320 NLRB 834
Holsum Bakers of Puerto Rico
834
320 NLRB No. 68
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1 In the absence of exceptions, we adopt pro forma the judge’s
overruling of the Union’s objections to the conduct of the election.
Holsum Bakers of Puerto Rico, Inc. and Congresso
de Uniones Industriales de Puerto Rico. Cases
24–CA–6859, 24–CA–7041, and 24–RC–7575
February 12, 1996
DECISION AND ORDER
BY CHAIRMAN GOULD AND MEMBERS BROWNING
AND COHEN
On September 14, 1995, Administrative Law Judge
Michael O. Miller issued the attached decision. The
Respondent filed exceptions and a supporting brief, the
General Counsel filed an answering brief, and the Re-
spondent filed a reply to the answering brief.
The National Labor Relations Board has delegated
its authority in this proceeding to a three-member
panel.
The Board has considered the decision and the
record in light of the exceptions1 and briefs and has
decided to affirm the judge’s rulings, findings, and
conclusions, and to adopt the recommended Order.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent, Holsum Bakers of Puerto
Rico, Inc., Toa Baja, Puerto Rico, its officers, agents,
successors, and assigns, shall take the action set forth
in the Order.
Ismael Rodriguez-Izquierdo, Esq., for the General Counsel.
Clyde H. Jacob III, Esq. (Kullman, Inman, Bee, Downing &
Banta), for the Respondent-Employer.
Nicolas Delgado-Figueroa, Esq., for the Charging Party-Peti-
tioner.
DECISION
STATEMENT OF THE CASE
MICHAEL O. MILLER, Administrative Law Judge. This
case was tried in Hato Rey, Puerto Rico, on May 15–18,
1995, based on charges filed by Congresso de Uniones
Industriales de Puerto Rico (the Union) on December 13,
1993 (Case 24–CA–6859), and October 3, 1994 (Case 24–
CA–7041), and a consolidated complaint which was issued
by the Regional Director for Region 24 of the National
Labor Relations Board (the Board) on November 30, 1994.
The complaint allegations before me assert that Holsum
Bakers of Puerto Rico, Inc. (Respondent) violated Section
8(a)(1) and (3) of the National Labor Relations Act (the Act)
by disciplining and discharging Carmelo Rivera-Rodriguez,
its employee, because of his union or other protected con-
certed activities. Respondent’s timely filed answer denies the
commission of any unfair labor practices.
Consolidated for hearing with the unfair labor practice al-
legations were certain objections to an election conducted on
September 23, 1993, in Case 24–RC–7575.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs
filed by all parties, I make the following
FINDINGS OF FACT
I. JURISDICTION AND LABOR ORGANIZATION STATUS—
PRELIMINARY CONCLUSIONS OF LAW
The Respondent, a Puerto Rico corporation, is engaged in
the manufacture and sale, at both retail and wholesale, of
bread and other bakery products at its plant in Toa Baja,
Puerto Rico. In the course of that business during the past
year, it purchased and received goods and materials valued
in excess of $50,000 which were transported to it in inter-
state commerce from points and places located outside of the
Commonwealth of Puerto Rico. The complaint alleges, Re-
spondent admits, and I find and conclude that it is an em-
ployer engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act.
I further find that the Union is a labor organization within
the meaning of Section 2(5) of the Act.
II. UNFAIR LABOR PRACTICES
A. Union Activity and the Election
Over the years, there have been at least six representation
elections wherein the Union has sought to represent Re-
spondent’s production and maintenance employees. The most
recent election, in Case 24–RC–7575, was conducted on Sep-
tember 23, 1993. The Union lost by a vote of 251 to 118,
with 45 nondeterminative challenges, in a unit of approxi-
mately 450 eligible voters. Timely objections were filed; they
will be considered infra.
Among those employees active on the Union’s behalf was
Carmelo Rivera-Rodriguez (Rivera). Rivera distributed and
collected authorization cards, discussed the Union with other
employees, spoke on the radio in five or six broadcasts to
promote the Union’s cause, and served as one of the Union’s
observers at the election. Respondent stipulated to knowledge
of Rivera’s union activity.
The campaign gave rise to several unfair labor practice
charges and allegations in addition to those at issue here.
Those charges were settled informally, with Respondent ad-
mitting no unlawful conduct. However, Respondent stipu-
lated that it bore animus toward the Union and the activities
in its behalf.
B. Rivera’s Disciplinary Warnings
On August 12, 1993, Rivera had received a ‘‘final’’ warn-
ing for using obscene language and defaming and denigrating
the Company’s supervisors. As set out in that warning, at the
start of a shift, while standing by the timeclock in the pres-
ence of other employees, Rivera had stated, ‘‘These three
sons of . . . (implying sons of bitches) are the ones we have
to get out of here and they are dirty; Vigoreaux [vice presi-
dent of manufacturing], Mena [director of human relations],
835
HOLSUM BAKERS OF PUERTO RICO
1 This disciplinary action, issued before the election, was not al-
leged as a violation of the Act. According to Rivera, he denied the
conduct when accused of it. Angel Santiago, the supervisor who
issued the warning, claimed that Rivera did not deny it but had
merely asserted that he had been joking.
2 Sostre described this as taking place as he went down the pro-
duction line; Jose Santiago, however, recalled that it occurred at the
timeclock. I do not find that this discrepancy warrants that either
otherwise credible witness be discredited.
3 Nieves commented that, while Rivera had joked with him in the
past, the instant comments did not appear to be jokes ‘‘because
[they] began after the election’’ and the joking comments previously
made ‘‘had nothing to do with the company.’’
4 Rivera understood Carmen Santiago to be the uncle of Angel
Santiago, cake plant superintendent. The record neither disputes nor
corroborates his understanding.
5 All dates hereinafter are 1994 unless otherwise specified.
6 This incident, like the one of August 12, 1993, was not the sub-
ject of a complaint allegation. Both were introduced as background
evidence, demonstrating a pattern of behavior and Respondent’s
practice of investigating such incidents.
7 Perez, an otherwise credible witness, placed Rivera’s remarks
about June 20 and her conversation with Vigoreaux as having taken
place in early July. I am convinced, from the timing of the other
events, that she was mistaken and inadvertently backdated each
event by 1 month, referring to June instead of July and July instead
of August.
8 The Spanish word used was ‘‘porqueria,’’ a colloquialism trans-
lated by Vigoreaux as ‘‘filth’’ or ‘‘not fit for swine.’’
Calderon . . . . Those are the ones that are stealing and have
this screwed up.’’1
On October 6, 1993, when Supervisor William Sostre at-
tempted to hand him his paycheck, Rivera told him: ‘‘Take
it on to Mr. Vigoreaux.’’ As Sostre and Jose Santiago, an
employee, credibly described the incident, Sostre was only a
few feet from Rivera when the tender was made.2 On the
following day, in the lunchroom, Rivera asked Anthony
Green for his check. When told that Green did not have it,
Rivera loudly and repeatedly told Green that ‘‘[y]ou’re going
to be worse than Vigoreaux . . . Vigoreaux . . . wants to
keep my money.’’
Rivera did not deny the latter exchange but contended that
his remarks were made in a joking, nonhostile, manner. The
outburst was witnessed by two employees, Angel Nieves and
Luz Cristobal. They credibly corroborated Green’s descrip-
tion of a less-than-friendly exchange.3
Over the next several days, Respondent’s supervisors took
statements from the employees who witnessed these inci-
dents. They also wrote out statements of their own observa-
tions.
On October 14, 1993, Rivera was issued a ‘‘final’’ warn-
ing for engaging in ‘‘improper, unacceptable and clearly pro-
vocative behavior aimed at disrupting institutional peace and
order . . . a continuation of his’’ ‘‘insolence and insubor-
dination.’’ That warning followed, by a day, publication of
a picture of Rivera, together with representatives of the
Union, celebrating the conclusion of negotiations with an-
other Puerto Rico employer, Bacardi, in a newspaper of wide
distribution in Puerto Rico. That picture had been noticed,
and commented on, by Carmen Santiago, on October 14,
1993.4
On May 22, 1994,5 Angel Santiago, cake plant super-
intendent, overheard Rivera speaking to a group of employ-
ees in the men’s room. Rivera, he said, ‘‘made offensive and
negative comments of all the plant supervisors’’ by saying:
‘‘that none of them was worth anything, that the only ones
worth a little were Manuel Ortiz and Anthony Green.’’
Angel Santiago placed a memorandum memorializing this
observation in Rivera’s personnel file. No discipline issued.
On June 8, Rivera was given a ‘‘final’’ warning for refus-
ing another employee’s request for assistance in an insulting
and demeaning manner. Purportedly, he told her, ‘‘That is
not my job . . . with six lazy women there and I have to
do everything. . . . I am even going to have to do Mr.
Vigoreaux’s job.’’ This conduct had occurred in May 12; it
resulted in an investigation conducted by the supervisors
wherein all of the alleged participants and witnesses, includ-
ing Rivera, were questioned. When questioned, Rivera
claimed that it was just a misunderstanding. He asserted that
he had replied to the other employee’s request:
If I was the only person that worked in that area and
I also asked her if Mr. Vigoreaux had also told her to
do his job . . . that all of us were paid for our work
and that nobody worked for free; that we all had to do
the work and that it was not fair that I alone did the
work while five or six people were standing around
without doing anything at that time.6
C. Rivera’s Discharge
On what was probably July 20, cake department employee
Teresa Perez heard Rivera say:
[T]he products of the Company, he did not give them
to any members of his family, to his wife, nor his chil-
dren, nor to his grandchildren. That the products were
garbage and that even the pigs did not eat them.
She described his demeanor since the election as often ag-
gressive and indicative of him being upset. He sometimes
mocked Vigoreaux when the latter came into the department
by walking in a mincing, limp wristed manner behind
Vigoreaux’s back.
In early August, as he came through the department, Perez
asked to speak with Vigoreaux.7 Vigoreaux, who was in a
hurry, asked to her wait until he had more time. He then
went on vacation. When he returned, about August 22, his
secretary told him that Perez had spoken to her and had been
referred to Mr. Mena, the vice president of industrial rela-
tions. Vigoreaux then contacted her. Perez told him that Ri-
vera displayed a ‘‘very, very negative attitude,’’ that Rivera
did not like having Vigoreaux come into the department and
that Rivera mocked and ridiculed Vigoreaux behind the
latter’s back when he did so. She said:
Ever since he lost the election this person has changed.
He is mad, he is angry . . . and now he’s even talking
bad about Company products. . . . she told me
[Vigoreaux] that Carmelo has expressed to her that he
doesn’t eat Holsum products, that he doesn’t give them
to his wife . . . [or] grandchildren. That our products
[are not fit for swine]8 . . . are no good.
Perez also told Vigoreaux that Rivera was apparently upset
that the Union had lost the election, that no one had listened
to him and was talking about the possibility of another union
836
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
9 When she had made a similar report to Mena, he told her: ‘‘Be
at peace, because that is not going to happen here at Holsum ever.’’
Mena went on to give her examples of companies which had gone
bankrupt because of unions.
10 Contrary to the General Counsel’s claim on brief, Mayra (or
Maria, as the record incorrectly reflects her name) Rivera-Cabeza
testified in these proceedings and corroborated the information she
had earlier provided to the Employer. I note that TR. 198, LL. 24–
25, contains a significant error. It omits the word ‘‘poison’’ from the
sentence, ‘‘That type of product could not even be given to pigs and
that anyone who were to eat that product could possibly poison
him/herself.’’ I correct the record accordingly.
11 He claimed to have concerns of an incident like the infamous
Tylenol poisoning case.
12 Respondent cites the Federal Anti-Tampering Act, 18 U.S.C.
§ 1365, which makes criminal any knowing communication of false
information that a consumer product had been tainted.
13 Counsel for the General Counsel urged reliance on this line of
cases contending that Rivera did not make the statements attributed
to him. I have rejected that contention. Rubin Bros. and Burnup &
Sims would still be applicable if I had found that Rivera was en-
gaged in protected activity when he uttered his statements and that
those statements did not cross the line into unprotected activity.
campaign. Perez was concerned about that, she explained, as
she did not support the Union.9 She also related that Rivera
had called other employees lazy, upsetting and provoking
them.
Vigoreaux, professing to be shocked at Perez’ report of
Rivera’s comments about the products, asked Angel Santiago
to determine whether there were any problems in that regard,
particularly whether anyone was tampering with the products.
He then directed Angel Santiago to question all of the em-
ployees on the donut line, ultimately expanding the interroga-
tions to all of the employees in the department,
The employees were asked questions pursuant to a ques-
tionnaire prepared for that purpose. That questionnaire asked
whether the employees were aware of the Employer’s rules,
whether they had mishandled the product or knew of anyone
else who had done so, whether they had spoken badly of the
product or knew anyone else who had done so, and whether
they personally consumed Holsum products. It then asked,
specifically, whether they had heard Rivera make derogatory
comments about the product or say that he did not consume
them or feed them to his family.
Of approximately 24 employees questioned, 6 reported that
they had heard Rivera make negative statements about the
products. Of these, two employees, Mayra Rivera-Cabeza
and Carlos Herandez related that Rivera had said that anyone
eating the product could possibly ‘‘poison’’ himself or that
the products ‘‘had poison.’’ The employees signed the ques-
tionnaires. Those who had reported Rivera’s negative state-
ments were also questioned by an attorney on the Employer’s
behalf, with their responses recorded in signed and notarized
statements.
There is no indication that any of the employees were
asked about Rivera’s continued promotion of the Union.
Neither did the questionnaire ask when Rivera had made
adverse comments about the products. According to Mayra
Rivera-Cabeza and Carlos Hernandez, who had reported the
‘‘poison’’ comments, they had heard these from Rivera re-
peatedly in the months immediately after the election. How-
ever, they said, Rivera had ceased making such remarks by
January 1994. As soon as he first heard Rivera make state-
ments about the products, Hernandez had reported them to
Angel Santiago and to Jose Sanchez, director of quality con-
trol. His testimony in this regard is uncontradicted. Appar-
ently, Hernandez’ report was ignored by management at that
time.
When Rivera was questioned along with the other employ-
ees, he denied making the statements attributed to him, as he
did in this hearing. Respondent chose not to believe him,
noting his recent history of hostile or disrespectful conduct
and the first-hand nature of the employees’ reports. I simi-
larly find that Teresa Perez, Mayra Rivera-Cabeza,10 and
Carlos Hernandez were more credible than Rivera and con-
clude that, at various times, Rivera made the negative re-
marks about Holsum’s products which they attributed to him.
Vigoreaux expressed great concern because of Rivera’s
references to poison and ‘‘porqueria.’’ He discussed this mat-
ter with the Employer’s consultants on regulatory matters
and eventually concluded that no report to the FDA was re-
quired.11
On September 29, Rivera was called into a meeting with
Angel Santiago, Green, and Sanchez. They read him a final
termination notice which referenced the employees’ reports
of what he had said about the products. His conduct, he was
told, violated company policies against making malicious,
mean-spirited, and threatening comments about its products
and had been evaluated together with his history of prior un-
acceptable conduct. It also violated Federal law pertaining to
false reports as to the wholesomeness of food products, he
was told.12
D. Analysis of 8(a)(3) and (1) Issues
I am convinced that Rivera was a disgruntled employee,
upset by the defeat of the Union in the most recent election
and frustrated that his fellow employees saw fit to ignore his
prounion importunings. He took out that frustration with ex-
pressions of contempt for the Employer, its supervisors, its
products, and his fellow workers.
While the source of Rivera’s contemptuous expressions
apparently lay in the Union’s electoral defeat, it would be
stretching to call his negative comments union activity. They
did not advocate support for the Union or seek improvements
in wages, hours, or working conditions. Thus, they were nei-
ther union activity nor within the ambit of the ‘‘mutual aid
or protection’’ clause of Section 7 and were unprotected. See
Delta Health Center, 310 NLRB 26, 43 (1993), and Trover
Clinic, 280 NLRB 6 (1986). See also NLRB v. Electrical
Workers IBEW Local 1229 (Jefferson Standard), 346 U.S.
464 (1953), where the Supreme Court held that a union’s
public attacks on the quality of an employer’s product which
were unconnected to the employees’ working conditions or
a current labor controversy were unprotected.
The Burnup & Sims and Rubin Bros. line of cases, urged
as applicable by counsel for the General Counsel,13 provides
that:
Where an employee is disciplined for having engaged
in misconduct in the course of union activity, the em-
ployer’s honest belief that the activity was unprotected
is not a defense if, in fact, the misconduct did not
837
HOLSUM BAKERS OF PUERTO RICO
14 That burden only requires that Respondent establish its Wright
Line defense by a preponderance of the evidence. Merrilat Indus-
tries, 307 NLRB 1301, 1303 (1992).
15 Having so concluded, I find it unnecessary to determine wheth-
er, if Rivera were to be considered as engaged in union activity
when he made those statements, they were so disloyal, reckless, or
maliciously untrue as to lose the Act’s protections. But see Delta
Health Center, 310 NLRB 27, 43 (1993), Cincinnati Suburban Ex-
press, 289 NLRB 966, 967 (1988), and Trover Clinic, 280 NLRB
6 (1986).
occur. NLRB v. Burnup & Sims, 379 U.S. 21 (1964);
Rubin Bros. Footwear. Inc., 99 NLRB 610 (1952).
Keco Industries, 306 NLRB 15, 17 (1992). As Rivera made
the negative comments but not in the course of any union
or other protected activity, I find this line of cases inapplica-
ble to the instant situation.
The foregoing conclusions, however, do not resolve the
critical question of the Employer’s motivation in discharging
Rivera. Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d
899 (1st Cir. 1981), cert. denied 455 U.S. 989 (1982), pro-
vides the analytical mode for resolving discrimination cases
turning upon the employer’s motivation. Under that test, the
General Counsel must first:
. . . make a prima facie showing sufficient to support
the inference that protected conduct was a ‘‘motivating
factor’’ in the employer’s decision. Once accomplished,
the burden shifts to the employer to demonstrate that
the same action would have taken place notwithstand-
ing the protected conduct. It is also well settled, how-
ever, that when a respondent’s stated motives for its ac-
tions are found to be false, the circumstances may war-
rant an inference that the true motive is one that the re-
spondent desires to conceal. The motive may be in-
ferred from the total circumstances proved. Under cer-
tain circumstances, the Board will infer animus in the
absence of direct evidence. That finding may be in-
ferred from the record as a whole. [Citations omitted.]
Fluor Daniel, Inc., 304 NLRB 970 (1991).
A prima facie case is made out where the General Counsel
establishes union activity, employer knowledge, animus, and
adverse action taken against those involved or suspected of
involvement which has the effect of encouraging or discour-
aging union activity. Farmer Bros. Co., 303 NLRB 638, 649
(1991). Inferences of discriminatory motivation may be war-
ranted under all the circumstances of a case; even without di-
rect evidence. Evidence of suspicious timing, false reasons
given in defense, and the failure to adequately investigate al-
leged misconduct all support such inferences. Adco Electric,
307 NLRB 1113, 1128 (1992), enfd. 6 F.3d 1110 (5th Cir.
1993); Electronic Data Systems Corp., 305 NLRB 219
(1991); Visador Co., 303 NLRB 1039, 1044 (1991);
Associacion Hospital Del Maestro, 291 NLRB 198, 204
(1988); Clinton Food 4 Less, 288 NLRB 597, 598 (1988).
In this case, Rivera’s union activity in regard to the prior
election was stipulated to be known to the Employer, as was
its animus. More significantly, in receiving its most recent
report of Rivera’s negative comments, Teresa Perez put Re-
spondent on notice that Rivera was beginning to talk about
yet another campaign for union representation. All of the ele-
ments of a prima facie case are thus present.
Was Rivera discharged for his comments or because he
was seen to be renewing his union advocacy at a time when
another election was a real possibility? I am compelled to
conclude that Respondent has failed to rebut the General
Counsel’s prima facie case by showing that Rivera would
have been discharged for what he had said even absent the
union activity.14 Respondent was aware, since December
1993 and January 1994, 6 to 8 months earlier, that Rivera
had made the harshest, most critical of his statements, i.e.,
that the products were ‘‘poison.’’ Yet, when his earlier state-
ments had been reported to the manager most directly con-
cerned with product quality, Jose Sanchez, and to the super-
intendent of his department, Angel Santiago, nothing had
been done. It was not until Teresa Perez reported his less
critical (i.e., without reference to ‘‘poison’’) comments, in
conjunction with her observations that Rivera was upset at
the election result and was discussing the possibility of an-
other campaign that an investigation was launched and dis-
ciplinary action taken. The delay in taking adverse action
until after there is knowledge of renewed union activity evi-
dences Respondent’s unlawful motivation. See Direct Tran-
sit, 309 NLRB 629, 633 (1992), and Tuskegee Area Trans-
portation System, 308 NLRB 251, 257 (1992) (delays of only
2 weeks involved in each case). I find that Rivera was dis-
charged because of his renewed union activity, in violation
of Section 8(a)(3), and not because of the negative state-
ments he made regarding Respondent’s products.15
For this same reason, I reject Respondent’s contention that
Rivera was validly discharged for violating its rules of con-
duct. I note, moreover, that there was no finding that he had
violated the cited statute and that any conclusion that his
rhetoric amounted to a knowing communication that Re-
spondent’s products had been tainted would be strained. It is
a violation of no law to say that one does not like a given
line of products or feed them to his family, or to suggest that
consumption of products which may be heavy in sugars or
fats might be deleterious to one’s health. Rivera’s reference
to ‘‘poison’’ could be interpreted to mean no more than that.
See Martin Marietta Corp., 293 NLRB 719 (1989). Such an
interpretation would negate any inference that his statements
were malicious.
I would note further that to the extent that Respondent
contends that Rivera’s discharge was the result of violations
of its rules pertaining to ‘‘Public Relations and Company
Reputation,’’ those rules appear to be unduly broad and vio-
lative of Section 8(a)(1). See Cincinnati Suburban Press, 289
NLRB 966 fn. 2, 967, and 975 (1988), and cases cited there-
in. As held therein, rules which prohibit ‘‘false . . . state-
ments concerning any employee, supervisor, the Company, or
its products’’ and ‘‘[u]nlawful, improper or unseeming con-
duct . . . affecting the Company’s product reputation or
goodwill’’ violate Section 8(a)(1) because they fail to clearly
define the area of permissible conduct to employees and thus
might cause them to refrain from protected activities. The
rules relied upon by Respondent in the discharge notice
and/or in its brief, similarly prohibit dissemination of ‘‘de-
famatory or disparaging information’’ about, or ‘‘making any
false representation concerning . . . our products, or man-
838
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
16 As I read the objections and Board’s Order, my consideration
of the objections is limited to the specific subjects discussed below.
17 The record contains no details of this video.
18 Some years earlier, the Gayley Rico plant had burned down dur-
ing a work stoppage by the Congresso de Uniones Industriales de
Puerto Rico. The Union denied responsibility for that fire in the
hearing before me.
19 The Petitioner introduced only hearsay evidence that the party
was to be held only in the event the Union was defeated; Vigoreaux
credibly disputed that evidence, noting that he would not expect the
losers to come and that, had the Employer lost, it would have been
a sad party.
agement.’’ Any such rules, the Board held, must be ‘‘nar-
rowly tailored, unambiguous, and designate the category of
employees to whom the rules are applicable . . . [and] not
improperly impinge on the relevant rights of the affected em-
ployees.’’ Respondent’s rules are not so limited.
Applying the same Wright Line analysis, I also conclude
that the warning issued to Rivera in October 1993 was moti-
vated by his union activity. I note that Respondent delayed
for at least a week after the paycheck incident before issuing
that warning and issued it only 1 day after his picture had
appeared in the local press, showing him with union rep-
resentatives celebrating the successful culmination of nego-
tiations at another major Puerto Rican employer. Moreover,
I cannot accept that Respondent’s supervisors and managers
were so thin-skinned as to actually deem this little dem-
onstration of pique, however irrational it may have seemed,
as ‘‘provocative behavior aimed at disrupting institutional
peace and order.’’
D. The Objections16
1. Objection 2—References to the DuPont Plaza fire
Several years ago, a tragic fire at the DuPont Plaza Hotel
in Puerto Rico claimed 93 lives. The fire had been started
by members of a different union, apparently upset at the pace
of negotiations. Three members of that union pleaded guilty
to setting the fire.
Shortly before the election at Holsum, the Employer post-
ed clippings about the DuPont Plaza fire which had been
culled from Puerto Rican newspapers. They bore the caption:
‘‘This is the result of only one meeting to call for a strike
vote.’’
The Employer showed a video about the fire at a
preelection meeting held on September 20, 1993,17 and
Vigoreaux also spoke about the fire at one meeting. He told
the employees:
It seems there is a coincidence here of fires as a re-
sult of the collective bargaining process, between a
union and an employer or at the moment in which a
strike is imminent: At Gayley Rico during the strike
voted by the Congresso,18 as well as in the case of the
DuPont Plaza. Unfortunately, when a union gets into a
company you cannot know what type of problems you
will encounter.
Although the record does not establish when he said it,
Vigoreaux also told employees that the Employer would bar-
gain in good faith if the Union won the election. He told
them, in the course of that discussion, that
. . . the demands of the Union could be so high that
the Union and the Company cannot have a meeting of
the minds, and there may be a stalemate. And that as
a result of stalemate, history states that some unions
have called strikes. And as a result of strike . . . there
may be violence. . . . Our preference would be . . .
that we could get together and resolve things in a
peaceful way.
I do not find, in the foregoing, any threat that the Em-
ployer would bargain in bad faith or reject all union demands
and place the Union in a position wherein it would have to
strike in order to reach agreement. Novi American, 309
NLRB 544, 545 (1992). Neither do I find any threat that a
fire, or other violence, was the necessary result of collective
bargaining. Holsum’s clippings and statements accurately re-
lated the fact that fires had occurred in two negotiations in
Puerto Rico, at least one of which was directly and provably
caused by union members. The Employer may have sug-
gested that unions were responsible for fires during some ne-
gotiations but it did not suggest that such a consequence was
always the result of collective bargaining. It certainly did not
suggest that it would cause such a fire or bargain in such a
way that this Union might be provoked into a violent act. In
the absence of a prediction that an event similar to the Du-
Pont Plaza fire would occur at Holsum in the event of a
union victory, Vigoreaux’s remarks are permissible under
Section 8(c). Blue Grass Industries, 287 NLRB 274, 276
(1987).
Accordingly, I shall recommend that Objection 2 be over-
ruled.
2. Objection 5—Parties
On September 22, 1993, the day before the election, the
Employer held a theme lunch ‘‘festival’’ in the employee
cafeteria. Ethnic food was served buffet style and there was
music. The lunch period was not extended but the price
charged, $2.70 per person, was less than the usual $3.50 to
$4 charged for lunches. Such ethnic ‘‘festivals’’ were a regu-
lar custom of Holsum; they were put on several times per
year. The record does not reflect whether there was any set
schedule for them. Neither does the record reveal any evi-
dence of campaigning at this festival.
About September 20, 1993, the Employer announced that
there would be a party at the plant after the votes were
counted. The party was to be held without regard to who
won and everyone was invited.19 Some employees who had
a band were hired, on an informal basis, to provide music.
They set up in the cafeteria (above the production floor
where the voting was conducted) between the first and sec-
ond voting sessions and were observed by some employees
while they did so. The party began about 45 minutes after
the polls closed. It cost the Employer less than $4000, per-
haps $7 per voter, and the employees who were scheduled
to work on the next day were expected to do so.
As the Board stated in B & D Plastics, 302 NLRB 245
(1991):
Our standard in preelection benefits cases is an ob-
jective one. . . . To determine whether granting the
benefit would tend to unlawfully influence the outcome
839
HOLSUM BAKERS OF PUERTO RICO
20 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and rec-
ommended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
of the election, we examine a number of factors, includ-
ing: (1) the size of the benefit conferred in relation to
the purpose for granting it; (2) the number of employ-
ees receiving it; (3) how employees reasonably would
view the purpose of the benefit; and (4) the timing of
the benefit. In determining whether a grant of benefits
is objectionable, the Board has drawn the inference that
benefits granted during the critical period are coercive.
It has, however, permitted the employer to rebut the in-
ference by coming forward with an explanation, other
than the pending election, for the timing of the grant
or announcement of such benefits. [Citations omitted.]
In that case, the employer held a cookout prior to the elec-
tion to which all employees were invited. That cookout was
intended as a campaign function where the employer deliv-
ered its final antiunion message. Whether they attended or
not, all employees received a day off with pay. The employer
justified its conduct by contending that it had no other way
to end its campaign, a justification the Board rejected, noting
that there were alternative means for that employer to deliver
its message. The Board found the conduct objectionable, not-
ing that a substantial benefit was conferred on the employees
who would reasonably view that benefit as intended to influ-
ence their votes in favor of the employer.
In this case, a lunch ‘‘festival’’ was provided on the day
before the election. That lunch, however, was made available
to all employees, it was consistent with the Employer’s past
practice, it was not free but only offered at a discount from
the usual lunchroom prices, and it was not used as a cam-
paign vehicle. The postelection party, announced before the
election and held immediately after, was more directly con-
nected to the election. However, it was open to all employees
without regard for how they voted, it was of only nominal
value to each of the employees, it did not entail any paid
time off, and the Employer’s justification, that it was in-
tended to rebuild morale regardless of who won the election,
is both credible and reasonable. I find Holsum’s conduct dis-
tinguishable from that of the employer in B & D Plastics,
and not objectionable.
3. Objection 6—Supervisory campaigning
On the morning of September 22, according to Rivera,
Vigoreaux, and another supervisor, Juan Hernandez, stood in
front of the shipping office passing out ‘‘Vote No’’ (‘‘VOTA
NO’’) stickers to employees as they filed by. The stickers
were about 2 inches square, orange with black lettering. The
employees, he said, affixed them to their hats or blouses.
Vigoreaux and the other supervisor continued to distribute
them, he said, for about 25 minutes.
Vigoreaux denied that he was passing those stickers out.
He was putting up rows of them on the office windows,
where employees could come by and take them. As he stood
outside an office for only 5 to 10 minutes, he said, employ-
ees came up to him and asked for them. I credit Vigoreaux,
noting the absence of any evidence of employees, other than
Rivera, to support the contention that Vigoreaux actively
passed them out rather than merely honoring employees’ re-
quests for them.
The essence of the objection to such conduct is that it may
constitute subtle interrogation or polling of employee procliv-
ities. Kerr-McGee Chemical Corp., 311 NLRB 447 (1993).
It is not that supervisors may not engage in campaigning to
present their employer’s views or preferences; clearly, they
may. That campaigning, the Board has held, may include
making procompany insignia available, so long as there is an
‘‘absence of supervisory involvement in the distribution
process or other evidence that management pressured em-
ployees into making an observable choice or open acknowl-
edgment concerning their campaign position.’’ Schwartz Mfg.
Co., 289 NLRB 874, 879 (1988). In that case, management
encouragement that employees take and wear hats with the
company logo and the furnishing of such hats and ‘‘Vote
‘‘No’’ buttons (distributed by a nonsupervisory individual)
was held to be neither 8(a)(1) nor objectionable. Cited with
approval in Schwartz was McDonald’s, 214 NLRB 879, 881–
882 (1974), where no violation was found when management
personnel wore ‘‘Vote No’’ pins ‘‘and generally had addi-
tional pins handy to give employees.’’
I find that the provable conduct of Vigoreaux and Hernan-
dez falls within the limits of Schwartz and McDonald’s.
Merely making the ‘‘Vote No’’ stickers available, or honor-
ing employee requests for them, is not unlawful or objection-
able polling or interrogation under prevailing Board prece-
dent.
CONCLUSIONS OF LAW
1. By disciplining and discharging Carmelo Rivera-
Rodriguez, an employee, because of his union activity, the
Respondent has engaged in unfair labor practices affecting
commerce within the meaning of Section 8(a)(3) and (1) and
Section 2(6) and (7) of the Act.
2. The Respondent engaged in no conduct warranting that
the election conducted in Case 24–CA–7575 on September
23, 1993, be set aside and the Petitioner’s objections to the
conduct of election must be overruled.
REMEDY
Having found that the Respondent has engaged in certain
unfair labor practices, I find that it must be ordered to cease
and desist and to take certain affirmative action designed to
effectuate the policies of the Act.
The Respondent having discriminatorily discharged an em-
ployee, it must offer him reinstatement and make him whole
for any loss of earnings and other benefits, computed on a
quarterly basis from date of discharge to date of proper offer
of reinstatement, less any net interim earnings, as prescribed
in F. W. Woolworth Co., 90 NLRB 289 (1950), plus interest
as computed in New Horizons for the Retarded, 283 NLRB
1173 (1987).
On these findings of fact and conclusions of law and on
the entire record, I issue the following recommended20
ORDER
The Respondent, Holsum Bakers of Puerto Rico, Inc., Toa
Baja, Puerto Rico, its officers, agents, successors, and as-
signs, shall
1. Cease and desist from
840
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
21 If this Order is enforced by a judgment of a United States court
of appeals, the words in the notice reading ‘‘Posted by Order of the
National Labor Relations Board’’ shall read ‘‘Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order
of the National Labor Relations Board.’’
(a) Disciplining, discharging, or otherwise discriminating
against any employee for supporting Congresso de Uniones
Industriales de Puerto Rico or any other union.
(b) In any like or related manner interfering with, restrain-
ing, or coercing employees in the exercise of the rights guar-
anteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to ef-
fectuate the policies of the Act.
(a) Offer Carmelo Rivera-Rodriguez immediate and full
reinstatement to his former job or, if that job no longer ex-
ists, to a substantially equivalent position, without prejudice
to his seniority or any other rights or privileges previously
enjoyed, and make him whole for any loss of earnings and
other benefits suffered as a result of the discrimination
against him in the manner set forth in the remedy section of
the decision.
(b) Remove any reference to the unlawful discipline and
discharge of Carmelo Rivera-Rodriguez from its files and no-
tify the employee in writing that this has been done and that
the discipline and discharge will not be used against him in
any way.
(c) Preserve and, on request, make available to the Board
or its agents for examination and copying, all payroll records,
social security payment records, timecards, personnel records
and reports, and all other records necessary to analyze the
amount of backpay due under the terms of this Order.
(d) Post at its facility in Toa Baja, Puerto Rico, copies of
the attached notice marked ‘‘Appendix.’’21 Copies of the no-
tice on forms provided by the Regional Director for Region
24, after being signed by the Respondent’s authorized rep-
resentative, shall be posted by the Respondent, in both
English and Spanish, immediately upon receipt and main-
tained for 60 consecutive days in conspicuous places includ-
ing all places where notices to employees are customarily
posted. Reasonable steps shall be taken by the Respondent
to ensure that the notices are not altered, defaced, or covered
by any other material.
(e) Notify the Regional Director in writing within 20 days
from the date of this Order what steps the Respondent has
taken to comply.
IT IS FURTHER ORDERED that the objections to the conduct
of the election in Case 24–CA–7575 be overruled.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and has ordered us
to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives of
their own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected
concerted activities.
WE WILL NOT discipline, discharge, or otherwise discrimi-
nate against any of you for supporting Congresso de Uniones
Industriales de Puerto Rico or any other union.
WE WILL NOT in any like or related manner interfere with,
restrain, or coerce you in the exercise of the rights guaran-
teed you by Section 7 of the Act.
WE WILL offer Carmelo Rivera-Rodriguez immediate and
full reinstatement to his former job or, if that job no longer
exists, to a substantially equivalent position, without preju-
dice to his seniority or any other rights or privileges pre-
viously enjoyed and WE WILL make him whole for any loss
of earnings and other benefits resulting from his discharge,
less any net interim earnings, plus interest.
WE WILL notify him that we have removed any reference
to his October 14, 1993 warning and his discharge from our
files and that the warning and discharge will not be used
against him in any way.
HOLSUM BAKERS OF PUERTO RICO, INC.