321 NLRB 144
Indian Hills Care Center
144
321 NLRB No. 23
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1 No exceptions were filed to the judge’s finding that portions of
the Respondent’s Employee Handbook and Handbook for Non-Man-
agerial Staff violated Sec. 8(a)(1) of the Act.
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an admin-
istrative law judge’s credibility resolutions unless the clear prepon-
derance of all the relevant evidence convinces us that they are incor-
rect. Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188
F.2d 362 (3d Cir. 1951). We have carefully examined the record and
find no basis for reversing the findings.
3 It is well settled that the Board has ‘‘broad discretionary’’ au-
thority under Sec. 10(c) to fashion appropriate remedies that will
best effectuate the policies of the Act. E.g., NLRB v. J. H. Rutter-
Rex Mfg. Co., 396 U.S. 258, 262–263 (1969). It is also firmly estab-
lished that remedial matters are traditionally within the Board’s
province and may be addressed by the Board in the absence of ex-
ceptions. E.g., Schnadig Corp., 265 NLRB 147 (1982); R. J. E.
Leasing Corp., 262 NLRB 373 fn. 1 (1982) (modified decision).
4 The deadlines are as follows: Within 14 days after service by the
Region, the respondent shall post the notice; within 14 days from
the date of the Order, the respondent shall offer reinstatement and
expunge its files (the respondent shall notify the employee of the
expunction within 3 days thereafter); and within 14 days of a re-
quest, the respondent shall make its records available to the Board.
5 This certification-of-compliance provision will take the place of
the notice-of-compliance provision presently appearing in Board Or-
ders.
6 E.g., Wheelco Co., 260 NLRB 867, 868 fn. 7 (1982).
Care Initiatives, Inc., d/b/a Indian Hills Care Cen-
ter and Christine E. Ryan. Case 18–CA–13466
May 8, 1996
DECISION AND ORDER
BY CHAIRMAN GOULD AND MEMBERS
BROWNING, COHEN, AND FOX
On December 15, 1995, Administrative Law Judge
William J. Pannier III issued the attached decision. The
Respondent filed exceptions and a supporting brief.
The National Labor Relations Board has considered
the decision and the record in light of the exceptions1
and brief and has decided to affirm the judge’s rulings,
findings,2 and conclusions and to adopt the rec-
ommended Order as modified and set forth in full
below.
The judge found, and we agree, that the Respondent
violated Section 8(a)(1) of the Act by, inter alia, dis-
charging Charging Party Christine Ryan. To remedy
this unfair labor practice, the judge recommended that
the Respondent take the following affirmative actions:
• Offer Ryan immediate reinstatement
• Remove from its files any reference to Ryan’s
unlawful discharge
• Make Ryan whole for any loss of earnings and
other benefits
• Preserve and make available to the Board all
records necessary to compute the amount of
backpay due
• Post a notice to employees immediately upon
receipt
• Notify the Regional Director within 20 days of
the steps the Respondent has taken to comply
These are the typical Board remedies for an unlaw-
ful discharge. In order to better effectuate the policies
of the Act, however, we have decided that henceforth
these standard Board remedies should be modified in
the following three respects.3
(1) At present, no time limits are specified for most
affirmative actions that are required by the Board’s Or-
ders. For example, although the Board traditionally or-
ders a respondent to post a notice ‘‘immediately upon
receipt’’ and to offer a discriminatee ‘‘immediate’’ re-
instatement, there is no specific period of time pre-
scribed in the Order within which these actions are to
be taken. This lack of specificity has resulted in dis-
agreements between respondents and Board personnel
over the meaning of the word ‘‘immediate’’ and has
hampered the Agency’s efforts to secure expeditious
compliance. Accordingly, we have decided to clarify
our Orders by including specific time deadlines for
posting the notice, offering reinstatement, expunging
files, and making records available to the Board.4
(2) Consistent with our decision to specify time lim-
its for these affirmative actions, we believe that the re-
spondent should, within 21 days after service by the
Region, file with the Regional Director a sworn certifi-
cation, on a form provided by the Region, attesting to
the steps that the respondent has taken to comply.5 The
use of such a form will greatly assist the Regions in
their efforts to determine whether a respondent is or is
not complying with each of the affirmative provisions
of the Board’s Order. Most importantly, this require-
ment will place the onus on the respondent, who is the
wrongdoer, to certify its own compliance, and will re-
lieve the Region of the responsibility of determining in
each case whether all the necessary steps have been
taken. If the respondent does not certify that it has
complied, the Region can take the necessary legal
steps to secure compliance, without the necessity of
expending more of the Board’s scarce resources to in-
vestigate the extent of the respondent’s compliance.
(3) At present, the standard Board Order provides
for posting of the notice at the respondent’s facility. If
the record indicates that the respondent’s facility has
closed, the Board routinely provides for mailing of the
notice to employees.6 If, however, the record fails to
reflect this fact or if the closing occurs after the
issuance of the Board’s decision, there is no provision
in the Order to ensure that employees are notified of
the outcome of the Board proceeding. Accordingly, we
shall modify our standard notice-posting provision to
state that if the respondent’s facility has closed, the re-
spondent shall mail the notice to employees.
145
INDIAN HILLS CARE CENTER
7 If this Order is enforced by a judgment of a United States court
of appeals, the words in the notice reading ‘‘Posted by Order of the
National Labor Relations Board’’ shall read ‘‘Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order
of the National Labor Relations Board.’’
With these modifications, we adopt the judge’s rec-
ommended Order and set it forth in full below.
ORDER
The National Labor Relations Board adopts the rec-
ommended order of the administrative law judge and
orders that Care Initiatives, Inc., d/b/a Indian Hills
Care Center, Sioux City, Iowa, its officers, agents, suc-
cessors, and assigns, shall
1. Cease and desist from
(a) Maintaining and enforcing work rules that pro-
vide that ‘‘Unauthorized release of employee or busi-
ness information may result in disciplinary action up to
and including discharge,’’ which prohibit all solicita-
tion ‘‘in work areas’’ and all distribution of ‘‘printed
or written literature at any time in the facility, even
when you are off-duty,’’ or which classify ‘‘facility’’
information as confidential.
(b) Coercively interrogating employees about their
suspected union activity and concerted activity for mu-
tual aid or protection; threatening to have employees’
nursing licenses revoked and asking for employee res-
ignations because they have engaged in suspected
union or concerted activity for mutual aid or protec-
tion; and directing or instructing employees to discuss
employment problems with no one other than its ad-
ministrator.
(c) Discharging, or otherwise interfering with, re-
straining, or coercing Christine Ellen Ryan, or any
other employee, for nonflagrant and nonegregious con-
duct provoked by unlawful statements concerning sus-
pected union activity or concerted activity for mutual
aid or protection of employees.
(d) In any like or related manner interfering with,
restraining, or coercing employees in the exercise of
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Remove from the Employee Handbook that por-
tion of the ‘‘Confidentiality’’ rule that states, ‘‘Unau-
thorized release of employee or business information
may result in disciplinary action up to and including
discharge,’’ and those portions of the ‘‘Sales and So-
licitation’’ rule that prohibit all solicitation ‘‘in work
areas’’ and that prohibit distribution of ‘‘literature at
any time in the facility, even when you are off-duty,’’
and distribute to all employees copies of the Employee
Handbook with those rules revised.
(b) Notify all employees, in writing, that the HAND-
BOOK FOR NON-MANAGERIAL STAFF is no
longer effective and has been superseded by the Em-
ployee Handbook or, alternatively, remove from its
‘‘Resident and Facility Confidentiality’’ rule the word
‘‘facility’’ and distribute to all employees copies of the
HANDBOOK FOR NON-MANAGERIAL STAFF
with the rule so revised.
(c) Within 14 days from the date of this Order, offer
Christine Ellen Ryan full reinstatement to her former
job or, if that job no longer exists, to a substantially
equivalent position, without prejudice to her seniority
or any other rights or privileges previously enjoyed.
(d) Make Christine Ellen Ryan whole for any loss
of earnings and other benefits suffered as a result of
the discrimination against her, in the manner set forth
in the remedy section of the judge’s decision.
(e) Within 14 days from the date of this Order, re-
move from its files any reference to the unlawful dis-
charge, and within 3 days thereafter notify the em-
ployee in writing that this has been done and that the
discharge will not be used against her in any way.
(f) Preserve and, within 14 days of a request, make
available to the Board or its agents for examination
and copying, all payroll records, social security pay-
ment records, timecards, personnel records and reports,
and all other records necessary to analyze the amount
of backpay due under the terms of this Order.
(g) Within 14 days after service by the Region, post
at its Sioux City, Iowa nursing home copies of the at-
tached notice marked ‘‘Appendix.’’7 Copies of the no-
tice, on forms provided by the Regional Director for
Region 18, after being signed by the Respondent’s au-
thorized representative, shall be posted by the Re-
spondent and maintained for 60 consecutive days in
conspicuous places including all places where notices
to employees are customarily posted. Reasonable steps
shall be taken by the Respondent to ensure that the no-
tices are not altered, defaced, or covered by any other
material. In the event that, during the pendency of
these proceedings, the Respondent has gone out of
business or closed the facility involved in these pro-
ceedings, the Respondent shall duplicate and mail, at
its own expense, a copy of the notice to all current
employees and former employees employed by the Re-
spondent at any time since February 6, 1995.
(h) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a
responsible official on a form provided by the Region
attesting to the steps that the Respondent has taken to
comply.
146
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1 Unless stated otherwise, all dates occurred during 1995.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated the National Labor Relations Act and has or-
dered us to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives
of their own choice
To act together for other mutual aid or protec-
tion
To choose not to engage in any of these pro-
tected concerted activities.
WE WILL NOT maintain, or enforce, rules that pro-
vide that ‘‘Unauthorized release of employee or busi-
ness information may result in disciplinary action up to
and including discharge,’’ which prohibit all solicita-
tion ‘‘in work areas’’ and all distribution of ‘‘printed
or written literature at any time in the facility, even
when you are off-duty,’’ or that classify ‘‘facility’’ in-
formation as confidential.
WE WILL NOT coercively interrogate you about your
suspected union activity, nor about concerted activity
in which you engage for the mutual aid or protection
of yourselves and your coworkers.
WE WILL NOT threaten to have your nursing licenses
revoked because you are suspected of engaging in
union activity, or because you engage in concerted ac-
tivity for the mutual aid or protection of yourselves
and your coworkers.
WE WILL NOT ask for your resignation because you
are suspected of engaging in union activity, or because
you engage in concerted activity for the mutual aid or
protection of yourselves and your coworkers.
WE WILL NOT direct or instruct you to discuss em-
ployment problems with no one other than our admin-
istrator.
WE WILL NOT discharge, or otherwise interfere with,
restrain, or coerce Christine Ellen Ryan, or any other
employee, for nonflagrant and nonegregious conduct
provoked by our unlawful statements concerning sus-
pected union activity or concerted activity for mutual
aid or protection of employees.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the
rights guaranteed you by Section 7 of the Act.
WE WILL remove from our Employee Handbook the
portion of the ‘‘Confidentiality’’ rule that states, ‘‘Un-
authorized release of employee or business information
may result in disciplinary action up to and including
discharge,’’ and those portions of the ‘‘Sales and So-
licitation’’ rule that prohibit all solicitation ‘‘in work
areas’’ and that prohibit distribution of ‘‘literature at
any time in the facility, even when you are off-duty,’’
and WE WILL distribute to each of you copies of the
Employee Handbook with those rules revised.
WE WILL notify you in writing that the HAND-
BOOK FOR NON-MANAGERIAL STAFF is no
longer effective and has been superseded by the Em-
ployee Handbook or, alternatively, WE WILL remove
from our ‘‘Resident and Facility Confidentiality’’ rule
the word ‘‘facility’’ and distribute to each of you cop-
ies of the HANDBOOK FOR NON-MANAGERIAL
STAFF with that revision.
WE
WILL, within 14 days from the date of the
Board’s Order, offer Christine Ellen Ryan full rein-
statement to her former job or, if that job no longer
exists, to a substantially equivalent position, without
prejudice to her seniority or any other rights or privi-
leges previously enjoyed.
WE WILL make Christine Ellen Ryan whole for any
loss of earnings and other benefits resulting from her
discharge, less any net interim earnings, plus interest.
WE
WILL, within 14 days from the date of the
Board’s Order, remove from our files any reference to
the unlawful discharge of Christine Ellen Ryan and WE
WILL, within 3 days thereafter, notify her in writing
that this has been done and that the discharge will not
be used against her in any way.
CARE INITIATIVES, INC., D/B/A INDIAN
HILLS CARE CENTER
Polly Misra, Esq., for the General Counsel.
James C. Hanks (Klass, Hanks, Stoos, Stoik, Muqan &
Villone), of Sioux City, Iowa, for the Respondent.
DECISION
STATEMENT OF THE CASE
WILLIAM J. PANNIER III, Administrative Law Judge. I
heard this case in Sioux City, lowa, on July 25, 1995.1 On
April 14, the Regional Director for Region 18 of the Na-
tional Labor Relations Board (Board) issued a complaint and
notice of hearing, based on an unfair labor practice charge
filed on February 6, and amended on April 5 and on July
14, alleging violations of Section 8(a)(1) of the National
Labor Relations Act (the Act). All parties have been afforded
full opportunity to appear, to introduce evidence, to examine
and cross-examine witnesses, and to file briefs. Based on the
entire record, on the briefs that were filed, and on my obser-
vation of the demeanor of the witnesses, I make the follow-
ing findings of fact and conclusions of law.
147
INDIAN HILLS CARE CENTER
2 It is admitted that, at all material times, Respondent has been
an employer engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act, based on the admitted facts that in the
course and conduct of the above-described operations during 1994,
Respondent derived gross revenues in excess of $100,000 and, dur-
ing that same year, purchase goods valued in excess of $50,000,
which were received at its Sioux City facility directly from points
outside of the State of lowa.
I. THE ALLEGED UNFAIR LABOR PRACTICES
A. Introduction
There are essentially two aspects to this case. The first in-
volves rules contained in handbooks distributed to employ-
ees. The General Counsel alleges that those rules violated
Section 8(a)(1) of the Act because each is so broadly worded
that it could be read by employees to prohibit them from en-
gaging in activities protected by Section 7 of the Act. The
second aspect involves certain statements made to Registered
Nurse Christine Ellen Ryan on January 27, and her discharge
on that same date. Each of those statements and Ryan’s dis-
charge is alleged to have violated Section 8(a)(1) of the Act.
B. The Handbook Rules
Care Initiatives, Inc. operates a number of facilities. One
is Care Initiatives, Inc. d/b/a Indian Hills Care Center (Re-
spondent), located in Sioux City. It is a nursing home. More
specifically, Respondent is an intermediate care facility
(ICF), which also has a skilled unit and a specialized Alz-
heimers’ unit.2
The parties stipulated that in effect from about January
1990 to about January 1994 there had been a ‘‘HANDBOOK
FOR NON-MANAGERIAL STAFF,’’ which was distributed
to at least some employees at Respondent’s Sioux City facil-
ity. The ‘‘Resident and Facility Confidentiality’’ rule on page
16 states:
All staff have a responsibility to keep facility and
resident information confidential. Deliberate disclosure
of confidential information may be interpreted as an in-
vasion of privacy and can result in civil liability and/or
criminal prosecution.
The parties further stipulate that in effect from about Janu-
ary 1994 onward has been an ‘‘Employee Handbook,’’ which
has been distributed to at least some employees at Respond-
ent’s Sioux City nursing home. On pages 13 and 14 appears
a rule pertaining to ‘‘Confidentiality’’:
Resident Information
By law, residents are guaranteed confidentiality of
information about them. This means that no resident in-
formation is to be given to anyone without prior written
approval from the resident or responsible party. We all
must be careful not to talk about residents to others
who have no legal right to that information, and only
certain administrative employees are authorized to so-
licit written consent necessary to release information
from residents’ records. Violation of this policy is con-
sidered a violation of residents rights and you will be
subject to disciplinary action up to and including dis-
charge.
Employee or company business information
Employees also have a legal right to confidentiality
regarding information about their employment, therefore
employment files are only available to the individual
employee and supervisory or management staff with a
legal right to know that information. Certain business
information such as financial reports are also consid-
ered confidential. Unauthorized release of employee or
business information may result in disciplinary action
up to and including discharge.
On page 17 of the Employee Handbook appears the fol-
lowing rule concerning ‘‘Sales and Solicitation’’:
Solicitation or sales between staff, between staff and
residents, or by non-employees is prohibited on facility
property. You are not permitted to distribute or post
any printed or written literature at any time in the facil-
ity, even when you are off-duty. You are not allowed
to solicit employees for participation in non-work ac-
tivities on work time or in work areas. Any employee
who violates this policy may be subject to disciplinary
action up to and including discharge.
Obviously, Respondent intended the Employee Handbook
to replace the earlier one for nonmanagement staff. There is
no basis in the record for concluding, however, that it had
communicated that fact to all employees working at Sioux
City. Indeed, there is no basis for concluding that all of Re-
spondent’s employees there had received a copy of the 1994
Employee Handbook. For, Ryan denied that she had ever re-
ceived a copy of the Employee Handbook. And review of
her personnel file disclosed documents showing that she had
signed for receipt of the 1990 handbook, as well as for re-
ceipt of a handbook that preceded the 1990 one. There was
no similar document, however, signed by her for receipt of
the 1994 Employee Handbook.
Inasmuch as there is no evidence showing that all Sioux
City employees had been told that the Employee Handbook
had superseded the rules in the HANDBOOK FOR NON-
MANAGERIAL STAFF and, further, since no evidence ex-
ists that every Sioux City employee had been issued a copy
of the Employee Handbook, there is no basis for concluding
that all Respondent’s employees had been aware during 1994
and 1995 that the rules of the HANDBOOK FOR NON-
MANAGERIAL STAFF were no longer in effect during
those later years and, more particularly, that their conduct
was no longer subject to the Resident and Facility Confiden-
tiality Rule set forth on page 16 of it.
C. Events of January 27, 1995
As of January 27, Respondent employed approximately
150 individuals at the Sioux City facility. Employees work-
ing there were not represented. An understanding of what oc-
curred on that date requires some explanation of certain
events occurring before then.
Prior to 1995, employees worked a schedule that allowed
them to be off work every other weekend. Moreover, each
shift was 8 hours in length, with an unpaid half hour for
lunch. Thus, for example, the day shift started at 6 a.m. and
ended at 2:30 p.m.
148
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
3 Respondent admits that at all material times since that date,
Hagerty had been a statutory supervisor and its agent within the
meaning of the Act.
4 Oberhelman had been hired by Respondent on September 8,
1992. She worked as a charge nurse on the evening shift and as the
relief person for the p.m. supervisor until January 19, 1995. On that
date, as a result of a selection made by Hagerty, she became Re-
spondent’s director of nursing. Respondent admits that, at all mate-
rial times, Oberhelman had been a statutory supervisor and its agent
within the meaning of the Act.
Prior to Monday, January 9, Respondent’s administrator
had been Rod Hirchet. On that date Timothy D. Hagerty be-
came Respondent’s administrator.3
He testified that Respondent had lost $330,000 during
1994. In the face of a loss of that magnitude, he had been
instructed to put some structure in place and to watch the
labor hours and try to at least break even. To accomplish
that, he pursued several courses.
First, he ascertained that there was a problem being able
to recruit a sufficient number of certified nurse aides (CNAs)
and, in addition, that there was no structure in the pay sys-
tem. For example, some certified medical aides (CMAs)
were receiving as much as licensed practical nurses (LPNs).
So, he set out ‘‘to effect a range of pay rates for all posi-
tions.’’ To attract applicants for CNA positions, he decided
to increase salaries for them. He also decided to reduce wage
rates for some CMAs. Those decisions had been made ‘‘pret-
ty quick,’’ Hagerty testified, and ‘‘we were just in the proc-
ess of notifying them that week of the 22nd, 23rd’’ of Janu-
ary.
Another corrective course involved reducing the workday
for CNAs, from 8 hours to 7-1/2 hours. Hagerty testified
that, prior to January 27, ‘‘I didn’t get a chance to really’’
advise those employees that their hours were going to be re-
duced, although he did not explain why he had not done so
given his testimony that he had been ‘‘notifing them that
week of the 22nd, 23rd’’ about their wage increases. In any
event, Director of Nursing Mary Oberhelman4 testified that
by the morning of Friday, January 27, there had been ‘‘em-
ployees that got the letter’’ notifying them ‘‘that their hours
had been cut.’’ And Hagerty agreed that ‘‘There was a letter
that went with their paycheck on Friday talking about the
seven and a half hours[.]’’
By that date, a third change had been discussed, but had
not by then been implemented. It was to change all employ-
ees’ work schedules to 4 days on and 2 days off work. Obvi-
ously, the natural effect of doing so would be to change the
above-described practice of allowing employees to be off
work every other weekend.
Before the 6 a.m. shift began on January 27, some em-
ployees began discussing among themselves the wage reduc-
tions of some, the reduced daily worktime for CNAs, and the
possibility of a change to a 4 on, 2 off workday schedule.
EventualIy, a group of them decided to go speak with
Hagerty at 10 a.m. that morning. Among that group was
Ryan.
She had first become employed by Respondent on August
11, 1989, as a graduate practical nurse. That is the classifica-
tion for nurses who have graduated, but not yet received
their board results. Once she received favorable results, her
employment status was changed to that of LPN. She contin-
ued taking classes and, following graduation, became a reg-
istered nurse (RN) in July 1994. In that connection, Re-
spondent had paid the cost of her classes for the last 2 years
of Ryan’s RN education.
During the time that she worked for Respondent, Ryan had
never been disciplined. To the contrary, she regularly re-
ceived pay raises. As a result, after having started work for
it at a rate of $7 or $7.50 per hour, she was receiving $12.22
an hour by January 27.
Though Ryan accompanied the group to Hagerty’s office
at 10 a.m. on January 27, she was not a leader of the group
and did nothing to distinguish herself from the other employ-
ees who went there. That had not been the normal time for
her morning break. It is uncontradicted, however, that she
had skipped her break that morning and had ensured that
there would be coverage for the residents while she attended
the group meeting with Hagerty.
When the employees arrived at Hagerty’s office, he de-
cided that there were too many of them for so small an area.
So, he directed them to go to the larger conference room.
There, he told those who were not on break to return to work
and said that he was willing to meet with them as individ-
uals, but not as a group. Some of the employees protested
that they wanted to meet with him ‘‘as a group,’’ but he said
that he preferred to do so ‘‘one at a time[.]’’ Thereafter,
Hagerty did two things affecting those employees.
First, he was able to ascertain that employees were upset
about the CNA workday reduction of a half-hour. So, he tes-
tified, ‘‘the decision was made just let’s just forget it. It’s
not worth it.’’ Between 11:15 and 11:30 a.m., the two direc-
tors of nursing—Oberhelman and Charissa Hines—assembled
employees who were working and informed them that there
would be no change in the 8-hour workday for the time
being. At least one employee, but not Ryan, protested about
relatively long-term employees having to suffer a pay cut.
Hagerty’s second step that day was to ask Hines, who had
been present in the conference room while the employee
group had been there, to prepare a list of employees who she
had seen there. Thirteen names were listed by her. Once he
received the list, Hagerty began meeting separately with as
many of those employees as he could that day. ‘‘Primarily
to find out what they wanted to meet [about] that morning
in the conference room. Give them a chance to talk to me.’’
Hagerty claimed that Oberhelman had been present when
he met with each employee on the list prepared by Hines.
But, Oberhelman contradicted that testimony: ‘‘I’ll think I
was only in there for about three of them.’’ She identified
those three employees as Ruby Hoxsie, Denise Saltzgiver,
and Ryan.
Asked about the purpose for her attendance at those meet-
ings between Hagerty and individual employees, Oberhelman
testified,
We make it a policy to have any meetings that we hold
with at least two people there. It gives a wider—like
my purpose there I had a longer history at [Respondent]
than Mr. Hagerty did and perhaps there would be ques-
tions that came up that he wasn’t aware of at this time.
It’s just a general practice that no matter what you do
you have a couple people there.
Still, if—as she claimed—Oberhelman had not been present
for all of Hagerty’s meetings with individual employees on
149
INDIAN HILLS CARE CENTER
January 27, Respondent adduced no evidence regarding the
identity of the second person who had been present during
his meetings with employees other than Hoxsie, Saltzgiver,
and Ryan that day. More significantly, it advanced no expla-
nation as to why Oberhelman had been present, as the sec-
ond person, during only the meetings conducted with those
three employees.
Ryan was the ninth employee on the list with whom
Hagerty met that day. She had clocked out and was waiting
for Melinda Pry, who was participating in her meeting with
Hagerty at the time. As she waited, Office Manager Jan
Hiserotte told Ryan that Hagerty wanted to meet with her.
After Pry left Hagerty’s office, Ryan entered. Already there
was Oberhelman, in addition to Hagerty. It is undisputed
that, after Ryan entered, Oberhelman closed the door and
said, ‘‘Chris Ryan.’’ Hagerty checked her name off the list.
From the accounts given by those three witnesses, the se-
quence of conversation appears to have been as follows.
Hagerty said that he had not gotten to talk with the group
that morning, but would like to meet and visit with Ryan
now. According to Oberhelman, he asked, ‘‘if [Ryan] had
any concerns or problems that she wanted to discuss with
him,’’ but Ryan responded, ‘‘No, not really. We were ad-
vised to meet with you in a group.’’ That remark sparked an
exchange which forms the basis for alleged unlawful interro-
gation by Hagerty.
Ryan testified that Hagerty asked, ‘‘[W]ho told you to
meet with me as a group?’’ When she replied, ‘‘Someone
from outside the facility,’’ testified Ryan, Hagerty demanded,
‘‘Who is it? I want to know who told you that,’’ but she an-
swered, ‘‘I do not have to answer that question.’’
As to that exchange, Oberhelman testified that Hagerty
had asked, ‘‘Who advised you?’’ And Ryan responded, ‘‘I
don’t have to tell you.’’ Oberhelman testified that she did not
recall Hagerty saying anything more about the issue, nor his
having asked Ryan anything more about it. But, Hagerty
gave testimony that corresponded more closely to that of
Ryan:
I said ‘‘Who instructed you’’ and she said ‘‘Well, no-
body from inside. Somebody from the outside.’’ And I
said, ‘‘Well, who from the outside are you talking
about’’ because I had no idea what she was talking
about.
According to Hagerty, Ryan answered, ‘‘I’m not going to tell
you.’’
After that exchange, testified Ryan, Oberhelman inter-
rupted, asking if Ryan was not aware that she was a super-
visor of aides and that Oberhelman ‘‘could take your nursing
license for starting unions or whatever you are trying to
start.’’ According to Ryan, when she denied knowing any-
thing about unions and trying to start anything, Oberhelman
said that she also could take Ryan’s nursing license for hav-
ing residents unattended earlier that day when Ryan had gone
to Hagerty’s office with the employee group. Ryan testified
that she replied that there had been staff left behind to take
care of the residents, in the same fashion as ordinarily was
done whenever inservice meetings were conducted. The Gen-
eral Counsel alleges that Oberhelman’s remarks constituted
threats that violated Section 8(a)(1) of the Act.
Oberhelman denied that she had threatened to take Ryan’s
‘‘license because you are starting a union or whatever you
are trying to start’’ and having threatened to do so because
Ryan had left residents unattended. She pointed out that, as
director of nursing, she has no power to take a nursing li-
cense—that power rests exclusively with the Iowa Board of
Nursing. In consequence, she testified that he was confident
that she had not made those threats, because, ‘‘I don’t have
the power to do it. I don’t make statements that I can’t back
up.’’
Hagerty was not similarly confident about Oberhelman’s
statements to Ryan. He testified initially, ‘‘I just remember
Mary saying something about [Ryan] being part of manage-
ment,’’ but later testified, ‘‘I honestly don’t remember
whether Oberhelman made a statement to the effect that she
could take away Chris Ryan’s nursing license in that
conversation[.]’’ In that connection, Hagert testified, ‘‘Mary
and her talked and I was perplexed. I didn’t have a clue to
what—who from the outside she was talking about. She real-
ly—she really got me on that one. I had no idea who she
was talking about and she and Mary were visiting.’’
Hagerty appeared to be advancing perplexity as the reason
for not having paid particular attention to the words
Oberhelman had been speaking to Ryan during the meeting.
Still, he obviously had been aware of Oberhelman’s words
to Ryan. For, Hagerty attempted to explain what Oberhelman
had meant by those remarks.
He testified, ‘‘I think Mary’s concern after the statement
[about ‘somebody from the outside’] was made confiden-
tially. What was being leaked to the outside was confidential
and I think she was concerned about Chris and her involve-
ment with it.’’ During cross-examination, Hagerty repeated
that explanation: ‘‘I didn’t know what outsider she was talk-
ing about and in the nursing home business there is a lot of
confidential information that takes place in that home and
there should be a concern about confidentiality,’’ regarding
such matters as, ‘‘Patient care, patient records, treatment
plans. Those types of things.’’ Given the importance of such
a subject, if Hagerty had listened sufficiently to Oberhel-
man’s remarks to supposedly understand the purported rea-
son for her statements to Ryan, then it is difficult to con-
clude that he would not have heard Oberhelman mentioning
‘‘starting unions or whatever you are trying to start.’’ Indeed,
Oberhelman never denied having made that particular remark
to Ryan.
Obviously, Hagerty was speculating about the concern that
had motivated Oberhelman to speak to Ryan during the Janu-
ary 27 meeting. He never testified that she had told him what
concern had led her to make those statements to Ryan. In
fact, when she was questioned about her concern for having
done so, she dispelled any inference that her statements had
been motivated by concern about possible breach of con-
fidentiality:
A. I read a lot of journals and newspapers and this
was in them all. That’s why it popped out of my
mouth—
Q. Okay.
A. —in a concern for Ms. Ryan. There is a law that
is in reference to nurses who are supervisors are unable
to belong to a union and I wanted—just wanted her to
be aware to that—
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DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Q. Okay.
A. —in that she did supervise certified nursing as-
sistants and medication aides.
Thus, Oberhelman testified that ‘‘all I said’’ to Ryan that
afternoon was, ‘‘Are you aware that there is a new law that
makes it illegal for a nurse with supervisory capacity to be-
long to a union? . . . You are considered a supervisor be-
cause you are over—over the aides in the building.’’
Following the exchange with Oberhelman, testified Ryan,
Hagerty asked if she liked her job at Respondent, she replied
that she did ‘‘very much,’’ he referred to her as ‘‘Tami’’
and, when she corrected him—‘‘No, my name is Chris’’—
Hagerty ‘‘kind of sat back in the chair and rolled his eyes
back and said, ‘Well, I can see by looking at you that I’m
not going to get anywhere today.’’’ Then, Ryan testified,
Hagerty said, ‘‘I will take your resignation now or any time
you want to give it.’’ When she did not answer, testified
Ryan, Hagerty added, ‘‘If you ever have a problem about
anything in this facility you are never to go outside this facil-
ity to ask a question. You are to come to me and to me only
and do you understand that?’’ The General Counsel alleges
that both remarks by Hagerty violated Section 8(a)(1) of the
Act.
At that point, Ryan acknowledged that she stood up, called
Hagerty a son-of-a-bitch, opened the office door, and walked
out of the office. Hagerty and Oberhelman each testified that
Ryan had called Hagerty both ‘‘a dirty bastard and a son of
a bitch.’’ Oberhelman testified that when she did so, Ryan
had been ‘‘very loud, angry, and she was right in his face
yelling at him.’’ In fact, both Hagerty and Oberhelman testi-
fied that Ryan had appeared angry when the latter had en-
tered the office that day. And, testified Oberhelman, Ryan
had continued to appear that same way throughout the Janu-
ary 27 meeting. When questioned about Hagerty’s remarks
leading to Ryan’s final statement during that meeting, how-
ever, the two management officials became less specific.
Both acknowledged that Hagerty had asked if Ryan liked
her job. Oberhelman testified that Ryan ‘‘said yes, she en-
joyed working there.’’ Asked why he had chosen to ask such
a question, Hagerty testified, ‘‘She seemed terribly unhappy
and I just asked her, you know, if she was happy with her
job or something like that.’’ Given his asserted concern that
led him to ask that question, presumably Hagerty would have
been attentive to Ryan’s response to it. Yet, when asked
what Ryan had answered, Hagerty testified with less cer-
tainty than did Oberhelman: ‘‘I think she said she liked her
job.’’
Hagerty displayed even greater uncertainty when ques-
tioned about whether he had made a statement regarding
Ryan’s resignation: ‘‘l don’t remember saying that specifi-
cally, no.’’ Similarly, Oberhelman testified, ‘‘No, I don’t’’
remember Hagerty having said anything to Ryan about her
resignation. Two aspects of that lack of recollection testi-
mony should not pass without notice at this point.
First, a mere expression of inability to recall having made
a particular statement hardly qualifies as a clear denial or ref-
utation of having made it. Instead, inability to recall inher-
ently leaves the record in the posture that it is as likely that
the witness had made the statement, attributed to him/her, as
it is likely that the witness had not made it. In effect, such
an answer leaves the trier of fact to infer a denial that the
witness was unwilling to voice. That would not be a proper
inference. For, lack of recollection answer ‘‘hardly qualifies
as a refutation of . . . positive testimony and unquestionably
was not enough to create an issue of fact between’’ Ryan,
on the one hand, and Hagerty and Oberhelman, on the other.
Roadway Express, Inc. v. NLRB, 647 F.2d 415, 425 (4th Cir.
1981).
Second, Hagerty’s ‘‘don’t remember that specifically’’ an-
swer says something about his general candor. Asking for an
employee’s resignation is hardly an ordinary occurrence. By
January 27 Hagerty had been relatively new to the position
of Respondent’s administrator. He appeared when testifying
to be a reasonably perceptive individual. In the totality of
those circumstances, it seems that he likely would have re-
membered whether or not he had asked an employee for her
resignation. There should have been no equivocation about
such a remark to Ryan. The fact that Hagerty—and Ober-
helman, as well—chose to equivocate, by claiming lack of
recollection about whether he had made it, seemed to result
from an effort to avoid having to explain why such a state-
ment would have been made to an employee, than from a
genuine lack of recollection about whether such a relatively
significant statement had been made to Ryan.
Oberhelman also appeared to be equivocating concerning
the statement, attributed to Hagerty, that Ryan should never
‘‘go outside this facility’’ with problems involving the facil-
ity. ‘‘I never said that,’’ testified Hagerty. But, asked if she
remembered Hagerty having said to Ryan anything about
never going to anyone outside of the facility, but to come
only to him with a problem, Oberhelman answered, ‘‘No, I
don’t.’’
It should not pass without notice that had Hagerty not ac-
tually directed Ryan not to take facility-related problems to
outsiders then her accusation that Hagerty was an s.o.b.
would have been made in response to his not actually dis-
puted statement that he would ‘‘take your resignation now or
any time you want to give it.’’ Such a remark is hardly non-
provocative to an employee who hears it.
Initially, Hagerty testified that he had said nothing after
Ryan called him a dirty bastard and an s.o.b:
A. She got out of her chair, basically leaned over my
desk and called me a dirty bastard and a son of a bitch
and then she went out the door and slammed the door.
Q. Okay. Before she got out the door did you make
any comments to her after being called dirty bastard
and a son of a bitch?
A. I was startled. I—no, I didn’t.
Q. About how long did this whole conversation last
then?
A. It didn’t last very long. She couldn’t have been
there but two, three, four minutes. It just— she just
wasn’t there long enough.
Q. What did you do after Chris slammed the door
and left?
A. I kind of looked at Mary and just—I didn’t know
what was going on. I honest to God was startled and
I got up and opened the door and I went down the hall
after her, and she had hung a left toward the back of
the building.
Later in his testimony, Hagerty would alter that account.
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INDIAN HILLS CARE CENTER
Asked specifically if, ‘‘At any point in time,’’ he had said
anything to Ryan about her employment status, Hagerty con-
tradicted his above-quoted testimony, then testifying: ‘‘I told
her in my office that she was terminated. After she called
me those names that was automatic. I terminated her on the
spot.’’ He testified, at that point, that he had said to Ryan:
‘‘You are terminated.’’ Oberhelman, who testified after
Hagerty, but had been present while he testified, confirmed
Hagerty’s second account:
Q. Mr. Hagerty then testified about any statements
he made to her at that point. What do you recall, if
anything?
A. He said, ‘‘You are terminated. No one speaks
to—nobody speaks like that.’’
Q. What did she do? Did she say anything?
A. She said nothing. She turned abruptly, went out,
slammed the door. The walls shook and she was gone.
Although she admitted having called Hagerty an s.o.b,
Ryan denied specifically having called him ‘‘a dirty bastard’’
on January 27. Asked if she ever had called any other man-
agement representative an s.o.b, Ryan testified that she never
had done so and, further, that it was not a term that she used
frequently in her employment. ‘‘I would have to be ex-
tremely upset,’’ she testified, to use that term. She further
testified that on January 27 she had been extremely upset
about what was being said to her during the meeting in the
administrator’s office.
Consistent with Hagerty’s first above-quoted testimony,
Ryan testified that Hagerty had said nothing between the
time that she had called him an s.o.b. and the time that she
had left his office: ‘‘If he would have said [anything] I
would have remembered it.’’ She testified that, after leaving
the office, she had taken a course through the facility which
would lead to the exit nearest to where her car was parked
outside the building. As she walked down the hall, she testi-
fied, Hagerty came out of his office and ‘‘yelled’’ after her,
‘‘You get back here. You get the hell back here right now,’’
but she kept walking until she reached the double doors
going into the laundry room.
As she was passing through those doors, Ryan testified,
Hagerty had overtaken her and said, ‘‘You get your ass out
of here’’ or ‘‘out of my facility[.]’’ She also testified that he
told her to ‘‘stay out’’ of ‘‘here’’ or of ‘‘my facility.’’ ‘‘I
have vacation time coming,’’ Ryan testified that she told
Hagerty, and he said, ‘‘We’ll just see about that.’’ At which
point, she acknowledged, she again called him an s.o.b. and
resumed walking out of the facility.
Oberhelman agreed with Ryan in that, after ‘‘three, four
seconds,’’ Hagerty had left his office in pursuit of Ryan.
However, she testified that she did not ‘‘recall hearing’’
Hagerty say anything to Ryan nor, specifically, recall hearing
him say, ‘‘Get the hell back here. Get the hell back here
now.’’ Similarly, Hagerty testified that he did not recall hav-
ing made those statements to Ryan.
Hagerty admitted that he did follow Ryan down the hall.
However, he testified, ‘‘I don’t remember that’’ when asked
if he had told Ryan, ‘‘You get your ass out of my facility
and you stay out.’’ He did testify that, ‘‘She turned around
when she got to the double doors leading to the laundry
room and she said, ‘Get the f—k away from me,’’’ and that
he had replied, ‘‘Fine. That’s as far as I’m going.’’ Asked
whether Ryan had mentioned her vacation pay, Hagerty testi-
fied, ‘‘l don’t remember an thing about that being said.’’
Ryan denied specifically that she had said words to the effect
of ‘‘get the f—k away.’’
II. DISCUSSION
‘‘Because [of] the language she used to me,’’ and, ‘‘Be-
cause of the names she called me,’’ testified Hagerty, had
been the only reason that Respondent discharged Ryan. So
far as it goes, that testimony appears to have been accurate—
Ryan’s name calling had been the hook of a reason on which
Hagerty chose to hang his decision to discharge Ryan.
‘‘Neither this Act nor any other federal labor law protects
an employee from insubordinate conduct or calling a super-
visor an s.o.b.’’ Foodtown Supermarkets, 268 NLRB 630,
631 (1984). Indeed, there is a point when even activity ordi-
narily protected by Section 7 of the Act is conducted in such
a manner that it becomes deprived of protection that it other-
wise would enjoy. See, NLRB v. Washington Alluminum Co.,
310 U.S. 9, 17 (1962). ‘‘However, egregious or flagrant con-
duct by an employee may justify discharge of that employee
even though the conduct occurred in the course of otherwise
protected activity.’’ (Citation omitted.) Coors Container Co.
v. NLRB, 628 F.2d 1283, 1288 (10th Cir. 1980). ‘‘To be sure
. . . otherwise protected employee conduct may be so ex-
treme as to lose the protection of the Act; and in such a case
discharge or discipline by the employer for that conduct is
lawful.’’ Brunswick Food & Drug, 284 NLRB 663, 664
(1987), enfd. mem. 859 F.2d 927 (11th Cir. 1988).
Among the specific types of conduct that could exceed the
protection of the Act are vulgar, profane, and obscene lan-
guage directed at a supervisor or employer, even though ut-
tered in the course of protected concerted activity. See, e.g.,
NLRB v. Apico Inns of California, Inc., 512 F.2d 1171 (9th
Cir. 1975); NLRB v. Red Top, Inc., 455 F.2d 721 (8th Cir.
1972). That is, ‘‘communications occurring during the course
of otherwise protected activity remain likewise protected un-
less found to be ‘so violent or of such serious character as
to render the employee unfit for further service.’’’ Dreis &
Krump Mfg. Co., Inc v. NLRB, 544 F.2d 320, 329 (7th Cir.
1976) (quoting from NLRB v. Illinois Tool Works, 153 F.2d
811, 816 (7th Cir. 1946)). More specifically, in the context
of the instant case, ‘‘insulting, obscene personal attacks [by
an employee against a supervisor] need not be tolerated[.]’’
Caterpillar Tractor Co., 276 NLRB 1323, 1326 (1985).
Nonetheless, care must be exercised in evaluating em-
ployee language uttered in the course of engaging in activity
protected by Section 7 of the Act. For, ‘‘vigorous exercise
of [Section 7 rights] must not be stifled by the threat of li-
ability for the over enthusiastic use of rhetoric.’’ Old Domin-
ion Branch No. 496, National Alliance of Letter Carriers v.
Austin, 418 U.S. 264, 277 (1974). ‘‘The employee’s right to
engage in concerted activity may permit some leeway for im-
pulsive behavior that must be balance against the employer’s
right to maintain order and respect.’’ NLRB v. Thor Power
Tool Co., 351 F.2d 584, 587 (7th Cir. 1965). ‘‘Thus, the
Board has long held that the use of strong language in the
course of protected activities supplies no legal justification
for disciplining an employee except in those circumstances
where the conduct is flagrant or egregious. Hawthorne
Mazda, Inc., 251 NLRB 313, 316 (1980). Indeed, with re-
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DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
spect to the admitted remark made by Ryan, it has been held
that calling an employer’s president a ‘‘son-of-a-bitch’’ was
not ‘‘so outrageous as to justify discharge.’’ NLRB v. Cement
Transport, Inc., 490 F.2d 1024, 1029–1030 (6th Cir. 1974),
cert. denied 419 U.S. 828 (1975).
In this connection, one additional principle is important in
the context of the instant case. ‘‘Several cases have analyzed
employer discipline of employees for protected activity
where the employee responded with intemperate language.’’
(Citations omitted.) NLRB v. Vought Corp., 788 F.2d 1378,
1384 (8th Cir. 1986). In that case, the court agreed with the
holding that ‘‘an employer may not rely on employee con-
duct that it has unlawfully provoked as a basis for disciplin-
ing an employee.’’ NLRB v. Southwestem Bell Telephone
Co., 694 F.2d 974, 978 (5th Cir. 1982). See Wilson Trophy
Co. v. NLRB, 989 F.2d 1502, 1509 (8th Cir. 1993). ‘‘[T]he
Board has long held that an employer cannot provoke an em-
ployee by its unlawful conduct to a point where he commits
an indiscretion and then rely on it to discipline the em-
ployee.’’ (Citation omitted.) Spartan Equipment Co., 297
NLRB 19, 19 (1989). And, discharge is not ‘‘the only type
of employer provocation which would warrant an allowance
of some leeway for impulsive behavior.’’ Brunswick Food &
Drug, supra, 284 NLRB at fn. 6.
In the instant case, there can be no question that, while she
had been the lone employee in Hagerty’s office during the
afternoon of January 27, Ryan had been engaged in activity
which was both protected and concerted within the meaning
of Section 7 of the Act. That meeting had occurred as a re-
sult of an effort earlier that day by employees to meet with
Hagerty as a group. Only when he had refused to meet on
that basis did those employees submit to his preference for
individual meetings. Still, those individual meetings were the
result of initial collective activity. That is, each meeting was
a component of an overall effort to deal with Respondent on
a group basis. Each one can no more be segregated from the
group effort, and treated as an individual noncollective event,
than could a single employee’s statement to an employer dur-
ing its group meeting with its employees. Accordingly, on
January 27 Ryan had been engaged in concerted activity
within the meaning of Section 7 of the Act.
The reason for the employees’ group effort to meet with
Respondent on January 27 had been their concern about
wage reductions and schedule changes. Those are subjects
encompassed by Section 8(d) of the Act—are ‘‘aspect[s] of
the relationship between [an employer] and its employees.’’
Ford Motor v. NLRB, 441 U.S. 488, 501 (1979).
Certainly, Ryan was not affected personally by the CMA
wage reductions, nor by the reduction of CNAs’ workday
from 8 to 7-1/2 hours. Nonetheless, the Act contemplates
that nonpersonally affected employees will sometimes join
with those who are affected directly by employer conduct.
By so doing, ‘‘each one assures himself, in case his turn ever
comes, of the support of the one[s] whom they are all then
helping; and the solidarity so established is ‘mutual in the
most literal sense.’’’ NLRB v. Peter Cailler Kohler Swiss
Chocolate Co., 130 F.2d 503, 505–506 (1st Cir. 1942). Ac-
cord: Kellogg Co. v. NLRB, 457 F.2d 519, 523 (6th Cir.
1972).
In any event, Ryan did have a personal stake in the poten-
tial loss of being off every other weekend, should Respond-
ent switch to a 4-day on, 2-day off work schedule. Each sin-
gle employee need not have a personal interest in every other
employee’s personal concerns to be a part of an overall pro-
tected effort by an employee group to discuss working condi-
tions with their employer. Her personal interest in one of the
subjects to be discussed with Respondent suffices to extend
the Act’s protection to her participation in the group’s effort.
Therefore, Ryan had been engaging in concerted protected
activity, within the meaning of Section 7 of the Act, when
she met with Hagerty and Oberhelman during the affernoon
of January 27, as an extension of her effort to meet with
Hagerty as part of an employee group.
During that meeting, the complaint alleges that Ryan had
been unlawfully interrogated, threatened, and advised not to
discuss work-related problems with anyone but Respondent’s
administrator. Respondent argues that the alleged interroga-
tion had amounted to nothing more than Hagerty’s natural
curiosity as to what Ryan had meant by her admitted remark,
‘‘We were advised to meet with you in a group.’’ In reality,
that does appear to have been the remark which led to a shift
in Hagerty’s intended direction for the meeting—from dis-
cussion about whatever work-related problems Ryan might
feel she was experiencing, to discussion of whomever she
had conferred with and of the propriety of her doing so, from
Respondent’s perspective.
I credit Ryan’s testimony that, after she made that remark,
she had been questioned about who had given the advice to
meet as a group with Hagerty, had been threatened with loss
of her nursing license if she became involved with ‘‘starting
unions or whatever you are trying to start,’’ had been told
that she could submit her resignation, and had been in-
structed to confer only with Hagerty about problems with
Respondent and not to resort to outsiders. Ryan appeared to
be attempting to testify candidly, in contrast to the attitudes
displayed by Hagerty and Oberhelman. Each of those state-
ments described by Ryan constitutes a violation of Section
8(a)(1) of the Act.
The meeting was conducted by Respondent’s adminis-
trator, the highest ranking official of Respondent at the Sioux
City facility. Present, also, was Oberhelman, Ryan’s imme-
diate supervisor. Though the employees had asked to meet
with Respondent as a group, that request had been denied by
Hagerty, leaving Ryan to meet alone—outside of the pres-
ence of other employees—with him and Oberhelman. The
meeting had been conducted in the administrator’s office. At
no point was Ryan advised that she did not have to partici-
pate in that meeting. Nor was she advised that Respondent
would not hold against her anything that she might say in
response to Hagerty’s statements. In sum, the very cir-
cumstances under which the meeting was conducted had
been inherently coercive.
Had Hagerty only once asked who had advised Ryan,
there might be some merit to Respondent’s natural curiosity
argument. However, after Ryan initially responded that it had
been ‘‘Someone from outside of the facility,’’ Hagerty per-
sisted in questioning about the identity of that ‘‘Someone.’’
Moreover, his statement, ‘‘I want to know who told you
that,’’ is reasonably interpreted more as a demand for infor-
mation, than as a simple request bred by casual inquisitive-
ness.
By the time that he met with Ryan, Hagerty surely had to
be aware that the group of employees were concerned about
certain working conditions. It followed that he also had to
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INDIAN HILLS CARE CENTER
understand that it had been about those working conditions
that employees had conferred with ‘‘Someone from outside
of the facility.’’ Indeed, Oberhelman’s admitted immediately
subsequent reference to ‘‘unions’’ is strong evidence that she
and Hagerty suspected that the group of employees might
have contacted a union concerning their working conditions.
There is no legitimate purpose for an employer to ask em-
ployees about whether they have been conferring with a
union, in the circumstances presented here. Respondent had
received no demand for recognition from any union. Beyond
involvement with a union, neither is there a legitimate reason
for an employer to inquire about whether, and to what extent,
employees may be engaging in concerted activities for mu-
tual aid and protection.
Respondent argues that its officials had a legitimate con-
cern regarding whether confidential information might have
been disclosed to outsiders. In the circumstances of this case,
however, that is not a persuasive argument. During the Janu-
ary 27 meeting, neither Hagerty nor, more particularly,
Oberhelman made any mention of confidential information.
The only concerns expressed by the latter had been whether
Ryan had been ‘‘starting unions or whatever you are trying
to start,’’ and leaving residents unattended. Of course, Re-
spondent has made no contention that the latter had occurred
at 10 a.m. on January 27, nor has it presented evidence that
would support such a contention. There is no objective basis
disclosed by the record for either Hagerty or Oberhelman to
have believed on January 27 that Ryan might have disclosed
confidential information to anyone not employed or related
to Respondent. Indeed, neither Hagerty nor Oberhelman
pointed to any fact that reasonably could have led either one
of them to believe that an employee with over 5 years serv-
ice with Respondent—such as Ryan—would be disposed to
suddenly begin disclosing patient information to outsiders.
Wage levels and work schedules cannot even arguably be
categorized as patient information. It had been the concern
about those employment subjects that led the employee
group to attempt to meet with Hagerty during the morning
of January 27. His later 20 individual meetings with mem-
bers of that group obviously revealed the specifics of their
employment-related concerns. For, he decided not to reduce
the CNA workday to 7-1/2 hours. There is no evidence what-
soever that any of those employees that day had complained
about any subject relating to patients, much less discussed in-
formation pertaining to patients that could be classified as
confidential. Consequently, there was no basis for either
Hagerty or Oberhelman to even suspect that Ryan’s commu-
nications with ‘‘outsiders’’ had involved patient-related con-
cerns—had involved any subjects other than ones concerning
working conditions. Certainly, Hagerty ceased demanding the
identities of outsiders, from whom Ryan and other employees
had obtained advice to meet with him as a group, when Ryan
asserted that she did not need to reveal that information. Yet,
any diminishing effect which that cessation might have, on
the coerciveness of Hagerty’s interrogation, is dissipated by
Oberhelman’s threat to take Ryan’s ‘‘nursing license for
starting unions or whatever you are trying to start.’’ Two de-
fenses are raised in connection with that statement. First,
Oberhelman denied that she had made it, pointing out that
she lacked the power to take a nurse’s license, and that only
the State of Iowa had authority to do so. But, there is no evi-
dence that those facts had been known by Ryan on January
27. That is, there is no evidence that Ryan had been aware
that Respondent—which, after all, had paid for 2 years of her
schooling needed to become an RN—could not revoke her
nursing license.
Beyond that, state action to suspend or revoke a nursing
license can be initiated by an employer’s report of purported
nursing misconduct to an appropriate state agency, similar to
what occurred in Hacienda de Sal d-Espanola, 317 NLRB
962, 966, 969 (1995). It is not uncommon for people to use,
as it were a sort of verbal shorthand to threaten consequences
that they personally cannot accomplish—‘‘I’ll put you in
jail’’ or ‘‘I’ll revoke your business license’’—but that can re-
sult from action that those persons initiate: filing a criminal
complaint or reporting asserted misconduct to a licensing
agency. In sum, the fact that Oberhelman could not person-
ally revoke Ryan’s nursing license, of itself, does not dictate
a conclusion that she had not made such a threat to Ryan.
Second, Oberhelman claimed that her remarks to Ryan had
constituted nothing other than a warning that supervisors
could not engage in union activity. Yet, putting to the side
the merit of such a position, Respondent has admitted the
complaint’s allegation that ‘‘at all material times, Christine
E. Ryan has been an employee of Respondent within the
meaning of Section 2(3) of the Act.’’ Further, while
Oberhelman testified that Ryan had been ‘‘over the aides in
the building’’ and ‘‘did supervise certified nursing assistants
and medication aides,’’ neither Oberheman, nor Respondent,
presented any evidence that Ryan ever had, ‘‘in the interest
of’’ Respondent, exercised ‘‘the use of independent judg-
ment’’ to perform any of the supervisory powers enumerated
in Section 2(11) of the Act. Nor did Oberhelman make any
particularized showing that she likely could have believed
that Ryan had been doing so on and before Januarv 27.
In fact, in his effort to explain Oberhelman’s remarks to
Ryan on January 27, Hagerty made no mention whatsoever
of any belief that Ryan might have been a statutory super-
visor. Instead, he focused on the above-concluded specious
possible-breach-of-confidentiality claim. Obviously, Oberhel-
man had asserted that day that Ryan was a supervisor; Ryan
testified that Oberhelman had done so. Still, mere assertion
does not establish something as fact. In the circumstances,
that assertion appears to have been intended as nothing more
than an added vehicle for deterring Ryan from ‘‘starting
unions or whatever you are trying to start,’’ rather than as-
sertion of genuinely held belief by Oberhelman that Ryan
was, or might be, a statutory supervisor.
That conclusion finds further support in Oberhelman’s
next accusation that day: that Ryan had left residents unat-
tended to participate in the 10 a.m. group meeting with
Hagerty. Ryan denied having done so. Respondent presented
no evidence that, in fact, Ryan had abandoned residents to
attend that meeting. Indeed, there is no evidence that Ryan’s
arrangements for resident care at 10 a.m. on January 27 had
differed in any respect from procedures that she followed
whenever in-service meetings were conducted by Respond-
ent, as Ryan pointed out to Oberhelman and Hagerty during
the meeting. Nor, more particularly, is there any showing
that resident care had been left any more unattended at 10
a.m. on January 27, than it had been approximately 1-1/2
hours later when Hines and Oberhelman, herself, had sum-
moned all employees to an informal meeting to explain that
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DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
the 7-1/2 hour CNA workday announcement had been re-
scinded.
In sum, both the supervisory characterization and the unat-
tended residents’ accusation, by Oberhelman on January 27,
were mere hollow assertions, apparently intended to fortify
what Oberhelman now concedes to have been an equally hol-
low assertion that she could take Ryan’s nursing license ‘‘for
starting unions or whatever you are trying to start.’’ That is,
these remarks were all components of a overall effort to
deter Ryan from engaging in statutorily protected activity
with her coworkers for mutual aid or protection.
Another component of that effort was Hagerty’s remark to
Ryan, ‘‘I will take your resignation now or any time you
want to give it.’’ Viewed objectively, from an employee’s
standpoint, such a remark, following questioning about the
identity of ‘‘outsiders’’ advising employees about work con-
ditions and specific mention of ‘‘unions,’’ conveys a natural
meaning that an employee should resign or quit if she want-
ed to continue contacting ‘‘outsiders,’’ in general, or unions,
in particular, for mutual aid or protection of herself and her
coworkers.
Inherent in such a resignation or quit statement is the sug-
gestion that Respondent regarded activity protected by Sec-
tion 7 of the Act, on the one hand, and continued employ-
ment with it, on the other, to be essentially incompatible. See
NLRB v. Crystal Tire Co., 410 F.2d 916, 918 (8th Cir. 1969).
Thus, it ‘‘is essentially a thinly veiled threat to fire [Ryan]
for [her statutorily protected] activities and is thus violative
of the Act.’’ (Citation omitted.) NLRB v. Intertherm, Inc.,
596 F.2d 267, 276 (8th Cir. 1979).
Respondent argues that, by the resignation remark,
Hagerty merely had been informing a seemingly unhappy
employee ‘‘that he would accept her resignation’’ and ‘‘that
if she was unhappy, she was free to leave.’’ The problem
with this argument is that it is not truly based on the evi-
dence. In the first place, it was not an explanation actually
advanced by Hagerty for his uncontested resignation remark.
Indeed, it could not be so. For, he was unable to remember
whether he had made the statement to Ryan.
Secondly, both Hagerty and Oberhelman agreed with the
testimony by Ryan that, when asked, she had responded that
she liked her job. That response obviously showed that Ryan
was not disposed to leave employment with Respondent.
Consequently, Respondent can find no solace in that ‘‘un-
happy’’ employee argument.
Hagerty did deny having instructed Ryan ‘‘never to go
outside this facility’’ with her problems, but ‘‘to come to me
and to me only’’ with them. Yet, Oberhelman testified only
that she did not remember Hagerty having made such state-
ments. She never denied specifically that he had done so. Re-
spondent argues that Ryan’s testimony about such remarks is
inherently incredible, since ‘‘there were eight other employ-
ees [who] were interviewed before Ryan. If Hagerty was
concerned about controlling employee behavior . . . then he
should have had the same message for the eight employees
who preceded Ryan into his office.’’ That does not follow,
necessarily.
An employer’s failure to interfere with, restrain, or coerce
all employees does not disprove, of itself, testimony that un-
lawful statements had been made to one employee. See
Handicabs, Inc., 318 NLRB No. 63, slip op. JD at 9 (Aug.
31, 1995), and cases cited therein. Furthermore, while Ryan
mentioned employees having been advised to meet with
Hagerty as a group, there is no evidence that any other em-
ployee had made such a statement to Hagerty during her/his
separate meeting with the administrator on January 27. In
fact, there is no evidence that any other employees had made
mention whatsoever to Hagerty of consultation with an out-
sider.
Accordingly, there is no evidence of any similar predicate
statement to Hagerty by any other employee, even similar to
the one by Ryan that led to the ensuing discussion during her
separate meeting, which eventuated in Hagerty’s instruction
that she was ‘‘never to go outside this facility’’ and, if she
had problems, was ‘‘to come to [Hagerty] and to [him]
only[.]’’ Clearly the ‘‘problems’’ to which Hagerty was re-
ferring were employment-related ones. There is no basis for
an employee in Ryan’s position to infer that Hagerty had
been referring to any other category of problems. And the
Act guarantees employees the right to confer with persons
and entities, such as unions, other than their employer about
employment related problems.
In light of the foregoing considerations, I conclude that
Respondent violated Section 8(a)(1) of the Act by threaten-
ing loss of Ryan’s nursing license, saying that she could sub-
mit her resignation, and prohibiting her from discussing em-
ployment-related problems with anyone other than Respond-
ent’s administrator. These unlawful statements were made
during the same meeting that opened with questioning of
Ryan about whom she had met when the employees were ad-
vised to meet with Hagerty as a group. Given the identity
of the interrogator, the locus of that interrogation, the other
unlawful statements to Ryan during that same conversation,
the absence of evidence that Ryan had been some sort of
open activist before her meeting with Hagerty and Oberhel-
man, the absence of any explanation to her of a legitimate
purpose for Hagerty’s repeated question, and the absence of
any assurance to Ryan that she was free not to answer
Hagerty’s questions and would suffer no reprisals as a result
of her answers, I conclude that Respondent coercively inter-
rogated Ryan on January 27.
All of the foregoing unlawful statements were part of the
conversation which culminated when Ryan accused Hagerty
of being an s.o.b. Consistent with my general observation
that neither Hagerty nor Oberhelman was testifying candidly,
I do not credit their testimony that Ryan had directed other
profane statements to Hagerty. She denied having done so,
and their accounts of other profane remarks, like their testi-
monies in general, appeared to have been intended as a
means of fortifying Respondent’s defense, instead of being
an effort to describe accurately events and statements on Jan-
uary 27.
The first time that Ryan used the term s.o.b. had been in
immediate response to Hagerty’s unlawful direction that she
not confer with anyone other than him about employment
problems. The second occasion occurred after he had fired
her. Obviously, as discussed above, employees are not li-
censed by the Act to call their employers names. Still, as
also discussed above, an employee’s intemperate language
will not automatically strip that employee of the Act’s pro-
tection in situations where, in the course of statutorily pro-
tected activity, the employer unlawfully provokes that em-
ployee.
155
INDIAN HILLS CARE CENTER
Ryan was an unrepresented employee who had been sum-
moned by herself to Hagerty’s office and, in consequence,
had been effectively compelled ‘‘to speak for [herself] as
best [she] could.’’ NLRB v. Washington Aluminum Co.,
supra, 370 U.S. at 14. The discussion there was effectively
an extension of an employee group’s effort to meet collec-
tively with Hagerty to discuss certain employment condi-
tions. Accordingly, Ryan was engaging in activity protected
by the Act and ‘‘not every impropriety committed during
such activity places the employee beyond the protective
shield of the [A]ct.’’ NLRB v. Thor Power Tool Co., supra.
‘‘The leeway is greater when the employee’s behavior takes
place in response to the employer’s wrongful provocation.’’
Trustees of Boston University v. NLRB, 548 F.2d 391, 393
(1st Cir. 1977). See also NLRB v. Vought Corp. supra, and
Wilson Trophy Co. v. NLRB, supra.
Ryan first called Hagerty an s.o.b. at the end of a con-
versation during which she had been coercively interrogated
about the identity of whomever had advised Respondent’s
employees to meet with Hagerty as a group, she had been
threatened with loss of her ‘‘nursing license for starting
unions or whatever you are trying to start,’’ and she had
been asked for her resignation because, in effect, her pro-
tected concerted activity was inconsistent with continued em-
ployment by Respondent. These statements had been the im-
mediate background for Hagerty’s direction that Ryan was
not to confer with anyone other than himself regarding em-
ployment concerns. That instruction, if followed, deprived
Ryan of ability to confer with, and obtain advise from, other
persons about her employment problems. Indeed, Hagerty’s
‘‘to me only’’ statement was so broad that it encompassed
other employees, thereby precluding Ryan from engaging in
any concerted activity with her coworkers. In sum, there had
been considerable provocation by unlawful statements that
led her to accuse Hagerty of being an s.o.b.
Even if Ryan had entered Hagerty’s office on January 27
appearing angry and hostile—testimony which I do not cred-
it—there is no evidence that she had planned to call Hagerty
names. She had never directed the term s.o.b. to any other
management representative. However, she testified that she
had become extremely upset at what was being said to her
by Hagerty and Oberhelman. In light of the unlawfulness of
their statements to Ryan, there was ample objective basis for
her reaction. Moreover, while her remark had been unpleas-
ant for Hagerty to hear, he brought it on himself by his own
statements, as well as by the statements of the director of
nursing whom he had selected, which ‘‘gave rise to the an-
tagonistic environment in which [her] remark[] [was] made.’’
NLRB v. Mueller Brass Co., 501 F.2d 680, 686 (5th Cir.
1974).
Nor can it be said that Ryan’s repetition of that term to
Hagerty, at the double doors to the laundry, deprived her of
the Act’s protection. Before she repeated it, Hagerty had fol-
lowed her from his office, had told her to ‘‘Get your ass
out’’ and ‘‘stay out,’’ and had questioned whether she would
receive her vacation pay. This sequence of events had been,
in essence, an extension of what had occurred in Hagerty’s
office—that is, a continuation of the conversation about em-
ployment conditions, and the unlawful remarks to Ryan, that
had taken place there. Consequently, her repeated statement
is governed by the same principles as the initial use of the
term, with the same result.
Therefore, Ryan initially called Hagerty an s.o.b. in reac-
tion to unlawful remarks made to her. Given that provo-
cation, her initial single impulsive impropriety did not strip
the Act’s protection from the underlying activity of trying to
concertedly discuss working conditions with her employer—
did not constitute conduct ‘‘so violent or of such serious
character as to render [Ryan] unfit for further service.’’
NLRB v. Illinois Tool Works, supra. By terminating Ryan for
having done so—whether in his office or in the hallway—
Hagerty violated the Act and, in the process, enlarged on Re-
spondent’s provocative unlawful conduct. As a result, neither
did her repetition of the term s.o.b. serve to strip the Act’s
protection from her underlying protected concerted activity.
Therefore, I conclude that by discharging Ryan, Respondent
also violated 8(a)(1) of the Act and, further, that Ryan is en-
titled to an offer of reinstatement as part of the remedy for
that unfair labor practice.
With respect to the handbook rules, Section 7 of the Act
guarantees employees the rights ‘‘to form, join, or assist
labor organizations . . . and to engage in other concerted ac-
tivities for the purpose of . . . other mutual aid or protec-
tion.’’ ‘‘Early in the history of the administration of the Act
the Board recognized the importance of freedom of commu-
nication to the free exercise of organization rights.’’ Central
Hardware Co. v. NLRB, 407 U.S. 539, 542–543 (1972). Ob-
viously, the statutory right ‘‘to form, join, or assist labor or-
ganizations’’ contemplates employee communication with
‘‘outsiders’’—with persons not employed by the particular
group of employees’ employer. Further, employees do not
‘‘lose their protection under the ‘mutual aid or protection’
clause when they seek to improve terms and conditions of
employment or otherwise improve their lot as employees
through channels outside the immediate employer-employee
relationship’’ Eastex, Inc. v. NLRB, 437 U.S. 556, 565
(1987).
Under those basic principles the General Counsel chal-
lenges the final sentence of the ‘‘Employee or company busi-
ness information’’ portion of the Employee Handbook’s
‘‘Confidentiality’’ rule: ‘‘Unauthorized release of employee
or business information may result in disciplinary action up
to and including discharge.’’ On its face, so broad a proscrip-
tion could reasonably be construed by employees to preclude
discussing information concerning terms and conditions of
employment, including wages, which could fall under the
broad categories of employee or business information. Pon-
tiac Osteopathic Hospital, 284 NLRB 442, 466 (1987).
That conclusion is not diminished by an argument that the
above-quoted disciplinary warning must be read in the over-
all context of the rule of which it is the final sentence. At
best, mention of ‘‘employment files’’ and of ‘‘financial re-
ports’’ serves only to provide examples of what turns out to
be a more broadly worded prohibition. Had that prohibition
been confined only to ‘‘employment files’’ and ‘‘financial
reports,’’ the disciplinary warning should have so stated, to
avoid the need for employees to puzzle out for themselves
whether disclosures of other types of ‘‘employee or business
information’’ might subject them to ‘‘disciplinary action up
to and including discharge.’’
In addition, the General Counsel challenges the Employee
Handbook’s ‘‘Sales and Solicitation’’ rule, also quoted in
section I,B. That rule prohibits employees from distributing
‘‘printed or written literature at anytime in the facility, even
156
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
when you are off-duty.’’ It also prohibits employees from so-
liciting ‘‘for participation in non-work activities . . . in work
areas.’’ Both rules are unlawful.
‘‘The place of work is a place uniquely appropriate for
dissemination of views concerning the bargaining representa-
tive and the various options open to the employees.’’ NLRB
v. Magnavox Co. of Tennesse, 415 U.S. 322, 325 (1974). To
be sure, employers are permitted under the Act ‘‘to promul-
gate and enforce a rule prohibiting . . . solicitation during
working hours.’’ (Citation omitted.) Cooper Tire & Rubber
Co. v. NLRB, 957 F.2d 1245, 1249 (5th Cir. 1992), cert. de-
nied 113 S.Ct. 492 (1993). Beyond that, however, ‘‘[n]o re-
strictions may be placed on the employees’ right to discuss
self-organization among themselves unless the employer can
demonstrate that a restriction is necessary to maintain pro-
duction or discipline.’’ NLRB v. Babcock & Wilcox Co., 351
U.S. 105, 113 (1956).
Respondent has made no slowing of need ‘‘to maintain
production or discipline’’ by broadly prohibiting employees
from engaging in solicitation ‘‘in work areas,’’ nor by pro-
hibiting distribution of ‘‘literature at any time in the facility,
even when you are off-duty.’’ Absent such a showing, a pro-
hibition on solicitation in work areas, so broadly worded that
it encompasses employees’ nonworktime, includes a proscrip-
tion of statutorily protected activity. See Brunswick Corp.,
282 NLRB 794, 797, 798 (1987). Respondent’s rule treats
‘‘work areas’’ as a category separate from ‘‘worktime.’’ As
a result, the rule ends up so broadly worded that it unlaw-
fully prohibits nonworktime solicitation ‘‘in work areas,’’
without regard to maintenance of production or discipline.
The prohibition on distribution of literature extends to
‘‘any time in the facility, even when you are off-duty.’’
‘‘The distribution of literature by employees in an employ-
er’s facility during nonworking times and in nonworking
areas constitutes protected concerted activity provided the lit-
erature . . . falls within the scope of the ‘mutual aid or pro-
tection’ clause of Section 7 of the Act.’’ (Fn. omitted.) Tro-
ver Clinic, 280 NLRB 6, 6 (1986), See discussion, Nashville
Plastic Products, 313 NLRB 462, 463 (1993). Here, the ban
on literature distribution, as well as the one on solicitation
‘‘in work areas,’’ is outright. Inherently, it includes conduct
seeking support for unions, as well as seeking support for
‘‘mutual aid or protection.’’ Accordingly, so broad a prohibi-
tion interferes with employee exercise of statutorily protected
rights.
Although the Employee Handbook appears intended to re-
place
the
‘‘HANDBOOK
FOR
NON-MANAGERIAL
STAFF,’’ as discussed in section l,B, there is no evidence
that such a message has been communicated to all of the fa-
cility’s employees. To the contrary, there is evidence that at
least one employee—Ryan—never received a copy of the
Employee Handbook and was unaware of its existence. As
a result, the conduct of employees who neither received a
copy, nor were aware of issuance of the Employee Hand-
book, continues to be guided by the confidentiality prohibi-
tion of the handbook issued during January 1990.
That rule includes information pertaining to the ‘‘facility’’
as ‘‘confidential’’ and, then, states that, ‘‘Deliberate disclo-
sure of confidential information may be interpreted as an in-
vasion of privacy and can result in civil liability and/or
criminal prosecution,’’ At no point in that rule, nor else-
where in the handbook, is ‘‘facility’’ defined. In con-
sequence, this aspect of that rule is no less broadly worded
on its face, or ambiguous, than the ‘‘employee or business
information’’ portion of the Employee Handbook’s prohibi-
tion. That is, the 1990 rule no less could ‘‘reasonably be
construed by employees to preclude discussing information
concerning terms and conditions of employment,’’ Pontiac
Osteopathic Hospital, supra, and, thus, also violates Section
8(a)(1) of the Act.
Respondent contends that no employee ever has been dis-
ciplined, much less discharged, for violating any of the fore-
going rules. But such an argument misses the point. If the
rule deters protected concerted activity, obviously there
would be no need to discipline anyone to prevent employees
from engaging in statutorily protected activity. That is,
‘‘mere maintenance of such . . . rule[s] serves to inhibit em-
ployees from engaging in otherwise protected organizational
activity, and, therefore, the absence of evidence of enforce-
ment . . . does not preclude the finding of a violation or the
issuance of a remedial order.’’ J. C. Penney Co., 266 NLRB
1223, 1224 (1983).
CONCLUSIONS OF LAW
Care Initiatives, Inc., d/b/a Indian Hills Care Center has
committed unfair labor practices affecting commerce by
maintaining rules prohibiting employees from communicating
‘‘facility’’ information and which state that, ‘‘Unauthorized
release of employee or business information may result in
disciplinary action up to and including discharge,’’ and by
maintaining rules that prohibit employees from engaging in
solicitation ‘‘in work areas’’ and from distributing ‘‘printed
or written literature at any time in the facility, even when
you are off-duty’’; by coercively interrogating an employee
about her suspected union and concerted activity for mutual
aid or protection; by threatening an employee with loss of
her nursing license and asking for her resignation because
she engaged in suspected union activity or concerted activity
for mutual aid or protection; by prohibiting an employee
from discussing employment concerns with anyone other
than its administrator; and by discharging Christine Ellen
Ryan for nonflagrant and nonegregious conduct provoked by
unlawful statements concerning her suspected union and con-
certed activities for mutual aid or protection, in violation of
Section 8(a)(1) of the Act.
REMEDY
Having concluded that Care Initiatives, Inc., d/b/a Indian
Hills Care Center has engaged in unfair labor practices, I
shall recommend that it be ordered to cease and desist there-
from and, further, that it be ordered to take certain affirma-
tive action to effectuate the policies of the Act. With respect
to the latter, it shall be ordered to remove from its Employee
Handbook that portion of the ‘‘Confidentiality’’ rule which
states that, ‘‘Unauthorized release of employee or business
information may result in disciplinary action up to and in-
cluding discharge’’ and those portions of the ‘‘Sales and So-
licitation’’ rule that state that, ‘‘You are not permitted to dis-
tribute or post any printed or written literature at any time
in this facility, even when you are off-duty’’ and that em-
ployees are not allowed to solicit coworkers ‘‘in work
areas.’’ It shall also either notify all employees, in writing,
that the HANDBOOK FOR NON-MANAGERIAL STAFF is
157
INDIAN HILLS CARE CENTER
no longer effective and has been superseded by the employee
handbook or, alternatively, remove from its resident and fa-
cility confidentiality rule the word ‘‘facility.’’ In addition, it
shall distribute to all employees copies of the current hand-
book(s) with those rules so revised. Alaska Pulp Corp., 300
NLRB 232, 244, 245 (1990), enfd. mem. 944 F.2d 909 (9th
Cir. 1991); Handicabs, Inc., supra, 318 NLRB No. 63, JD
slip op. at 10, 11.
Furthermore, it shall be ordered to offer immediate and
full reinstatement to Christine Ellen Ryan, dismissing, if nec-
essary, anyone who may have been hired or assigned to the
position from which she had been unlawfully discharged on
January 27, 1995, or if that position no longer exists, to a
substantially equivalent position, without prejudice to her se-
niority or other rights and privileges. In addition, it shall be
ordered to remove from its files any references to that unlaw-
ful discharge of Ryan, notifying her in writing that it has
done so, and, further, it shall be ordered to make Ryan whole
for any loss of pay and benefits suffered because of her un-
lawful discharge, with backpay to be computed on a quar-
terly basis, making deductions for interim earnings, F. W.
Woolworth Co., 90 NLRB 289 (1950), and with interest to
be paid on amounts owing, as computed in New Horizons for
the Retarded, 283 NLRB 1173 (1987).
[Recommended Order omitted from publication.]