320 NLRB 907
Torbitt & Castleman, Inc.
907
320 NLRB No. 93
TORBITT & CASTLEMAN, INC.
1 On December 4, 1995, the judge issued the attached decision.
The Respondent filed exceptions and a supporting brief. The General
Counsel filed an answering brief.
The National Labor Relations Board has delegated its authority in
this proceeding to a three-member panel.
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an admin-
istrative law judge’s credibility resolutions unless the clear prepon-
derance of all the relevant evidence convinces us that they are incor-
rect. Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188
F.2d 362 (3d Cir. 1951). We have carefully examined the record and
find no basis for reversing the findings.
3 We shall modify the recommended Order by adding the tradi-
tional paragraph enjoining the Respondent from engaging in like or
related violations of the Act.
1 The Acting Regional Director also approved the Union’s request
to withdraw its Election Objections 3, 4, and 6.
Torbitt & Castleman, Inc. and General Drivers,
Warehousemen and Helpers Local Union No.
89, affiliated with the International Brother-
hood of Teamsters, AFL–CIO. Cases 9–CA–
32463 and 9–RC–16459
February 29, 1996
DECISION AND ORDER
BY CHAIRMAN GOULD AND MEMBERS BROWNING
AND COHEN
The issues for Board review in this proceeding are
whether Administrative Law Judge Judith A. Dowd
correctly found that the Respondent engaged in con-
duct that violated Section 8(a)(1) of the Act and inter-
fered with employees’ free choice in a Board represen-
tation election.1 The Board has considered the decision
and the record in light of the exceptions and briefs and
has decided to affirm the judge’s rulings, findings,2
and conclusions, and to adopt the recommended Order
as modified.3
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified below and orders that the Respondent, Torbitt
& Castleman, Inc., Buckner, Kentucky, its officers,
agents, successors, and assigns, shall take the action
set forth in the Order as modified.
Add the following as paragraph 1(d).
‘‘(d) In any like or related manner interfering with,
restraining, or coercing employees in the exercise of
the rights guaranteed them by Section 7 of the Act.’’
Theresa L. Donnelly and James Schwartz, Esqs., for the Gen-
eral Counsel.
D. Patton Pelfrey and James D. Cockrum, Esqs., of Louis-
ville, Kentucky, for the Respondent.
Alton D. Priddy, Esq., of Louisville, Kentucky, for the
Charging Party.
DECISION
STATEMENT OF CASE
JUDITH A. DOWD, Administrative Law Judge. In about Au-
gust 1994, the General Drivers, Warehousemen and Helpers
Local Union No. 89, affiliated with the International Brother-
hood of Teamsters, AFL–CIO (the Union) commenced an or-
ganizational drive among the production and maintenance
employees of Torbitt & Castleman, Inc. (the Respondent).
On September 21, 1994, the Union filed a petition in Case
9–RC–16459 seeking an election. Thereafter, pursuant to a
Decision and Direction of Election, a secret-ballot election
was conducted on December 2, 1994, in the appropriate unit.
The tally of ballots showed that of the approximately 120 eli-
gible voters, 47 cast ballots in favor of representation and 64
against, with 5 challenged ballots, which were not determina-
tive. On December 7, 1994, the Union filed objections to
conduct affecting the results of the election.
Subsequently, in Case 9–CA–32463, the Union filed
charges and amended charges alleging that the Respondent
had engaged in certain unfair labor practices. On February 7,
1995, a complaint and notice of hearing was issued alleging
that the Respondent violated Section 8(a)(1) of the National
Labor Relations Act (the Act) by: (1) sometime in mid-Octo-
ber 1994, granting employees improved conditions of em-
ployment by giving them access to more convenient parking,
in order to discourage support for the Union; (2) sometime
in early November 1994, installing suggestion boxes solicit-
ing employee complaints and grievances and promising em-
ployees improved terms and conditions of employment, in
order to undermine support for the Union; and (3) on No-
vember 23, 1994, threatening an employee with unspecified
reprisals because of his union activities.
On February 8, 1995, a Second Supplemental Report on
Objections, Order Consolidating Cases and Notice of Hearing
was issued. In this report, the Acting Regional Director
found that issues raised in the Union’s Election Objections
1, 2, 5, and 7 paralleled issues raised in the unfair labor
practice complaint. Accordingly, the Acting Regional Direc-
tor consolidated Cases 9–RC–16459 and 9–CA–32463 for
hearing before an administrative law judge.1
This case was heard at Louisville, Kentucky, on March 6,
1995. At the beginning of the hearing, the Union withdrew
its Election Objections 1 and 2 and stipulated that Election
Objection 5 was restricted to the installation of suggestion
boxes. During the course of the hearing, all parties were rep-
resented and were afforded full opportunity to be heard, to
examine and cross-examine witnesses, and to introduce evi-
dence. Following the close of the hearing, Respondent and
the General Counsel filed briefs. The Union adopted the
General Counsel’s brief. On consideration of the entire
record, including my observation of the witnesses and their
908
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2 Third-shift employees in the blow molding department, whose
work hours did not coincide with office hours, apparently were not
prohibited from parking in spaces in lot A. The capacity of lot A
is about 70 spaces and lot B has approximately 150 parking spaces.
demeanor, as well as the briefs filed by the parties, I make
the following
FINDINGS OF FACT
I. JURISDICTION
The complaint alleges, the answer admits, and I find that
at all material times Respondent has been an employer en-
gaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act.
II. THE LABOR ORGANIZATION
The complaint alleges, the answer admits, and I find that
at all material times the Union has been a labor organization
within the meaning of Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. Background
The Respondent manufactures condiments and syrup prod-
ucts and produces its own bottles at its facility in Buckner,
Kentucky. The Respondent’s operation is divided into five
departments; syrup, blow molding, jelly, shipping, and re-
ceiving. The Respondent employs a total of around 170 em-
ployees, of which about 120 perform production and mainte-
nance work. Unit employees work on one of three regular
shifts. The first shift generally begins at 6 a.m. and continues
until 2:30 p.m. The second shift begins at about 2:30 p.m.
Employees on the second shift work either in the syrup plant
or the jelly plant, depending on production requirements. The
blow molding department operates on a continuous three-
shift basis around the clock.
B. The Alleged Unfair Labor Practices that are
Coextensive with Union Election Objections
1. The change in parking policy
Prior to October 13, 1994, the parking lot nearest the en-
trance to the Respondent’s facility (lot A) was reserved for
office employees, supervisors, and managers, during regular
office hours. Office hours are generally 8 a.m. to 4 or 5 p.m.
Since the majority of the Respondent’s production and main-
tenance employees work on the first or second shift, their
work hours overlap with the office hours. Accordingly, most
of the unit employees were permitted to park only in a larger
lot that is located further away from the entrance to the facil-
ity (lot B).2 Employees complained among themselves about
the longer walk to the facility from lot B, particularly during
inclement weather.
On October 13, 1994, the Respondent’s president, Steve
McDonald, and its chief operating officer, Mike Upchurch,
posted a memorandum announcing that the only reserved
parking from that time forward would be ‘‘eight parking
spaces reserved for visitors, two spaces reserved for handi-
capped parking and one space reserved for mail delivery,’’
all in lot A. All remaining parking spaces in both lot A and
lot B would thereafter be available to all employees on a
‘‘first come basis.’’ After October 13, all production and
maintenance employees, as well as office employees, super-
visors, and managers, parked in either lot A or lot B, de-
pending only on the availability of spaces when they arrived
at work.
The Board has long recognized that ‘‘[t]he danger inherent
in well-timed increases in benefits is the suggestion of a fist
inside the velvet glove. Employees are not likely to miss the
inference that the source of benefits now conferred is also
the source from which future benefits must flow and which
may dry up if it is not obliged.’’ NLRB v. Exchange Parts
Co., 375 U.S. 405, 409 (1964). The Court further stated that
Section 8(a)(1) of the Act prohibits ‘‘conduct immediately
favorable to employees which is undertaken with the express
purpose of infringing upon their freedom of choice for or
against unionization and is reasonably calculated to have that
effect.’’ Id. The Board has drawn the inference that benefits
granted during the critical period prior to the election are co-
ercive. B & D Plastics, 302 NLRB 245 (1991), and cases
cited. The Board has, however, permitted the employer to
rebut the inference by coming forward with an explanation,
other than the union organizing campaign, for the timing of
the grant or announcement of benefits. See Gordonsville In-
dustries, 252 NLRB 563, 575 (1980), and cases cited (apply-
ing the principles to complaint cases).
In this case, the Union filed an election petition on Sep-
tember 21, 1994, and the election was conducted on Decem-
ber 2, 1994. The Respondent announced its change in park-
ing policy on October 13, approximately 6 weeks prior to the
December 2 election, and it implemented the more favorable
policy immediately. Since the Respondent admittedly an-
nounced and implemented a new employee benefit during a
critical period, the burden is on the Respondent to rebut the
presumption that the increased benefit was unlawful, by
showing that it had a legitimate business reason for announc-
ing and implementing the change at that time.
The Respondent contends that its change of parking policy
was noncoercive because it was implemented solely as part
of the gainsharing program recommended by its independent
consultant, Barbara Wry. Contrary to the Respondent’s con-
tention, there is no mention of any planned change in park-
ing policy at the Respondent’s facility in any of the commu-
nications between the Respondent and Wry, in which she
outlined the elements of a gainsharing program. There is also
no suggestion of any change in parking policy in either
Wry’s situation assessment or in her three-phase action plan
for implementing a gainsharing program at the Respondent’s
facility. No references were made to any particular parking
policy in either the gainsharing time line Wry created or in
the documents she relied on when formulating the gain-
sharing program. Furthermore, the Respondent’s own evi-
dence shows that the decision to change its parking policy
was not made until September 22 or 23, 1994—1 or 2 days
after the Union filed its election petition—at a meeting be-
tween McDonald, Upchurch, and Wry. The Respondent’s
president, Steve McDonald, testified that the change in park-
ing policy was his idea and that the Respondent’s former
policy of restricting parking in the lot nearest the building
(lot A) to office employees, supervisors, and managers had
bothered him for years. He further testified that Wry merely
agreed that the idea would be compatible with a gainsharing
909
TORBITT & CASTLEMAN, INC.
3 In a somewhat similar vein, Wry testified that she, Upchurch,
and McDonald all agreed during the September meeting that the
change in parking policy would be a good symbolic gesture, illus-
trating the new equality of employees under a gainsharing plan.
Under either Wry’s or McDonald’s version of events, the change in
parking policy was not an integral part of the gainsharing plan which
the Respondent had decided to adopt prior to the filing of the elec-
tion petition.
program.3 When McDonald was questioned about the timing
of the announcement and implementation of the change in
parking policy, he was unable to explain why the Respondent
chose October 13, rather than some other date after the elec-
tion, to announce and implement the change in policy. Ac-
cordingly, I find that the Respondent has failed to show that
its change in parking policy was an integral part of its pre-
election petition decision to implement a gainsharing plan.
On the contrary, the evidence shows that the change in park-
ing policy was more likely adopted in response to the
Union’s filing an election petition. See Yale New Haven Hos-
pital, 309 NLRB 363 (1992). I therefore find that the Re-
spondent’s announcement and implementation of a more fa-
vorable parking policy during the election campaign con-
stituted an unlawful increase in benefits and violated Section
8(a)(1) of the Act.
2. The installation of suggestion boxes
On and about October 1, 1994, the Respondent conducted
a series of employee meetings at which McDonald,
Upchurch, and Wry discussed with them the details of the
gainsharing program. Employees were informed, among
other things, that certain committees would be formed, and
they were requested to volunteer their services for these com-
mittees. After the series of meetings concluded, the Respond-
ent posted a notice asking employees to sign up for commit-
tee service. McDonald, Upchurch, and Wry selected commit-
tee members at random from each department and they be-
came known as the ‘‘Improvement Team.’’ The membership
of the Improvement Team included at least one supervisor.
On October 18, the Respondent posted a memorandum from
the Improvement Team, announcing that suggestion boxes
would be installed that week, as a means of ‘‘identifying
problems at T&C, and implementing successful solutions.’’
The memorandum further stated that the Improvement Team
needed to know ‘‘from each and everyone of you, [the em-
ployees] what you think our major problem[s] are and how
they can be effectively resolved.’’ (Emphasis in original.)
On October 19, 1994, the Respondent posted another letter
from the Improvement Team indicating that the suggestion
boxes would be used to gather ideas for ‘‘productivity and
quality of life improvements,’’ and that forms were available
at the boxes for the employees to use in submitting ideas.
Shortly thereafter, the Respondent installed suggestion boxes
in the facility and provided forms for submitting suggestions.
The suggestion forms, entitled ‘‘Ideas for Improvement,’’
asked the employee to identify the problem, suggest some
possible solutions, and indicate whether the suggestion con-
cerned safety, production efficiency, cost reduction, or qual-
ity of life. The employee was also asked to state his or her
name, department, and shift, for purposes of ‘‘follow-up.’’
Once a suggestion was placed in a box, the Improvement
Team (sometimes referred to by witnesses as the Suggestions
Committee) met and rated it with respect to urgency, identi-
fied what action should be taken, and followed through on
implementation of the suggestion. Information on the
progress of suggested improvements was then posted on the
bulletin board on a form entitled ‘‘Suggested Improvements
from T&C Team Members.’’ After the suggestion had been
acted on, another form was posted on the bulletin board enti-
tled ‘‘Suggested Improvements Completed’’ which informed
the employees of the disposition of each of the suggestions.
Employees submitted suggestions on a wide variety of topics,
including improving insurance coverage, reducing the num-
ber of hours that employees were required to work, and re-
quests that the Respondent initiate paid sick days.
It is well established that absent a previous practice of
doing so, the solicitation of grievances during an organiza-
tional campaign accompanied by a promise, express or im-
plied, to remedy such grievances, violates the Act. Capitol
EMI Music, 311 NLRB 997, 1007 (1993); Columbus Mills,
303 NLRB 223, 227 (1991); and Reliance Electric Co., 191
NLRB 44, 46 (1971). The solicitation of grievances in the
midst of a union campaign inherently constitutes an implied
promise to remedy grievances. Capitol EMI Music, supra at
1007. However, the inference that the employer is impliedly
making a promise to correct grievances is rebuttable. Gull,
Inc., 279 NLRB 931, 946 (1986); Uarco, Inc., 216 NLRB 1
(1974).
The Respondent maintains that the installation of sugges-
tion boxes was intended only to obtain employees’ ideas on
ways to increase productivity, as part of its gainsharing pro-
gram. Unlike the change in parking lot policy discussed
above, some form of solicitation of employee opinion con-
cerning productivity was included in consultant Barbara
Wry’s recommendations for a gainsharing plan, albeit Wry
never specifically recommended the installation of suggestion
boxes. The flaw in the Respondent’s argument—that it did
not install suggestion boxes to solicit employee grievances—
is that the Respondent did not attempt to limit employee sug-
gestions to methods for improving productivity. On the con-
trary, the Respondent permitted the Improvement Team to
specifically solicit employees’ ideas on ‘‘quality of life im-
provements,’’ as well as improvements in productivity. Using
the Respondent’s bulletin board, the Improvement Team en-
couraged employees to identify ‘‘problems’’ at the facility,
along with suggestions as to how the problems could be re-
solved. Employees reasonably could have perceived the sug-
gestion boxes as a forum for airing their problems and griev-
ances and, in fact, they submitted suggestions on such non-
production-related matters as the Respondent’s failure to pro-
vide paid sick leave and the condition of the restroom facili-
ties. Accordingly, I find that the Respondent solicited em-
ployee grievances during the critical period prior to the elec-
tion.
As noted above, in the absence of a showing of a past
practice of soliciting grievances, the solicitation of employee
grievances during a union campaign carries with it a pre-
sumption that the employer also impliedly promised to cor-
rect the grievances. In this case, the evidence shows that the
Respondent maintained a suggestion box at one time, but that
it removed the box about 2-1/2 years ago. This evidence is
insufficient to establish a past practice of soliciting employee
grievances and the Respondent therefore bears the burden of
rebutting the presumption that its solicitation implied a prom-
910
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4 Indeed, the Respondent does not even argue in its brief that it
had a past practice of soliciting employee grievances.
5 The complaint does not allege that the Respondent actually con-
ferred benefits on employees, and the General Counsel does not ad-
vance such an argument on brief. Although the factual conclusion
that there was such a conferral seems obvious, I shall make no find-
ings on that point.
6 Contrary to the Respondent’s contention in its brief, the failure
of counsel for the General Counsel to call as a witness employee
George Reese, who was working with Hornback on November 23,
does not give rise to an adverse inference that Reese would not have
supported Hornback’s testimony. International Automated Machines,
285 NLRB 1122 (1987), which the Respondent cites in support of
its adverse inference argument, does not support its position. In
International Automated Machines, the Board held that an adverse
inference should be drawn against an employer who failed to call
one if its managers as a witness. The Board reasoned that the man-
ager could be expected to testify favorably to the employer and the
failure to call the manager supported an adverse inference against
the employer. Here, however, the absent witness was an employee,
who could not reasonably be expected to favor one party over the
other. Since Reese was equally available to all the parties and none
chose to call him, no adverse inference can be drawn against any
party to the proceedings.
7 The Respondent further contends that Mayse did not know about
the charges naming Hornback until November 28, 1994, and he
therefore could not have threatened the employee because of them.
Mayse testified that he did not learn about the unfair labor practice
charges naming Hornback until the Respondent’s chief operating of-
ficer, Mike Upchurch, called him into a supervisory meeting on No-
vember 28, at which time Upchurch read the charges to all of his
ise to correct the grievances.4 The Respondent seeks to rebut
this presumption by pointing to instances where it declined
to implement employee suggestions. In particular, the Re-
spondent cites its refusal to provide more expensive boots to
employees and to include Christmas pay in employees’
preholiday paychecks, regardless of employees’ complaints
and suggestions. Although the Respondent may not have cor-
rected every grievance that employees submitted, it remedied
a substantial number of employee complaints. For example,
one employee complained that toilets were broken, another
that the towel dispensers did not function properly, and a
third that the water fountain needed to be fixed. All of these
items were repaired. In response to a complaint that the park-
ing lot is hazardous during the winter, the Respondent agreed
that the lot would be plowed. Moreover, information that the
restroom and water fountain repairs had been made and that
the parking lot would be plowed was conveyed to all the em-
ployees through posting on the Respondent’s bulletin board.
Based on all of the evidence, I find that the Respondent has
failed to rebut the presumption that it impliedly promised to
remedy employee grievances.5
C. The Effect of the Respondent’s Unfair Labor
Practices on the Election
The Respondent’s contention that its solicitation of griev-
ances and change in parking policy during the critical period
prior to the election are insufficient to have affected the out-
come of the election is unpersuasive. In Dal-Tex Optical Co.,
137 NLRB 1782, 1786 (1962), the Board held that
‘‘[c]onduct violative of Section 8(a)(1) is, a fortiori, conduct
which interferes with the exercise of a free and untrammeled
choice in an election.’’ The Board departs from this policy
only in cases ‘‘where it is virtually impossible to conclude
that the misconduct could have affected the election results.’’
Gonzales Packing Co., 304 NLRB 805 (1991), quoting from
Clark Equipment Co., 278 NLRB 498, 505 (1986). Here,
challenged ballots aside, the record reflects that the Union
lost the election by a margin of 17 votes. The solicitation of
employee grievances and change in parking policy affected
all the unit employees and may have influenced the way they
voted. When an employer becomes unusually solicitous of its
employees in the midst of a union campaign, ‘‘the suggestion
of a fist inside the velvet glove,’’ Exchange Parts, supra, is
inescapable. I therefore conclude that this is not a case where
it is ‘‘virtually impossible’’ to conclude that the Respond-
ent’s unfair labor practices could have affected the election
results. I also find that, even without specifically relying on
the Board’s holding in Dal-Tex, the Respondent’s unlawful
conduct is sufficient to warrant setting aside the election. I
recommend that the Board set aside the results of the De-
cember 2, 1994 election and remand Case 9–RC–16459 to
the Regional Director for Region 9 for the purpose of con-
ducting a new election.
D. The Alleged Threat of Retaliation
On or about August 9, 1994, the Respondent learned about
the Union’s organizing campaign and began a campaign op-
posing unionization. On November 10 and 14, 1994, the
Union filed unfair labor practice charges, later withdrawn, al-
leging that the Respondent had interfered with employees’
Section 7 rights. In both of these charges, Timothy Hornback
was named as one of the employees whose rights had been
violated. On November 23, the day before Thanksgiving,
Hornback was working on the production line. The Respond-
ent’s production manager, Arnold Nelson Mayse, approached
Hornback and stated: ‘‘We have the Gains Sharing Commit-
tee, the Improvements Team Committee, we have the Placing
Team Committee and we have the Hatchet Committee.’’
Hornback asked Mayse what the hatchet committee was.
Mayse responded by raising his hands, repeatedly stating, ‘‘I
didn’t say that,’’ and walking away.
I credit Hornback’s testimony that Mayse threatened him,
rather than Mayse’s testimony denying the entire conversa-
tion, because Hornback appeared to be the more credible wit-
ness. Hornback testified in a forthright manner and was con-
sistent in his testimony concerning what Mayse said to him.
Hornback also had no apparent motive for fabricating the
statement attributed to Mayse. Moreover, it seems unlikely
that, if Hornback wanted to falsely accuse Mayse of making
threats, he would have chosen the particular language quoted
above, rather than something more obviously threatening. On
the other hand, Mayse had a motive to falsify his testimony
to evade responsibility for having made an unlawful threat to
an employee.6
The fact that Hornback may not have been sure of exactly
what other dates in November and December he operated a
forklift and what dates he worked on the box job does not,
as the Respondent argues in its brief, serve to undermine
Hornback’s credibility on this issue. Despite Hornback’s ini-
tial confusion over job assignment dates, he was ultimately
resolute in his testimony that he was assigned to the box job
on November 23, and the Respondent offered no evidence to
the contrary.7
911
TORBITT & CASTLEMAN, INC.
supervisors. Upchurch testified that he was on Thanksgiving vacation
until November 28 and did not know about the unfair labor practice
charges until the day he returned to work.
I discredit Mayse’s testimony that he only learned about the unfair
labor practice charges on November 28, 1994, for the same reasons
stated above with respect to his denial of the conversation with
Hornback. With respect to Upchurch’s testimony, even assuming that
Upchurch did not receive copies of the Hornback charges prior to
November 28, it does not necessarily follow that Mayse only learned
about them during the supervisory meeting on that date. The Re-
spondent’s facility is relatively small and word of the charges and
Hornback’s involvement in bringing the charges might easily have
been spread by employees. Moreover, the Respondent’s own evi-
dence shows that copies of the Board charges arrived at the facility
sometime prior to Upchurch’s return from Thanksgiving vacation on
November 28. When Upchurch was asked how he became aware of
the filing of the unfair labor practice charges naming Hornback, he
answered: ‘‘It was brought to my attention that the information was
on my desk when I arrived [at the facility].’’ This testimony sug-
gests that someone at the Respondent’s facility knew the contents of
the charges before Upchurch read them. Moreover, when Upchurch
was asked on cross-examination whether he was the one who actu-
ally opened the envelope containing the Hornback charges, his reply
was evasive. Upchurch stated that generally either he or the Re-
spondent’s president, Steve McDonald, opened letters from the
Board, but that he could not remember whether he had opened the
envelope containing the charges naming Hornback. Upchurch’s
memory concerning other details of the events of November 28,
1994, was very clear and it seems unlikely that he would not re-
member something as important as whether or not he opened the en-
velope containing the charges. Moreover, as noted above, the quoted
testimony indicates that someone other than Upchurch must have
opened the envelope. I therefore infer that Upchurch denied any
recollection whether he opened the Hornback charges because he did
not want to admit that the envelope was already open when he re-
ceived a copy of the charges.
8 Lufkin Rule Co., 147 NLRB 341 (1964).
9 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and rec-
ommended Order, shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
An employer violates Section 8(a)(1) of the Act by threat-
ening an employee with retaliation for engaging in union ac-
tivities, including charging the employer with having com-
mitted unfair labor practices. See Action Mining, Inc., 318
NLRB 652 (1995); Crown Cork & Seal Co., 308 NLRB 445
(1992); and Cox Fire Protection, Inc., 308 NLRB 793
(1992).
Here, about 2 weeks after employee Hornback was named
as a principal in unfair labor practice charges against the Re-
spondent, Production Manager Arnold Mayse told Hornback
that, in addition to its other committees, the Respondent had
a hatchet committee. Mayse’s statement is clearly coercive
with respect to employees’ Section 7 rights. While Mayse
never specifically mentioned Hornback’s having charged the
Respondent with unfair labor practices, the timing of his
threat, several weeks after the charges were filed, and the ab-
sence of any other explanation for his statement, makes it
reasonable to conclude that the unfair labor practice charges
were the reason for the threat of retaliation, and that
Hornback would rationally have so understood the remark. I
therefore find that Mayse’s ‘‘hatchet committee’’ statement
was coercive and violated Section 8(a)(1) of the Act.
CONCLUSIONS OF LAW
1. The Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning
of Section 2(5) of the Act.
3. The Respondent violated Section 8(a)(1) of the Act by
the following conduct:
(a) Announcing and implementing a new parking policy
favorable to unit employees.
(b) Soliciting employee grievances and impliedly promis-
ing to correct them, without having a prior policy of solicit-
ing employee grievances.
(c) Threatening employee Timothy Hornback with unspec-
ified reprisals for having been involved in union activities.
4. By the conduct described above, the Respondent has en-
gaged in unfair labor practices affecting commerce within the
meaning of Section 8(a)(1) and Section 2(6) and (7) of the
Act.
5. The conduct described in paragraphs 3(a) and (b),
above, also constitutes objectionable conduct affecting the re-
sults of the representation election held in Case 9–RC–16459
on December 2, 1994.
REMEDY
Having found that the Respondent has engaged in certain
unfair labor practices, I find that it must be ordered to cease
and desist therefrom and to take certain affirmative action
designed to effectuate the policies of the Act.
Having further found that the Respondent engaged in ob-
jectionable conduct that affected the results of the election in
Case 9–RC–16459, I shall recommend that the election held
on December 2, 1994, be set aside, that a new election be
held, and that the Regional Director include in the notice of
election the Lufkin Rule paragraph set forth below:8
NOTICE TO ALL VOTERS
The election of December 2, 1994, was set aside be-
cause the National Labor Relations Board found that
certain conduct of the Employer interfered with the em-
ployees’ exercise of a free and reasonable choice.
Therefore, a new election will be held in accordance
with the terms of this Notice of Election. All eligible
voters should understand that the National Labor Rela-
tions Act gives them the right to cast their ballots as
they see fit, and protects them in the exercise of this
right, free from interference by any of the parties.
On these findings of fact and conclusion of law and on the
entire record, I issue the following recommended9
ORDER
The Respondent, Torbitt & Castleman, Inc., Buckner, Ken-
tucky, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Granting employees benefits in order to thwart union
organization.
(b) Impliedly promising to correct employee grievances in
order to thwart union organization.
(c) Threatening employees with reprisals for being in-
volved in union activities.
912
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10 If this Order is enforced by a judgment of a United States court
of appeals, the words in the notice reading ‘‘Posted by Order of the
National Labor Relations Board’’ shall read ‘‘Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order
of the National Labor Relations Board.’’
2. Take the following affirmative action necessary to ef-
fectuate the policies of the Act.
(a) Post at its Buckner, Kentucky facility copies of the at-
tached notice marked ‘‘Appendix.’’10 Copies of the notice,
on forms provided by the Regional Director for Region 9,
after being signed by the Respondent’s authorized representa-
tive, shall be posted by the Respondent immediately upon re-
ceipt and maintained for 60 consecutive days in conspicuous
places, including all places where notices to employees are
customarily posted. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered, de-
faced, or covered by any other material.
(b) Notify the Regional Director in writing within 20 days
from the date of this Order what steps the Respondent has
taken to comply.
IT IS FURTHER ORDERED that the election held on Decem-
ber 2, 1994, in Case 9–RC–16459 be set aside, and that a
new election be held at such time and under such cir-
cumstances as the Regional Director shall deem appropriate.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and has ordered us
to post and abide by this notice.
WE WILL NOT grant employees an increase in benefits in
order to discourage support for unionization.
WE
WILL
NOT impliedly promise to correct employee
grievances in order to discourage support for unionization.
WE WILL NOT threaten employees because they were in-
volved in union and/or protected concerted activity.
WE WILL NOT in any like or related manner interfere with,
restrain, or coerce you in the exercise of the rights guaran-
teed you by Section 7 of the Act.
TORBITT & CASTLEMAN, INC.