230 NLRB 707
Georgetown Development and Management Corp.
GEORGETOWN DEVELOPMENT AND MANAGEMENT CORP.
Georgetown Development and Management Corpora-
tion and Local 227, Service Employees Interna-
tional Union, AFLCIO. Case 3-CA-6902
July 8, 1977
DECISION AND ORDER
BY CHAIRMAN FANNING AND MEMBERS
JENKINS AND MURPHY
Upon a charge filed on January 24, 1977, by Local
227, Service Employees International Union, AFL-
CIO, herein called the Union, and duly served on
Georgetown Development and Management Corpo-
ration, herein called the Respondent, the General
Counsel of the National Labor Relations Board, by
the Regional Director for Region 3, issued a
complaint on February 18, 1977, and an amended
complaint on March 9, 1977, against Respondent,
alleging that Respondent had engaged in and was
engaging in unfair labor practices affecting com-
merce within the meaning of Section 8(a)(5) and (1)
and Section 2(6) and (7) of the National Labor
Relations Act, as amended. Copies of the charge,
complaint, and notice of hearing before an Adminis-
trative Law Judge were duly served on the parties to
this proceeding.
With respect to the unfair labor practices, the
complaint alleges in substance that on December 17,
1976, following a Board election in Case 3-RC-6474
the Union was duly certified as the exclusive
collective-bargaining representative of Respondent's
employees in the unit found appropriate; 1 and that,
commencing on or about December 17, 1976, and
more particularly on January 11, 1977, and at all
times thereafter, Respondent has refused, and con-
tinues to date to refuse, to bargain collectively with
the Union as the exclusive bargaining representative,
although the Union has requested and is requesting it
to do so. On February 28, 1977, and March 28, 1977,
respectively, Respondent filed its answer to the
complaint and an amended answer admitting in part,
and denying in part, the allegations in the complaint.
On April 7, 1977, counsel for the General Counsel
filed directly with the Board a Motion for Summary
Judgment. Subsequently, on April 14, 1977, the
Board issued an order transferring the proceeding to
the Board and a Notice To Show Cause why the
General Counsel's Motion for Summary Judgment
should not be granted. Respondent thereafter did not
file a response to Notice To Show Cause.
I official notice is taken of the record in the representation proceeding.
Case 3-RC 6474, as the term "record"
is defined in Secs. 102.68 and
102.69(g) of the Board's Rules and Regulations, Series 8, as amended. See
LTV Electrovstems, Inc., 166 NLRB 938 (1967), enfd. 388 F.2d 683 (C.A. 4,
230 NLRB No. 99
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
Upon the entire record in this proceeding, the
Board makes the following:
Ruling on the Motion for Summary Judgment
In its answer to the complaint, Respondent denies
the validity of the Board's certification of the Union
on the basis of its objections to the election and the
Board's disposition of a determinative challenge to
the ballot of an alleged supervisor in the underlying
representation proceeding. The General Counsel
contends that Respondent is attempting to relitigate
matters considered and determined in the representa-
tion proceeding and that there are no factual issues
remaining for determination in this proceeding. We
agree with the General Counsel.
Review of the entire record, including that in the
representation proceeding in Case 3-RC--6474, dis-
closes that in an election conducted on December 5,
1975, pursuant to a Stipulation for Certification
Upon Consent Election, the tally of ballots revealed
that 11 votes were cast for, and 10 against, the
Union, and that I ballot was challenged. The Union
had challenged the ballot on the ground that the
voter was a supervisor. Both Respondent and the
Union filed timely objections to conduct affecting
the result of the election. The Union's objection
alleged that the employee eligibility list furnished the
Union was incomplete because of the omission of the
name of an eligible voter. Respondent's objection
alleged, in substance, that the Union had failed to
disclose to employees, prior to the election, that the
Union local involved herein had been placed in
trusteeship by the International Union.
After an investigation, the Regional Director issued
on January 9, 1976, a Report on Objections and
Challenged Ballot and Order Directing Hearing on
Challenged Ballot in which he recommended that the
objections be overruled in their entirety and directed
a hearing to resolve the issues raised by the
challenged ballot. Respondent filed timely excep-
tions to the Regional Director's report on objections
and a brief in support of its exceptions in which it
contended that the election should be set aside on the
basis of its objections regarding the imposition of a
trusteeship upon the union local and requested a full
hearing on its objections. On April 26, 1976, the
Board issued a Decision and Order Directing
Hearing in which it adopted the findings, conclu-
1968); Golden Age Beverage Co., 167 NLRB 151 (1967), enfd. 415 F.2d 26
(C.A. 5, 1969). Inrertspe Co. v. Penello, 269 F.Supp. 573 (D.C.Va.. 1967):
Follettrr Corp., 164 NLRB 378 (1967). enfd. 397 F.2d 91 (C.A. 7. 1968); Sec.
9(d) of the NLRA, as amended.
707
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
sions, and recommendations of the Regional Direc-
tor and directed a hearing only to receive evidence
on the alleged supervisory status of the challenged
voter.
After a hearing, on June 2, 3, 10 and 11, 1976, in
which all parties participated, the Hearing Officer
issued a report on the challenged ballot in which he
concluded that the challenged voter is a supervisor
within the meaning of Section 2(11) of the Act and in
which he recommended that the challenge to the
ballot of the voter involved be sustained, that the
challenged ballot not be opened, and that a certifica-
tion of representative issue. Respondent filed timely
exceptions to the Hearing Officer's report and a
supporting brief in which it contended, in substance,
that the Hearing Officer erred in his interpretation of
the testimony presented at the hearing and improper-
ly recommended that the challenge be sustained. The
Board, in a Decision and Certification of Represen-
tative of December 17,
1976 (227 NLRB 381),
adopted the recommendations of the Hearing Officer
and certified the Union. It thus appears that
Respondent has raised no issue not previously
considered and determined by the Board.
It is well settled that in the absence of newly
discovered or previously unavailable evidence or
special circumstances a respondent in a proceeding
alleging a violation of Section 8(a)(5) is not entitled
to relitigate issues which were or could have been
litigated in a prior representation proceeding. 2
All issues raised by the Respondent in this
proceeding were or could have been litigated in the
prior representation proceeding, and the Respondent
does not offer to adduce at a hearing any newly
discovered or previously unavailable evidence, nor
does it allege that any special circumstances exist
herein which would require the Board to reexamine
the decision made in the representation proceeding.
We therefore find that the Respondent has not raised
any issue which is properly litigable in this unfair
labor practice proceeding. We shall, accordingly,
grant the Motion for Summary Judgment.
On the basis of the entire record, the Board makes
the following:
FINDINGS OF FACT
I. THE BUSINESS OF THE RESPONDENT
Respondent, a wholly owned subsidiary of Cald-
well Development Corporation, is a New York
corporation with its principal office and place of
business in Williamsville, Ncw York, where it is
engaged
in the business of providing property
2 See Pittsburgh Plare Glass Co. v. N.L.R.B., 313 U.S. 146, 162 (1941);
Rules and Regulations of the Board, Secs. 102.67(f) and 102.69(c).
management, maintenance
services, and related
services for apartment complexes owned jointly by
Caldwell Development Corporation and Mader
Corporation. The apartment complexes under Re-
spondent's management are situated in the States of
New York and Michigan.
During the past 12 months the total gross volume
of business of all apartment complexes managed by
Respondent exceeded $500,000. During the same
period Respondent purchased carpeting and appli-
ances valued in excess of $2,000 from manufacturers
located outside the State of New York for use in the
New York State complexes under its management
and these goods were shipped to Respondent directly
from outside New York State.
We find, on the basis of the foregoing, that
Respondent is, and has been at all times material
herein, an employer engaged in commerce within the
meaning of Section 2(6) and (7) of the Act, and that
it will effectuate the policies of the Act to assert
jurisdiction herein.
11. THE LABOR ORGANIZATION INVOLVED
Local 227, Service Employees International Union,
AFL-CIO, is a labor organization within the mean-
ing of Section 2(5) of the Act.
111. THE UNFAIR LABOR PRACTICES
A.
The Representation Proceeding
1. The unit
The following employees
of the Respondent
constitute a unit appropriate for collective-bargain-
ing purposes within the meaning of Section 9(b) of
the Act:
All painters, maintenance people, landscapers
and cleaning people employed by the Respon-
dent, excluding all office clerical employees,
professional employees, other employees, guards,
and supervisors as defined in the Act.
2.
The certification
On December 5, 1975, a majority of the employees
of Respondent in said unit, in a secret ballot election
conducted under the supervision of the Regional
Director for Region 3, designated the Union as their
representative for the purpose of collective bargain-
ing with the Respondent. The Union was certified as
the collective-bargaining representative of the em-
ployees in said unit on December 17, 1976, and the
708
GEORGETOWN DEVELOPMENT AND MANAGEMENT CORP.
Union continues to be such exclusive representative
within the meaning of Section 9(a) of the Act.
B.
The Request To Bargain and Respondent's
Refusal
Commencing on or about December 17, 1976, and
more particularly on January 3, 1977, and at all times
thereafter, the Union has requested the Respondent
to bargain collectively with it as the exclusive
collective-bargaining representative of all the em-
ployees in the above-described unit. Commencing on
or about December 17, 1976, and particularly on
January
11,
1977, and continuing at all times
thereafter to date, the Respondent has refused, and
continues to refuse, to recognize and bargain with the
Union as the exclusive representative for collective
bargaining of all employees in said unit.
Accordingly, we find that the Respondent has,
since December
17,
1976, and particularly
on
January 11, 1977, and at all times thereafter, refused
to bargain collectively with the Union as the
exclusive representative of the employees in the
appropriate unit, and that, by such refusal, Respon-
dent has engaged in and is engaging in unfair labor
practices within the meaning of Section 8(a)(5) and
(I) of the Act.
IV. THE EFFECT OF THE UNFAIR LABOR
PRACTICES UPON COMMERCE
The activities of Respondent set forth in section
III, above, occurring in connection with its opera-
tions described in section 1, above, have a close,
intimate,
and substantial
relationship to trade,
traffic, and commerce among the several States and
tend to lead to labor disputes burdening and
obstructing commerce and the free flow of com-
merce.
V. THE REMEDY
Having found that Respondent has engaged in and
is engaging in unfair labor practices within the
meaning of Section 8(a)(5) and (1) of the Act, we
shall order that it cease and desist therefrom, and,
upon request, bargain collectively with the Union as
the exclusive representative of all employees in the
appropriate unit, and, if an understanding is reached,
embody such understanding in a signed agreement.
In order to insure that the employees in the
appropriate unit will be accorded the services of their
selected bargaining agent for the period provided by
law, we shall construe the initial period of certifica-
tion as beginning on the date Respondent commenc-
es to bargain in good faith with the Union as the
recognized bargaining representative in the appropri-
ate unit. See Mar-Jac Poultry Company, Inc., 136
NLRB 785 (1962); Commerce Company d/b/a Lamar
Hotel, 140 NLRB 226, 229 (1962), enfd. 328 F.2d 600
(C.A. 5, 1964), cert. denied 379 U.S. 817 (1964);
Burnett Construction Company, 149 NLRB 1419, 1421
(1964), enfd. 350 F.2d 57 (C.A. 10, 1965).
The Board, upon the basis of the foregoing facts
and the entire record, makes the following:
CONCLUSIONS OF LAW
1. Georgetown Development and Management
Corporation is an employer engaged in commerce
within the meaning of Section 2(6) and (7) of the Act.
2.
Local 227, Service Employees International
Union, AFL-CIO, is a labor organization within the
meaning of Section 2(5) of the Act.
3.
All painters, maintenance people, landscapers
and cleaning people employed by the Respondent,
excluding all office clerical employees, professional
employees, other employees, guards, and supervisors
as defined in the Act, constitute a unit appropriate
for the purposes of collective bargaining within the
meaning of Section 9(b) of the Act.
4.
Since December 17, 1976, the above-named
labor organization has been and now is the certified
and exclusive representative of all employees in the
aforesaid appropriate unit for the purposes of
collective bargaining within the meaning of Section
9(a) of the Act.
5.
By refusing on or about December 17, 1976,
and more particularly on January II11, 1977, and at all
times thereafter, to bargain collectively with the
above-named labor organization as the exclusive
bargaining representative of all the employees of
Respondent in the appropriate unit, Respondent has
engaged in and is engaging in unfair labor practices
within the meaning of Section 8(a)(5) of the Act.
6.
By the aforesaid refusal to bargain, Respon-
dent has interfered with, restrained, and coerced, and
is interfering with, restraining, and coercing, employ-
ees in the exercise of the rights guaranteed to them in
Section 7 of the Act, and thereby has engaged in and
is engaging in unfair labor practices within the
meaning of Section 8(a)(1) of the Act.
7.
The aforesaid unfair labor practices are unfair
labor practices affecting commerce within the mean-
ing of Section 2(6) and (7) of the Act.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board hereby orders that Respondent,
Georgetown Development and Management Corpo-
ration, Williamsville, New York, its officers, agents,
successors, and assigns, shall:
709
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
1. Cease and desist from:
(a) Refusing to bargain collectively concerning
rates of pay, wages, hours, and other terms and
conditions of employment with Local 227, Service
Employees International Union, AFL-CIO, as the
exclusive bargaining representative of its employees
in the following appropriate unit:
All painters, maintenance people, landscapers
and cleaning people employed by the Respon-
dent, excluding all office clerical employees,
professional employees, other employees, guards,
and supervisors as defined in the Act.
(b) In any like or related manner interfering with,
restraining, or coercing employees in the exercise of
the rights guaranteed them in Section 7 of the Act.
2. Take the following affirmative action which
the Board finds will effectuate the policies of the Act:
(a) Upon request, bargain with the above-named
labor organization as the exclusive representative of
all employees in the aforesaid appropriate unit with
respect to rates of pay, wages, hours, and other terms
and conditions of employment, and, if an under-
standing is reached, embody such understanding in a
signed agreement.
(b) Post at its place of business in Williamsville,
New York, copies of the attached notice marked
"Appendix." 3 Copies of said notice, on forms
provided by the Regional Director for Region 3, after
being duly signed by Respondent's representative,
shall be posted by Respondent immediately upon
receipt thereof, and be maintained by it for 60
consecutive days thereafter, in conspicuous places,
including all places where notices to employees are
customarily posted. Reasonable steps shall be taken
by Respondent to insure that said notices are not
3 In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by Order
of the National Labor Relations Board" shall read "Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board."
altered, defaced, or covered by any other material.
(c) Notify the Regional Director for Region 3, in
writing, within 20 days from the date of this Order,
what steps have been taken to comply herewith.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT refuse to bargain collectively
concerning rates of pay, wages, hours, and other
terms and conditions of employment with Local
227, Service Employees International Union,
AFL-CIO, as the exclusive representative of the
employees in the bargaining unit described below.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce our employees
in the exercise of the rights guaranteed them by
Section 7 of the Act.
WE WILL, upon request, bargain with the
above-named Union as the exclusive representa-
tive of all employees in the bargaining unit
described below with respect to rates of pay,
wages, hours, and other terms and conditions of
employment, and, if an understanding is reached,
embody such understanding in a signed agree-
ment. The bargaining unit is:
All painters, maintenance people, land-
scapers and cleaning people employed by
the Respondent, excluding all office clerical
employees, professional employees, other
employees, guards, and supervisors as de-
fined in the Act.
GEORGETOWN
DEVELOPMENT AND
MANAGEMENT
CORPORATION
710