318 NLRB 890
Handicabs, Inc.
890
318 NLRB No. 63
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an admin-
istrative law judge’s credibility resolutions unless the clear prepon-
derance of all the relevant evidence convinces us that they are incor-
rect. Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188
F.2d 362 (3d Cir. 1951). We have carefully examined the record and
find no basis for reversing the findings. However, we find it unnec-
essary to rely on the judge’s comment about Claudia Fuglie’s ability
to obtain employment given her physical disability.
We also find without merit the Respondent’s allegations of bias
on the part of the judge. On our full consideration of the record, we
find no evidence that the judge prejudged the case, made prejudicial
rulings, or demonstrated bias in his credibility resolutions, analysis,
or discussion of the evidence.
1 Unless stated otherwise, all dates occurred during 1994.
Handicabs, Inc. and Ronald F. Trail. Case 18–CA–
13287
August 31, 1995
DECISION AND ORDER
BY CHAIRMAN GOULD AND MEMBERS COHEN
AND TRUESDALE
On May 5, 1995, Administrative Law Judge William
J. Pannier III issued the attached decision. The Re-
spondent filed exceptions and a supporting brief.
The National Labor Relations Board has delegated
its authority in this proceeding to a three-member
panel.
The Board has considered the decision and the
record in light of the exceptions and briefs and has de-
cided to affirm the judge’s rulings, findings,1 and con-
clusions and to adopt the recommended Order.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent, Handicabs, Inc., Min-
neapolis, Minnesota, its officers, agents, successors,
and assigns, shall take the action set forth in the Order.
Polly Misra and Marlin O. Osthus, for the General Counsel.
Errol K. Kantor and Charles A. Beckjord, of Minneapolis,
Minnesota, appearing for the Respondent.
DECISION
STATEMENT OF THE CASE
WILLIAM J. PANNIER III, Administrative Law Judge. I
heard this case in Minneapolis, Minnesota, on February 6,
1995. On October 27, 1994,1 the Regional Director for Re-
gion 18 of the National Labor Relations Board (the Board)
issued a complaint and notice of hearing, based on an unfair
labor practice charge filed on September 21, alleging viola-
tions of Section 8(a)(1) and (3) of the National Labor Rela-
tions Act (the Act). All parties have been afforded full op-
portunity to appear, to introduce evidence, to examine and
cross-examine witnesses, and to file briefs. Based on the en-
tire record, on the briefs that were filed, and on my observa-
tion of the demeanor of the witnesses, I enter the following
FINDINGS OF FACT
I. THE ALLEGED UNFAIR LABOR PRACTICES
This case presents issues concerning the lawfulness under
the Act of certain work rules and, also, concerning the moti-
vation for discharging an employee on September 20.
Handicabs, Inc. (Respondent) is one of three providers of
transportation services for vulnerable adults—senior and dis-
abled persons—in the Minneapolis-St. Paul metropolitan area
for what is called the Metro Mobility system. It is a corpora-
tion which, in the course and conduct of providing transpor-
tation for vulnerable persons during calendar year 1993, de-
rived gross revenues in excess of $500,000 and, further, pur-
chased and received each month, at its Minneapolis place of
business, approximately $40,000 of gasoline which originated
outside of Minnesota. Therefore, I find that at all material
times Respondent has been an employer engaged in com-
merce within the meaning of Section 2(2), (6), and (7) of the
Act.
A handbook has been distributed to each of its employees
by Respondent. Company policy addendum no. 1 of that
handbook states, inter alia:
Because [Respondent] assigns a salary range based on
the duties and responsibilities of each position, wages
should not be discussed among the employees. Discus-
sion of wages is grounds for immediate termination.
The General Counsel contends that this rule violates Section
8(a)(1) of the Act. In its brief, ‘‘Respondent . . . admits that
this language is in violation of Section 7 of the Act,’’ and
‘‘does not argue . . . that this particular policy is defen-
sible.’’ Therefore, without the need for further discussion, I
conclude that by maintaining that portion of addendum no.
1, Respondent violated Section 8(a)(1) of the Act. Waco,
Inc., 273 NLRB 74 (1984).
Also included as part of Respondent’s handbook is com-
pany policy addendum no. 2. According to the General
Counsel, the italicized portions of the following quoted sec-
tions of that addendum also violate Section 8(a)(1) of the
Act:
Discussing complaints or problems about the company
with our clients will be grounds for immediate dismis-
sal.
. . . .
VULNERABLE ADULTS ACT (Minnesota Statute
626.557):
All of our clients are protected by the Vulnerable
Adults Act. According to this law, you must not tease
them, take monies (other than ride-fare or tip) from
them, curse or use profanity while in their presence, or
do anything verbal or physical of a sexual nature. Also,
you must not put these people in a threatening or un-
comfortable position by discussing any personal or
company-related problems that may make them feel co-
erced or obligated to act upon or react to. Charges can
and have been brought against drivers in the past for
891
HANDICABS, INC.
2 At all material times the Union has been a labor organization
within the meaning of Sec. 2(5) of the Act.
some of these types of situations. These acts are cause
for immediate termination.
Respondent argues that these prohibitions are necessary for
the protection of passengers who, by virtue of their ages and
disabilities, are in a position akin to that of hospital patients,
whose situation was addressed in NLRB v. Baptist Hospital,
Inc., 442 U.S. 773 (1979), and in Beth Israel Hospital v.
NLRB, 437 U.S. 483 (1978). Its clients, urges Respondent,
‘‘are not necessarily able to handle stress or difficulties in
the manner of a non-disabled person,’’ and, as a result, it
should be allowed greater latitude to formulate and imple-
ment a more stringent, albeit limited, ‘‘no-solicitation’’ rule
intended to protect passengers from speech and action which
might be upsetting, even threatening, to them:
The concern that the Supreme Court had in regard to
hospital patients are closely present in Respondent’s
business. Clients often use [Respondent] to get to medi-
cal facilities. . . . Even if Metro Mobility clients are
not using the service for a medical appointment, how-
ever, they are not necessarily able to handle stress or
difficulties in the manner of a non-disabled person. The
State of Minnesota has recognized the right of these
persons to be protected from speech and actions that
would not constitute abuse towards a healthy person
without disabilities.
The alleged unlawfully discharged employee is Ronald F.
Trail. Prior to his September 20 termination he had been em-
ployed continuously by Respondent as a driver since Feb-
ruary of 1991. During the last spring or early summer of
1994 Trail became active in an organizing campaign, con-
ducted among Respondent’s drivers by Miscellaneous Driv-
ers, Helpers & Warehousemen’s Union, Local No. 638,
I.B.T. (the Union),2 and leading to a representation election
conducted on October 14. Thus, Trail signed a card authoriz-
ing the Union to represent him, was elected a member of one
of the organizing committees, and passed out authorization
cards to other drivers to whom he spoke on the Union’s be-
half.
When he returned after work during the late afternoon or
early evening of September 20, Trail was discharged by
Driver Supervisor Gary Nord, an admitted statutory super-
visor and agent of Respondent. According to Trail, Nord said
that he had to terminate Trail because ‘‘we’ve got a com-
plaint against you,’’ but when Trail asked who had com-
plained, Nord replied, ‘‘I can’t tell you,’’ and asked, ‘‘Why
do you want to know, so you can harass her some more?’’
Trail testified that he responded, ‘‘No, I don’t want to harass
anybody. I want to know what the complaint is so I can an-
swer the complaint to these charges,’’ but Nord replied,
‘‘No, I can’t do that. Everything is locked up in the office.’’
When he then asked for ‘‘something in writing or something
that tells me about this,’’ testified Trail, Nord started writing
out something on a piece of paper, but then, ‘‘Scribbled it
out and said, ‘No, I can’t do that. I don’t have authority to
do that.’’’ Instead, Nord photocopied company policy adden-
dum no. 2 and said that was the only thing he could give
Trail.
As Nord was making the photocopy, Trail went to his
company mail slot. There he discovered a copy of a memo-
randum from Nord to ‘‘All Drivers,’’ dated ‘‘9–20–94,’’ re-
garding the subject of ‘‘Discussions With Passengers.’’ That
memorandum reads:
It has been brought to my attention that some pas-
sengers have complained that drivers have been has-
sling them with complaints and problems regarding po-
tential unionization. This behavior violates our company
policy. In accordance with the policy the appropriate
disciplinary action is dismissal. Many passengers are
scared and fearful that unionization would mean a
strike and loss of service for their transportation needs.
It also can be very threatening to some passengers to
be involved in internal [Respondent] matters. Therefore,
regardless of your personal beliefs regarding this union
thing, please do not trouble our passengers with your
problems. Failure to comply with this policy will result
in immediate dismissal.
The General Counsel alleges that Trail’s discharge had
been motivated by his statutorily protected concerted activi-
ties on behalf of the Union, as well as by a motive to dis-
courage other employees from engaging in such activity. In-
deed, in the representation election, conducted 24 days after
that discharge, a majority of those who cast ballots voted
against representation by the Union. However, Respondent
challenges those motivation allegations, asserting in its brief
‘‘that Mr. Trail was properly discharged for violating Minn.
Stat. 626.557, causing distress to vulnerable adults in viola-
tion of that act,’’ as recited in the above-quoted section of
company policy addendum no. 2.
Consistent with Trail’s above-described account, Nord
agreed that, during the September 20 termination discussion,
he had given Trail a copy of addendum no. 2. In fact, Nord
did not dispute any aspect of Trail’s description of their con-
versation that late afternoon or early evening. For, with re-
spect to that conversation, Nord testified only:
I told him that he had violated the Vulnerable Adults
Act, gave him a copy of the—of the company policy
that it related to. He asked me for names of who was
doing— of who had alleged—what [sic] had said he
committed the violations, and I told him that I could
not give him the names for fear of reprisal.
Aside from Nord, Respondent presented two other wit-
nesses who were involved in, and testified about, the se-
quence of events on September 20 which culminated in
Trail’s discharge. One is Respondent’s president, Joyce
Doerffler, an admitted statutory supervisor and agent of Re-
spondent. The other is Claudia Fuglie, an employee of Re-
spondent who described her job as ‘‘a reservationist. I take
orders, write orders from passengers. Make sure that their
times that they need for a ride is available to them. Make
sure that the routes are, you know, within their time slot and
stuff.’’ In addition to working for Respondent, Fuglie rides
its buses as a passenger, because, ‘‘I have spina bifida and
I’m paraplegic, paralyzed from the waist down.’’
By way of overview, these three witnesses testified that
Fuglie made a report to Nord early on September 20; he re-
lated the substance of that report to Doerffler who, in turn,
892
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
spoke with Fuglie; Doerffler and Nord then made the deci-
sion that Trail should be discharged; and, Nord implemented
that decision when Trail returned to Respondent’s facility at
the end of his workday. Yet, when the accounts of these wit-
nesses are analyzed and compared, their generalized straight-
forward sequence of events on September 20 unravels. Left
is a strand of indicia, including contradictions between ac-
counts and with objective considerations, which serve to re-
inforce the allegation of unlawful motivations for the dis-
charge of Trail, rather than supporting Respondent’s defense.
The perhaps most obvious illustration supporting that con-
clusion arises in connection with the analytical element of
knowledge, or suspicion, by Respondent of Trail’s union
sympathies and activities. Doerffler testified during direct ex-
amination that, when the decision to fire him had been made,
after she had spoken with Fuglie on September 20, she had
no knowledge of Trail’s union activities:
Q. On September 20th or prior to that did you as
CEO or head of the company, owner or president,
whatever, have any knowledge of Mr. Trail’s union ac-
tivity?
A. No.
. . . .
On September 20th were you aware that Mr. Trail
was trying to organize the drivers?
A. No. And until today was I made aware of that.
Q. All right. So in your own—in your own decision
to fire Mr. Trail was violation of the policy addendum
two and nothing to do with his union activities?
A. Nothing.
Q. You weren’t aware of them?
A. No. Totally not.
Nord supported Doerffler’s above-quoted denials: ‘‘I have no
knowledge that Joyce knew anything of Mr. Trail’s activities.
. . . regarding a union’’ at the time of ‘‘the determination
that we would need to dismiss Mr. Trail[.]’’ Yet, that denial,
and those of Doerffler as well, were not consistent with Re-
spondent’s own evidence concerning the sequence of events
on September 20.
As discussed in greater detail below, Fuglie testified that,
in the course of taking her home on the bus each day, Trail
had complained frequently to her about certain aspects of his
job. Those complaints, she testified, caused her to become
‘‘very upset and very concerned because when you come up
with a conversation like that with a driver you begin to won-
der what the office is like. What the job [is] like.’’ In addi-
tion, testified Fuglie, during the weekend preceding Septem-
ber 20, ‘‘I had gotten some phone calls from other pas-
sengers who were concerned about the conversations that
were going on on the buses or on the vans’’ with Trail. ‘‘I
finally had enough of it,’’ she testified, ‘‘and so I went to
Gary Nord and asked him, you know, can you—you know,
I’ve had enough of this. Can you see what you can do.’’ She
claimed that because of her fear of ‘‘[r]etaliation,’’ she iden-
tified neither the name of the driver nor the names of the
other passengers to Nord during that conversation. According
to Fuglie, Nord ‘‘said he would look into it,’’ and she then
went to work.
That was the extent of Fuglie’s testimony during direct ex-
amination regarding her conversation with Nord during the
morning of September 20. Questioned during cross-examina-
tion about the words she had spoken to Nord that morning,
however, Fuglie acknowledged that she had told Nord that
her concern had been ‘‘that there was talk about the
[U]nion,’’ and that she ‘‘wouldn’t be surprised if he received
phone calls from other passengers about this union issue[.]’’
Furthermore, Fuglie conceded that, on that day, she had not
told Nord of any other concerns about Trail that she ‘‘had
other than there being talk about the [U]nion. . . .’’ In other
words, not only did Fuglie report specifically to Nord that
Trail had been talking about the Union, but she made no re-
port to Nord on September 20 respecting complaints about
employment with Respondent that Trail may have uttered to
her prior to that date.
Indeed, Nord concurred that Fuglie’s complaint on that
date had centered only on the possible effects of unionization
of the drivers. Thus, he testified that, when she had ap-
proached him ‘‘early in the morning. My guess is 7 o’clock
or so,’’ Fuglie
told me that she had heard from several passengers over
the weekend that they are very threatened and scared
about the potential for work stoppage that might occur
with a union, that the drivers have been telling them
that there is going to be a work stoppage, and that they
were very fearful that having just undergone a work
stoppage less than a year prior that—or a system break-
down rather, rather than a work stoppage, a system
breakdown a year prior—that they were concerned that
a similar thing was going to occur again. [Emphasis
added.]
The system breakdown mentioned in that testimony pertained
to a situation during the latter half of 1993, when transpor-
tation of vulnerable adults in the metropolitan area so badly
broke down that the National Guard was eventually called in
to operate the system.
Asked specifically during direct examination if Fuglie’s
conversation with him had ‘‘include[d] other things besides
these threats about the [U]nion,’’ Nord answered, ‘‘The
threats were more of work stoppage in nature than anything
about a union.’’ He identified no other conduct nor remarks
by Trail, about any other subjects, which had been mentioned
by Fuglie during that 7 a.m. conversation. Accordingly, as-
suming arguendo that Trail had voiced general complaints
about employment to Fuglie, while she had been a passenger
in his bus, those complaints had not been a subject of the
report which she made to Nord on September 20.
As had Fuglie, Nord testified that, when he asked ‘‘who
these passengers were or who the drivers involved were’’
(emphasis added), she had refused to identify them because
there might be ‘‘reprisals,’’ and he had told her that he
would look into the matter.
‘‘I considered [Fuglie’s expressed concerns] to be serious
concerns of Claudia[ ],’’ testified Nord. So, when Doerffler
arrived at work later that morning, he ‘‘told Joyce what
Claudia had told me and said that maybe she would be more
forthcoming if you talk to her.’’ Similarly, Doerffler testified
that when she had shown up for work that morning, Nord
came to me almost immediately and said, ‘‘Boy, we’ve
got trouble now. Apparently the passengers are being
made to feel really threatened and uncomfortable. Clau-
dia got a lot of phone calls at home this weekend.’’
893
HANDICABS, INC.
And [I] said, ‘‘Well, who is it’’ and he says, ‘‘She
won’t tell me.’’ And I said, ‘‘Well, I’ll talk to her and
see if I can get any information.’’
Fuglie and Doerffler each described a conversation which
then had ensued between them. The latter testified that the
conversation had taken place ‘‘in the ladies restroom.’’ Dur-
ing direct examination, Fuglie testified initially that it had
taken place ‘‘at my desk.’’ But when it was then suggested
‘‘I understood that you went into the ladies room so nobody
could see the two of you,’’ Fuglie answered hastily, ‘‘Oh,
that too.’’ Yet, Doerffler described only a single conversation
with Fuglie that day. And, Fuglie described the substance of
only a single conversation with Doerffler on September 20.
As a result, there simply is no basis for concluding that the
two women had engaged in one conversation ‘‘at [Fuglie’s]
desk’’ as Fuglie testified initially, and that a conversation be-
tween them occurred ‘‘too’’ in the ladies’ restroom, as
Doerffler testified and as Fuglie testified after being prompt-
ed.
As to the substance of what Fuglie had said to her,
Doerffler testified that, after identifying Trail, Fuglie said
that he made her feel very threatened and uncomfort-
able complaining about the company, threatening that
the drivers were going to walk out union or no union.
I said, ‘‘Well, if he doesn’t like his job so much why
doesn’t he quit’’ or something like that, and she says,
‘‘I don’t know but I’ve asked him to stop talking. He
doesn’t and now people I know are hearing the same
conversations. I’m really getting upset and nervous
about it.’’
To be sure, Doerffler’s account places some distance be-
tween possible unionization of the drivers and asserted fear
caused to passengers by Trail’s supposed work-related re-
marks to them. That is, her description of Fuglie’s statements
simply enfolds mention of a union into an overall general de-
scription of purported complaints about Respondent’s em-
ployment by Trail to passengers.
Still, as pointed out above, Fuglie had not reported that
morning to Nord any remarks by Trial other than ones per-
taining to ‘‘talk about the [U]nion.’’ Nothing in the record
supports an inference that Fuglie would have been naturally
disposed to add to her initial report other subjects when later
speaking with Doerffler. And any such inference would be
at odds with Fuglie’s ultimate testimony regarding the sub-
stance of what she reported to Doerffler on September 20,
although she did inject a somewhat internally inconsistent ac-
count.
During direct examination, Fuglie provided only a sketchy
description of what she had reported about Trail to Doerffler
on September 20. Thus, she testified that she had mentioned
‘‘the problems we are dealing with and stuff,’’ and agreed
that she had disclosed to Doerffler ‘‘all these things we’ve
been talking about,’’ such as her ‘‘fears of shutting down’’
and ‘‘threats of whatever happened[.]’’ Then, in the course
of testifying during cross-examination about purported com-
plaints to her by Trail concerning Respondent’s treatment of
employees—yelling at employees and back-stabbing—Fuglie
claimed that she also had reported those supposed statements
to Doerffler before Trail had been discharged.
However, when asked during redirect examination if her
September 20 conversation with Doerffler had included
Trail’s ‘‘conversation other than the union and things he dis-
cussed with you,’’ Fuglie’s answer effectively denied that
such ‘‘other’’ purported remarks by Trail had been related to
Doerffler during that particular conversation: ‘‘Basically
talked to Joyce about the concern of the [U]nion because I
was listening to things that were very unpleasant.’’ Not only
did that testimony refute Doerffler’s testimony that Fuglie
had reported complaints by Trail about his employment with
Respondent, but it obviously also contradicts Doerffler’s
above-described denials of knowledge about Trail’s union in-
volvement—or, at least, sympathies— when the decision to
discharge him had been made later that same day.
That occurred following Doerffler’s conversation with
Fuglie. During a discussion with Nord, testified Doerffler,
the determination was made to fire Trail and responsibility
for doing so was delegated to Nord. Both testified that they
had reached that determination because Trail’s remarks to
passengers, as related by Fuglie, had violated the Vulnerable
Adults Act portion of company policy addendum no. 2. In-
deed, in contesting Trail’s claim for unemployment benefits,
Respondent advanced that contention and its position was
upheld by the Minnesota Department of Economic Security’s
Representative of the Commissioner. In his decision, the rep-
resentative made a specific finding that:
(6) The claimant was discharged by the employer
due to discussing work-related problems and union ac-
tivity with the employer’s passengers. The claimant’s
discharge was pursuant to the employer’s policy which
provided for immediate discharge in such cases.
As discussed in section II, infra, Respondent moves to dis-
miss the discrimination allegations of this proceeding on the
basis of the result reached in that state proceeding.
Given that state determination and the motion based on it,
as well as the motivation defense advanced in this proceed-
ing, it is necessary to examine the contention that Trail’s dis-
charge had been motivated, at least in part, by complaints
about working conditions which he had supposedly made to
passengers. At the outset, there is no reliable evidence that
Doerffler and Nord had even been aware of such conduct by
Trail at the time that the two supervisors determined to dis-
charge him.
Only in Doerffler’s description of what Fuglie had said on
September 20 is there any somewhat clear reference during
conversations that day to Trail ‘‘complaining about the
company[.]’’ However, as discussed above, that testimony
was ultimately refuted by Fuglie. To be sure, she mentioned
having reported to Doerffler such work complaints by Trail
before he had been discharged. But when that particular testi-
mony was followed up during redirect, Fuglie reversed field
and testified, ‘‘Basically talked to Joyce about the concern
of the [U]nion’’ on September 20.
Fuglie testified that her initial report to Nord had been
‘‘that there was talk about the [U]nion’’ and that she had not
reported any other concern to him. Nord agreed that this had
been the only subject of Fuglie’s report, although he charac-
terized her concern in terms ‘‘of work stoppage [rather] than
anything about a union.’’ But he never claimed that Fuglie
had said anything about Trail, or any other driver, complain-
894
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
3 Doerffler testified Respondent had disbanded that plan and had
distributed the profits to qualified employees. She further testified
that Trail’s money had not been collected by him. Having worked
for Respondent 3-1/2 years, she estimated that the amount available
to him is ‘‘only about $11.00[.]’’
ing to passengers about their conditions of employment by
Respondent. Nor did he testify that he and Doerffler had dis-
cussed such a subject in reaching their discharge termination.
In fact, neither did Doerffler do so. Finally, a review of
Nord’s above-quoted ‘‘9–20–94’’ memorandum shows that it
pertained to ‘‘complaints and problems regarding potential
unionization,’’ not to ‘‘complaints and problems’’ about
working conditions, in general.
It is settled that ‘‘the mere existence of a valid ground for
discharge is no defense to an unfair labor practice charge if
such grounds was a pretext and not the moving cause.’’
NLRB v. Yale Mfg. Co., 356 F.2d 71 (1st Cir. 1966). Accord:
Singer Co. v. NLRB, 429 F.2d 172, 179 (8th Cir. 1980);
NLRB v. Symons Mfg. Co., 328 F.2d 835, 837 (7th Cir.
1964); NLRB v. Adam Loos Boiler Works Co., 435 F.2d 707
(6th Cir. 1970). Inasmuch as there is no evidence that
Doerffler and Nord had even been aware on September 20
of supposed complaints by Trail to passengers about dis-
satisfaction with employment by Respondent, much less that
they had discussed and considered that subject in reaching
their decision to fire Trail on that date, Respondent cannot
now rely on such purported remarks to passengers to buttress
its defense.
In fact, with one exception, Trail denied expressly that he
had initiated or participated in conversations with passengers
regarding his wages, benefits or working conditions, and fur-
ther denied that he had ever discussed with passengers his
own complaints about work at Respondent. Moreover, he tes-
tified that whenever passengers complained about the service,
usually about scheduling which caused them delays, he
would ‘‘refer them to the company to call the office and
have them explain it to you,’’ since those were not
‘‘complaint[s] that I can deal with.’’
The lone exception to Trail’s denials pertained to Fuglie.
She rode regularly with Trail and was the only employee of
Respondent to do so. As they rode together, he testified, they
would converse,
just about anything. We’d talk about weather for one
thing or how her day went in the office, if there was
any—anything going on after work where she would be
going to do something after work, or if I was going to
do something after work we’d talk about that, or about
our families or if we had friends in common we’d talk
about things like that.
Only twice he testified did he discuss the Union with Fuglie.
The first occasion had occurred in August, Trail testified,
when Fuglie raised the subject by saying that ‘‘the people in
the office were wondering how this union thing was going
to turn out.’’ When he asked why she wanted to know that,
testified Trail, Fuglie replied, ‘‘Well, we’re wondering if
we’re all going to have jobs and that the drivers aren’t going
to be getting their hours if there is a union voted in because
[Respondent] won’t be able to pay for the overtime and
hours will be cut back.’’ According to Trail, when he asked
how Fuglie knew that, she responded, Well, Joyce and Har-
lan [Peterson] said so.’’ He testified that he had assured her,
‘‘I don’t think that would happen. I can’t see that.’’
The second occasion when the Union was mentioned dur-
ing a conversation between them, he testified, occurred dur-
ing the week prior to his discharge, ‘‘right after work at
about 3:30 at [Respondent’s] garage.’’ He testified that he
had asked Fuglie if she was aware of Respondent’s
profitsharing plan and if she had been offered an opportunity
to participate in it. When she answered no to both questions,
testified Trail, he explained that he had been told about such
a plan when he started working for Respondent, but when he
later questioned whether he could participate in the plan, he
had been told that there were no profits, so there would be
no profitsharing.3 According to Trail he then said to Fuglie:
Well, that’s some kind of unequal treatment there,
being told one thing and not being given it or others
have been told things and not given them, and the fact
that drivers were doing the same job and getting paid
different wages even though some had been there
longer and getting less than drivers that were hired
since them. You know, those were inequities that could
be changed if the [U]nion was voted in.
Fuglie was the primary witness called by Respondent to
supply evidence regarding the assertions that Trail had com-
plained to passengers about his job. During the summer and
fall, she testified, he had complained ‘‘three, four times a
week,’’ as he drove the bus, about unhappiness with the
routes, the manifests, his pay and being overworked, and also
had said that ‘‘they could yell at you’’ and that Doerffler
‘‘could be a bitch if she wanted to and also watch my back
because I didn’t know, you know, if they were going to yell
at me or terminate me out of the clear blue.’’ Moreover, she
testified,
He had mentioned one time that drivers would walk
out because they were not happy with what was going
on. They were not happy with their wages and the
routes and that they were pushed to do more than what
they could do, and they could have walked out [with
or without a union].
Trail denied having conversed about the Union with Fuglie
on any occasion other than during the two above-described
conversations concerning which he testified. Significantly,
Fuglie never denied that those conversations had occurred
and that the remarks recited by Trail had been exchanged be-
tween them. Further, there were certain other aspects of her
testimony which reinforce doubts regarding her candor that
arose as she was testifying.
First, Fuglie was vehemently opposed to unions and, by
extension, unsympathetic to activities of those who supported
them. That was amply demonstrated by the following se-
quence of questions and answers when she testified:
Q. I think I did ask but I want to make sure. You
weren’t of the class to be unionized?
A. No.
Q. And so Ron didn’t ask you to sign a union card?
A. No.
Q. And there was really no reason for you to have
discussions with Ron—
895
HANDICABS, INC.
4 Lest someone raise the point, as I advised the parties during the
prehearing conference call, I am blind in one eye. Some say that,
in due course, I may lose sight in the other one. Consequently, it
can hardly be maintained with persuasion that I am not sensitive to
the plight of vulnerable persons—unless, of course, one is prepared
to grade disadvantages of various handicaps and challenges.
A. No.
Q. —about the union?
A. And I probably would have ripped it up.
Q. But be that as it may—
A. Right.
Q. —you weren’t—
A. I wasn’t part of it and I didn’t want to hear it.
The vitriol which can be implied from those answers does
not begin to fully portray the bitterness Fuglie displayed in
uttering those answers. It was my impression that she was
fully willing to tailor her accounts of events to disadvantage
a supporter of any union to the greatest extent possible.
Second, Fuglie was not reluctant to take advantage of any
opportunity to point out her dependence on bus drivers, such
as Trail, when being ridden to and from work. That depend-
ence is obvious.4 Still, there is another aspect to her situa-
tion: Fuglie is self-supporting and, thus, dependent upon Re-
spondent for continued income from employment. It is not
easy for someone in her position to obtain employment. As
a result, it should not be surprising that she would be dis-
posed to take whatever measures she deemed necessary to
assure that she retained her current job.
Third, very little supporting evidence was provided for
Fuglie’s accounts of purported ongoing complaining remarks
by Trail which upset passengers riding his bus. Of course,
that might be because those passengers were fearful to come
forward and identify themselves, as Fuglie claimed. But one
of them—Jan Snook—did appear as a witness. Her testimony
did not support that of Fuglie.
The latter testified that Snook had been one of the individ-
uals who had complained to Fuglie and that Snook had
‘‘voice[d] the same concerns that [Fuglie] voiced’’ to Re-
spondent. But when Snook appeared as a witness, she testi-
fied that she had told Fuglie, ‘‘I remember sometimes over
the concerns but I keep my mouth shut.’’ At no point did
Snook describe any telephone call that she had placed to
Fuglie during the weekend preceding Trail’s discharge.
More importantly, asked about what Trail had said in her
presence, while she rode as a passenger on his bus, Snook
testified merely, ‘‘I remember one day riding home he had
a lot of people to pick up’’ and Trail had complained ‘‘about
being overbooked but that’s all I remember.’’ Given the fact
that, as described above, Trail occasionally encountered pas-
senger complaints about delays caused by scheduling, it does
not seem unusual that he might have voiced concern on a
particular occasion about being overbooked. However, that
single remark hardly rises to the level of the types of com-
plaints attributed to Trail by Fuglie—hardly demonstrates
criticism of Respondent that would likely cause a vulnerable
passenger to become fearful.
Fourth, Fuglie’s testimony raised certain inherent timing
concerns. As set forth above, she claimed that Trial had been
complaining to her since summer. Yet, for some reason never
explained, she did not relate any of his supposed remarks to
Respondent’s officials until the representation election ap-
proached and the possibility of representation for drivers be-
came a realistic possibility.
Further, there is no evidence of any incident involving
Trail that would appear to explain a sudden spate of calls to
Fuglie by other passengers during the weekend preceding
September 20. Absent such an explanation, it seems highly
unusual that a number of people would suddenly make inde-
pendent decisions to telephone Respondent’s reservationist, at
her home, to voice identical concerns. Of course, that might
be explained by the approaching representation election and
the fact that other passengers, like Fuglie, were becoming
concerned that the drivers’ selection of a bargaining agent
could lead to a work stoppage, should subsequent bargaining
fail to yield agreement, that could leave those passengers
without transportation, as happened to them during 1993.
Had those telephone calls to Fuglie actually been made
during that weekend, it is puzzling that she had not made her
report to Respondent about them until the second workday
following that weekend. Throughout the hearing Respondent
referred to September 20 as a Monday. But examination of
a 1994 calendar reveals that September 20 fell on a Tuesday
during that year. Obviously, Respondent could not change
the date of which it had discharged Trial. So, in constructing
their defense, its witnesses appear to have tried to bluff
through the actual day of the week on which that date oc-
curred, by portraying it as a Monday and, apparently, hoping
that no one would notice. Notice of that fact, however, leave
an intervening workday between that weekend and the day
of which Trail was discharged, with no explanation of why,
had she actually received calls from other passengers during
the weekend and had become concerned, Fuglie did not
make her report on the first workday after that weekend.
On the basis of Fuglie’s testimony, she had complained
only about Trail. However, as the italicized portions of
Nord’s testimony reveal, he described her as having reported
passenger calls to her about ‘‘drivers,’’ plural. This was not
a mere one-time possible reportorial error. For when Nord
described having asked Fuglie to whom she was referring,
Nord again used the plural: ‘‘drivers.’’ Furthermore, he used
that same plural—‘‘drivers have been hassling them’’—in his
above-quoted ‘‘9–20–94’’ memorandum, issued on the same
day as Trail was fired. These particular facets of Respond-
ent’s evidence gives rise to at least a respectable alternative
inference that passengers had been concerned about a pos-
sible work stoppage should the drivers become represented,
that Fuglie had related that concern to Respondent’s officials
and had identified Trail as a union supporter—or likely sup-
porter—based on his above-described comment to her during
the preceding week, and that Respondent fired him as a
warning to other drivers when they cast their ballots in the
representation election conducted 24 days later. That is, that
by discharging Trail, Respondent could ‘‘so extinguish seeds,
[that] it would have no need to uproot sprouts.’’ Ethan Allan,
Inc. v. NLRB, 513 F.2d 706, 708 (1st Cir. 1975).
II. DISCUSSION
Turning first to the portion of company policy addendum
no. 2 italicized in section I, obviously Respondent has an ob-
ligation to protect passengers from abuse and mistreatment
by drivers. Nevertheless, nothing in the public service provi-
sions of Americans with Disabilities legislation, 42 U.S.C. §
12101 et seq., provides for modification of rights guaranteed
896
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
employees by the Act. Moreover, one purpose of those pub-
lic service provisions is ‘‘elimination of discrimination
against
individuals
with
disabilities,’’
42
U.S.C.
§ 12101(b)(1), not to promote further patronization of them.
To be sure, some words and conduct do cause greater con-
cern for a vulnerable person than is the fact for other individ-
uals. Still, any work rules intended to address such greater
concerns must be narrowly tailored to avoid unnecessary
deprivation of employees’ statutory rights.
As a general proposition, employees do not ‘‘lose their
protection under the ‘mutual aid or protection’ clause [of
Section 7 of the Act] when they seek to improve terms and
conditions of employment or otherwise improve their lot as
employees through channels outside the immediate em-
ployee-employer relationship.’’ Eastex, Inc. v. NLRB, 437
U.S. 556, 565 (1987). That protection can be lost whenever
employee communications to third parties do not relate to
labor practices of the employer, such as disparaging the em-
ployer’s reputation or quality of its product, or whenever
those communications are maliciously motivated. See gen-
erally, NLRB v. Local 1229 IBEW (Jefferson Standard), 346
U.S. 464 (1953). But the portions of addendum no. 2
italicized in section I are not limited to those types of com-
munication.
Nor, for that matter, are those italicized portions narrowly
drafted so that Respondent’s prohibitions are confined to
driver communications intended to threaten or cause pas-
sengers to become apprehensive, and to communications nat-
urally likely to have that effect. Instead, the first pertinent
rule is that addendum imposes a flat prohibition on, ‘‘Dis-
cussing complaints or problems about the company with our
clients,’’ adding that such communications ‘‘will be grounds
for immediate dismissal.’’
True, the second italicized portion of addendum no. 2 is
somewhat less sweeping, in that it is confined to ‘‘personal
or company-related problems that may make [clients] feel co-
erced or obliged to act upon or react to.’’ Still, the standard
which it imposes is a subjective one: it literally conditions
violation of its prohibition on the subjective reaction of the
passenger. Such a standard presents an inherent danger to the
exercise of drivers’ statutory right to communicate ‘‘through
channels outside the immediate employee-employer relation-
ship.’’ Ibid.
For example, although there is no reliable evidence that
Trail or any other driver maliciously threatened a work stop-
page as a means of frightening Fuglie or any other pas-
senger, work stoppages are one obvious possible con-
sequence of collective bargaining. I have no doubt that
Fuglie understood that fact and was apprehensive concerning
the impact of any strike on her ability to obtain transpor-
tation. But that is an apprehension shared generally by all
passengers on any form of transportation employing rep-
resented employees. Indeed, it is a normal concern of every
customer of a business with represented employees. How-
ever, Congress has not seen fit to restrict the right to strike
of employees working for enterprises which serve the handi-
capped and challenged.
Furthermore, absent a showing of intention to deliberately
frighten the latter through statements about possible strikes—
which has not credibly been shown here—nothing prohibits
employees providing service to that sector of the public from
mentioning the possibility of, or intention to, strike, incident
to attempting to ‘‘improve their lot as employees through
channels outside the immediate employee-employer relation-
ship.’’ Id. Yet, by its terms, that is precisely what is forbid-
den by the terms of the second italicized portion of company
policy addendum no. 2, at least so long as a single pas-
senger, such as Fuglie, subjectively ‘‘feel[s] coerced or obli-
gated to act . . . or react to’’ statements about the possibility
of a strike.
Beyond strike statements, that particular rule is worded so
broadly that it potentially prevents employees from publiciz-
ing any aspect of a labor dispute with Respondent, and from
appealing for support from the public, for fear that a single
client may come to feel threatened or uncomfortable. So
broad a prohibition hardly strikes a reasonable balance be-
tween protection which Congress sought to extend to the
handicapped and challenged segment of the public and the
rights which Congress sought to provide for employees under
the Act, particularly in an overall prohibition which begins
with an expressed warning of ‘‘immediate dismissal’’ for
discussion with clients of ‘‘complaints or problems about the
company[.]’’ The breadth of both italicized portions of com-
pany policy addendum no. 2 is too extensive. The one ex-
pressly prohibits statutorily protected activity; the second in-
herently does so. Therefore, I conclude that those sections of
addendum no. 2 violate Section 8(a)(1) of the Act. Pontiac
Osteopathic Hospital, 284 NLRB 442 (1987); Kinder-Care
Learning Centers, 299 NLRB 1171 (1990).
Turning to the motivation for Trail’s discharge, prior to
the hearing Respondent filed a motion to dismiss—renewed
during the hearing—on the basis of the decision issued by
the representative of the commissioner, mentioned in section
I. That decision, argues Respondent, addressed the issue of
whether Trail had engaged in misconduct, concluded that he
had done so, and, accordingly, resolved the motivation issue
by holding that Trail ‘‘was discharged for misconduct.’’
Therefore, Respondent contends, the complaint concerning
that allegation should be dismissed, because the motivation
for discharging Trail has already been resolved.
In Section 10(a) of the Act, however, Congress provided
that the Board’s power to prevent unfair labor practices
‘‘shall not be affected by any other means of adjustment or
prevention that has been or may be established by agreement,
law or otherwise.’’ The Board has held specifically that state
determinations
of
misconduct,
disqualifying
alleged
discriminatees from receiving unemployment benefits, are not
controlling in proceedings arising under the Act. That type
of decision is ‘‘rendered under a statute with different defini-
tions, policies and purposes,’’ Garrison Valley Center, Inc.,
277 NLRB 1422 fn. 1 (1985), and decisions under the Act
‘‘must be based upon an independent consideration and eval-
uation of the evidence received in . . . unfair labor practice
proceeding[s].’’ Justak Bros. & Co., 253 NLRB 1054 fn. 1
(1981).
Furthermore, the General Counsel was not a party to the
state proceeding, nor during it was Trail represented by
counsel. A review of the decision and its underlying record
reveals that no consideration was accorded to the unfair labor
practice motivation issue which the Act requires the Board
to resolve. Not all of Respondent’s evidence presented during
that hearing was based on firsthand knowledge, since only
Doerffler testified for Respondent. In light of the foregoing
considerations, I deny Respondent’s motion to dismiss.
897
HANDICABS, INC.
The General Counsel has made a prima facie showing of
unlawful motivation for Trail’s discharge. Prior to that dis-
charge Trail had been active on behalf of the Union. Termi-
nation of a union activist can ‘‘give rise to an inference of
violative discrimination.’’ NLRB v. First National Bank of
Pueblo, 623 F.2d 686, 692 (10th Cir. 1980). See also Inter-
mountain Rural Electric Assn. v. NLRB, 732 F.2d 754, 759
(10th Cir. 1984), and cases cited therein; NLRB v. Des
Moines Foods, Inc., 296 F.2d 285, 289 (8th Cir. 1961).
During the hearing, and in its brief, Respondent argues
that there has been no showing that Respondent had knowl-
edge of Trail’s union support and activities prior to Septem-
ber 20. So far as it goes, that argument is an accurate one:
There is no evidence that prior to September 20 Doerffler or
Nord had known about Trail’s support for the Union. But,
as described in section I, on September 20 Fuglie protested
to Nord about ‘‘talk about the [U]nion’’ and ‘‘this union
issue.’’ Later that same morning, Fuglie, ‘‘Basically talked to
Joyce [Doerffler] about the concern of the [U]nion.’’
Doerffler admitted that the determination to discharge Trail
had not been made until after those conversations. Moreover,
during Doerffler’s conversation with Fuglie, the only driver
whose name had been mentioned had been that of Trail. Ac-
cordingly, while Respondent may not have known the extent
of his union activities prior to September 20, on that date—
by the time of the determination to discharge him—it cer-
tainly possessed knowledge that Trail was involved in union
activity.
Even if one might conclude that the extent of that knowl-
edge gave rise to no more than suspicion by Respondent of
union support by Trail, ‘‘the Act is violated if an employer
acts against the employee[ ] in the belief that [he has] en-
gaged in protected activities.’’ Henning & Cheadle, Inc. v.
NLRB, 522 F.2d 1050, 1052 (7th Cir. 1975). Accord: NLRB
v. Ritchie Mfg. Co., 354 F.2d 90, 98 (8th Cir. 1965). In sum,
in view of Fuglie’s remarks to Doerffler and Nord—the two
officials who made the discharge determination—the record
amply supports a conclusion that, by the time of that deter-
mination, they knew, or at least suspected, that Trail was in-
volved with the Union.
And so far as the evidence shows, he had been the only
employee whom Respondent could identify by September 20
as being a union supporter. True, Doerffler testified that em-
ployee Dennis Schusted had been ‘‘known to me through the
entire time [to be] a union supporter.’’ However, she did not
testify what she meant by ‘‘throughout’’ and did not testify
with particularity when she had learned of his union support.
He had been an observer for the Union at the October 14
representation election. So by the time of the hearing in the
instant case obviously Doerffler knew that Schusted had sup-
ported the Union. But there is no specific evidence that she,
or any other official of Respondent, had known prior to Oc-
tober 14 that Schusted did so. Consequently, so far as the
evidence discloses, on September 20 Trail had been the only
employee disposed toward the Union whose identity was
known to Respondent.
Furthermore, the discharge determination was made shortly
after Doerffler had acquired that knowledge. ‘‘The inference
of a cause-and-effect relationship between the two incidents
is a strong one.’’ NLRB v. Adams Delivery Service, 623 F.2d
96, 99 (9th Cir. 1980). Not only does such ‘‘stunningly obvi-
ous timing,’’ NLRB v. Rubin, 424 F.2d 748, 750 (2d Cir.
1970), ‘‘render the motive suspect,’’ NLRB v. J. W. Mortell
Co., 440 F.2d 455, 457 (7th Cir. 1971), and ‘‘vulnerable,’’
NLRB v. Dee’s of New Jersey, 395 F.2d 112, 115 fn. 4 (3d
Cir. 1968); see also NLRB v. Council Mfg. Corp., 334 F.2d
161, 164 (8th Cir. 1964), but, ‘‘Such proximity can lead sup-
port to a Board inference of unfair labor practices.’’ (Citation
omitted.) NLRB v. Tennessee Packers, Inc., 390 F.2d 782,
784 (6th Cir. 1968).
As described in section I, other than saying ‘‘we’ve got
a complaint against you,’’ when he discharged Trail, Nord
had been unwilling to either explain further the reason for
that discharge or to provide a written statement to Trail con-
cerning the reason for it. Nord’s failure to do so is a cir-
cumstance which further supports an inference of unlawful
motivation. See, e.g., NLRB v. Griggs Equipment, Inc., 307
F.2d 275, 278 (5th Cir. 1962); NLRB v. Melrose Processing
Co., 351 F.2d 693, 699 (8th Cir. 1965).
As Trail explained to Nord, so vague an explanation for
discharge left Trail unable to explain his version of an inci-
dent for which he was being fired. That is a further indicator
of unlawful motivation, see, e.g., U.S. Rubber Co. v. NLRB,
384 F.2d 660, 662–663 (5th Cir. 1967); Sterling Aluminum
Co. v. NLRB, 391 F.2d 713, 723 (8th Cir. 1968); NLRB v.
Coast Delivery Service, 437 F.2d 264, 268–269 (9th Cir.
1971), since it evidences a lack of belief that Trail had actu-
ally engaged in misconduct. See Automobile Workers v.
NLRB, 455 F.2d 1357, 1367 (D.C. Cir. 1971). And by failing
to question Trail concerning whether he had engaged in mis-
conduct, as well as by failing to enable him to defend him-
self by explaining what had occurred, Respondent failed to
conduct a meaningful investigation of the purposed mis-
conduct for which it was firing him. That lends added sup-
port to an inference of unlawful motivation. For, it shows
that Respondent was not truly interested in whether mis-
conduct had actually occurred. See, e.g., W. W. Grainger v.
NLRB, 582 F.2d 1118, 1121 (7th Cir. 1978); NLRB v. Gogin,
575 F.2d 596, 601–602 (7th Cir. 1978); NLRB v. Ayer Lar
Sanitarium, 436 F.2d 45, 48 (9th Cir. 1970).
Respondent argues that there is no evidence that it har-
bored animus toward the Union and its employee supporters.
Yet, ‘‘[e]ven without direct evidence, the Board may infer
animus from all the circumstances.’’ (Citation omitted.) Elec-
tronic Data Systems Corp., 305 NLRB 219, 219 (1991).
Such an inference can be drawn, in fact, from collective
evaluation of the factors reviewed in the preceding para-
graphs. Indeed, ‘‘[t]iming alone may support anti-union ani-
mus as a motivating factor in an employer’s action.’’ (Cita-
tion omitted.) NLRB v. Rain-Ware, Inc., 732 F.2d 1349, 1354
(7th Cir. 1984).
Nevertheless, contends Respondent, any inference of ani-
mus—and of unlawful motivation, as well—is dissipated by
two added factors: First, that, knowing of his union support,
Respondent still conferred a safety award—a certificate and
$700—on Schusted and, in addition, gave pay increases to
three other employees who had sat with him while he served
as union observer during the representation election and, sec-
ond, that two other employees had been discharged in the
past for infractions similar to those for which Trail was fired.
However, neither factor is as persuasive as Respondent con-
tends.
An employer’s failure to discriminate against every union
supporter does not disprove a conclusion that it discriminated
898
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
against one of them. See NLRB v. Challenge-Cook Bros. of
Ohio, Inc., 374 F.2d 147, 152 (6th Cir. 1967); Nachman
Corp. v. NLRB, 337 F.2d 421, 424 (7th Cir. 1964); NLRB
v. W. C. Nabors Co., 196 F.2d 272, 276 (5th Cir. 1952),
cert. denied 344 U.S. 865 (1952). For, as put colorfully in
another context, ‘‘a piece of fruit may well be bruised with-
out being rotten to the core.’’ Cooper v. Federal Reserve
Bank of Richmond, 467 U.S. 867, 880 (1984).
Discharge of ‘‘a single dissident may have—and may be
intended to have—an in terrorem effect on others,’’ Rust En-
gineering Co. v. NLRB, 445 F.2d 172, 174 (6th Cir. 1971),
‘‘by making ‘an example’ of [one] of them.’’ NLRB v.
Shedd-Brown Mfg. Co., 213 F.2d 163, 175 (7th Cir. 1954).
As pointed out in section I, the Union failed to secure a ma-
jority of votes in the October 14 representation election.
Schusted’s award and the pay increases granted to the other
employees were not conferred until after that date. Thus, by
the time of those events, Respondent had no further need to
deter union support by demonstrating its economic power to
disadvantage employees. To the contrary, conferring those
benefits afforded Respondent with an inherent opportunity to
dissuade those employees from renewing any effort to secure
representation.
As to the two other dischargees, their infractions were of
greater severity than the asserted misconduct attributed to
Trail. One, Clarence Brown, was terminated for taking
money from passengers. The other, Bonnie Lenarz, was fired
for soliciting passengers to write letters to Respondent on be-
half of her husband, whom Respondent had earlier dis-
charged. Not only did Lenarz’ conduct inherently undermine
Respondent’s disciplinary authority, but both of those termi-
nated employees affirmatively involved passengers in the ac-
tions for which the discharges were made—that is, the pas-
sengers were not simply passive witnesses to those two driv-
ers’ misconduct.
Significantly, Respondent made no effort to rely on the
discharge of Lenarz’s husband as an added example of a ter-
mination comparable to that of Trail. That does not appear
to have been an oversight. For, like Trail, Lenarz had been
a driver and, according to Respondent, he had been dis-
charged for conduct which involved frightening passengers.
But in Lenarz’ case, that conduct had been driving his bus
in a manner which so frightened passengers that, according
to Doerffler, ‘‘people were frightened to ride with him.’’
Yet, unlike Respondent’s defense to the discharge of Trail,
Lenarz was not discharged for the first such incident brought
to the attention of Respondent. Doerffler testified that there
had been similar complaints before the one that led to
Lenarz’ discharge, ‘‘and according to our company policy he
received a verbal warning, the written warning,’’ and, fol-
lowing a ‘‘final driving complaint,’’ he was fired. Respond-
ent advanced no explanation as to why, assuming it had truly
believed that Trail had frightened passengers, that ‘‘company
policy’’ had not been applied to him.
In sum, the two foregoing arguments, and the evidence to
which they pertain, do not suffice to dissipate the evidence
supporting the inference, based on a preponderance of all the
evidence, that Trail’s discharge had been motivated by ani-
mus toward his union involvement or, at least, suspected in-
volvement. Moreover, in the final analysis, Doerffler and
Nord each conceded that Trail’s discharge determination had
been based on the portions of company policy addendum no.
2 italicized in section I. As concluded above, those are over-
ly broad rules which deprive employees of their right to en-
gage in statutorily protected activity, thereby violating Sec-
tion 8(a)(1) of the Act. Because they are unlawful, any dis-
charge based on them is also unlawful.
In other respects, to satisfy its burden under Wright Line,
251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981),
cert. denied 455 U.S. 989 (1982), approved in NLRB v.
Transportation Management Corp., 462 U.S. 393 (1983), Re-
spondent presented testimony by three witnesses which was
unconvincing and appeared to be lacking in candor. Those
conclusions are reinforced by a review of the record of that
testimony, as illustrated by the examples reviewed in section
I. As a result, there is no credible evidence that Trail en-
gaged in any actual misconduct which frightened passengers,
much less was intended to frighten passengers, nor that he
engaged in any other misconduct which shows that there had
been a nondiscriminatory basis for discharging him. More
importantly, there is no credible evidence that Doerffler and
Nord had been actually motivated by a legitimate reason
which, absent Trail’s union sympathies and activities, would
have motivated Respondent to discharge Trail, in any event,
on September 20.
In these circumstances, a preponderance of the credible
evidence—Trail’s support for and activity on behalf of the
Union, the extent of Respondent’s knowledge on September
20 concerning the identity of Trail as a driver who was in-
volved or likely involved in an organizing campaign, the tim-
ing of Trail’s discharge in relation to acquisition of that
knowledge by Doerffler, Respondent’s unwillingness to ex-
plain fully to Trail why he was being discharged and to offer
him an opportunity to explain his side of the purported in-
fraction for which he was being discharged, Respondent’s
admitted reliance for that discharge on an overly broad work
rule which violates Section 8(a)(1) of the Act, the existence
of animus which can be inferred on the basis of the record,
and Respondent’s reliance for a defense on testimony that is
not credible and which fails to satisfy its burden of showing
a legitimate reason for discharge that would have been acted
on even had Respondent not learned of Trail’s union involve-
ment—establishes that Respondent’s motivation for discharg-
ing Trail had been because of his union sympathies and ac-
tivities. Therefore, by discharging Trail on September 20,
Respondent violated Section 8(a)(3) and (1) of the Act.
CONCLUSIONS OF LAW
Handicabs, Inc. has committed unfair labor practices af-
fecting commerce by discharging Ronald F. Trail because of
his union support and activities, in violation of Section
8(a)(3) and (1) of the Act, and by maintaining and publiciz-
ing work rules which forbid employees from discussing
wages among themselves, and which provide that discussing
with clients problems and complaints about the company is
prohibited and will be grounds for immediate dismissal, in
violation of Section 8(a)(1) of the Act.
REMEDY
Having concluded that Handicabs, Inc., has engaged in un-
fair labor practices, I shall recommend that it be ordered to
cease and desist therefrom and, further, that it be ordered to
take certain affirmative action to effectuate the policies of the
899
HANDICABS, INC.
5 As discussed in sec. I, supra, Respondent now concedes that the
quoted portion of company policy addendum no. 1 violates the Act.
Given other violations of the Act which, in section II, I conclude
violated the Act, however, Respondent’s publication of a notice to
employees and modification of its handbook, rescinding that rule, are
not a sufficient repudiation, of themselves, to obviate the need for
a remedial order encompassing the violation of Section 8(a)(1) of the
Act arising from maintenance of that rule in addendum no. 1 prior
to March 21, 1995.
6 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and rec-
ommended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
7 If this Order is enforced by a judgment of a United States court
of appeals, the words in the notice reading ‘‘Posted by Order of the
National Labor Relations Board’’ shall read ‘‘Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order
of the National Labor Relations Board.’’
Act.5 With respect to the latter, it shall be ordered to modify
its handbooks distributed to employees so that the unlawful
portions of work rules in company policy addendums no. 1
and no. 2 are eliminated. It also shall be ordered to offer im-
mediate and full reinstatement to Ronald F. Trail, dismissing,
if necessary, anyone who may have been hired or assigned
to the position from which he had been unlawfully dis-
charged on September 20, 1994, or if that position no longer
exists, to a substantially equivalent position, without preju-
dice of his seniority or other rights and privileges. In addi-
tion, it shall be ordered to expunge from its files any ref-
erences to that unlawful discharge of Trail, notifying him in
writing that it has done so, and, further, it shall be ordered
to make Trail whole for any loss of pay or benefits suffered
because of his unlawful discharge, with backpay to be com-
puted on a quarterly basis, making deductions for interim
earnings, F. W. Woolworth Co., 90 NLRB 289 (1950), and
with interest to be paid on amounts owing as computed in
New Horizons for the Retarded, 283 NLRB 1173 (1987).
On these findings of fact and conclusions of law, and on
the entire record in this case, I issue the following rec-
ommended6
ORDER
The Respondent, Handicabs, Inc., Minneapolis, Minnesota,
its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Maintaining and enforcing work rules which prohibit
employees from discussing wages among themselves and,
further, from discussing work-related complaints and prob-
lems with passengers and clients, and which state that such
discussions will be grounds for immediate discharge.
(b) Discharging or otherwise discriminating against Ronald
F. Trail, or any other employee, because of activity and sup-
port for Miscellaneous Drivers, Helpers & Warehousemen’s
Union, Local No. 638, I.B.T., or any other labor organiza-
tion.
(c) In any like or related manner interfering with, restrain-
ing, or coercing employees in the exercise of the rights guar-
anteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to ef-
fectuate the policies of the Act.
(a) Rescind work rules which prohibit employees from dis-
cussing wages among themselves and which prohibit em-
ployees from discussing with passengers and clients job-re-
lated problems and complaints, and, furthermore, modify and
republish company policy addendums no. 1 and no. 2 of em-
ployee handbooks to reflect those rescissions.
(b) Offer Ronald F. Trail immediate and full reinstatement
to the position from which he was discharged on September
20, 1994, dismissing, if necessary, anyone who may have
been hired or assigned to that position or, if that position no
longer exists, to a substantially equivalent position, without
prejudice to his seniority or other rights and privileges, and
make Trail whole for any loss of pay and benefits suffered
as a result of his unlawful discharge, with interest on
amounts owing, as provided in the remedy section of this de-
cision.
(c) Remove from its files any reference to the unlawful
discharge of Ronald F. Trail and notify him in writing that
this has been done and that his discharge of September 20,
1994, will not be held against him in any way.
(d) Preserve and make available to the Board and its
agents, for examination and copying, all payroll and other
records necessary to compute backpay and reinstatement
rights as set forth in the remedy section of this decision.
(e) Post at its Minneapolis, Minnesota office and place of
business copies of the attached notice marked ‘‘Appendix.’’7
Copies of the notice, on forms provided by the Regional Di-
rector for Region 18, after being signed by the Respondent’s
authorized representative, shall be posted by the Respondent
immediately upon receipt and maintained for 60 consecutive
days in conspicuous places, including all places where no-
tices to employees are customarily posted. Reasonable steps
shall be taken by the Respondent to ensure that the notices
are not altered, defaced, or covered by any other material.
(f) Notify the Regional Director in writing within 20 days
from the date of this Order what steps the Respondent has
taken to comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and has ordered us
to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives of
their own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected
concerted activities.
WE WILL NOT maintain nor enforce any work rule which
prohibits you from discussing wages among yourselves, nor
from discussing work-related complaints and problems with
passengers and clients, and we will not maintain nor enforce
900
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
any work rule which states that such discussions will be
grounds for immediate discharge.
WE WILL NOT discharge or otherwise discriminate against
Ronald F. Trail, or any other employee, because of activity
and
support
for
Miscellaneous
Drivers,
Helpers
&
Warehousemen’s Union, Local No. 638, I.B.T., or any other
labor organization.
WE WILL NOT in any like or related manner interfere with,
restrain, or coerce you in the exercise of the rights set forth
above, which are guaranteed by the National Labor Relations
Act.
WE WILL rescind work rules which prohibit you from dis-
cussing wages among yourselves and which prohibit you
from discussing with passengers and clients job-related prob-
lems and complaints, and WE WILL modify and republish
company policy addendums no. 1 and no. 2 of our employee
handbooks to reflect those rescissions.
WE WILL offer Ronald R. Trail immediate and full rein-
statement to the position from which he was discharged on
September 20, 1994, dismissing, if necessary, anyone who
may have been hired or assigned to that position or, if that
position no longer exists, to a substantially equivalent posi-
tion, without prejudice to his seniority or other rights and
privileges, and WE WILL make Trail whole for any loss of
pay and benefits he suffered as a result of our discriminatory
discharge of him, with interest on the amounts owing.
WE WILL remove from our files any reference to the un-
lawful discharge of Ronald F. Trail on September 20, 1994,
and WE WILL notify Trial in writing that this has been done
and that the discharge will not be held against him in any
way.
HANDICABS, INC.