316 NLRB 647
Antioch Building Materials Co.
647
316 NLRB No. 107
ANTIOCH BUILDING MATERIALS CO.
1 We agree with the judge, for the reasons set forth in his decision,
that the Respondent, following the decertification of the Union and
the expiration of the parties’ collective-bargaining agreement, unlaw-
fully repudiated its obligation to arbitrate grievances initiated by the
Union during the term of the collective-bargaining agreement and
prior to decertification. See, e.g., Arizona Portland Cement Co., 302
NLRB 36 (1991); Missouri Portland Cement Co., 291 NLRB 1043,
1044 (1988). We find it unnecessary to rely, however, on the judge’s
citation to Government Employees Local 888 (Bayley-Seton), 308
NLRB 646 (1992).
2 The judge failed to include a narrow cease-and-desist provision
in his recommended Order, and failed to attach to his decision a no-
tice to employees. We shall accordingly modify the judge’s rec-
ommended Order to include a narrow cease-and-desist provision, and
to direct the Respondent to post the attached notice to employees.
3 If this Order is enforced by a judgment of a United States court
of appeals, the words in the notice reading ‘‘Posted by Order of the
National Labor Relations Board’’ shall read ‘‘Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order
of the National Labor Relations Board.’’
Antioch Building Materials Co. and Operating En-
gineers Local Union No. 3, International Broth-
erhood of Operating Engineers, AFL–CIO.
Cases 32–CA–13804
March 9, 1995
DECISION AND ORDER
BY CHAIRMAN GOULD AND MEMBERS STEPHENS
AND BROWNING
On December 23, 1994, Administrative Law Judge
George Christensen issued the attached decision. The
Respondent and the General Counsel filed exceptions
and supporting briefs.
The National Labor Relations Board has delegated
its authority in this proceeding to a three-member
panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has de-
cided to affirm the judge’s rulings, findings,1 and con-
clusions and to adopt the recommended Order as modi-
fied and set forth below.2
ORDER
The National Labor Relations Board orders that the
Respondent, Antioch Building Materials Co., Pittsburg,
California, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Repudiating its agreement to be bound by the ar-
bitration provisions of the 1989–1993 master agree-
ment between Operating Engineers Local Union No. 3
and Associated General Contractors of California, Inc.
and its December 1993 agreement with Local Union
No. 3 to arbitrate the outstanding and unresolved
grievances initiated by Local Union No. 3 against the
Respondent during the term of the aforesaid master
agreement.
(b) In in any like or related manner interfering with,
restraining, or coercing employees in the exercise of
the rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Comply with a renewed request by Local Union
No. 3 to arbitrate the outstanding and unresolved
grievances initiated by Local Union No. 3 against the
Respondent during the term of the aforesaid master
agreement.
(b) Post at its Pittsburg, California facility copies of
the attached notice marked ‘‘Appendix.’’3 Copies of
the notice, on forms provided by the Regional Director
for Region 32, after being signed by the Respondent’s
authorized representative, shall be posted by the Re-
spondent immediately upon receipt and maintained for
60 consecutive days in conspicuous places including
all places where notices to employees are customarily
posted. Reasonable steps shall be taken by the Re-
spondent to ensure that the notices are not altered, de-
faced, or covered by any other material.
(c) Notify the Regional Director in writing within 20
days from the date of this Order what steps the Re-
spondent has taken to comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated the National Labor Relations Act and has or-
dered us to post and abide by this notice.
WE WILL NOT repudiate our agreement to be bound
by the arbitration provisions of the 1989–1993 master
agreement between Operating Engineers Local Union
No. 3 and Associated General Contractors of Califor-
nia, Inc. and our December 1993 agreement with Local
Union No. 3 to arbitrate the outstanding and unre-
solved grievances initiated by Local Union No. 3
against us during the term of the 1989–1993 master
agreement.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the
rights guaranteed you by Section 7 of the Act.
WE WILL comply with a renewed request by Local
Union No. 3 to arbitrate the outstanding and unre-
solved grievances initiated by Local Union No. 3
against us during the term of the 1989–1993 master
agreement.
ANTIOCH BUILDING MATERIALS CO.
648
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Jo Ellen Marcotte, Esq., for the General Counsel.
Mark D. Jordan, Esq., of Santa Rosa, California, for Re-
spondent Antioch.
Lawrence B. Miller, Esq., of Alameda, California, for Charg-
ing Party Local 3.
DECISION
STATEMENT OF THE CASE
GEORGE CHRISTENSEN, Administrative Law Judge. On
March 17, 1994, Operating Engineers Local 3 (Union) filed
a charge and on April 29, 1994, Region 32 of the National
Labor Relations Board (Board) issued a complaint alleging
Antioch Building Materials Co. (Respondent) violated Sec-
tion 8(a)(1) and (5) of the National Labor Relations Act
(Act) by repudiating its obligations under agreements with
the Union to arbitrate grievances initiated by the Union
against the Respondent on behalf of employees within an ap-
propriate unit of the Respondent’s employees.
I conducted a hearing on the issues raised by the com-
plaint and the Respondent’s answer thereto at Oakland, Cali-
fornia, on August 25, 1994.
The complaint alleged and the Respondent in its answer
admitted:
1. At all pertinent times the Respondent was an employer
engaged in commerce in a business affecting commerce and
the Union was a labor organization within the meaning of the
Act.
2. At all pertinent times Susan Larsen was the Respond-
ent’s President and a supervisor and agent of the Respondent
acting on its behalf within the meaning of the Act.
3. At all pertinent times the following described employees
of the Respondent constituted a unit appropriate for collec-
tive-bargaining purposes within the meaning of the Act:
All operating engineers and plant operators, includ-
ing employees engaged in the operation and repair of
batching and Readymix machinery, employed by Re-
spondent at its Pittsburg, California facility, but exclud-
ing all office clerical employees, drivers, mechanics,
guards, and supervisors as defined in the Act.
4. Between May l962 and continuing through its June
1993 decertification, the Union was the exclusive collective-
bargaining representative of the Respondent’s employees
within the unit, during that period the Respondent recognized
the Union as the exclusive collective-bargaining representa-
tive of the unit employees and such recognition was em-
bodied in successive collective-bargaining agreements, the
most recent of which was effective by its terms for a period
extending from June 16, 1989, through June 15, 1993.
5. The aforesaid 1989–1993 agreement contained a griev-
ance-arbitration procedure which provided for final and bind-
ing arbitration of disputes between the Union and the Re-
spondent concerning the terms and application of the agree-
ment.
6. In March 1994 Susan Larsen, on behalf of the Respond-
ent, refused to proceed with the arbitration of grievances al-
legedly initiated by the Union against the Respondent during
the term of the 1989–1993 agreement and since that date has
continued to refuse to arbitrate the alleged grievances.
The complaint alleged and the Respondent’s answer de-
nied:
1. During the term of the 1989–1993 agreement the Union
initiated grievances against the Respondent which are still
outstanding and have not been resolved.
2. In December 1993 the Respondent and the Union,
through their respective representatives, agreed to arbitrate
the alleged grievances, selected an arbitrator to decide the al-
leged grievances, and set a date to commence the arbitration.
3. The Respondent, by Larsen’s March 1994 and contin-
ued refusal to proceed with arbitration of the outstanding and
unresolved grievances, repudiated the 1989–1993 agreement
and the alleged December 1993 agreement.
4. By such repudiation, the Respondent violated Section
8(a)(1) and (5) of the Act.
The issues created by the foregoing are whether:
1. The Union initiated grievances against the Respondent
during the term of the 1989–1993 agreement which are still
outstanding and have not been resolved.
2. In December 1993 the Respondent and the Union,
through their respective representatives, agreed to arbitrate
the alleged grievances, selected an arbitrator to decide the al-
leged grievances and set a date to commence the arbitration.
3. Larsen, by her March 1994 and continued refusal to
proceed with arbitration of the alleged outstanding and unre-
solved grievances, repudiated the 1989–1993 agreement and
the alleged December 1993 agreement.
4. By the alleged repudiation, the Respondent violated
Section 8(a)(1) and (5) of the Act.
The General Counsel, the Union, and the Respondent ap-
peared by counsel and were afforded full opportunity to ad-
duce evidence, examine and cross-examine witnesses, argue,
and file briefs. Briefs were filed by all three.
Based on my review of the entire record, observation of
the witnesses, perusal of the briefs and research, I enter the
following
FINDINGS OF FACT
I. JURISDICTION AND LABOR ORGANIZATION
The complaint alleged, the answer admitted, and I find at
all pertinent times the Respondent was an employer engaged
in commerce in a business affecting commerce and the
Union was a labor organization within the meaning of Sec-
tion 2 of the Act.
II. THE UNIT
The complaint alleged, the answer thereto admitted, and I
find at all pertinent times the following constituted a unit ap-
propriate for collective-bargaining purposes within the mean-
ing of Section 9 of the Act:
All operating engineers and plant operators, includ-
ing employees engaged in the operation and repair of
batching and Readymix machinery, employed by Re-
spondent at its Pittsburg, California facility, but exclud-
ing all office clerical employees, drivers, mechanics,
guards and supervisors as defined in the Act.
649
ANTIOCH BUILDING MATERIALS CO.
1 These regulations were incorporated into and made part of a
1989–1993 agreement between the Union and the Associated Gen-
eral Contractors of California, Inc. (the master agreement) for a term
extending from June 16, 1989, through June 15, 1993.
2 The findings in this paragraph are based upon the credited and
uncontradicted testimony of Union Counsel Miller and supporting
exhibits.
III. THE UNION’S REPRESENTATIVE STATUS
The complaint alleged, the answer thereto admitted, and I
find between May 1982 and June 15, 1993, the Union was
the exclusive collective-bargaining representative of the Re-
spondent’s employees within the aforesaid unit.
IV. RESPONDENT’S RECOGNITION OF THE UNION’S
STATUS
The complaint alleged, the answer thereto admitted, and I
find between May 1982 and June 15, 1993, the Respondent
recognized the Union as the exclusive collective-bargaining
representative of the Respondent’s employees within the
aforesaid unit and that such recognition was embodied in
successive collective-bargaining agreements, the most recent
of which was effective by its terms between June 16, 1989,
and June 15, 1993.
V. THE 1989–1993 AGREEMENT’S ARBITRATION
PROVISIONS
The complaint alleged, the answer thereto admitted, and I
find the 1989–1993 agreement contained a provision for final
and binding arbitration of disputes between the Union and
the Respondent concerning the terms and application of that
agreement.
VI. THE ALLEGED GRIEVANCE FILINGS
On December 6 , 1989, the Union initiated a written griev-
ance against the Respondent alleging the Respondent violated
existing job placement regulations1 when it employed four
heavy-duty repair welders November 17 through 20, 1989
(G.C. Exh. 4(a)).
On November 13, 1990, the Union initiated a written
grievance against the Respondent alleging the Respondent
violated the overtime provisions of the 1989–1993 master
agreement by since May 1, 1990, working unit employees ei-
ther two or three 10-hour shifts at straight time (G.C. Exh.
4(b)).
On November 13, 1990, the Union initiated a written
grievance against the Respondent alleging the Respondent
violated existing job placement regulations incorporated in
the 1989–1993 master agreement by using unit employees to
operate loaders (G.C. Exh. 4(c)).
On May 1, 1991, the Union initiated a written grievance
against the Respondent alleging the Respondent violated ex-
isting job placement regulations incorporated in the 1989–
1993 master agreement when it employed a heavy-duty re-
pairman and a Bobcat operator on April 11–12, 15, 16–19,
and 22–24, 1991 (G.C. Exh. 4(d)).
On June 28, 1991, the Union initiated a written grievance
against the Respondent alleging the Respondent violated the
subcontracting provisions of the 1989–1993 master agree-
ment and existing job placement regulations incorporated in
the 1989–1993 master agreement by since June 6, 1991, em-
ploying subcontractor Frank Alegre Trucking (G.C. Exh.
4(e)).
On September 23, 1991, the Union initiated a written
grievance against the Respondent alleging the Respondent
violated the overtime provisions of the 1989–1993 master
agreement by since June 1989 failing to pay overtime to em-
ployees who worked in excess of 8 hours per day (G.C. Exh.
4(f)).
On September 23, 1991, the Union initiated a written
grievance against the Respondent alleging the Respondent
violated existing job placement regulations incorporated in
the 1989–1993 master agreement by not employing an as-
phalt plant operator, a concrete batch operator, and a loader
operator on various dates within the prior 6 months (G.C.
Exh. 4(g)).
In addition to the foregoing, in 1991 and 1992 the Union
initiated oral grievances against the Respondent alleging the
Respondent violated the 1989–1993 master agreement by
harassing union business representatives trying to police the
1989–1993 master agreement and by failing and refusing to
pay unit employees the 199l and 1992 step wage increases
mandated by that agreement.2
The latter grievance was also noted in a June 10, 1992 let-
ter addressed to the Respondent by the Union (see VIII
below for further details of the June 10 letter).
I also credit the uncontradicted testimony of Union Coun-
sel Miller, he and other representatives of the Union met
with Respondent Counsel Mark Thierman, Respondent Presi-
dent Susan Larsen and other representatives of the Respond-
ent in 1992 and discussed the outstanding grievances but
were unable to reach any agreement for their resolution.
On the basis of the foregoing, I find during the term of
the 1989–1993 master agreement the Union initiated griev-
ances against the Respondent alleging the Respondent vio-
lated various provisions of the master agreement and the job
placement regulations incorporated therein.
VII. THE RESPONDENT’S 1992 ATTEMPT TO REPUDIATE
THE AGREEMENT AND THE UNION’S 1992 ATTEMPT TO
ENFORCE THE AGREEMENT
On July 6, 1992, Region 32 refused to issue a complaint
based on the Respondent’s charge the Union was violating
the Act by refusing to negotiate an individual or independent
collective-bargaining agreement with the Respondent cover-
ing the wages, hours, and employment conditions of the unit
employees (Case 32–CB–3906) and insisting the Respondent
was bound by the wage, hour, and terms of employment pro-
visions of the 1989–1993 master agreement. In the same rul-
ing, Region 32 refused to issue a complaint based on the
Union’s charge the Respondent was violating the Act by re-
fusing to comply with the provisions of the 1989–1993 mas-
ter agreement pursuant to its agreement to be bound thereby
(Case 32–CA–12586).
Region 32 based its ruling on the ground a determination
of the merits of the respective charges turned on the question
of whether, by agreeing in October 1988 to be bound by the
terms of the 1986–1989 master agreement between the Union
and AGC, the Respondent was bound by the automatic re-
newal provisions thereof to the terms of the 1989–1993 mas-
ter agreement. Noting the parties advanced the bases set out
650
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
3 The 1989–1993 master agreement excluded disputes over em-
ployer payments due the Fund under the terms of the agreement
from resolution pursuant to the grievance/arbitration provisions of
the agreement.
4 The findings in this section are based on Miller’s uncontradicted
testimony, which I credit, and supporting exhibits.
5 The complaint alleged, the answer thereto admitted, and I find
at all pertinent times Larsen was an officer, supervisor, and agent
of the Respondent acting on its behalf within the meaning of Sec.
2 of the Act.
in their charges ‘‘through grievances and other legal action,’’
more than 6 months prior to the dates they filed their respec-
tive charges, the Region ruled their charges were barred from
determination on their merits under Section 10(b) of the Act.
VIII. THE PURPORTED SETTLEMENT
On June 10, 1991, the Union formally advised the Re-
spondent it had completed an audit of the Respondent’s
records (sec. 03.02.00 of the 1989–1993 master agreement
authorized union audit of such records whenever there was
a dispute regarding time, wages, and fringe benefit payments
of union represented and agreement covered employees) and
determined the Respondent was delinquent both in its pay-
ments on behalf of unit employees to the funds administering
the fringe benefit payments established under the 1989–1993
master agreement, wages payable to unit employees under
the terms of that agreement, and liquidated damages for a
manning violation under the job placement regulations incor-
porated in that agreement.
Not having received any fringe benefit payments from the
Respondent on behalf the unit employees following the expi-
ration of the 1986–1989 master agreement, in 1992 the Oper-
ating Engineers Health & Trust Fund sued the Respondent in
the United States District Court for the Northern District of
California for moneys allegedly due the fund under terms of
the 1989–1993 master agreement.3
The suit was settled on December 2, 1992, by Fund agree-
ment to accept the Respondent’s tender of $23,700 in install-
ments, as payment for moneys due the Fund on behalf of
unit employees for their coverage under the fringe benefit
terms of the master agreement through December 31, 1992.
IX. THE ALLEGED DECEMBER 1993 AGREEMENT AND THE
UNION DECERTIFICATION
Unsuccessful in its efforts to secure compliance by the Re-
spondent with terms of the 1989–1993 master agreement
through processing grievances against the Respondent over
its failure to comply with terms of that agreement by October
1992, on October 1, 1992, Union Counsel Miller wrote Re-
spondent Counsel Thierman requesting the parties arbitrate
the still outstanding and unresolved grievances initiated by
the Union, enclosed a form addressed to the Federal Medi-
ation and Conciliation Service (FMCS) requesting the sub-
mission of a panel of arbitrators for the parties’ selection of
an arbitrator to decide the disputes and asked Thierman to
sign the request for forwarding to FMCS (G.C. Exh. 5).
Thierman failed to respond.
Miller’s additional efforts to contact Thierman and secure
his agreement to start the process for selecting an arbitrator
and a date to arbitrate the grievances were unsuccessful until
early 1993, when Thierman requested and Miller sent to
Thierman a letter detailing some of the outstanding griev-
ances the Union sought to arbitrate. (G.C. Exh. 6).
Within 60 to 90 days prior to the June 15, 1993 expiration
of the 1989–1993 master agreement, a petition to decertify
the Union as the exclusive collective-bargaining representa-
tive of the unit employees was filed, an election was held
and lost by the Union, and the election results were certified
by Region 32 on June 11, 1993.
Following the decertification, Thierman finally addressed
Miller’s arbitration request. He agreed to join with Miller in
requesting that FMCS forward a panel of arbitrators from
which he and Miller could select an arbitrator to decide the
grievance disputes.
In accordance with that agreement, on August 25, 1993,
Miller forwarded to Thierman another form signed by Miller
addressed to FMCS requesting the submission of a panel of
arbitrators to decide the outstanding grievance disputes for
Thierman’s signature and forwarding to FMCS (G.C. Exh.
7).
Dissatisfied with the initial panel received from FMCS,
Miller secured Thierman’s acquiescence to a request for a
second panel.
On October 26, 1993, FMCS responded with a second
panel of arbitrators (G.C. Exh. 8).
Miller and Thierman conferred following the second sub-
mission and selected panelist Thomas Angelo as the arbitra-
tor to hear and decide the grievance disputes. Miller con-
tacted Angelo and secured Angelo’s available dates for com-
mencement of the hearing (either April 11 or 18, 1994).
In December 1993 Miller and Thierman conferred and
agreed to begin the arbitration hearing before Angelo on the
latter date.
On February 8, 1994, Miller wrote to Angelo confirming
his selection by the Union and the Respondent to hear and
decide the grievance disputes and the selection of April 18,
1994, at 10 a.m. at the Union’s office facilities as the time
and place for commencement of the hearing, addressing a
copy of the confirming letter to Thierman.4
On the basis of the foregoing, I find by December 1993
the Union and the Respondent, by their respective representa-
tives, had agreed to arbitrate the outstanding and unresolved
grievance disputes initiated by the Union against the Re-
spondent alleging Respondent violation of terms of the
1989–1993 master agreement, selected an arbitrator and set
a date for the commencement of a hearing before that arbi-
trator to hear and finally decide or resolve those grievance
disputes.
X. THE REFUSAL TO ARBITRATE
On March 3, 1994, Thierman advised Miller by letter he
no longer represented the Respondent and requested the
Union ‘‘deal with Susan Larsen directly on all matters cur-
rently pending.’’ (G.C. Exh. 11.)
On March 7, 1994, Miller contacted Larsen,5 confirmed
Thierman no longer represented the Respondent and recited
the agreement he and Thierman reached concerning the arbi-
tration of the outstanding and unresolved grievances the
Union initiated against the Respondent during the term of the
1989–1993 master agreement alleging Respondent violation
of provisions of that agreement, their selection of an arbitra-
tor, and the date, time, and place they set for commencing
651
ANTIOCH BUILDING MATERIALS CO.
6 As noted above, disputes over payments to the Fund were ex-
cluded or barred from resolution pursuant to the grievance/arbitration
provisions of the 1989–1993 master agreement.
7 The foregoing findings are based upon Miller’s uncontradicted
testimony, which I credit, and supporting exhibits.
8 Wiley & Sons v. Livingston, 376 U.S. 543 (1964); also see Nolde
Brothers v. Bakery Workers Local 358, 430 U.S. 243 (1977).
9 Government Employees Local 888 (Bayley Seton), 308 NLRB
646 (1992); Arizona Portland Cement Co., 302 NLRB 36 (1991);
Missouri Portland Cement Co., 291 NLRB 1043 (1988); Steiner Air-
craft, 237 NLRB 1079 (1978).
the hearing to finally decide those grievance disputes. Larsen
stated she was not going to arbitrate any grievances, they
were all settled. Miller asked for a copy of the settlement
agreement. Larsen advised him to secure it from his people.
On March 9, 1994, Miller again contacted Larsen. He in-
formed Larsen he secured a copy of the December 2, 1992
settlement, stated it was limited to the settlement of a lawsuit
brought by counsel retained by the Operating Engineers
Health & Trust Fund against the Respondent because of the
Respondent’s failure to pay moneys due to the Fund under
the terms of the 1989–1993 master agreement and had no
bearing on the grievance disputes to be resolved by the
agreed-upon arbitration.6
Miller proposed a meeting with Larsen to attempt an ami-
cable resolution of the outstanding grievance disputes. Larsen
agreed to meet and requested copies of any written outstand-
ing and unresolved grievance disputes.
Miller sent Larsen copies of the written grievances he sent
to Thierman, contacted Larsen on March 15, 1994, and con-
firmed Larsen’s receipt of the documents. After confirming
her receipt of the documents, Miller stated if they were un-
able to resolve any of the outstanding grievances at the meet-
ing, the Union expected her to proceed with the arbitration
of any of the grievances they were unable to settle. Larsen
replied she was willing to discuss the grievances but she was
not going to arbitrate anything. Miller stated if she was not
prepared to arbitrate grievances they were unable to resolve,
there wasn’t much point to meeting. Larsen agreed. Miller
stated in view of her position, that would necessitate the
Union’s filing of an unfair labor practice charge over her re-
pudiation of any obligation to arbitrate any of the outstand-
ing grievances which were still unresolved. Larsen told him
to do whatever he wanted.7
On the basis of the foregoing, as well as the Respondent’s
admission in its answer to the complaint, I find in March
1994 and at all times since, the Respondent by Larsen has
refused to arbitrate the outstanding and unresolved griev-
ances initiated by the Union against the Respondent during
the term of the 1989–1993 master agreement alleging the Re-
spondent violated terms of that agreement and job placement
regulations incorporated therein.
XI. THE ALLEGED REPUDIATIONS
The Respondent admitted in its answer to the complaint
and I have entered findings on March 15, 1994, and since
the Respondent, by Larsen, has refused to arbitrate unre-
solved grievances initiated by the Union against the Re-
spondent during the term of the 1989–1994 master agreement
alleging Respondent violations of various provisions of that
agreement and job placement regulations incorporated there-
in.
By so refusing, the Respondent has continued to repudiate
any obligation or duty to comply with the terms and condi-
tions of the 1989–1993 master agreement, including any obli-
gation or duty to comply with the Union’s request to arbi-
trate unresolved grievances initiated by the Union against the
Respondent during the term of that agreement alleging Re-
spondent violation thereof during its term and also repudiated
its agreement to commence an arbitration of those grievances
before arbitrator Angelo on April 18, 1994.
XII. THE ALLEGED VIOLATION
An employer’s repudiation of a collective-bargaining
agreement the employer entered into with a union recognized
by the employer as an exclusive bargaining representative of
its employees is a violation of Section 8(a)(5) of the Act by
virtue of the fact such repudiation constitutes a unilateral
change by the employer, without the consent of the union,
of the rates of pay, wages, hours, and other conditions of
employment of the represented employees the two had pre-
viously established, including the arbitration provisions there-
of. As the Supreme Court noted in the Wiley case,8 ‘‘The
Union . . . claimed rights . . . after the agreement expired
. . . Claimed rights during the term of the agreement . . .
are unquestionably within the arbitration clause.’’ 376 U.S.
at 554. The Board has ruled in similar fashion.9
The Respondent conceded there was a collective-bargain-
ing agreement in effect between the Respondent and the
Union for a term extending from June 16, 1989, through
June 15, 1993; during that term the Union was the exclusive
collective-bargaining representative of an appropriate unit of
the Respondent’s employees and was so recognized by the
Respondent; and that the agreement included a provision for
the final resolution of grievance disputes which arose during
its term by arbitration.
The content of the grievances and the grounds recited by
Region 32 as the basis for the Respondent’s 1992 charge evi-
dence a continuous repudiation by the Respondent of any ob-
ligation to comply with any of the provisions of the 1989–
1993 master agreement until and unless faced with a poten-
tial order by a tribunal possessing the power to compel com-
pliance with its edicts, as in the case of the Fund’s lawsuit
against the Respondent. Consistently, the Respondent has re-
pudiated any obligation to finally resolve the Union’s griev-
ances over its violations of that agreement to date, continuing
to frustrate the Union’s efforts to secure the unit employees’
enjoyment of the wages, hours, and other benefits contained
in that agreement.
Counsel for the Respondent states:
[A]lthough it concedes the existence of a Collective
Bargaining Agreement, the Counsel for the General
Counsel has failed to prove such a written document
with a binding arbitration provision . . . To prevail,
counsel for the General Counsel must demonstrate that
there is a valid written agreement to arbitrate, that the
matter requested to be arbitrated have not been settled
and more importantly, this is all timely before the
Board because of the strict limitations of Section 10(b),
in light of the decertification dated June 11, 1994 . . .
Respondent has been unable to uncover precisely what
constitutes this agreement to arbitrate . . . As to any
652
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10 The fact the Union served a notice of termination of the 1986–
1989 master agreement on AGC is irrelevant. Fortney & Weygand,
Inc., 298 NLRB 863, 864 (1990); CEK Industrial Mechanical Con-
tractors, 295 NLRB 635, 635–636 (1989), and cases cited therein.
11 Fortney & Weygand, Inc., supra; C & K Industrial Mechanical
Contractors, id.
written agreement as to specifics of this ‘‘arbitration
agreement’’ the record is void . . . the Master Agree-
ment cannot be utilized as an agreement to arbitrate
since there remains substantial questions as to what
Collective Bargaining Agreement, if any, the Respond-
ent is bound. Respondent has admitted to the existence
of a Collective Bargaining Agreement but not to any
specific agreement . . . on June 11, 1993 the union
was decertified . . . the duty to bargain in good faith
ceases on the issuance of decertification . . . the under-
lying charge in this matter was filed well beyond six
months from June 11, 1993 . . . absent a duty to bar-
gain in good faith, there can be no violation of Section
8(a)(5) . . . it is consistently the Board’s policy not to
require arbitration in the absence of a specific written
agreement to so arbitrate . . . . In reviewing the valid-
ity of underlying agreements to arbitrate, the Board
looks to specific written binding agreements, which if
they do not exist will not be recognized by the Board;
Wheeler
Construction,
219
NLRB
541;
Tulsa-
Whisenhunt Funeral Homes, 195 NLRB 106 . . . there
are no unresolved grievances since December 2, 1992
. . . a settlement agreement entered into on December
2, 1992 states ‘‘the settlement is effective through to-
day’s date and covers any and all claims that the Trust
Fund has against the employer through December 2,
1992.’’
These contentions shall be addressed below.
Although admitting a collective-bargaining agreement be-
tween the Union and the Respondent for a period extending
from June 16, 1989, through June 15, 1993, existed and con-
tained an agreement to arbitrate grievances arising during its
term, the Respondent professes an inability to uncover what
agreement bound the Respondent during the 1989–1993 pe-
riod, particularly any agreement to arbitrate grievance dis-
putes arising during its term.
The latter admission contradicts the Respondent’s assertion
of an alleged doubt concerning what agreement the Respond-
ent bound itself to, inasmuch as the only 1989–1993 agree-
ment containing an arbitration provision was the master
agreement. In addition, the Respondent not only admitted it
was party to a collective-bargaining agreement with the
Union covering the wages, hours, and conditions of employ-
ment of the unit employees for the 1989–1993 period, the
Respondent also admitted it was party to such agreements
with the Union over the preceding 28 years. Over the entire
32-year period there was only one agreement in existence at
any particular time specifying the wages, hours, and condi-
tions of employment of the unit employees, namely, one of
the successive master agreements.
Over the entire 32-year period of the bargaining relation-
ship between the Respondent and the Union, the Union obvi-
ously employed the practice, common in the industry, of ne-
gotiating a succession of master agreements with AGC cov-
ering the rates of pay, etc., of employer-members of AGC
within geographical areas of the Union’s jurisdiction and
short-form (usually one-page, see G.C. Exh. 3) agreements
with employers within the same area who were not members
of AGC, wherein those employer agreed to be bound by the
provisions of the master agreements, including the automatic
extension provisions therein, unless one of the parties termi-
nated their agreement by notice of such termination served
by the terminating party on the other within 60 to 90 days
prior to the expiration of a master agreement.
The last short-form agreement executed by the Respondent
and the Union (in late 1988) bound the Respondent to com-
ply with the wages, hours, and all other terms and conditions
of the existing (1986–1989) master agreement and automati-
cally bound the Respondent to comply with the wages,
hours, and all other terms and conditions of the successive
master agreement unless one of the parties served a notice
terminating their agreement within 60 to 90 days prior to the
expiration date of the 1986–1989 master agreement.
There is no evidence either the Union or the Respondent
terminated their agreement within 60 to 90 days prior to the
expiration of the 1986–1989 master agreement,10 thus the
wages, hours, and other terms and conditions of the 1989–
1993 master agreement were automatically extended to cover
the unit employees for the term of that agreement, including
the arbitration provisions thereof.
The Board has long held an independent employer who
agrees to the terms of a short-form agreement which in turn
adopts the terms of a multiemployer association agreement
becomes subject to the terms of those agreements, including
the termination and automatic renewal provisions thereof.
Thus, in the absence of timely notice either by the union on
the independent employer or by the independent employer on
the union of termination of their agreement providing for
automatic extension in the absence of such notice, the inde-
pendent employer is bound by the terms of the adopted mul-
tiemployer agreement for the automatic renewal period there-
of.11
The Respondent admitted the 1989–1993 agreement gov-
erning the wages, hours, and conditions of employment of
the unit employees contained a procedure which provided for
final and binding arbitration of disputes between the Union
and the Respondent concerning the terms and application of
the agreement. That agreement was and is the master agree-
ment.
On the basis of the foregoing, I find and conclude the Re-
spondent was bound to the provisions of the 1989–1993 mas-
ter agreement providing for final and binding arbitration of
grievance disputes between the Union and the Respondent
concerning the terms and application of that agreement.
The Respondent contends the Board will not require arbi-
tration of grievance disputes in the absence of a written
agreement to arbitrate, citing Wheeler Construction Co., 219
NLRB 541 (1975), and Tulsa-Whisenhunt Funeral Homes,
195 NLRB 106 (1972).
The two cases are inapplicable. Wheeler involved a short-
form agreement wherein the employer agreed to adopt the
terms of a multiemployer agreement then in negotiations fol-
lowing the execution of that agreement, but specifically re-
served the right to cancel the agreement either before or after
the negotiations resulted in a multiemployer agreement. The
employer exercised that right and canceled the agreement
following the execution of the multiemployer agreement. The
653
ANTIOCH BUILDING MATERIALS CO.
12 Government Employees Local 888 (Bayley Seton), supra.
13 Independent Stave Co., 248 NLRB 219 (1980); Airport Lim-
ousine Service, 231 NLRB 932 (1977); Paramount Potato Chip Co.,
252 NLRB 794 (1980); Chevron Oil Co., 168 NLRB 574 (1967).
Board rejected the contentions of the Union and the General
Counsel the employer nevertheless was bound to the terms
of the multiemployer agreement.
No such cancellation provision was contained in the short-
form agreement between the Union and the Respondent; to
the contrary, their agreement provided it could only be termi-
nated within 60 to 90 days prior to the expiration of a master
agreement and was automatically extended for the term of
each successive master agreement if not so terminated.
As to Tulsa-Whisenhunt, supra, that case involved allega-
tions the employer violated Section 8(a)(3) of the Act by dis-
charging two employees because of their engagement in pro-
tected, concerted activities, and has no relevance whatsoever
to any of the issues in this proceeding.
I have entered a finding and conclusion the Respondent
was bound by the terms of the arbitration provisions of the
written 1989–1993 master agreement. Even in the absence of
that finding and conclusion, I find the December 1993 oral
agreement between counsel for the Union and for the Re-
spondent to arbitrate the outstanding grievances establishes a
Respondent duty or obligation to arbitrate the unresolved,
outstanding grievances.
The Respondent contends there are no unresolved disputes
over union claims of Respondent violation of terms of the
1989–1993 master agreement, that the December 2, 1992 set-
tlement of the Fund’s lawsuit against the Respondent to col-
lect moneys pursuant to terms of the 1989–1993 master
agreement resolved all outstanding disputes.
The contention is patently erroneous. The settlement agree-
ment specified it covered ‘‘any and all claims that the trust
fund has against the employer.’’ Both the short-form agree-
ment adopting the terms of the current and future master
agreements, including the 1989–1993 master agreement
under which the suit was brought, excluded disputes over
employer refusals or failures to pay moneys due the Fund
under the terms of the master agreement and required the
Fund to resort to the courts rather than arbitration for final
resolution. The suit initiated by the Fund against the Re-
spondent was limited to a claim for moneys allegedly due
and payable to the Fund to maintain unit employee coverage
under the benefit plans specified in the 1989–1993 master
agreement and neither sought nor secured any settlement of
the grievance disputes initiated by the Union against the Re-
spondent over alleged Respondent violations of various pro-
visions other than the fringe benefit provisions of the 1989–
1993 master agreement.
I therefore find and conclude the grievances initiated by
the Union against the Respondent during the term of the
1989–1993 master agreement alleging violations during the
term of that agreement of various of its provisions are still
outstanding and unresolved.
The Respondent argues following the June 11, 1993 decer-
tification of the Union, it no longer had any duty to bargain
with the Union in good faith and therefore cannot be held
to have violated Section 8(a)(5) of the Act by refusing to ar-
bitrate the unresolved grievances.
The Board has held to the contrary, stating the decertifica-
tion of a union does not erase rights arising prior to the de-
certification under a collective-bargaining agreement between
the decertified union and the employer party to that agree-
ment.12
Last, the Respondent contends since more than 6 months
elapsed between the date the Union was decertified (June 11,
1993) and the date the Union filed its charge of unfair labor
practices (March 17, 1994), the case should be dismissed as
untimely, pursuant to Section 10(b) of the Act.
This contention has no merit. The Union’s request for ar-
bitration of the grievances was not refused until March 15,
1994, 2 days before the date the charge was filed, after union
efforts to resolve the grievances by negotiations were unsuc-
cessful and after Respondent avoided and procrastinated re-
sponding to union requests for Respondent’s cooperation in
taking the necessary steps to bring the grievances before an
arbitrator for final resolution.
On the basis of the foregoing, I find and conclude the Re-
spondent violated Section 8(a)(1) and (5) of the Act by repu-
diating its obligation and duty under the Act and its agree-
ments to comply with union requests for arbitration of unre-
solved grievances initiated by the Union against the Re-
spondent during the term of the 1989–1993 master agreement
over the Respondent’s alleged failures to comply with the
provisions of that agreement.13
CONCLUSIONS OF LAW
1. At all pertinent times the Respondent was an employer
engaged in commerce in a business affecting commerce and
the Union was a labor organization within the meaning of
Section 2 of the Act.
2. At all pertinent times Susan Larsen was an officer,
agent, and supervisor of the Respondent acting on its behalf
within the meaning of Section 2 of the Act.
3. At all pertinent times the following employees of the
Respondent constituted an appropriate unit for collective-bar-
gaining purposes within the meaning of Section 9 of the Act:
All operating engineers and plant operators, includ-
ing employees engaged in the operation and repair of
batching and Readymix machinery, employed by the
Respondent at its Pittsburgh, California facility, but ex-
cluding all office clerical employees, drivers, mechan-
ics, guards and supervisors as defined in the Act.
4. At all pertinent times the Union was the duly designated
exclusive collective-bargaining representative of the Re-
spondent’s employees within the aforesaid unit.
5. By agreement with the Union, the Respondent bound
itself to observe the wages, hours, and terms and conditions
of employment provisions of the 1989–1993 agreement be-
tween the Union and the Associated General Contractors of
California, Inc., including its automatic extension and arbitra-
tion provisions, and in December 1993 agreed at the Union’s
request to arbitrate outstanding and unresolved grievances
initiated by the Union against the Respondent alleging Re-
spondent violation of numerous provisions of that agreement
during the term of the agreement.
6. By its repudiation of any obligation to comply with the
terms and conditions of the 1989–1993 master agreement, in-
654
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
14 See Paramount Potato Chip Co., 252 NLRB 794, 797 (1980);
and Airport Limousine Service, 231 NLRB 932, 935 (1977).
cluding but not limited to its arbitration provisions, and by
its repudiation of its December 1993 agreement to comply
with the Union’s request for final resolution of outstanding
and unresolved grievances initiated by the Union against the
Respondent under the terms of that master agreement by ar-
bitrating those grievances to final resolution or award, the
Respondent violated Section 8(a)(1) and (5) of the Act.
7. The aforesaid unfair labor practices affected and affects
interstate commerce as defined in the Act.
THE REMEDY
Having found the Respondent engaged in unfair labor
practices, I recommend the Respondent be directed to cease
and desist therefrom and to take affirmative action designed
to effectuate the purposes of the Act.
Inasmuch as findings have been entered the Respondent
has repudiated its obligations under the 1989–1993 master
agreement, including the arbitration provisions of that agree-
ment as well as its December 1993 agreement to comply
with a union request to resolve outstanding and unresolved
grievances initiated by the Union against the Respondent
during the term of the 1989–1993 collective-bargaining
agreement between them by final and binding arbitration and
award, it is appropriate to recommend the Respondent be di-
rected to comply with a renewed union request therefore.14
[Recommended Order omitted from publication.]