320 NLRB 854
Grand Auto
854
320 NLRB No. 76
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an admin-
istrative law judge’s credibility resolutions unless the clear prepon-
derance of all the relevant evidence convinces us that they are incor-
rect. Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188
F.2d 362 (3d Cir. 1951). We have carefully examined the record and
find no basis for reversing the findings.
Paccar Automotive, Inc., d/b/a Grand Auto, a whol-
ly owned subsidiary of Paccar, Inc. and Team-
sters Automotive Workers Union, Local 576,
affiliated with International Brotherhood of
Teamsters, AFL–CIO. Case 32–CA–14416
February 22, 1996
DECISION AND ORDER
BY CHAIRMAN GOULD AND MEMBERS BROWNING
AND COHEN
On September 11, 1995, Administrative Law Judge
Jay R. Pollack issued the attached decision. The Gen-
eral Counsel filed exceptions and a supporting brief
which the Charging Party joined, and the Respondent
filed an answering brief and cross-exceptions.
The National Labor Relations Board has delegated
its authority in this proceeding to a three-member
panel.
The Board has considered the exceptions in light of
the record and briefs, and has decided to affirm the
judge’s rulings, findings,1 and conclusions, and to
adopt the recommended Order.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the complaint is dismissed in its entirety.
Patricia M. Milowicki, Esq., for the General Counsel.
John M. Skonberg & Jodi Kruger (Littler, Mendelson,
Fastiff, Tichy & Mathiason), of San Francisco, California,
for the Respondent.
Stefan Ostrach, of San Jose, California, for the Charging
Party.
DECISION
STATEMENT OF THE CASE
JAY R. POLLACK, Administrative Law Judge. I heard this
case in trial at Oakland, California, on May 22 and 23, 1995.
On December 22, 1994, Teamsters Automotive Workers
Union, Local 576, affiliated with International Brotherhood
of Teamsters, AFL–CIO (Teamsters 576) filed the charge in
Case 32–CA–14416 alleging that Paccar Automotive, Inc.,
d/b/a Grand Auto, a wholly owned subsidiary of Paccar, Inc.
(Respondent) committed certain violations of Section 8(a)(5)
and (1) of the National Labor Relations Act (the Act). There-
after, on February 17, 1995, the Regional Director for Re-
gion 32 of the National Labor Relations Board issued a com-
plaint and notice of hearing against Respondent alleging that
Respondent violated Section 8(a)(5) and (1) of the Act. Re-
spondent filed a timely answer to the complaint denying all
wrongdoing.
All parties have been afforded full opportunity to appear,
to introduce relevant evidence, to examine and cross-examine
witnesses, and to file briefs. Upon the entire record, from my
observation of the demeanor of the witnesses, and having
considered the posthearing briefs of the parties, I make the
following
FINDINGS OF FACT AND CONCLUSIONS
I. JURISDICTION
Respondent is a Washington corporation with an office
and place of business located in San Jose, California, where
it is engaged in the retail sale of automotive parts and serv-
ices. During the 12 months prior to issuance of the com-
plaint, Respondent derived gross revenues in excess of
$500,000 and purchased and received goods valued in excess
of $5000 which originated outside the State of California.
Accordingly, Respondent admits and I find that it is an em-
ployer engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act.
Respondent admits and I find that Teamsters 576 is a labor
organization within the meaning of Section 2(5) of the Act.
II. THE ALLEGED UNFAIR LABOR PRACTICES
A. Background and Issues
Respondent operates a chain of retail auto parts stores and
auto repair facilities throughout northern California. Three
different Unions represent Respondent’s sales and service
employees in different geographical areas. During the period
relevant to this case, Respondent’s unit employees in San
Jose, California, were represented by Teamsters 576; those in
Antioch, California, by United Food and Commercial Work-
ers Union Local 1169 (UFCW); and unit employees in ap-
proximately 50 other Grand Auto stores throughout northern
California were represented by the International Association
of Machinists, District Lodges No. 87, No. 93, No. 115, and
No. 190 (Machinists). Teamsters 576 at this time represented
75–100 employees; UFCW represented 7–8 employees; and
the Machinists represented 500–600 employees.
Teamsters 576, UFCW, and the Machinists (the Unions)
each have separate collective-bargaining agreements with Re-
spondent which expire on the same date, and have histori-
cally conducted joint collective bargaining for separate suc-
cessor agreements. The agreements have historically been
similar. Differences were confined to health and welfare and
pension plans, each union providing coverage for their unit
employees under their own benefit trust plans. All three
unions represented part-time as well as full-time employees,
but none of the Unions provided for health and welfare cov-
erage for part-time employees. The Machinists’ and UFCW’s
collective-bargaining agreements with Respondent did not
provide for pension coverage for part-time employees. The
collective-bargaining agreement between Teamsters 576 and
the Respondent, however, had provided for pension coverage
for part-time employees since at least 1981. All the Unions’
contracts specified a 1-to-1 staffing ratio of full-time to part-
time employees, meaning that Respondent could have no
855
GRAND AUTO
1 Respondent informed its employees in the Teamsters 576 bar-
gaining unit on November 23 that it considered an impasse to exist
and would implement its best and final offer.
2 No allegations have been made in the complaint regarding any
failure by Respondent to provide information.
more than one part-time employee for each full-time em-
ployee, but could have fewer.
The representative of the Machinists traditionally takes the
lead in these negotiations. Nick Antone, then area director
and business representative for the Machinists, functioned as
the chief spokesperson for all the Unions at the bargaining
table for the 1990–1993 contract negotiations. Collective-bar-
gaining agreements with all three Unions expired on August
1, 1993, and were extended until October 1, 1993. Beginning
in June 1993 and continuing until September 21, 1994, the
parties met in 26 bargaining sessions in an attempt to nego-
tiate new contracts. Agreement was reached with the Ma-
chinists and UFCW on September 21, but Respondent and
Teamsters 576 never reached agreement and beginning on
November 23, 1994, Respondent implemented the terms of
its ‘‘final proposal’’ to Teamsters 576.1
Within this factual framework, the General Counsel alleges
that Respondent unlawfully implemented its final proposal in
the absence of a lawful bargaining impasse. Respondent con-
tends that the parties were at impasse and it could therefore
lawfully implement the terms of its final proposal. Second,
Respondent contends that Teamsters 576 avoided and de-
layed negotiations, thereby privileging Respondent to imple-
ment its final offer, even if no impasse were found to exist.
B. Facts
Negotiations between the Unions for the 1993–1996 con-
tracts began June 29, 1993. Antone again served as chief
spokesperson for the Union at these bargaining sessions.
Local 576’s bargaining representative, Mike Riga, and
UFCW’s representative, Phil Carney, were also present at the
initial and subsequent bargaining sessions. William Shertz,
Respondent’s director of industrial relations, was Respond-
ent’s spokesperson throughout negotiations, as part of a team
the composition of which varied throughout the sessions.
At the June 29 session, the Unions submitted separate
opening proposals to Respondent. Local 576 proposed in-
creasing wages and pension contributions while maintaining
the existing health and welfare benefit plan. The Machinists’
proposal included an increase in wages and adding pension
coverage for part-time employees. Neither the Machinists nor
the UFCW proposed any change to the full-time/part-time
staffing ratio. On July 15, 1993, Respondent submitted sepa-
rate opening counterproposals to each Union. These included
deletion of union security and dues checkoff, employee co-
payments for health and welfare coverage, an 18-percent
wage reduction, and deletion of the 1-to-1 staffing ratio. In
response to Antone’s concerns that deletion of the 1-to-1
ratio would make agreement difficult, Respondent restored
the ratio to its proposals. Respondent’s counterproposal to
Local 576 also included elimination of pension coverage for
part-time Teamsters employees. The feasibility of this pro-
posal was apparently not discussed during negotiations at this
time nor during most of the subsequent bargaining sessions.
When the parties met again on July 28, they agreed to extend
the 1990–1993 contracts, which were to expire at the end of
July, to October 1, 1993.
The parties met over 20 times between July 28, 1993, and
August 11, 1994. During these sessions, several issues were
resolved. Respondent withdrew its proposal for a wage re-
duction and proposed a wage freeze instead, although it con-
tinued to include in its proposals the deletion of Teamsters
part-time employees from pension coverage, the elimination
of union security, and employee copayments for health and
welfare coverage. Respondent in January 1994 proposed a
different health and welfare package from that in place at the
time, ostensibly to offset the costs of its compromise on the
wage reduction proposal.
In the course of these bargaining sessions, there were ap-
parently some instances of delay, rescheduled meetings, and
information requests by the Unions. In September 1993, in
the context of bargaining over changes in wages, Antone and
Riga sent letters to Shertz requesting financial information.
The parties met three times in October 1993, and then failed
to meet for a scheduled November 19 session when Attorney
David Rosenfeld, who represented the Machinists, canceled
the meeting in response to Respondent’s purported failure to
provide information that the Machinists had requested.2 Bar-
gaining sessions did not resume until 1994, apparently due
to scheduling conflicts and the Unions’ desire for further in-
formation before resuming. On January 3, 1994, Shertz sent
a letter to Commissioner Ruth Carpenter of the Federal Me-
diation and Conciliation Services, expressing Respondent’s
willingness to resume negotiations and proposing several
meeting dates in January. The Unions agreed to meet with
Respondent on January 17, on which date bargaining recom-
menced. Further sessions were scheduled for February 28
and March 1. At the February session, the Unions requested
further financial information to enable review of the pro-
posed health and welfare package. The session ended early,
and the scheduled March 1 session was canceled by the
Unions so that the information could be reviewed. Bargain-
ing resumed again on April 29, 1994, and sessions were held
on June 20, July 13, August 4, and August 11.
On August 11, 1994, the parties’ 24th bargaining session,
Antone proposed in private conversation with Shertz that the
Machinists waive the representation rights of part-time em-
ployees in exchange for Respondent’s retention of the union-
security clause for full-time employees. The General Counsel
and Respondent both confirm that this proposal was intended
to overcome the parties’ previously insurmountable-appearing
discord over union security. Antone consulted with Riga and
Carney, who had reservations regarding the proposal. Carney
was concerned that eliminating part-timers from the bargain-
ing unit would reduce to three or four the already small num-
ber of UFCW-represented employees. Riga’s concerns were
twofold. First, since the part-time employees received pen-
sion coverage under the rules of the Western Conference of
Teamsters Pension Trust Fund (Trust Fund), the Trust Fund
might not permit part-time employees to be dropped from
pension coverage. Second, Riga had recently signed a con-
tract with Kragen Auto Parts, a competitor of Respondent,
whose contract covered part-time employees and provided
them pension coverage, and Riga was apparently concerned
about the political repercussions of abandoning the part-tim-
ers. In a subsequent private conversation, Shertz requested
856
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
3 Meyers testified that he did not receive the facsimile letter of No-
vember 23 until it was sent to him via facsimile by Bruce Kuhn of
Teamsters Local 665 on November 29, after he had received the let-
ter from Ostrach requesting information regarding full- and part-time
bargaining unit employees. I do not find any significance to the pre-
cise date the November 23 facsimile was received, nor to the order
in which the two facsimiles were received.
that Antone put the Machinists’ offer in writing, to which
Antone agreed and further offered to include in writing his
proposals for settling the few remaining outstanding issues.
Antone also explained the UFCW’s and Teamsters’ concerns
to Shertz, and suggested that the Teamsters might accept the
proposal if a 2-to-1 staffing ratio were offered. On August
17, Antone received a letter from Shertz containing a synop-
sis of proposed resolutions to the remaining issues open be-
tween Respondent and the Machinists. Antone responded
with a facsimile sent to Schertz on August 23 containing the
Machinists’ offer.
On August 24, 1994, William Meyers, Respondent’s direc-
tor of human resources, sent Teamsters 576 a synopsis of
agreed-on and open contract proposals and a proposed collec-
tive-bargaining agreement between Respondent and Team-
sters 576. This proposal incorporated Respondent’s previous
proposals, including deletion of pension coverage for part-
time employees and deletion of union security.
The Unions and Respondent met again on September 20
and 21. At the first of these meetings, Respondent and the
Machinists reached agreement on a contract eliminating part-
time employees from the bargaining unit in exchange for re-
taining the union-security provision, which agreement was
formalized at the next day’s session. Also at the September
21 session, Carney told Respondent that the UFCW would
accept a contract on the same terms as the Machinists’ agree-
ment. Riga did not indicate whether Teamsters 576 would
accept such a proposal. On October 18, Respondent sent a
letter to Riga via facsimile requesting a response to Respond-
ent’s proposed agreement on the same terms as the Machin-
ists’ agreement. Riga responded the next day by letter, stat-
ing that Teamsters 576 was not willing to accept all the same
terms of the agreement. Riga met briefly with Respondent
Representatives Meyers and Donna Potter on October 26, at
which meeting Meyers again offered a contract on the same
terms as the Machinists’ agreement. Riga stated that the pro-
posed contract would be acceptable to Teamsters 576 only if
a guarantee of a 2-to-1 staffing ratio were also included.
Meyers told Riga that Respondent was unlikely to agree to
such a change in the staffing ratio, and the bargaining ses-
sion ended.
On October 31, 1994, Meyers sent Riga a letter rejecting
Local 576’s proposed 2-to-1 staffing ratio and proposing a
contract between Respondent and Teamsters 576, marked as
Respondent’s ‘‘final offer.’’ This proposed contract, like Re-
spondent’s August 24 proposal, called for retaining part-time
employees in the bargaining unit while deleting them from
pension coverage, and eliminating union security. The pro-
posed contract in this letter was not identical to the August
24 proposal, however. The letter further stated:
If you are unwilling to accept at least a 1:1 full-time
to part-time staffing ratio, the company believes the
parties are at impasse, and will plan to implement the
attached proposal effective November 18, 1994. Please
inform us of your position prior to that date.
On November 18, Teamsters Local 665, which represented
Respondent’s employees in a separate bargaining unit in
Santa Clara, California, sent a letter to Meyers via facsimile
on behalf of its sister local Teamsters 576, informing Re-
spondent that pursuant to order of Teamsters International
Union, Teamsters 576 was being placed under trusteeship ef-
fective immediately, and requesting that Respondent ‘‘put on
hold its negotiations or the implementation of any of its pro-
posals, changes, addendums, etc. for a brief period of time
to facilitate this transition.’’ Although Respondent had
opened contractual negotiations with Teamsters Local 665 a
few weeks previously on October 26, this was the first time
that Teamsters Local 665 had acted as a spokesperson for
Teamsters 576. Nothing in the letter indicated a response by
Teamsters 576 to Respondent’s October 31 proposal. On No-
vember 22, 1994, Respondent sent a letter to Riga via fac-
simile regarding implementation of Respondent’s August 24
proposal, saying ‘‘since we have not heard from you regard-
ing your position on the full-time/part-time staffing ratio, we
believe we are at impasse. We will therefore implement the
terms of our last offer.’’ The letter announced that the new
wage rates would become effective November 26, 1994, and
the health and welfare benefit plan on January 1, 1995.
On November 23, Respondent notified its employees that
it considered an impasse to exist and informed them of the
terms it was implementing. Also that day, Stefan Ostrach, the
trustee for Teamsters 576, sent a letter to Meyers via fac-
simile stating that he (Ostrach) did not believe that the par-
ties were at impasse, and offering to meet for further bar-
gaining sessions. This was followed by another letter to
Meyers from Ostrach sent on November 28 via facsimile re-
questing information ‘‘[i]n order to evaluate and respond to
the Employer’s proposal for a one-to-one ratio of full-time
to part time employees’’ which would ‘‘make it possible for
us to try to assess the actual affect [sic] of your proposal on
the employees we represent and will enable us to respond.’’3
Meyers met with Ostrach, Teamsters Local 665 Secretary-
Treasurer Ernie Yates, and Teamsters Local 665 Business
Agent Bruce Kuhn on December 7, 1994. At this meeting
between Respondent and Teamsters Local 665, Ostrach pro-
posed joint bargaining between Respondent and the two
locals. Respondent rejected that proposal on the ground that
it was at impasse with Local 576 but had barely begun bar-
gaining with Teamsters 665. Thereafter Teamsters Local 665
called the meeting to a premature end and refused to bargain
regarding Local 665’s contract. Ostrach’s own testimony
confirms that the purpose of the December 7 meeting was
bargaining between Respondent and Teamsters Local 665, at
which Ostrach had requested he be present, and that the
meeting took place in Local 665’s offices in Daly City, Cali-
fornia. I find therefore that this meeting was in fact a bar-
gaining session between Respondent and Teamsters Local
665, and not further bargaining between Respondent and
Teamsters 576. Meyers sent a letter to Ostrach on December
8, 1994, which enclosed information requested by Ostrach
regarding the status and identities of part-time employees,
and which reiterated Respondent’s intent to proceed with im-
plementation of its October 31 offer, offering to meet again
857
GRAND AUTO
4 Employer reports for a particular month are generated by the
trust fund and sent to all employers participating in the trust fund
at the end of that month. Employers are to report the hours worked
by each participating employee for that month and make payment
the following month. The employer in turn generates a report the
following month listing the hours worked by each contributing em-
ployee and the total due on each employee’s behalf. Thus the report
for November 1994 was sent to Respondent at the end of November,
and Respondent was to make contributions in December 1994 on be-
half of all employees who participated in the pension plan during the
month of November 1994; Respondent then generated a report on
December 9, 1994, listing employees, hours, and amounts due for
November.
Testimony from George Schmid, an administrator for the Trust
Fund, indicates that pp. 1–3 of G.C. Exh. 33 contains Respondent’s
February 1995 report to the Trust Fund. The report, however, is
marked as ‘‘Report for 3/1/95’’ and is dated 4/7/95, which markings
would be consistent with its being in fact Respondent’s March 1995
report, sent to the Trust Fund in April 1995. No report from Re-
spondent with markings consistent with a February 1995 report is in-
cluded in the exhibits. Nevertheless, as it is uncontested that Re-
spondent ceased listing part-time bargaining unit employees in its re-
ports to the Trust Fund as of February 1995, I do not find the dis-
crepancy to be of significance.
5 Taft Broadcasting Co., 163 NLRB 475, 478 (1967), enfd. 395
F.2d 622 (D.C. Cir. 1968).
‘‘to explain our position’’ but not agreeing to bargain any
further.
Although Local 576 and Respondent met again on Decem-
ber 15, 1994, and March 3, 1995, the relevant bargaining po-
sitions of the parties did not change. Respondent continued
to offer to agree only to (a) an agreement similar to that
made with the Machinists and the UFCW, wherewith reten-
tion of union security would be exchanged for deletion of
part-time employees from the bargaining unit, without any
change in the staffing ratio; or (b) its October 31 offer, delet-
ing union security and ceasing pension contributions on be-
half of part-time employees, without deleting them from the
unit. Although Teamsters 576 continued to make altered pro-
posals, its position that these above options were completely
unacceptable did not change. After this date, there were no
further meetings or bargaining sessions between Teamsters
576 and Respondent.
Respondent’s monthly reports from the Trust Fund indi-
cate that contributions on behalf of part-time employees
ceased as of December 1994. The reports sent by Respondent
to the Trust Fund for December 1994 and January 1995 list-
ed part-time employees as having worked zero hours, with
no contributions due on their behalf. As of February 1995,
part-time employees were apparently dropped altogether from
Respondent’s reports to the Trust Fund.4 No contributions
have been made by Respondent on behalf of part-time em-
ployees to the Trust Fund since November 1994, the last
time Respondent made such contributions. On January 1,
1995, Respondent implemented its new health and welfare
plan, in accordance with its October 31, 1994 proposal.
Analysis and Conclusions
1. The alleged impasse
The first issue is whether the parties reached impasse in
their negotiations so as to permit Respondent to implement
its final offer. An impasse occurs when ‘‘good faith negotia-
tions have exhausted the prospects of concluding an agree-
ment,’’5 that is, whenever negotiations reach a point at which
the parties have exhausted the prospects of concluding an
agreement and further discussions would be fruitless. Labor-
ers Health & Welfare Trust Fund v. Advanced Lightweight
Concrete, 484 U.S. 539, 543 (1988). After an impasse has
been reached on one or more subjects of bargaining, an em-
ployer may implement any of its preimpasse proposals. West-
ern Publishing Co., 269 NLRB 355 (1984).
In Taft Broadcasting Co., 163 NLRB 475, 478 (1967),
enfd. 395 F.2d 622 (D.C. Cir. 1968), the Board listed the fol-
lowing factors to determine whether an impasse has been
reached:
The bargaining history, the good faith of the parties in
negotiations, the length of the negotiations, the impor-
tance of the issue or issues as to which there is dis-
agreement, the contemporaneous understanding of the
parties as to the state of the negotiations are all relevant
factors to be considered in deciding whether an impasse
in bargaining existed.
Since impasse is a defense to a charge of an unlawful unilat-
eral change, the burden of proof rests on the party asserting
that impasse exists. North Star Steel Co., 305 NLRB 45
(1991); Roman Iron Works, 282 NLRB 725 (1987).
In the instant case, Respondent met with Teamsters 576 in
26 bargaining sessions beginning in June 1993 and continu-
ing until September 21, 1994, prior to Respondent’s imple-
mentation of its final offer in November 1994. The parties
had also negotiated through numerous facsimiles and letters.
During the September 1994 meetings between the Unions
and Respondent, both the Machinists and the UFCW reached
agreement with Respondent on a contract eliminating part-
time employees from the bargaining unit in exchange for re-
taining the union-security provision. Approximately a month
later, Teamsters 576 responded that it was unwilling to ac-
cept the same terms as the contained in the Machinists and
UFCW agreements. Teamsters 576 proposed acceptance of
the Machinists’ agreement, if the Respondent agreed to a
ratio of two full-time employees to every part-time em-
ployee. Respondent rejected this proposal; the ratio had al-
ways been one full-time employee to one part-time em-
ployee. Teamsters 576 had never raised this issue during the
past 16-month bargaining period. Respondent’s proposals
were consonant with its previous proposals for the past 16
months. As of October 26, 1994, the parties differed only on
the issues of pension payments for part-time employees and
union security. Thus, on November 23, Respondent notified
its employees that it considered an impasse to exist and in-
formed them of the terms it was implementing. The union-
security issue had been discussed over the 16 months of bar-
gaining and both parties had remained adamant on this issue.
The attempt to break impasse on this issue failed when the
staffing ratio was raised. However, when the modified Ma-
chinists agreement fell through, the parties were back to
where they were. While the issue of pension for part-timers
had not been discussed because that issue only affected the
Teamsters and not the Machinists and UFCW, the parties had
persisted in their positions since June 1993.
858
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6 As I have found that Respondent was privileged to implement its
final proposal at impasse, I do not reach the issue of whether Team-
sters 576 avoided or delayed bargaining so as to privilege Respond-
ent’s unilateral implementation of its final offer.
The existence or nonexistence of an impasse is normally
put in issue when, after negotiations have been carried on for
a period of time, the positions of the parties become fairly
fixed and talks reach the point of stalemate. When this oc-
curs, the employer is free to make unilateral changes in
working conditions consistent with its offers that the union
has rejected. NLRB v. Katz, 369 U.S. 736 (1962); NLRB v.
Almeida Bus Lines, 333 F.2d 729 (1964).
The final meetings between Respondent and Teamsters
576 indicate that the positions of the parties had clearly
reached stalemate. Respondent was unwilling to change its
staffing ratio, and Teamsters 576 would not agree to with-
draw the union-security provision without a change in the
staffing ratio. The inability of the Federal mediator to facili-
tate agreement is also a factor supporting a finding of im-
passe. NLRB v. Cambria Clay Products, 215 F.2d 48, 55 (6th
Cir. 1954).
The General Counsel argues as if the bargaining between
Respondent and Teamsters 576 had just begun after the Ma-
chinists reached agreement. I cannot accept such a propo-
sition. The Teamsters had been bargaining jointly with the
Machinists. When the modified Machinists agreement fell
through the parties reverted to the fixed positions prior to the
breakthrough created by the Machinists agreement to modify
the bargaining unit. The parties’ bargaining positions on De-
cember 15 and March 3, 1994, did not change. The parties
only succeeded in meeting on the two above dates; they
failed to make any progress in negotiations. Respondent cor-
rectly found that the negotiations had reached an impasse,
and implementation of its final offer was not a violation of
Section 8(a)(5) of the Act.
Relying on the testimony of Ostrach, the General Counsel
argues that the Union’s understanding was that the parties
were not at impasse. I give little weight to Ostrach’s testi-
mony because it was clear that his testimony on this point
was colored by the fact that he simply did not want impasse
or implementation of the final offer. Second, Ostrach had not
been party to the 16 months of negotiations. For example,
while trying to bargain over staffing, Ostrach did not realize
that Respondent had not raised the issue of the full-time to
part-time ratio and was not attempting to change the existing
ratio. Ostrach’s self-serving testimony on this point is insuffi-
cient to overcome the strong evidence that the parties were
at impasse.6
2. The alleged break in impasse
I next turn to Teamsters 576’s argument that assuming an
impasse was reached, it was broken by the trust fund’s re-
fusal to accept Respondent’s payment for full-time employee
pensions without payment for part-time employee pensions.
Any changed circumstance or condition that creates a new
possibility of fruitful discussion breaks an impasse. See, e.g.,
Gulf States Mfg. Inc. v. NLRB, 704 F.2d 1390 (5th Cir.
1983); Albany Steel, 309 NLRB 442, 450 (1992). The trust
fund’s notification to the employer that it would not accept
contributions on behalf of full-time employees unless con-
tribution was also made on behalf of part-time employees
would seem to create the need for future discussion. Re-
spondent, presumably, has not changed its bargaining posi-
tion as a result of the development, which would have bro-
ken the impasse. See, e.g., Sharon Hats, 127 NLRB 947
(1961), enfd. 289 F.2d 628 (5th Cir. 1961). However, since
the trust fund is still accepting contributions for full-time em-
ployees without contributions for part-time employees, the
employer seems to be implementing its proposal exactly as
it said it would.
In Cuyamaca Meats v. Pension Trust Fund, 827 F.2d 491
(9th Cir. 1987), cert. denied 485 U.S. 1008 (1988), the court
held that after an impasse has been reached, the employer
had the obligation to contribute to the pension trust fund in
accordance with its final proposal. The court found that the
employer had fulfilled this obligation, even though the trust
fund had not accepted the employer’s contributions after the
impasse on the grounds that an impasse means that an em-
ployer has withdrawn from the fund. The context of this case
was the question of when withdrawal occurred, at impasse or
after the employer had actually ceased making contributions.
However, the point of interest is that the court considered the
employer still to be making contributions even when those
contributions were not being accepted by the fund.
Because the trust fund is accepting Respondent’s payments
for full-time employees, I cannot find a break in the impasse.
If the trust fund ceases to accept all payments on behalf of
Respondent’s employees, it would then be necessary to nego-
tiate an alternative route. At this juncture, however, the break
in impasse allegation is premature, and I, therefore, cannot
find that Respondent refused to bargain.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce within
the meaning of Section 2(6) and (7) of the Act.
2. The Union is a labor organization within the meaning
of Section 2(5) of the Act.
3. Respondent has not violated the Act as alleged in the
complaint.
On these findings of fact and conclusions of law and on
the entire record, I issue the following recommended
ORDER
The complaint is dismissed in its entirety.