d 168, 172 (7th Cir. 1966),
the evidence here operates to make that assumption less
tenable.
Added to the problem of assessing the value of senior-
ity is the difficulty of determining what an employer
such as Daniel might, if it were to weigh the factor at
all, consider to constitute seniority. A number of the em-
ployees testified to lengthy overall employment with Re-
spondent. Further inquiry usually revealed that their cu-
mulative years of employment had occurred at several of
the many projects operated by Respondent, and had
been punctuated by quits, layoffs, and periods of work
for other employers. In addition, even employees who
had worked at, say, Hercofina for long uninterrupted pe-
riods might have been working in the particular crews
from which they were laid off for relatively brief spans
of time. It seems entirely possible that a foreman who is
given authority to select one employee from his crew for
layoff might choose to retain an employee who has been
6I See the testimony of Hercofina Foreman Donald Coston, who
"sometimes" goes by seniority, and Hercofina Foreman Webb, who said
it was only "natural" to lay off his least senior man when he was no
better than the others.
i7 Alleged discriminatee Dove answered "No" to the question,
"[D]oes Daniel lay off by seniority," and alleged dis-riminatee Norns
stated in his pretrial affidavit that "[iln the past, the ROF's were not
given on a seniority basis. Daniels Isic] laid off who they wanted to lay
off" At the hearing, he testified to the contrary, and finally said, "Well,
they do and then they don't." Norris, however, appeared not to have had
enough experience with Respondent to give an authoritative opinion.
576
DANIEL CONSTRUCTION COMPANY
with him for 2 years as opposed to another who has been
in the crew for only 1 year, despite the fact that the
latter has worked at the site for 3 years.
Despite Respondent's protestations about the lack of
weight given to seniority per se, however, it is fair to say
that when years of employment are viewed not abstract-
ly but as an indicator of skill and reliability-the kind of
criteria on which Respondent assertedly relies in making
layoff decisions-it would be only normal for an employ-
er to prefer the craftsman who has been around the long-
est time and is, ipso facto, presumably the most skilled
and reliable. This need not, of course, be an invariable
rule. With age, skills sometimes deteriorate, boredom
sometimes sets in, personal problems sometimes multiply,
and a fresh employee may appear to be, by comparison,
the best bargain.
E. Seventy-five witnesses appeared in this proceeding.
Most of them made a positive impression on me, or at
least presented no visual basis for concluding that they
were not telling the truth. Some were, I must say, more
personally compelling than other witnesses who contra-
dicted them, but that is not to say that the latter would
be dismissed out of hand as liars by reasonable observers.
Discernible changes in the demeanor of certain witnesses
led me to believe some parts of their testimony but not
other portions. Finally, I have been guided in reaching
credibility resolutions by inexplicable inconsistencies in
testimony, variances between testimony and prior state-
ments, and serious instances of implausibility.
F. Respondent's managerial and supervisory witnesses
engaged in a good deal of parrying and feinting on the
subject of Respondent's attitude toward unionization. Re-
spondent did not exactly oppose the union effort, they
said, and really had nothing against unions; the fact was,
simply put, that Respondent had decided that, in nonun-
ionized North Carolina, it would operate an "open
shop"; i.e., a nonunion project.' 8 Despite all of the cir-
cumlocutions by these witnesses about the limited extent
of their opposition to the organizing drive, I have no
doubt that the following excerpt from a June 11 letter to
Daniel DuPont employees from Project Superintendent
Garrett conveys the true flavor of Daniel's attitude: "I
personally will do whatever I can to defeat any union
drive."
G. In Wright Line, a Division of Wright Line, Inc., 251
NLRB 1083, 1089 (1980), the Board enunciated a "causa-
tion test in all cases alleging violation of Section 8(a)(3)
or violations of Section 8(a)(1) turning on employer mo-
tivation." Under that test, the General Counsel is re-
quired to "make a prima facie showing sufficient to sup-
port the inference that protected conduct was a 'motivat-
ing factor' in the employer's decision." After such a
showing, "the burden will shift to the employer to dem-
onstrate that the same action would have taken place
even in the absence of the protected conduct." Id. at
1089-90. While the Board's discussion in Wright Line fo-
cused primarily on so-called dual motive cases, it ap-
is Thus, the manager of DuPont projects, Godfrey, testified that "We
told [the supervisors) that we were an open shop contractor at the Cape
Fear site, and that's what we intended to remain to be, but we've never
been against unions."
peared to be saying that the test applies as well to so-
called pretext cases, see id., fn. 13, 1089.19
The question of what constitutes a "prima facie" case
may perhaps best be answered simply with another ques-
tion. Professor Wigmore, quoting from Bridges v. R. Co.,
L. R. 7 H. L. 213, offers his preferred formula: "Are
there facts in evidence which if unanswered would justi-
fy men of ordinary reason and fairness in affirming the
question which the plaintiff is bound to maintain?" 9
Wigmore, Evidence § 2494 (3d ed.). Recently, in Texas
Department of Community Affairs v. Joyce Ann Burdine,
101 S.Ct. 1089 (1981), an action laid under Title VII of
the Civil Rights Act of 1964, the Supreme Court stated
that "[t]he burden of establishing a prima facie case of
disparate treatment is not onerous," and it approved ear-
lier language that the appropriate standard is whether it
can be said that the "acts, if otherwise unexplained, are
more likely than not based on the consideration of imper-
missible factors." Id. at 1094.
In reaffirming, in Burdine, the "appropriate model for
a prima facie case" of racial discrimination set out in Mc-
Donnell Douglas Corp. v. Green, 411 U.S. 792, 802 (1973),
the Court signified that the test is not an exacting one-
the plaintiff must show:
(i) that he belongs to a racial minority; (ii) that he
applied and was qualified for a job, for which the
employer was seeking applicants; (iii) that, despite
his qualifications, he was rejected; and (iv) that,
after his rejection, the position remained open and
the employer continued to seek applicants from per-
sons of complainant's qualifications.
While the Court said in Burdine that such a test "elimi-
nates the most common nondiscriminatory reasons for
the plaintiff's rejection," the test does not negate a host
of possibilities, such as, e.g., the applicant's getting tipsy
at lunch or his/her stealing the prospective employer's
fountain pen. 2 0
The Board has not, so far as I know, elucidated in any
systematic way the characteristics of a prima facie case,
but I assume that it entertains a notion something like
that espoused in McDonnell Douglas and Burdine.21 In
many of the 8(a)(3) issues in the instant case, various in-
dicia of the sort often relied upon in this kind of pro-
19 Subsequently, a majority of the Board has taken the position that
the Wright Line analysis may, but need not, he expressly applied in "pre-
text" cases, while Member Jenkins apparently regards the new analytical
approach as inapplicable to such cases. Limestone Apparel Corp., 255
NLRB 722 (1981); Castle Instant Maintenance/Maid. Inc., 256 NLRB 130
(1981); Golden Beverage ofSan Antonia Inc., 256 NLRB 1255 (1981).
20 One must assume that in using the word "qualified," the Court re-
ferred only to such criteria as training and ability. Any more comprehen-
sive definition of the word, to include such qualities as the ability to re-
frain from overtippling at lunch, would put a burden on the plaintiff
which the Court plainly did not intend.
21 Burdine seems to take a different path from Wright Line once a
prima facie case has been made, out. Under Burdine, when a prima facie
showing has been made, and a rebuttable presumption thus raised, if the
defendant is able to "articulate some legitimate, nondiscriminatory reason
for the employee's rejection," the burden of persuasion requires the plain-
tiff to "demonstrate that the proffered reason was not the true reason for
the employment decision" Whether the Board will adopt this Title VII
approach in its Labor Act cases remains to be seen.
577
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ceeding are not present. Direct evidence of employer
knowledge of an employee's activities, for example, is for
the most part absent, as is, in a number of instances, the
kind of energetic and notable union activity which might
mark an employee as especially undesirable.
For most of the cases here considered, the named em-
ployees (a) participated in a strike, as did practically all
of their fellow employees (referring here only to Herco-
fina employees); (b) participated in picketing in conjunc-
tion with the strike, as did many of their fellow employ-
ees (again referring just to Hercofina); and/or (c) attend-
ed a union rally in a park, as did a smaller but unknown
number of their fellow employees (this activity includes
both Daniel Hercofina and Daniel DuPont employees).
The latter conduct seems to set these employees off from
others more than the first two forms of behavior, but it
can be argued that even the attendance of individual em-
ployees at the rally was both innocuous and, for the most
part, not shown to have been communicated to Respond-
ent.
It may be true that attendance at a union rally is a rel-
atively trivial act, and not necessarily indicative of a par-
ticular sympathy. On the other hand, the evidence is
quite clear that once the Union reared its head on March
16, Respondent sounded a battle stations alert at both
Hercofina and DuPont. Respondent's notably tense re-
sponse to the threat of a union campaign leads me to be-
lieve that it might well, in selecting employees for layoff
later on, have attempted to embrace within the layoffs
those employees who had shown enough interest in the
Union to attend its rally.
Whether Respondent knew the identity of all such em-
ployees is not directly proven. What we do know, how-
ever, as found below, is that two of Respondent's
DuPont foremen were present at the rallyand that Re-
spondent drew up a list prior to the March 20 DuPont
layoff which included some of the employees in attend-
ance there. There is no evidence that any Daniel Herco-
fina agents attended the rally. Nonetheless, an inference
of knowledge may be drawn both from Respondent's ob-
vious interest in the rally and the likely accessibility of
information about those who had been present. It seems
safe to say that such information was probably available
to Respondent.
Timing and abruptness, often relied upon as indicia of
discriminatory conduct, are not factors here. Nonethe-
less, despite the problems faced in the instant case by the
General Counsel in putting together prima facie show-
ings, it seems to me that such demonstrations can be
made here, under the authorities previously discussed, by
a combination of factors. When an employee testifies that
he has worked successfully at a job for a substantial
period of time, that he is a better worker than and senior
to other employees in his classification, and that he par-
ticipated in a union activity which distinguishes him
from many of his colleagues, and he is nonetheless in-
cluded in a layoff, a prima facie case may be made out.
More certainly, it can be said that when the employer
offers an explanation for the choice which does not with-
stand scrutiny, the necessary showing has been made.
Cf., e.g., Bronco Wine Company, 256 NLRB 53, 54
(1981): "[I]t is clear from [the employer's] testimony that
such conduct was a factor in the decision to discharge
Locke. Accordingly, we find that the General Counsel
has presented a prima facie case to support the allega-
tion...." The decision of the Administrative Law
Judge in Bronco indicates that this testimony was elicited
in the course of the respondent's presentation of its de-
fense. See also Wright Line, supra at 1088, fn. 12.
In discussing below the 8(a)(3) allegations, I do so
with Wright Line in mind, although the manner of devel-
opment of the facts which seems most appropriate does
not always track the formula set out in that case.
II. THE RELEVANT BACKGROUND; THE STRIKE; AND
THE MARCH 16 MEETING
The following contextual matter is based on the testi-
mony of Larry C. McDowell, an alleged discriminatee at
the Hercofina project.
In March, McDowell began hearing rumors that in-
strument men were receiving higher pay than the other
"A" mechanics, like himself, and he spoke about this to
both his supervisor, Marvin Taylor, and the Hercofina
project superintendent, Bill Johnson, who confirmed the
accuracy of the rumor. Unhappy about this apparent de-
parture from company policy, McDowell and some 150
other Hercofina employees met to discuss the matter
around March 6 in front of a local restaurant. The group
elected
J.
P.
Stevens
(sic),
Floyd
Wescott,
and
McDowell as their spokesmen. The three having agreed
that McDowell should speak for them, they met with
Superintendent Johnson and discussed the problem of the
extra
pay
being given to instrument
men. When
McDowell said that the employees were unhappy about
the differential, Johnson replied that it was "like every-
thing else, if you don't like it you don't have to work
here." The three employees told Johnson they would
meet with the others and report back to him.
A meeting was held that afternoon, and the spokesmen
thereafter again held discussions with Johnson, and then
again with the employees, but the latter received no sat-
isfaction of their grievance. Johnson maintained that he
had been unable to contact his superiors in Greenville,
South Carolina. Eventually, the Hercofina employees
agreed to strike on Wednesday, March 12.
The strike was almost total, and the strikers picketed
on three shifts. The strike began to dissipate on Friday,
March 14, and picketing ended on Sunday, after Re-
spondent had threatened to hire replacements starting on
Monday. During the strike, some management agents
from Respondent's Greenville office visited the site and
urged the strikers to return to work, and the manage-
ment officials met three times during the week with the
three spokesmen, with McDowell serving as principal
spokesman. During these meetings, wages were discussed
and, as well, other matters such as "benefits, vacations,
and sick leave" which the employees had "wanted to
throw in." The management representatives said, accord-
ing to McDowell, that any increased benefits were out of
the question.
On Sunday, March 16, a meeting sponsored by the
North Carolina State Building & Construction Trades
Council, AFL-CIO, was held at Hugh McRae Park in
578
DANIEL CONSTRUCTION COMPANY
Wilmington. Some 100-20022 people from the local
Daniel jobsites heard a union representative advise em-
ployees about their picketing rights, the assistance the
Union could offer, and his belief that it was pointless to
continue the strike. He advised them to go back to work
and undertake an organizational effort. He also encour-
aged the employees to sign authorization cards, which
were passed out at the park.
The strikers returned to work on Monday, March 17.
Ill. THE MARCH 20 DANIEL DUPONT LAYOFF
The strike at Hercofina and the union-sponsored rally
at the park received considerable publicity in the local
press and television. The park meeting was attended by
Daniel employees from, among other locations, both
Hercofina and DuPont. There were also two Daniel
DuPont supervisors present at the park rally.
In attempting to establish motive for the DuPont
8(a)(3) allegations, the General Counsel has relatively
little to work with in the way of open and notorious
union activity by the eight employees laid off on March
20 who are named in the complaint. Unlike Hercofina,
there was no strike at the DuPont site. The only distinc-
tive conduct engaged in by the eight DuPont employees
which may be said to have noticeably allied them with
the Hercofina concerted activities and the entry of the
Union into the picture on March 16 was the attendance
of most of them at the union meeting in the park on
March 16 (and, for two, their efforts in circulating union
authorization cards on the DuPont job thereafter).
For most of the eight Daniel DuPont employees
named in the complaint, it is this fact of their presence at
the park on which the General Counsel must rely as a
significant determinant of their selection for layoff on
March 20. That particular conduct might not ordinarily
seem to loom very large; mere attendance at a public
meeting in a park on a Sunday might be thought by an
employer as denoting simply idle curiosity or a pleasant
recreational choice rather than as clearly conveying a
commitment to a union cause. On the other hand, the
record indicates a rather sharp, urgent reaction by Re-
spondent's management to the insinuation of the Union
on March 16 into concerted activities which had begun
the week before without any special union orientation.
Thus, beginning on Monday, March
17, when the
Daniel Hercofina employees returned to work, Bob
Banks, vice president of industrial relations for Respond-
ent's parent corporation, and Ted Johnson, a vice presi-
dent of Respondent, both of whom had come from the
Greenville home office to Wilmington in the preceding
week to attempt to pacify the strikers and monitor the
strike, held a ;eries of meetings with groups of Hercofina
employees. While Banks testified that he had promised
the employee spokesmen that he would conduct such
meetings upon termination of the strike "to see what [the
employees] had to say," and while it may be that a good
deal of the discussion at these meetings which concerned
the Union originated with employee questions, it is a fact
a2 Different estimates were given by the witnesses While McDowell
thought there were 150-200 present. employee Tedder guessed "around
i00."
that Banks displayed a blank authorization card at some
of the meetings and warned employees about the legal
effect of signing such a document. 23
It is also true that beginning on March 17, Respondent
held supervisory meetings at both Hercofina and DuPont
in which the union organizing effort was discussed and
supervisors were instructed, inter alia, to keep an eye out
for authorization card solicitation. Almost immediately,
some Hercofina employees were disciplined for engaging
in such activity.2 4
It appears, accordingly, that Respondent was, by
March 17, fully cognizant of and sensitive to the sudden
appearance of the Union on the scene, and was further
troubled by the prospect that the Union might reap a
harvest from the swirling discontent which had spilled
out at Hercofina. The potential in the situation might
well have convinced Respondent that it would not be
untoward to choose for layoff at DuPont those who had
publicly acted in the most prominent manner in which,
as of March 20, possible union supporters might be iden-
tified-attendance at the March 16 Hugh McRae Park
meeting.
As noted above, the record shows that two Daniel
DuPont supervisors attended the park convocation. I
doubt that Pipe Department Foreman David Pender or
Millwright General Foreman Ken Willetts was assigned
by Respondent to observe the meeting and those in at-
tendance; I imagine that they went out of curiosity. 25
Pender testified that he was acquainted with some of the
eight alleged Daniel DuPont discriminatees, did not
know others, and saw only two of the former group-
Ralph and Jacqueline Wilson-at the park. Since there
was no contradiction forthcoming of Pender's assertion
that he is unacquainted with James Perdue and Heber
Norris, and since such an assertion would seem easy to
contradict, I see no reason to disbelieve him on that
score.
As to Pender's denial that he saw J. B. Carlisle. J. D
Carlisle, James Piner, and Charles Dove, that may or
may not be so. Pender's concession that he saw the Wil-
sons suggests his veracity, but his testimony that he
popped into the office of his general foreman, Willie
Suggs, on Monday, told him that he had attended the
meeting, and left without saying anything more (includ-
ing the identification of those in attendance) seenmed
quite unreal as Pender described it. "[T]wo or three
days" after the March 16 meeting, Project Manager Gar-
rett called Pender to his office to say that he should not
attend such meetings; 2 6 while Pender denied having in-
:2 The allegations regarding statements purportedly madle by Banks a;
these meetings will be developed in detail hereafter.
24 DuPont Project Manager Garrett testified that he held a meeting,
probably on March 17, at which the supervisors were told hy an Itornrs
"what they could and couldn't do in case we were petitioned
rith the
union petition"; a union card was also displayed to the supervisors, so
that they might "be familiar with it."
25 On the projects involved in this case, a foreman occupies the lowest
rank of supervisory status (at DuPont, about 60-65 of them), but is con-
ceded to be a "supervisor" aL defined in Sec. 2(11) of the Act; the other
supervisory grades are general foreman (at DuPont, about 12); depart-
ment superintendent (at DuPont, about 7); and a single project superin-
terident
26 Garrett testified that he knew of Pender's presence at the park bs
seeing him "on TV"
579
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
formed Garrett of the identity of those in attendance, he
might, of course, have done so.'?
General Foreman Willetts testified that he saw none of
the asserted DuPont discriminatees at the meeting,
saying he did not know Norris or Dove, and that his
only conversation about the meeting with members of
management was more than a week later when Garrett
called him in to caution him against attendance at em-
ployee rallies. If Willetts in fact told no other supervisors
of his presence at the park, then, of course, the fact that
Garrett somehow became aware of it is of considerable
interest. Garrett testified that he could not "recall exact-
ly how I learned of it"; the fact that he did become so
informed indicates either that Willetts spoke of the affair
to others or that Garrett had his own sources.2 8 Willetts'
appearance did not particularly vouch for the worth of
his testimony, and he also said that Garrett did not men-
tion to him that he knew that Willetts had attended the
park meeting, but only spoke in abstract terms, which
seems most unlikely to me.
In consequence of the above, and in evidence to be re-
lated hereafter with regard to employees Piner and
Perdue, there is adequate ground for belief that the man-
agement officials responsible for selecting for layoff on
March 20 could have been, despite their denials, aware
of the identity of some or all of the Daniel DuPont em-
ployees in attendance at the Hugh McRae meeting on
March 16. In some significant testimony, Daniel manager
of DuPont projects, Godfrey, said on cross-examination
that he learned "some time later that one or two [Daniel
DuPont employees] had been identified as being there
.
. [i]n various meetings and whatever," hastening then
to add that "in terms of the Cape Fear site I've never
had a concern and never had any knowledge of any of
our boys participating in any of that, other than one that
I know of." He later ultimately said that the "one" was a
supervisor, who was discharged. It does not seem likely
that only a supervisor's participation was noticed.
Project Manager Garrett also was aware, as he said, of
the connection between the Union and the rally perhaps
"the next day or two" after the latter. It was presumably
at least that soon, because a meeting of Garrett's supervi-
sors was held probably on March 17 at which an attor-
ney displayed a union card to those assembled. Whether
such knowledge played a role in the selection of the
eight employees under consideration is, of course, an-
other question.
Garrett testified that, after being told by Manager of
DuPont Projects Godfrey that he had to reduce the
force by 30 or more employees on March 20 (in addition
to the 15 or 16 already laid off on March 13), he selected
"most" of the employees for layoff himself. When asked
if it was unusual for him to personally play such a role,
he replied, "Not totally unusual, no." He later agreed
that he had not been "as heavily involved" in the March
13 layoff as he was on March 20. This pregnant issue
was, unfortunately, not further explored with Garrett,
17 Pender was one of the few witnesses whose demeanor left a strong
negative impression.
'I Garrett testified, "Somebody came to me and told me, or some-
thing."
and he was not asked to explain why he chose to princi-
pally make the selections on this particular occasion.
Michael McClamore, a former millwright superintend-
ent who testified for Respondent, stated that the normal
course of selection for layoff prior to March 20 had been
that the "front office" would tell him the number of em-
ployees to be laid off, and he in turn would tell his gen-
eral foremen to consult with the foremen under them to
translate that number into names. On March 20, howev-
er, at a meeting with Garrett and his assistant, J. C. Wig-
gins, just before noon, McClamore was told that mill-
wrights Piner and Perdue, specifically, should be termi-
nated; as the three men totaled up their manpower re-
quirements, it was decided to let another millwright go,
and the three picked Ben Register. Asked if he knew
why Piner and Perdue had come from Garrett preselect-
ed for layoff, contrary to the regular procedure, McCla-
more said, "No, sir, not really, but those three spots, I
guess that you would actually [sic] that hurts us . . .
least as far as the millwright craft was concerned."
General Foreman Willetts, General Foreman Stallings,
and Foreman Thetford, on the other hand, testified that
both procedures have been used in the past: sometimes
the foremen are told to pick employees for layoff, and
sometimes the superintendent "gives us the names of the
men." As later discussed, the subsequent layoffs at
Daniel Hercofina, contrary to the March 20 reduction at
DuPont, assertedly employed another procedure: there,
the foremen were purportedly told to submit names for
layoff, and those choices were honored. 29 There is, I
think it fair to say, something suspicious about the fact
that Garrett, on March 20, decided to lay off by a "not
totally unusual" system.
Garrett testified that together with J. C. Wiggins, his
second-in-command and also the superintendent of the
painting, sheet metal, and insulation crafts, he chose the
30 employees terminated on March 20. He said that he
was familiar not only with all 30, but, indeed, with all
650 employees on the project, and maintains a board in
his office on which is shown each employee in each
crew. In selecting the 30, he "in some degree talked to
all" of the 7 superintendents at a group meeting on
March 20. The selection process took about "3 hours or
so."
Garrett and Wiggins gave testimony about the reasons
for selecting the eight alleged discriminatees. Their ex-
planations will be discussed hereafter in connection with
the eight cases. Analysis will begin with simultaneous
consideration of Piner and Perdue, two millwrights
whose fates, according to the testimony, were linked to-
gether in March 1980.
29 Daniel Hercofina Project Manager Bill Johnson explained: "I feel
like the person who works the man knows more about his capabilities
than a man who just walks by and sees them occasionally." To like
effect, Bob Banks testified that the "normal" procedure is to have the line
foremen recommend for ROF, although he "guess[esJ it could" be done
otherwise, and Manager of Employee Relations Emerson Johnson said
"the recommendation [for layoff selectionl would always come. probably,
from the foreman, the first line supervisor," although he has seen it done
"both ways."
580
DANIEL CONSTRUCTION COMPANY
A. James A. Piner and James Perdue
James Piner began to work for Daniel in the late
1960's, and had been at the DuPont site for 6 or 7 years
at the time of his March 20 layoff. He had been laid off
from that job on one previous occasion, about 3 years
before. At DuPont, he was the only "small tool repair
man," and he repaired such tools and other larger equip-
ment. His foreman was Billy Johnson and his general
foreman was Ken Willetts.
Piner attended the Hugh McRae meeting for 5 or 10
minutes, and saw General Foreman Willetts there. On
March 19, Michael McClamore, the millwright superin-
tendent, came to Piner's workbench and asked if he had
attended the meeting in the park.30 Piner said that he
had, and asked McClamore if that meant he would be
laid off. Piner then recounted:
He said, James, I'm going to be fair with you, he
said, they've got a list of names in the front office,
he says yours and James Perdue's names is on the
list. He also said that they had a newspaper from
the news media, I guess they are the one who prints
it, I reckon, and said they had it blew up to see
how many people that they could identify at that
meeting. And he said that there were a bunch of
people in the picture standing there with their
hands up, and I said, well you didn't see my hand
up because I didn't raise it. And, he said, well, all
they could identify was two electricians . . . I
asked him, I said, does that mean I am going to be
laid off. He said, James, I'm going to put it to you
just like this, he said, it is beyond my control. And
that was in the presence of Earl Melvin.
Earl Melvin, the millwright expediter, testified that on
March 19 he overheard part of a conversation between
Piner and McClamore in which the former said, "Mr.
Mac, if I'd known it'd done me out of my job I wouldn't
have gone to this meeting," and the latter said something
like, "James, I don't think you have anything to worry
about."
When Piner learned on March 20 of his layoff, he
went to see Project Manager Garrett, who told him that
"there comes a time that every man has to go" and that
"there is no need in me lying to you that I don't know
what is going on, he said, because I do."31 Piner then
asked Willetts to summon McClamore; when the two
men subsequently approached, McClamore said, "James,
I hated to face you because, he said, I didn't know what
to say to you." When Piner asked why he was being re-
leased, the following occurred:
He said, James, the best I can tell you, he said, I
told you that they had a list of names up there. He
said, yours and James Perdue['s] names were on
that list, and, he said, it is beyond my control. He
said, it is coming strictly out of the front office. He
said, they told me to let you and James Perdue go
30 This question is alleged separately to constitute a violation of Sec.
8(aXI).
sl Garrett agreed that Piner had visited him on March 20, inquiring
about "rumors" of a layoff, but said he was noncomittal on the subject.
today, and he said, they told me that I could pick
one man3 2 ....
[H]e said, James, he said, I could
tell you more than that if it wouldn't jeopardize my
job but it would jeopardize my job ....
He said, if
you ever need any recommendations for work, he
said, you are the best man I have ever had on this
job, prior to the other three men, and he told me,
he said, I have talked with Billy a number of times
on your work and he said it was 100 percent up to
par.
Piner returned to work for Respondent on May 14; he
had promptly filed an application after his layoff in
March. The call he received to return to work was from
Personnel Manager J. B. Larrimore, who testified gener-
ally that employees were hardly ever recalled to work,
but did not comment on Piner's testimony.
James Perdue was a millwright at the DuPont project;
he had worked there for 7 years, without interruption,
when he was laid off on March 20. He worked on a
crew of 10 or II millwrights and machinists (including
Piner) under Foreman Johnson. Perdue operated the 48-
inch drill press, and he was the only crewmember who
normally did so.3 3 As of March 20, every employee in
the shop had less seniority on the job than Perdue except
for a foreman and a welder.
Perdue went to Hugh McRae Park for "four or five
minutes" on March 16; there he saw General Foreman
Willetts. When he was told on March 20 that he was
being laid off, he saw Piner speaking to Supervisors
McClamore and Willetts and, upon approaching, heard
McClamore say that he "had no control whatsoever over
it," that Piner and Perdue were the best men he had, and
that he had no one to replace them.
Ben Register was the third millwright laid off along
with Piner and Perdue. 34 He testified that on March 20,
McClamore told him, Perdue, and Piner "that it was
beyond his control that they were laying us off, but he
said he didn't have no one else to take our places ....
He said that they had a list at the main office with Mr.
Piner's and Mr. Perdue's names on it and they had to
go." 3 5
McClamore, who left Respondent's employ at DuPont
on May 5,36 was called as a witness by Respondent. He
a2 The third man selected was Ben Register.
3s Perdue estimated that a worker who already knew how to operate a
drill press would take 90 days to skillfully run the large one he had been
operating.
a4 He returned to work at the site in May. Register's termination is not
alleged to be violative of the Act.
1s Register also testified that on the Monday or Tuesday preceding the
layoff, his foreman, Keith Huitt, asked him "did I sign one of those cards
and pass it around." Register replied that "if he looked real hard he
might find my name on it." The complaint was amended at the hearing
to allege that Huitt coercively interrogated Register.
Huitt answered "no" to the questions whether he had ever asked Reg-
ister if he had signed a card or whether he had discussed cards with Reg-
ister; asked if Register had told him that if he looked hard, he might find
Register's name on a card, Huitt replied, "No, sir, not that I recall." In
his bref appearance, Huitt did not inspire much confidence, but Register
made an excellent impression. I credit his testimony
36 The record is unclear as to whether McClamore remained on Re-
spondent's payroll at another location.
581
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
testified that he did have a conversation with Piner
shortly before the layoff, and he "believe[d] that it was
the day before," but his version was that Piner had
stated that "he heard that there was a reduction in force
going to happen and that his name was on the list."
Piner then mused that if he was on such a list, "in all
probability it is because I attended a meeting at Hugh
McRae Park." McClamore, testifying that he knew noth-
ing of a layoff at the time, told Piner that he had heard
similar rumors about a layoff but nothing "concrete." He
further testified that it was Piner who "probably" said
something about the newspaper photograph, and that he
"probably" replied that he had seen the picture (which
had appeared on the front page of a newspaper) but
could recognize no one. McClamore denied Piner's in-
criminating testimony in all material respects.
Garrett testified that, on March 20, he and Wiggins3 7
decided that they could "eliminate" Piner's tool repair
job by allocating "this particular type of work to the
various crafts to look after their own equipment." While
a "very small part on a very limited type of basis" of
Piner's function was retained, the job was substantially
"dissolved." He further testified that, when Piner re-
turned to work in May, he did not resume his former
job, but was assigned to "field" (as opposed to "shop")
work, and the tool repair is now "sort of shared by sev-
eral . . . whoever's available." That Piner's job was es-
sentially being dispersed was confirmed by Wiggins:
"Mr. Piner was a small tool repair and shop repair man,
and we let the shops take care of their own equipment,
and called other people in to repair the small hydraulic
tools as we needed them, and we could best do without
those two [Piner's and Perdue's] positions in the mill-
wright shop." Wiggins further testified that "different"
people, and "[n]o particular one," repaired small tools
after Piner left.
As for Perdue, Garrett said that he was chosen be-
cause Garrett "had been getting a lot of reports on Mr.
Perdue's performance, and he had made quite a few mis-
takes and this type of thing"; Perdue could be eliminated
because Garrett had "5 or 6 other people that could op-
erate that radial press, the drill press he was on."
Wiggins' testimony about Perdue seemed to clarify
Garrett's in the sense that he indicated that Perdue's po-
sition of drill press operator was being eliminated: "[lit
was my opinion that that position could be filled easier,
and we could do best without that position than some of
the others."3 8 He also said that he told Garrett that Gen-
eral Foreman Willetts had reported that Perdue had
made "several" mistakes in drilling holes and flanges.
Millwright Superintendent McClamore, however, testi-
fied that he told Piner, Perdue, and Register on March
20 that "they were good workers, that [he] didn't have
any pi blems with their work." It seems most unlikely
that Willetts and McClamore would have conflicting
opinions about Perdue's productivity.
1a Wiggins testified that Garrett first asked him to nominate two mill-
wrights for ROF, and later a third. He picked Piner, Perdue, and then
Register.
38 Also, speaking of both Piner and Perdue, Wiggins, as noted, said,
"[W]e could best do without those 2 positions in the millwright shop."
The testimony by Garrett and Wiggins that the jobs of
Piner and Perdue were being eliminated was, in my
view, blown out of the water by the evidence given on
rebuttal by two current Daniel employees. Clarence Li-
vengood, a 6-year employee, and George Irving, a 5-
year employee, testified that they were working in the
baler area on the Monday following the layoff when
General Foreman Willetts asked for "volunteers" to
work in the shop. Although they said they were not in-
terested, Willetts reappeared the next day and ordered
them to transfer. Livengood thereupon was put to work
operating the big drill press, Perdue's former job, and
has been doing that work ever since; he had previously
operated the press on only two occasions at night.
Irving was assigned to taking care of small tools,
Piner's recent job; although Willetts had told Irving that
he would do that work only for a couple of weeks, he
actually performed it for 7 weeks, at which time Piner
returned to work and Irving went back to the field.
Irving had not previously done small tool work.
While Superintendent McClamore testified that he had
four or five millwrights in the shop who could operate
the drill press, the fact is that the drill press work was
not split up among them. What is more, McClamore tes-
tified that while it was his "job to put somebody on that
drill press," he did not in fact assign Livengood to the
job; the implication is that the assignment came from
above McClamore.
The testimony of Livengood and Irving, both most ap-
pealing witnesses, reduces to a shambles the claim made
by Garrett and Wiggins that Piner and Perdue were re-
moved as a result of a planned redistribution of their
functions. This false testimony, taken together with the
other evidence, persuades me that Piner and Perdue
were selected because of their presence at the union-
sponsored rally.
The testimony of Piner that Superintendent McCla-
more spoke to him on March 19 about his attendance at
the rally, about the blown-up newspaper photograph,
and about the list on which his and Perdue's names ap-
peared, is obviously of the most critical importance. 3 9
For one thing, it demolishes Garrett's assertion that the
selection process did not occur until March 20. For an-
other, it establishes that Respondent was attempting to
focus on employees, like Piner and Perdue, who had at-
tended the park meeting.40
Although McClamore did
say to Piner that Respondent had only been able to iden-
tify "two electricians" from the enlarged photographs,
there clearly were ample alternative sources for identifi-
cation of Piner and Perdue as attendees at the rally.
The testimony establishing that the positions in which
Piner and Perdue had been working were not in fact
:'" I would employ the term "terrific" in describing the impression
Piner made; he was one of the outstanding witnesses of the entire hear-
ing. McClamore was not nearly as convincing.
40 As stated above, Earl Melvin, another credible witness, substantiat-
ed the tenor of this March 19 conversation. While he also helieved that
McClamore said that he did not think Piner had "anything to worry
about," that attempted consolation does not seem necessarily inconsistent
with Piner's version. What is important here is the strong indication of
concern by a high-ranking supervisor that Piner and Perdue were on a
list of nominees by virtue of their attendance at the meeting.
582
DANIEL CONSTRUCTION COMPANY
eliminated, as Garrett and Wiggins contended, and that
the two long-term employees were immediately replaced
by other employees with little or no experience at the
work they assumed, 4 1 justifiably warrants invocation of
the Shattuck Denn Mining Corporation principle that a
false reason may give rise to an inference that an unlaw-
ful motive is being concealed.4 2 The circumstances dis-
cussed above lead me to believe that the rule is properly
invoked here. For the reasons indicated, I conclude that
Piner and Perdue were chosen for layoff on March 20
because of their attendance at the union rally on March
16, and that Respondent thereby violated Section 8(a)(3)
and (1) of the Act.4 3
In the foregoing analysis, I have referred to two en-
counters which the complaint charges as violative of
Section 8(a)(l): McClamore's March 19 question to Piner
as to whether he had attended the March 16 meeting,
and Huitt's question to Register, on March 17 or 18,
about whether Register had signed a card and passed it
around,
While the Board has recently reiterated that the "test
of whether an employer's interrogation of an employee
violates Section 8(a)(1) is whether, under all the circum-
stances, the interrogation reasonably tends to restrain or
interfere with employees in the exercise of rights guaran-
teed them by the Act," SAS Ambulance Service, Inc., et
a., 255 NLRB 286, fn. 1 (1981), it has also indicated,
seemingly as a per se or presumptive rule, that "an em-
ployer's inquiries into the union sentiments of its employ-
ees, even in the absence of a threat of reprisal or promise
of benefit, or when the employee's union sympathies are
well known, results in an unlawful interrogation in viola-
tion of Section 8(a)(1) of the Act." Edgcomb Metals Co.,
One of the Williams Companies, 254 NLRB 1085 (1981);
see also PPG Industries, Inc.. Lexington Plant, Fiber Glass
Division, 251 NLRB 1146 (1980). I would suppose that
this guideline applies to questions about employee activi-
ties, as here, as well as sympathies. But even if no per se
4' Garrett testified that, when Piner returned to work in May, he was
assigned to field work, and not his former shop job. While Piner was not
recalled to deny this assertion, the fact is that, once Piner returned,
Irving went back to the field, and Irving's testimony that he performed
Piner's old work for 7 weeks is not contradicted and is inconsistent with
the stated plan to eliminate Piner's job.
42 That case holds that:
If (the trier of fact] "finds that the stated motive for a discharge is
false, he certainly can infer that there is another motive. More than
that, he can infer that the motive is one that the employer desires to
conceal-an unlawful motive-at least where, as in this case, the sur-
rounding facts tend to reinforce that inference." [Shattuck Denn
Mining Corporation (Iron King Branch) v. N.LR.B., 362 F.2d 466,
470 (9th Cir. 1966).]
Accord: American Casting Service, Inc. supra, 365 F.2d at 172: "The fail-
ure of respondent to adequately explain its reasons for the selection of
certain employees for discharge may also be considered in determining
the true motives for the action."
4' Noted above is some testimony that Project Manager Godfrey testi-
fied to having been told of the presence of "one or two" DuPont em-
ployees at the McRae Park rally. He went on to identify one of those
people as "Piner," but, on redirect, said it might have been Prevatte, a
supervisor who was discharged for participating in concerted activities.
Even at the end of his redirect testimony, however, Godfrey said he
"cannot now truthfully say which one it was." There are arguments for
and against considering this testimony to be probative of Respondent's
knowledge about Piner; the casual way in which Godfrey mentioned
Piner suggests that he may truly have been confused.
rule applies, the particular contexts here suggest improp-
er intrusiveness.
Certainly, the whole of the Piner-
McClamore conversation made the opening question an
ominous one; and Huitt's direct, unexplained, and unjusti-
fied query of Register would reasonably have promised
to cause him to restrict his activities on behalf of the
Union. Consequently, I find both of the 8(a)(1) violations
charged.
B. Ralph M. and Jacqueline Wilson
Ralph M. Wilson was employed as a pipewelder and
pipefitter at Daniel DuPont when he was laid off on
March 20. He had worked for Daniel, all tolled, 13 or 14
out of the preceding 16 years, and had been steadily em-
ployed at Cape Fear for 3-1/2 years at the time of layoff.
For 3 years prior to November 1979, at which time he
volunteered to return to welding, Wilson had worked as
a planner, or "sketcher," designing the piping which had
to be installed in consultation with a DuPont engineer,
and overseeing its erection. On several occasions in the 3
years preceding 1980, Wilson had been detailed for ex-
tended periods to act as a foreman and welding inspec-
tor, receiving commensurate wages therefor.
The crew on which Wilson worked at the time of
layoff consisted of nine employees. There were two
other welders on the crew, Jack Self and Ray Carlisle.
Carlisle was laid off along with Wilson; Self, a 7-or 8-
year employee, remained. Wilson testified that he, al-
leged discriminatee J. B. Carlisle, a pipefitter, and the lat-
ter's son Ray, had been working for 2 weeks on a special
"hot" project for DuPont, and that, as of March 20,
there "was three weeks' work for the three of us, and no
slowing down."
It is also claimed that Wilson's wife Jacqueline was the
victim of unlawful discrimination on March 20. Jacque-
line Wilson had worked for Respondent for about 6
years, and at the DuPont site for 3-1/2 years, when she
was laid off on March 20 from her job as a pipewelder in
the fabrication shop. Jacqueline Wilson had been laid off
once before from the DuPont job: in January 1977, to
save a family man from losing employment, she volun-
teered to take the layoff.44 Up to March 20, Jacqueline
Wilson said, she had been working on "hot," i.e., urgent-
ly needed, items in preparation for the shutdown of an
assembly line, and the concomitant repair work, which
was immediately forthcoming.
The Wilsons attended the Hugh McRae Park meeting
on March 16 and, while there, signed authorization
cards. Wilson testified that he saw and spoke to Foremen
Willetts and Pender at the meeting.45
The following week, reference to the Union surfaced
at the DuPont site. At the regular Monday morning
safety meeting, abuzz with talk of the Hugh McRae as-
sembly, Foreman Charlie Thetford, stating that "We're
going to have a safety meeting," also said that he did not
"want to hear nothing about no unions."
44 Project Manager Garrett testified that she had been "in and out of
there 2 or 3 times." I credit Wilson.
4" As earlier stated, Pender testified that he saw the Wilsons; Willetts
denied recognizing any employees.
583
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
The next morning, Wilson overheard Foreman Ralph
Holland counsel his crew that they "don't need unions"
and to "let those dumb sons of bitches bump their
gums." On Wednesday morning, Wilson received a call
from his wife about a rumor that he was passing out
union cards on the job. Concerned, Wilson spoke to Sam
Collins, a superintendent apparently not directly above
Wilson in the line of authority; he told Collins that he
had attended the meeting and signed a card, but he
denied that he had brought cards on the job. Collins in-
dicated that he knew nothing of the matter and had no
control over it. 4 6
On Thursday, March 20, Foreman Thetford told
Wilson at 3 p.m. that he had received word from Gener-
al Foreman Luke Burns to lay off Wilson and the Car-
lisles, J. B. and his son Ray.47
Wilson, with the two Carlisles, went to General Fore-
man Burns' office and demanded to know who was re-
sponsible for his layoff. Burns "just hung his head" and,
when pressed, said he did not know who was responsible
for their selection.
Angered and still wanting to hear the reason for their
selection, Wilson and his wife refused to accept the final
paychecks offered them; instead, together with J. B. Car-
lisle, they went to see Project Manager Garrett. Wilson
asked Garrett who had laid them off, and Garrett said he
"assume[d] it came from your work area." Garrett also
noted that there were no rules about selecting for layoff,
and that the Wilsons could return to work whenever the
Company began hiring.4 8
On March 22,49 Wilson called Marshall Smith, the
general foreman in the fabrication shop, where his wife
had worked. When Wilson asked Smith who was respon-
sible for laying off his wife, Smith told him that at the
general foremen's meeting on Thursday, Sam Collins had
handed him terminations
for Jacqueline Wilson and
Bobby Albee and instructed Smith to sign them. When
Wilson asked Smith if there were other welders he might
have preferred to lay off, Smith told Wilson, "Well, I
don't know about that, but . . . there's welders there
that have been there less time than she's been there
....
[S]he was as good a welder as he had in the shop
and as hard a worker."5 0
On the following day, March 23, Wilson called Thet-
ford, his own foreman, to ask about the reason for his
layoff. Thetford said, "I swear I don't know." He also
said that Wilson was a "good worker," that there was
much work to be done ("all I could handle")51 and that
4s Collins did not testify. Curiously, although Wilson said nothing
about having also expressed this concern to his immediate foreman, Char-
lie Thetford testified that Wilson had talked to him about the rumors.
47 The layoff of J. B. Carlisle is alleged to have been unlawful; the
layoff of Ray is lot so alleged. Another Carlisle son, J. D., is also named
in the complaint as a discriminatee
48 Garrett was not questioned about this meeting.
49 A Saturday. Wilson testified that the job was working "around the
clock" because a 2-week shutdown had begun the day after the layoff.
so On cross-examination, Wilson said that Smith, in answer to the
question, stated that "he wouldn't have picked her for layoff" Notes
made by Wilson of his conversation with Smith show no such question
or answer, but the notes clearly contain only portions of the conversa-
tion.
5i Thetford testified that he made no such statement.
he had told Collins after the layoff that he had "lost
some people he didn't want to lose."5 2
Seeking support for the Board charge concerning the
termination of him and his wife, Wilson called Marshall
Smith again on April 7 to ask for a written statement
pertaining to Jacqueline Wilson's ability. 53 Smith refused
to talk on his telephone, fearing it might be "tapped,"
but a few minutes later called back and arranged to meet
the Wilsons at 10 p.m. that night at a parking lot. At the
lot, Smith "crawled into the back seat" of the Wilson car
and told them to drive around. Smith told Wilson that
Wilson's lawyers were "going to have to dig deep," and
that Respondent had brought in a "team" of people from
Greenville to look into the case. The team had presented
Smith with "a prewritten statement to the effect that
there was a lack of work situation prior to this layoff,"
which he had signed "for fear of my job." General Fore-
man Burns had also signed, according to Smith, but had
added at the bottom "to the best of my knowledge."
In describing her termination, Jacqueline testified that,
on March 20, Foreman Smith approached her "white as
a ghost" and with his "bottom lip . ..quivering,"
said,
"Jackie, I didn't have anything to do with it, but you are
being laid off." Smith then told Bobby Albee that he,
too, was being let go. Jacqueline Wilson corroborated
her husband's testimony about his conversation with
Garrett. She also listened to her husband's March 22
phone conversation with Foreman Smith, and recalled
him making the statements to which her husband testi-
fied. She further confirmed the April 7 automobile con-
versation with Smith.
Garrett testified, as to the decisional process which led
to the removal of Jacqueline Wilson, that he "was a part
of it along with Mr. [Harvey] Holland, but I contributed
quite a lot to that."5 4
He said that Jacqueline Wilson
"did beautiful work, but she was somewhat limited,
meaning that I could not send her to the field," where
she "performed poorly." 55
He also considered her a
"very slow" producer. He said Jacqueline Wilson was
the most expendable of the 16 or 18 welders in the shop.
While Garrett and Wiggins testified, as later discussed,
that a "part" of the reason for choosing sheet metal
helper Heber Norris for layoff was to maintain the mi-
nority ratio among the sheet metal helpers (thus retaining
a female and a black helper), he said that Wilson's
gender was not significant because "there was another
one, or two" women in her shop, one in quality control,
and the other "could have been in the material group."
Wilson was, however, the only female welder.
"[W]ith the input of Harvey Holland," Garrett also
picked Ralph Wilson. He discounted the value of Wil-
son's prior work as a pipe sketcher, a job which he had
s5 On cross-examination, Wilson conceded that Thetford also said he
had been told by a DuPont maintenance man that maintenance costs
"were running way too much."
53 This suggests that Smith had indeed praised her work in the first
call.
5' Holland is apparently a day-shift pipe superintendent who is in
charge of the night shift as well, although he is also referred to as an
assistant superintendent to Collins.
6s The "field" refers to work in the industrial complex itself, as op-
posed to the fabrication "shop" in which Wilson worked.
584
DANIEL CONSTRUCTION COMPANY
voluntarily left in order to work as a welder; he stated
that the work function for which Foreman Thetford was
responsible had been "deteriorating"; and he judged
Wilson as the "least performer" of the welders.
I find convincing the General Counsel's argument that
the Wilsons were discriminatorily
chosen for layoff.
While the evidence as to them does not have all of the
substance underpinning the Piner-Perdue allegations, it is
nonetheless persuasive of an unlawful motivation.
The most immediately striking aspect is the decision to
lay off both members of a married couple. While that
fact, of course, does not in and of itself make a case,
there is something inescapably vindictive about Garrett's
choice of the Wilsons; this is particularly true in view of
their relatively lengthy tenure with Respondent and the
evidence showing that they were both good workers
whose inferiority to other workers, giving Respondent
the very best view of the evidence, would be deemed no
more than marginal. The possibility that Garrett would
happen to select this married pair, from a complement of
more than 600, on an objective basis, cannot be gainsaid;
but the coincidence obviously gives rise to an inference
to the contrary. 56
The Wilsons attended, and signed authorization cards
at, the Hugh McRae gathering, and they were seen there
by Foremen Willetts and Pender.57 As indicated, it is
not unreasonable to infer that their presence was made
known to higher authorities. In addition, the testimony
shows that on Thursday, March 13, some Hercofina em-
ployees staged a demonstration at the gates of the
DuPont site. Participating in the demonstration was one
Lonnie Prevatte, a Daniel DuPont foreman, who was
promptly discharged for doing so. On Thursday, as the
Wilsons were slowly driving away through the demon-
strators at the end of the workday, Prevatte, an old ac-
quaintance, walked up to the Wilson car and invited
them to attend the union rally on Sunday. Since Pre-
vatte's participation in the demonstration was observed
by Respondent's agents, so too might have been his con-
versation with the Wilsons.
On the day before the layoff, as stated, Wilson spoke
to Superintendent Sam Collins about a rumor that he had
been passing out union cards. Although Wilson did not
say so, Foreman Thetford volunteered at the hearing
that Wilson had also spoken to him about the rumor. If
the rumor did not reach Garrett by other routes, Wil-
son's expressed concern to the two supervisors may well
have had the unwitting effect of directing it to Gar-
rett; 58 the record indicates that in those nervous days the
connection between employees and authorization cards
was of particular interest and concern to Respondent.
The testimony by the Wilsons as to their "Deep
Throat" evening encounter with Fabrication Shop Gen-
I6 I find hereafter no violation arising from Garrett's choice of a father
and his two sons for layoff. That decision, hesitantly made, does not de-
tract from the present one. Indeed, the extraordinary fact that familial
devastation occurred twice, not once, in this single layoff confirms my
belief about the Wilson case.
8' While Willetts denied seeing them, Wilson said he spoke to both
foremen, and I believe him Both Wilsons were very impressive people; I
had no similar reaction to Willetts.
s5 Collins did not testify. Thetford said he did not mention the discus-
sion to anyone.
eral Foreman Marshall Smith has a melodramatic air
about it which might warrant a certain amount of skepti-
cism-except for the facts that (I) Smith was not called
by Respondent to testify, and (2) his absence was not ex-
plained
in any way. Left undenied, accordingly, is
Smith's asserted
fear that
his telephone might
be
"tapped"; his admonition that the Wilson lawyers would
have to "dig deep"; and his statement that he and Gener-
al Foreman Burns had been required by Respondent to
sign statements about "lack of work" which they obvi-
ously did not believe to be true. These indications of in-
tense fear and deliberate subterfuge conveyed by a super-
visor of relatively high rank are of weight here.
Also left unchallenged is Smith's reported telephone
statement that Jacqueline Wilson was "as good a welder
as he had in the shop and as hard a worker." The testi-
mony in this area is the only portion of Ralph Wilson's
account that gave me pause. He at first said that when
he asked if there were other welders that Smith would
have preferred to lay off, Smith replied, "Well, I don't
know about that, but ....
" On cross-examination, when
asked about this apparent reservation, Wilson said that
Smith had flatly stated that "he wouldn't have picked
her for layoff." In full context, however, Wilson's first
description of this conversation (not fully reproduced
here) seems to me to imply the second version. Thus, if
Ms. Wilson was "as good a welder as he had in the shop
and as hard a worker," and, in addition, as Smith point-
edly noted, "there's welders that have been there less
time than she's been there," it hardly seems likely that he
would have selected her.
Wilson's testimony that Garrett told him, when beard-
ed by the Wilsons on March 20, that he had nothing to
do with the choice of layoff victims ("I assume it came
from your work area") was not denied. For Garrett to
dissemble about his responsibility for the selection is not
attributable to cowardice; I saw nothing of that in Gar-
rett. 59 It does seem to bespeak guilt. It is hard to imag-
ine Garrett refusing to accept responsibility for an honest
decision made by him, even when addressing angry em-
ployees.
Important to my conclusion here is the fact that the
reasons given by Garrett for selecting the Wilsons do not
withstand analysis. Garrett, conceding that Jacqueline
Wilson's work product was "beautiful," said that she was
"limited" because she "performed poorly" in the field,
and she was also "very slow." What he meant by per-
forming "poorly" in the field was not explained. Earlier,
Jacqueline Wilson had testified that she had worked in
the field on just one occasion in her 3-1/2 year tenure at
DuPont. Garrett did not say, and I cannot imagine, what
happened during that single assignment which justified
his concern on this point; nor does it seem from this his-
tory that field employment was an important facet of the
work.
I further do not believe that Jacqueline Wilson was
"very slow." She testified, and no one denied, that when
"hot" items, i.e., work which required expeditious han-
59 Garrett was a relaxed and confident witness Like Bill Johnson, the
Hercofina project manager, he indulged in exaggeration to some extent,
and exuded partisanship.
585
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
dling, came in, they were assigned to her, and her own
estimate of her value shines through her testimony:
[M]y foreman would always bring the hot items
that come through there to my table, because he
knew I was fast and that I would get it through,
and that I was proud of my work, and had done my
work right.
She was, in fact, "working on hot stuff' on March 20.
There is no contradiction of Wilson's claim that urgent
work was specially channeled to her; this being so, her
implicit reputation for good and fast work is totally at
odds with Garrett's evaluation of her as "very slow."
In addition, given the fact that Jacqueline Wilson was,
to put it mildly, no slouch, the failure to accord her the
present-day advantages of her gender raises suspicions.
The decision as to Heber Norris was said to be principal-
ly based on a desire to "keep our minorities up" and thus
let Norris go while retaining a female and a black male;
but although Wilson was the only female welder "on the
job," her sex, on what obviously should have been a
close call at best, was evidently given no consideration at
all.60
In like vein, I disbelieve Garrett's testimonial explana-
tion for laying off Ralph Wilson: his judgment of Wilson
to be the "least performer" of the welders. Wilson had
worked for Respondent for some 13 or 14 years, the last
3-1/2 years at DuPont. He testified that he had been
posted to higher situations at DuPont on several occa-
sions. Twice, when the quality control welding inspector
had been in the hospital for 6 weeks or more, Wilson
had been assigned to assume his function, drawing a gen-
eral foreman's wages. During shutdowns, he "always"
ran the night shift, again receiving general foreman's
pay. As recently as February 1980, he believed, he had
been detailed as foreman of his crew to replace the miss-
ing Thetford, and had received foreman's wages. 61
The picture is of an employee of worth.62 Wilson's
foreman, Thetford testified, that he told Wilson and J. B.
Carlisle, in parting, that "they had both done me a good
job, which they did," and that Wilson "was as good a
worker as I had in my crew, which every man I had in
my crew was good people." While Thetford said that,
given a free choice, he "probably" would have selected
J. B. Carlisle for layoff, he could only say that, put to
the task, selection of Wilson from all his "good" people
would have been, "at best," a "tossup."
60 While Garrett testified that there was a woman in quality control,
and there "could have been" one in the material group, somehow these I
or 2 females in a pipe department of 134 employees (according to Ralph
Wilson) do not seem likely to have satisfied a minorities-minded employ-
er, at least to the extent of dismissing the only female welder on the
project.
G.C. Exh. 15, the Daniel DuPont payroll for the week ending March
15, shows some 65 individuals employed in Ralph Wilson's classification
of "Journeyman Fitter" and 27 in Jacqueline Wilson's "Journeyman-
Welder A" category.
61 There was no denial by Respondent on this score. Garrett testified
that "I might have detailed" Wilson as an inspector on occasion. The fact
that Garrett himself made the appointments of Wilson merits special note.
62 I put aside Wilson's experience as a pipe sketcher; although this sug-
gests general ability, Garrett testified that it is not relevant to welding.
Given that Wilson was a substantial worker, Garrett's
depiction of him as the "least performer" of the welders
seems most questionable. Wilson testified, without being
controverted, that "perhaps 30 other people down in that
area that did the same work I done . . . were kept."
Even if it were true that Wilson was the "least perform-
er" of the welders on his crew, it is hard to accept that
this employee, used to fill supervisory posts, would not
have warranted retention in I of the 30 or more other
positions. 6 3
In reaching my conclusions here, I acknowledge that
Garrett conceivably could have entertained mistaken im-
pressions about the capacities of his employees, and inno-
cently acted in accordance with those erroneous beliefs.
I do not think that possibility applies here. If Jacqueline
Wilson's foreman, Marshall Smith, had come in to say
that she was slow and could not work in the field, that
would have been important. He did not testify, and that
also is important. It leads me to believe that Smith would
have made neither disparagement, thus leaving it an un-
likely proposition that Garrett would have received a
mistaken impression of Wilson's value. Similarly, there is
nothing in the record to point to a basis for an erroneous
belief by Garrett that Ralph Wilson was the "least per-
former" of the welders, and thus dispensable. For the
reasons given above, and on consideration of all the cir-
cumstances, I am satisfied that the General Counsel has
made his case as to the Wilsons by a "preponderance of
the testimony taken," as required by Section 10(c) of the
Act. Except for the implications to be derived from
Foreman Smith's nocturnal revelations, there is no direct
evidence of unlawful motive, but it is settled that, such
proof being scarce in these cases, it is appropriate to
draw the inference of wrongful motive from the circum-
stances. Shattuck Denn Mining Corporation v. N.L.R.B.,
supra, 362 F.2d at 470. ("Actual motive, a state of mind,
being the question, it is seldom that direct evidence will
be available that is not also self-serving. In such cases,
the self-serving declaration is not conclusive; the trier of
fact may infer motive from the total circumstances
proved.")
C. Heber A. Norris
Until his layoff on March 20, Heber Norris had
worked at Daniel DuPont for 2 years as a sheet metal
helper. There were 3 other helpers in Norris' crew of 8
or 10 persons.
Norris was present at McRae Park, signed a union
card, and took some extras which he later distributed in
the DuPont parking lot. He saw General Foreman Wil-
letts at the park.
On March 20, Jim Whitehead, Norris' foreman, told
him that he was being let go. Angry at what he took to
be a decision by millwright General Foreman Willetts to
have him discharged because of his presence at the
park, 64 Norris started to enter Willetts' office. Foreman
6s The record shows that there is frequent transfer of craftsmen from
one job to another on the site.
64 As earlier stated, Willetts, who is in the millwright craft, testified
that he does not even know Norris.
586
DANIEL CONSTRUCTION COMPANY
Whitehead grabbed him and told him not to enter, saying
that "it wasn't Ken Willetts, it was one of the damned
pipefitters." Norris took this to mean that a pipefitter,
not Willetts, had reported Norris' presence at the meet-
ing.
Uncalmed, Norris purportedly went in to see Willetts
and asked him what he had been doing at the meeting.
Willetts finally told him to leave before he "got into
more trouble than I was in." Norris "cussed him out"
and left.
During this same exit period, Foreman Whitehead told
Norris that he had tried to convince Superintendent J. C.
Wiggins that Norris was a "good worker" who should
be retained, but Wiggins would not be moved. After he
picked up his check, the raging Norris demanded to see
Wiggins, and, when Wiggins finally appeared, Norris
spoke of his ability and his seniority over some other
helpers. Wiggins "said something" about Norris' tardi-
ness, but when Norris asked him to bring out all the
records for comparison, Wiggins refused to do so.
Norris was the only member of the crew laid off. He
had been there 18 months longer than one of the other
helpers (Roger McLamb) and 12 months more than an-
other (Louise Gallarneau); helper Joe Young had been
employed for 7 years. Norris further testified that, in the
single prior layoff from his crew perhaps a year or more
earlier, the helper with the least seniority had been ter-
minated.
6 5
Norris testified that, about a month after his layoff.
Foreman Whitehead called him to say that Respondent
would be hiring again, and that Norris should apply.
Garrett testified that he left it "more or less up to Mr.
Wiggins to make that judgment" concerning which sheet
metal employees were to be released. Wiggins ultimately
testified that two reasons played a role in his selection of
Norris. One (first identified as the "sole" reason) was
that Norris was "one of three helpers," the other two
being a female and a black male, and "we are trying to
keep our minorities up"; and the other was that in 1979,
Norris had had "a real bad attendance record" (he was
"tardy and absent frequently"), although his performance
in this regard had "picked up" in the first part of 1980.
I conclude that the evidence supports the allegation as
to Norris. Norris played a more prominent role in pro-
moting the Union than most of the employees here under
consideration. He not only was present at the park meet-
ing and signed a card there, but he also subsequently so-
licited card signatures from other employees in the park-
ing lot. While Norris testified that "no one" saw him dis-
tributing the cards, I doubt that he was in a position to
be positive on that score, or to say that the sort of
"rumor" which circulated in regard to Wilson did not
also result from his activity.
Norris testified, further, that he saw General Foreman
Willetts at the park and was 20-25 feet away from him
when he signed his card. Willetts, as indicated, answered
st In an affidavit, Norris stated, "In the past the ROF's were not given
on a seniority basis." Confronted with this at the hearing, he eventually
said, "Well, they do and they don't." In my judgment, Norris, a young
man, did not truly understand the import of the affidavit, and certainly
was too junior an employee to make such an authoritative statement;
there was apparently only one layoff during his tenure.
"No" to the question, "(D]o you know a Heber Norris?"
He was not asked further about the confrontation which
Norris says the two men had on March 20. Although
Willetts is in the millwright craft, and Norris a sheet
metal man, I do not believe that Norris, who made a
very good impression, concocted this encounter out of
whole cloth. Norris' undenied testimony that Willetts
warned him on March 20 to keep quiet before he "got
into more trouble than [he] was in" not only reflects per-
sonal acquaintanceship but, as well, a particular and
meaningful knowledge by Willetts of Norris' current
straits.
Also important here is Norris' testimony that White-
head, his foreman, had told him that it was "one of the
damned pipefitters" who was responsible for his situa-
tion, and that Whitehead had further said that he had
vainly tried to persuade Wiggins to retain Norris. One
might think that Respondent would not have rested its
case without producing Whitehead or explaining its fail-
ure to do so; one would be wrong."6
There is, accord-
ingly, no explanation of the suggestive "damned pipefit-
ters" remark; while it is not unambiguous, it also does
not seem consistent whith any factor appearing in the
record regarding Norris other than his union activity.
Whitehead's failure to testify also makes prominent his
assertion to Norris that he had attempted to persuade
Wiggins to change his mind about laying off Norris. This
is particularly important because of the nebulous and un-
convincing nature of the reasons given by Wiggins for
picking Norris. Wiggins said initially that the "sole"
reason was to "keep our minorities up," his other two
choices being Louise Gallarneau, a female, and Joe
Young, a black. In saying this, Wiggins neglected to
mention Roger McLamb, a helper who, as we shall see,
had transferred temporarily to Foreman Helms' crew
and who returned to Whitehead's crew the Monday after
the layoff. As of March 20, McLamb had only worked
on the project for 6 months, as compared to Norris' 2
years. 67
Why Wiggins thought that he was restricted to choos-
ing a helper for layoff only from Whitehead's crew is,
moreover, unexplained. Wiggins was not, after all, a
mere foreman who had been asked to name an expend-
able helper from his own crew. He was, rather, the su-
perintendent in charge of the sheet metal craft, presum-
ably familiar with all the employees in that category and
presumably firee to pick any helper. General Counsel's
Exhibit 15, the payroll for the period ending March 15,
shows 11 other persons in Norris' classification of 70A,
not including the 3 previously mentioned.
While it might be contended that there was some par-
ticular reason for initially selecting from Norris' crew,
unarticulated by Wiggins, I find it very difficult to be-
lieve that, once Whitehead had urged Wiggins to retain
Norris, the unnamed reason would have seemed so im-
I6 Nor was Wiggins interrogated about Whitehead's appeal to him
Whitehead's entreaty to Wiggins might be considered hearsay; technical-
ly, it does not appear to be an admission against interest No objection to
its admissibility was entered, however.
i? While we do not know McLamb's race, I feel confident that if he
was a nonwhite, we would have heard about it from Respondent.
587
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
portant as to cause Wiggins, in normal circumstances, to
resist Whitehead's importuning. Sheet metal helpers are,
with all respect, probably even more fungible than other
classifications; and ordinarily, I would think, some ar-
rangement could be made to accommodate the special
pleading of a foreman that one of them be retained and
another of the remaining 14 be laid off. The blind eye
turned by Wiggins to Whitehead's request naturally im-
plies, in these circumstances, an ulterior imperative.
The other reason appended by Wiggins to the first-
given "sole" reason of minority balance-Norris' poor
tardiness and attendance record in 1979-seems to be a
false one. Norris denied during his appearance that he
had been more tardy than any other employee. While
Wiggins had evidently been recently examining Norris'
records,6 8
Respondent chose not to put them in evi-
dence. Moreover, Wiggins conceded that Norris' attend-
ance had "picked up during the first part" of 1980.
Having carefully considered all of the evidence per-
taining to Norris, as discussed above, and bearing in
mind my finding that, as Piner testified, a "list" of sus-
pect employees had been drawn up by Respondent, I be-
lieve that the evidence preponderates in favor of the
General Counsel in this case.69
D. J. B. and J. D. Carlisle
These two alleged discriminatees are coupled here be-
cause, although they did not work together, they are
father and son, and that fact alone seems to make joint
consideration appropriate. J. B. Carlisle has a second son,
Ray, who was also laid off on March 20. Ray worked on
the same crew as J. B.-Ray is a welder, who was
teamed with J. B., a fitter-but the complaint does not
allege that Ray's separation was unlawful.70
J. B. Carlisle testified that he had been employed at
the DuPont site as a pipefitter for about 6 or 7 years, and
for 2 or 3 more years on other Daniel jobs. 71 As noted,
his son Ray was his welder, and seven other employees
(including Ralph Wilson) completed the crew.
J. B. testified that around September 1979, when he
brought up the subject of a union in the course of a con-
versation with General Foreman Jack Stallings, he was
6s "[Blut checking back in the 1979 year, if you'll check the records,
you'll find that he was tardy and absent frequently."
" While the existence of the list indicates that Respondent was aware
of some of the Daniel DuPont employees who attended the park meeting,
it does not necessarily mean that all of the employees who appeared at
the rally made the list. Accordingly, while I entertain in each of these
individual situations the possibility that the employee's name appeared on
the list, I cannot say for sure that the list contained that particular name.
0' On brief, however, and for the first time, the General Counsel now
asserts that the record shows the termination of Ray also to have been
violative of Sec. 8(aX3), and requests that I so find. I note that while Ray
was named in the charge originally filed on March 26, the Region chose
not to include him in the complaint thereafter issued. I cannot believe
that any material evidence was elicited at the hearing with respect to Ray
which was not known or assumed by the Region at the time the com-
plaint issued. Furthermore, I cannot conclude that the discharge of Ray
was fully and consciously litigated; I am confident that Respondent did
not believe that it was engaged in trying the propriety of Ray's termina-
tion. Neither Garrett nor Wiggins addressed themselves to the reason for
selecting Ray.
71 Garrett said, without supporting documentation, that J. B. Carlisle
had begun employment around 1972 or 1973, had left or been terminated,
and had returned about 1976.
told that if they were caught speaking on that subject,
"they're going to fire both of us." The conversation
came to an abrupt halt. Stallings was asked at the hear-
ing about this conversation, and testified that he could
not recall it.
Carlisle further said that while in the office of General
Foreman Willie Suggs "in the winter of '79" (by which
he meant early in 1979), Suggs expressed some unhappi-
ness with the job and asked Carlisle if he would vote for
a union if it came to that. Carlisle said he would. Suggs
could remember no such conversation, although, he said,
he "could have" spoken to Carlisle about unions since
they had been members of the same union in the past.
Carlisle testified that "about a week before" his layoff,
a couple of other employees on the jobsite signed union
cards at his request. He stated that he had obtained the
cards by himself 2 or 3 weeks before March 20, and
prior to the Hugh McRae meeting, which he did not
attend.
Carlisle testified that when Foreman Thetford told
him, his son Ray, and Ralph Wilson of their layoff on
March 20, Thetford said he had known nothing about it
until a few minutes before, and that he did not know
"what the hell" he was going to do because "you two
are the only two that I've got in my crew right now that
can read a drawing."72 After the meeting with General
Foreman Burns, discussed above in connection with
Wilson, Foreman Ralph Holland, who worked in the
area, told Carlisle that he was sorry and "they have
messed up terrible . . . because you've put up half the
pipe in any crew you've worked in."
Ray Carlisle was recalled to work about 5 weeks later.
He testified that after he returned, Thetford told him
more than once that he had "pitched a fit" to the general
foreman about losing his three "best men."
During J. B. Carlisle's 6 or 7 years at DuPont, there
had been layoffs of employees in his job classification,
and he had been spared.
Randall Pierce, a Daniel DuPont equipment general
foreman, testified that on April 8, subsequent to the
layoff, he and work sampler Allen Thrasher 73 were at a
grocery store and ran into J. B. and J. D. Carlisle. The
former figuratively "jumped on" Thrasher, accusing him
of being the "goddamn reason he lost his job out there."
Prior to Pierce's testimony, Carlisle had been asked on
cross-examination about his relationship with Thrasher
and he conceded that after the layoff, he "had some
trouble with him"; the specifics were left undisclosed.
Garrett testified that, with the "input" of Superintend-
ent Holland, he selected J. B. Carlisle because he had
come to Garrett's attention as difficult to get along with
and a "very hard person to work." Garrett cited an in-
stance in which a young black man, in the course of
filing a discrimination complaint with a state commission
against Respondent based on denial of a wage increase,
72 Carlisle did not make clear which "two" Thetford was referring to.
Thetford testified that he told the employees that they were good work-
ers, but denied that he made reference to their superior abilities.
73 Thrasher's unhappy lot is to observe people performing work and
make notes on their productivity
588
DANIEL CONSTRUCTION COMPANY
had claimed harassment by Carlisle.7 4 He further said
that he chose employees out of Foreman Thetford's
crew because they were doing certain experimental work
which he considered expendable.
Carlisle's foreman, Thetford, agreed that Carlisle is
"high-tempered" and "overbearing," a "hard man to
work," but said that he personally "had no problem
working him. We had an agreement, me and him under-
stood one another." At the time, Carlisle had worked
under Thetford for 5-6 months; he had left the night
shift "for a reason," unexplained by Thetford.
Night-shift General Foreman Jack Stallings, on whose
shift Carlisle had worked for 4 or 5 months until he
came to Thetford's crew, testified that Carlisle "was a
good pipefitter, but he'd always give you an argument
.
. he's griping about something all the time." He said
that Carlisle's transfer from his crew was voluntary, but
Stallings
"probably
would
have
transferred
him
anyway." Stallings stated that Carlisle had also previous-
ly worked for him on the day shift, and he had been
"hard to get along with" then, as well. 75
Prior to his March 20 layoff, James D. Carlisle
worked on the night shift as a welder. He had been with
Daniel a total of 6 or 7 years, and at DuPont for 4 years.
J. D. testified that about 3-4 weeks before his layoff,
his foreman, John Miller, 76 joined the crew during a
break period as they discussed the benefits given by a
unionized employer.
Miller asked
Carlisle what he
thought about "the union"; Carlisle answered that "it's
great and I like it." Miller also asked how Carlisle would
vote in an election "if something was to happen that
they passed out cards on the job"; Carlisle said he would
"vote for the union anytime." Miller said that he had
once belonged to a union and did not like it. A some-
what heated discussion ensued, with Miller labeling
unions as "communist." 7 7
74 The complaint, dated April 6, 1979, had labeled Carlisle as an "out-
spoken racist" and had charged him with making "derogatory state-
ments" to the complainant.
'5 1 am nonplussed at the General Counsel's transformation, on brief,
of this sow's ear into the silk purse of: "However, Stallings testified that
Carlisle was a good pipefitter and never caused him any problems of a
significant nature.
'6 Miller served as a foreman from September 17, 1979, to March 31,
1980.
77 The General Counsel contends that Miller's denial of a conversation
with Carlisle about "unions or union activity" does not effectively refute
Carlisle's testimony. Since Miller also said that he recalled "no conversa-
tion in which the subject of any union was mentioned." I think the denial
is effective. I do not believe that Carlisle fabricated his testimony here. I
also do not believe, however, that the incident constituted coercive inter-
rogation as alleged in the complaint.
While the Board might hold that inquiry about union sentiments could
be coercive even when made in the context of an informal employee dis-
cussion on the subject, I cannot conceive that a casual inquiry about
union leanings is violative at a time when, as here, no union activity is in
progress. In the absence of such activity, and in such a relaxed setting, an
employee would not reasonably feel intimidated or sense undue employer
interest when he is asked wholly hypothetical questions about his abstract
sympathies; there is simply no basis for employee discomfort in such cir-
cumstances. The situation is, I think, clearly distinguishable from such in-
cidents as an employer inquiry of a job applicant about his union sympa-
thies; in that case, the question would connote an abiding employer con-
cern. But where the question is put during an informal rest period discus-
sion about unions, and no particular reason, such as an ongoing organiza-
tional campaign, appears to motivate the question, I sincerely doubt that
the employee would consider it as restraining or coercive.
There is no indication in the record that J. D. attended
the Hugh McRae meeting.
On the evening of March 19, J. D. came early to work
to take a test qualifying him to set up a certain type of
machine, as ordered by General Foreman Stallings. The
following day, when he reported for work, Stallings said.
"Jimmy, I don't know what's going on, but you've been
laid off." When Carlisle asked why, Stallings said, "I do
not know. I just walked in the gate and they handed it to
me." He further told Carlisle that he was "the best
welder I've got in my crew." Carlisle had worked 21-1/2
hours of overtime the previous week, and had worked
overtime every week since January; he was performing
work on two new buildings. As of March 20, Carlisle
had more seniority than any employee on the crew in-
cluding the other two welders.7 8
General Foreman Stallings testified that when he came
to work at 5:30 p.m., he found a layoff slip instructing
him to lay off J. D., a choice about which he had not
been consulted. It was not unusual, he said, for a layoff
to be accomplished that way. He implicitly denied
having told Carlisle that he was the best welder in the
crew, saying that while Carlisle was as good a welder as
the other two, he was not as reliable, in that he often
promised to work on weekends and did not honor his
promise. Stallings testified that he "had work" for Car-
lisle to do, and that, prior to notification of the ROF,
there was no "reason in [his] mind which would cause
[Carlisle] to be laid off." He subsequently clarified that,
if he would have been required to choose between the
three welders, he would have selected Carlisle as the
most unworthy.
Garrett selected J. D. Carlisle, he said, because he
"felt like [he) had to get someone off the night shift,"
and Carlisle was "the least performing one" of the three
welders on that shift.7 9
He also referred to Carlisle's
"pretty high" absenteeism and tardiness, although no
documentation of this assertion was proffered.8 0 The se-
lection was discussed with Superintendent Holland, who
did not testify. Garrett said that he had personally ob-
served the three night-shift welders working "on many
occasions."
General Foreman Stallings testified that Pipe Superin-
tendents Collins and Holland would not be familiar with
Carlisle's work because they were present only on day
shift. He said that Carlisle was a "good worker," but that
?8 Carlisle's foreman, Miller, testified that the night crew consisted of
about 13 employees, and Project Manager Garrett's testimony indicated
that this constituted the entire night shift. According to Miller. the crew
comprises a mix of crafts, evidently to handle emergencies and to finish
off miscellaneous daytime work. Miller said that while he played no role
in the selection of Carlisle for layoff, he probably would have chosen him
if he had to choose between the three welders. Carlisle was "as good" a
welder as the others, but his attendance record was, Miller thought, not
up to par.
79 As noted, perhaps a dozen or more employees work on the night
shift.
sO The record shows that J D. had been on a work-release program
from a local prison for a 3-month period, probably ending in February
During this span, the evidence indicates, when Carlisle had to spend
nights in jail, he was dependable. It was "mostly before" the work re-
lease program, according to Stallings, that Carlisle had exhibited his un-
reliability.
589
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
he "might have" told his superiors "in the past" that
Carlisle was not dependable.
Foreman Thetford testified that he told Wilson, J. B.
Carlisle, and Ray Carlisle of their layoff, and, in answer
to their question if they had been good workers, said
they had been. He told J. B. Carlisle, in fact, that he was
"one of the best" on the crew, and he added at the hear-
ing that he did not pass out compliments in a layoff situ-
ation unless "they did a good job." He denied saying,
however, that Carlisle and Wilson were the only two
good men on his crew. Thetford testified that work had
been slack for a month and that, in subsequent phone
calls made to him by Ralph Wilson, told him only that
there would be a "lot of work in the future," thus deny-
ing Wilson's testimony that Thetford had alluded to
much work which had to be presently done ("all I could
handle"). Thetford testified that he had three other fitters
besides the two people (J. B. Carlisle and Ralph
Wilson)8 ' he let go. A. H. Smith had been there since
1973, Paul Powell since 1975, and Bill Shaw since 1976
(after an earlier stint). He said that, given his own au-
thority, he would definitely have chosen J. B. Carlisle
for layoff, he might have chosen Wilson, and he would
not have selected
Ray Carlisle. Thetford conceded
having said to the latter, upon his return to work, that he
thought Ray's layoff had been a mistake.
Thetford said that out of five group layoffs since he
has been a foreman, on three occasions he was told who
to terminate and twice he was permitted to make the se-
lection.
There are aspects of the Carlisle terminations which
suggest that careful scrutiny of these cases is in order.
The bare fact that a father and two sons were selected
seems to blatantly defy the claim of an objective stand-
ard. J. B. had worked at the site for perhaps 6 years and
J. D. for 4 years, healthy longevity for this work. Gar-
rett's reason for dispatching J. B.-that he was a "very
hard person to work"-was, I suspect, a generally accu-
rate appraisal, but Foreman Thetford, J. B.'s current su-
pervisor, testified that he and J. B. had evolved a rap-
prochement, so that Garrett's assignment of this reason
seems anachronistic by some 5-6 months. The decision
to take someone off the night shift cannot be faulted, but
there is no predicate laid for Garrett's assessment that J.
D. was the "least performing one" of the three welders
on that shift. Two foremen testified that J. D. was a
good welder, and while Garrett said that he had ob-
served the three night-shift welders performing "on
many occasions," I suspect that that is an overstate-
ment. s 2
Nonetheless, 1 cannot dismiss Garrett's testimony out
of hand. The incident in April 1979 in which J. B. alleg-
edly addressed racial epithets to another employee was
known to Garrett, and he could have made a mental
note about J. B. in consequence of that. Apparently (J.
B. did not take the stand in rebuttal) J. B. and Foreman
Stallings had not gotten along well on J. B.'s previous
crew. It is not beyond the realm of possibility that these
factors could have branded J. B. in Garrett's mind as
s1 Thetford evidently thought of Wilson as a fitter.
s2 As is, I believe, Garrett's professed familiarity with a "large major-
ity" of the 650 transient employees at the project.
somewhat less desirable than other employees. Similarly,
despite the absence of documentation, 83
1 am willing to
assume the truth of the assertion that J. D.'s attendance
and tardiness record was not all that it could be, a factor
upon which Garrett also relied.
A principal obstacle to a finding of statutory discrimi-
nation here is, I think, the absence of proof of any sub-
stantial, visible union activity by the Carlisles. Neither at-
tended the Hugh McRae rally. J. B. testified that, acting
alone, he had, before the Hercofina strike and the rally,
gone to a local union hall and secured authorization
cards which, "about a week" before his layoff, he had in-
duced two employees to sign.8 4 I find this testimony,
which the General Counsel made no effort to develop or
detail, less than satisfying, although J. B. was a personal-
ly impressive witness.85 J. B.'s only other union links are
tenuously forged by two mild conversations in 1979 with
Supervisors Suggs and Stallings in which Carlisle spoke
approvingly of unions. Likewise, J. D.'s only directly
personal basis for claiming antiunion motivation, other
than his relationship to J. B., is the conversation of 3-4
weeks before the layoff with Foreman Miller in which,
in a hypothetical context, he said that he would vote for
a union if an election were to be held.8 6
These seem to be fragile predicates for a claim that
Respondent apprehended the Carlisles as union support-
ers, too fragile, in the end, to support the connection
sought to be made. I am, of course, deeply troubled by
the evidence and inferences discussed above tending to
substantiate the allegation of unlawful intention, but I be-
lieve that here the General Counsel has failed to make
his case. Cf. Stewart-Warner Corporation, 253 NLRB 136,
(1980), and cases cited therein.8 7
E. Charles V. Dove
Charles Dove had been employed as a sheet metal me-
chanic at the DuPont location for more than 2 uninter-
rupted years at the time of his March 20 layoff; previous-
ly, he had been there 8 months and then quit. He worked
in a crew of eight or nine employees; six of these were
sheet metal mechanics.
83 It seems to me that when an employer's agent makes a testimonial
claim which could be, but is not, rebutted or challenged, the employer
need not proffer documents to support that claim.
"4 That would have put the date during the week of the strike at Her-
cofina, and before union activity had surfaced there.
sI The General Counsel's brief seems to tiptoe around the point:
"[Slhortly after the meeting at Hugh McRae Park, he discussed the
Union with several employees on the job and solicited their support."
The General Counsel does not expressly mention the alleged cards, al-
though the only "solicitation of support" referred to by Carlisle was the
securing of signatures. He said, not incidentally, that he did so "about a
week before" the layoff, and not, as the brief has it, "shortly after" the
park meeting.
se Since Miller was a short-term supervisor, as noted above, his chan-
nel to Garrett seems questionable. It may be conjectured that if Miller
mentioned this incident to Stallings, and Stallings then to Garrett, it
would seem improbable that, upon notifying J D. of his layoff, Stallings
would tell him that he was "the best welder" in the crew, since Stallings
would presumably understand and applaud the selection of J. D.
87 The record shows that other Daniel DuPont employees, such as
Donald Chase and Rickey Cole, attended the Hugh McRae meeting,
were seen by Foreman Willetts, and were not laid off. They would seem
to be more likely candidates than the Carlisles, although a clever employ-
er would probably refrain from too sweeping a brush.
590
DANIEL CONSTRUCTION COMPANY
As discussed, some Daniel Hercofina employees pick-
eted the DuPont site on Thursday, March 13, seeking
support from the DuPont-based Daniel employees. Ap-
parently in response, Dove joined the picket line at Her-
cofina for a few hours on Friday, a nonworkday for
him.88 He also went to Hugh McRae Park on Sunday
and signed a card there, next to the truck from which
the speeches were being given. He took cards with him
to work on Monday and passed them out.
On March 20, Robert Helms, Dove's foreman, told
him apologetically that he was being laid off, saying,
"It's not me that's doing it, it just came from the front
office, I hate like hell to let you go." On the preceding
day, Helms had asked Dove and his helper to work
overtime on the forthcoming weekend.
Dove testified that during the first week of March,
Helms had said to him, as they surveyed ice damage to
the plant, that they had enough work for the next 5
years. At that time, a sheet metal mechanic named Co-
penhaver and a helper, McLamb, were transferred from
the fiber side to Helms' crew on the chemical side to
help out with the workload. On March 20, the two were
still there. Copenhaver had less seniority with the Com-
pany than Dove.
Garrett testified that the selection of Dove was Wig-
gins' decision "more than mine"; Wiggins is "in primary
control of the sheet metal craft." Wiggins told him that
Dove was a "poor performer." Wiggins testified that he
discussed the question of Dove's performance with Fore-
man Helms and the latter was "in full agreement with
the decision" that Dove was a "very marginal sheet
metal mechanic. " s9
Although Wiggins thus indicated
that he was the one who had first nominated Dove, he
said on cross-examination that he in fact asked Helms to
name two people in his crew, and Helms said he "would
pick Warren Piggot and Charles Dove."
Foreman Helms testified that he was told by Superin-
tendent Wiggins on March 20 to make a selection of two
employees for layoff, and he chose Dove and Piggott.
Dove was picked "because of the work sample" and be-
cause "I couldn't keep him in . . . the work area." The
former reference was to the fact that Helms, some 6
weeks prior to the layoff, had found the area in which
Dove and Piggott were working to be unproductive, and
he had asked an inspector to investigate; this led to his
catching Dove and Piggot smoking a couple of times in
nonworking areas where they should not have been. 9 0
The only other choices Helms had were employees
Yopp, who had been with Helms for almost 8 years, and
Judson, whose tenure was about 6 years. Helms denied
that there was much work to be done as of March 20,
that he had ever talked to Dove about the workload, or
that he had asked Dove to work overtime on the week-
end after his termination. He said that Copenhaver and
McLamb, his helper, the two employees who had trans-
ferred from the fiber side to the chemical side, were re-
turned to their original assignment on the Monday fol-
lowing the layoff. No replacements for Dove and Piggot
as DuPont employees were on a 4-day schedule, as earlier noted.
89 Warren Piggot, another sheet metal mechanic, also was selected as a
result of this process.
90 Dove denied receipt of any warnings for being out of his work area.
had been hired as of January 5, 1981, the date upon
which Helms testified.9?
Dove was generally a good witness, although that im-
pression suffered somewhat on cross-examination. Helms,
on the other hand, was a winning, convincing, spontane-
ous witness throughout. 92 Having no particular reason to
conclude that Helms is adept at lying, and despite the
uncertainty in Wiggins' account, I conclude that Helms
was telling the truth here. On the basis of that determina-
tion, I recommend dismissal of the allegation pertaining
to Dove.93
IV. THE LAYOFFS AT DANIEL HERCOFINA AND
OTHER EVENTS
At Hercofina, Respondent laid off 22 employees on
April 18 and 28 employees on June 27.9 4 The complaint
(putting aside the withdrawn count referring to Stephen
Carlton) charges that three of the employees in the first
group, and eight of those in the second, were unlawfully
chosen.
It further alleges that employee Cobb was
wrongfully discharged on April 7, and that employee
Stokes, who was allegedly discriminatorily laid off on
June 27, had also been improperly denied reinstatement
upon returning from the March strike. In addition, there
is a claim that employee Smith, assertedly an 8(a)(3)
victim at Hercofina on June 27, was also unlawfujly laid
off at Respondent's General Electric project on August
7, and then again mistreated, by virtue of a refusal to
hire, at Respondent's Pfizer Company project on August
18. There are, in addition, two assertedly improper warn-
ings for solicitation of union cards, and a number of mis-
cellaneous 8(a)(1) allegations.
A. The General Framework of the Layoffs
The Hercofina layoffs were, according to Project
Manager Bill Johnson, accomplished by a method differ-
ent from the one employed on March 20 at DuPont.
Johnson testified that, in accordance with his normal
procedure for layoff, he met with his foremen on the
two occasions and told them to submit a specified
number of names of their "least productive people."
91 Although Helms did not allude to the matter, Dove testified on
cross-examination that he "might have mentioned"
to Helms on the
Monday prior to the layoff that he was taking the day off to look for
other work. That, of course. could have entered into Helms' determina-
tion.
92 The only serious attack by the General Counsel on Helms' credibil-
ity relates to Dove's testimony that, prior to the layoff. Helms asked him
to work overtime the weekend after the layoff Helms said hc did not.
since he did not know a&s of March 20 that there was to he osertime The
General Counsel points out that the remaining crewmembers all worked
overtime the weekend in question, and argues the likelihood that the
overtime arrangements had been made by March 20. That seems prob-
able, but it is not necessarily so. 1 am not prepared, on such a point. to
conclude that the very impressive Helms totally fabricated the story
about selecting the two men for layoff.
91 The General Counsel's argument here, and elsewhere, that "Re-
spondent contends that the layoffs were because of lack of work" misses
the thrust of the testimony given by Godtrey and Garrett-i.e., that there
was a lack of DuPont-furnished money, not work.
94 Figures derived from G.C. Exh. 12. I am aware of the possibility
that not all of the "terminations" shown for the first date were due to the
layoffs
591
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
On April 17, he told the foremen to each submit the
names of two crew members for an April 18 ROF. Re-
spondent Exhibit 9 is a list, dated April 17, purportedly
drawn up by Johnson after submission to him of "Ist
Choice" and "2nd Choice" by his 12 maintenance (as op-
posed to "construction") foremen. Lines drawn through
the names of five of the foremen and their candidates in-
dicate, Johnson said, that after those five foremen sub-
mitted the names, they each asked for special treatment
because of their manpower needs, and he eliminated their
crews from consideration for reduction. According to
the exhibit, he then chose for layoff the first choices of
the remaining seven supervisors plus the second choice
of Foreman Caulder, resulting in a total of eight mainte-
nance employees laid off.9 5 Of these eight, there are
three "first choices" named in the complaint: Larry
McDowell, Sammy Wood, and Carl Tedder.
It is the General Counsel's thesis, among others, that
Johnson himself put the lists together, without contribu-
tion, from the foremen. Apparently refusing to accept
the thread of Johnson's account of how the list was con-
cocted, the General Counsel seems to want to rewrite
that account. Thus, although Johnson said (whether it is
true or not) that he first asked the foremen for names,
which they submitted, and then acquiesced in their sepa-
rate requests for withdrawal from consideration,
the
General Counsel argues:
If the selection process were carried out as Johnson
contends it was, logically speaking, the five fore-
men's names, as well as those they selected for
layoff, would not have appeared on the list. The in-
ference to be drawn from all of this is that Johnson
made up the list first and informed his foremen who
he intended to lay off due to their union activity,
and then the protest was registered by the five fore-
men. Johnson,
therefore, struck
through those
names.
"[Llogically speaking," if the process was carried out
the way Johnson contends it was, then the five foremen
and their nominees might well have appeared on the list
just as they do. The remainder of the argument is also
debatable. If Johnson really had drawn up a list com-
posed entirely of union activists, and then had re-
trenched, why would Johnson have spared employee
Gelegonya,
Foreman
Williamson's
purported second
choice, who remained on the list and whose subsequent
layoff in June is alleged to be violative, and chosen, in
his only dip into the list of second choices, employee
Gaskins, whose termination is not claimed to have violat-
ed the Act? Similarly, if employees Gowdy and Burk-
hardt, shown as foreman first choices in April and then
purportedly deleted at the behest of the foremen, were
thought of by Johnson as union partisans, why was not
their June layoff alleged to be unlawful? And if employ-
ee Simmons, Foreman West's first choice in April, was
9s A letter previously discussed, describing an April 10 meeting be-
tween Hercofina and Daniel officials, called for an April 18 layoff of 18
construction employees and "6 to 7 people in the maintenance group.
Johnson testified that the eighth maintenance employee laid off was Gas-
kins, a mechanic, a determination caused by his decision to lay off a
crane operator.
considered a union adherent, why was he spared in both
April and June, when he again appeared on the list, only
this time as a second choice?
The authenticity of the lists is not easy to attack by
pure analysis, but there is testimony which raises a sub-
stantial question. Some of the supervisors had notions at
the hearing contradictory to Johnson's as to whether
their submissions were to consist of a certain number of
people absolutely to be laid off, or whether they were
merely to list priorities; this could have been only a
matter of poor communication. More significant is the
testimony of Foreman Don Coston, who, although ques-
tioned at some length, did not recall submitting two
names to Johnson in April and then asking for a re-
prieve, as Johnson had testified. Coston seemed sure,
most of the time, that this had not happened; the closest
he came to an expression of uncertainty was "I don't re-
member if Bill come to me or not [in April]."
This is a serious problem. The three-stage transaction,
with Coston allegedly being asked to submit two names,
giving the names of Carlton and Caposto, and then re-
questing that his crew be spared, certainly seems to be
the kind which Coston, a bright young man, would
recall some 9 months later."" It is possible, I suppose,
that Coston could have forgotten about the episode. He
did recall submitting names on request in June. He testi-
fied that his crew "was busy" in April, which fits with
Johnson's story that Coston was given relief for that
reason. It could be argued that Coston's failure of
memory proves too much for the General Counsel's pur-
poses-if Johnson put the names of Carlton and Caposto
on the April list without consulting Coston, he also took
them off without consultation, thus eliminating resort in
April to two employees named as June discriminatees
and resulting in the termination of perhaps one, and pos-
sibly two, employees in April not considered by the
General Counsel to be unlawful.
There are other bits of evidence on this subject which
seem suspicious. One is certain testimony by Johnson;
while the sequence is somewhat complex, it may be in-
structive. In questioning Johnson, I pointed out that on
the April list, Foreman Webb is shown as having nomi-
nated Carl Tedder and Harold Smith for possible layoff.
After being told by Johnson that Smith was retained,9 7 I
further noted that on the June list, Webb is shown as
having named Brock, Gelegonya, and Suggs as his three
candidates, thus omitting the seemingly obvious candida-
cy of Smith as at least one choice by Webb (and logical-
ly his first choice) for the June layoff. When I asked if
he knew of a possible explanation for Webb's failure to
include Smith in the June list, Johnson replied, "No, sir,
but just between these two he was not working for him
and I at this point felt like that Mr. Smith was a better
man than Gelegonya was."
I do not know what Johnson meant by his reference to
Smith "not working for" Webb "between these two";
Smith testified that he worked under Webb between the
96 I note that when the General Counsel began to question Coston
about the April layoff, Respondent objected, since Coston's testimony on
direct examination had addressed only the June layoff.
a7 Tedder was laid off and is alleged as a discriminatee.
592
DANIEL CONSTRUCTION COMPANY
time of his hire and "just before the election" in July.
The italicized language above seems rather significant.
Johnson gave considerable testimony about deferring to
the recommendations of his foremen, accepting their
choices in order and without question. The emphasized
statement certainly carries a contrary connotation. Smith
had assertedly not been submitted at all by Webb in
June. Assuming the deference to a foreman's choice
upon which Johnson insisted throughout, his assertion
that "I at this point felt like that Mr. Smith was a better
man than Gelegonya was" would be irrelevant, since it
strongly suggests that he was exercising independent ap-
praisal authority even over a crewmember not named by
the foreman in June.
There are other arguments, both pro and con, too
complex to be adduced here. A contention which per-
haps favors Respondent is the very fact that some dis-
parities exist between the lists which, it may be argued,
would have been eliminated by an intelligent man sitting
in a room by himself and manufacturing two lists. I am
unable to conclusively find that Johnson engaged in that
very serious malefaction and that so many foremen per-
jured themselves in his support at the hearing; on the
other hand, I do not discount it as a possibility. Even if I
were to find that Johnson concocted the lists himself, I
am not certain where such a finding would necessarily
lead, other than, of course, to make each case worthy of
even more careful analysis, because of the implications
which would arise from Johnson's having chosen to
maintain control over and manipulate the contents of the
lists, not to mention his having lied about the process. In-
clusion on the lists clearly does not automatically denote
noticeable union support, or many more of those laid off
would have been named in the complaint. Johnson could
have had valid reasons, as well as bad ones, for including
a union partisan on the lists. Further than this, I am on
this record unable to go, and I shall indulge the pre-
sumption, although not without serious reservation, that
the lists were prepared as Johnson said they were.
In reference to the June layoff, as earlier noted, a June
25 letter from Hercofina directed a layoff on June 27 of
28 employees, and suggested a certain breakdown by
classification. Johnson testified that he prepared a list
similar to the one made up in April, after soliciting from
his maintenance supervisors the names of three employ-
ees from each of their crews. The markings on the list
indicate that two foremen asked that their crews be
spared, and the list also shows that the employees named
as first choice by the remaining 14 foremen (including al-
leged discriminatees Caposto, Willetts, Boyd, and Carter)
were all laid off, that 9 of the 14 second choices were
selected (including alleged discriminatees Gelegonya,
Smith, Rouse, and Stokes), and that 5 of the 1398 third
choices were laid off (none of them being named in the
complaint).
Hercofina's letter, as stated above, "suggest[ed]" spe-
cific figures for layoff from seven classifications.gg
In
98 Foreman Greer did not submit a third choice.
e9 These included 16 pipefitters, 4 millwrights/oilers, 3 instrumentation
workers, I equipment operator, I electrician, 2 "ironworks." and I labor-
er.
going through the recommendations from his foreman,
Johnson found 15 pipefitters and terminated all of them,
finding it thus necessary to go to some third choices. He
laid off five millwrights instead of the suggested four in
order to compensate for the missing pipefitter. The other
categories were chosen in accordance with the numbers
given to Johnson.
It seems decidedly peculiar that while only 8 of the 22
employees laid off on April 18 came from the list asser-
tedly compiled from the nominations by 12 "maintenance
supervisors" (presumably the "construction supervisors"
furnished the other 14), in June, all 28 laid-off employees
came from the list allegedly suggested by 16 "mainte-
nance supervisors." Johnson was not asked about his ex-
clusive resort to maintenance supervisors for the second
layoff or why, indeed, there were only 12 "maintenance
supervisors" in April and 16 in June.
There are other peculiarities worth noting. Vice Presi-
dent of Industrial Relations Banks testified that it would
be "unusual" for a client like Hercofina to dictate the
number and type of employees to be laid off: "I think he
just outlines the work and then we size the crew and
work force." He then answered affirmatively a leading
question as to whether there are "some jobs where the
clients are involved in it." I imagine that is possible. Not
as easy to understand is why it would make sense to
Johnson in June, having decided to comply with Herco-
fina's suggestions as to the categories to be laid off, to
simply tell the foremen to nominate three employees, as
he testified. That seems a chancy way to arrive at the
specific classifications preselected for layoff.
i. The April 18 layoff
a. Larry C. McDowell
As we saw earlier, Larry McDowell served as one of
the three employee spokesmen during the strike, and
Project Manager Johnson, who had a number of discus-
sions with McDowell during the walkout, acknowledged
at the hearing that McDowell "told me he was elected
spokesman." On March 17, his first day of work after the
walkout, McDowell received a written warning for so-
liciting union card signatures, and that disciplinary action
is separately alleged as violative of the Act. I turn to that
allegation now.
On March 17, according to McDowell, Johnson called
him into his office and gave him a written reprimand
stating: "on two occasions was reported attempting to
solicitation [sic] of union cards." The reprimand is signed
in one space by McDowell's foreman, Marvin Taylor,
and in another by Johnson.'"" McDowell denied to
Johnson, and denied at the hearing, that he had been
trying to get union cards signed on worktime, testifying
that he had only obtained signatures "before working
hours and after working hours and on my dinner
break." l 'o
'00 The form also states, in Taylor's handwnting, "This is a final
warning and notice of probation. Repitition [sic] of any of these violation
[sicJ may result in discharge."
s0° As later discussed, Foreman Taylor also gave a similar reprimand
to employee Jerry M. Carter on that day, the complaint includes that in-
cident as unlawful.
593
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Employee Wayne Bailey testified that on March
17,102 as he was gathering his tools between 4-4:30 p.m.,
McDowell asked him (and other employees) "what we
thought about the union, if we would sign the union
cards." Bailey reported the incident to Foreman Taylor.
Similarly, employee Bobby Todd testified that on March
17, at 8:10 a.m. (as he was "getting [his] orders") and
again at the time that McDowell approached Bailey,
McDowell solicited him to "join the union." Todd did
not report these encounters until the next day when, in
the lunchroom, Foreman Taylor asked him if "anyone
approached [him] concerning joining the union on com-
pany time, working time."
Respondent's employee handbook contains a rule pro-
hibiting "soliciting or distributing literature on Company
property during working time"; the definition of "work-
ing time" thereafter given affords the rule presumptive
validity as a ban on solicitation of signatures to union
cards and similar activity. McDowell signed a form in
October 1979 acknowledging that he had read the hand-
book. 10 3
The forthright testimony of Bailey and Todd and
McDowell's equivocation at one point' 04 lead me to be-
lieve that the latter did speak to them about signing
Union cards on March 17 at the times they indicated.
Nonetheless,
in
my
view,
the warning
given
to
McDowell constituted a discriminatory application of the
rule.
The record is relatively barren of evidence relating to
the manner in which the rule has been applied. The only
direct testimony on the subject came from McDowell
himself, in which he in part recited what he had told
Johnson on March 17, and in part spoke more generally
about solicitation practices:
A. I said, well, what do you mean soliciting, I
said, you all are selling junk out here all the time. I
said you're selling tickets to this, you're selling tick-
ets to that, you're selling raffles for that, it looks
like everyday it goes on out there, they're selling
something.
Q. Okay.
A. I've bought plenty of stuff even from him
himself, I've bought stuff from him.'0 5
102 On cross-examination, however, Bailey could not remember "ex-
actly which day" it was after the walkout.
103 Employee Phillip Cobb recalled "seeing signs" at the plant about
the rule.
'04 On cross-examination, McDowell was asked whether he had talked
to employees about signing cards while he was working; he answered,
"While I was working? Not really to what you say talked to them about
signing the cards, no ....
105 Johnson did not deny this conversation, since he says that he did
not speak to McDowell at all about the reprimand. I credit McDowell
that he had such a conversation, because I do not believe that lie would
have manufactured it. While Johnson's manner was sincere, his testimony
occasionally seemed quite defensive, such as the passage regarding his
conversation with police detective Manning on the Saturday before the
Hugh McRae Park meeting.
Johnson also failed to deny McDowell's testimony that the latter had
bought "stuff" from Johnson.
I note my awareness that McDowell's testimony does not specify that
the selling of tickets and rafes occurred on worktime, although the con-
text of his statements would seem to so imply.
Foreman Donald Coston testified that while it is
"against company policy,"
"huddling in groups has
always went on to a certain extent," and employees are
"continually talking back and forth, they are working to-
gether in the shop and on the line."
Given that employees engage in such "continual" talk,
the circumstances of McDowell's solicitation seem to
make it very small potatoes indeed. Todd testified that
McDowell spoke to him the first time on March 17 at or
about 8:10 a.m. while he was "getting my orders to go
on the line and go to work," and the second time when
he was "gathering up my tools" at the end of the work-
day (Bailey was present on this occasion). While Todd
stated that the second proselytization "probably" cost "a
couple of minutes" of time, the record shows that no
work is done after tools are gathered and turned in.
Bailey, in fact, testified that although tool-gathering time
is supposed to start between 4:15 and 4:30, "most every-
one starts gathering up between 4:00 and 4:30." Todd did
not attribute any loss of worktime to the first occasion.
Interestingly, Todd did not, contrary to the testimony
of Foreman Taylor, report either incident until Taylor
sought him out in the lunchroom the following day, after
the reprimand had been issued. Bailey, who was ap-
proached in the afternoon of March 17 by McDowell,
was the only informant on that day, and his testimony in-
dicated that he did nothing more than ask Taylor "did
he know that Larry was going around asking people to
sign union cards."
Since I believe Bailey and Todd (who were, after all,
Respondent's witnesses), I reject Taylor's testimony that,
on March 17, he "had two different employees come to
me to tell me that [McDowell] was harassing them,
wanting them to sign a union card during working time,"
and that Bailey had approached him on March 17 to say
that McDowell "had come to him on two occasions
during working time harassing him about signing a union
card." Instead, I find that as of March 17, when the rep-
rimand was issued, only Bailey had spoken to Taylor
about only one such approach and that Bailey had, with-
out supplying details, simply asked whether Taylor knew
that McDowell "was going around asking people to sign
union cards."'0 6
It seems clear that Respondent, on the first day after
the end of the strike, was determined to nip in the bud
any on-the-job organizational effort.' 0 7 In consequence,
Taylor took a single incident, which, according to the
ambiguity of Bailey's remark to Taylor, may or may not
have involved solicitation on working time, and blew it
up into a "final warning" notice, which is itself a depar-
ture, as Johnson agreed, from the company policy of
"three written warnings and you're discharged automati-
cally." Against the background of "continual" talking
106 Consistently, I reject Johnson's testimony that on March 17,
Taylor told him that "he had two employees who had complained to him
about soliciting."
o07 See the similar incident involving Jerry M. Carter. discussed here-
after. Johnson testified that four or five other warnings for solicitation
were issued on Monday, but they were destroyed for lack of substantia-
tion.
594
DANIEL CONSTRUCTION COMPANY
among the employees'0 8 and the frequent sale of goods,
even by Johnson himself, I cannot believe that the repri-
mand would have issued had Bailey told Taylor that
McDowell had asked him about a baseball score or some
other neutral matter as they gathered up tools in prepa-
ration for leaving work. The issuance of the warning
was, accordingly, discriminatory conduct in violation of
Section 8(a)(3).
McDowell was a combination welder and pipefitter in
the fabrication shop at Hercofina, performing mainte-
nance work on the "A" and "B" lines. He was, accord-
ing to his testimony, the only fully qualified titanium
welder in the shop, a function for which he received
extra pay.' 09
He had worked for Respondent a total of
8-10 years at various times, the last period of employ-
ment being, according to McDowell, for 6 years at Her-
cofina. 110 In his last 6-8 months of employment, he was
assigned as a substitute foreman on perhaps 10 or 12 oc-
casions.
On April 18, McDowell's crew consisted of 18 per-
sons; he was the only one laid off. He testified that he
was I of the 10 "combination men" on the site, capable
of both fitting pipe and welding it. Although his testimo-
ny on the subject is confusing, it appears that McDowell
had worked at a number of Daniel sites in the past with-
out being involuntarily laid off; on various occasions, he
had left by quitting or, apparently, by asking to be in-
cluded in a ROF.
On April 18, McDowell was informed by Superintend-
ent Johnson that he was being laid off. Johnson stated,
"You brought this on yourself." McDowell began to
argue, and Johnson purportedly repeated the foregoing
explanation. Later in the day, a meeting was held in
which the laid-off employees were advised by Johnson,
and a company representative, of jobs available for them
some distances away.
Bill Johnson testified that he personally informed
McDowell of the layoff because Foreman Taylor was
absent that day and he did not like to assign such a task
to a substitute foreman. He further stated that he did say
that McDowell had "brought it upon himself," but that
he had added, "the way you have been doing your work,
your work productivity." Johnson also testified that
McDowell's titanium welding skill was not frequently
used, and McDowell's testimony suggests the accuracy
of this assertion.
Former Foreman TaylorI'I
testified that Johnson had
called him at home prior to the layoff and asked him to
submit two names as layoff material. Taylor chose
McDowell
and
welder Eddie
Cribb.
He
selected
McDowell because he "complained and grumbled all the
time and kept the rest of the crew upset." McDowell, on
the other hand, testified that every foremen he had ever
108 For present purposes, in my view, the distinction between "talk-
ing" and "solicitation" is irrelevant. If Respondent permitted employees
to spend time "talking," it could not discriminatorily invoke a rule
against "solicitation" to bar promotion of the Union which consists
simply of talking.
109 Fellow employee J. P. Stephens also performed titanium welding,
but not, said McDowell. as expertly as he.
ILO However, G.C. Exh. 12, a compilation of Hercofina terminations,
shows his length of service as 4 years.
i i He had become a journeyman at the time of the heanng.
worked for had highly praised his work and dependabil-
ity.
The reasons given by Johnson and Taylor for the se-
lection of McDowell are suspiciously at odds with one
another. As indicated, Johnson testified that he told
McDowell that he had brought the termination upon
himself because of "the way you have been doing your
work, your work productivity." Johnson was not asked
to described the factual underpinning of this conclusion.
Taylor, on the other hand, stated freely that McDowell
was a "good worker," and gave as the reason for his rec-
ommendation of McDowell for release that McDowell
"complained and grumbled all the time and kept the rest
of the crew upset." He further said that he had never
"talked to Bill Johnson about Larry McDowell's work."
This inconsistency is, obviously, disquieting. But even
assuming some mistaken perception by Johnson as to
Taylor's reasons for choosing McDowell, Taylor's expla-
nation, purportedly the source to rely upon, does not
withstand scrutiny. McDowell testified that in the 6-8
months preceding his departure, he had been assigned as
a detail foreman over Taylor's 18-man crew some 10 or
12 times. This testimony was not denied. I simply do not
believe that Respondent would have made such frequent
responsible assignments of McDowell if it were true, as
Taylor said, that McDowell had been keeping "the rest
of the crew upset" for "about a year."' 12
McDowell was the only employee laid off from Tay-
lor's 18-man crew on April 18. His length of service was
substantial; he had frequently been detailed to foreman
status; he was I of only 10 combination fitter-welders on
the project; he was I of only 2 titanium welders. -He was
fully known to Johnson, as the latter conceded, as a
spokesman for the striking employees, and he had re-
ceived a precipitous warning on March 17 for soliciting
union card signatures. The reasons given for his selection
were contradictory, and the evidence indicates that nei-
ther of them is factually supportable. In my view, this
combination of circumstances suffices to establish, by a
preponderance of the testimony taken, that the selection
of McDowell on April 18 was discriminatorily motivat-
ed, and I so conclude.
b. Sammy R. Wood
Sammy Wood had worked as a multimachine operator
at the Hercofina site for almost 12 continuous years
when he was laid off on April 18; he started there only 2
months after Daniel began servicing the plant. Working
in a crew of five machine operators, three mechanics,
and one helper, Wood ran several different kinds of
cranes and machines. At the time of layoff, Wood was
the most senior employee in his crew and the third most
senior on the entire jobsite; the next most senior operator
on his crew had 6 years' tenure, and the most junior op-
erator had been hired only a matter of weeks before the
l2Z Moreover, in explaining the difference between McDowell and al-
leged discriminatee
Jerry M. Carter, Taylor
said that
although
McDowell was a complainer, he "could work with most anybody,"
whereas Carter "couldn't get along with his fellow man too much." This
description of McDowell is scarcely reconcilable with the claim that
McDowell had kept "the rest of the crew upset" for a year.
595
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
layoff. Wood was the only operator laid off on April 18.
He had never previously been laid off.
Wood picketed during the March strike, and was I of
the 10 employees who continued to picket on Saturday,
March 15. He also attended and signed a card at the
Hugh McRae Park Sunday meeting.
Wood testified that on March 20, Harry Caulder, his
foreman, said to him, in Caulder's office, that "the Union
wasn't going to help us and that I was messing up."'13
On April 18, Caulder told Wood that he was being
laid off. Wood said that he had been expecting such a
message. In picking up his check, Wood asked Superin-
tendent Johnson the reason for the layoff. Looking
Wood "straight in the eye," Johnson said, "Sam, you've
got the worse record of anybody on the job ....
You've been late more than anybody else on this job."
Wood had never received a written warning about tardi-
ness, although he had gotten three or four "verbal warn-
ings from [his] foreman" in a 2- or 3-year period prior to
the layoff; the warnings were in the nature of admoni-
tions such as "you had better quit being late." On the
day of layoff, Respondent offered Wood jobs in Bangor,
Maine, and Canton, Ohio.
Caulder'l4
said that on April 18 Superintendent Bill
Johnson told the foremen that each had to submit the
names of two men for possible layoff. Caulder chose
Wood and mechanic Eddie Gaskins. l S Wood, he testi-
fied, had been giving him trouble for about 6 months by
disappearing from his work "quite a few times," and he
had been warned by Caulder "several times" about this
habit.
Caulder had also talked to Bill Johnson about Wood's
behavior. Caulder testified that he "was sort of looking
for an opportunity to lay Sam off. Now, Sam is a friend
of mine, and I would hate to do it but that is the truth.
Because the rest of the men were doing their job and he
wasn't." He said further that he had had foremen call for
a rig and "tell me to send somebody besides Sam
Wood." Asked if he had made the March 20 statement
about "messing up" attributed to him by Wood, Caulder
said, "Not to my knowledge, if I said it I don't remem-
ber it." He conceded that he did ask some employees, in-
cluding Wood, "their feelings" about the Union.
Caulder said that he selected long-time employee
Wood over operators Worth, who had been on the crew
only 3 months;"" Rogers, about 3 years, apparently;
Cook, 8 or 9 years; and Rivenbark, who seemed to have
worked 4 or 5 years, with intervening layoffs.
Johnson's version of his conversation with Wood was
that he not only said that Wood had the "worst absentee
record . . . of the crane operators," but also that the
foremen were "all complaining to Mr. Caulder and me"
about Wood's leaving his work and being difficult to
find.
Respondent's decision to lay off an employee with
nearly 12 years' tenure-the third most senior employee
a3 The complaint alleges that this statement violated Sec. 8(a)(1)
114 At the time of the hearing, Caulder was no longer a foreman.
IlI Gaskins was in fact laid off, but is not named in the complaint.
Ie Wood conceded on cross-examination that Worth (who, according
to Wood, had been employed only 3 or 4 weeks) was "as good a crane
operator" as he himself is.
on the project-for the relatively slight reason offered
by Caulder obviously provokes the most searchingly
skeptical reaction in a neutral observer. After a thorough
review of the evidence, I conclude that the layoff was
unlawful.
Aside from his participation in the walkout and picket-
ing, Wood to some extent distinguished himself and
stressed his partisanship by continuing to picket on Sat-
urday, when the picket line had dwindled to 10 employ-
ees. He also attended the park assemblage, where he
signed a card. That his union sympathies were known to,
and found distasteful by, Foreman Caulder may be in-
ferred from Caulder's statement to Wood on March 20
that "the Union wasn't going to help us and that I was
messing up." 1 7
There is contradiction between Caulder's professed
reason for choosing Wood (that he kept disappearing)
and Wood's version of what Johnson said to him (that he
had been late more often than anyone on the job). As
stated, Johnson testified that he cited both Wood's absen-
tee record (among "the crane operators") and his una-
vailability in this conversation. Because I was much
taken with Wood's demeanor, I do not credit Johnson on
this point. But the fact is that Caulder made no mention
at all at the hearing of Wood's tardiness as a reason for
his selection, and Johnson's reference to it therefore be-
comes suspect.
Caulder was not candid about his March 20 threat to
Wood. and I had the impression that he was exaggerat-
ing about Wood's propensity for wandering off. That,
after 12 years of work, an employee should suddenly
contract such a bad work habit is, of course, not impossi-
ble, but it seems quite convenient in this case. Caulder's
explanation of the duration of the problem and of his ef-
forts to deal with it was also unsatisfactory. He first testi-
fied that Wood had been disappearing for the "last 6
months" prior to layoff, and that he had "warned Sam
about that thing about 6 months before the layoff,
really." In subsequent testimony, Caulder said he had
talked to Wood about the problem "several times," al-
though he did not indicate when these other admonitions
had occurred. Wood was asked whether he was ever
told that he was doing a "bad job" and he gave a nega-
tive reply. As earlier stated, I found Wood to be a wit-
ness worthy of trust.
In short, I do not believe that Respondent chose to pe-
remptorily lay off a 12-year veteran, in preference to a 3-
month rookie, for the reason asserted by Caulder. I be-
lieve, rather, that Caulder's warning that Wood was
"messing up" by supporting the Union was realized in
the April 18 layoff, and, accordingly, I find the termina-
tion to be violative of Section 8(a)(3) and (1).
II7 I credit Wood's testimony here. Wood was a most impressive wit-
ness, and Caulder's testimony on this subject was, as noted, equivocal.
Although Respondent denied Caulder's supervisory status, the evidence
shows that he was called a "foreman" (he used the term in describing
himself) and wore a foreman's color-coded hat, and, on April 18 and
June 27, was purportedly vested with the discretion to responsibly rec-
ommend employees for layoff. I find, accordingly, that Respondent vio-
lated the Act on March 20 by impliedly threatening Wood with reprisal
for engaging in union activities.
596
DANIEL CONSTRUCTION COMPANY
c. Carl R. Tedder
Carl Tedder began work as a millwright at the Herco-
fina site on October 15, 1978, and was laid off on April
18, 1980. He had worked for Daniel a total of 6 or 7
years. The crew on which he worked at the time of
layoff consisted of eight millwrights.
Tedder joined the picket line on March 12 and stayed
out of work through Friday. He attended the Hugh
McRae rally, where he signed an authorization card and
also saw the son-in-law of Superintendent Johnson.
In early April, Tedder's foreman, Clifford Webb, came
to where Tedder and three other employees were work-
ing and brought up the subject of the Union. Webb said
that, if the Union came in, "Daniel would be out the gate
in 30 days. He said we wouldn't have a job." Tedder's
testimony on this point was corroborated by Harold
Smith, a subsequently laid-off employee. The complaint
alleges that this statement violates Section 8(a)(1).
Soon thereafter, Webb called Tedder and his working
partner into his office and, after telling them about an as-
signment, asked, "By the way, how do you and Ward
feel about the Union?" The two men walked out without
answering. Again, this question is charged as an unfair
labor practice.
As of April 18, Tedder was senior in employment to
two other members of his crew, Mike Jones and Harold
Smith (as to the latter, by about 4 months).
Foreman Webb testified that Tedder was chosen by
him for layoff after Superintendent Johnson called him
on April 18 and told him to pick two employees from his
crew for termination.
s8 Webb selected Tedder because,
while he "worked OK" and was "willing to work," he
was not qualified to perform certain work by himself,
such as calibrating and lining up a pump. Webb had
twice spoken to Tedder about this limitation. Webb had
also received complaints from
Supervisor Balcombe
about Tedder's work being unsatisfactory. On cross-ex-
amination, Tedder denied that he had ever been told that
he
had
"problems
reading
the measurements"
or
"[c]alibrating."
I do not find persuasive the contention that Tedder's
selection
was linked
to his concerted activities. 11
Tedder had worked on Webb's crew for only about 1-
1/2 years as of April 18. Of the eight millwrights, he was
senior to only two of them (by only 4 months as to one,
Harold Smith, and Smith was nominated as Webb's other
choice for layoff). Although Tedder denied having been
told that he had "problems," the explanation advanced
by Webb for the selection of Tedder is not refuted by
the record. All tolled, I find the evidence insufficient to
'8 Harold Smith, not alleged to be a discriminatee, was the other em-
ployee selected. Webb's somewhat unclear testimony indicated that he
was told to nominate two employees, but it developed that only one had
to be released As the General Counsel points out, Webb's testimony that
he first spoke with Johnson "I think, maybe, it was on the 18th, maybe
that Friday around 10:00," conflicts with Johnson's version that he con-
sulted the foremen on April 17. However, Webb's entire testimony is
plainly uncertain on this point.
119 Unlike McDowell and Wood, those activities were not particularly
prominent, although it may well be that at least some of them came to
Respondent's attention.
warrant a conclusion that Tedder was singled out be-
cause of his protected activities. 20
I do, however, believe Tedder's testimony with re-
spect to the two allegedly violative conversations with
Webb. Although Tedder was not one of the more im-
pressive witnesses at the hearing, his description of these
conversations sounded real and perhaps beyond Tedder's
creative powers; in contrast, I felt that Webb was being
noticeably less candid in discussing conversations about,
and knowledge of. the Union than in explaining his rea-
sons for choosing employees for layoff. Accordingly, I
conclude that Respondent violated the Act in early April
when Webb told Tedder and other employees that
Daniel would close down if the Union came in, and
sometime soon thereafter when Webb asked Tedder and
his partner how they felt about the Union.
2. The June 27 layoff
Of the 28 employees released on June 27, the com-
plaint, as amended, asserts that eight of them were
chosen on the basis of considerations proscribed by the
statute. There are additional 8(a)(3) allegations with re-
spect to three of these employees which will also be dis-
cussed below. Respondent's account of the process lead-
ing to the June 27 selections has been previously set out.
a. Jerry M. Carter
The complaint alleges that Jerry Carter was discrimi-
natorily laid off on June 27. It further alleges that he was
involved in three incidents in which remarks of a fore-
man violated Section 8(a)(l), and that he received an un-
lawful warning for engaging in union solicitation on
March 17. The last shall, hereafter, be first.
Carter testified that he worked at the Hercofina job
for a total of about 8 years until his June 27, 1980,
layoff.' 2 ' At that time, he was a pipewelder, working in
a crew of 18 on the "A" and "B" lines. Carter was
senior to the other two or three welders on the crew;
one of them had been employed for only 7 months.
During his period of employment, Carter had been fired
in 1976 and rehired 3 months later;' 22 he had never been
laid off thereafter, although there were layoffs of weld-
ers.
Carter participated in the walkout and picketing in
March, and signed a union card at the Hugh McRae
Park rally. While on picket, he had a brief conversation
with Superintendent Johnson.
On March 17, when Carter returned to work, Fore-
man Marvin Taylor told Carter that he was to attend a
meeting of employees at 1:30 p.m. Carter, who had no
watch, left his work at the second floor of the "B" line
around 1:30 for the purpose, he said, of checking the
120 There is testimony by Harold Smith that on the Monday after the
April 18 layoff, employee Gelegonya was transferred into Tedder's job.
Gelegonya at one point put the transfer at a later time. but subsequently
fixed it as closer to the layoff. On bnef, the General Counsel does not
allude to this factor, presumably because Gelegonya is also alleged to
have been a discnminatee in the June layoff, and it would seem inconsist-
ent to say that Respondent robbed Tedder to pay Gelegonya.
"' G.C Exh. 12, however, shows a hire date of July 18, 1974.
122 As shown in the preceding footnote, however, Respondent's
records do not appear to reflect such a hiatus.
597
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
time; finding no one around, he "decided I would go on
to A line to see if I could see anybody to find out what
time it was because it was on my way" to the "A" line
shop meeting room. About 100 yards away, he ran into
some friends at the "A" line, who told him what time it
was "and so they started commenting on different
things," including "the Union." When Foreman Taylor
approached and told him that he was out of his area,
Carter returned to his place of work and then went to
the meeting.
At the meeting run by Management Representative
Banks, Carter gave voice to several complaints about
working conditions. When he returned to work, Superin-
tendent Bill Johnson, with Foreman Taylor present,
handed him a written reprimand which accused him of
leaving his work area without permission, interfering
with the work of two "A" line employees, and violating
the no-solicitation rule; like McDowell's, the reprimand
calls itself a "final warning" and cautions that recidivism
"may result in discharge."
Johnson accused Carter of being out of his area, inter-
fering with the work of others, and soliciting for the
Union.' 23
Carter told Johnson that while employee
Oliver Clark had been speaking of the Union as Carter
asked about the time, he himself had said nothing on the
subject. Carter testified that it is often necessary to leave
his assigned area, which changes from the "A" line to
the "B" line, for work-related purposes, and that his
foreman had never previously criticized him for doing
so. 12 4
Oliver Clark, a member of Carter's crew, testified for
the General Counsel while he was on the "A" line,
Carter "had come to his [own] buggy to get some-
thing 25 and I'm not sure what brought the subject up
but he asked me, no, well, anyhow the Union got
brought up and he told me, he said, what do you think
about it?" Clark gave a negative reply, pointing to the
example of J. P. Stevens & Company. Clark had begun
to express his feelings when Foreman Taylor came up to
them. Clark could recall no other employees present at
the time. He said that the conversation did not last "over
two to three minutes." Clark received no warning for en-
gaging in the conversation.
Bill Johnson could recall no conference with Carter
about the reprimand and testified that his practice was to
consult about reprimands only when he personally issued
them. Then Foreman Taylor' 2 6 said that when he ap-
proached Carter talking to "two guys," Carter was the
only one talking, and it was "about the union."' 2 7 He
also testified, as Clark seemed reasonably sure, that there
was a working partner of Carter's in his work area at the
123 "[Y]ou were talking about the Union ...
you know, you're not
supposed to solicitate [sic]."
124 The warning notice is alleged to be violative of the Act, and the
complaint also alleges that Johnson and Taylor "interrogated" Carter
during, or perhaps by virtue of, this incident.
122 Elsewhere, Clark said that Carter had come to his "buggy" and
that Clark "walked by and [Carter] was getting something, but I'm nearly
sure that Charlie Shelby was in the high line and [Carter] come to get a
wrench or something for him ....
" He could not recall that Carter
asked the time.
126 Taylor was no longer a foreman at the time of the hearing.
127 "I don't recall the exact words; all I understood was the union."
time, and perhaps other employees of whom the time
could have been asked.
In testifying about the conversation with Clark, Carter
was not very convincing, especially on cross-examina-
tion. That fact, together with the tenor of Clark's testi-
mony-to the effect that Carter had most likely struck
up the conversation about the Union-and the other ob-
vious circumstances which require no elaboration lead
me to believe that Carter did indeed bring up the subject
of the Union. Nonetheless, it appears reasonable to con-
clude that a subject of more routine import would not
have provoked the reaction that this casual encounter
caused, and I am convinced that the written warning
was violative.
The warning first states that Carter "left his work area
around 1:30 p.m. today without permission." But the fact
is that he had "permission," in that Taylor had told him
to attend a meeting in the "A" line shop at that time, and
he was headed in the right direction. Moreover, Carter
and Clark testified that they often had to leave the area
in which they were working to get parts or information;
and Taylor had never before warned Carter about being
away from his work area.
The assertion in the reprimand that Carter violated the
"no solicitation" rule is belied by Taylor's own testimo-
ny. He testified that he heard only that Carter was talk-
ing about "the union." Taylor's haste to magnify this al-
lusion into an industrial offense is in keeping, I think,
with the manner in which he also handed out a repri-
mand to Larry McDowell on the same day, as previous-
ly discussed. This was the day, it will be recalled, that
the strikers returned to work, and the foremen obviously
had their reprimand forms at the ready for any reference
to the Union.
Application of this sort of rule is, by definition, dis-
criminatory if it is not evenhanded. Carter testified, "We
always, on that job, if we see one of our friends we
always say a word or two and then we always go back
to our job and nobody ever says nothing about it." I
refuse to believe that if Taylor had overheard Carter
speaking to Clark about "the basketball game" or "the
hunting season," he would have issued the reprimand.
Finally, the reprimand's reference to "interfer[ing]
with the work of two other employees" is clearly a
biased judgment, based on circumstances which could as
easily have lent themselves to a different construction.
Clark said that Carter was standing at his "buggy" get-
ting a tool when Clark walked by, and they spoke for a
few minutes. Taylor approached only during the end of
the conversation. He might as well have surmised that
Clark was interfering with Carter's work, by walking by,
stopping at Carter's buggy, and striking up a conversa-
tion; but no questions were asked and Clark received no
reprimand himself, once Taylor had heard Carter's refer-
ence to "the union." On this rationale, I find the viola-
tion as alleged.
Carter testified that around June 1, Foreman Taylor
approached his work station and "asked me what I
thought about the Union." Carter replied, "Well, ever
what [sic] the majority likes." The complaint lists this en-
counter as unlawful interrogation. Taylor testified that at
598
DANIEL CONSTRUCTION COMPANY
no time did he ask Carter what he thought about the
Union.
Because I do not find Carter necessarily reliable and
because of the seeming improbability that Taylor would
put such a question to Carter after the March 17 repri-
mand incident, I am not disposed to hold in Carter's
favor here.
Carter received notice of his layoff on Monday. June
30.125 He was told to go to Bill Johnson's office, where
the latter attributed Carter's selection to the facts that
"you're not doing production work and you're laying
out too much." When Carter angrily challenged these as-
sertions, calling Johnson "stupid" and "a liar," Johnson
said nothing more.
Carter testified that he had only once been verbally
cautioned for poor job performance. On that occasion,
perhaps a month before the strike, Johnson had called
him in and reprimanded him about putting "some wrong
gasket in some pipe at night time." He testified that he
had never received a warning for absenteeism and had
not been unusually absent. He said that Johnson had in
fact complimented him many times on his work, and
around Christmas 1979, had told him that "if everybody
worked like you weld, I wouldn't have no more prob-
lems with my job." Carter also said that prior to the
strike, he had on "three or four" occasions filled in for
Foreman Taylor, the last time being for a 2-day period
"[a]round about two months, or one month, something in
there," prior to the strike.
Before he left the site on June 30, Carter was offered
another job in Virginia. Four weeks after his layoff at
Hercofina, Carter was employed by Respondent at the
General Electric site.
Exforeman Taylor testified that when Johnson asked
for names for a layoff on June 27, he chose Carter,
among others; while Carter, whom Taylor had super-
vised for 2 years, was a "good welder," "he couldn't get
along too much with all his fellow workers" and he
caused "conflicts among the members of the group."
Taylor at first testified that he "can't say" that "any of
the other employees ever complain[ed] to him about
Carter." But on cross-examination, he asserted that "all
of [the helpers] has said something to me about it." He
further stated that these complaints had been going on
for 7 or 8 months, and he specified that the complaints
centered on the fact that Carter "would stand back and
wait for his fellow worker to do most of the work," an
attitude Carter had manifested "the biggest majority of
the time" in which he had worked for Taylor.
The lists assertedly compiled by Johnson after supervi-
sory recommendation show that in April Taylor had sub-
mitted the names of welders McDowell and Cribb for
layoff, passing over Carter. Cribb was not laid off. In
June, according to Johnson's list for that layoff, Taylor
chose Carter, Woody, and Clark, in that order. Taylor
was asked why he would have neglected Cribb, the ob-
vious next choice, in June, and he responded, "I don't
recall now." Taylor further did not at first "recall," in
reference to the June 27 layoff, giving Johnson any name
other than Carter's: "I don't recall at that time about any
1:8 He was included in the June 27 layoff. but he had an excused ab-
sence from work on that day.
more names, it seems we just cut back one, I'm not posi-
tive." A leading question ("Could it have been, would it
have been two, three?") later brought the answer, "I be-
lieve there was more than one."
I conclude that the evidence as to Carter supports a
conclusion that his selection for layoff was unlawful.
Carter had supported the concerted activity and the
Union to the full, including speaking to employees on the
job about the Union on March 17, which Taylor obvi-
ously presumed to indicate a favorable attitude. Except
for a 3-month period in 1976, Carter had been employed
at the site for nearly 6 years. 29 The testimony about the
reasons for choosing Carter is in conflict. He said, with-
out being contradicted, that Johnson told him on June 30
that he was "not doing production work and you're
laying out too much." The claim of excessive absentee-
ism was denied by Carter; Respondent made no effort to
document it; and Foreman Taylor did not advance such
a reason. The assertion of "not doing production work"
might be said to harmonize with Taylor's eventual expla-
nation that Carter's helpers were complaining that he
"would stand back and wait for his fellow workers to do
most of the work," but I do not believe that claim.
For one thing, Taylor did not get this specific until
deep into his testimony. For another, he contradicted
himself by first stating that he "can't say" that "any of
the other employees ever complain(ed] to him about Mr.
Carter," and later saying that "all" the helpers had done
so. Further implicit contradiction of this testimony is
found in Carter's unchallenged testimony that he had
substituted for Taylor as foreman of the 18-man crew
"three or four" times, the last occasion being only a
month or two before the walkout, and that Johnson had
said to him around December 1979 that "if everybody
worked like you weld, I wouldn't have no more prob-
lems with my job." Carter's concession that Johnson had
admonished him about a month before the strike about
performing a job improperly is, I think, immaterial; it has
nothing to do with Taylor's asserted complaint about
Carter, and Taylor conceded that Carter is a "good
welder."
There is, I think, significance in the fact that while
Johnson's April 18 ROF list shows welder Eddie Cribb
as Taylor's second choice, Cribb is not reflected on the
June 27 list at all, although he was still on Taylor's crew
at the time. Asked about this curious discrepancy, Taylor
could only say that he did not presently recall the reason
for Cribb's ascendancy into favor. This seems indeed pe-
culiar-why would Cribb, the second choice in April
and the obvious first choice for June, not even be shown
as a second or third choice on the latter occasion?
The answer might lie, of course, in the General Coun-
sel's argument that the lists were not compiled as John-
son testified. But passing that contention, it may reason-
ably be said that Respondent considered it dangerous to
document the simultaneous consideration of McDowell
and Carter-both of whom had received reprimands
from Taylor in March for union solicitation-on April
129 While Carter testified that he had been "fired" for 3 months
around 1976, G.C. Exh 12, as noted, nonetheless shows his date of hire
as July 18, 1974.
599
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
18. McDowell was chosen and Carter was saved. When
the June 27 layoff came, the opportunity presented itself
for passing Carter to first position and thus eliminating
him. The record shows that a petition for election at
Daniel Hercofina had been filed on June 6, and the elec-
tion was to be held in July. An employee who was
thought, on the basis of the March 17 reprimand, to be a
union adherent would be an obvious choice for layoff at
the time.
I am persuaded, in short, that the General Counsel's
case here is a substantial one, and that the claimed dis-
crimination against Carter has been sufficiently demon-
strated.
b. Harold J. Caposto
Harold Caposto had been employed at Hercofina for
"about a year and six weeks"' 30 when he was laid off on
June 27; his instrumentation helper job involved main-
taining measuring equipment. He and eight other instru-
mentation personnel worked on the "C" and "D" lines.
Caposto walked the picket line for the 3 days of the
strike and he attended the Hugh McRae meeting, where
he signed a card.
Around early April, Caposto's foreman, Don Coston,
asked Caposto what was "wrong with the people," and
Caposto told him they were dissatisfied with their bene-
fits.
Around the first part of June, Foreman Coston pur-
portedly told Caposto that if the Union came in, "it
could mean our jobs, we could both be out on the street
....
The way he understood it is the way I understood
it, about 30 days was all it would take before I would be
out."
The complaint alleges that Respondent violated the
Act by Coston's asserted interrogation
in April and
threat in June. Coston candidly conceded that he had
spoken to all his employees about the Union,' 3 ' and he
recalled telling each of them, inter alia, that "however he
voted it could affect my job and affect his job."' 3 2 He
did not "remember" saying that they would be "in the
street" if the Union came in, nor did he "recall" asking
Caposto "how other people felt about the Union."
It seems to me that Coston's admission that he told his
employees that their votes could "affect" his job and
theirs itself sufficiently demonstrates a threat made un-
lawful by the Act, and I also believe that the threat was
phrased in the more graphic terms used by Caposto.'3 3
130 So Caposto testified. G.C. Exh. 12, however, shows a hire date of
May 21, 1978. It is hard to believe that Caposto's precisely stated figure
could be off by an entire year, and I prefer here Caposto's testimony as
against the stipulated date.
L31 The record shows that after the Union filed the representation peti-
tion covering Hercofina on June 6, an election was held on July 24
which the Union lost by a substantial margin.
132 While Coston later testified that he explained this statement by
speaking of an employee's inability to discuss matters with a supervisor
once a union representative had been elected, he could not say "what
effect it would have had on my job." Further on, he testified that there
were "no details given" about the effect of the Union on jobs, but still
later said he did mention (or may have mentioned) something about an
effect on employee "pay."
133 Both Coston and Caposto were appealing witnesses. As discussed
later in connection with Cobb, I sense that Coston was basically impelled
Similarly, I find that Coston, who admitted later speak-
ing to all of the employees about the Union, probably
asked Caposto in April "what was wrong with the
people." There is no indication here that Coston was al-
luding to the union activity-more likely, Caposto un-
derstood him to be referring to the recent strike. The
question does not appear to probe into any sensitive
areas safeguarded by the Act, and I would not find a
violation on these facts.
On June 27, Coston called Caposto and fellow em-
ployee Carlton outside and told them of their layoff,
saying it was "one of the hardest things I've ever had to
do." When Caposto pointed out that others had less time
on the job, Coston said that he "had to pick two people
and I picked you."''34 At the time, Charlie Spencer and
Mike Schaub, helpers like Caposto, had worked for, re-
spectively, 4 months and 4 weeks.' 3 5 Caposto testified
that earlier in June, just after a layoff of a "few people,"
Caposto had worriedly joked about the possibility of his
being laid off soon, and Coston had told him not to
worry: "[tjhere is quite a few other guys here with less
time than you who will go first." In May, Caposto said,
when Coston was notifying him of a pay raise, he told
Caposto "you do good work."
Caposto is a retired military man and receives a gov-
ernment pension. Foreman Coston testified that he sub-
mitted the names of Caposto and Carlton for layoff, the
former on the ground that he was "going to school" and
also had a pension which made him less unsheltered than
others who might have been laid off.'3 6
He made it
clear that Caposto was otherwise an acceptable worker.
While Coston said that he might have stated, in response
to a question by Caposto about further layoffs, that he
hoped there would be no more, he did not recall saying
to him that Caposto would be protected by his seniority.
He also said that he "sometimes" looks to seniority in se-
lecting for layoff: "it depends on the circumstances."
Both Caposto and Carlton appear on Johnson's "hit
list" for the April 18 layoff, and as earlier discussed, both
were spared. according to Johnson, as a result of Cos-
ton's purported intervention based on his manpower
needs.
Caposto's most distinguishing feature in regard to
union activity was his appearance at Hugh McRae Park,
where he signed a card. The principal reason given by
Coston for selecting Caposto does not smack of fabrica-
tion-that Caposto, a pensioner, would not be hurt as
much by a layoff as other employees. The fly in Re-
spondent's ointment here is Caposto's testimony that in
early June, Coston had told him that, in the event of a
layoff, he would be safe because of his relative seniority;
as noted, Coston did not recall such a remark. '3 The
to be honest, but that, in some areas, he moderated and tempered his tes-
timony in the Company's favor.
is' Caposto's testimony here seems to nmiliate against the argument
that the foremen played no role in the choice.
ISI See G.C. Exh. 11.
s3e According to Johnson's list, Coston's third choice was 4-week em-
ployee Schaub.
IaS I do not attach much weight to another potential fly pointed to by
the General Counsel: that the selection of Caposto, a concededly good
Continued
600
DANIEL CONSTRUCTION COMPANY
argument would be that Coston's subsequent abandon-
ment of the promised seniority preference proves an ulte-
rior motive and a contrary order from Johnson.
I am inclined to believe that Coston did make the al-
leged remark; he could only "not recall" doing so. While
this would make the choice of Caposto suspicious
indeed, I am not persuaded that it ties up a case of dis-
crimination. It could well be that, in making such a pass-
ing remark, Coston may simply have been attempting to
keep up Caposto's morale and productivity.
I am less than comfortable with my recommendation
that the allegation as to Caposto should be dismissed, but
I would be even more uncomfortable in recommending
to the contrary. On the whole, I am not convinced that a
case has been made out here.
c. Sammy L. Smith
The complaint alleges that Respondent unlawfully ter-
minated Sammy Smith from the Hercofina site on June
27, wrongfully laid him off again from i!s General Elec-
tric job on August 7, and then unlawfully refused to hire
him at the Pfizer jobsite on August 18.
Smith
had
worked
at
Hercofina
for
about
22
months""8 (and for Daniel about 4 or 5 years) as of June
1980; he had also been employed there around 1974-75.
He was classified as a millwright, but he also filled in as
a machinist when one of the three machinists Xwere miss-
ing. There were two other such millwright-machinists in
his crew. Smith had less seniority than the latter, but
more seniority than three or four millwrights in the
crew.
Smith walked the picket line during the strike, and he
signed a card at the park meeting on March 16.
Apparently after the strike, Williamson, Smith's fore-
man, told his crew at a safety meeting that he "felt like it
would be in our best interests that we would not get a
union, and if we had signed a card, that he felt like it
would be to our best interest that we would try to go
down and try to get our card back, if they would let us
have it back." Counsel for the General Counsel declared
at the hearing that this statement constituted an unlawful
impression of surveillance and also a threat of loss of
jobs, as alleged in subparagraphs
110j) and (m) of the
complaint. Paragraph I 1(k), that Williamson coercively
"[s]olicited . . . employees to withdraw their support for
the Union," was, plainly, also intended to apply to these
remarks. Williamson openly conceded at the hearing that
he "may have discouraged them from wanting to sign a
card," but he doubted that he ever told employees to re-
trieve signed cards. Both Smith and Williamson made ex-
cellent personal appearances, but, in my view, the posi-
tive testimony of the former was confirmed by the con-
cession and uncertainty of the latter; I therefore credit
Smith.
I detect no impression of surveillance here, and no
direct threat of loss of jobs. I do believe, however, that
the Board would hold that Williamson's statement, refer-
employee, simply because he received a pension. ran counter to Johnson's
desire to lay off the "least productive people." Among other defects in
this argument is the ahsence of proof that Caposto, although "good," was
still not relatively the least productive
138 G.C Exh. 12 shows his date of hire as August 30, 1978.
ring to the unspecified "best interests" of the employees,
would reasonably have had a tendency to cause them to
consider the possible perils of not attempting to retrieve
cards signed by them, or of signing such cards if they
had not already done so I therefore find that the re-
marks violated Section 8(a)(I). See C. W.F. Corporation,
188 NLRB 554, 559 (1971).
Around June 20, Smith saw Foreman Clifford Webb
(not his own supervisor) at a filling station. Webb told
him that he "didn't feel like the Union would be to our
best interest and if the Union should happen to come in
there that we would all lose our job." When Smith
pointed out the continuing unmet needs of the employ-
ees, Webb walked off. Smith's wife testified similarly.
The complaint asserts that Webb thereby threatened
an employee with loss of employment, in violation of
Section 8(a)(l). Webb denied making any such statement.
I considered Smith and his wife much more credible on
the subject than Webb, who evidently made other state-
ments to this effect. The threat is palpable, and I con-
clude that the 8(a)(l) allegation is well-founded.
On June 27, Foreman Williamson told Smith that he,
helper David Sarvis, and millwright Al Atkins were
being laid off, but that Williamson had arranged to have
Atkins transferred as a mechanic. At the time, Smith had
worked on the Hercofina job longer than Atkins had. A
company representative held an interview with Smith re-
garding the possibility of placement elsewhere. The rep-
resentative offered Smith a position at the nearby Daniel
General Electric job starting July 14. Smith reported as
instructed, as later discussed.
Foreman Williamson testified that he was asked to
submit 3 names for ROF out of his 15-man crew and
chose Smith, inter alia, "because of his past record of at-
tendance," which included both absenteeism and tardi-
ness. He had previously spoken to Smith about the sub-
ject, Smith "did improve some," and "we about had [the
problem] worked out"; but, while Smith was "a very
good worker," his record was not as good as others in
the final weighing.
Williamson further testified that employee Atkins was
listed as being on his crew, but had in fact been trans-
ferred to another crew some 3-4 weeks prior to the
layoff and was actually working as part of that crew.
Nonetheless. Williamson had submitted Atkins' name for
layoff, thinking, apparently, that losing a defacto nonem-
ployee would not be very damaging. Atkins was, howev-
er, retained and put to work as a "mobile mechanic,"
working on "cars, trucks, pettybones and things of that
nature," a skill that Smith did not possess.t ' 9
I perceive no basis in this record for concluding that
Smith's layoff on June 27 was violative. His latest stint
with Respondent
had
not
been
lengthy-some
20
months-so that the fact that he may have been chosen
out of seniority, as he said without controversion, could
not have involved any startling discrepancy; there is no
detailed evidence on this point. 140 Smith did not reap-
'39 Williamson agreed that Smith had "a little bit" more seniority than
Atkins. Atkins, however, had worked as a mechanic before becoming a
milluwright.
140 (. C Exh. 12 shows that David Sarvis, the other employee laid off
on June 27, had been employed for 23 months
601
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
pear at the hearing to deny Williamson's claim that his
attendance record had, while recently improved, been
poor in the past, and Williamson's testimony here seemed
credible. The retention of Atkins over Smith was ade-
quately explained. The fact that Smith, alone among the
alleged discriminatees, was immediately hired for work
at a nearby jobsite of Respondent's at the time of layoff
certainly suggests that Respondent may not have been
aware of his signing a card at Hugh McRae Park. 14
Given these circumstances, I am unpersuaded that this
allegation has substance.
The next claim with respect to Smith is that he was
unlawfully laid off from the job he began at Respond-
ent's General Electric site on July 14. On July 24, an
election was held at Hercofina. Smith testified that he
called the General Electric site that morning and told a
clerical employee to notify his foreman, Samuel Humph-
ries, that he would be late "because I was going over to
the Hercofina site"; he cast a ballot in the election.
On August 7, he was laid off at General Electric. Ac-
cording to Smith, Humphries had said earlier in the day
on August 7 that he had turned in a list of his crew
names to the front office, and had predicted to Smith
that only helpers, three or four of whom worked in the
crew, would be laid off; instead the helpers were trans-
ferred to the sandblasting department. Foreman Humph-
ries, in notifying Smith of his layoff, assertedly told him
that he had nothing to do with it, but that Smith "had
been selected for layoff." Smith testified that he had been
"aware that there was going to be a layoff because of the
fact that they had had a two-week shutdown prior to
this and that we were ending the two-week shutdown."
When Smith first arrived on July 14, there were only 75
employees on the site, but a large number of employees
was hired to assist with the shutdown.
Humphries testified that Smith told him, the day
before the Hercofina election, that he intended to "go to
vote at Hercofina," but he said that Smith also added
that he intended to vote "no."' 42
Humphries said that
Smith was selected as one of the three millwrights to be
laid off on August 7 because "he was hired for the shut-
down, the shutdown was fading out, and his name was
just there with the other two." 43 Smith was an "aver-
age worker," and while some weight was given to his
absentee record, that was not determinative.' 4 4 The fact
that Smith was one of the workers hired to help with the
shutdown apparently was a principal factor in Smith's se-
lection: four employees had been hired into Humphries'
crew for the shutdown; two others were let go with
'4 This fact also distinguishes the present situation from Daniel Con-
struction Company, 244 NLRB 704 (1979), cited by the General Counsel
in the case of Boyd, infra. In that case, as the General Counsel character
izes, "it was found that Daniel systematically refused employment to
workers who were last employed at one of its jobsites where union activ-
ity had taken place."
1412 Smith denied having had such a conversation.
143 Other testimony shows that the shutdown began July 28 and ended
August 10; that Respondent hired some 80 additional workers to assist
during the shutdown; and that this hiring began about 2 weeks before the
shutdow'n started.
144 Humphries testified that Smith failed to report for work, and did
not call in, on either of the overtime days of one weekend during a shut-
down, and also failed to report, but did call in, on one day of a second
such weekend. Smith recalled only one such absence.
Smith, and two or three more the next week. Humphries
testified that the helpers to whom Smith had referred
had originally worked in the sandblasting department
and had worked as millwright helpers during the shut-
down; at the end of the shutdown, they were returned to
sandblasting.
Asked whether he told Smith something to the effect
that he did not like to lay him off and did not make the
selection himself, Humphries testified, "I don't recall tell-
ing him that I didn't make the choice. I make the choice
of everybody that is laid off in my crew."
Humphries'
testimony
was corroborated
by Mike
Thomas, maintenance general foreman at General Elec-
tric, who said that he told Humphries to select three men
for layoff, Thomas candidly testified that he had been
told by Humphries, in routinely explaining Smith's ab-
sence on July 24, that Smith had gone to the Hercofina
election.
The General Counsel argues that the conclusion that
Smith was discriminated against at General Electric "is
supported by two factors." One is that "Humphries was
shocked to learn that Smith was connected with the
Union at Hercofina." This same claim appears five sen-
tences earlier in the brief in the milder form of "Humph-
ries was surprised that Smith would be voting in the
election." The portion of the record cited for these char-
acterizations follows:
Q. He asked you the day before?
A. Right, could he be off to go vote, and I said
"vote where"; and he said "at Hercofina"; I didn't
know that he had anything to do with Hercofina.
He said, "Yes, I have got to go vote no."
Q. You didn't know anything about the union
election at Hercofina?
A. I didn't know anything about it. I knew by
the papers, yes, but I didn't know anything about
him having anything to do with Hercofina. I didn't
know where he worked before.
The effort to transform the foregoing testimony into
an expression of "shock" is, to say the least, puzzling.
The second factor referred to by the General Counsel
is more substantial. That point is Respondent's failure to
tell Smith that he was being hired only temporarily, for
purposes of the shutdown. Smith said that after he was
told by a Daniel representative named Long on June 27
that he had a job at General Electric beginning July 14,
he returned later, apparently also on June 27, to see
Long and to "reassure myself about the job because I
didn't want to not look for a job for two weeks and then
wind up not having one." Without mentioning that the
job would be temporary, Long reassured Smith that he
indeed had work at General Electric.
It surely is arguable that one might have expected
Long, in the circumstances, to tell Smith that he was
being employed only for a few weeks (assuming that
Long was aware of that fact). If one were to suppose
that Respondent originally intended a more permanent
employment, its change of heart might be attributed to a
particular intervening fact-Smith's trip to Hercofina on
602
DANIEL CONSTRUCTION COMPANY
July 24 to vote in the election.145 That is, however, a
fairly innocuous act, made more so if it is true that, as
Humphries testified, Smith told him that he intended to
"vote no. " 4
Smith was an impressive witness, precise, measured,
and calm. His testimony that Humphries had said that he
played no role in the selection of employees for layoff
("all he had done was turn in a list of his crew, the
names, into the office") was denied by Humphries, who
said he made the selections himself and who explained
his decisional process. Similarly, Humphries implicitly
denied Smith's testimony that there had been some
mixup about who was to be laid off, resulting in Humph-
ries correcting the error and thus causing the layoff of
Smith. If I were to resolve this conflict in Smith's favor,
it would raise a serious suspicion, although I am uncer-
tain whether, in these circumstances, the suspicion would
carry the day for the General Counsel.
The implication that Humphries played no decisive
part in choosing Smith was denied not only by Humph-
ries but also by Maintenance General Foreman Thomas.
They agreed that Thomas had told Humphries to choose
three millwrights for layoff, and had not dictated that
any particular persons be tapped. They both denied any
knowledge of Smith's union persuasion.
Humphries
seemed a most credible witness, and Thomas was par-
ticularly open, sincere, and spontaneous. The testimony
of neither mail was evasive, inconsistent, or shaken by
cross-examination. On this record, there is simply no
reason for me to disbelieve the two witnesses on the
basis of their testimony. But it could also be said that,
even if Smith were telling the truth, that does not re-
solve the matter. Humphries may indeed have denied to
Smith the fact that he had chosen him for layoff; it may
be a course some supervisors opt for.
There is left the possibility that a finding of violation
might nonetheless be made on the basis of the facts that
Personnel Representative Long failed to inform Smith
that the General Electric job for which he was being
hired was only temporary and that Smith took his inter-
im trip to vote at Hercofina. As noted, if the original in-
tention had been a temporary assignment, it might well
be thought that Long would have told Smith so. I do
not think that limb is strong enough to rest on, however.
Long may not have known that the work was tempo-
rary, or the signals between him and the Daniel General
Electric managers simply could have been crossed, or
Long might have assumed that Smith was aware that he
was being hired for a shutdown. I note, in this regard,
that alleged discriminatee William Willetts testified that
on June 27, when he was also laid off, he knew "they
were going to have a shutdown at GE" and asked for
work there. As for the visit to Hercofina, that factor is,
in my view, too ambiguous to permit the finding of a
'45 I note that no unfair labor practice charge naming Smith was filed
until the amendment to the charge in Case II CA-9288 on August 19
:46 1 have a hunch that Humphries did not manufacture this grace
note, although, as indicated hereafter, it is quite difficlit to choose be-
tween Humphries and Smith in the area of credibility. As noted infra.
Smith testified that when he subsequently applied at the Pfizer site, he
went out of his way to assure the superintendent that he "wasn't coming
down there to gile any problems such as union activities
violation here. I therefore recommend the dismissal of
this allegation.
Smith was not yet sufficiently disenchanted with Re-
spondent to cause him to abandon all hope of employ-
ment with the Company. He next applied for work at
Respondent's Pfizer project in Southport, North Caroli-
na, and his failure to secure work there has resulted in a
further claimed violation.
On Monday, August 16, Smith went to the Pfizer loca-
tion, about 35 miles from Wilmington, to interview for a
job as a machinist. Maintenance Superintendent Walden
Griffin had Smith fill out an application and, with Fore-
man Travis Lamb, interviewed him. They discussed
Smith's work at Hercofina; according to Smith, in a pre-
vious telephone conversation with Griffin, he had told
the latter about his employment at Hercofina, and, in the
August 16 interview, Griffin advised that he had talked
to former Hercofina employees at the Pfizer jobsite and
"they had given me good recommendations." Smith then
testified:
After this interview, he asked me when I would be
available for work. I asked him if it was possible
would it [sic. make it Wednesday morning, this was
on a Monday afternoon ...
. He asked his foreman
and they both agreed that that would be fine, that
Wednesday morning would be fine. 14 ?
Smith also "did advise [Griffin] that he was aware of
what went on at Hercofina with the Union and the
walkout[,] that I was coming to work with him to give
him a fair and honest day's work at his site." Griffin said,
according to Smith, that he "would touch bases with
Hercofina and.also the G.E. plant, and he said, I'll give
you a call this afternoon late or the first thing in the
morning." Smith testified that he understood the purpose
of the base-touching was "to check out to see if [he was]
all right."
At 11 a.m. the next day, not having heard from Grif-
fin, Smith called him. Griffin told Smith that, a few
weeks earlier, he had gotten in touch with the Greenville
personnel office about filling the post, and that the office
had informed him on Monday afternoon, subsequent to
Griffin's interview with Smith, that they were sending a
man for the job; consequently, Smith's services were not
needed.
Griffin testified that, toward the end of the August 16
interview, he had asked the "standard" question as to
when Smith would be able to report for work, and Smith
had said he would be available on Wednesday. Griffin
had commented that Wednesday "would be all right."
The interview ended with Griffin saying that he "would
be back in touch with him and let him know our deci-
sion on who we are going to hire," after "checking on
his application and that we would be consistent with all
of the other applicants, that we would be talking it over
together and making a decision on that." t 48 Griffin con-
14; On cross-examination, Smith recalled that Griffin said, "We'll look
for you on Wednesday morning."
-.n At the time, the vacancy had been open for 3 weeks, and there
were three or more applicants for it
603
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
firmed Smith's testimony that just as he left, Smith spoke
of having taken part in the Hercofina walkout.
Griffin testified that about 3 weeks earlier, when the
vacancy had opened up, he notified Jesse Simons of Re-
spondent's Greenville personnel office, and had heard
from Simons two or three times after that. Following his
interview with Smith on Monday, Griffin called Simons
again, "to see if he had any more applicants," and was
told that Clarence Miles, "a very good applicant," had
applied for the job and had been instructed to call Grif-
fin. Miles called either that afternoon or the next morn-
ing, and a 15-20 minute telephone interview was held.
Griffin then had Foreman Lamb, who had previously
worked on the same job with Miles, but who did not
know Miles personally, call and speak with him. There-
after, Griffin called Miles, found that he could start on
Friday, and told him to come and file an application and
that he would be hired on Friday. Griffin testified that it
was not unusual for him to hire on the basis of a tele-
phone interview ("the best people that I have ever had
were hired over the telephone").
Griffin explained that he preferred Miles to Smith be-
cause Miles had some formal schooling in engineering
and diesels, "which we have on the job,"' 4 9 and had
worked in the Charleston Naval Shipyard for several
years, where "good schools" are to be found. In addi-
tion, Miles intended to move to Southport, "which was
better for a call-in," whereas Smith lived 45 miles away.
Griffin did not contact Miles' prior places of employ-
ment because "[plersonnel does the checking; when they
recommend someone, they have already done this."
Foreman Lamb corroborated Griffin about the trans-
action in all respects to which he was privy, adding that
he had known a former supervisor of Miles and thought
that "he runs a good shop, and . . . a fellow would have
to be real qualified to work for him."
According to Lamb, Miles was terminated for exces-
sive absenteeism on October 6, 1980. About mid-Novem-
ber, "the fellow that was originally there" returned to
the job. 1'5
Smith insisted at the hearing that he was in effect
hired on Monday, and the General Counsel asserts on
brief that Griffin "in fact hired Smith on August 16."
Despite the indications that Griffin was favorably im-
pressed with Smith, it is obvious from the testimonial
concession by the latter-that Griffin had said he would
"touch bases" with Daniel Hercofina and Daniel General
Electric, "to check out if [he was] all right"--that Smith
was still only under consideration as of the end of the
interview. That this checking was meant to be more than
a formality is suggested by Smith's rather anxious con-
cern on Tuesday about the expected call from Griffin. I
therefore think that Smith's memory turned somewhat
partisan when he recalled, on cross-examination, that
Griffin had said, "We'll look for you on Wednesday
morning."
149 Miles' application shows such training in the Coast Guard.
'10 On further examination by Respondent's counsel, however, Lamb
said that the job was only vacant for "a week or so" between the time
Miles left and the former occupant, a victim of a heart ailment, was medi-
cally cleared for return to the job.
It is a suspicious circumstance, to say the least, that
when Griffin called Simons in Greenville, after inter-
viewing Smith, "to see if he had any more applicants,"
Simons happened to have such an applicant available.
Since Griffin had informed the Greenville office weeks
earlier of the need to fill the position, it is not easy to
understand why Simons had not himself taken the initia-
tive of notifying Griffin about the availability of Miles,
rather than have that information first communicated
when Griffin called Simons.
There could be, of course, reasonable explanations.
Simons may have been away from the office or too busy
to call Griffin; Miles may have only just applied or been
investigated before Griffin called Simons. None of these,
or other, explanations were forthcoming, however, be-
cause Simons was not called to testify.
I find that omission disturbing; Simons was in a posi-
tion to clarify what appears to be a rather odd coinci-
dence. After careful consideration, however, I have con-
cluded that despite Simons' absence, the General Coun-
sel's case is simply not strong enough.
Griffin seemed to me to be an honest witness, and
Lamb made no untoward impression during his brief ap-
pearance. More importantly, however, the prima facie
case here is less than substantial. There is no getting
around the fact that Respondent did hire Smith at Gen-
eral Electric after his layoff at Hercofina, thus indicating
that it did not consider Smith to be a dangerous contami-
nant; indeed, Smith's testimony shows that one of Re-
spondent's agents apparently went out of his way to help
Smith secure that job.' 5 ' Nothing in the framework of
union or concerted activities occurred thereafter except
for Smith's voting in the election at Hercofina, and his
statement to Griffin on August 16 that he was "sure
[Griffin] was aware of what had went on at Hercofina
but that I . . . wasn't coming down there to give any
problems such as union activities or walk out or anything
like that." As of August 17, when Griffin told Smith that
Miles had been selected, no unfair labor practice charge
naming Smith had yet been filed, as noted earlier.
On this record, I cannot conclude that the failure to
hire Smith at the Pfizer site resulted from some conspira-
torial vindictiveness against him by the Greenville office.
To so find, I would have to think that the desire to pe-
nalize Smith was based on knowledge within the corpo-
rate office that he had voted in the election, and an urge
to retaliate against him for doing so. I do not think the
evidence permits that inference, and I shall therefore rec-
ommend dismissal of this allegation.
d. Charles K. Boyd and James Stokes
Charles Boyd was employed as an ironworker at the
Hercofina site for about 7 months, until June 27, 1980; he
had also worked elsewhere for Respondent
for 13
months. There were two pairs of ironworkers in Boyd's
crew; he and James Stokes comprised one of them.
I'l
As Smith testified, "I first talked to Ben Erwin, the foreman. He
came by and told me to be sure and go in to talk to Mr. Neal Longl.J
that he had talked with him earlier and I had been selected to go to the
GE Plant site on July 14th."
604
DANIEL CONSTRUCTION COMPANY
Boyd picketed during the strike. He also attended the
Hugh McRae meeting, where he signed an authorization
card.
James Stokes began work on January 2, 1980, and was
laid off nearly 6 months later, on June 27. He had been a
journeyman for 4 or 5 years. Stokes went to the picket
line each morning during the walkout, although he did
not carry a sign, and was briefly in attendance at the
park on March 16 (he arrived after the speeches had
ended and stayed for some 30 minutes talking to others).
On the second day of the walkout, Foreman Don Ed-
wards called Boyd at home and asked him to return to
work.' 52
When Boyd said that he would not cross a
picket line, Edwards replied, "Well, you walking that
picket line for nothing, you know, you are not getting
nothing out of this."
The
complaint
alleges that
Respondent,
by this
remark, unlawfully "[i]nformed its employees that it
would be futile to select the Union as their collective
bargaining representative."
The closest that Edwards
came to being asked about this allegation was a question
as to whether he had told Boyd or Stokes that "the
union would be worthless" (which he denied doing). Al-
though, accordingly, there is no reason not to credit
Boyd, I do not think the remark was violative.
Contrary to the allegation, Edwards could not, on
March 13, have been thought to be speaking of the futil-
ity of "select[ing] the Union as their collective bargain-
ing representative"; the Union had not become notice-
ably involved at that point. There is no indication that,
as of that date, the employees were interested in formal
"bargaining" of any sort; accordingly, insofar as Ed-
wards' statement might be construed to refer to future
possibilities, it would not have led Boyd to believe that
Respondent would not "bargain" in good faith, since that
was not currently being sought. Moreover, even if the al-
legation is sufficient to support a broader theory that Ed-
wards was disparaging the effectiveness of concerted ac-
tivities in general, the statement seems ambiguous to me.
It might well have been understood by Boyd to make
the simple and incontrovertible point, in order to urge
him to return to work, that he was losing wages by strik-
ing.
The two employees testified that, about a week before
the June 27 layoff, Foreman Edwards called them over
to a truck and "asked us what we thought about the
union." The employees answered in a somewhat positive
vein. Edwards then said, according to Boyd and Stokes,
that "if the union come in here then Daniel will be out in
30 days. He said Daniel is too big to go union." The
complaint charges that Edwards thereby engaged in un-
lawful interrogation and a threat of loss of jobs.
Edwards, as indicated above, denied having told the
employees that "the union would be worthless," which
does not, in my view, constitute a denial of the language
charged. He further testified that he had never taken the
initiative in discussing unions with Boyd and Stokes,
saying that he only answered their questions, which does
amount to such a denial. One such question was what
122 Edwards testified that he called all of his employees to see if they
were returning
would happen if the Union was elected; he replied that it
would be "up to Hercofina and Daniel people."
I do not believe that Boyd and Stokes fabricated this
incident; its detail smacks of reality. While Stokes con-
ceded on cross-examination that Edwards had previously
been present at informal lunchtime discussions by the
ironworkers about the Union, and that he himself had
talked about having "signed a card" in the presence of
Edwards, that context, according to PPG Industries, Inc.,
supra, did not make the interrogation less coercive, nor, I
think, sufficiently less likely that the incident occurred,
since the question was plainly the opening gambit for the
threat. It is clear, furthermore, that Edward's threat of
plant closure was not vitiated by that background. Ac-
cordingly, I find the violations as alleged.
On June 27, Edwards told Boyd and Stokes that he
"had to get rid of two ironworkers," and that he was
laying them off. He also purportedly said that he liked
their work and would hire them back as soon as possible.
The remaining two ironworkers were M. A. Moore, who
substituted for Edwards as foreman when the latter was
absent,'t5
and L. G. Powell. Powell had begun employ-
ment the day the strike ended, as a replacement for the
nonreturning striker Otis Henderson; he was, according
to Boyd, a truckdriver by trade, not an ironworker.
Boyd testified that he had acted as a foreman on the
night shift for 2 days during a shutdown sometime in
1980.'54 Boyd further said that, after the shutdown, Ed-
wards had told him, "[Y]ou don't have to worry about
nothing . . . you've got a job here[,] as long as we've
got work you've got a job."
Stokes testified that, probably in June, Edwards had
told him that they had "plenty of work" and no worry
about a layoff.
At the time of the layoff, Edwards told Stokes (and
presumably Boyd) that a company representative would
interview them about other employment. Stokes spoke to
the representative and was offered two opportunities to
begin work the following Monday, one in Badin, North
Carolina, and the other in Front Royal. Virginia.
Foreman Edwards testified that Superintendent John-
son told him on June 27 that two "iron workers and an
operator" had to be eliminated; he chose Boyd, Stokes,
and "Charles McLamb." The first two were picked be-
cause they were not "structural steel fabricators"; i.e.,
they were unable to work well without blueprints and
they made measuring mistakes. Edwards had not discov-
ered their lack of ability in this area until a few weeks
after they were hired, when the nature of the work they
had been doing changed from "rigging" to "application."
153 Edwards testified that Moore had Worked for him for about 6
years. The complaint alleges that Moore violated the Act during a 2-
week period around May in which he served as a substitute for Edwards.
Boyd said that he and Moore "talked several times" about the Union in
that period, and that after Boyd asked Moore what he thought about the
Union, Moore put the same question to Boyd. I find no violation, not
only because of the obvious absence of any coercive aura in the conver-
sations as detailed by Boyd, but also because I perceive no basis in the
record for concluding that Mot)re enjoyed supervisory status during this
period. Even Boyd had previously served as a detail foreman, see infra.
,'S Boyd could not recall when this occurred, and did not say how
many employees were serving on the night crew specially set up for the
shutdown.
605
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
He testified that he had superior workers in veteran
Moore and in L. G. Powell, who was, he said, a "better
worker" than Boyd and Stokes.
Edwards agreed that he had told Boyd and Stokes
prior to the layoff that there was plenty of work availa-
ble; at the time, he said, there were good prospects be-
cause a shutdown was planned f6r June, but it was subse-
quently postponed. He further testified that as a result of
the first postponement, in early June, he had been forced
to lay off ironworkers Cain, Spencer, and Rogers, pass-
ing over Boyd and Stokes. Edwards denied having said
anything to Boyd and Stokes about being rehired be-
cause they were good workers.
Edwards seemed quite sure that Bill Johnson asked
him on June 27 to furnish the names of "two iron-
workers and an operator," which contradicts Johnson's
testimony that he simply asked the foremen to furnish a
specified number of names, but which would be consist-
ent with the specifications of the June 25 Hercofina
letter. Edwards was equally clear that he had nominated
Boyd, Stokes, and Charles McLamb; the list made up by
Johnson, however, shows Edwards' third nominee as "J.
Murphy," identified by Edwards at the hearing as "not
an operator." It appears that, on this subject, Edwards
had a memory lapse; General Counsel's Exhibit 12 shows
that "C. McLamb," an "oper.," was terminated in the
April 18 layoff.'5 5
I find questionable Edwards' explanation of the rea-
sons for choosing Boyd and Stokes. Nonetheless, I am
inclined to conclude that a violation has not been suffi-
ciently demonstrated.
The June 25 letter from Hercofina to Daniel, earlier
discussed, suggested, inter alia, the layoff of "2 Iron-
works [sic]." The testimony of Boyd seems to be that as
of June 27, there were only four ironworkers on the
entire job; clearly, at least, there were only four such
tradesmen in Edwards' crew. As of that date, Boyd had
worked at the site only 7 months, and Stokes not quite 6
months. There is no reason to believe that in selecting
two ironworkers for layoff, Respondent would in any
circumstances have chosen M. A. Moore, a 6-year veter-
an who served as detail foreman when Edwards was
absent.
The choice between Boyd, Stokes, and L. G. Powell
might be a closer one; the latter had been hired in March
to replace a nonreturning striker. While Boyd did not
think much of Powell's work, Edwards said he was a
"better worker" than Boyd or Stokes, in that he "could
connect structural steel, fabricate structural steel, also
qualify as an operator up to 35-ton crane." Despite my
misgivings about Edwards' testimony, 556
it does not
I55 He also erred in stating that he laid off ironworkers Horace Cain,
Eddie Spencer, and Robert Rogers in early June. G.C. Exh. 12 shows
that ironworker apprentice Cain. ironworker apprentice "R. Robinson,"
and "P. Welder" Spencer were included in the April 18 layoff.
116 His statement to Boyd that "as long as we've got work )ou've got
a job" might have been said before Powell arrived. While Edwards
denied having told the two that he would rehire them as soon as possible,
he probably did say so. Nonetheless, the significance to be attached to
such a statement uttered by a foreman to employees at layoff time is open
to question.
appear to me that the evidence preponderates in favor of
a conclusion that, if it were not for their union senti-
ments and activities, Boyd and/or Stokes would have
been retained. I shall therefore recommend dismissal of
these allegations.
In addition to alleging that Stokes' June 27 layoff was
unlawful, the complaint also claims that Respondent dis-
charged Stokes on March 17 and refused to reinstate him
until March 19. The former date, it will be recalled, was
the first day upon which strikers returned to work fol-
lowing the strike.
On March 17, Stokes' wife had just given birth and
was still in the hospital. Stokes and Boyd, who drove to
work together, both testified that the former called the
latter on the morning of March 17 and said he would be
late to work, since he was bringing his wife home from
the hospital. Boyd said that he relayed this message to
Foreman Edwards during a morning safety meeting, and
Edwards said "all right."
According to Stokes, when he arrived at work about
noon, Edwards asked where he had been; upon being
told, Edwards asked whether Stokes had a medical
excuse.157 When Stokes said he did not, Edwards told
him he would have to go home until he secured an
excuse. Stokes asked for a reason, and Edwards said
"there were some vice presidents or presidents of Daniel
down at the time, and he said that it was their doings."
Stokes testified that he returned home and did not
report again for work until Wednesday, the delay being
caused by the fact that he had to "get my wife to get up
with her doctor and he had to write an excuse for me."
Stokes testified that in the past, when he had been late, it
had sufficed that he had sent word to Edwards through
Boyd.
Stokes testified with conviction that he took his wife
from the hospital on Monday and, after appearing at
work briefly on that day, did not return to work with
the medical excuse until Wednesday. His wife testified,
however, that although she was supposed to have left
the hospital on Monday, it had been determined by the
doctor, when Stokes came to pick her up that morning,
that she could not leave until Tuesday. She also said that
she herself called the Hercofina site on Monday morning
and left a message that Stokes would not be at work be-
cause he was coming to take her home. She further
stated that Stokes had gone to work on Tuesday, not
Wednesday, with a medical excuse she had obtained
from the doctor, and that, when she learned that she
could be discharged that day, she called him there and
had him come to get her. Stokes, presumably in the ex-
citement of new paternity, plainly recalled the sequence
of events incorrectly. Based on his wife's testimony, I
find that he appeared at work on Monday, was sent
home to secure a medical excuse, presented it on Tues-
day, and then left again on that day to take his wife
home.
Superintendent Johnson testified that it had been an-
nounced on Friday, March 14, that employees who had
not returned to work by Monday would be replaced.
"' Stokes also said that he asked Edwards whether Boyd had deliv-
ered the message, and Edwards said "he had told him "
606
DANIEL CONSTRUCTION COMPANY
When Stokes did not appear on Monday, he was re-
placed by L. G. Powell, a new hire, at 8:30 or 9 a.m.' 5 8
Foreman Edwards testified that he was not told by
Boyd about the reason for Stokes' absence. Although he
was aware that Stokes and Boyd drove to work together
"from time to time," he stated that he did not ask Boyd
at the Monday morning employee meeting the where-
abouts of Stokes. He further said that when Stokes did
not show up on Monday morning, he told the superin-
tendent to secure a replacement for Stokes, as well as
Henderson, and he subsequently hired two ironworkers.
When Stokes returned, he was allowed to resume work;
his replacement worked I day and then did not return.
Although Edwards did not identify the ironworker as-
sertedly hired to replace Stokes, G.C. Exh. 11, a stipulat-
ed list of hires at Hercofina during 1980, shows that, in
addition to L. G. Powell, an ironworker named David
Carterette was hired on March 17. 1 shall assume, there-
fore, the truth of Edwards' testimony that a replacement
for Stokes was hired. The law provides that an employer
may permanentely replace economic strikers prior to
their request for reinstatement to their jobs. N.L.R.B. v.
Mackay Radio & Telegraph Co., 304 U.S. 333, 345-346
(1938). If Respondent had hired Carterette before Stokes
had indicated his desire for reinstatement, its failure to
accept Stokes back into the fold at noon on Monday
would be privileged. But Edwards testified that he called
Stokes prior to Monday and asked "[wJould he be back
to work Monday," and Stokes told him that he "would
be back." Stokes had, moreover, as I find, sent a message
to Edwards on Monday morning that he would be re-
turning to work as soon as he took his wife home from
the hospital. ' 59
Governing case law leads me to conclude that these
messages, while not an "artistic request" for reinstate-
ment, would be considered sufficient to preserve an em-
ployee's right to return to his job. Master Touch Dental
Laboratories, Inc., 165 NLRB 585, 589 (1967); Flatiron
Paving Company d/b/a, Flatiron Materials Company, 250
NLRB 554 (1980). Accordingly, the hiring of Carterette,
with the knowledge of Stokes' desire to return, could not
be used to defeat Stokes' right to reinstatement, unless
Stokes' intention not to return to work immediately
makes a difference. While there could be instances in
which a would-be returning striker might impose unac-
ceptable conditions on his stated intention to return, Re-
spondent has not demonstrated that this brief delay was
meaningful. ' o
isti Johnson was evidently wrong about this. Powell apparently re-
placed the nonreturning Otis Henderson.
15s It seems most likely to me that, contrary to his testimony, Edwards
was informed on early Moliday of the reason for Stokes' absence and of
his intention to come to work. Stokes and the other strikers had been told
that they would be replaced if they did not return on Monday morning. I
cannot believe that Stokes would not have taken care to ask Boyd to
inform Edwards of his whereabouts. Similarly, with the overhanging re-
placement threat, I cannot conceive that Boyd would not have relayed
the message to Edwards, as he testified he did and as he had done with
similar messages in the past. Moreover, Mrs. Stokes credibly testified that
she had telephoned the job and left the same message, and it seems more
probable than not that it was transmitted to Edwards.
'Io I recognize that the fact that Carterette was hired tends to indicate
that Edwards had in fact received no message about Stokes; the argu-
ment would be that it is unlikely that Edwards would go to the personal
It therefore follows that Stokes was entitled to rein-
statement when he returned at noon on Monday.'"' In-
stead of putting Stokes to work, Edwards required him
to secure a medical excuse. The testimony shows that
Respondent does not ordinarily, in such circumstances,
insist on such a precondition to returning to work.
Stokes testified, without contradiction, that Edwards ex-
plained to him that the unusual requirement was imposed
by "some vice presidents or presidents of Daniel [who
were] down at the time." It would appear, accordingly,
that the imposition of this extraordinary requirement
upon a striker who was entitled to reinstatement to em-
ployment should be deemed violative of Section 8(a)(1)
of the Act. it 2 In effect, Stokes was unlawfully suspend-
ed or discharged from about midday on March 17 until
he was returned to work at some time in the morning of
March 18.
The complaint also alleges that Respondent unlawfully
refused to hire Boyd at the DuPont site on July 23.
Boyd testified that Tim Watson, a DuPont employee,
told him in July that DuPont was hiring ironworkers.
Boyd went to the site on a Thursday, where he met
Watson's brother George, who was also applying for
iron work. A personnel man named Larrimore told Boyd
to fill out an application and to return on Monday, when
the hiring would be done. Boyd did so, listing on the ap-
plication his prior employment.
Boyd came to the main gate of DuPont at 7 a.m. on
Monday; about 100 applicants for work were present.
Larrimore called out 20 or 30 names for employment, in
two stages, including the name of George Watson, who
was not present. Boyd was not called. At one point, ac-
cording to Boyd, before Larrimore called out the second
group, Boyd asked him "You've got my application?"
and Larrimore replied, "Yes, if you filled one out we've
got it."
effort of employing a replacement for Stokes, and also cause the replace-
ment such potential trouble and disappointment, if he had indeed been
notified of Stokes' intention to return. This argument has forced, and, if
accepted, would not only result in discrediting Boyd on the present issue
(as to whether he notified Edwards about Stokes). but would also cast
doubt on Boyd's other testimony. After studied deliberation of this diffi-
cult issue, I am inclined to think it likely that Boyd did tell Edwards
about the reason for Stokes' absence and his intention to return, and that
Edwards retained Carterette as a standby in the event that Stokes did not
return as promised
I should note again that I am working on the assumption. favorable to
Respondent, that Carterette was the person to whom Edwards referred
as Stokes' replacement. The testimony about the replacement for Stokes
is rather peculiar. Edwards testified that the (unnamed) replacement he
hired for Stokes worked only I day and then "was out sick." "Three
days later," Edwards called the replacement "to find out what was his
trouble and he said that he could not work, and he would not be back."
Since Stokes had already returned to work by the time of that call, it is
difficult to understand why Edwards would have bothered calling
Stokes' alleged replacement. The matter is complicated by the fact that
G.C Exh. 12 shows that Carterette was not terminated until April 2. It
may be that Carterette was not hired to replace Stokes.
'I' An alternative theory might be that, assuming Carterette was hired
as a replacement for Stokes, it was only on a temporary basis. That
would seem clear from the fact that Edwards told Stokes that he could
return to work if he secured a medical excuse Accordingly, since Stokes
was not permanently replaced, he was entitled to reinstatement without
condition
162 I see no basis for concluding that Sec 8(a)X3
was also violated.
607
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
George Watson's brother told Boyd subsequently that
Watson was called a week later to go to work, and
George himself thereafter confirmed this to Boyd. 63
Boyd testified that George Watson had been an iron-
worker for "not over four years I would say," while he
himself had been in the trade "[o]ff and on fourteen
years."
J. B. Larrimore, Jr., is the services manager for Re-
spondent at DuPont, in charge of accepting applications
for work. He testified that hiring is done by engaging in-
dividuals who apply "at the gate" after requisition has
been issued; he does not, except in extraordinary cases,
examine applications already on file for the purpose of
contacting prior applicants. He indicated at the hearing
that thousands of applications were received from 1979
to September 1980. Larrimore testified that he keeps the
applications on file "[m]ainly because I've been told to
by the home office," and also because "occasionally if
we need someone and there is nobody at the gate" he
will examine the applications. 2 6 4
Larrimore did not, however, say very much about
Boyd's testimony. He knew of Boyd only recently, as
someone who had filed a charge. He acknowledged that
Boyd's application was, indeed, in his files. He testified
that when he had hired ironworkers in July, he had
taken applications from those at the gate who had not
filled them out before, and he "told them that if there
was anyone that has already filled one out to give me
your name and I will see if I can find your application.
And then I would pull those."
Larrimore did not remember Boyd speaking to him.
He was not asked about Boyd's testimony that George
Watson was hired by a telephone call originating from
Daniel DuPont, but his testimony, as set out above,
would accommodate the use of such a procedure from
time to time.
General Counsel's Exhibit 7, a record of hires at
Daniel DuPont, shows that on Monday, July 21, a total
of 17 employees were hired, including II in the iron-
worker classification. The exhibit further shows that a
"G. P. Watson" was hired as an ironworker on July 28,
as were, on that day, other employees in that category.
Here we have evidence that Boyd, an experienced
ironworker, filed an application, presented himself at the
gate at the appointed time, specifically identified himself
to Larrimore as having filed an application,z6 5 and then
stood listening as the name of George Watson, who was
not even present, and whose application had earlier been
filed simultaneously with Boyd's, was called out.
Watson had been an ironworker for "not over four
years I would say"; Boyd had been at the trade "[o]ff
and on fourteen years," including, as his application pre-
sumably disclosed, operating his own business for a few
years and having worked for Respondent at Hercofina,
Diamond Shamrock, and in Surry, Virginia. Given Larri-
1sI Respondent did not object to this hearsay testimony. When not ob-
jected to, such testimony is entitled to consideration.
is4 Counsel for Respondent represented at hearing the existence of an
EEOC requirement relating to keeping records for at least 1 year.
161 As noted, Larrimore confirmed that he would have asked for the
identity of those who had already filed applications, so that he could get
their applications from the files; and he testified that, as of the hearing,
Boyd's application was in the files.
more's testimony that hiring is normally done at the gate,
the failure to even afford Boyd an interview in these cir-
cumstances is simply inexplicable.' 66 Since Boyd was
good enough to have been hired at Hercofina, his addi-
tional experience there should at least have qualified him
to be interviewed at DuPont.
I can only conclude that this deliberate snub of Boyd
must have been related to the fact that, as his application
presumably showed, he had worked at Hercofina, where
the walkout had occurred. That other Daniel sites hired
former Hercofina employees does not mean that Daniel
DuPont chose to do so, and, in the absence of any expla-
nation by Respondent for this refusal to even consider a
qualified applicant, I conclude that the reason must be
found in the fact of Boyd's association with the Herco-
fina job. I find, accordingly, that Respondent violated
Section 8(a)(3) by refusing to employ Boyd at Daniel
DuPont on July 21.
e. Ernest Gelegonya
Ernest Gelegonya began work at the Hercofina site in
January 1970. In March 1979, he resigned, but returned
to work there in October 1979. He was laid off on the
following June 27. Gelegonya was a maintenance mill-
wright who worked in a crew of about six millwrights
and five pipefitters and helpers.
Gelegonya picketed from the beginning to the very
end of the walkout, and he signed a card and passed
around others at the Sunday meeting in the park.
Gelegonya was transferred from the "A" line shop to
the "D" line shop in April or May 1980. Soon thereafter,
his new foreman, Clifford Webb, asked him and some
other employees, "What in the world would you all
want a union for?" A few days later, Webb stopped Ge-
legonya and put the same question to him. On both occa-
sions, Gelegonya replied that since he was not allowed
to talk about the Union on the job, he could not under-
stand why Webb was authorized to do so.' 67
Gelegonya also testified that around the early part of
June his working partner, and then Gelegonya, was
called into the foreman's office to speak to one Emmett
George, who introduced himself as "Bill Johnson's assist-
ant" and a "trouble-shooter for Daniel," who "came out
of retirement to come down there and find out what our
problems were and see what could be done about them."
While George made no reference to the Union, Gele-
gonya offered that he thought the Union could help
obtain benefits, and George said that "agreements could
be reached without a third party."
The complaint alleges that George was an "agent" and
a "supervisor" of Respondent. The answer denies the al-
legations of the pertinent complaint paragraph with re-
spect to George and another named individual "on the
basis that the complaint does not contain specific infor-
mation to determine whether they were supervisors
s16 Larrimore testified that after names are called out the applicants
are then interviewed by foremen.
167 These conversations are alleged to violate Sec. B(a)(l). Webb
denied having ever conversed with any employee about unions, but I be-
lieved Gelegonya, and I conclude that Respondent thereby engaged in
coercive interrogation.
608
DANIEL CONSTRUCTION COMPANY
within the meaning of the Act at the time material to the
complaint." The answer does not deny the status of
"agent," and the circumstances make it clear that George
was authorized to act on behalf of Respondent.
The complaint alleges that in the "latter part of March
1980," George "[slolicited .
.
grievances to discourage
[employee] support for the Union." While Gelegonya put
the date in early June, this discrepancy is not material-
Gelegonya was the only witness to testify about George.
George did not testify, and there is no reason to disbe-
lieve Gelegonya. I agree that George's solicitation was
unlawful; his offer to "see what could be done about"
employee problems and his assurance that "agreements
could be reached without a third party" were clearly de-
signed to hold out the promise of benefits and thus to
blunt the Union's forward thrust which, in June, may
have been seen as menacing. 118 I find the violation as al-
leged.
On June 27, Gelegonya and two pipefitters from an-
other crew were told by Foreman Webb about their
layoff. There were, according to Gelegonya, millwrights
in his crew who had been hired since the strike and who
were not laid off on June 27. The evidence shows that in
January 1978, when Gelegonya had been looking for
other work, Superintendent Johnson had, at the request
of Gelegonya, written a recommendation praising him as
"highly skilled in the Millwright craft" and an "honest"
and "very reliable" employee. The evidence also shows
that Gelegonya had been a supervisor for Daniel until
1976, when he was demoted for a rule violation of some
sort.
Foreman Webb testified that he was directed by the
superintendent on June 27 to submit three names for
layoff. He chose Gelegonya "[b]ecause he had less se-
niority, or less than my crew, because he had only been
with me for about 3 months . . . and I couldn't lay off
the other guys because they were as good as he was."
He also described a somewhat uncooperative attitude on
the part of Gelegonya, otherwise a "good worker," par-
ticularly when he was ordered to work on the line rather
than in the shop and when he was asked to work over-
time, and said that some other crewmembers "really
didn't like to work with him." However, Webb seemed
to make clear that the essential reason was Gelegonya's
lack of crew seniority together with the fact that his
work was not superior to the more senior "crew mem-
bers." 16
I do not find persuasive evidence of discrimination
here. While Gelegonya's long association with Respond-
ent suggests that there would have been, in the ordinary
course of human affairs, some natural sympathy toward
him, that would have been lessened by the fact that he
had quit employment for 7 months in 1979. Webb's testi-
mony about the role played by seniority is not necessar-
ily inconsistent with that given by Johnson and some
other employer witnesses; Webb seemed to be saying
that seniority was the controlling factor when other con-
'l The Union filed its election petition on June 6.
109 Webb also picked welder Buddy Suggs because "his work just
wasn't satisfactory with me" and Julius Brock, a pipefitter, because his
work function had practically "disappeared " Neither man is alleged to
have been subjected to unlawful discrimination.
siderations were equal. That he paid little attention to
overall, as opposed to crew, seniority is suggested by the
fact that selected for termination together with Gele-
gonya were pipefitter Brock, whose tenure began in No-
vember 1971,170 but who had only been with Webb for
"[m]aybe 4 months, 5 months," and pipewelder Suggs,
who had been employed since September
1979, but
under Webb for only 4 or 5 months. Gelegonya's testi-
mony that there were millwrights on his crew who had
been hired "since the walkout" was not directly chal-
lenged; if there were such employees, however, they
may have had slightly more seniority on the crew than
Gelegonya; the record does not tell me otherwise."
I also note, for what it may be worth, that, according
to Johnson's April 18 layoff list, Gelegonya had been
named as second choice by his then-foreman, William-
son, but was not laid off (Williamson's purported first
choice, Holloman, who was let go, is not alleged as a
discriminatee). 172 In addition, while Webb was evasive
and defensive about all subjects concerning the Union,
employer meetings, and conversations with employees,
he seemed more comfortable when he spoke of the rea-
sons why employees were chosen for layoff.
The foregoing analysis, together with the fact that Ge-
legonya's union activities were no more prominent than
those of other employees, leads me to conclude that the
allegation as to him requires dismissal.
f. William S. Wi'lletts
William Willetts worked at the Hercofina site for
almost 2 years,' 7 3 and, as well, for Respondent at other
sites for another 8 years. He was a millwright and pipe-
fitter working with a crew of seven other pipefitters who
performed construction work.
Willetts picketed during the walkout, attended the
union rally at the park, and signed a union card there.
About 2 days before the March walkout, according to
Willetts, Superintendent Johnson asked him what he
thought about the imminent walkout. Willetts said he
would not cross a picket line and he thought "the boys
had a legitimate gripe." A few days prior to the June 27
layoff, Johnson purportedly asked Willetts if the employ-
ees really needed a spokesman and whether he was
"going to have a part" in the upcoming union election.
Willetts replied that he would see through to the end
anything that he began and that the employees needed a
spokesman.
On the basis of the foregoing testimony, the complaint
alleges that Johnson coercively "interrogated ...
em-
ployees concerning their union activities and sympa-
thies."
7I0 See G.C Exh. 12.
71 The fact is that G.C. Exh. I I, which purports to show all hires at
Hercofina between January and November 1980, does not indicate that
any millwrights were hired between March 17 and June 27. While I have
some doubts about the accuracy of this and other stipulated exhibits, as
noted elsewhere, it seems probable that Gelegonya was simply mistak-
en-I doubt that he would deliberately lie about a matter so easily dis-
proven.
'1" When asked if he had ever received compliments about his work,
Gelegonya replied, "Never."
I3 According to G.C. Exh. 12. since August 14, 1978.
609
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Johnson was asked at the hearing if he had put any
question to Willetts "as to whether he would vote for a
union or as to whether he would vote for a walkout"; he
said he had not. He testified that, as with all his employ-
ees, he spoke to Willetts once or twice a week as a
matter of course.
Willetts was one of the less imposing employee wit-
nesses, but I was of the impression that he told the truth
about these encounters with Johnson. The questioning of
Johnson at the hearing, moreover, did not result in even
substantially approximate denials of Willetts' allegations,
and I would be hard put to conclude that material por-
tions (such as what Willetts "thought" about the possibil-
ity of a walkout, and whether the employees really
needed a spokesman) stand contradicted. Accordingly, I
accept the testimony of Willetts and find the alleged vio-
lations. 17 4
On cross-examination, Willetts was asked by Respond-
ent about any discussions of "the Union" with Foreman
Curtis Courtney, and he replied, "I talked to him about it
and he told me I could get laid off if I participated in it
....
[H]e was strictly against it, if you talked about the
Union. He didn't want to talk about it." The complaint
contains no allegation corresponding to this testimony,
but Foreman Courtney was asked about it, and he re-
called no such conversation.
While the issue was thus sufficiently litigated to permit
a finding that Respondent thereby violated the Act, I am
dubious about the value of Willetts' testimony on this
score. It is quite surprising that such a conversation was
not reflected in Willetts' affidavit and, thereafter, the
complaint. Willetts gave varying dates for the conversa-
tion, some of which were improbable-twice he placed it
prior to the walkout; it is unlikely that "the Union"
would have been the subject of discussion at that time. I
shall therefore make no finding of violation on this testi-
mony.
Willetts was laid off on June 27, along with two pipe-
fitters in his crew. His foreman, Courtney, told Willetts
that he "gave the man a list of names and he said, you
know, he said my name, he didn't pick none of the
names, that they were picked from up front, you know."
Willetts testified that he was the only member of his con-
struction pipefitter crew
who performed millwright
work, and he was required to perform such work two or
three or more times a month. However, there are, he
said, "a right good many" millwrights in the mainte-
nance department at Hercofina. Willetts also testified
that prior to the layoff, the construction employees
"knew that a layoff was coming."
Foreman Courtney said that he was told to pick three
pipefitters for layoff. 175
He chose Willetts, who had
'17 1 note that Willetts testified on December 2, 1980, and Johnson on
January 6, 1981. Respondent had ample time to prepare precise questions
to pose to Johnson.
'75 As earlier indicated, Johnson's June 27 list describes Courtney and
the other 15 supervisors shown thereon as "maintenance supervisors."
Willetts seemed to regard himself as a member of a "construction" crew,
and Courtney, who did not appear as a "maintenance supervisor" on the
April list, seemed to testify that he is really more involved in construc-
tion than in maintenance. The other evidence on this subject of whether
a clear distinction exists between the two functions is equally confusing
been in Courtney's crew for "maybe I year, maybe a
little longer," because "he had less experience for one
thing, and he couldn't do the work that we were going
to do."'76 As to the first reason, all of the other pipefit-
ters in the crew were more experienced and had more
seniority, and Willetts was not "as qualified." As to the
second, Willetts had told Courtney that he had "bad legs
and . . . couldn't climb," and, despite the fact that "high
line" work constituted 80 percent of the job, Courtney
had "had to find work on the ground for him." Willetts
had not, however, actually refused any climbing assign-
ment, and he did perform some low-level climbing.
Courtney also averred that Willetts resisted overtime
work.
Courtney denied having said that the "front office"
had selected Willetts; he said that, in response to Wil-
letts' question about the reason for the layoff, he had
told Willetts that "we just had to lay off three people."
On cross-examination, Willetts conceded that "some-
times I did" complain about working in the air, due to
leg problems, but he maintained that he "done the job."
He denied on cross-examination that he had less pipefit-
ter experience than the other employees, but agreed that
he had less seniority on the job than "some" of the em-
ployees he worked with.
I find the evidence inadequate to sustain the complaint
as to Willetts. Willetts engaged in no extraordinary union
activity, although he did, as found above, make his senti-
ments clear to Johnson shortly before the layoff. None-
theless, the reasons Courtney advanced for choosing
Willetts were at least partially corroborated by the latter.
Willetts' length of service at Hercofina was not remark-
able; employee Reason, laid off on June 27 with Willetts,
had worked there over 5 years, and employee Hilburn,
also then laid off, was hired 3 days before Willetts in
August 1978. The principal argument favoring the reten-
tion of Willetts seems to be his millwright skill, but it ap-
pears that he functioned as a millwright only occasional-
ly, and there were many millwrights on the project.
There is no reason to believe that, absent Willetts' union
activities, he would have been retained on June 27.
On the foregoing reasoning, I shall recommend dis-
missal of the Willetts 8(a)(3) allegation.
g. Donald H. Rouse
Donald Rouse, a pipewelder, worked at Hercofina for
a total of 13 years until his termination on June 27.
Rouse had apparently begun work at Hercofina in the
1960's. He quit twice around 1973 and 1974 in order to
engage in a seasonal fishing venture, and came back
twice. He quit again around 1977 in anticipation of a
layoff. He had been laid off previously, perhaps 4 or 5
years prior to the hearing. According to his calculations,
he was the third most senior welder, out of 8 or 10 of
them, at the time of his layoff on June 27, counting from
his last employment. 1 77
1"6 The others chosen were James Hilburn and Gorman Reason, nei-
ther of whom is named in the complaint as a discriminatee. Courtney
thought that Hilburn had been employed for "probably 5 years" and
Reason for perhaps "3 or 4" years. G.C. Exh. 12 shows that Hilburn had
been hired, like Willetts, in August 1978, and Reason in May 1975.
i7T Which G.C. Exh. 12 shows as April 10, 1978.
610
DANIEL CONSTRUCTION COMPANY
Rouse picketed during the strike. While on strike, he
responded to a call from his foreman by saying that he
would not cross a picket line to come to work. He also
attended the union meeting in the park on Sunday; he
did not, however, sign a union card.
When Foreman James Taylor told Rouse, welder
West, and pipefitter Kinlaw on June 27 that they had
been chosen for layoff, Rouse asked why he had been se-
lected over employees "with less seniority and less expe-
rience," particularly a less senior and less skilled welder
named Shiver who had at some time "cussed his fitter
out," but Taylor would not say. Rouse testified that,
during a shutdown a few months before the layoff, the
plant engineer had specifically expressed his appreciation
of "the fine job you are doing." and other superiors had
also complimented his work.
On the day of his layoff, Rouse was offered two jobs,
one in Richmond; Rouse rejected the offers. At the time
of the hearing, he was employed by Respondent in
Hopewell, Virginia, a job he got "on my own."
Respondent did not present Foreman Taylor as a wit-
ness. This was not an oversight. On brief, Respondent
states that it chose not to do so because "it is believed
that Rouse's claim is spurious." The logic of that asser-
tion might lead one to conclude that in all cases in which
it did present testimony, Respondent believed that the
claims are genuine.
A meaningful inference must be drawn against Re-
spondent for its failure to have Foreman Taylor testify.
Since Respondent made no motion at the close of the
General Counsel's case to dismiss Rouse's (or any other)
claim for want of a prima facie case, it must have as-
sumed that such a case had been made out. The failure
to call Taylor despite the fact that it called all other rele-
vant foremen (as well as some witnesses whose contribu-
tions were decidedly marginal), despite the fact that it
became obvious at the hearing that the authenticity of
Johnson's lists was being scrutinized, and despite the fact
that Respondent had apparently concluded that a prima
facie case existed as to Rouse, inevitably gives rise to the
inference that Taylor had something to say which Re-
spondent did not want the Board to hear.
It remains uncontradicted that Rouse had been steadily
employed at Hercofina for the prior 26 months, and for
some 10 more years in addition; that five or eight other
welders with less seniority than Rouse were spared when
he was laid off; that his foreman had refused to tell him
why he had been selected for layoff; that his work had
been the subject of expressed appreciation by a number
of officials only a few months before the layoff;'7 8 that
his work was, particularly, a "whole lot better" than the
less experienced and ill-tempered Shiver with whom he
had worked; and that he "work[s] hard," he does "what-
ever they tell me to do," and his superiors do not have
to "get on me for anything."
The evidence also shows that Rouse picketed during
the strike, told his foreman that he would not cross the
picket line in order to return to work, and attended the
union rally in the park (a circumstance which, I infer
18s While Rouse said that Superintendent Johnson's compliments were
paid to everyone, he did not make the same qualification about the praise
of Foremen Taylor and Pierce and plant engineer Noffsinger.
from the other evidence in this case, Respondent may
well have known about). Without any contradiction
whatsoever, it seems to me that this aggregation of facts
gives rise to a prima facie case of unlawful discrimina-
tion, 79 and that, in the particular context of this hear-
ing, in which it otherwise testimonially responded to
cases not materially stronger than Rouse's, Respondent's
failure to present the testimony of Foreman Taylor or
any other witness to even articulate a reason for choos-
ing Rouse, fairly gives rise to the inference that Taylor's
testimony would have been considerally more harmful
than helpful to Respondent. I therefore conclude that the
evidence preponderates in favor of finding that the selec-
tion of Rouse was violative of Section 8(a)(3) and (1).
B. The Discharge of Phillip L. Cobb
The case of Phillip Cobb presents a somewhat differ-
ent issue for this proceeding-a claim that Cobb was dis-
charged on a pretext, rather than discriminatorily laid off
in a group context. He also figures in some 8(a)(1) allega-
tions.
Cobb had worked as a maintenance electrician on the
"C" and "D" lines at Hercofina for almost 6 months
when he was discharged on April 7. He had been at the
trade for some 12 years. Cobb participated in the picket-
ing and signed a card at the meeting in Hugh McRae
Park.
A day or two after the strike ended, Foreman Coston
told Cobb that he "didn't want anybody running the
Company down or talking Union at any time on the
job"'80 and "that if there was a union voted in that we
would probably none of us have jobs." He also asked
Cobb's opinion of the Union; Cobb said he did not want
to discuss the matter. The complaint asserts that Re-
spondent thereby "promulgated an unlawful no-talking
rule to prohibit its employees from engaging in union ac-
tivity" and also "threatened its employees with loss of
jobs."
As previously noted Coston freely admitted speaking
to "all the employees" about the Union, although he
placed the conversations in "[m]aybe April or May." He
said that he told each one "it could affect their job, and
it could affect my job," and, in explaining this to the em-
ployees, he told them the Union "[c]ould affect their re-
lationship with me, as far as them coming to me and
talking about their problems. It could affect their pay,
their raises." He also told the employees that "there was
a no-solicitation rule posted on the bulletin board for the
Union ....
" He denied having told any employee that
"it would not do them any good" to join the Union, or
that "they would lose their jobs if they supported the
Union," and answered "I don't think so" to a question
about whether he had "issued a rule to the members of
your crew that prohibited them from talking on the job."
Both Cobb and Coston projected personal images of
sincerity, and their demeanor provided no basis for
choosing between them. The candor of Coston's volun-
tary concessions about what he did tell employees is a
I9 Cf. McDonnell Douglas Corp. v. Green, supra.
180 Cobb was cerain that Coston said "on the job,"
611
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
point in his favor. Still, on reconsidering Coston's testi-
mony, it appears to me that he was inclined to be some-
what defensive. Thus, although he originally testified
that he "spelled out" to employees that the Union "could
affect their pay, their raises," on later examination he
would state only that he "may have said that." Given
what Coston admittedly told employees (which itself is
violative of Section 8(a)(l)), I think it quite possible that
he went as far as Cobb says he did. I therefore conclude
that Coston promulgated an unlawful union gag rule,' 81
threatened Cobb with probable plant closure, and, as
well, coercively interrogated Cobb.
Around the end of March, on a Monday, Paul Durbin,
who occasionally acted as a substitute foreman for
Coston, asked Cobb (in the presence of Coston, who had
just returned from a vacation) if he had "made [his]
meeting Sunday"; there had been a union meeting the
preceding day. Cobb said no. Durbin then asked if Cobb
had sent a representative; Cobb said that he was not al-
lowed to discuss such subjects on the job. The complaint
alleges that Respondent, through Durbin, "[i]nterrogated
its employees concerning their union activities and sym-
pathies."
Durbin's supervisory status is contested by Respond-
ent. Durbin testified that he is a maintenance mechanic
who occasionally performs as a detail foreman, with re-
sponsibility to "make or keep up the work plan . . . issue
out various work orders and attempt to see that the nec-
essary jobs got done during the day." Durbin did not
deny that the alleged incident occurred. There is no sub-
stantial evidence that detail foremen are vested with the
full panoply-or, indeed, any-of a regular foreman's
real' authority while serving in such a capacity. As earlier
indicated, a number of the alleged discriminatees served
at various times as detail foremen, and I doubt that they
acquired any true supervisory stature in the eyes of their
fellows. Moreover, the evidence shows that Durbin was
not acting as a substitute foreman when he inquired of
Cobb about attendance at the union meeting.
The General Counsel argues that "Coston's presence
makes out the violation," citing Intertherm, Inc., 235
NLRB 693 (1978). In that case, an employee told an-
other that the latter could be discharged for wearing a
union emblem, and a supervisor, in attendance, "not only
failed to repudiate Caleco's comment but responded to it
by telling the employee to remove his insignia." It was
found that the supervisor thereby "ratified
Caleco's
threat and indicated that Caleco's views were also those
of management."
The present situation is quite different. Coston did
nothing which appeared to be supportive of Durbin's
questions. That Coston, as the General Counsel argues,
"failed to rebuke or disavow Durbin's action" is immate-
rial. A supervisory rebuke to one employee for question-
ing another about a union meeting might itself violate
Section 8(a)(1). A disavowal of an interrogation would
have been a difficult thing to formulate-something
along the lines of "He's asking the question, you under-
stand, not me," a truth hardly necessary for Coston to
181 I note, as to this allegation, that Coston did not squarely deny it.
He was only asked quite broadly if he had issued a rule to his crew mem-
bers "that prohibited them from talking on the job."
point out to Cobb. Daringer Mfg. Company, 201 NLRB
622, 625-626 (1973), indicates that neither protest nor
disavowal was necessary in these circumstances. I would
dismiss this allegation.
On an uncertain date before he was terminated on
April 7, Cobb received permission from Coston to attend
his son's music recital. When he left about 2 p.m., Cobb
signed his timesheet and, as he went hurriedly through
the gate, failed to sign a register there; the guard yelled
to ask where he was going "and something about signing
out," and Cobb replied that he was leaving and had
signed out in the shop. Cobb had had some sort of run-in
with the guard before, and he "avoided the guard" as
much as possible. When Cobb returned to work the next
day, Coston asked why he had not signed out at the
gate, and Cobb replied that he did not know it was re-
quired and that he thought it sufficient to sign his time-
sheet. He also said that he thought the guard was "has-
sling" him. Coston told him to sign at both places the
next time.
A week later, said Cobb, Coston asked Cobb to go
outside with him. Once there, Coston asked if Cobb re-
membered failing to sign at the gate. He then told Cobb
that he "was not firing" Cobb, but that he "just got to
let you go." Cobb asked if his work was the problem,
and Coston said it was not.
Coston testified that he "fired" Cobb on April 7 for
several reasons. About a month before the discharge,
Cobb had failed to take a safety precaution and thereby
endangered another employee. Cobb "daydreamed a lot,
he walked around in a daze, his mind was not on the
job." His workmanship was sometimes "poor." Most im-
mediately on the "Thursday" before his Monday dis-
charge, when Cobb had gone to his son's recital, he had
refused to sign out at the gate, a required procedure, and
had had harsh words with the guard. When the guard
reported this incident to Coston, on either Thursday or
Friday, he consulted Bill Johnson about Cobb as soon as
he could get together with him, on Monday morning,
and they agreed that Cobb should be terminated.
The termination slip given to Cobb recites only
"workmanship" as the cause of dismissal.' 82 Moreover,
Coston was almost certain that the discharge followed
closely upon the heels of the encounter with the guard,
but Cobb testified that a week or more went by before
he was abruptly terminated. Cobb was the first person
ever fired by Coston in the 5-year supervisory career of
the latter.
There is much confusion in the record about the date
of the guard incident and the amount of time which
elapsed between that encounter and Cobb's discharge.
My own process of deduction leads me to think that the
incident did not occur on Monday, March 31, as Cobb
ultimately testified, but more likely on Tuesday or
Wednesday of that week.'83 While the delay in firing
*82 For reasons unknown, both parties appeared to be reluctant to put
the slip into evidence.
I83 It appears, from the combined testimony of Cobb and Durbin, that
Durbin's questioning of Cobb, discussed above, must have taken place on
March 31, and since that happened, according to Cobb, at or about 4
p.m., he obviously was not at the recital on that date. At one point in his
testimony, Cobb thought that the guard incident occurred on a Wednes-
day.
612
DANIEL CONSTRUCTION COMPANY
Cobb is curious, it is not necessarily damning, in view of
the fact that no intervening union activity occurred and
in the light of Coston's testimony that he had some diffi-
culty getting together with Johnson.
I entertain suspicions about this case, but I do not be-
lieve that they can be elevated into proof of an unfair
labor practice. The work deficiencies alluded to by
Coston were corroborated in some meaningful ways by
Cobb, at least to the point at which it may be said that
Coston had a reason to suspect the existence of deficien-
cies. Cobb conceded that there had been some problem,
within a month of his termination, about failing to "lock
out" an electrical device on which Cobb and another
employee were working. While Cobb denied any error,
it appears that the other electrician had blamed Cobb,
and the latter conceded that Coston had "mentioned" the
incident to him. At the hearing, Cobb volunteered some-
thing that Coston did not refer to-that when Coston re-
turned from his vacation in late March, he told Cobb
that another foreman had "claimed that I was goofing
off," a claim also assertedly denied by Cobb to Coston.
Finally, the guard incident is arguably more than a
"mere failure to sign out at the gate," as the General
Counsel puts it on brief. Cobb obviously refused to stop
and speak to the guard or to obey his order to sign out,
sufficiently provoking the guard so that he called Coston
to complain. 184
Although Cobb had apparently received no written
warnings about any transgressions, the record shows that
Respondent let the employees know that a safety viola-
tion, such as Coston might have reasonably thought
Cobb had committed a few weeks earlier, was an imme-
diately dischargeable offense. While Coston testified that
he was willing to give Cobb another chance after that in-
cident, one can see that the asserted complaint thereafter
by a foreman about Cobb "goofing off," and then the
guard incident, could lead Coston to promote the dis-
charge of Cobb, an employee with less than 6 months'
tenure.
One could also see that Cobb's appearance at the park,
the incident with Durbin on March 31 which suggested
Cobb's partisanship, and Coston's plain opposition to the
Union might have combined to trigger the discharge. I
have also taken into consideration Cobb's testimony that
Coston told him on April 7 that he was being "let go"
but "not fired" and that his work performance was not
the cause, and his testimony that in a subsequent tele-
phone call Coston had said he "did not think" that
Cobb's union activity was responsible for the discharge.
It seems likely to me that Cobb's memory of these excit-
ing situations may be overheated here. I doubt that
Coston would have made such equivocal remarks if he
had been involved (as he would have had to be) in an
unlawful conspiracy to weed out a union adherent-
Coston seemed too intelligent for that.'8 5
184 Cobb testified that he did not know of the need to sign out at the
gate, and that he so told Coston. Since Cobb also testified that he had left
early on one other occasion, one would assume that he should have been
through the early-leaving sign-out procedure before.
18s Although the termination slip cites only "workmanship," Cobb
himself concedes that the first thing Coston referred to on April 7 was
the guard incident.
Accordingly, and not without doubt, I conclude that
the allegation as to Cobb should be dismissed. In so con-
cluding, I have taken into account that Cobb's case-the
discharge of an established employee for asserted mis-
conduct-has no parallel in the complaint and appears to
be at odds with the course of conduct mapped out by
Respondent at DuPont and Hercofina.
C. Other Allegations
I. The allegation of surveillance by Banks
The complaint alleges that Bob Banks, vice president
for industrial relations of Respondent's parent company,
and an unidentified individual engaged in unlawful sur-
veillance of union activities. Sammy Smith testified that
on the Friday of the March picketing at Hercofina he
saw Banks and two others drive up in a car. Banks at-
tempted to convince some employees to return to work.
One of Banks' companions, sitting in the car, took pic-
tures of the picketers and their signs. Donald Rouse testi-
fied that during the Thursday picketing he saw a man re-
sembling Banks walk out of the gatehouse "and it looked
like he was taking pictures of us out on the road."
Banks testified that "at one time" Respondent was
contemplating legal action to keep the gates cleared, and
he "remember[ed] seeing some [photographs] being taken
from the front gate area out towards the street . . . but I
was not involved in taking any photographs."
It is clear that Respondent was responsible for the pic-
ture-taking. It has not been established that those circum-
stances which might justify such conduct were present
here. See, e.g., Glomac Plastics. Inc., 234 NLRB 1309,
1320 (1978), and cases cited. Nor does the fact that some
picketing employees seemed to invite coverage by media
cameramen to lessen the intimidation that other, more
diffident, employees might have felt at being photo-
graphed by agents of Respondent at a time when no ob-
jective reason for such action was apparent. I find that
Respondent
engaged
in
unlawful
surveillance,
as
charged.
2. The 8(a)(l) Holloman-Webb allegation
Charles Holloman, a millwright mechanic at Daniel
Hercofina, testified that sometime between March 14 and
April 18, the day on which he was laid off, Foreman
Clifford Webb (not his own supervisor) came to the table
at which Holloman and another employee were working
and said that "Daniel had 107 jobs and if they lost one,
they would still have 106, and that if the Union got in
there that Daniel would be out at Hercofina." Webb
denied having uttered such a remark. Holloman made a
very good impression; in matters such as this, Webb did
not. I conclude that Webb uttered a threat of loss of
jobs, as alleged in the complaint.
3. The Banks meetings
During the strike, Bob Banks came to Hercofina with
some other Daniel officials and made an effort to end the
strike. Beginning on March 17, when the strikers re-
turned to work, Banks and Ted Johnson, vice president
of Respondent, held a series of meetings with small (20
613
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
or so) groups of employees, extending over "6 or 8,
maybe 10, days." The complaint asserts that on March
17 and 18, Banks and/or Johnson, at these meetings, ut-
tered threats of closure and loss of jobs, informed em-
ployees of the futility of selecting the Union to represent
them, and unlawfully solicited grievances from them.
Both sides presented an abundance-indeed, a surfeit-
of testimony about the content of these meetings. As
often occurs in matters of this sort, the testimony, even
by witnesses on the same side, was confused and contra-
dictory. The problem is exacerbated by the likely facts
that many of the employees did not recall which meeting
they attended, that no two meetings were alike, that the
employees were excited by the events of the recent past,
and that testimonial condensation resulted in distortion.
In addition, some four more series of meetings occurred
after the initial round and prior to the election, which
undoubtedly contributed to the confusion. It follows that
no clearly limned picture of the meetings of March 17
and 18 (the only dates referred to in the complaint)
emerges.
One central issue here relates to testimony by some
employees that Banks spoke of Respondent canceling its
contract with Hercofina if a union was selected. As will
be seen, something was said about the severance of the
relationship, but how it was said, and in what context, is
controverted.
Banks testified that during the week of the strike, he
had told the employee spokesmen that when the employ-
ees came back to work, "we would be glad to meet with
them in small groups and see what they had to say."' 8 6
In line with this "open forum" approach, Banks testified
that the format employed at the meetings was merely to
begin them with some innocuous remarks, and then
throw the meetings open to employee questions. Other
witnesses seemed to testify, however, that Banks and
Johnson made substantial remarks before questions were
taken.
It is not easy to ascertain the procedure followed at
each meeting. I conclude from all the testimony, howev-
er, that Banks and Johnson made a more affirmative
presentation than Banks testified to.'8 7 For example, Re-
spondent's witness, M. A. Moore, said that Banks stated,
speaking of unionization, that "it was to the best interest
of Daniel that it would be to leave it like it is right
now." While this statement could have been in response
to a question, it is difficult to imagine an employee
asking such a question as "Do you think a union would
be beneficial or not?" Although Banks denied having
used notes, General Counsel's witness Roger Johnson
testified that Banks referred to notes on a clipboard, and
I doubt that Johnson's recall of that detail was errone-
ous. Employee Harold Caposto testified, without contra-
diction, that, on the morning of March 17, Superintend-
ent Johnson appeared in his shop to ask the employees to
:se Larry McDowell, the only spokesman to testify, said on cross-ex-
amination that Banks had offered to talk to "everybody," although
McDowell did not receive the impression that a round of meetings was
contemplated. Employee Sammy Smith testified that on March 14, Banks
encouraged some of the employees to return to work, saying that "we
could talk if we would come back in."
I7' Ted Johnson did not appear at the hearing.
hold off signing union cards in order to give manage-
ment a chance to tell its "side of the story"; this makes it
seem likely that management had something to say. The
possibility of variance does, however, appear; employee
Rouse testified that at his March 17 meeting, Banks
"opened the meeting with questions from the employ-
ees." It would seem from Rouse's other testimony, how-
ever, that this statement does not preclude the likelihood
that certain prefatory remarks were made.18 8
Whether Banks, as a matter of course, made allusions
at the meetings to cancellation of the Daniel-Hercofina
contract is in question. Banks testified that he made the
remarks set out hereafter only in response to employee
questions. He was quite inconsistent about the number of
meetings in which the question about cancellation of the
contract assertedly arose: first he said it was asked by
"some of the people in the groups"; then it was brought
up in "'all" 16 or so meetings; then at "[p]robably 3 or 4
meetings;" then "it might have come up more than [at 3
or 4 meetings]." Banks was also less than clear about
whether he or Johnson ever initiated reference to possi-
ble cancellation of the contract. When first asked this
question by Respondent counsel, he replied, "I seriously
doubt that we would because Hercules, who owns Her-
cofina, is a very important client to us." To the followup
question, "So is it your testimony that you did not bring
the subject up," Banks answered "No" (presumably
meaning "Yes").
I cannot say, however, that Banks brought up the sub-
ject at every meeting; General Counsel's witness Gele-
gonya testified that at the early meeting he attended on
March 17, he could recall "no references to the Union."
Accordingly, it may be that Banks primarily mentioned
the subject' in response to employee questions; the testi-
mony does make it appear that, as Banks said, rumors
were rife as to the possibility of cancellation of the con-
tract.
The record shows that, all told, each of the employees
was called into four or five meetings between the strike
and the election, and undoubtedly many were subject to
infirmities of recall at the hearing, both as to what was
said and when, and whether it was gratuitously uttered
or stated in reply to a question. The testimony of em-
ployees Roger Johnson and Harold Caposto is illustra-
tive.
Although Johnson said that he and Caposto sat next to
each other at a 9 a.m. meeting on March 18, their recol-
lection as to the remarks and speaker differed. Johnson
remembered that Ted Johnson did most of the talking,
saying "if a union was voted in that Daniel would pull
out of the plant," while Banks was "involved mostly
with the evils of filling out" the cards. The strong lan-
guage about Daniel "pull[ing] out" was emphasized by
Johnson ("Would pull out, it was a very positive state-
ment, there was no question what his intention was")
188 Banks conceded that he began carrying a blank union card to the
meetings. He said he did so only after an employee had asked at an early
meeting about the effect of signing such a card, and he only exhibited it
thereafter, and explained that it was a "legal document," whenever an
employee asked a question relating to cards. Although it is not clear that
Banks routinely spoke of the card thereafter, and not simply in response
to questions, I am inclined to think that he at least did so frequently.
614
DANIEL CONSTRUCTION COMPANY
even after he had conceded the accuracy of his affidavit
that Ted Johnson had said that Daniel "only had to give
Hercofina 30 days' notice and Hercofina could likewise
back out of the contract with only 30 days' notice" and
that "I recall Hercofina only being mentioned with re-
spect to being able to pull out of the contract." (Empha-
sis supplied.)
Caposto, on the other hand, abjured
the word
"would," saying that he remembered Banks (not Ted
Johnson) stating that "Hercofina could drop [the con-
tract] if we were to go unionized, that they could live
without Hercofina, they didn't want to but if they had to
they could leave." Banks "didn't say would, he said
could."
On this state of the record, I think it best to look to
Banks' own description of his reply to questions about
whether "if the Union came in would . . . Hercofina
cancel our contract":
I said that the contract does give the client, all of
our maintenance clients throughout
the United
States, the right to cancel the contract within 30
days notice, and they had that right for any reason,
that we had to maintain a competitive posture on
this job as we do on other jobs, and if we were no
longer competitive, why they could cancel the con-
tract.
He further testified that there was no "discussion
about the reason why union work would not be competi-
tive in this area," and that after he made such statements,
the employees either "understood or let it drop at that."
The General Counsel argues, I think correctly, that
Banks' version is itself violative under N.L.R.B. v. Gissel
Packing Co., Inc., 395 U.S. 575, 618 (1969). That case
held that an employer's prediction as to the precise effect
he believes unionization will have on his company "must
be carefully phrased on the basis of objective fact to
convey an employer's belief as to demonstrably probable
consequences beyond his control ....
" While the rule
is normally invoked in cases in which the employer is ac-
cused of implicitly threatening to "take action solely on
his own initiative," id. at 618, it has been held applicable
to situations in which an employer has made predictions
about actions which might be taken by customers or sup-
pliers in the event of unionization of the employer's busi-
ness. Patsy Bee, Inc., 249 NLRB 976, 977 (1980); Hertzka
and Knowles, 206 NLRB 191, 194 (1973); Blaser Tool &
Mold Company, Inc., 196 NLRB 374 (1972) (then-Chair-
man Miller dissenting on this point).
Such a finding is appropriate here. When an employer
undertakes to discuss with his employees the highly
meaningful subject of loss of jobs, he treads on delicate
ground. If an employee asks the question whether a
client, who provides the employer's entire income,
would cancel a contract "if the Union came in," and is
told that the client has a discretionary right to cancel
"for any reason" and would likely exercise that right if
the company was "no longer competitive," without ex-
planation of the latter word, the equation between simply
being represented by a union and no longer being "com-
petitive" is inescapable.
Banks did not bother to outline the long sequence of
highly theoretical events which might be understood by
a sophisticated listener as being subsumed in the word
"competitive":
that the Union, once elected, would
demand, and actually win from Daniel, benefits so sub-
stantial that Hercofina would choose, rather than pay the
increased cost, to cancel the longstanding relationship
between the two firms.' 89 The question-will Hercofina
cancel "if the Union came in"-could have been an-
swered simply, "I have no reason to believe that Herco-
fina will do so." Instead, Banks, believing that rumors
about cancellation
were rampant, chose to give an
answer minatory in tone, ominously pointing to Herco-
fina's right to cancel "for any reason," and saying that it
probably would do so if Daniel were not to remain
"competitive," which term, left undiscussed, likely meant
to the employees "if Daniel were to become union-
ized."' 9 0
In Gissel, the Court adopted the Board's belief that
"employees, who are particularly sensitive to rumors of
plant closing, take such hints as coercive threats rather
than honest forecasts." Id. at 619-620. Here Banks en-
gaged in the "brinkmanship" cautioned against by the
Court, and he failed to "avoid conscious overstatements
he [had] reason to believe [would] mislead his employ-
ees." Ibid. In so doing, he uttered a threat "based on mis-
representation and coercion," and thereby violated Sec-
tion 8(a)(1). Id. at 618. Blaser Tool & Mold Company,
Inc., supra, appears to control the issue here. 9I
The complaint further alleges that on March 17, Banks
"[s]olicited ...
employees' grievances to discourage
their support for the Union." The evidence relevant to
this claim cited by the General Counsel on brief, and as
to which there is no contradiction in the record, is that
Banks asked employees at the meetings what grievances
they had, the grievances were written down by a man-
agement representative, and Banks and Emerson John-
son, another management representative, thereafter fur-
ther investigated some of the personal grievances and set
them aright.
In the situation faced by Respondent, I believe that it
was entitled to inquire about, and attempt to remedy, the
"s9 Cf. "[P]etitioner had no support for its basic assumption that the
union, which had not yet even presented any demands, would have to
strike to be heard .... " 395 U.S. at 619. Wilmington Heating Service,
Inc., 173 NLRB 68 (1968), cited by Respondent, is a good example of
how an employer can present a rationalized prediction of the possibility
of losing a customer.
190 In Marathon LeTourneau Company. Gulf Marine Division of Mara-
thon Manufacturing Company, 208 NLRB 213, 222, where the employer
attempted to explain the process of becoming "noncompetitive,"
the
Board, then-Chairman Miller dissenting, nonetheless found a violation
"1I The complaint contains a separate allegation that, on March 17,
Banks informed employees "that it would be futile for them to select the
Union as their collective-bargaining representative." I see no difference
between this allegation and the evidence underlying the one just dis-
cussed.
I further find, however, that at the meeting attended by Sammy Wood
on March 17, Banks stated, as well, that "we've got 207 jobs, he said if
we lose this job we've still got 206 jobs" Woods, as indicated elsewhere,
was a sterling witness, and I accept his precise recall of this detail. Banks
testified in passing that, as of the hearing, Respondent was operating
"well over 200 projects."
615
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
grievances of the employees.19 2 The employees had just
ended a 3-day, almost unanimous, walkout, successfully
closing down Respondent's operation. It seems wholly
natural and reasonable that Respondent would inquire
into the causes of that disruption, and to remedy those
causes if possible, in order to avoid a similar impairment
of operations in the future.
The practical reason for proscribing promises and
grants of benefits to employees when a union campaign
surfaces is to prevent the interjection of an artificial im-
balancing factor into the picture and to allow the em-
ployees to compare the union's promises against their
proven experience with the employer (as well as to pro-
hibit the display of the "fist inside the velvet glove" re-
ferred to in N.L.R.B. v. Exchange Parts Company, 375
U.S. 405, 409 (1964)). In the present circumstances, how-
ever, Respondent had a very real and pressing reason for
asking
about grievances-to
guard against
another
strike-and the employees surely understood that clear
imperative.' 9 3 Moreover, Banks apparently made it plain
that he was throwing no large bones; employee Caposto
testified that at his meeting, Banks said, "We are here to
listen to your grievances but not to give you anything,
not to give you any benefits we don't plan to give you,
we can't afford to give you benefits."
Thus, despite the facts that the Union suddenly
emerged as a factor on March 16 and that Banks wove
the Union into his presentation thereafter, I have no
reason to believe that the same effort to mollify the strik-
ers and resolve their problems would not have been
made in the absence of the Union. In this respect, the sit-
uation is much like that in American Spring Bed Manufac-
turing Co., d/b/a American Chain Link Fence Co., 255
NLRB 692, where the Board found no violation in like
circumstances. Accordingly, I recommend dismissal of
this allegation. 1 94
The complaint alleges that on March 18, Banks threat-
ened employees "with loss of jobs if the employees se-
lected the Union as their collective-bargaining repre-
sentative." The General Counsel's brief cites here Jerry
Carter's testimony that Banks said at his employee meet-
ing that the Union "wouldn't stick up for the workers
because if they did get the Union in there that in the
near future they'd have every one of us out on the street
and have different people working in there." Banks testi-
fied that this prediction was made at a meeting by an an-
tiunion employee, who argued that the Union would
extend preference to its own unemployed members. I
have no reason to disbelieve Banks on this point, and I
therefore recommend dismissal of the allegation.
192 The General Counsel predicates no argument on Banks' references
to an "open door" policy. It would appear from the record that many
employees were already aware of their right to speak to superiors about
their problems.
193 As Banks stated at the hearing, "'w]hat we were concerned with
was why were all of our people standing out there in the middle of the
street."
194 I note also the uncontradicted testimony of Banks and Johnson that
Respondent routinely visits its sites to hear and remedy employee griev-
ances.
4. The allegation against Emerson Johnson
Emerson Johnson is a manager of employee relations
for the parent corporation. Employee Carl Tedder testi-
fied that at a meeting of 15-20 employees in "late March
or early April," Johnson said, inter alia, that if the Union
came in, "they'd be out the gate in 30 days because they
had 107 more jobs, I believe it was 107, and he said that
one job wouldn't hurt them."
Johnson testified that he did not attend any of the em-
ployee meetings which began on March 17. He also
denied ever threatening
employees
as outlined by
Tedder.
I think it probable that Emerson Johnson did not ad-
dress employees in "late March or early April"; no other
employee said that he did. Tedder may have been think-
ing of Ted Johnson, since he apparently spoke to em-
ployees after the first series of meetings. However, since
Ted Johnson did not testify, I cannot conclude that there
has been considered and complete litigation of any claim
involving him. I would, accordingly, dismiss this allega-
tion. 9 5
CONCLUSIONS OF LAW
1. Daniel Construction Company, a Division of Daniel
International Corporation, is an employer engaged in
commerce within the meaning of Section 2(2), (6), and
(7) of the Act.
2. North Carolina State Building & Construction
Trades Council, AFL-CIO,
is a labor organization
within the meaning of Section 2(5) of the Act.
3. By discharging James A. Piner, James Perdue,
Ralph M. Wilson, Jacqueline M. Wilson, and Heber A.
Norris, on March 20, 1980; by discharging Larry C.
McDowell and Sammy R. Wood on April 18, 1980; by
discharging Jerry M. Carter and Donald H. Rouse on
June 27, 1980; by suspending James W. Stokes from
midday on March 17 to the morning of March 18, 1980;
by refusing to hire Charles K. Boyd on July 21, 1980;
and
by
issuing
written
reprimands
to
Larry
C.
McDowell and Jerry M. Carter on March 17, 1980, Re-
spondent violated Section 8(a)(3) and (1) of the Act.
4. By in March, April, May, and June 1980 expressly
and implicitly threatening employees with reprisal, clo-
sure of its operations, and loss of jobs; coercively interro-
gating employees; engaging in surveillance of employee
protected concerted activity; coercively soliciting rescind
union authorization cards; promising benefits to employ-
ees; and imposing a rule which restricted talking about
the Union, Respondent violated Section 8(a)(1) of the
Act.
5. The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
6. Except as set out above, Respondent has not violat-
ed the Act in any other respect alleged in the consoli-
dated complaints.
L"I It may be that Foreman Clifford Webb actually made the remark,
and that Tedder forgot the source. Employee Charles Holloman, a crew-
mate of Tedder's, testified their foreman, Webb, made a very similar
remark to him.
616
DANIEL CONSTRUCTION COMPANY
THE REMEDY
Having found that Respondent unlawfully discharged
James A. Piner, 196 James Perdue, Ralph M. Wilson,
Jacqueline
M. Wilson, Heber A. Norris, Larry C.
McDowell, Sammy R. Wood, Jerry M. Carter, and
Donald H. Rouse, and unlawfully failed and refused to
hire Charles K. Boyd, I shall recommend that it be or-
dered to offer them full and immediate reinstatement to
their former positions (or, in Boyd's case, employment in
the position for which he applied), without prejudice to
their seniority and other rights and privileges, and make
them whole for any loss of earnings they may have suf-
fered from the dates of their discharge (or, in Boyd's
case, from July 21. 1980) to the date of Respondent's
offer of reinstatement or, in Boyd's case, employment,
with interest computed in accordance with F. W. Wool-
worth Company, 90 NLRB 289 (1950), and Florida Steel
Corporation, 231 NLRB 651 (1977). t 9 7 Similarly, I rec-
ommend that Respondent shall be required to make
James W. Stokes whole for loss of earnings he suffered
from midday of March 17 until the morning of March
18, 1980. I shall further recommend that Respondent be
required to expunge from its files the written warnings it
issued to Larry C. McDowell and Jerry M. Carter on
March 17, 1980.
Counsel for the General Counsel requests that Re-
spondent be required to post at the four jobsites involved
in this case and at "all of its other construction sites
within the continental United States" copies of a notice
to employees signed by its chief corporate officer, and
that it be further required to reproduce and mail to all of
its employees at each such site a facsimile of the signed
notice. Similar relief was granted in Daniel Construction
Company, a Division of Daniel International Corporation,
244 NLRB 704 (1979) but the extraordinary remedy was
there thought necessary "to counter the effect of unfair
labor practices which had been ordered by high-level su-
pervision." Id. The circumstances which were present in
that case do not appear to be present here. Accordingly,
I shall simply recommend that Respondent be required
to post the customary notices at its DuPont and Herco-
fina jobsites.
Upon the foregoing findings of fact, conclusions of
law, and the entire record, and pursuant to Section 10(c)
of the Act, I hereby issue the following recommended:
ORDER 9i
The Respondent, Daniel Construction Company, a Di-
vision of Daniel International Corporation, Wilmington
and Leland, North Carolina, its officers, agents, succes-
sors, and assigns, shall:
196 The record shows that Piner returned to work for Respondent on
May 14, 1980 Since it is not clear whether Piner was afforded the sort of
full reinstatement to which he was entitled, I shall include him in the re-
instatement remedy as well as the backpay remedy.
19? See, generally, Isis Plumbing d Heating Co., 138 NLRB 716.
198 In the event no exceptions are filed as provided by Sec. 102.46 of
the Rules and Regulations of the National Labor Relations Board, the
findings, conclusions, and recommended Order herein shall, as provided
in Sec. 102.48 of the Rules and Regulations, be adopted by the Board and
become its findings, conclusions, and Order, and all objections thereto
shall be deemed waived for all purposes.
1. Cease and desist from:
(a) Discharging, refusing to hire, or otherwise discrim-
inating against employees because of any activities on
behalf of North Carolina State Building & Construction
Trades Council, AFL-CIO, or any other labor organiza-
tion.
(b) Expressly or implicitly threatening employees with
reprisal, closure of operations, or loss of jobs, for assist-
ing, supporting, or selecting the Union, or any other
labor organization; coercively interrogating employees
about their union sentiments, interests, or activities; coer-
cively soliciting employees to rescind union authorization
cards; engaging in surveillance of employee protected
concerted activities; promising benefits to employees to
induce them to refuse to support the Union, or any other
labor organization; and imposing rules which unlawfully
restrict talking about the Union. or any other labor orga-
nization.
(c) In any other manner interfering with, restraining,
or coercing its employees in the exercise of their rights
to self-organization, to form, join, or assist any labor or-
ganization, to bargain collectively through representa-
tives of their own choosing, or to engage in concerted
activities for the purposes of collective bargaining or
other mutual aid and protection, or to refrain from any
and all such activities.
2. Take the following affirmative action which is nec-
essary to effectuate the policies of the Act:
(a) If it has not already done so, offer to James A.
Piner, James Perdue, Ralph M. Wilson, Jacqueline M.
Wilson, Heber A. Norris, Larry C. McDowell, Sammy
R. Wood, Jerry M. Carter, and Donald H. Rouse, imme-
diate and full reinstatement to their former jobs or, if
those jobs no longer exist, to substantially equivalent po-
sitions, without prejudice to their seniority or other
rights and privileges, and make them whole in the
manner set forth in the section of this Decision entitled
"The Remedy."
(b) Offer to Charles K. Boyd, if it has not already
done so, an appropriate position at Respondent's DuPont
project and make him whole in the manner set forth in
the section of this Decision entitled "The Remedy."
(c) Make Jame:; W. Stokes whole in the manner set
forth in the section of this Decision entitled "The
Remedy."
(d) Rescind and expunge from its personnel files the
written warnings given to Larry C. McDowell and Jerry
M. Carter on March 17, 1980.
(e) Preserve and, upon request, make available to the
Board or its agents, for examination and copying, all
payroll records, social security records, timecards, per-
sonnel records and reports, and all other records neces-
sary, or appropriate, to analyze the amount of backpay
due.
(f) Post at its places of business at the Hercofina and
DuPont projects in Wilmington, North Carolina, copies
of the attached notice marked "Appendix."'99 Copies of
199 In the event that this Order is enforced by a Judgment of the
United States Court of Appeals, the words in the notice reading "Posted
by Order of the National Labor Relations Board" shall read "Posted Pur-
suant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National L.abor Relations Board."
617
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
the notice, on forms provided by the Regional Director
for Region 11, after being duly signed by Respondent's
authorized representative, shall be posted by it for a
period of 60 consecutive days thereafter, in conspicuous
places, including all places where notices to employees
are customarily posted. Reasonable steps shall be taken
by Respondent to ensure that said notices are not altered,
defaced, or covered by any other material.
(g) Notify the Regional Director for Region 11, in
writing, within 20 days from the date this Order, what
steps the Respondent has taken to comply herewith.
IT IS ALSO ORDERED that those portions of the com-
plaints found to be without merit are hereby dismissed.
618