321 NLRB 551
Southern California Gas Co.
551
321 NLRB No. 81
SOUTHERN CALIFORNIA GAS CO.
1 In adopting the judge’s finding that the employee-union stewards
were entitled to access to the Respondent’s parking lots as ‘‘employ-
ees’’ under Republic Aviation v. NLRB, 324 U.S. 793 (1945), we
rely particularly on Postal Service, 318 NLRB 466 (1995).
2 We agree with the General Counsel that the Respondent is pre-
cluded from reviving its contractual waiver defense to the 8(a)(1) ac-
cess allegation. Thus, the Respondent expressly notified the judge
and the parties in its posthearing brief that it was withdrawing this
defense. Although the Respondent further stated that it ‘‘reserv[ed]
the right to develop this defense in subsequent proceedings, if nec-
essary,’’ we find that it did not thereby even purport to preserve a
right to renew the defense to the Board in this proceeding.
3 We shall modify the judge’s recommended Order in accordance
with our decision in Indian Hills Care Center, 321 NLRB 144
(1996).
1 All dates below are in 1994 unless I say otherwise.
2 Sec. 8(a)(1) bans employer behavior that ‘‘interfere[s] with,
restrain[s], or coerce[s] employees in the exercise of the rights guar-
anteed in Section 7.’’ Sec. 7 declares pertinently that
[e]mployees shall have the right to self-organization, to form,
join, or assist labor organizations, to bargain collectively through
representatives of their own choosing, and to engage in other
concerted activities for the purpose of collective bargaining or
other mutual aid or protection[.]
(My italics, emphasizing the clause which is implicated by this
case.)
3 In pertinent part, Sec. 8(a)(5) makes it unlawful for an employer
‘‘to refuse to bargain collectively with the representatives of his em-
ployees.’’
4 In its answer to the complaint, the Respondent admits, and I find,
that a copy of Local 132’s May 18 charge was served on the Re-
spondent on May 19, and that it is an employer engaged in com-
Continued
Southern California Gas Company and Utility
Workers Union of America, AFL–CIO, Local
132. Case 31–CA–20587
June 21, 1996
DECISION AND ORDER
BY MEMBERS BROWNING, COHEN, AND FOX
On January 23, 1996, Administrative Law Judge
Timothy D. Nelson issued the attached decision. The
Respondent filed exceptions and a supporting brief,
and the General Counsel and the Charging Party filed
answering briefs. The General Counsel and the Charg-
ing Party also filed cross-exceptions and supporting
briefs, to which the Respondent filed an answering
brief.
The National Labor Relations Board has delegated
its authority in this proceeding to a three-member
panel.
The Board has considered the decision and the
record in light of the exceptions, cross-exceptions, and
briefs, and has decided to affirm the judge’s rulings,
findings,1 and conclusions and to adopt the rec-
ommended Order2 as modified.3
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent, Southern California Gas
Company, Glendale, California, its officers, agents,
successors, and assigns, shall take the action set forth
in the Order as modified.
Substitute the following for paragraphs 2(a) and (b).
‘‘(a) Within 14 days after service by the Region,
post at its bases and facilities in Southern California,
copies of the attached notice marked ‘‘Appendix.’’31
Copies of the notice, on forms provided by the Re-
gional Director for Region 31, after being signed by
the Respondent’s authorized representative, shall be
posted by the Respondent and maintained for 60 con-
secutive days in conspicuous places including all
places where notices to employees are customarily
posted. Reasonable steps shall be taken by the Re-
spondent to ensure that the notices are not altered, de-
faced, or covered by any other material.
‘‘(b) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a
responsible official on a form provided by the Region
attesting to the steps that the Respondent has taken to
comply.’’
Alice J. Garfield, Esq., for the General Counsel.
David. B. Reeves, Esq., of Los Angeles, California, for the
Respondent, Southern California Gas Co.
Jay D. Roth and Ira L. Gottlieb, Esqs. (Taylor, Roth, Bush
& Geffner), of Los Angeles, California, for the Charging
Party, Utility Workers Local 132.
DECISION
STATEMENT OF THE CASE
TIMOTHY D. NELSON, Administrative Law Judge. I heard
this case in trial in Los Angeles, California, on December 20,
1994.1 It emerged from a charge, filed on May 18 by Utility
Workers Union of America, AFL–CIO, Local 132 (Local
132) against Southern California Gas Company (the Re-
spondent). It became a formal prosecution on June 8, when
the Regional Director for Region 31 of the National Labor
Relations Board (the Board), acting in the name of the
Board’s General Counsel, issued a complaint and notice of
hearing against the Respondent.
The complaint alleges that the Respondent violated Section
8(a)(1) of the National Labor Relations Act2 (the Act) when
it ‘‘prevented’’ its ‘‘employees’’ (specifically, workers who
were stewards of Local 132) from getting other employees
(specifically, employees at work bases where the stewards
were not assigned to work) to sign ‘‘petitions . . . regarding
issues affecting the employees’ interests as employees’’ (spe-
cifically, petitions opposing a proposed settlement of certain
shareholders’ derivative lawsuits filed against the Respond-
ent’s corporate parent, Pacific Enterprises). The complaint
further alleges that by the same preventive actions the Re-
spondent unilaterally changed an established term or condi-
tion of employment in the bargaining unit, in violation of
Section 8(a)(5) of the Act.3
The Respondent admits that the Board’s jurisdiction is
properly invoked,4 and that Local 132 is a labor organization
552
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
merce within the meaning of Sec. 2(6) and (7) of the Act. Related
to the latter conclusion of law, the Respondent further admits as fact,
and I find, as follows: The Respondent is a California corporation,
headquartered in Glendale, California, and is engaged in generating
and distributing natural gas. Its gross revenues each year exceed
$500,000, and each year it buys and gets more than $50,000 worth
of goods or services directly from suppliers outside California.
5 At the trial, the Respondent also raised a third, waiver-by-con-
tract defense to the 8(a)(1) counts in the complaint, emphasizing in
this regard the language of sec. 3.04 of the governing labor agree-
ment, infra, which generally limits the scope and nature of permitted
‘‘visitations’’ to company workplaces by ‘‘union representatives,’’
including by limiting the content of any ‘‘discussions’’ by such rep-
resentatives with employees ‘‘to particular problems arising under
this
agreement.’’
But
on
brief,
the
Respondent
expressly
‘‘withdr[e]w’’ that defense, based on its ‘‘belie[f] that this defense
is not supported by law.’’ Id. at 2, fn. 1, citing NLRB v. Magnavox
Co., 415 U.S. 322 (1974), and Universal Fuels, 298 NLRB 254
(1990). Where the Respondent has withdrawn its waiver-by-contract
defense to the 8(a)(1) counts, I will give no consideration to the pos-
sible merits or demerits of that defense; however, consistent with ar-
guments made elsewhere on brief by the Respondent, I will consider
the language of and practices under sec. 3.04 in my analysis of the
Respondent’s defenses to the 8(a)(5) unilateral change count in the
complaint.
6 Counsel for the General Counsel and counsel for the Respondent
filed timely briefs on or before the deadline of January 31, 1995.
On February 1, 1995, counsel for Local 132 filed a brief and a sepa-
rate motion to accept its late-filed brief, both of which were deliv-
ered to my office on February 2, 1995. In substance, Local 132’s
counsel represented that his office timely mailed copies of his brief
to the opposing parties on January 30, 1995, but that, due to clerical
inadvertence, the copy of his brief intended to be mailed to me that
day was misaddressed and misdelivered instead to the United States
Court of Appeals for the Ninth Circuit in San Francisco. On this
uncontradicted showing of simple mistake, timely discovered and
corrected, and absent objection by any other party, I grant Local
132’s motion to accept its late-filed brief, and I have considered its
contents.
7 The facts are not significantly in dispute. Except where I note
otherwise, my findings are based on a stipulation of the parties or
on documentary exhibits or on undisputed and credible testimony.
8 The 1991 labor agreement, although due under its terms to expire
in March 1993, was extended by the parties, and its provisions still
governed their relationship and the terms and conditions of employ-
ment of the unit employees at all times that concern us.
within the meaning of Section 2(5) of the Act. The Respond-
ent denies that its actions violated Section 8(a)(1) or con-
stituted an unlawful unilateral change under Section 8(a)(5).
As to the alleged 8(a)(1) violation, the Respondent now
raises two, alternative defenses.5 First, it maintains that the
petitioning was not protected by Section 7—and therefore the
Respondent was free under the Act to ban it—because the
petitioning was not aimed at advancing the interests of the
bargaining unit employees qua employees, but rather, the in-
terests of some of them as shareholders of Pacific Enter-
prises. In the alternative, assuming that the petitioning was
for a Section 7 protected purpose, the Respondent maintains
that it still could lawfully bar the stewards from petitioning
among employees at locations other than the stewards’ as-
signed work sites—for the same reason and to the same ex-
tent it is permitted in law to bar ‘‘nonemployee union rep-
resentatives’’ from at-will access to its premises.
I have studied the whole record, the parties’ briefs,6 and
the authorities they rely on. Based on more detailed findings
and analyses below, I judge that the Respondent unlawfully
interfered with employees’ rights under Section 7’s ‘‘mutual
aid or protection’’ clause when it barred the petitioning by
visiting stewards. However, I judge that the complaint lacks
merit insofar as it alleges under Section 8(a)(5) that the Re-
spondent’s actions constituted an unlawful unilateral change
in the bargaining unit employees’ established terms or condi-
tions of employment.
FINDINGS OF FACT7
I. OVERVIEW
Local 132 was one of many plaintiffs who filed sharehold-
ers’ derivative lawsuits in 1992 against the Respondent’s par-
ent corporation, Pacific Enterprises. Local 132 plays a central
role in representing thousands of the Respondent’s employ-
ees, and a substantial majority of those represented workers,
by virtue of their participation in the Respondent’s Retire-
ment Savings Plan, own stock in Pacific Enterprises. In Feb-
ruary, seeking to block a proposed settlement of the deriva-
tive lawsuits, Local 132 sent its stewards to the Respondent’s
various operational bases to solicit employees during
nonworktimes in nonwork areas to sign petitions opposing
the proposed settlement. Although the stewards were them-
selves employees of the Respondent, they were on temporary
leaves of absence to perform union business when they made
their petitioning visitations, and they were being paid by
Local 132 for their efforts. When it became aware of this ac-
tivity, the Respondent admittedly prevented the stewards
from petitioning at bases other than the ones where they
were themselves assigned to work, and the Respondent
threatened disciplinary action against the stewards and sus-
pension of certain union ‘‘privileges’’ under the labor agree-
ment if they persisted in their petitioning visitations to other
bases.
II. BACKGROUND
A. The Respondent’s Operations; the Collective-
Bargaining Relationship
The Respondent is a California public utility corporation;
it generates and sells natural gas to millions of customers in
southern California. Its main business headquarters are in
Glendale, but it maintains about 50 ‘‘base’’ facilities in cities
throughout southern California, and most of the employees in
the bargaining unit described below are assigned to work at
or from one of these base locations. The Respondent is whol-
ly owned by another corporation, Pacific Enterprises (PE),
whose acquisitions and eventual divestitures of certain non-
utilities businesses in the mid-1980s eventually led to the
shareholders’ derivative lawsuits.
Since at least June 1991, Local 132’s International parent
union, Utility Workers Union of America, AFL–CIO
(UWUA), and another labor organization, International
Chemical Workers of America, AFL–CIO (ICWA), have
been the exclusive, joint collective-bargaining representatives
for roughly 6000 of the Respondent’s employees working in
various job classifications set forth in a labor agreement
those unions reached with the Respondent in June 1991.8
Local 132’s precise role within this joint representational ar-
553
SOUTHERN CALIFORNIA GAS CO.
9 In this latter regard, the parties stipulated that Local 132’s presi-
dent, Dale J. Viot, at material times ‘‘head[ed] . . . the joint
[UWUA/ICWA] steering committee, which means he represent[ed]
the entire group of represented employees for bargaining purposes.’’
10 The plan also permits employees to invest in a Guaranteed Inter-
est (contracts) Fund, a Diversified (stock portfolio) Fund, a Balanced
(stock and bond combination) Fund, and a Money Market (short-
term instruments) Fund.
11 I assume that the parties’ stipulation to this conclusion is
grounded in the fact that even employee participants who do not
elect to contribute to the PE Stock Fund would be ‘‘holders of PE
stock’’ in the sense of being the beneficial owners of the PE stock
which the Respondent itself contributes as its counterpart share to
any of the investment funds designated by the employees.
12 Although PE itself is styled a ‘‘Nominal Defendant’’ in the state
court action, the complaint in that case recites that PE is thus named
‘‘solely in a derivative capacity’’ (R. Exh. 1, p. 17, par. 19), and
elsewhere, it recites that the action is ‘‘brought for and in the name
of [PE] against [PE’s] Board of Directors and certain of its present
and former directors.’’ Id. at 1, par. 1.
13 The parties stipulated that the Federal court lawsuit was filed
‘‘against PE,’’ and that it alleged, ‘‘[i]n essence . . . that by mis-
representing its financial position, PE had misled the members of the
class into purchasing its stock.’’ Without wishing to contradict the
parties’ stipulation, I think the summary recital in the stipulation de-
serves clarification in the light of the following: The record contains
no pleading or document in the Federal action which identifies the
specific defendants; however, it contains a pleading (R. Exh. 2) set-
ting forth a proposed settlement of that action which avers, inter alia,
that there are certain ‘‘Individual Defendants’’ in the Federal suit
(id. at 4), and that the Federal action ‘‘alleges all of the claims set
forth in the State [shareholder’s derivative] complaint . . . in addi-
tion to federal securities claims.’’ Id. at 3. Because it appears that
both the state and Federal suits shared common, shareholder-deriva-
tive claims, I infer that if PE was a defendant in the Federal suit,
it was, again, only a ‘‘nominal defendant’’ as to those derivative
claims, and that one aim of the Federal lawsuit, like the state law-
suit, was to recoup losses allegedly suffered by PE’s corporate treas-
ury as a consequence of the complained of actions of PE’s directors.
14 See, e.g., p. 1 of the attachment to R. Exh. 3.
15 The complaint in the Local 132 suit averred (G.C. Exh. 10, at
p. 11) that the 1989 proxy campaign on Weinstein’s behalf was one
led by the ‘‘Plaintiffs’’ themselves, necessarily suggesting that the
campaign was a Local 132 action. Moreover, as I elaborate else-
where, Local 132 stewards visited the Respondent’s work bases in
furtherance of Weinstein’s 1989 candidacy, where they solicited
proxies from bargaining unit employees who were PE sharehold-
ers—which conduct the General Counsel equates with a ‘‘cam-
paign’’ by ‘‘the Union’’ (i.e., Local 132) itself. G.C. Br. at 8.
rangement is uncertain on this record, although it appears
that it operates at least as UWUA’s agent for contract admin-
istration and grievance-handling purposes, and perhaps so
functions on behalf of ICWA, as well.9
B. The Retirement Savings Plan
For at least 30 years, the Respondent has maintained a Re-
tirement Savings Plan covering employees within and with-
out the bargaining unit. The plan is the subject of a Retire-
ment Savings Plan Agreement negotiated between the Re-
spondent and UWUA and ICWA, which recites in its open-
ing article that its ‘‘provisions . . . shall apply to all employ-
ees who are covered by [the 1991 labor agreement] between
the parties hereto, or by said Agreement as it may be subse-
quently modified, or by any superseding agreement.’’
Under the plan, employees with 1 year of service may
contribute portions of their wages each pay period into one
or more of five trust funds administered by the Respondent
as tax-deferred retirement income funds under Section 401(k)
of the Internal Revenue Code. One of the funds available
under the Retirement Plan, called the ‘‘PE Stock Fund,’’ is
devoted solely to investing in the common stock of the Re-
spondent’s parent corporation, PE.10 The Respondent makes
counterpart contributions to any funds designated by a par-
ticipating employee, but it makes all such contributions in
the form of PE stock. As of January 1994, approximately 70
percent of the employees in the bargaining unit were partici-
pating in the Retirement Plan, and the parties stipulated that,
‘‘[b]y virtue of their participation . . . these employees were
holders of PE stock.’’11
C. The 1992 Shareholders’ Derivative Suits; the
1994 Settlement
In February 1992, certain shareholders of PE filed a deriv-
ative lawsuit in the Superior Court of California, Los Ange-
les County, against PE’s board of directors and certain indi-
viduals currently or formerly serving as its directors.12 In
May 1992, certain other shareholders filed a class action law-
suit in the United States District Court for the Central Dis-
trict of California, an action that eventually became styled,
In re Pacific Enterprises Securities Litigation. Apparently,
the Federal lawsuit involved claims that PE or its agents had
violated Federal securities laws, but also included sharehold-
ers derivative claims identical to those in the state suit,
against the same defendants named in the state suit.13
In June 1992, Local 132 and 2 individual plaintiffs (all 3
of whom claimed to ‘‘represent over 5,000 employees of [the
Respondent], the vast majority of whom are [PE] sharehold-
ers by virtue of [the Respondent’s] Retirement Savings
Plan’’) filed their own, ‘‘piggyback’’ derivative suit (the
Local 132 suit) in Los Angeles County Superior Court, nam-
ing the same defendants as those named in the separate state-
court action filed by other shareholder-plaintiffs in February.
The Local 132 suit was eventually consolidated with the
original state suit. One of the coplaintiffs in the Local 132
suit was Sam Karl Weinstein, who, apart from being a
former employee of the Respondent and a PE shareholder,
was also currently employed by UWUA, Local 132’s parent,
as its Regional Director for Region 5. The Local 132 com-
plaint summarily alleged, and the record independently
shows, that in 1989 Weinstein had unsuccessfully sought a
seat on PE’s board of directors as an ‘‘opposition’’ can-
didate, and had conducted a proxy campaign in which he re-
ceived major backing from an organization called ‘‘Share-
holders Action Committee,’’ whose business address was the
same as Local 132’s,14 and which I treat in all the cir-
cumstances as a Local 132 front group.15
On January 26, PE announced that agreement had been
reached to settle both the Federal and the state derivative
suits. At roughly the same time, attorneys for some of the
plaintiffs and all the defendants in those suits submitted to
the Federal court a proposed settlement stipulation, con-
templating a settlement of both the Federal and state court
actions insofar as they involved shareholders’ derivative
claims. On February 11, Weinstein filed in the Federal court
a nine-page document (not counting extensive attachments)
labeled, ‘‘Objections of Sam Weinstein to Settlement of De-
554
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
16 To support the prosecution claim under Sec. 8(a)(5) that the Re-
spondent’s 1994 interference with the stewards’ petitioning activities
constituted an unlawful unilateral change, the General Counsel
sought to prove the existence of a past practice among the parties
wherein steward visitations for purposes analogous to those involved
in the February 1994 petitioning were knowingly tolerated by the
Respondent. I will make supplemental findings concerning these his-
torical steward-visitation instances, and the extent of the Respond-
ent’s knowledge of their nature, in my analysis of the 8(a)(5) count.
17 Under sec. 3.08, bargaining unit employees of the Respondent
who are ‘‘selected by the Union to do work for the Union in the
territory served by the Company . . . shall upon written request of
the Union be authorized to absent themselves [without pay] from
their employment with the Company.’’
18 Testimony of Steward Stefan Faber at Tr. 96:13–14, and 115:2–
4.
19 Testimony of Steward Helen Olague at Tr. 71:3–6.
rivative Claims.’’ In this pleading Weinstein argued, in sub-
stance, that the Federal court should abstain from considering
the proposed settlement while identical claims were still
pending in the state court, or, alternatively, that the Federal
court should reject the settlement because the proposed dam-
age-recovery amount of $4 million was way too low, consid-
ering
that
the
damage
to
PE’s
treasury
was
‘‘conservative[ly]’’ around ‘‘$1 billion,’’ and because the
plaintiffs’ attorneys fees allowed in the proposed settlement
($8 million) were way too high, indeed twice the amount to
be restored to PE’s treasury.
As I amplify below, in early February, Local 132 mobi-
lized its stewards to solicit bargaining unit employees at the
Respondent’s various bases to join in Weinstein’s objections,
a campaign which the Respondent admittedly sought to
thwart, and a campaign which Local 132 dropped after the
deadline for filing objections with the Federal court expired
in late February.
D. Relevant Contract Provisions and Historical
Practices Concerning Access to the Respondent’s Bases
by Union Representatives, Including Local
132 Stewards
Section 3.04 of the governing labor agreement, captioned
‘‘Union Activity,’’ contains these pertinent provisions, some
of which I have emphasized in italics:
The Company will not discriminate against any em-
ployee for engaging in Union activity. Union activity
shall not take place on the job in such a way that it
interferes with the work. However, the Company will
permit access to company property by union represent-
atives to expedite the handling of grievances, to contact
members of the Union, or to visit union bulletin boards,
under the following circumstances:
When more than one employee is to be contacted,
such visitations shall normally be limited to the lunch
period or immediately prior to the beginning of or after
the end of a shift. When only one employee is to be
contacted, or when a grievance investigation is in-
volved, or when a Union Bulletin Board is to be vis-
ited, such visitations may be made at any convenient
time during working hours. The Union representatives
shall request permission in advance from the manager
of labor relations or division manager and shall limit
his visitation to a reasonable length of time.
Where practicable the supervisor will provide an ap-
propriate place for the Union representative to confer
with the employee or employees. It is understood and
agreed that such discussions will be limited to particu-
lar problems arising under this agreement and will ex-
clude discussion of general union administrative proce-
dures. It is further agreed that such visitations will not
be used for purposes of organizing employees, recruit-
ing new members, or collecting dues.
The parties have developed a set of procedures and prac-
tices for implementing ‘‘visitation’’ rights under section 3.04:
In practice, the Respondent will allow union representatives,
including stewards of Local 132, access to any of its facili-
ties where bargaining unit employees work so long as Local
132 completes and submits in advance a standard form (visi-
tation form) addressed to Joyce Rowland, the Respondent’s
manager of labor relations, listing the names of such in-
tended visitors, the dates, and locations of their intended vis-
its, and the ‘‘Reason’’ for such visits. Typically, Local 132
will write ‘‘Union administrative work’’ or similar words in
the ‘‘Reason’’ space on the visitation form, and sometimes
Local 132 will neglect to complete the ‘‘Reason’’ space en-
tirely. Nevertheless, historically, the Respondent had granted
access to union representatives, including to Local 132 stew-
ards, whenever Local 132 had submitted such a form, even
when no ‘‘Reason’’ was entered on it.
Local 132’s steward-petition drive in February was not the
first time Local 132 had used its stewards to make visitations
to the Respondent’s bases to try to get the support of bar-
gaining unit employees on issues of arguably common con-
cern.16 When stewards are to be used by Local 132 for such
visitations, another part of the labor agreement, section 3.08,
requires Local 132 to clear the stewards for a ‘‘Union Leave
of Absence’’ from their regular work with the Respondent.17
Stewards in such ‘‘Union Leave’’ status draw no pay from
the Respondent, but are typically paid by Local 132 for their
union services,18 and were so paid by Local 132 when they
conducted their February petition drive.19
III. THE ALLEGED UNFAIR LABOR PRACTICES
When Sam Weinstein filed his objections in Federal court
to the proposed settlement, Local 132 organized a campaign
to get bargaining unit employees who were PE shareholders
to sign petitions or similar forms, to be sent to the Federal
court, in which the signers declared their agreement with and
‘‘joinder’’ in Weinstein’s objections. Local 132 used its
stewards as the spearheads in this campaign. Thus, following
established procedures described above to obtain union
leaves of absence for its stewards, and then submitting the
standard visitation forms announcing their intended visits,
Local 132 sent the stewards to various bases in southern
California other than their regular worksites as employees of
the Respondent, where, in nonwork areas and during non-
work times, the visiting stewards tried to get other bargaining
unit employees to sign the petitions. And in reaction, as the
parties stipulated, the Respondent’s agents ‘‘prevented’’ this
activity at 12 different base locations on 13 different occa-
sions between February 8 and 24. Moreover, the Respondent
made no bones about its intention to ‘‘prevent’’ any such
further visitations by the stewards; thus, on February 22,
555
SOUTHERN CALIFORNIA GAS CO.
20 The material provisions of secs. 3.04 and 3.08 have been quoted
previously. Sec. 3.10 deals with the subject of ‘‘Union Bulletin
Boards,’’ including the limitations on their use and the content of
the materials that may be posted on them.
21 The Respondent concedes on brief (Br. 11, fn. 6) that the stew-
ards were technically ‘‘employees’’ within the admittedly broad con-
templation of Sec. 2(3) of the Act, but as part of its second line of
defense, infra, it insists that when the stewards made their petition-
ing visits to other work bases in February, they were not visiting in
their capacity as employees, but were functioning simply as paid
union representatives on an organizing mission.
Company Labor Relations Manager Rowland wrote to Local
132 President Viot (addressing Viot in his capacity as
‘‘Chair, Joint Steering Committee’’), saying in pertinent part
as follows:
Union representatives have been propagandizing, on
Company property, their position regarding the settle-
ment of litigation involving Pacific Enterprises and thus
have been violating the provisions of Section 3.04 of
the Collective Bargaining Agreement. This provision,
by virtue of the National Labor Relations Act, contin-
ues to govern the conditions under which the Union
may conduct business on Company property.
. . . .
The Union, of course, has every right to commu-
nicate to its members whatever position it may wish to
take on any issue, including any litigation, and you
have many ways to do so without violating Section
3.04. However, the language of Section 3.04 specifi-
cally limits the use of Company property and Company
time to discussion of ‘‘particular problems arising under
this Agreement.’’ Thus, there can be no question about
the Union’s contravention of that language by its recent
conduct.
We expect the Union to live up to its legal commit-
ments and we request that the Union immediately desist
from such conduct in the future. Failure to do so will
lead to disciplinary action where feasible and appro-
priate and potential suspension of Union privileges
under Sections 3.04, 3.08 (b) and/or 3.10.20
Viot replied in writing to Rowland some 5 weeks later, on
March 28. He stated that although the petition drive was ‘‘no
longer a live issue, now that the deadline for filing objections
has passed,’’ he still wanted to ‘‘make it clear that [Row-
land’s] view that the conduct of our organizers [sic] was im-
proper is totally unfounded.’’ He characterized Rowland’s
threats of discipline as ‘‘plain violations of the Act [and of]
Section 3.04.’’ He also warned in the closing paragraph that
the ‘‘particular problem’’ occasioning the recent petition
drive ‘‘is quite likely the most important problem to have
ever afflicted [sic] our members[,]’’ that the problem was
‘‘not solved yet,’’ and finally, that, ‘‘we may very well call
again in the future on our members to record their opinions
on this issue—at their workplace.’’
IV. ANALYSES; SUPPLEMENTAL FINDINGS, CONCLUSIONS
OF LAW
A. Alleged 8(a)(1) Violation
1. Introduction; general legal setting
Under established interpretations of Section 7’s ‘‘mutual
aid or protection’’ clause, employees have a general statutory
right (absent ‘‘special circumstances’’) to use their workplace
as a forum for circulating petitions or distributing literature
among their fellow workers, so long as they do it in nonwork
areas and during nonwork times (Republic Aviation Corp. v.
NLRB, 324 U.S. 793 (1945)), and so long as the subject of
their activity can fairly be said to ‘‘bear a relationship to
their interests as employees.’’ Eastex, Inc. v. NLRB, 437 U.S.
556, 567 (1978).
By contrast, ‘‘nonemployee union representatives’’ seeking
to advance the interests of employees enjoy no right ground-
ed in the Act to enter or use an employer’s property for such
purposes, except in relatively rare cases where it can be dem-
onstrated that there exist no adequate, alternative ways for
the union to communicate with the employees. NLRB v. Bab-
cock & Wilcox Co., 351 U.S. 105 (1956); and Lechmere, Inc.
v. NLRB, 502 U.S. 527 (1992). We are instructed by
Hudgens v. NLRB, 424 U.S. 507 (1976), that there is a ‘‘rea-
son . . . of substance’’ for treating employees differently
from nonemployee union representatives for these purposes,
namely, that ‘‘employees [are] already rightfully on the em-
ployer’s property,’’ and therefore, only the ‘‘employer’s
management interests rather than his property interests [are]
involved,’’ whereas nonemployees have no such preexisting
status as ‘‘invitees,’’ and, therefore, the employer’s property
interests are most directly implicated when a nonemployee
union representative claims a statutory right of access to the
property. Supra, 424 U.S. at 521–522. Accordingly, an em-
ployer who maintains and enforces in a nondiscriminatory
way a nondiscriminatory policy banning ‘‘outsiders’’ from
access will not normally commit an 8(a)(1) violation when
it enforces that policy as to nonemployee union agents. Id.
The General Counsel’s prosecution as an 8(a)(1) violation
of the Respondent’s admitted attempts to bar stewards from
petitioning at bases where they were not assigned to work re-
lies on three premises, two of which are essentially factual,
and are not seriously in contest. Thus, the General Counsel
emphasizes, and the Respondent concedes, that the petition-
ing contacts the Respondent sought to prevent were between
stewards—themselves ‘‘employees’’21—and their fellow em-
ployees, and that these contacts were made or sought to be
made in nonwork areas during nonwork times. However, in
the first of its defenses, the Respondent strongly disputes the
validity of the third premise underlying the 8(a)(1) prosecu-
tion—that the subject of the petitioning was ‘‘related to em-
ployees’ interests as employees.’’ For reasons I discuss next,
I find no merit to this defense.
2. The Respondent’s first defense
The Respondent argues that the petitioning had nothing to
do with advancing the interests of putative petition signers as
employees of the Respondent, because the petitioning was
aimed at persuading a Federal court to reject an allegedly in-
adequate settlement of shareholders’ derivative suits brought
for the benefit of PE’s treasury and the stockholders who
owned that treasury. The Respondent further argues that even
if the petitioning were successful in persuading the Federal
court to reject the proposed settlement of the shareholders’
suits, this would not affect the wages, hours of work, or
556
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
22 The General Counsel has somewhat misleadingly represented
the holding of Ford Motor as follows (Br. 12; my emphasis):
‘‘newsletter dealing with union’s acquiescence to forced overtime
and purely political matters held protected.’’ It is true that the ad-
ministrative law judge, affirmed by the Board, found that the dis-
tribution of the ‘‘September 13’’ newsletter was protected—despite
the fact that the newsletter dealt ‘‘with political matters to some ex-
tent,’’ because it also dealt in part with a forced overtime issue that
was ‘‘certainly within the purview of Section 7.’’ 221 NLRB at 666.
However, the Board also affirmed the judge’s finding that the dis-
tribution of the ‘‘November 4’’ newsletter, which the judge charac-
terized as ‘‘purely a political tract,’’ was activity that ‘‘does not re-
late to employees’ problems and concerns qua employees,’’ and
therefore was ‘‘not . . . protected.’’ Id. at 266. However, as the Su-
preme Court later noted in Eastex, supra, discussing Ford Motor,
supra, and another case involving the same employer, the Board left
unanswered ‘‘whether it [the Board] considers distributions like
those in the above-cited cases to be unprotected altogether, or only
on the employer’s premises.’’ 437 U.S. at 568 fn. 18. Moreover, as
I further discuss below, the Eastex Court warned that ‘‘mere charac-
terization’’ of concerted conduct as ‘‘political’’ cannot remove that
conduct from the protection of the Act if the conduct can also be
said to bear a relationship to employees’ ‘‘interests as employees.’’
And it is largely for this reason that I find that the Board’s holding
in Ford Motor, supra, provides no genuine support for the Respond-
ent’s position herein.
23 That employees have a cognizable ‘‘interest as employees’’ in
their employer’s retirement or pension fund plan is beyond dispute,
for it is settled that ‘‘health and welfare and pension fund plans. . .
constitute an aspect of employee wages and a term and condition of
employment[,]’’ and therefore, such plans are a mandatory subject
for collective bargaining. Cauthorne Trucking, 256 NLRB 721
(1981). See also, e.g., Exxon Research & Engineering Co., 317
NLRB 675 (1995).
24 In Harrah’s, supra, the Board found that concerted activity by
employees in support of an ESOP plan was not activity for the em-
ployees’ ‘‘mutual aid or protection’’ as employees because the
ESOP plan was ‘‘designed to change [their] relationship’’ to that of
‘‘entrepreneurs, owners, and managers’’ of the employing entity. 307
NLRB at 182. The aim of the petitioning activity in this case is
clearly distinguishable from the goal of the concerted activity in
Harrah’s, for here, although the petitioning sought to enhance the
Respondents’ employees’ interests as ‘‘owners’’ of PE (and, in turn,
to enhance the value of their retirement benefits as employees of the
Respondent), it did not seek to transform employees into owners and
comanagers of the Respondent. Accordingly, the result in Harrah’s
does not control the result herein.
other terms and conditions of its employees’ employment,
but only the value of their shareholders’ interest in PE, an
interest which is not unique to their employment, but which
they share in common with many nonemployee shareholders
who likewise have a financial stake in PE’s future. And in
support of the distinction at the heart of its first defense, the
Respondent cites Ford Motor Co., 221 NLRB 663 (1975),
where the Board held that the distribution of a ‘‘purely polit-
ical’’ newsletter was beyond the bounds of activity envi-
sioned by the mutual aid or protection clause.22
It is hardly unreasonable for the Respondent to character-
ize the ‘‘interest’’ being served by Local 132’s petition drive
as the employees’ ‘‘shareholder interest’’ in the outcome of
the derivative lawsuits; after all, the employees targeted by
the drive were so targeted precisely because they were PE
shareholders. But such a characterization of the employees’
interest, even if itself reasonable, does not logically preclude
the alternative characterization proposed by the General
Counsel—that the employees also had an ‘‘interest as em-
ployees’’ of the Respondent in the outcome of that lawsuit.
Indeed, in an analogous context, the Eastex Court made a
quite similar point. Thus, rejecting the employer’s argument
that a union’s distribution of literature among employees was
aimed merely at ‘‘political’’ goals (opposing Texas right-to-
work legislation and protesting the President’s veto of an in-
crease in the Federal minimum wage), the Court cautioned
that,
As almost every issue can be viewed by some as politi-
cal, the clear purpose of the ‘‘mutual aid or protection’’
clause would be frustrated if the mere characterization
of conduct or speech removed it from the protection of
the Act. . . . Moreover, what may be viewed as politi-
cal in one context can be viewed quite differently in an-
other. [437 U.S. 570 fn. 20.]
Here, with the Court’s admonition in mind, I conclude that
even though the employee interest nominally being served by
the petition campaign may properly be characterized as a
‘‘shareholder interest,’’ the petition campaign may also be
properly viewed as serving an interest that the employees had
as employees of the Respondent—an interest in the health
and integrity, and, above all, the value of their retirement
plan.23 Thus, in substantial agreement with the General
Counsel, I judge that when employees whose collectively ne-
gotiated wages and benefits include the right to participate in
a retirement plan under which they necessarily will become
PE shareholders, and whose payout value to the employees
on retirement will thus necessarily depend on the value of PE
stock, those employees have not merely a ‘‘shareholder’s in-
terest’’ in the outcome of a lawsuit affecting the value of
PE’s corporate treasury (and in turn, the value of its stock),
but a very real stake as employees of the Respondent in the
value of their retirement benefit plan.
Moreover, contrary to the Respondent, I do not find the
‘‘relationship’’ between the employees’ interest in the pro-
posed lawsuit settlement and the value of their retirement
plan to be ‘‘so attenuated that [it] cannot fairly be deemed
to come within the ‘mutual aid and protection’ clause.’’
Eastex, supra, 437 U.S. at 567–568; see also, e.g., Harrah’s
Lake Tahoe Resort, 307 NLRB 187 (1992).24 It may be, as
the Respondent argues on brief (Br. 8, fn. 4), that ‘‘the pro-
posed settlement would have added [only] six cents per share
of stock to the corporate treasury.’’ However, this fact strikes
me as irrelevant to the question whether or not the petition-
ing was sufficiently ‘‘related’’ to the employee ‘‘interest’’
sought to be served to be protected by Section 7. For one
thing, it is precisely because the proposed settlement would
have added only a relatively small amount to PE’s treasury
that the petition drive to block the settlement was undertaken
in the first instance, with the aim of restoring even more sub-
stantial amounts to PE’s treasury, to make up for the asserted
loss of ‘‘$1 billion’’ allegedly suffered due to corporate mis-
management and gross negligence. More fundamentally, even
if, by some expert analysis, the success of the petition drive
could not have been expected to significantly improve the
value to the Respondent’s employees of their retirement plan,
this analysis could not reasonably be used to deprive employ-
ees of their right to act in concert for what they believed was
necessary or useful for their mutual aid and protection as em-
557
SOUTHERN CALIFORNIA GAS CO.
25 In the cited portion of the case, the Board found that the em-
ployer’s alleged ‘‘policy’’ barring off-duty employees from being on
the work premises on days when they were not scheduled to work
was no defense where the alleged policy was one that had never
been previously announced or disseminated before off-duty employ-
ees came to the premises to conduct protected handbilling. 313
NLRB at 462.
26 On brief (Br. 13–15), the General Counsel claims that further
‘‘support’’ for her position can be found in the Supreme Court’s re-
manding opinion in Hudgens, supra, in which she avers that the
Court held that ‘‘the Section 7 activity here was carried on by But-
ler’s employees (albeit not employees of its shopping center store),
not by outsiders.’’ The General Counsel’s invocation of Hudgens is
misplaced. For one thing, while the General Counsel has correctly
quoted from the Court’s opinion (424 U.S. at 522), it is incorrect
to refer to the Court’s language as a ‘‘holding,’’ for, in context, the
cited language merely reflected the Court’s recognition that, on re-
mand, the Board could legitimately take into account the ‘‘em-
ployee’’ status of the picketers as one of the factors to be weighed
Continued
ployees. More fundamentally still, an expert analysis show-
ing that the employees’ concerted activity would not be like-
ly to yield any substantial improvement in their retirement
payouts could not reasonably justify the conclusion that the
relationship between their petitioning and their interest in the
value of the retirement plan was an ‘‘attenuated’’ one. Rath-
er, from an analytical standpoint, that relationship would re-
main the same, regardless of the amount of ‘‘benefit’’ the
employees might realistically hope to secure by their con-
certed action.
In sum, contrary to the Respondent’s first defense, I con-
clude as a matter of law that the petitioning by the employ-
ees was sufficiently ‘‘related’’ to their interests qua employ-
ees of the Respondent to render their petitioning a form of
concerted activity for employees’ mutual aid and protection
within the intention of Section 7.
3. The Respondent’s second defense
The Respondent argues alternatively that, even though the
stewards were admittedly its ‘‘employees,’’ it is appropriate
in these unique circumstances to treat them as ‘‘nonemployee
union representatives,’’ subject to the rule of Babcock &
Wilcox, supra, for purposes of analyzing their claim of right
to visit work bases other than their own to conduct the peti-
tioning in question. In support of this argument, the Re-
spondent correctly notes that the visiting stewards had no of-
ficial employment purpose for being at the bases where they
were prevented from petitioning, indeed, that they were on
leaves of absence from their regular employment with the
Respondent during their petitioning visits, and were being
paid by Local 132 to conduct those visitations. Thus, the Re-
spondent argues ultimately that what distinguishes the stew-
ards’ petitioning efforts from the paradigm employee activity
envisioned in such cases as Republic Aviation, supra, and
Eastex, supra, is that the stewards here were not ‘‘invitees’’
to the premises that the Respondent barred them from using
for petitioning purposes, but rather, were ‘‘trespassers.’’ And
the Respondent further correctly notes in this regard that the
prosecution has not attempted to meet the ‘‘heavy’’ burden
(Lechmere, supra, 502 U.S. 527) of showing that Local 132
had no adequate, alternative means by which to solicit em-
ployee signatures on the petitions in question. The Respond-
ent’s arguments are not frivolous, but in my view they suffer
ultimately from two, quite distinct disabilities, which I dis-
cuss next.
First, the Respondent has not made an evidentiary showing
that would support the claim that the stewards were ‘‘tres-
passers’’ rather than ‘‘invitees’’ to the bases where they were
barred from petitioning. Thus, the Respondent did not seek
to prove that it maintained a general policy barring workers
assigned to one base from visiting fellow workers in non-
work areas at other bases during their own and their fellows’
nonworktimes. Neither did it introduce evidence that such
visitations (whether conducted by mere employees or by em-
ployee-stewards) were inherently disruptive of its operations,
or were otherwise in conflict with its legitimate interest in
managing its workforce. On the contrary, we know affirma-
tively from this record that stewards enjoyed at least a ‘‘lim-
ited invitee’’ status when it came to visiting work bases other
than their own, one established not just by the provisions of
section 3.04 of the labor agreement, but by the Respondent’s
admitted historical practice of allowing such visitations so
long as the visits were preannounced in a prescribed form (a
form which, nevertheless, did not put the Respondent on no-
tice of the precise purpose of any such given visitation).
From all this, and additionally, from Rowland’s February 22
letter to Viot, supra, I may easily find that it was not the fact
of the stewards’ visitations in February that aroused the Re-
spondent to prevent such petitioning visitations, but the par-
ticular subject of their visitations, once knowledge of that
subject percolated up to the Respondent’s top management.
In these circumstances, therefore, where the Respondent
sought to bar visiting stewards from petitioning for a pro-
tected purpose, but maintained no general bar against visita-
tions, it may be fairly said that the Respondent’s interference
with the petitioning was done simply ‘‘for the purpose of
interfering with and restraining employees in the exercise of
their Section 7 rights.’’ Nashville Plastic Products, 313
NLRB 462 (1993).25
Second, the Respondent has cited no case—and I have dis-
covered none—where the Board has embraced the notion
that an ‘‘employee’’ seeking to conduct otherwise protected,
concerted activities may be treated as having only ‘‘non-
employee’’ standing when it comes to access to and use of
those portions of the employer’s property where the em-
ployee is not assigned or scheduled to work. Indeed, in
Nashville Plastic Products, supra, the Board rejected the em-
ployer’s attempt in the circumstances to analogize off-duty
employees with nonemployee organizers ‘‘for purposes of
defining their right of access to the Respondent’s property.’’
Rather, the Board held that, ‘‘if analogies are to be drawn,
we find that the off-duty employees in this case . . . most
closely resemble the employees in the Le Tourneau case
[NLRB v. Le Tourneau Co. of Georgia, 324 U.S. 793 (1945)]
whose right to distribute union literature on the outside areas
of the employer’s premises on their own time was upheld by
the Supreme Court.’’ 313 NLRB at 463. Thus, although the
Respondent has suggested substantial reasons why the Board
might choose to equate the rights of access of the visiting
stewards in this case with the (highly limited) access rights
of ‘‘nonemployee union organizers’’ as envisioned in Bab-
cock & Wilcox, supra, and Lechmere, supra, I find no par-
ticular support in the Board’s precedents for such an equa-
tion, and much in the holding of Nashville Plastic Products,
supra, for doubting the validity of such an equation.26 More-
558
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
as part of its duty under Babcock & Wilcox, supra, to ‘‘balance’’
Sec. 7 interests against the shopping mall owner’s property interests.
And In fact, on remand, the Board only inconclusively addressed
this point; noting simply that ‘‘the employee status of the pickets
here entitled them to at least as much protection as would be af-
forded to nonemployee organizers such as those in Babcock &
Wilcox.’’ Scott Hudgens, 230 NLRB 414, 415 (1977) (my emphasis).
Inasmuch as the General Counsel elsewhere maintains that the rule
of Republic Aviation, supra, and Eastex, supra, applicable to ‘‘em-
ployee’’ activity is the ‘‘controlling’’ rule here (Br. 13), and that the
‘‘balancing’’ considerations of Babcock & Wilcox do not even come
into play because we are not faced with ‘‘nonemployee’’ access
issues (id. at 14), it is apparent that neither the court’s remanding
dicta in Hudgens, nor the Board’s ultimate decision on remand, pro-
vides any genuine support for the General Counsel’s position.
27 See, e.g., Town & Country Electric, 309 NLRB 1250 (1992),
and Sunland Construction Co., 309 NLRB 1224 (1992).
28 On brief, roughly consistent with par. 13 of the complaint, the
General Counsel appears to seek a special finding that in one in-
stance, the Respondent did not merely ‘‘prevent’’ the petitioning ac-
tivity, but somehow compounded its violation when two supervisors
allegedly ‘‘guarded and surveilled’’ Steward Olague in the course of
‘‘preventing’’ her petitioning. I regard Olague’s testimony associated
with this claim as a kind of cumulative surplusage—at best, as mere-
ly a particularization of ‘‘prevention’’ conduct by the Respondent’s
agents which I have already found to have been unlawful as a gen-
eral matter. Neither would it affect the terms or scope of my rec-
ommended remedial order to address the conduct described by
Olague as a distinct violation. Accordingly, I will not decide the fac-
tual or legal merits or demerits of complaint par. 13 or the General
Counsel’s arguments in support.
over, although the record shows that the petitioning stewards
were functioning not just as ‘‘employee volunteers,’’ but as
‘‘paid union agents,’’ this feature of the case would not ap-
pear to be influential to either the Board, which has consist-
ently held that an employee’s status as a ‘‘paid union agent’’
cannot operate to deprive or limit the employees’ right to en-
gage in Section 7 protected activity,27 nor to the Supreme
Court, which recently affirmed the Board’s established posi-
tion on this issue in NLRB v. Town & Country Electric, 116
S. Ct. 450 (1995).
Having rejected the only defenses currently advanced by
the Respondent for its admitted prevention of the stewards’
attempts to circulate petitions on company premises in sup-
port of what I have found to be a Section 7 protected goal,
I conclude as a matter of law that by each such admitted pre-
vention action, the Respondent violated Section 8(a)(1) of the
Act.28
B. Alleged 8(a)(5) Violation
Three Local 132 agents—secretary-treasurer, Janet Jones,
and stewards, Helen Olague and Stefan Faber—testified in
the aggregate that Local 132’s stewards made visits to the
Respondent’s bases on as many as four different historical
occasions prior to February 1994 for purposes that the Gen-
eral Counsel now argues exceeded section 3.04’s limiting
language, i.e., for purposes other than to conduct ‘‘discus-
sions’’ with employees ‘‘limited to particular problems aris-
ing under [the] agreement.’’ The General Counsel relies on
that testimony to argue, in substance, that by February 1994,
section 3.04’s limiting language had become a dead letter,
and had been effectively supplanted by a more tolerant prac-
tice when it came to steward visitations, a practice which,
moreover, became embedded in the ‘‘terms and conditions of
employment’’ of bargaining unit employees, and a practice,
therefore, which the Respondent unlawfully ‘‘changed’’ uni-
laterally when it prevented the February petitioning by visit-
ing stewards. In my view, the strength of this collection of
evidence as proof of a pertinent, mutually accepted ‘‘prac-
tice’’ of the parties is seriously open to question on a variety
of grounds, as I discuss next, with supplemental findings.
Faber, led by the General Counsel to direct his attention
‘‘to about five years ago,’’ testified—and I find—that he was
paid by Local 132 in that uncertain period to visit various
bases, where he met with employees before shift start and
urged them ‘‘to approve a Union dues increase.’’ He further
testified that on one such visit to the Santa Ana base, as the
clock ticked over to 7 a.m., the shift start time, a supervisor
‘‘came running out and screamed, ‘That’s it; you’ve got to
stop.’’’ Asked by the General Counsel, ‘‘Did the supervisor
hear what you were discussing with them?,’’ Faber testified,
‘‘Oh, yes. We spoke very loudly . . . loud enough for every-
body to hear because we were addressing the group.’’ One
problem with this account as evidence of a pertinent mutual
‘‘practice’’ of the parties is that the record fails to show that
the parties were operating at the time of these dues-increase
promotional visitations under a labor agreement that included
the language of section 3.04 of the currently governing
agreement. Another is the frailty of the evidence that the spe-
cific purpose of these visitations was known to company
management. I recognize that the General Counsel’s leading
questioning eventually prompted Faber to testify with cer-
tainty that the (unnamed) ‘‘supervisor’’ at the Santa Ana
base ‘‘heard’’ what was being said in Faber’s meeting with
the employees; but I find it difficult to square Faber’s cer-
tainty on this point with his earlier testimony that the super-
visor ‘‘came running out’’ (presumably, from another room
or area) to end the meeting at 7 a.m. But even if this super-
visor was fully aware of the nature of Faber’s meeting, this
would be a scant basis for claiming that the Respondent, as
of February 1994, had acquiesced to a general ‘‘practice’’ of
allowing steward visitations for purposes other than those
prescribed by section 3.04 of the current agreement.
Jones’ testimony allows me to find that during the months
of January through May 1989, Local 132 sponsored a proxy
campaign in favor of Sam Weinstein’s candidacy for PE’s
board of directors. In aid of this campaign, Jones (who was
then a Local 132 steward) used ‘‘Union Administrative
Work’’ visits to bases other than her regular workbase to
gather proxy authorizations for Weinstein from bargaining
unit employees who were PE shareholders. Again, however,
we do not know whether or not the parties were operating
under a labor agreement in 1989 that contained limiting lan-
guage like that in section 3.04 of the currently governing
agreement. Moreover, the only evidence of company knowl-
edge of the specific nature of these 1989 visits is Jones’ un-
disputed testimony that on one such visit to the Santa Ana
base, Jones had a conversation with a local supervisor about
the ‘‘merits’’ of Weinstein’s candidacy.
From Olague, I find that in ‘‘mid-1991,’’ Local 132 spon-
sored a ‘‘Save Our Services’’ campaign in aid of its protest
before the California Public Utilities Commission of the Re-
spondent’s announced plan to close several branch payment
offices where bargaining unit employees worked. In connec-
tion with this SOS campaign, Olague visited branch offices
where she stood on the ‘‘sidewalk’’ outside, and solicited
559
SOUTHERN CALIFORNIA GAS CO.
29 Questioned by counsel for the General Counsel, Rowland con-
ceded generally that she was ‘‘aware’’ of Local 132’s SOS cam-
paign, and that she issued no instructions to managers or supervisors
‘‘to deny employees access who wished to participate in the SOS
campaign.’’ In addition, Steward Olague summarily affirmed in re-
sponse to the General Counsel’s leading question that ‘‘supervisors’’
had ‘‘observe[d]’’ her ‘‘while [she] participated in this SOS cam-
paign.’’ While this combination of testimony only suggests that the
Respondent knowingly condoned such SOS-petitioning efforts by
stewards or other employees at sites other than their own worksites,
I am disposed to give greater weight to that suggestion than I might
otherwise in the light of a colloquy between myself and counsel for
the Respondent that developed when the General Counsel sought to
query Steward Olague about details of her SOS activities. Thus,
seeking to get past an argumentative impasse relating to the rel-
evancy of the General Counsel’s line of questioning, I asked the Re-
spondent’s counsel, ‘‘Have we got an agreement by the company
that they did do what the General Counsel is laboring to show here,
that they permitted employees during the SOS campaign to go into
company premises to circulate petitions?’’ The Respondent’s counsel
replied, ‘‘We’re not going to dispute that.’’
30 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and rec-
ommended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
31 If this Order is enforced by a judgment of a United States court
of appeals, the words in the notice reading ‘‘Posted by Order of the
National Labor Relations Board’’ shall read ‘‘Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order
of the National Labor Relations Board.’’
customer signatures on petitions of protest addressed to the
P.U.C. She eventually testified further during redirect exami-
nations that she also visited base locations and solicited sig-
natures from employees, but her sketchy testimony on this
point leaves it uncertain whether these base visits involved
entry into the Respondent’s premises. Despite this, unlike in
other instances above and below, it is reasonably clear in this
instance that responsible officials of the Respondent, includ-
ing Rowland, were aware of these visitations and their pur-
pose, and took no steps to prevent them.29 I note, however,
that in this particular instance, the subject of the visitations
was the threatened closure of branch offices that in turn
threatened the jobs of bargaining unit employees—arguably
a ‘‘problem arising under this agreement’’ which was ex-
pressly permitted by section 3.04.
Finally, Olague’s and Faber’s testimony allows me to find
as follows: In September 1993, at a time when the 1991
agreement had nominally expired but was still being ob-
served by the parties while they negotiated over a possible
replacement contract, Local 132 sent its stewards, including
Olague and Faber, to various bases where they met with em-
ployees and urged them to affirm their support for a strike
in aid of union contract demands, should it come to that.
Again, however, Olague’s and Faber’s testimony contains
only generalized or conclusionary suggestions that some
local ‘‘supervisors’’ were aware of these meetings and their
purpose, and the record does not otherwise show that the Re-
spondent’s management knowingly tolerated steward-visita-
tions to its premises for these strike-support purposes. And
again, even if this record permitted an inference of such
knowing company tolerance of the 1993 strike-support visita-
tions, it is not obvious that such activity was banned by sec-
tion 3.04; indeed, it is arguable that such activity concerned
a ‘‘problem arising under this agreement’’ within the inten-
tion of section 3.04.
In sum, where, at the time of the alleged unfair labor prac-
tices in 1994, the parties were operating under a labor agree-
ment that purported to limit ‘‘discussions’’ between visiting
union representatives and employees to ‘‘problems arising
under this agreement,’’ and where the record contains no
substantial evidence of a mutual ‘‘practice’’ of the parties
that was clearly inconsistent with this contractual limitation,
I judge that the General Counsel has failed to establish that
the Respondent’s admitted interference with the February pe-
tition drive constituted an unlawful ‘‘change’’ in the estab-
lished terms and conditions of employment in the bargaining
unit. Accordingly, I would dismiss the complaint insofar as
it alleges that the Respondent violated Section 8(a)(5).
On these findings of fact and conclusions of law and on
the entire record, I issue the following recommended30
ORDER
The Respondent, Southern California Gas Company, Glen-
dale, California, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Preventing its employees, including stewards of Utility
Workers Union of America, Local 132, AFL–CIO from
using visits to bases other than their regular work bases for
the purpose of petitioning among their fellow employees, in
nonwork areas and during nonworktimes, on subjects that re-
late to the employees’ interests as employees.
(b) In any like or related manner interfering with, restrain-
ing, or coercing employees in the exercise of the rights guar-
anteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to ef-
fectuate the policies of the Act.
(a) Post at all its bases and facilities in southern Califor-
nia, copies of the attached notice marked ‘‘Appendix.’’31
Copies of the notice, on forms provided by the Regional Di-
rector for Region 31, after being signed by the Respondent’s
authorized representative, shall be posted by the Respondent
immediately upon receipt and maintained for 60 consecutive
days in conspicuous places including all places where notices
to employees are customarily posted. Reasonable steps shall
be taken by the Respondent to ensure that the notices are not
altered, defaced, or covered by any other material.
(b) Notify the Regional Director in writing within 20 days
from the date of this Order what steps the Respondent has
taken to comply.
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges violations of the Act not specifically
found.
560
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and has ordered us
to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives of
their own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected
concerted activities.
WE WILL NOT prevent our employees, including stewards
of Utility Workers Union of America, Local 132, AFL–CIO
from using visits to our bases other than their regular work
bases for the purpose of petitioning among their fellow em-
ployees, in nonwork areas and during nonworktimes, on sub-
jects that relate to the employees’ interests as employees.
WE WILL NOT in any like or related manner interfere with,
restrain, or coerce employees in the exercise of the rights
guaranteed them by Section 7 of the Act.
SOUTHERN CALIFORNIA GAS COMPANY