264 NLRB 725
Fairleigh Dickinson University
FAIRLEIGH DICKINSON UNIVERSITY
Fairleigh Dickinson University and Jacqueline Sto-
vail. Case 22-CA-8863
September 30, 1982
DECISION AND ORDER
BY MEMBERS FANNING, JENKINS, AND
ZIMMERMAN
On May 30, 1980, Administrative Law Judge
Edwin H. Bennett issued the attached Decision in
this proceeding. Thereafter, the General Counsel
filed exceptions and a supporting brief and Re-
spondent filed a brief in opposition to the General
Counsel's exceptions.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings, and conclusions' of the Administrative Law
Judge only to the extent consistent herewith.
The Administrative Law Judge found that Re-
spondent did not discriminate against employees by
threatening them with reprisals and declaring them
ineligible to serve on certain campus committees
because he agreed with Respondent's contention
that it had done no more than "disencumber itself
of involvement with a dominated labor organiza-
tion at a time when an organizing campaign by a
'legitimate' outside labor organization was in prog-
ress." The General Counsel excepts to the Admin-
istrative Law Judge's failure to find that, by its ac-
tions, Respondent unlawfully discriminated against
employees in violation of Section 8(a)(1) and (3) of
the Act. For the reasons set forth below, we find
merit in the General Counsel's exceptions.
The Teaneck-Hackensack Supportive Staff Asso-
ciation (Association) has been the representative
body of Respondent's nonprofessional employees
for more than 10 years. It represents 250-275 em-
ployees, about 135 of whom paid dues of $1 per
year. The Association was created by Respondent
and represents the nonprofessional staff with re-
spect to such matters as salaries, job security, phys-
ical working conditions, and grievances. At an As-
' In the absence of exceptions we adopt pro forma the Administrative
Law Judge's Order dismissing the complaint's allegation of unlawful in-
terrogation. We note, however, that the Administrative Law Judge ap-
plied a subjective test to the alleged interrogation. The test for interroga-
tion is not subjective. "It is well settled that the test of interference, re-
straint, and coercion under Section 8(a)(1) of the Act does not turn on
the employer's motive or on whether the coercion succeeded or failed.
The test is whether the employer engaged in conduct which, it may rea-
sonably he said, tends to interfre with the free exercise of employee
rights under the Act." American Freighrways Co., Inc., 124 NLRB 146,
147 (1959)
sociation meeting in late September 1977, unioniza-
tion was discussed and a committee was formed
"to explore the possibility of obtaining representa-
tion from an outside labor organization," including
Local 153. In February 1978 Local 153 informed
Dr. Bieber, the University's provost, that it repre-
sented certain of Respondent's employees. The
unionization committee continued to meet with
Local 153 and on September 5, 1978, a letter was
sent to the nonprofessional staff at the Rutherford
and Madison campuses. The letter, which was
signed by the "Teaneck/Hackensack Staff Associ-
ation Fairleigh Dickinson University," enumerated
the needs and concerns of the nonprofessional staff
at the Teaneck-Hackensack campus. The letter re-
quested the recipient to sign an enclosed authoriza-
tion card for Local 153. A copy of the letter was
obtained by University Provost Samuel Bieber. In
response to the letter, Bieber summoned to his
office Jacqueline Stovall, president of the Associ-
ation, and four employee members of the Associ-
ation. Referring to the Local 153 letter, Bieber in-
formed the five employees that, because they were
now in a "unionization posture," the Association
could no longer send delegates to the University
Senate, Campus Council, or Traffic Court. Bieber
explained that he still wanted the nonprofessional
staff to be represented on these university bodies
and that he would convene the staff to arrange for
their representation. Later, on September 11, 1978,
Bieber sent a memo to Stovall. In the memo Bieber
advised Stovall that, due to its issuance of the
Local 153 organizing letter, the Association was
"no longer recognized as representative of the non-
exempt staff for purposes of Campus and Universi-
ty Governance" and that it could no longer "con-
vene meeting/functions, at anytime, on this campus
or elsewhere on University premises." Further, the
memo stated that the Association could no longer
send representatives to the University Senate, or
Council, and that elections for new representatives
of the nonprofessional staff would soon be held.
The memo also stated that the University recog-
nized the rights of employees to engage in activi-
ties on their own behalf, but did not recognize the
use of "agencies of internal governance for activi-
ties inappropriate to their charge."
The Administrative Law Judge reasoned that the
issue here was whether Respondent's conduct
could reasonably be said to have a tendency to in-
terfere with employee rights. The Administrative
Law Judge found that Respondent took no action
against employees, individually or as a group, other
than in their Association capacity. Relying on his
previous finding that the Association was a domi-
nated labor organization, the Administrative Law
264 NLRB No. 98
725
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Judge found that Respondent's conduct was aimed
at preventing activity condemned by the Act,
rather than at any protected activity. Thus, Re-
spondent, by withdrawing its "recognition" of the
Association, a dominated labor organization, was
doing what the Act required. Further, reasoned the
Administrative Law Judge, the withdrawal of the
Association's privilege to send representatives to
University governance bodies was also required by
the Act. These bodies dealt with matters including
salaries and allocations of benefits. The Administra-
tive Law Judge stated that"[flor the Respondent to
permit representatives of a dominated labor organi-
zation to participate in such deliberations serves to
aggravate a situation already injurious to employee
rights . . . discontinuance of such practice could
not, as a matter of law, be viewed as an unfair
labor practice." In further support of his position,
the Administrative Law Judge pointed to the fact
that Respondent took steps to assure that the non-
professional staff would have continued "represen-
tation" on the University governance bodies. The
Administrative Judge found, therefore, that Re-
spondent did not violate Section 8(a)(1) or (3) of
the Act.
Contrary to the Administrative Law Judge, we
do not find that Respondent took the actions it did
in order to "disencumber itself of involvement with
a dominated labor organization." Rather, we find
that Respondent took the actions it did because its
employees engaged in protected concerted activi-
ties, activities which the Respondent sought to dis-
courage by retaliating against the Association and
its members.
In reaching this conclusion we note the follow-
ing facts: First, the Association had existed for
more than 10 years at the time Respondent "dises-
tablished" it. The Association's character did not
change during that period. If it was a dominated
labor organization now, it was also a dominated
labor organization 10 years ago. Yet Respondent
did nothing during that 10-year period to disestab-
lish this "dominated labor organization." In fact, it
was not until it appeared that the employees were
seeking representation by an independent union
that Respondent took any action.
Further, though Respondent's correspondence
was addressed to the Association, its actions were
against employees. It was the employees who were
seeking representation from an outside labor orga-
nization and Respondent sought to reach the em-
ployees through the Association. It was the em-
ployees who lost their ability to be represented by
individuals of their own choosing on campus gov-
ernance bodies and lost their right to convene
meetings and functions on University premises. Re-
spondent attempted to provide a substitute organi-
zation that would continue to provide the non-
professional staff with representation by forming an
ad hoc committee to deal with problems relating to
salary, working conditions, etc., and selecting em-
ployees to serve as delegates to campus governance
bodies. Yet, if Respondent contends that the reason
for its actions was to "disencumber itself" from a
dominated labor organization, it did not do so by
establishing at the same time a new "dominated
labor organization" to take the place of the one
that had displeased it by seeking out a union affili-
ation.
Further, this case does not present an issue of
whether the Association is a dominated labor orga-
nization. Rather, the issue before us is whether Re-
spondent retaliated against its employees because of
their concerted, protected activity. We find that
Respondent may not exculpate itself for its viola-
tions of the Act on the ground that its conduct was
an attempt to "cure" an established pattern of con-
duct violative of the Act.
We find, therefore, that Respondent violated
Section 8(a)(1) and (3) of the Act by threatening its
employees with reprisals and discriminating against
Stovall and other employees by declaring them in-
eligible to serve on certain University governance
bodies, and we shall order that Respondent cease
and desist therefrom. 2
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board hereby orders that the Respondent,
Fairleigh Dickinson University, Rutherford, New
Jersey, its officers, agents, successors, and assigns,
shall:
1. Cease and desist from:
(a) Threatening employees with reprisals for en-
gaging in union activities on behalf of Local 153,
Office and Professional Employees International
Union, AFL-CIO, or any other union.
(b) Discriminating against Jacqueline Stovall and
other employees by declaring them ineligible to
serve on committees of campus governance be-
2 Our dissenting colleague mistakenly treats this case as involving,
simply, the disestablishment of a dominated union. Hov.ever, Respondent
did not stop with the disestablishment of the Association but took other
actions in response to the employees' union organizing activities that im-
pacted directly on the employees. Thus, Respondent established or substi-
tuted an organization in place of the Association by forming the ad hoc
committee to carry out certain functions previously performed by the As-
sociation. In addition, Respondent discriminated against employees by de-
claring them ineligible to serve in certain positions Such retalitory ac-
tions are established by the evidence credited by the Administrative Lasw
Judge. They are not, contrary to our dissenting colleague, predicated on
overturned credibility findings In sum. the case described by our dissent-
ing colleague is not the case presented to us on this record.
726
FAIRLEIGH DICKINSON UNIVERSITY
cause of their activities on behalf of Local 153,
Office and Professional Employees International
Union, AFL-CIO, or any other union.
(c) In any like or related manner interfering
with, restraining, or coercing our employees in the
exercise of the rights guaranteed them under Sec-
tion 7 of the National Labor Relations Act, as
amended.
2. Take the following affiramtive action:
(a) Post at its campus in Teaneck-Hackensack,
New Jersey, copies of the attached notice marked
"Appendix."3 Copies of said notice, on forms pro-
vided by the Regional Director for Region 22,
after being duly signed by its representative, shall
be posted by Respondent immediately upon receipt
thereof, and be maintained by it for 60 consecutive
days thereafter, in conspicuous places, including all
places where notices to employees are customarily
posted. Reasonable steps shall be taken by Re-
spondent to ensure that copies of said notices are
not altered, defaced, or covered by any other mate-
rial.
(b) Notify the Regional Director for Region 22,
in writing, within 20 days from the date of this
Order, what steps Respondent has taken to comply
herewith.
IT IS FURTHER ORDERED that the complaint alle-
gations not specifically found herein be, and they
hereby are, dismissed.
MEMBER ZIMMERMAN, dissenting:
This case presents the unusual situation of an em-
ployer that assists and dominates an organization of
its employees, and then is faced with an attempt by
its employees to create a labor organization free
from the employer's domination. My colleagues in
the majority find that in disestablishing the organi-
zation that the employer has impermissibly assisted
and dominated, it commits a violation of the Act. I
cannot join in such a folly. The Administrative
Law Judge accurately and correctly analyzed the
situation in his Decision dismissing the complaint. I
would adopt that Decision.
My colleagues suggest that, in disestablishing the
Association, Respondent was acting against its em-
ployees. But they do not point to a shred of evi-
dence suggesting the illegal motive they impute to
Respondent. In so doing, they reverse, sub silentio,
the Administrative Law Judge's determination to
credit Respondent's justification for its action in
direct derogation of our oft-quoted rule that "It is
the Board's established policy not to overrule an
3 In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."
administrative law judge's resolutions with respect
to credibility unless the clear preponderance of all
of the relevant evidence convinces us that the reso-
lutions are incorrect. Standard Dry Wall Products,
Inc., 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d
Cir. 1951)." Here they cannot point to any evi-
dence, no less a "clear preponderance," to support
their thesis. Nor is there any evidence to support
the majority's finding that Respondent, in acting
against the Association, intended to act against its
employees in retaliation for their seeking outside
representation. Since I cannot join my colleagues
in their speculations, I dissent.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing at which all sides had an opportu-
nity to present evidence and state their positions,
the National Labor Relations Board found that we
have violated the National Labor Relations Act, as
amended, and has ordered us to post this notice.
WE WILL NOT threaten employees with re-
prisals for engaging in union activities on
behalf of Local 153, Office and Professional
Employees International Union, AFL-CIO, or
any other Union.
WE WILL NOT discriminate against Jacque-
line Stovall and other employees by declaring
them ineligible to serve on campus governance
committees because of their activities on behalf
of Local 153, Office and Professional Employ-
ees International Union, AFL-CIO, or any
other union.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce our employ-
ees in the exercise of rights guaranteed them
under Section 7 of the National Labor Rela-
tions Act, as amended.
FAIRLEIGH DICKINSON UNIVERSITY
DECISION
STATEMENT OF THE CASE
EDWIN H. BENNETT, Administrative Law Judge: The
charge in this proceeding was filed on November 24,
1978, by Jacqueline Stovall, an individual, herein re-
ferred to as Stovall. A hearing was conducted in
Newark, New Jersey, on October 15 and 16. 1979, upon
a complaint which had issued on January 30, 1979. It is
alleged that Respondent engaged in various violations of
Section 8(a)(1) and (3) of the Act by punishing its em-
727
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ployees for their having engaged in union activities on
behalf of Local 153, Office and Professional Employees
International Union, AFL-CIO, herein called Local 153.
Specifically,
the complaint
alleges that
Respondent
threatened employees with reprisals, interrogated them
with respect to their activities for Local 153, and dis-
criminated against Stovall and others by declaring them
ineligible to serve on certain committees maintained by
Respondent. A determination of these issues turn's on
whether or not Respondent violated the Act by with-
drawing privileges from, and taking certain actions di-
rected towards, the Teaneck/Hackensack
Supportive
Staff Association, herein called the Association.
Respondent either admits, or does not seriously dis-
pute, most of the facts necessary for resolution of the
principal issue in this case, and substantial evidence con-
sists of Respondent's documents. However, Respondent
does deny that it violated the Act in any manner and de-
fends actions on the grounds that they were not designed
to interfere with employee activity for Local 153, but
rather were necessary in order to divorce itself from fur-
ther assisting the Association which it considered, albeit
belatedly, an assisted or dominated labor organization.
On the entire record, including my observation of the
demeanor of the witness (only Stovall testified), and after
due consideration of oral argument and briefs filed by
the General Counsel and Respondent, I make the follow-
ing:
FINDINGS OF FACT
1. JURISDICTION
Respondent is an independent nonprofit university op-
erating under a charter from the State of New Jersey. It
maintains its main educational facilities in Rutherford,
New Jersey, herein called the Rutherford campus and
other campuses located in Madison, New Jersey, and
Teaneck,
New
Jersey,
referred
to
as
the
Teaneck/Hackensack campus. Respondent has annual
gross revenues in excess of $1 million of which in excess
of $50,000 is derived from sources located outside the
State of New Jersey. Respondent admits, and I find, that
it is an employer engaged in commerce within the mean-
ing of Section 2(2), (6), and (7) of the Act.
II. THE LABOR ORGANIZATIONS INVOLVED
The complaint alleges, and Respondent admits, that
Local 153 is a labor organization within the meaning of
Section 2(5) of the Act. The complaint also alleges that
the Association is a labor organization within the mean-
ing of Section 2(5) of the Act. In its answer, Respondent
denied this allegation. However, during the course of the
hearing Respondent reluctantly acknowledged that the
Association was a labor organization as defined in the
Act, but asserted that it had been dominated by Re-
spondent for some period of time. In its brief, Respond-
ent removed all doubt regarding its position and conced-
ed flatly that the Association had been an unlawfully
dominated labor organization. The threshold issue in this
case then is the status of the Association because such
determination is pivotal to Respondent's defense and, as I
view the case, to the General Counsel's allegations as
well.
The charge as filed by Stovall alleges, inter alia, that
the Association was a dominated labor organization. On
January 30, 1979, the same date that the complaint herein
issued, the Regional Director for Region 22 approved
Stovall's request to withdraw that allegation of the
charge. Why Stovall, the president of the Association,
chose that course of action is nowhere explained in this
record, but considerable evidence (testimonial and docu-
mentary) nonetheless was elicited on the matter.'
The Association has existed for about 10 years on the
Teaneck/Hackensack
campus 2
as
the
representative
body for approximately 250 to 275 nonprofessional em-
ployees such as clerical and technical workers, of which
number about 135 paid $1 a year in dues. While all were
eligible to participate at meetings, only those who paid
dues were allowed to vote, a procedure objected to by
the University's provost, Samuel Bieber. 3 The Associ-
ation was conceived and created by Respondent as a
sanctioned organization functioning within the system of
University governance. In that capacity it served to act
as a liaison between the nonprofessional staff and Re-
spondent with respect to matters of mutual concern such
as salaries, job security, physical working conditions, and
grievances. Officials of the Association met on a continu-
ing basis with Respondent's representative, primarily the
provost, to discuss specific problems in the foregoing
areas and generally to air their respective positions re-
garding terms and conditions of employment affecting
the nonprofessional staff as a whole.
The Association had an executive committee consist-
ing of a president, vice president, secretary, recording
secretary, full-time staff representative, a part-time repre-
sentative, and the former president serving ex officio.
Also serving ex officio on the executive committee,
which according to Stovall was responsible for the Asso-
ciation's day-to-day administration, was the University's
provost (Bieber) who also was a member of the Associ-
ation entitled to attend all meetings.
Although the Association had a constitution
and
bylaws these were subject to approval by Respondent in
the person of the provost who had not granted such ap-
proval to the most recent version. It appears this may
have been because of the requirement that voting rights
had been limited to those who paid dues but the record
is not clear in this regard. It is clear, however, that
Bieber informed Stovall, who became president of the
Association in the spring of 1977, of his displeasure con-
cerning the dues matter. Respondent, acting through the
provost, also had the power to control the very existence
of the Association. Thus, he could suspend its ability to
function by denying the use of University facilities such
as meeting space, office supplies, and paid time to con-
duct Association business. These services were vital to
The General Counsel's position that the absence of an 8(a)(2) allega-
tion in the complaint precludes consideration of the issue is without
merit.
2 Parallel groups exist on the other campus, but their status is not in
issue here.
3 An admitted supervisor at the highest level of management
728
FAIRLEIGH DICKINSON UNIVERSITY
the Association which had no resources of its own aside
from the small amount collected in dues.4 He also could
suggest the order of business for discussion at Associ-
ation meetings and could go so far as to convene meet-
ings if he so desired. In addition, he had the supervisory
staff encourage rank-and-file attendance at Association
meetings. Further, Respondent permitted the employees
to attend Association meetings during working time.
Not only did Respondent retain and exercise the
powers enumerated above, but the Association, through
its most recent president, Stovall, fully recognized and
acknowledged the provost's authorities in the areas spec-
ified. This relationship graphically is illustrated by an
episode involving Stovall and Bieber which occurred in
late 1977. According to Stovall she had become annoyed
at Bieber because he had discussed grievances with a
member
of the Association's
grievance
committee
beyond what Stovall believed to be that person's scope
of authority.5 As a result, on December 2, 1977, Stovall
sent a memo to Bieber requesting that lines of communi-
cation between them be formalized, and that the provost
address all requests for meetings to her as president of
the Association. Stovall testified that her memo had ab-
solutely no relationship to any union activity and was in-
tended only to achieve recognition of Stovall's authority
as president.
Bieber responded by a memo to Stovall recounting for
her benefit the relationship of the Association to the Uni-
versity. He reminded her that the Association was sanc-
tioned by the University and had certain governance re-
sponsibilities to fulfill. He noted that its existence was
somewhat informal in that the provost's office always
had encouraged staff participation and to that end had
provided facilities and time for meetings. He took issue
with Stovall's request for formalized communication
which he viewed as a demand for some form of formal
recognition. He further informed Stovall that his right to
meet with any member of the Association, or of the non-
professional staff, did not require prior approval from
any individual or group. In sum, Bieber considered Sto-
vall's memo as reflecting a desire to change the nature
and purpose of the Association. In consequence, Bieber
simply disbanded the Association and in the memo he
told Stovall that the Association no longer would be per-
mitted to hold meetings or functions at any time any-
where on the campus premises, but he did invite further
discussion about the matter.
Stovall responded by memo dated January 25, 1978, in
which she apologized for the use of the word "formal-
ized" and explained that her intention was merely to
keep open the channels of communications. She further
told Bieber that as an ex officio member of the Associ-
ation he always was "welcome to attend our meetings."
Stovall followed that memo with another one on April 7,
1978, again reiterating her position that she had no intent
to change the relationship of the Association to the Uni-
versity. As a result of Stovall's explanations, Bieber on
April 26, 1978, sent a letter to Stovall accepting her
4 How the dues were used is not clear but it appears the moneys may
have gone for social purposes such as goods and welfare.
5 Although the specific grievance involved a problem of heat in an
office, Stovall learned that other matters also had been discussed.
clarification of the December 2, 1977, memo. Bieber re-
instated the Association as the representative body for
the nonprofessional staff at the Teaneck/Hackensack
campus and he removed the constraints on the Associ-
ation's activities which previously he had instituted.
In addition to its role as a voice for the nonprofes-
sional staff with respect to working conditions, the Asso-
ciation also functioned directly in the University gover-
nance by sending a representative to the University
senate and two representatives each to the campus coun-
cil and the traffic court. These latter two bodies dealt
with problems arising
on
the Teaneck/Hackensack
campus, while the senate, a universitywide body meeting
about six times a year, dealt with basic policy questions
regarding the direction of the entire University in mat-
ters regarding curriculum and the use of its resources.
The senate consists of 60 to 70 persons representing the
faculty, the students, and the staff. The nonprofessional
staff representative is the president of the Association,
who at times relevant to this proceeding was Stovall.
She also served as the senate secretary.
Conclusions Regarding the Association
The foregoing description of the Association's struc-
ture and operations presents a classic example of a domi-
nated labor organization. Respondent not only created
the Association but also controlled its very existence, as
witnessed by Bieber's actions in suspending its right to
function as a University organization in response to the
Association's violation of its charter which Respondent
itself had promulgated. This action by the provost, the
very individual charged by the General Counsel as being
the architect of the unfair labor practices alleged in the
complaint, demonstrates the involvement of Respondent,
at its highest level, in the internal affairs and workings of
the Association.a If that was not enough, it was the pro-
vost who had the authority to influence the agenda of
Association meetings which he could call and attend
(general membership as well as executive board meet-
ings), and then act as Respondent's representative in col-
lective bargaining with the Association. Such conflict of
interest long has been recognized as unlawful under the
Act. Nassau and Suffolk Contractors' Association, Inc.,
and its Members, 118 NLRB 174 (1957).
The total picture that emerges is one of complete
dominance by Respondent over the Association. Thus,
the Association was totally dependent upon Respondent
for facilities, supplies, and meeting space. It had no finan-
cial resources aside from an insignificant amount collect-
ed in dues (a token dollar per year) from about half of
the employees represented by it. All Association business
was conducted on paid working time. The constitution
and bylaws were subject to Respondent's approval.
These conditions, under the other circumstances de-
scribed above, lead to no other conclusion but that Re-
spondent's financial and other support of the Association
made it a dominated labor organization. Holland Manu-
facturing Company, 129 NLRB 776, 784-785 (1960). The
I As discussed below, it is Respondent's conduct in dissolving the As-
sociation a second time that forms the basis for the violation alleged in
the complaint.
729
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
manner in which "collective bargaining" was conducted,
Respondent's inherent and unfettered power to define
the scope and limits of such bargaining, the lack of a true
collective-bargaining contract, Stovall's apology to Re-
spondent for raising an issue concerning the internal af-
fairs of the Association, all are factors which further es-
tablish that the Association is the quintessence of a domi-
nated labor organization. N.L.R.B.
v. Cabot Carbon
Company, 360 U.S. 203 (1959).
In sum, I conclude that the Association had no inde-
pendent existence and, if the appropriate charge had not
been withdrawn and a complaint had issued, an 8(a)(2)
violation would have been found. Northeastern University,
235 NLRB 858 (1978), where an 8(a)(2) domination vio-
lation was found with respect to an employee organiza-
tion in a university setting, the weekly staff cabinet,
which existed in much the same manner as the Associ-
ation. Accord: Stephens Institute, d/b/a Academy of Art
College, 241 NLRB 454 (1979).
III. ALLEGED UNFAIR LABOR PRACTICES
A. Local 153's Organizing Campaign
In the later part of September 1977, at an Association
meeting, the question of unionization was discussed and a
committee of 14 was formed to explore the possibility of
obtaining representation by an outside labor organization.
Thereafter, the committee considered a number of possi-
bilities and met with officials of various unions including
Local 153. In February 1978, Local 153 sent a letter to
Bieber stating that it represented certain of Respondent's
employees who, Respondent was warned, were engaged
in statutorily protected activities. A copy of the letter
was sent to the Association and was so noted thereon.
The unionization committee continued meeting with
Local 153 and, as part of the organizing campaign, a
letter was sent to the nonprofessional staff at the Ruther-
ford and Madison campuses on September 5, 1978. The
letter listed the concerns of the nonprofessional staff at
the Teaneck/Hackensack campus and enumerated certain
areas where it was felt greater benefits could be had
through unionization. It closed with a plea that the re-
cipient sign a Local 153 authorization card which was
enclosed with the letter. The letter was signed by the
"Teaneck/Hackensack Staff Association Fairleigh Dick-
inson University" but did not bear the name of any indi-
vidual employee. Stovall testified that, although the
unionization committee had prepared the letter, it was
supposed to have been sent over the name of Local 153
whose personnel had done the actual mailing. According
to Stovall, the use of the Association's name was an
error. However, the letter was sent in an envelope bear-
ing the return address of Local 153. A copy of that letter
came into the hands of Bieber. On June 25, 1979, Local
153 filed a petition in Case 22-RC-7031 seeking an elec-
tion in a universitywide unit of nonprofessional employ-
ees. At the hearing on the petition, Local 29 of the
Retail Workers intervened.7
7 Respondent's brief advises that an election was conducted on No-
vember 16, 1979.
B. Bieber's Reaction to the Local 153 Letter
Shortly after receiving a copy of the September 1978
letter Bieber summoned to his office Stovall and the four
employee members of the Association who were the del-
egates to the traffic court and campus council. Bieber re-
ferred to the aforesaid campaign letter for Local 153 and
told the five employees that because the Association now
was in a "unionization posture" they could no longer
serve as delegates to the three University bodies. He also
told Stovall that the Association's conduct in this regard
was contrary to the earlier understanding reached be-
tween them referring to Stovall's written assurances in
January and April 1978 that the relationship between the
University and Association would not be changed, and
that she had broken her promises in this regard. Bieber
also told the group that forthwith he was revoking the
Association's privileges to send delegates to the three
University institutions. However, he explained that he
wanted the nonprofessional staff as such to have contin-
ued representation and therefore he would convene the
staff to arrange for such representation and to advise
them of his action in declaring the Association delegates
ineligible.
Stovall's testimony (Bieber did not testify) indicates
that the conversation was carried on mainly between
Bieber and herself until the other employees present ex-
pressed surprise and bewilderment at Bieber's references
to the Local 153 letter which they obviously had not
seen, and they asked to see it.8 Bieber's response was to
exhibit the letter and envelope and state: "I don't know
who wrote it. Do you know who wrote it? Your presi-
dent knows who wrote it." Stovall brought the meeting
to an end at that point by stating: "I did not come here
to discuss that. I asked him if that's all he had to say to
us. Was that the only issue? Was that the reason why?"
(apparently referring to the Local 153 letter as the
reason for the meeting). When Bieber replied yes, Stovall
and the other members of the Association left the
office. 9
Bieber followed this meeting with a memo to Stovall
dated September 11, 1978, which substantially reiterated
his comments at the aforesaid meeting. The memo stated
that the Association, by issuing the Local 153 organizing
letter, had taken a position contrary to Stovall's commit-
ment of April 7, 1978, and contrary to the terms upon
which the Association had been reinstated as the repre-
sentative organization for the nonprofessional employees
at that time. Bieber advised that as a consequence of that
action the Association is "no longer recognized as repre-
sentative of the non-exempt staff for purposes of Campus
and University governance. The Association may not
convene meeting/functions, at anytime, on this campus
or elsewhere on University premises." He stated further
that the delegates to the University senate and council
selected by the Association no longer would be eligible
to participate in those bodies, but that elections for new
delegates from among the nonprofessional staff would be
s Stovall testified that the unionization committee's decision to have
the letter sent was not made known to the other members of fhe Associ-
ation.
D The foregoing is alleged as unlawfull interrogation.
730
FAIRLEIGH DICKINSON UNIVERSITY
held shortly. The memo also stated that Respondent rec-
ognized the rights of its employees to engage in activities
on their own behalf but did not recognize the use of
"agencies of internal governance for activities inappro-
priate to their charge." On September 21, Bieber sent a
copy of his September 11 memo to the entire nonprofes-
sional staff at all three campuses. '
On September 27, 1978, Stovall appeared at an execu-
tive board meeting of the University senate (as secretary
to the senate she normally attended such meetings) held
in the office of Dr. Pollack, the University president.
Pollack referred to Bieber's September 21 memo and
told her she was not eligible to participate in the meet-
ing. At the suggestion of a Professor Kruse, president of
the senate, however, Stovall was permitted to remain
throughout the meeting as an observer. Because of her
disqualification, Stovall absented herself from a senate
meeting on October 4. In early October, Bieber conduct-
ed a meeting with the nonprofessional staff at which the
Association was voted out of existence as a University
organization. However, Stovall and other employees (the
exact number does not appear in the record) have contin-
ued the form of the Association as a non-University or-
ganization meeting off campus.
Having taken measures to disband the Association and
to sever its connection with the University, Respondent
thereafter undertook action to form a substitute organiza-
tion in order to provide continued representation by the
nonprofessional staff on the University senate and its
other committees. Between September 25 and the end of
October 1978, a number of memos were sent by the pro-
vost to the employees announcing the holding of meet-
ings for the purpose of electing new representatives and
to prepare an agenda for discussion. At the same Octo-
ber meeting at which the Association was dissolved, a
new group was formed which was designated the ad hoc
committee. A meeting was held by that group with the
provost on November 7, 1978, at which problems relat-
ing to salary, working conditions, and job reclassifica-
tions were discussed, apparently in much the same
manner as the provost formerly had met with the Associ-
ation. " According to Stovall, however, the ad hoc com-
mittee never mushroomed into a full-blown organization
in the same manner as the Association and no additional
meetings were conducted.
In addition to forming the ad hoc committee at the Oc-
tober 1978 employee meeting, Respondent (Bieber) se-
lected employees from the nonprofessional staff to serve
as delegates to the senate, the traffic court, and the
campus council. Although Stovall was not present she
was chosen as the representative to the senate and indeed
'o The complaint alleges that by Bieber's comments at the meeting and
by these two memos Respondent violated Sec. 8(aX)(l) by: threatening re-
prisals for union activity; withdrawing recognition from the Association
as the representative of the nonprofessional staff because of activities for
Local 153; and prohibiting employees (the Association) from engaging in
protected activities; i.e., conducting meetings at any time, anywhere on
its premises. Sec. 8(aX3) of the Act is alleged to have been violated by
barring the Association's representatives from further participation in the
University senate and other of its committees.
II Bieber, who by this time had assumed greater responsibilities within
the University, attended along with his replacement as provost. Harriet
Spagnoli.
all of the individuals who had served as delegates to the
other groups were requested to continue in the same ca-
pacity. Stovall, as the senate secretary had custody of its
records which she never was requested to relinquish.
After missing the one senate meeting noted above, Sto-
vail has continued to serve as the representative of the
nonprofessional staff to the senate in exactly the same
way as when she had served as a delegate from the As-
sociation. Stovall has continued to attend all Senate
meetings functioning in exactly the same manner as when
she was an Association delegate. No employee, Stovall
included, has suffered any change in any term or condi-
tion of employment, other than as discussed herein, as a
consequence of engaging in union activity.
C. Anaylsis and Conclusions
According to the General Counsel's theory of the case
the issue to be decided simply is whether or not Re-
spondent took certain reprisals and other retributive
measures against its employees because they engaged in
activities on behalf of Local 153. Respondent does not
contest that it did indeed engage in cerrain conduct in
response to its employees having sought representation
by Local 153. However, it asserts that its conduct was
aimed not at employee protected activities but only at
the activities of the Association which had only an inci-
dental effect upon employees.' 2 Respondent draws this
distinction because, it argues, it was doing no more than
disencumbering itself of involvement with a dominated
labor organization at a time when an organizing cam-
paign by a "legitimate" outside labor organization was in
progress. In light of my conclusion above that the Asso-
ciation more than qualified as a dominated labor organi-
zation I find merit to Respondent's position.
"It is well settled that the test of interference, restraint,
and coercion under Section 8(a)(1) of the Act does not
turn on the employer's motive or on whether the coer-
cion succeeded or failed. The test is whether the employ-
er engaged in conduct which, it may reasonably be said,
tends to interfere with the free exercise of employee
rights under the Act." American Freightways Co., Inc.,
124 NLRB 146, 147 (1959). Consequently, it is irrelevant
in deciding the 8(a)(1) allegations (see fn. 10, supra) that
Respondent acted in response to its employees' activities
on behalf of Local 153. Rather, what requires examina-
tion is whether the conduct engaged in can reasonably
be said to have a tendency to interfere with employee
rights.
The gravamen of the complaint is directed toward,
and the essence of the conduct involved is, Respondent's
action in dissolving the Association, revoking its privi-
leges to utilize University property and time for conduct-
ing its meetings and other business, and withdrawing the
privilege that the Association had of sending delegates to
the various University committees involved in the gover-
nance of the University. It is abundantly clear that Re-
spondent took no action whatsoever against employees,
12 Respondent also defends on the grounds that the entire case is so
trivial and frivolous as to compel dismissal for those reasons alone. As I
am recommending dismissal for other reasons, it is unneccessary to reach
that defense.
731
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
individually or as a group, other than in their Associ-
ation capacity and the General Counsel does not allege
otherwise. 13 No doubt if the Association was not a
dominated labor organization and its employee/members
embarked upon an organizing campaign, Respondent's
actions would have tended to interfere with such activi-
ty. When Respondent's conduct is examined item by item
it becomes apparent that what was curtailed was not ac-
tivity protected by the Act but rather activity con-
demned by the Act. For how could it be said that em-
ployees are cloaked with Section 7 rights when their ac-
tions are furthering the ends of a dominated labor organi-
zation.
It is alleged that Respondent violated the Act when it
ceased recognition of the Association as representative of
the nonprofessional staff. The General Counsel never
fully explained what was meant by the word "recogni-
tion" but certainly the record discloses that, while the
Association had not been granted exclusive recognition
as the collective-bargaining representative, at the very
least it was dealt with as a representative for resolving
labor relations matters and thus "recognized" for such
purpose by any definition of that word. To withdraw
that recognition I should think is required by, not pro-
hibited by, the Act.
To the extent that the Association also was involved in
University governance, the withdrawal of recognition
for that purpose fares no better. The University gover-
nance is concerned with the management of the Univer-
sity and deals with such matters as utilization of its re-
sources, which perforce must include allocations for sala-
ries and employee benefits. For Respondent to permit
representatives of a dominated labor organization to par-
ticipate in such deliberations serves to aggrevate a situa-
tion already injurious to employee rights. No lengthy
discourse is needed to conclude that discontinuance to
such practice could not, as a matter of law, be viewed as
an unfair labor practice. Moreover, any argument that
employees were disadvantaged in this regard by dissolu-
tion of the Association is not borne out by the record.
Respondent, simultaneously with its conduct complained
of, instituted procedures for continued representation of
employees in the system of University governance. And
if more proof is needed that Respondent was not en-
gaged in hostile acts towards employees for their legiti-
mate union activity we need look no further than the
fact that Respondent selected Stovall and the other
former Association delegates to continue in their respec-
tive roles as employee representatives to the senate and
other University committees. Accordingly, I conclude
that Respondent's conduct in divesting itself of further
support to, and involvement in, a dominated labor orga-
n" The allegation of unlawful interrogation conceivably might be
viewed differently and this will be considered below. The allegation of
threats of reprisal, while not mentioning the Association by name in the
complaint, is explained in the General Counsel's brief as stemming from
Respondent's memos of September II and 21, 1987, and thus "by inform-
ing its employees of the privileges lost by the Association and its repre-
sentatives, Respondent impliedly threatened its employees with reprisals
if they engaged in concerted protected activities." All other allegations of
unlawful conduct refer to conduct directed specifically towards the Asso-
ciation.
nization is not, and cannot legally be, conduct which rea-
sonably tends to interfere with statutory rights.
It also is alleged that Respondent violated not only
Section 8(a)(1) but also Section 8(a)(3) of the Act by de-
claring the Association's representatives ineligible to
serve on the senate and other committees. Having found
above that such conduct did not violate Section 8(a)(1),
a fortiori, it did not violate Section 8(a)(3) either where a
more stringent standard of proof is required; namely
proof of both discrimination and intent to discourage
membership in any labor organization. Radio Officers'
Union v. N.LR.B., 347 U.S. 17 (1954). Even assuming
that removal from the senate and the other bodies was
an act of prohibited discrimination, I find Respondent
was motivated solely by the fact that Stovall and the
others were delegates to these bodies by virtue of their
Association membership and not by their activity for
Local 153 or by any other activity protected by the Act.
In view of this conclusion, I need not consider the issue
of whether or not participation in the senate, concerned
as it is with managerial matters, is a condition of employ-
ment guaranteed to employees by the Act so that remov-
al therefrom, even if motivated by union activity, can be
said to be unlawful discrimination. Nor need it be decid-
ed whether or not such removal, even if discriminatory,
has such a slight adverse effect upon employee rights
that it is not justified by substantial and legitimate rea-
sons.14 Cf. N.L.R.B. v. Great Dane Trailers, Inc., 388
U.S. 26 (1967).
A further allegation of the complaint is that Respond-
ent imposed an unlawfully broad no-access, or no-solici-
tation, rule upon its employees by banning the Associ-
ation from further use of University time and property.
Again, in light of my conclusion regarding the true
nature of the Association, this allegation is without legal
merit. If it had been Local 153, or employees generally,
seeking to utilize University property for holding union-
related meetings, then a tenable argument could be main-
tained that the denial of these activities, under certain
circumstances, would constitute a violation of the Act.
This was the kind of situation dealt with in The Trustees
of Columbia University in the City of New York, 225
NLRB 185 (1976), and Northeastern University, supra,
cases mainly relied upon by the General Counsel for this
allegation. Those cases are factually distinguishable and
not dispositive of the issue here. In each of those cases
employees, or a legitimate labor organization, sought the
use of University property on a nondiscriminatory basis
to engage in activity protected by the Act. So long as
the Association existed in the form prescribed by Re-
spondent it could not, by its very nature, engage in pro-
"4 The Senate in this case appears to have functions comparable to a
board of directors in a corporation. I know of no authority which re-
quires that employees engaged in union organizing enjoy a right to ac-
tively participate in deliberations of the board. Certainly a persuasive ar-
gument can be made that the historical adversarial roles of labor and
management dictate against such a finding as it would tend to weaken
collective bargaining and might involve potential conflicts of interest. Al-
though the professional staff participates in Respondent's senate, the
record suggest that this is a result of, not a substitute for, collective bar-
gaining between Respondent and the A.A.U.P., the recognized bargain-
ing agent for the faculty.
732
FAIRLEIGH DICKINSON UNIVERSITY
tected activity. This record demonstrates that the only
group subject to Respondent's prohibition on use of its
property was the Association at a time when it still was
the creature of Respondent.
Even if at the time of the ban the Association had
taken on the coloration of a legitimate labor organization
(which I find was not the case) then it no longer would
have been the Association, and a claim that it had its
privileges revoke would be logically unsupportable. For
in
such circumstance
the Association
would
have
become a new and different organization and as such
would not have had or possessed the rights and privi-
leges which Respondent thereafter withdrew. Simply
put, the University, pursuant to its illegal control over
the Association, did nothing more than demonstrate that
degree of control by disbanding it entirely. In any event,
the record does not support a claim that the Association
was seeking to become a bona fide labor organization
and thus by denying it University property for that pur-
pose Respondent was interfering with protected rights.
Stovall testified that it was the intent of the unionization
committee that Local 153 become the substitute for the
Association, not merely its affiliate. And although Sto-
vall testified that the Association, although clearly in
somewhat different form, continued to exist off campus,
it did not intervene in the representation case. The con-
clusion is inescapable that Respondent did not deny any
of its facilities to any legitimate labor organization simply
because no such organization asked for such privilege.
On this record no one asked for access to University
property but, rather, the Association alone had such
privilege revoked.
Indeed, if a violation in this regard exists the remedy
to be imposed would be the height of folly. It would re-
store, to a dominated organization, meeting privileges
which Respondent's officials had an absolute right to
attend in order that such organization discuss legitimate
unionization. How putting the fox in the chicken coop
helps the chickens is a puzzlement to say the least. Re-
spondent's ability to monitor such meetings would per-
petuate interference with employees rights, not eliminate
it. In sum, as I have found that the Association was a
dominated labor organization Respondent not only had
the right to disband that group but also, in my view, if
an appropriate complaint had issued, the Association's
demise would have been dictated by the Board's process-
es. Whether or not Respondent was motivated by late
acquire conscience or acted on advice of counsel to
divest itself of further legal risk, especially as Local 153
conceivably could have objected to the continued exist-
ence of the Association, is irrelevant. All that matters is
whether or not the actions taken were in violation of the
Act.
There remains for considerations the allegation of in-
terrogation. The General Counsel urges that when Sto-
vail and other Association members were summoned to
Bieber's office an illegal and coercive interrogation oc-
curred by Bieber, asking those assembled if they knew
who wrote the Local 153/Association letter and direct-
ing them to Stovall for an answer. Bieber's "question"
was in response to the employees' expression of bewil-
derment concerning the very existence of such a letter.
The Board long has eschewed a per se approach in deter-
mining when an interrogation which does not contain ex-
pressed threats is an unfair labor practice in violation of
Section 8(a)(1) of the Act. Blue Flash Express Inc., 109
NLRB 591 (1954). Rather, a case-by-case approach is re-
sorted to and inquiry is conducted into such matters as
the time, the place, the personnel involved, the informa-
tion sought, whether the interrogation occurred in an at-
mosphere free of other coercive conduct, whether it was
isolated or systematic, and finally, in certain circum-
stances, the reason or purpose behind the interrogation.
Pacific Abrasive Supply Co., 182 NLRB 329 (1970). 5
Utilizing this approach to the alleged interrogation in
the instant matter it is my conclusion that Respondent
did not violate Section 8(a)(l) of the Act. The sole
remark with which we are concerned is Bieber's "ques-
tion" to the four employees concerning the identity of
the author of the letter sent by Local 153 and the Asso-
ciation to the nonprofessional staff. While it is true that
this "question" occurred in Bieber's office, and he cer-
tainly represents the highest level of management, the so-
called question is not an interrogation at all, nor is it co-
ercive in its nature, nor does it imply coercion under the
circumstances in which it was uttered. It was not de-
signed to elicit information from the employee because
obviously they had none to give and it would not have
led to the institution of reprisals against any employee.
Bieber's statement was rhetorically uttered in response to
the bewilderment expressed by the employees themselves
concerning the letter in question. If Bieber had not
known before the meeting that it was Stovall who was
responsible for the letter, events at the meeting surely
demonstrated that she was instrumental in its prepara-
tion. She made this obvious by acting as the spokesper-
son at the meeting, and by not protesting when Bieber
accused her of having violated the earlier understanding
betweeen the two of them by having written the letter.
There is no doubt that both Bieber and Stovall were
aware she was at least in part the author of the letter.
Bieber's question then to the other employees, coupled
with his remark that they should ask Stovall who had
written the letter, was not so much an interrogation of
them as it was the imparting of information to them to
consult with Stovall concerning the letter. A clearer ex-
ample of a rhetorical question could not exist, but even if
it was not it certainly could not be construed as having a
coercive effect on the employees under the circum-
stances. At most it was a suggestion to them that they
'5 Some courts apply a more stringent test than the Board and will not
find coercive interrogation unless certain fairly severe standards are met
See, e.g., Bourne v. N.L.R.B.,
332 F.2d 47, 48 (2d Cir. 1964). The factors
examined by the Bourne court include: (I) the background, i e, is there a
history of employer hostility and discrimination? (2) The nature of the
information sought, e.g., did the interrogator appear to be seeking infor-
mation on which to base taking action against individual employees? (3)
The identity of the questioner, i e., how high was he in the company
hierarchy? (4) Place and method of interrogation, e.g., was employee
called from work to the xboss' office? Was there an atmosphere of unnatu-
ral formality? (5) Truthfulness of the reply. Although the Board, unlike
the court, does not require that all of these standards be met in order to
conclude that the interrogation had a tendency to restrain and coerce em-
ployees, nevertheless the Board does examine all of the circumstances
and will not apply a per se rule.
733
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
obtain information from Stovall about the authorship of
the letter a procedure that Stovall herself was much in
favor of in light of her comment to Bieber that she was
not there to discuss the matter and instead would consult
with her colleagues.
In addition, this single remark was not part of any pat-
tern of illegal activity aimed at ascertaining the identity
of the union leaders and was not part of a campaign of
unlawful activity aimed at interfering with Section 7
rights. Although it was conducted in an office of man-
agement, the atmosphere was not one charged with hos-
tility and antiunion sentiment. Discussion while not
friendly was certainly not hostile, at least on Bieber's
part. Stovall and Bieber had dealt with one another for a
number of years and Stovall certainly did not exhibit a
sense of intimidation by Bieber's comments. In fact, Sto-
vail showed her annoyance by terminating the meeting
by telling Bieber she was not there to discuss such mat-
ters. While it is true that the effectiveness of an interro-
gation is not the test of its legality, the reaction of an
employee to an interrogation is germane to the question
of whether or not that interrogation was a coercive one.
Thus, what really is at issue is a rhetorical question,
asked informally of employees with whom Bieber was on
relatively familiar terms and devoid of any real purpose.
The employees themselves made no reply to the question
and Stovall who was the center of the discussion exhibit-
ed no fear whatsoever in immediately terminating the
discussion. An isolated comment of this sort, under the
circumstances described above, does not, in my judg-
ment, tend to interfere with the free exercise of employ-
ee rights.
CONCLUSIONS OF LAW
I. Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the
Act.
2. Local 153, Office and Professional Employees Inter-
national Union, AFL-CIO, and the Teaneck/Hackensack
Supportive Staff Association are labor organizations
within the meaning of Section 2(5) of the Act.
3. Respondent has not engaged in the unfair labor
practices alleged in the complaint.
[Recommended Order for dismissal omitted from pub-
lication.]
734