268 NLRB 311
Engineers & Scientists Guild (Lockheed-California)
ENGINEERS & SCIENTISTS GUILD (LOCKHEED-CALIFORNIA)
Engineers and Scientists Guild (Lockheed-California
Company, a Division of Lockheed Corporation)
and Cecil R. Anderson and Fred Strunk and
Emile F. Skaaf and C. L. Crockett Jr. and
Norman Pedersen and Edmund J. Talbott and
C. Ralph Riege and C. L. Crockett, Jr. and
Norman Pedersen. Cases 31-CB-4079, 31-CB-
4083, 31-CB-4090, 31-CB-4092, 31-CB-4120,
31-CB-4170, and 31-CB-4247
25 November 1983
DECISION AND ORDER
BY CHAIRMAN DOTSON AND MEMBERS
ZIMMERMAN AND HUNTER
On 14 October 1982 Administrative Law Judge
Roger B. Holmes issued the attached decision. The
Respondent filed exceptions and a supporting brief,
and Charging Party C. Ralph Riege filed an excep-
tion and a brief answering Respondent's brief.
The National Labor Relations Board has delegat-
ed its authority in this proceeding to a three-
member panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has
decided to affirm the judge's rulings, findings, and
conclusions and to adopt the recommended Order
as modified.
Article XIII, section 2, subsection C, of the
Union's' constitution provides:
No withdrawals from membership shall be
considered from the time a work stoppage is
authorized until it is terminated.
Recently, in Pattern Makers (Rockford-Beloit), 265
NLRB 1332 fn. 7 (1982), the Board found expunc-
tion of a similar constitutional provision2 to be an
"inappropriate" remedy for unfair labor practices
similar to those found by the judge in this case.
However, upon further consideration, we find that
the mere maintenance of such a constitutional pro-
vision restrains and coerces employees, who may
be unaware of the provision's unenforceability,
from exercising their Section 7 rights. Its effect is
analogous to the effect of an employer's mainte-
nance of an overly broad no-solicitation rule.3 Just
as an employee wishing to hand out union authori-
zation cards at lunchtime may be restrained by the
existence of an overly broad no-solicitation rule, so
I Engineers and Scientists Guild, Lockheed Section.
2 The constitutional provision at issue in Rockford-Beloit provided that
"no resignation or withdrawal from an Association, or from the League,
shall be accepted during a strike or lockout, or at a time when a strike or
lockout appears imminent." Id. at 1332.
3 It is well established that "[t]he mere existence of an overly broad
rule tends to restrain and interfere with employees' rights under the Act
even if not enforced." Stanco, Inc., 244 NLRB 461,. 469 (1979). See also
Custom Trim Products, 255 NLRB 787, 788 (1981)
268 NLRB No. 42
too here employees who wanted to resign from the
Union and return to work during the strike may
have been discouraged from doing so by article
XIII, section 2, subsection C, in the Union's consti-
tution. Therefore, we order the Union to expunge
this provision from its constitution.4
See Elevator
Constructors Local 8 (San Francisco Elevator), 243
NLRB 53 (1979) (ordering expunction of a union
bylaw which required payment of fines and assess-
ments prior to dues).
ORDER
The National Labor Relations Board adopts the
recommended
Order of the administrative
law
judge as modified below and orders that the Re-
spondent, Engineers and Scientists Guild, Burbank,
California, its officers, agents, and representatives,
shall take the action set forth in the Order as modi-
fied.
1. Insert the following as paragraph l(a) and re-
letter the subsequent paragraphs.
"(a) Maintaining in its constitution article XIII,
section 2, subsection C, which provides: 'No with-
drawals from membership shall be considered from
the time a work stoppage is authorized until it is
terminated."'
2. Insert the following as paragraph 2(a) and re-
letter the subsequent paragraphs.
"(a) Expunge from its constitution article XIII,
section 2, subsection C.
3. Substitute the attached notice for that of the
administrative law judge.
4 According to the parties' stipulation of facts, the Union only repre-
sents the unit of Lockheed employees involved in this case. As this one
unit is clearly under the Board's jurisdiction, the Union cannot claim as a
defense to the expungement remedy that its constitutional provision is ca-
pable of valid application in units outside the Board's jurisdiction.
APPENDIX
NOTICE TO EMPLOYEES AND MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT restrain or coerce employees and
members in the exercise of the rights guaranteed
them in Section 7 of the National Labor Relations
Act by maintaining in our constitution article XIII,
section 2, subsection C, which provides: "No with-
drawals from membership shall be considered from
the time a work stoppage is authorized until it is
terminated."
WE WILL NOT restrain or coerce employees in
the exercise of the rights guaranteed them in Sec-
tion 7 of the National Labor Relations Act by insti-
311
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
tuting, prosecuting, and enforcing by the imposi-
tion of court-collectible fines internal union disci-
plinary proceedings against employees of Lock-
heed-California Company, a Division of Lockheed
Corporation, who resigned their union member-
ship, where the entire amount of the fines, or por-
tions thereof, is attributable to the employees' pos-
tresignation crossing of the Union's picket line.
WE WILL NOT in any like or related manner re-
strain or coerce employees in the exercise of the
rights guaranteed them in Section 7 of the National
Labor Relations Act.
WE WILL expunge article XIII, section 2, subsec-
tion C, from our constitution.
WE WILL rescind the fines, or portions thereof,
levied against those employees of the Employer
who resigned their union membership, where the
entire amount of the fines, or portions thereof, is
attributable to the employees' postresignation cross-
ing of the Union's picket line.
WE Wlll reimburse any employee who has al-
ready paid such a fine described above for the
amount of the fine, or portion thereof, he paid
which is attributable to his postresignation crossing
of the Union's picket line, and WE WIl.L pay the
employee appropriate interest on such money.
WE WILL expunge from the Union's records and
files any reference to the fines, or portions thereof,
as described above, which are attributable to the
employees' postresignation crossing of the Union's
picket line, and WE WItl. notify the employees, in
writing, that this has been done.
ENGINEERS AND SCIENTISTS GUILD
DECISION
ROGER B. HOILMES, Administrative Law Judge: The
unfair labor practice charge in Case 31-CB-4079 was
filed on February 10, 1981, by Cecil R. Anderson. The
unfair labor practice charge in Case 31-CB-4083 was
filed on February 13, 1981, by Fred Strunk. The unfair
labor practice charge in Case 31-CB-4090 was filed on
February 18, 1981, by Emile F. Skaff. The unfair labor
practice charge in Case 31-CB-4092 was filed on Febru-
ary 18, 1981, by C. L. Crockett Jr. and Norman Peder-
sen. The unfair labor practice charge in Case 31-CB-
4120 was filed on March 6, 1981, by Edmund J. Talbott.
The unfair labor practice charge in Case 31-CB-4170
was filed on April 22, 1981, by C. Ralph Riege. That
charge was amended on May 14, 1981, by Riege. The
unfair labor practice charge in Case 31-CB-4247 was
filed on June
16,
1981, by C. L. Crockett Jr. and
Norman Pedersen.
The issues which are presented for decision in this
proceeding are encompassed within the General Coun-
sel's amended order consolidating cases, amended con-
solidated complaint and notice of hearing, which was
issued on February 25, 1982, and Respondent's answer to
the amended consolidated complaint. (See G.C. Exhs.
I(z) and I(bb).) The General Counsel alleges that the En-
gineers and Scientist Guild has engaged in unfair labor
practices within the meaning of Section 8(b)(1)(A) of the
Act.
The trial was held on April 26, 1982, at Los Angeles,
California. The due date for the filing of posttrial briefs
was extended to June 22, 1982.
FINDINGs 01 FACT
I. JURISDICTION
The jurisdiction of the Board over the business oper-
ations of the Lockheed-California Company, a Division
of Lockheed Corporation, is not in issue in this proceed-
ing. The employer is engaged in business as an aircraft
and aircraft parts manufacturer, and it has an office and
place of business located at Burbank, California. The em-
ployer meets the Board's direct outflow jurisdictional
standard.
1I. THE EVENTS INVOI.VED IN 1THIS PROCEEI)ING
The attorneys for all the parties in this proceeding are
to be commended for their efforts prior to the trial to
arrive at numerous stipulations of fact. Their diligence
resulted in a comprehensive "Stipulation of Facts" which
was introduced into evidence as Joint Exhibit 1. The pre-
trial work of the attorneys saved all the parties consider-
able time and expense by narrowing the issues in litiga-
tion and by significantly shortening the time scheduled
for the trial.
Rather than paraphrasing the precisely worded stipula-
tions on which the parties were able to come to agree-
ment, I will set forth below the major portion of their
stipulations as reflected in Joint Exhibit 1. I will com-
mence with paragraph 4 of the document because para-
graphs I through 3 pertain to the filing and service of
the unfair labor practice charges and also pertain to com-
merce facts regarding the employer-both of which sub-
jects have already been covered. In addition, the numer-
ous attachments to the parties' stipulations will not be set
forth here. However, attachments A through N are, of
course, in evidence for review by those who have a need
to do so. Those attachments have been considered, but
they are too voluminous to set forth here. The parties
agreed upon the following stipulations as set forth in
Joint Exhibit I and beginning with paragraph 4:
4. (a) Respondent is now, and has been at all
times material herein, a labor organization within
the meaning of Section 2(5) of the Act.
(b) Respondent has been in existence since 1943.
(c) Respondent executed its first collective-bar-
gaining agreement with the Employer in 1945, and
Respondent and the Employer have been parties to
successive
collective-bargaining
agreements
since
then until the expiration of the collective-bargaining
agreement referred to below in subparagraph 6(a).
(d) Respondent is, and has been at all times mate-
rial herein, the exclusive collective-bargaining rep-
312
ENGINEERS & SCIENTISTS GUILD (LOCKHEED-CALIFORNIA)
resentative of certain employees of the Employer
only.
5. At all times material herein, the following
named persons occupied the positions set forth op-
posite their respective names, and have been, and
are now, agents of Respondent, acting on its behalf,
within the meaning of Section 2(11) of the Act:
Richard P. Cappelletti-President;
Jack Lentz-
Secretary-Treasurer.
6. (a) At all times material herein, Respondent
has been the exclusive representative for the pur-
poses of collective bargaining of the employees in
the unit described below, and by virtue of Section
9(a) of the Act, has been, and is now, the exclusive
representative of all the employees in said unit for
the purposes of collective bargaining with respect
to rates of pay, wages, hours of employment, and
other terms and conditions of employment. The ap-
propriate collective bargaining unit is as set forth in
the expired
collective-bargaining
agreement
be-
tween the Employer and Respondent, whose effec-
tive date is January 19, 1978, herein the 1978-1980
agreement, at Article VII, Section 2, pages 71-84.
Attached hereto as Exhibit A is a true copy of the
1978-1980 agreement.
(b) On or about January 15, 1981, the Employer
and Respondent entered into a collective-bargaining
agreement, herein the current agreement, whose ef-
fective date is January 15, 1981, and which covers
the employees of the employer in the appropriate
unit. Attached hereto as Exhibit B is true copy of
the current agreement.
(c) The 1978-1980 agreement contained, and the
current agreement contains, provisions requiring
maintenance-of-membership in Respondent as a con-
dition of employment. (See Art. 11, Sec. 7 in Exhs.
A and B.)
(d) During the period from the expiration of the
1978-1980 agreement through January 14, 1981, in-
clusive, hereinafter called the hiatus period, there
was no collective-bargaining agreement in effect be-
tween Respondent and the Employer.
7. (a) On or about October 26, 1980, at general
membership meetings of Respondent, a strike au-
thorization vote was taken and a strike against the
Employer was authorized, if necessary to secure
economic demands. On November 9 and 16, 1980,
at membership meetings, Respondent's members re-
jected the Employer's contract proposals. On No-
vember 11, 1980, pursuant to Article 1, Section 2A
of the 1978-1980 agreement, Respondent gave the
Employer a 5-day notice to terminate said agree-
ment.
(b) From about 12:01 a.m. on or about November
17, 1980, through on or about January 14, 1981, in-
clusive, certain employees of the Employer, repre-
sented by Respondent for purposes of collective
bargaining, pursuant to the work stoppage authori-
zation
mentioned
above
in
subparagraph
7(a),
ceased work concertedly and commenced and main-
tained an economic strike against the Employer and
established and maintained picket lines at certain of
the Employer's facilities in support of Respondent's
economic demands.
(c) During the strike referred to above in sub-
paragraph 7(b) certain bargaining unit employees of
the Employer who have been members of Respond-
ent before the strike abandoned the strike and either
continued to work for the Employer throughout the
strike or returned to work for the Employer at
some time during the strike after the start thereof.
Approximately 445 of the employees who aban-
doned the strike sent letters by mail to Respondent
which letters were received by Respondent during
the strike and which letters stated a clear intent to
resign from membership in Respondent. Attached
hereto as Exhibit C is a list of the approximately
445 said employees who, according to Respondent's
regular business records, sent letters of resignation
to Respondent, indicating in the column captioned
"Resignation Letters" the dates of said letters: and
indicating in the column captioned "date rec." the
dates on which Respondent received said letters ac-
cording to Respondent's regular business records,
and indicating in the column captioned "cr. pk.
line" the dates on or about which said employees
crossed Respondent's picket line as alleged in the
respective internal union charges. Attached hereto
as Exhibit D is a list of the same employees indicat-
ing the dates on which said employees returned to
work according to the Employer's regular business
records, which list has not been furnished to the
date of this stipulation.
(d) Respondent had never engaged in a strike
against the Employer prior to November 17, 1980.
8. (a) At all times material herein, Respondent
has maintained in force and effect a set of internal
rules, termed the Constitution, Engineers and Scien-
tists Guild, Lockheed Section, herein called the
constitution. Attached hereto as Exhibit E is a true
copy of said constitution revised as of January 14,
1980. Said revised constitution was in effect at all
times material after January 14, 1980, until February
9, 1981.
(b) At all times material herein Respondent's con-
stitution referred to above in subparagraph 8(a) in-
cluded a provision at Article III, Section 7, con-
cerning termination of membership, in the following
language:
A member may terminate by written resignation
sent to the Guild office by registered or certified
mail and upon payment of all monies due the
Guild subject to and consistent with Guild securi-
ty and membership provisions as are currently in
effect in Agreements between the Guild and the
terminating member's employer. The Guild shall
be empowered and reserves the right to collect
all dues and/or assessments owing the Guild by
members or delinquent members in accordance
with the provisions of current agreements be-
tween the Guild and the member's employer
and/or courts of law having proper jurisdiction.
Any member may have his membership terminat-
313
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ed in accordance with Article VIII (Internal Dis-
icipline) of this Constitution.
(c) At all times material herein, Respondent's
constitution referred to above in subparagraph 8(a),
included a provision, at Article XIII, Section 2, sub-
section
C, concerning
membership withdrawals
during a work stoppage, in the following language:
No withdrawals from membership shall be con-
sidered from the time a work stoppage is author-
ized until it is terminated.
This provision has been in the Respondent's consti-
tution since at least March 23, 1959.
(d) With the exception of the constitutional pro-
visions referred to above in subparagraphs 8(b) and
8(c), there were no written rules, resolutions, or
policies of Respondent concerning resignation of
membership in Respondent during the hiatus period
between collective-bargaining agreements.
9. In response to the letters of resignation re-
ferred to above in subparagraph 7(c), Respondent,
within a few days of receiving said letters, sent to
the employees tendering said letters a form letter in
effect rejecting the tendered resignation as being
contrary to the provision of Respondent's constitu-
tion referred to above in subparagraph 8(c). At-
tached hereto as Exhibit F is a true copy of one of
said letters of response.
10. (a) On or about April 14, 1981, and continu-
ing thereafter to date, Respondent instituted, pros-
ecuted, and enforced by imposition of court-collect-
ible fines, internal union disciplinary proceedings
against the employees who abandoned the strike as
set forth above in subparagraph
7(c), including
those from whom Respondent had received letters
of resignation as set forth above in said subpara-
graph. Attached hereto as Exhibit G is a true copy
of a form charge sent to said employee. Attached
hereto as Exhibit H is a true copy of a form notice
of hearing sent to said employees on said charges.
Attached hereto as Exhibits 1, J and K are true
copies of form letters notifying emplyees of the re-
sults of said hearings and disciplinary action. At-
tached hereto as Exhibit L is a list of the results of
the disciplinary proceedings, indicating the amounts
of the fines imposed, if any, according to Respond-
ent's regular business records.
(b) On or about December 5, 1980, at a Special
Membership meeting of Respondent, a resolution
was passed concerning the fining of members for
crossing Respondent's picket lines during the strike
referred to above in subparagraph 7(b). Attached
hereto as Exhibit M is a true copy of a report of the
same date by Respondent's president setting forth
that resolution.
(c) One of the factors considered by Respond-
ent's Hearing Officers in setting the amounts of the
fines referred to above in subparagraph 10(a) was
the length of time worked for the struck Employer
by the respective employees during the strike re-
ferred to above in subparagraph 7(b).
(d) Respondent has made no attempt to collect
the fines assessed as described above in subpara-
graph 10(a); however, Respondent has not with-
drawn or expunged its letters notifying the employ-
ees involved of the assessment of said fines.
11. (a) Attached hereto as Exhibit N is a docu-
ment entitled "Burbank Membership Before and
After Escape Periods" prepared by Respondent
from its regular business records. The column enti-
tled "CONTRACT" reflects the terms of applicable
collective-bargaining agreements from October 1965
to the present between Respondent and the Em-
ployer. The column entitled "End escape period"
reflects respectively the final day of the approxi-
mately 15-day escape period in each successive con-
tract since October 1965 pursuant to the respective
maintenance-of-membership provisions therein. The
column entitled "# escapees" indicates the numbers
of employees who "escaped" by resigning during
the respective contractual escape periods.
The
column entitled "Membership BEFORE"
indicates
Respondent's membership prior to the respective
escape periods. The column entitled "Membership
AFTER" indicates Respondent's membership after
the respective escape periods. The column entitled
"# In Jurisdiction" indicates the size of the bargain-
ing unit. The column entitled "Membership Per-
centage After" indicates the percentage of bargain-
ing unit employees who were members of Respond-
ent immediately after the respective escape periods.
(b) On November 16, 1980 Respondent's mem-
bership at Lockheed-California Company was 1569
in a bargaining unit of 2788.
12. This Stipulation of Facts is entered into by
the parties of this proceeding for the purpose of this
proceeding only. No party hereto waives any objec-
tion it may have as to the relevance or materiality
of any of the facts stated herein or the exhibits
hereto. All exhibits are submitted in duplicate here-
with.
Richard Paul Cappelletti has been the president of the
Union since July 6, 1977. He was one of the two persons
who testified at the trial. Both of those persons gave
credible testimony with regard to the matters about
which each one testified.
According to Cappelletti, over 800 persons attended
the union meeting which was held on October 26, 1980.
(See par. 7(a) of the parties' stipulation quoted above.)
At that union meeting, a strike authorization vote was
taken by secret ballot. According to the election commit-
tee findings furnished to Cappelletti after that meeting,
approximately 95 percent of the persons present voted in
favor of authorizing a strike.
At the two separate meetings held by the Union on
November 9, 1980, approximately 935 attended one of
those meetings and over 100 additional people attended
the other meeting that day. The results of those union
meetings also were furnished to Cappelletti who testified
that 99 percent of the persons present voted by secret
314
ENGINEERS & SCIENTISTS GUILD (LOCKHEED-CALIFORNIA)
ballot to reject the Company's contract proposals. At the
union meeting held on November 16, 1980, approximate-
ly 1,000 people attended, and about 90 percent of those
persons voted by secret ballot to reject the Company's
contract offer at that time. (In this connection, see par.
7(a) from the parties' stipulation.) Cappelletti is the one
who sent the "5-day notice" letters from the Union to
the Company with regard to the termination of the con-
tract. (See par. 7(a) from the parties' stipulation and also
Attachment A to Jt. Exh. 1.)
With regard to paragraph 7(c) of the parties' stipula-
tion, and Attachment D in particular, the limitations on
the information set forth in that attachment, as agreed to
by the parties, should be noted. (In this connection, see
Tr. pp. 14-16.)
Introduced into evidence as Respondent's Exhibit I
was a compilation of data from the Union's records with
regard to the point in time when the members, who at-
tempted to resign during the strike, had originally joined
the union. (The figures, however, total 435 people, rather
than 445.) The compilation does not necessarily mean
that a person had continuous membership in the Union
from the first time he became a member, because a
person may have resigned at one time and then subse-
quently rejoined the union. Respondent's Exhibit I re-
flects the following data:
MEMBERSHIP HISTORY OF THOSE WHO ATTEMPTED
TO RESIGN DURING STRIKE
TIME PERIOD IN WHICH FIRST JOINED
From
Aug. 1, 1980
Jan. 1, 1980
Nov. 17, 1979
Aug. 1, 1978
Jan. 1, 1978
Jan. 1, 1975
Jan. 1, 1972
Jan. 1, 1969
Jan. 1, 1966
More than
To
Number
Nov. 17, 1980
July 31, 1980
Dec. 31, 1979
Nov. 16, 1979
July 31, 1978
2 contracts
3 contracts
4 contracts
5 contracts
6 contracts
48
80
3
84
8
30
38
43
46
55
The parties also stipulated at the trial that most of the
letters of resignation were sent by certified mail or by
registered mail. However, the Union does not contest
any of the letters on the ground that the letters were not
sent either by certified mail or by registered mail.
At the time of the trial, C. Ralph Riege was employed
by the Lockheed-California Company in the job classifi-
cation of design specialist-senior. Riege has both a bache-
lor's and a master's degree in engineering, and he has
been an engineer for approximately 25 years. Riege testi-
fied that he was faimilar with statistical correlations, that
he knew how to determine such correlations, and that in
the past he had made such statistical correlations.
Introduced into evidence as General Counsel's Exhibit
2 was a graph which depicts the analysis made by Riege
of his examination of Attachments C and L to Joint Ex-
hibit 1. Attachment C to that exhibit is a list of the
names of employees who sent letters of resignation to the
Union during the strike, the dates on those letters, the
dates the letters were received by the Union, and the
dates on which the employees initially crossed the
union's picket line, as alleged in the Union's internal
charges against the employees. Attachment L is a list of
the names of the employees who were fined by the
Union, the amounts of their fines, the amount of the fine
which was suspended, the amount of the fine remaining
due, and whether the fine had been waived.
In making his analysis, Riege said, "We used every
employee's data on the list, no outside names and no de-
letions, except when they said 'zero'." If there was an X
in the first column of Attachment L to Joint Exhibit 1,
that designation meant that the union's fine had been
waived. Riege did not include those persons in his analy-
sis. In Riege's opinion, the number of persons in that cat-
egory was so small that it would not "appreciably"
affect the outcome of his compilation. Riege further ex-
plained the method he used in his analysis as follows:
Since I had two lists, one with the dates and one
with the fines, I had to put those two lists together.
The two lists had exactly the same names, the same
number of people.
So, I took the date that was indicated as crossing
the line, and by using a calendar, put down in the
next column the number of days that that person
crossed-working days-that person crossed the
line. I did exclude weekends and holidays.
And in the next column after that, I put in just
the number of fines exactly as it was on the
second-I believe evidence (1), or Exhibit (1).
So, I had the number of working days crossed
and the fines. And I plotted that first. And that
gave us a visual indication of what had happened.
Then I took the mathematical mean, by taking this
RMS-root mean square-mean of all the figures
by the-I lumped it by the weeks.
In other words, there were seven weeks of a
strike, and therefore, those people that crossed for
seven weeks, were lumped in that seven weeks.
Those that crossed only for six weeks, were lumped
in the six weeks.
A line showed up that was definitely a linear re-
gression that showed that there was about a $350
fine that was applied to everybody, and then about
a $54 or $55 fine per week that they crossed the
line.
Riege also explained:
If you look at the calendar, you will find ten
days around Christmas and New Years that were
left out, and a couple of extra days of Thanksgiving.
And I said those were working days, sir. There
were seven weeks of working days.
In other words, I used the total number of days,
and you will find there are 33 working days that we
either crossed or didn't.
315
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
111. CONCLUSIONS
Subsequent to the time of the trial and the time for
filing posttrial briefs, the Board issued on September 10,
1982, its decision in Machinists Local 1327 (Dalmo
Victor), 263 NLRB 984 (1982). In part, the Board held in
that case (at 986):
Clearly then, the Supreme Court's remarks in
Granite State [NLRB v. Granite State Joint Board,
Textile Workers Local 1029 (Intl. Paper Box Machine
Co.), 409 U.S. 213 (1972)], read in conjunction with
the Scofield [Scofield et al. v. NLRB, 394 U.S. 423
(1969)] requirement that union members must be
free to leave the union and escape the rule, lead in-
escapably to the conclusion that a member's right to
resign from a union applies both to strike and non-
strike situations.' 9 We hold today that a union rule
which limits the right of a union member to resign
only to nonstrike periods constitutes an unreason-
able restriction on a member's Section 7 right to
resign.
1' Indeed, the Board in Ex-Cell-O [Auto Workers Local 1384
(Ex-Cell-O Corp.), 227 NLRB 1045 (1977)] found unenforceable a
union rule that, inter alia, accorded no weight to the competing
considerations which might have necessitated the resignation of
members during a strike.
Applying the rationale and the holding of the Board in
the Dalmo Victor supplemental decision to the present
case, I conclude that the Respondent Union's constitu-
tional provision in article XIII, section 2, subsection C.
which provides, "No withdrawals from membership shall
be considered from the time a work stoppage is author-
ized until it is terminated," is an unreasonable restriction
on a union member's Section 7 right to resign from the
union. In accord with the Board's supplemental decision
in Dalmo Victor, I further conclude that the Union's
"constitutional provision as a restriction on resignation is
unenforceable." (Id. at 987). The Board's "general rule"
(ibid.) in Dalmo Victor would not be applicable to the
facts in this case since the limitation placed by the union
here was not "applicable during both strike and nonstrike
periods." Id. at 986-987.)
As paragraph 9 of Joint Exhibit I and Attachment F
thereto make clear, the basis for the Union's rejection of
the resignations tendered by the employees involved in
this proceeding was the Union's constitutional provision
noted above and in paragraph 8(c) of Joint Exhibit 1. In
view of the Board's holding in Dalmo Victor, I conclude
that the resignations of the employees involved herein
were valid when those resignations were received by the
Union.
In connection with the foregoing, I have considered
the fact that the maintenance-of-membership provisions
in the prior collective-bargaining agreement between the
company and the Union precluded resignations from
union membership at the times material herein until No-
vember 17, 1980. The "escape period" of the prior col-
lective-bargaining agreement occurred long before the
events pertaining to the resignations involved in this pro-
ceeding. Thus, insofar as this proceeding is concerned,
until the termination of the prior collective-bargaining
agreement on November 16, 1980, the maintenance-of-
membership provisions precluded resignation from the
Union until that contract expired. Even though a strike
was authorized on October 26, 1980, the maintenance-of-
membership provisions of the prior collective-bargaining
agreement continued in effect until November 17, 1980.
Thereafter, from November 17, 1980, through January
14, 1981, there was what was referred to in the parties'
stipulation as a "hiatus period" when no collective-bar-
gaining agreement was in existence between the Compa-
ny and the Union. (See pars. 6(d) and 7(b) of Jt. Exh. 1.)
Therefore, there were was no contractual maintenance-
of-membership provisions to bar resignations from union
membership during that "hiatus period." The new and
current collective-bargaining
agreement between the
Company and the Union became effective on January 15,
1981, and it also has maintenance-of-membership provi-
sions.
I have also considered the fact that certain union
members had opportunities in past years to resign from
union membership. (See Resp. Exh. 1, paragraph 11(a),
and Attachment N to Jt. Exh. 1.) Nevertheless, in view
of the Board's holding in its Dalmo Victor supplemental
decision, I conclude that the Union's constitutional limi-
tation on resignations noted above is unenforceable in
these circumstances because the constitutional provision
is limited to the period from when a strike is authorized
until the strike is terminated.
Since I have concluded that the employees' resigna-
tions from union membership, as described in this pro-
ceeding, were valid resignations, I turn now to a consid-
eration of the Union's actions with regard to those em-
ployees who tendered their resignations during what has
been referred to above as the "hiatus period" when there
was no contract to bar such resignations. Although the
internal union charges allege the initial crossing of the
Union's picket line by the employees involved, I con-
clude that the fines here were not based simply on the
employees' initial crossing of the picket line, and that
multiple crossings were not regarded as a single crossing
as in Carpenters (Campbell Industries), 243 NLRB 147
(1979). In this connection, I have considered the Decem-
ber 5, 1980, resolution of the union membership which
reveals that the "sense" of the union was "that each and
every one of the members crossing the picket line should
be fined in the amount of not more than 80% of the
wages received from the Lockheed-California Company
during the strike" (See par. 10(b) of Jt. Exh. I and At-
tachment M thereto.) In addition, one of the factors con-
sidered by the Union's hearing officers, who set the
amounts of the fines, was the length of time worked by
the employees during the strike. (See par. 10(c) of Jt.
Exh. 1.) When the analysis made by Charging Party
Riege is considered in the context of the foregoing facts,
his statistical analysis is persuasive that the Union's fines
were not levied just for the initial crossing of the Union's
picket line. (See G.C. Exh. 2.) I1 conclude that Riege has
given a reasonable basis for his analysis for the purpose
of this proceeding. Thus, he used the data for those per-
sons against whom fines were actually levied, and he
used the original amounts of those fines. Also, Riege
316
ENGINEERS & SCIENTISTS GUILD (LOCKHEED-CALIFORNIA)
used working days in his analysis, as distinguished from
calendar days. Especially in view of the holiday period
which occurred during the strike, Riege's basis for his
analysis seems to be reasonable. I have considered Re-
spondent's argument that the amounts of the fines could
have a relationship to the timing of the crossing of the
Union's picket line. Respondent urges that an early
crossing of the Union's picket line would be more dam-
aging to the strike effort than a later crossing would be.
The attorney for Respondent urges that, "the logical cor-
ollary of this rule is that the earlier an employee re-
turned to work during the strike, the greater damage that
is done to Respondent's stike effort." (See the Resp.
posttrial br. at 15. See also pp. 7-8 and 32.) Nevertheless,
in view of the December 5, 1980, resolution, the fact that
one of the factors considered by the Union's hearing offi-
cers was the length of time worked by employees during
the strike, and Riege's statistical analysis referred to
above, I conclude that the fines were not levied just for
the employees' initial crossing of the union's picket line.
In view of the foregoing, I conclude that the General
Counsel and the Charging Parties have established by a
preponderance of the evidence that Respondent Union
has engaged in unfair labor practices within the meaning
of Section 8(b)(1)(A) as alleged in the General Counsel's
amended consolidated complaint. In these circumstances
I conclude that the employees involved herein fall into
three categories: (I) those employees who returned to
work for the employer during the strike after their resig-
nations from union membership had been received by the
Union; (2) those employees who returned to work for
the employer during the strike on the same day that their
resignations from union membership were received by
the Union; and (3) those employees who returned to
work for the employer during the strike prior to the time
their resignations from union membership were received
by the Union, and they continued to work for the em-
ployer after their resignations from union membership
had been received. As to those employees in category
one, I conclude the entire amount of the Union's fine
should be rescinded. As to those employees in category
two, I conclude that the portion of the Union's fine at-
tributable to the time after their first day of work should
be rescinded. (See Electrical Workers UE, Local 1012
(General Electric Co.), 187 NLRB 375 (1970).) As to
those employees in category three, I conclude that only
the portion of the Union's fine which is attributable to
the employees' postresignation crossing of the Union's
picket line should be rescinded.
CONCLUSIONS OF LAW
1. The Lockheed-California Company, a Division of
Lockheed Corporation, is an employer engaged in com-
merce within the meaning of Section 2(6) and (7) of the
Act.
2. The Respondent Union is a labor organization
within the meaning of Section 2(5) of the Act.
3. The Respondent Union has engaged in unfair labor
pactices within the meaning of Section 8(b)(l)(A) of the
Act by restraining and coercing employees in the exer-
cise of the rights guaranteed them in Section 7 of the
Act by on or about April 14, 1981, and continuing there-
after, instituting, prosecuting, and enforcing by the impo-
sition of court-collectible fines internal union disciplinary
proceedings against employees of the employer, who re-
signed their union membership, where the entire amount
of the fines, or portions thereof, are attributable to the
employees' postresignation crossing of the Union's picket
line.
4. The unfair labor practices described above affect
commerce within the meaning of Section 2(6) and (7) of
the Act.
THE REMEDY
Since I have found that Respondent Union has en-
gaged in unfair labor practices within the meaning of
Section 8(b)(1)(A) of the Act, I shall recommend to the
Board that Respondent be ordered to cease and desist
from engaging in such unfair labor practices.
Paragraph 10(d) of the parties' stipulation, which was
introduced into evidence as Joint Exhibit 1, establishes
that Respondent has made no attempt to collect the fines
involved herein. However, in the event that some em-
ployees may have already paid such fines, without any
effort by the Union to collect the fines, I believe that the
employees should be reimbursed for the money that they
paid with appropriate interest in accordance with Board
formula. Such reimbursement would apply to the fines,
or portions thereof, attributable to the employees' postre-
signation crossing of the Union's picket line.
As indicated earlier in the section of this decision enti-
tled "Conclusions," I found that the employees involved
herein may be placed into three categories. The fines to
be rescinded will be described in the recommended
Order to provide that the amount of the fines, or por-
tions thereof, which are attributable to the employees'
postresignation crossing of the Union's picket line are the
amounts to be rescinded. The actual computations of the
amounts may be more appropriately determined in the
compliance stage.
In light of the Board's decision in Sterling Sugars, 261
NLRB 472 (1982), 1 shall recommend to the Board that a
similar expunction remedy be provided for, but that the
remedy be tailored to fit the circumstances presented
here.
On these findings of fact and conclusions of law and
on the entire record in this proceeding, I issue the fol-
lowing recommended
ORDER "
The Respondent, Engineers and Scientists Guild, Bur-
bank, California, its officers, agents, and representatives,
shall
i. Cease and desist from
(a) Restraining and coercing employees in the exercise
of the rights guaranteed them in Section 7 of the Act by
instituting, prosecuting, and enforcing by the imposition
of court-collectible fines internal union disciplinary pro-
'' If no exceptions are filed as provided by Sec. 102.46 of the Board's
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.
317
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ceedings against employees of the Lockheed-California
Company, a Division of Lockheed Corporation, who re-
signed their union membership, where the entire amount
of the fines, or portions thereof, are attributable to the
employees' postresignation crossing of the Union's picket
line.
(b) In any like or related manner restraining or coerc-
ing employees in the exercise of the rights guaranteed
them in Section 7 of the Act.
2. Take the following affirmative action which is
deemed necessary in order to effectuate the policies of
the Act.
(a) Rescind the fines, or portions thereof, levied
against those employees of the Lockheed-California
Company, a Division of Lockheed Corporation, who re-
signed their union membership, where the entire amount
of the fines, or portions thereof, are attributable to the
employees' postresignation crossing of the Union's picket
line.
(b) In the event that an employee has already paid
such a fine as described above, reimburse that employee
for the amount of the fine he paid, or the portion there-
of, which is attributable to his postresignation crossing of
the Union's picket line, and pay that employee appropri-
ate interest on such money in accord with the Board's
formula regarding interest.
(c) Preserve and, on request, make available to agents
of the Board for examination and copying, all records
which are needed to analyze and determine the amount
of money to be reimbursed to employees who have paid
such fines, if any, and also to determine the amounts of
the fines, or portions thereof, levied against the employ-
ees which are attributable to the employees' postresigna-
tion crossing of the Union's picket line.
(d) After the amounts of the fines, or portions thereof,
attributable to the employees' postresignation crossing of
the Union's picket line have been determined to the
Board's satisfaction, expunge from the Union's records
and files any reference to the fines, or portions thereof,
levied against the employees, which are attributable to
the employees' postresignation crossing of the Union's
picket line, and notify the employees involved, in writing
that this has been done.
(e) Post at its offices in Burbank, California, and at the
Union's meeting location copies of the attached notice
marked "Appendix." 12 Copies of the notice, on forms
provided by the Regional Director for Region 31, after
being signed by the Respondent's authorized representa-
tive, shall be posted by the Respondent immediately
upon receipt and maintained for 60 consecutive days in
conspicuous places including all places where notices to
members are customarily posted. Reasonable steps shall
be taken by the Respondent to ensure that the notices
are not altered, defaced, or covered by any other materi-
al.
(0f) Sign and return to the Regional Director for
Region 31 sufficient copies of the notice for posting by
Lockheed-California Company, a Division of Lockheed
Corporation, if that employer is willing to do so, in con-
spicuous places, including all of the places where the em-
ployer customarily posts notices of its employees.
(g) Notify the Regional Director in writing within 20
days from the date of this Order what steps the Re-
spondent has taken to comply.
12 If this Order is enforced by a Judgment of a United States Court of
Appeals, the words in the notice reading "Posted by Order of the Na-
tional Labor Relations Board" shall read "Posted Pursuant to a Judgment
of the United States Court of Appeals Enforcing an Order of the Nation-
al Labor Relations Board."
318