265 NLRB 664
Tra-Mar Communications, Inc.
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Tra-Mar Communications, Inc. and Lillian Ferraro
and Dawn Baykal. Cases 22-CA-10374 and
22-CA-10406
December 7, 1982
DECISION AND ORDER
BY MEMBERS FANNING, JENKINS, AND
ZIMMERMAN
On April 23, 1982, Administrative Law Judge
Thomas T. Trunkes issued the attached Decision in
this proceeding. Thereafter, Respondent and the
General Counsel filed exceptions and supporting
briefs as well as briefs in partial support of the Ad-
ministrative Law Judge's Decision.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings,' and conclusions of the Administrative Law
Judge only to the extent consistent herewith.
The Administrative Law Judge found, inter
alia,2
and we agree, that discriminatee Dawn
Baykal was a rank-and-file employee, and not a su-
pervisor as alleged by Respondent, when she was
discharged on November 6, 1980, and that her dis-
charge on that date for protesting employees'
working conditions violated Section 8(a)(1) of the
Act.3 We do not, however, agree with his finding
that Lillian Ferraro's discharge did not violate Sec-
tion 8(a)(3) and (1) of the Act.
The relevant facts leading up to Ferraro's dis-
charge reveal the following: Sometime in April
' Respondent and the General Counsel have excepted to certain credi-
bility findings made by the Administrative Law Judge. It is the Board's
established policy not to overrule an administrative law judge's resolu-
tions with respect to credibility unless the clear preponderance of all of
the relevant evidence convinces us that the resolutions are incorrect.
Standard Dry Wall Products Inc., 91 NLRB 544 (1950), enfd. 188 F.2d
362 (3d Cir. 1951). We have carefully examined the record and find no
basis for reversing his findings.
2 The Administrative Law Judge also found that Respondent had vio-
lated Sec. 8(aXl) of the Act by promising its employees wage increases in
order to dissuade them from supporting Local 827, International Brother-
hood of Electrical Workers, AFL-CIO (hereinafter the Union), threaten-
ing not to grant said increases because of the employees' continued sup-
port for the Union, threatening them with discharge, layoffs, and plant
closure because of their union and other protected concerted activities,
and seeking to undermine the Union's authority by dealing directly with
employees and granting them wage increases. He further found that Re-
spondent had also violated Sec. 8(aX3) and (1) of the Act by withdraw-
ing certain employee privileges and imposing more stringent work rules
in retaliation for the employees' having supported the Union and by issu-
ing a written warning to discriminatee Lillian Ferraro because of her
union activities. Respondent has not excepted to any of these findings.
3 In agreeing with the Administrative Law Judge's finding that Baykal
was a rank-and-file employee when she was unlawfully discharged, we
find it unnecessary to rely on his alternative theory that, even if Baykal
had been a supervisor, her discharge would still have been unlawful.
265 NLRB No. 89
1980, 4 Ferraro and employee Donna Lupo met
with Respondent's president, Charles Sackermann,
in an effort to secure raises for themselves and
other employees. When informed by Sackermann
that he could not afford to give them raises, Fer-
raro told him that the employees would then "have
to take further steps." Ferraro thereafter discussed
the need for union representation with other em-
ployees. After receiving assurances of support from
a majority of Respondent's employees, Ferraro, ac-
companied by Lupo, met with union organizer Joe
McLaughlin, who explained the procedures to be
followed in organizing the employees and gave
them authorization cards to distribute to other em-
ployees. The record reveals that Ferraro obtained
signed authorization cards from at least three other
employees. Having obtained authorization cards
from a majority of Respondent's employees, the
Union, in April, filed a petition for an election with
the Board.
When Sackermann received notice of the peti-
tion, he summoned Ferraro and Lupo into his
office and stated: "I understand you want a union
at Tra-Mar. I want you to think twice before you
make any moves because any privileges that you
have now are definitely going to be taken away if
the Union is voted [in]."5 Ferraro responded by
saying that Sackermann "would have to do what
he has to do." Baykal credibly testified that some-
time prior to the election held on May 30 Sacker-
mann told her that he felt that "Ferraro was re-
sponsible" for bringing in the Union.
On June 2, just 3 days after the Union won the
election, Respondent, in retaliation for the employ-
ees' having supported the Union, instituted certain
unlawful written work rules prohibiting employees
from smoking, making personal telephone calls, and
receiving visitors on company premises, privileges
which employees had enjoyed prior to the election.
Additionally, during the months of June and July,
Sackermann orally imposed other unlawful work
rules prohibiting employees
from reading and
eating at the switchboard, using the pay tele-
phones, and operating the air conditioner, and fur-
4 All dates hereinafter are in 1980, unless otherwise indicated.
5 The General Counsel has excepted to the Administrative Law
Judge's failure to find that Sackermann's remark constituted a threat of
more onerous working conditions and loss of privileges if the employees
were to select the Union as their representative. We find merit to the
General Counsel's contention and agree that Sackermann's remark violat-
ed Sec. 8(aXl) of the Act.
We further agree with the General Counsel that Respondent also vio-
lated Sec. 8(aXl) when, after the election. Sackermann said to employees:
"I told you I'll never have a union in here, I'll never have a union telling
me how to run my business or giving me orders as to what to do, before
I do that I'll sell the business and move to Florida." Sackermann's re-
marks were clearly designed to discourage any further support for the
Union by conveying the message to employees that their selection of the
Union as their representative had been a futile gesture.
664
TRA-MAR COMMUNICATIONSI.
IC16
ther reduced the employees' lunch hour and re-
moved the bottled water and coffee privileges. Fi-
nally, convinced that Ferraro was solely to blame
for the Union's success at its establishment, Re-
spondent, as found by the Administrative Law
Judge, "lost no time in pinpointing Ferraro for fur-.
ther disciplinary action" and issued the unlawful
warning to her on July 9, for her role as the
Union's leading adherent. The record reveals that,
when Ferraro sought to discuss with Sackermann
matters relating to the unlawful warning, Sacker-
mann told her that she had "wanted a Union in
there, and things were going to get a hell of a lot
worse before they got better." 6
As a result of a disability unrelated to the instant
proceeding, Ferraro was on a leave of absence
from September 2 to October 14. Baykal and Lupo
credibly testified that during her absence Sacker-
mann questioned whether it was necessary for Fer-
raro to return to work "as everything seemed to be
running smoothly" without her. Baykal and Lupo
responded that they and other employees were
anxious for Ferraro to return since they had taken
on extra work as a result of her absence. Ferraro,
whose testimony was corroborated by Lupo, testi-
fied that when she returned to work on October 14
Sackermann frequently stood directly behind her
observing her as she worked, something he had not
previously done with other employees.
During the evening of October 20, a dispute
arose between midnight-shift operator Theresa Paul
(Paul was Baykal's mother) and employee Linda
Kappmeier over the latter's alleged mishandling of
customer cards and billing records which had re-
sulted in additional work for other employees.
When Sackermann appeared for work the next
morning, he began screaming at the employees that
he did not want Kappmeier being bothered, that
they were to keep their mouths shut, and that if
they did not like it, they knew what they could
do. 7 He further reminded them that he was the
boss and that they must do what he said or they
would be fired. When Baykal sought to get the
matter resolved by meeting with the people in-
volved, Sackermann informed her that she was not
to give him any orders and, as of that date, re-
lieved her of her supervisory authority for 1
6 Sackermann's remark to Ferraro, following closely on the heels of
the unlawful warning issued to her which, it should be noted, contained a
threat of immediate discharge if she persisted in engaging in such con-
duct, constitutes in our view an implied threat of discharge for having
supported the Union and thus violated Sec. 8(aXI) of the Act. While
Sackermann's remark was not alleged as a violation of the Act, Ferraro's
claim that the remark was made stands undisputed and the matter has
been fully litigated at the hearing.
I It appears that Kappmeier had phoned Sackermann at his home to
inform him of the dispute.
month.8 Baykal then stated that she could not un-
derstand why Sackermann was being so protective
of Kappmeier and asked Sackermann if he was
"sleeping with" Kappmeier. Sackermann replied in
the affirmative.
Another incident arose on October 22, when
Ferraro and Baykal questioned Kappmeier con-
cerning statements she had allegedly made about
Ferraro during her absence and about Baykal's
mother, Theresa Paul. During that discussion,
Baykal threatened to "punch [Kappmeier's] f-ing
teeth out" if she did not stop creating problems.
Shortly thereafter, Sackermann came out of his
office and, after escorting Kappmeier to another
office, began yelling at Ferraro, Baykal, and other
employees present that they had been instructed to
keep their "hands off" Kappmeier. One employee
told Sackermann that Kappmeier was a trouble-
maker; Sackermann replied that there was no evi-
dence of that. Ferraro then asked Sackermann why
he was defending Kappmeier and further suggested
that he ask Kappmeier why she had been let go
from her previous jobs. Sackermann, however, re-
sponded by stating, "You should talk. You were
fired and no matter where you work, you cause
trouble. I spoke with your last boss on the phone.
He told me how much trouble you caused." A
shouting match thereafter ensued with Ferraro call-
ing Sackermann "a f-ing liar" and demanding that
he prove his claim that she had been fired and
Sackermann yelling back that it was she who was
lying.9 In an effort to calm her down, Baykal and
Lupo escorted Ferraro out the door.
Two days later, on Friday, October 24, Baykal
was having a conversation with Sackermann over
certain smoking privileges that had been accorded
to the night shift, but not the day shift, when Fer-
raro, apparently still upset over Sackermann's earli-
er comment on her previous employment, asked
Sackermann where he had received his information
concerning her previous jobs. Ferraro stated that
she believed that Kappmeier had told him. As
Sackermann and Respondent's vice president, Ken
Green, who was present during this conversation,
began to leave, Ferraro informed Sackermann that
he would be hearing from her attorney, that she
was going to call the IRS, the FBI, and was also
going to give "the Labor Board a call." When it
appeared that Sackermann was ignoring her, Fer-
raro yelled out that Sackermann was "a f-ing
coward."
8 As noted, Baykal was unlawfully discharged just 2 weeks later for
having protested the employees' working conditions.
9 There is no evidence in the record to indicate if Sackermann's asser-
tions concerning Ferraro's previous employment were true.
665
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
According to Sackermann, during the weekend
that followed he decided to terminate Ferraro be-
cause of her use of abusive language towards him.
On Monday, October 27,
Sackermann handed
Baykal a discharge letter to give to Ferraro. 10
While initially refusing to deliver the letter on the
ground that Kappmeier, and not Ferraro, should be
discharged, Baykal subsequently gave Ferraro the
discharge letter and told her and other employees
present that she was leaving. Thereafter, Baykal,
Ferraro, Lupo, and another employee, O'Brien,
went directly to the Board's offices where a charge
was filed alleging Ferraro's discharge as unlawful.
In finding that Ferraro's discharge was not un-
lawful, the Administrative Law Judge noted that
her discharge resulted not only from her use of
profanity towards Sackermann but was also moti-
vated, in part, by her union activities. Thus, he
noted that Sackermann was obviously referring to
Ferraro's union activities when, in his affidavit to
the Board, Sackermann stated that in discharging
Ferraro he took into account her "continued
manner of behavior of getting involved . . . with
things that did not concern her." Utilizing a Wright
Line analysis,1
the Administrative Law Judge
found that "although Sackermann may have been
looking for a reason to discharge Ferraro, but for
her profanity she would still be employed." The
Administrative Law Judge thus felt compelled to
find, in light of the Board's decision in Fibracan
Corp., 259 NLRB 161 (1981),12 where the dis-
charge of an employee for using profanity towards
a plant manager was found to be justified, that Fer-
raro's use of profanity towards Sackermann similar-
ly justified her discharge.
In Wright Line, supra, the Board set forth the test
that it would henceforth use in determining the va-
lidity of a discharge in "dual motivation" cases.
Thus, it held that in such cases the General Coun-
sel has the initial burden of showing that an em-
ployee's union or protected activity was "a moti-
vating factor" in the employer's decision to termi-
nate that employee. However, once the General
Counsel has made such a prima facie showing, the
burden then shifts to the employer to demonstrate
that the employee would still have been discharged
'0 The discharge letter stated that Ferraro was being immediately ter-
minated from her present position "due to continuous insubordination and
total lack of respect for management as evidence of [her] recent behav-
ior." However, it is significant to note that Sackermann, in his affidavit to
the Board, stated that, in addition to being discharged for her use of pro-
fanity towards him, Ferraro was also discharged for attempting to have
Kappmeier fired and for her "continued manner of behavior of getting
involved in [his] business with things that did not concern her."
II Wright Line, a Division of Wright Line, Inc., 251 NLRB 1083 (1980),
enfd. 662 F.2d 899 (Ist Cir. 1981).
i" Member Jenkins dissented.
even in the absence of the union or protected activ-
ity.
In the instant case we find that the General
Counsel has made out a prima facie showing that
Ferraro's discharge was motivated in part by her
union activities. Thus, Sackermann's affidavit to
the Board clearly indicates that in discharging Fer-
raro for her alleged use of profanity towards him
Respondent also discharged her for "getting in-
volved . . . with things that did not concern her."
The Administrative Law Judge found, and we
agree, that this latter statement was an obvious ref-
erence to Ferraro's union activities. Respondent,
we note, has not excepted to this finding by the
Administrative Law Judge. The General Counsel
having therefore established that union activity was
a motivating factor in Ferraro's termination, the
burden shifted to Respondent to show that Ferraro
would still have been discharged in the absence of
her union activities. At this juncture, we must part
company with the Administrative Law Judge for,
contrary to his finding, we do not agree that Re-
spondent has sustained its burden.
Rather, on the record before us, we are con-
vinced that had Ferraro not engaged in any activi-
ties on behalf of the Union, she would not have
been discharged for having used profanity towards
Sackermann. The record in this regard clearly es-
tablishes that the use of profanity and other abusive
language was a common occurrence among Re-
spondent's employees and its management person-
nel. In fact, Baykal testified, without contradiction,
that foul and vituperative language was used on a
daily basis at the workplace. The frequency with
which such language was used by both manage-
ment and employees alike convinces us that foul
and abusive language would, on occasion, have
been directed by employees towards their superi-
ors, and vice versa. Nevertheless, it is apparent that
Respondent had been willing to tolerate such con-
duct in the past, for prior to Ferraro no employee
had ever been disciplined or discharged for the use
of such language.
s
1
Respondent, which at this
l' Although the Administrative Law Judge found that on one occa-
sion, Baykal, in Sackermann's presence, had stated that she was going to
punch Sackermann's daughter, Nancy Taormina, "in the mouth," he nev-
erthelews found the entire incident to be insignificant. However, contrary
to the Administrative Law Judge's finding, the record establishes that
Baykal's actual threat was to punch Taormina "in the f-ing face." Fur-
ther, in finding the matter to be insignificant, the Administrative Law
Judge ignored the fact that Taormina, as testified to by Sackermann, not
only was one of Respondent's supervisors but also held the positions of
vice president and treasurer of the company. Under these circumstances
we find that, contrary to the Administrative Law Judge, Baykal's use of
profanity towards one of Respondent's chief officersn nd managerial em-
ployees, coupled with the threat of physical harm, was as serious an of-
fense as Ferraro's use of profanity towards Sackermann. Aside from a
mild rebuke by Sackermann, no disciplinary action was taken against
Contlnsud
666
TRA-MAR COMMUNICATIONS, INC.
point has the burden of showing that Ferraro's dis-
charge for using profanity would have occurred in
the absence of her union activities, has presented
no evidence to indicate that such conduct had not
previously been condoned. Under these circum-
stances, we find that it has failed to meet that
burden.
The record, however, further reveals that while
Respondent would have tolerated Ferraro's use of
profanity towards Sackermann, it was unwilling to
tolerate any support for the Union or Ferraro's ac-
tivities on its behalf. Thus, it sought, through un-
lawful means, to thwart the Union's attempt to or-
ganize its employees and, having failed in that en-
deavor, it retaliated against its employees by un-
lawfully withdrawing certain privileges previously
enjoyed by them and by imposing more onerous
working conditions through the enactment of un-
lawful work rules. Further, believing that Ferraro
was solely to blame for the success of the Union
and because of her role as the Union's leading ad-
herent, Respondent singled her out for disciplinary
action and issued an unlawful warning to her
which, it is significant to note, contained a threat
of immediate discharge if she were to persist in the
conduct described therein. That Respondent was
anxious to get rid of Ferraro can hardly be disput-
ed, for shortly after issuing the warning containing
the threat of discharge it impliedly threatened her
with discharge by telling her that things would be
getting worse, rather than better, for her because
of her desire to have a union, and further sought to
prevent her from returning to work after her leave
of absence. Additionally, upon her return to work,
Respondent continued to harass Ferraro by watch-
ing her closely as she worked.
Thus, while Ferraro's use of profanity towards
Sackermann may have been a factor in Respond-
ent's decision to terminate her,14 no evidence was
presented by Respondent to support the claim that
the discharge would still have occurred had Fer-
raro not engaged in union activities. To the con-
trary, we are convinced by the above-stated facts
Baykal for her conduct. That Baykal may have been a supervisor at the
time this incident occurred does not, in our view, diminish the import of
such conduct.
In other incidents involving the use of profanity, Sackermann referred
to Ferraro as a "fat f-" and to employees who had written on phone
equipment as "bastards."
"4 Indeed, it is questionable whether Ferraro's use of profanity towards
Sackermann was even a factor in the decision to terminate her. In this
regard we note that no disciplinary action was taken against Ferraro on
October 22 when she first cursed at Sackermann. Rather, the decision to
terminate her for that incident, as well as for the profanity used on Octo-
ber 24, occurred only after Ferraro had warned Sackermann that he
would be hearing from her attorney and after threatening to go to the
IRS, FBI, and the "Labor Board." Under these circumstances, Respond-
ent's decision to terminate Ferraro may well have been motivated wholly
by its belief that Ferraro would continue to engage in union or other
concerted activity.
that had Ferraro not engaged in any union activi-
ties, Respondent, whose workplace was evidently
not a showcase of virtue and who, indeed, pro-
voked Ferraro's outburst, would have condoned
Ferraro's misconduct. Having failed to meet its
burden of rebutting the General Counsel's prima
facie case as required under Wright Line, supra, Re-
spondent, we find, has violated Section 8(aX3) and
(1) of the Act, as alleged.t"
THE REMEDY
Having found that Respondent has engaged in
unfair labor practices within the meaning of Sec-
tion 8(aX)1) and (3) of the Act, we shall order that
it cease and desist therefrom, and from in any like
or related manner infringing upon its employees'
Section 7 rights. Respondent shall also be required
to offer employees Lillian Ferraro and Dawn
Baykal immediate and full reinstatement to their
former positions or, if those positions no longer
exist, to substantially equivalent positions, without
prejudice to their seniority or any other rights and
privileges previously enjoyed, and to make them
whole for any loss of earnings they may have suf-
fered due to the discrimination against them, with
interest, in the manner prescribed in F. W. Wool-
worth Company, 90 NLRB 289 (1950), and Florida
Steel Corporation, 231 NLRB 651 (1977). See also
Isis Plumbing & Heating Co, 138 NLRB 716 (1962).
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board hereby orders that the Respondent,
Tra-Mar Communications, Inc., Union City, New
Jersey, its officers, agents, successors, and assigns,
shall:
1. Cease and desist from:
(a)
Threatening
employees
with
discharge,
layoff, more onerous and arduous working condi-
tions, loss of privileges, denial of wage increases,
and with a shutdown of its business for engaging in
protected concerted and union activities.
(b) Promising wage increases to its employees
and creating the impression that the selection of
the Union was a futile gesture in order to discour-
age them from engaging in union or other protect-
ed concerted activities.
(c) Bypassing Local 827, International Brother-
hood of Electrical Workers, AFL-CIO, and bar-
gaining directly with its employees.
'i In view of our finding that Respondent would not have discharged
Ferraro for using profanity towards Sackermann had she not engaged in
union activities, we find the Board's decision in Fibrcan Corp.. upra, to
be inapplicable herein.
667
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
(d) Discouraging membership in Local 827, In-
ternational Brotherhood of Electrical Workers,
AFL-CIO, or any other labor organization, by dis-
criminating against employees in regard to hire or
tenure, of employment, including withdrawal of
privileges, issuance of written or verbal work rules,
and issuance of warning letters to its employees.
(e) In any like or related manner interfering
with, restraining, or coercing employees in the ex-
ercise of the rights guaranteed them by Section 7.
of the Act.
2. Take the following affirmative action which is
necessary to effectuate the policies of the Act:
(a) Offer Lillian Ferraro and Dawn Baykal im-
mediate and full reinstatement to their former posi-
tions or, if those positions no longer exist, to sub-
stantially equivalent positions, without prejudice to
their seniority or other rights and privileges, and
make them whole for any loss of pay they may
have suffered by reason of their discriminatory dis-
charges, in the manner set forth in "The Remedy"
section of this Decision.
(b) Expunge from its files any references to the
discharges of the above-named employees and
notify them in writing that this has been done and
that evidence of this unlawful conduct will not be
used as a basis for future personnel action against
them.
(c) Reinstate all privileges previously enjoyed by
its employees which had been withdrawn because
they engaged in protected concerted and union ac-
tivities.
(d) Preserve and, upon request, make available to
the Board or its agents, for examination and copy-
ing, all payroll records, social security payment
records, timecards, personnel records and reports,
and all other records necessary to analyze the
amount of backpay due under the terms of this
Order.
(e) Post at its place of business in Union City,
New Jersey, copies of the attached notice marked
"Appendix.""'
Copies of said notice, on forms pro-
vided by the Regional Director for Region 22,
after being duly signed by Respondent's authorized
representative, shall be posted by it immediately
upon receipt thereof, and be maintained by it for 60
consecutive days thereafter, in conspicuous places,
including all places where notices to employees are
customarily posted. Reasonable steps shall be taken
by Respondent to ensure that said notices are not
altered, defaced, or covered by any other material.
'6 In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."
(f) Notify the Regional Director for Region 22,
in writing, within 20 days from the date of this
Order, what steps Respondent has taken to comply
herewith.
MEMBER JENKINS, concurring:
This case illustrates the confusing and misleading
effect caused by an effort to apply Wright Line to
situations where it has no applicability: cases in
which there is only one genuine motive, and that
one unlawful, for a discharge.
All (except Respondent) agree that Ferraro's
union activity was a cause of her discharge. Re-
spondent asserts her use of profanity was the regu-
lar order of the day, without ever having caused a
discharge. Thus it is plain that the profanity was a
pretext, and there is no need to spend barrels of ink
logging the route.
Wright Line misled an Administrative Law Judge
here, not for the first or last time. We should limit
that case to the situation it was designed to meet:
two existing motives for the discharge, one lawful
and one unlawful.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
After a hearing at which all sides had an opportu-
nity to present evidence and state their positions,
the National Labor Relations Board found that we
have violated the National Labor Relations Act, as
amended, and has ordered us to post this notice.
WE WILL NOT threaten employees with dis-
charge, layoff, more onerous or arduous work-
ing conditions, loss of privileges, denials of
wage increases, or with close of our business
for engaging in union or protected concerted
activities.
WE WILL NOT promise our employees wage
increases or create the impression that their se-
lection of the Union was a futile gesture in
order to discourage them from supporting the
Union or engaging in other protected concert-
ed activities.
WE WILL NOT bypass Local 827, Interna-
tional Brotherhood of Electrical
Workers,
AFL-CIO, and deal directly with our employ-
ees on matters concerning wages, hours, and
working conditions.
WE WILL NOT withdraw privileges previous-
ly enjoyed by our employees for engaging in
protected concerted or union activities.
668
TRA-MAR COMMUNICATIONS, INC.
WE WILL NOT issue written or verbal work
rules to our employees for engaging in protect-
ed concerted or union activities.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce employees in
the exercise of the rights guaranteed them by
Section 7 of the Act.
WE WILL offer Lillian Ferraro and Dawn
Baykal immediate and full reinstatement to
their former jobs or, if their jobs no longer
exist, to substantially equivalent positions with-
out prejudice to their seniority or other rights
and privileges,
and WE WILL make them
whole for any loss of pay, with interest, suf-
fered by them by reason of our discrimination
against them.
WE WILL expunge from our files any refer-
ence to the discharges of Lillian Ferraro and
Dawn Baykal and shall notify them in writing
that this has been done and that evidence of
this unlawful conduct will not be used as a
basis for future personnel actions against them.
WE WILL reinstate all privileges previously
enjoyed by our employees which had been
withdrawn because they engaged in protected
concerted and union activities.
TRA-MAR COMMUNICATIONS, INC.
DECISION
STATEMENT OF THE CASE
THOMAS T. TRUNKES, Administrative Law Judge: The
above proceeding was heard in Newark, New Jersey, on
July 20-23 and 27-29, 1981, upon charges filed on Octo-
ber 27, 1980, by Lillian Ferraro, herein Ferraro, in Case
22-CA-10374, and on November 7,
1980, by Dawn
Baykal, herein Baykal, in Case 22-CA-10406, and com-
plaints issued thereon respectively on December 11 and
December 22, 1980,1 pursuant to Section 10(b) of the
National Labor Relations Act, as amended, herein called
the Act, which alleges that Tra-Mar Communications,
Inc., herein Respondent, violated Section 8(aX3) and (1)
of the Act by discharging and refusing to reinstate Fer-
raro and Baykal. In addition, both complaints contain
several allegations of independent violations of Section
8(aXl), including an allegation of bypassing the collec-
tive-bargaining representative of Respondent's employees
and dealing directly with employees regarding wages,
hours, and working conditions. 2
All parties were represented at and participated in the
hearing, and had full opportunity to adduce evidence, ex-
I By Order dated January 14, 1981, the two cases were consolidated
for a hearing.
a No allegation of a violation of Sec. 8(aX5) is contained in either of
the two complaints.
amine and cross-examine witnesses, file briefs, and argue
orally.3 The issues presented in this case are as follows:
I. Whether Respondent violated Section 8(a)(1) of the
Act by committing any of the specific independent viola-
tions as alleged in the complaints.
2. Whether Respondent violated Section 8(a)(3) and
(1) of the Act by withdrawing privileges and imposing
more onerous and arduous terms and conditions of em-
ployment by announcing and implementing various writ-
ten and verbal work rules in June and July 1980.
3. Whether Respondent violated Section 8(aX3) and
(1) of the Act by issuing a warning letter to, and/or
thereafter discharging, Ferraro.
4. Whether Baykal was a supervisor as defined in Sec-
tion 2(11) of the Act between October 20 and November
6, 1980.4
5. Whether Respondent discharged and failed to rein-
state Baykal in violation of Section 8(aX3) and/or (1) of
the Act.
Upon the entire record, including my observation of
the demeanor of the witnesses, and after due considera-
tion of the briefs filed by Respondent and the General
Counsel, I make the following:
FINDINGS OF FACT
I. JURISDICTION
Respondent, a New Jersey corporation, with its princi-
pal office and place of business located in Union City,
New Jersey, is engaged in the business of providing
radio paging and mobile radio telephone services and re-
lated communication services. During the preceding 12
months, which operations are representative of its annual
operations at all times material herein, Respondent de-
rived gross revenue in excess of S100,000. During this
same period Respondent caused to be purchased, trans-
ferred, and delivered to its place of business, goods and
materials valued in excess of $50,000, of which goods
and materials valued in excess of S50,000 were transport-
ed to its place of business in interstate commerce directly
from States of the United States other than the State of
New Jersey. Respondent admits, and I find, that it is an
employer engaged in commerce within the meaning of
Section 2(2), (6), and (7) of the Act.
II. THE LABOR ORGANIZATION
Respondent admits, and I find, that Local 827, Interna-
tional Brotherhood of Electrical Workers, AFL-CIO,
herein called the Union, is and has been at all times ma-
terial herein, a labor organization within the meaning of
Section 2(5) of the Act.
s All parties waived oral argument. Only the General Counsel and Re-
spondent filed briefs.
4 Unless otherwise noted, all dates hereafter refer to the year 1980.
669
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. Background
I. Operation of Respondent
Respondent is licensed by the Federal Communica-
tions Commission and is known as a radio common carri-
er. It is authorized to utilize radio channels for radio
paging and for car telephone service. Certain clientele of
Respondent have telephones in their vehicles which Re-
spondent services. Other clients have beepers attached to
their belts which emit a signal when the party is being
called by telephone. The officers of Respondent are the
following:
Charles Sackermann,
herein
Sackermann,
president; Nancy Taormina (nee Sackermann), herein
Nancy, vice president and treasurer; Vernice Sacker-
mann, herein Vernice, vice president and secretary; Ken-
neth Green, herein Green, vice president. All of the four
officers are on the board of directors. Respondent is a
private corporation, all the shares of stock are owned by
Charles Sackermann. Nancy and Vernice work in the
bookkeeping department. In addition to the four officers,
Baykal was the only other supervisor until at least Octo-
ber 20. Baykal, Nancy, and Vernice were paid salaries,
whereas the other employees were paid hourly. As a su-
pervisor, Baykal's duties included setting up schedules,
making substitutions for absent employees, checking
timecards, checking entries of clients who used the radio
channel, and responsibly directing other employees. In
addition,
Sackermann
testified
that he empowered
Baykal to hire and discharge employees, which she exer-
cised in June in discharging an employee without consul-
tation with him.
Between April and November 1980 there were ap-
proximately 12 other employees on the payroll of Re-
spondent working as mobile and paging operators. 5 Re-
spondent operated a 24-hour schedule. On the dayshift,
from 8 a.m. to 4:30 p.m., were Ferraro, Maureen
O'Brien, herein O'Brien, and Donna Lupo, herein Lupo.
These were full-time mobile operators. The evening shift,
from 4:30 p.m. to midnight, was operated by several
part-time employees, including Linda Kappmeier, herein
Kappmeier, Lorraine Locantore, herein Locantore, Na-
nette Lupo, Eileen Paul, Coreen Paul, and Doreen
Blaettler, herein Blaettler. The midnight to 8 p.m. shift
was operated by Laura Romano and Terry Paul, herein
Terry, who is the mother of Baykal.6
2. Union activity of Respondent's employees
Ferraro testified that in April she and Lupo met Sack-
ermann in his office for the purpose of requesting a raise
for the employees. When Sackermann stated that he
could not afford to give a raise, he was told by Ferraro
that the employees would have to take further steps.7
' These positions are akin to telephone operators at a switchboard for
the telephone company.
a Another employee on the payroll working part time was Richard
Steffens. The record does not reveal the hours he worked or what job
title he held.
I Ferraro testified that either she or Lupo made the statement. Lupo
testified that Ferraro made that statement.
Following the meeting with Sackermann, Ferraro met
with other employees and asked if they were willing to
entertain union representation. Upon receiving assurances
from the majority of the employees, she contacted
Woody Page, a business agent for the Union, who put
her in contract with Joe McLaughlin, a union organizer.
At a meeting held in April with Lupo and Ferraro,
McLaughlin explained benefits of union membership and
procedures that would follow and handed them union-
authorization cards to be distributed and signed by the
employees of Respondent. Ferraro thereafter solicited
other employees, including O'Brien, Eileen Paul, and Lo-
cantore. Subsequently, another meeting was held with
McLaughlin, other union organizers, and several employ-
ees of Respondent, including Ferraro. Ferraro returned
to McLaughlin several signed union authorization cards,
after which he explained that he would file a petition
with the Board, and that an election would be held.
Sackermann conceded that he received a communication
from the NLRB, indicating that a petition was filed by
the Union in April. Thereafter, an election was held on
May 30 at Respondent's place of business. The tally of
ballots indicated that of approximately nine eligible
voters, eight cast ballots for the Union, and no one cast
ballots against it. Although Respondent filed timely ob-
jections to the election, they were later withdrawn, and
the Union was certified on June 19.
B. Alleged Independent 8(a)(1) Activity
Ferraro testified extensively with respect to union
animus and alleged independent 8(a)(1) activity of Re-
spondent. Ferraro stated that upon receiving notification
by the Board of the representation petition filed by the
Union, Sackermann requested that Ferraro and Lupo
come to his office. When they arrived at his office, ac-
cording to Ferraro, Sackermann was holding a letter in
his hand and stated, "I understand you want a union at
Tra-Mar. I want you to think twice before you make any
moves because any privileges that you have now are
definitely going to be taken away if the Union is voted."
Ferraro answered that he "would have to do what he
has to do." She further testified that following this initial
meeting with Sackermann, and prior to the election, Fer-
raro attended numerous meetings called by Sackermann
in his office and in the dispatch room. Basically Sacker-
mann repeated to Ferraro and other employees what he
had stated in the first meeting with her and Lupo. She
further declared that in mid-May, Sackermann invited
Lupo and herself into his office and discussed the possi-
bility of increases in salaries and benefits. When the two
employees expressed interest, he stated that he would
discuss further possibilities of raises and benefits through
Baykal. Later, Baykal informed Ferraro, Lupo, and
O'Brien in a meeting in the dispatch room that Sacker-
mann was offering them a 25-cent-an-hour raise and an-
other 25-cent raise in January 1981 if the Union were not
elected. 8
s As stated, supra, the Union was successful in the election held on
May 30.
670
TRA-MAR COMMUNICATIONS, INC.
The following
Monday, June 2, Sackermann
an-
nounced in the presence of Baykal, Lupo, O'Brien, and
Ferraro, "I told you I'll never have a union in here. I'll
never have a union in here telling me how to run my
business, or giving me orders as what to do. Before I do
that, I'll sell the business and move to Florida." On
cross-examination, Ferraro further testified that at a
meeting in her house sometime in May, prior to the elec-
tion, attended by Lupo, O'Brien, Locantore, Terry, and
Ferraro, Baykal, who had requested the meeting with
the employees for the purpose of relaying what Sacker-
mann had told her with respect to salary increases and
other benefits, stated, "Mr. Sackermann would like to
speak to you girls through me, as far as the increases in
salary and benefits.""
Baykal testified that, after the Union commenced its
organizational campaign, Sackermann informed Baykal
that employees were attempting to acquire a union, and
that he "felt Ferraro was responsible." Baykal testified
that he asked, "Did the girls realize what they were
doing, did they have any idea of what they were-they
were doing and what this was going to do to him?"
Baykal further testified that Sackermann told her that,
"He wasn't going to have any union come in there and
tell him how to run his company, that he would sell the
company first or he would automate." Baykal further
stated that in another instance Sackermann called her
into his office and discussed the possibility of speaking
with the girls regarding increases in wages and other
benefits. Sackermann instructed Baykal to work with the
bookkeeper (his daughter Nancy) to "work up figures in
benefits that would be agreeable." Baykal stated that she
and Nancy agreed that, "the girls would get a 25-cent
raise immediately. There would also be other raises, the
next one being January 1981, and possibly raises after
that at set times. Also, benefits were agreed upon, addi-
tional sick days." Baykal then stated that these raises and
benefits were offered by her to Lupo, O'Brien, Ferraro,
Locantore, Kappmeier, and practically every operator
over a period of time up to the day of the election. She
stated that she informed them that Sackermann was will-
ing to give them what they wanted, adding that, "he did
not want the Union in there and that if we could agree
upon this, the girls would vote no for the union, not to
vote the union into the company." Baykal also testified
that sometime before the election in May, Sackermann
announced to the day-shift operators (Ferraro, Lupo, and
O'Brien) in the dispatch room that he would sell his busi-
ness or automate before dealing with the Union. Baykal
also testified that following the election Sackermann in-
formed her that he would not commit himself to the
raises promised for January 1981. He stated to her that
this was a misunderstanding. She responded that she had
informed the employees of the raises. He advised that
she inform the employees otherwise. She thereafter noti-
fied Lupo that Sackermann related that he could not
commit himself to the January 1981 raise at that moment.
Lupo testified that, at the meeting in April in Sacker-
mann's office with Ferraro present, Sackermann told the
two employees that he was aware of the election, and
9 The record is void of any futrther testimony by Ferraro on this point.
warned that he could possibly move to Florida and sell
his business, or he could computerize his system, which
would eliminate the position of operator. She further
confirmed that Baykal had told her that Sackermann was
willing to grant raises, more sick pay, holiday pay, and
vacations for part-time employees. However, she did not
testify that these promises of benefits were conditioned
on the employees not voting for the Union.
O'Brien, who has since voluntarily terminated her em-
ployment in June 1981, testified that sometime before the
election she had a conversation with Sackermann in his
office. She stated, "Well, I don't remember everything
he said, but, some of the things he said were Tra-Mar is
a small company and it really didn't need a union. And,
a union wouldn't do that much good for me, and other
people were trying to influence me, and that he had it all
worked out in the budget to give us raises every few
months. And, that now it was frozen because of the
union and he couldn't give it to us." O'Brien further tes-
tified that Baykal had promised her that, if the employ-
ees voted against the Union, they would get a raise.
Respondent presented two witnesses to respond to the
alleged 8(aX1) independent violations.
Sackermann testified as follows: At a meeting in April
with Lupo and Ferraro regarding a request for raises, he
informed them that he could not grant their request be-
cause he had serious financial problems at that time.
Sometime later, following the filing of the union petition,
in another conversation with Lupo and Ferraro in his
office, he suggested that they think before they act. He
also acknowledged that he had financial problems, and
asked that they do nothing that could hurt him. He re-
called having conversations with other employees, in-
cluding Baykal, O'Brien, Terry, Locantore, and Kapp-
meier, similar to the one he had with Lupo and Ferraro
in his office. He further testified that he had engaged in
various conversations with Baykal, in which he ex-
plained that he was concerned that, if the Union were
successful, he would not be in a position to meet their
monetary demands. He also spoke to Baykal approxi-
mately 2 weeks prior to the election about possible
raises, informing her that Respondent could afford at
that time a 25-cent-an-hour raise, and instructing her to
communicate this information to other employees. He
then testified that he was uncertain that the raise was ef-
fectuated, as Baykal and Nancy handled the details
thereafter. On cross-examination by the Charging Party,
Sackermann stated that Respondent was having financial
problems and that he had told employees, "Think before
you hurt me." He explained that the Union could hurt
him as follows: "If the Union came in the demands that
they could demand on to the Company could be on
what my cash flow is and I would have a problem
paying bills and I would have been-financial problems."
He further stated on cross-examination that, after he del-
egated Baykal and Nancy to work out the raises for new
employees, he was informed that the employees wanted
a guarantee, in writing, of a 25-cent raise in January
1981. He testified, "I couldn't guarantee it. I said I
would try. If I could give more, I would give more. I
671
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
will not guarantee it, because I had no idea what the po-
sition would be in January. That's what I said."
Nancy, treasurer and bookkeeper of Respondent, testi-
fied as follows: One of the part-time employees working
the 4:30 p.m. to midnight shift, Blaettler, was earning the
minimum wage of $3.10 an hour in November. Nancy in-
creased her salary to $3.25 because Respondent had
hired a new employee to start at the minimum wage, and
Nancy believed that it would not be fair to Blaettler to
be receiving the same wages as the new employee. She
testified that this was the normal procedure when a new
employee was hired. Blaettler's wages increased to $3.35
in January 1981 and again to $3.60 later that month be-
cause the minimum wage was increased 25 cents at that
time. Nancy testified that between September and No-
vember 1980 Blaettler was the only employee who re-
ceived an increase in wages. However, she did testify
that wages of other employees, such as O'Brien, were
augmented as the minimum wage increased.
C. Changes in Work Rules
Following the election of Friday, May 30, the full-time
daytime operators returned to work on Monday, June 2.
Sackermann, addressing Lupo, O'Brien, and Ferraro, no-
tified them that he wanted an efficiently run company.
He then presented each employee with a memorandum
which read as follows:
June 1, 1980
MEMO TO ALL SWITCHBOARD EMPLOY-
EES
I would like to take this opportunity to thank all
of you for your services.
The following is a list of regulations that have
been compiled to help this company run more effi-
ciently:
*1. No smoking for your health and for the health
of others.
· 2. No personal phone calls, incoming or outgoing.
*3. Absolutly [sic] No Visitors allowed.
*4. There will be No tamporing [sic] with any Em-
ployee Time Cards. This will lead to the dismissal
of both partys [sic] involved.
*IF ANY OF THESE REGULATIONS ARE
NOT COMPLIED WITH, IT WILL LEAD TO
YOUR IMMEDIATE DISMISSAL.
THANK YOU,
/s/ Mr. Charles E. Sackermann
Ferraro testified that prior to the election the employ-
ees were permitted to smoke, receive personal telephone
calls, make personal telephone calls, and receive visitors
on the premises, but were not allowed to tamper with
the timecards. Ferraro further testified that in June she
had contacted OSHA'1
to complain about dangerous
10 Occupational Safety and Health Administration, an agency of the
U.S. Department of Labor.
working conditions, which included a need for repair of
the front steps of the building, a lack of a fire escape in
the two-story building, and a large hole in the floor of
the dispatch room. A few days later, an OSHA inspector
informed Ferraro that Sackermann agreed to make the
necessary repairs, and advised her that should there be
any repercussions, she should contact him.
Further work rule changes were introduced at Re-
spondent's premises in June and July. According to Fer-
raro, the luncheon period was reduced from I hour to
one-half hour; reading and eating were prohibited at the
board; standing in the dispatch room on breaktime, using
the pay telephone, and writing on telephone equipment,
all were disallowed; the employees were deprived of
coffee and bottled water previously allotted to them; and
no one was permitted to put on the air conditioner
except Baykal or Sackermann. Ferraro testified that
these rules were verbally promulgated by Sackermann to
Baykal each time Sackermann observed something he
did not like.
Ferraro further testified that with respect to the rule
prohibiting eating at the switchboard, many employees,
including herself, ate at the switchboard in the presence
of Sackermann many times before June 2, without com-
plaint from him. She explained that after Sackermann ob-
served her reading a newspaper on her break at the
switchboard one day, he screamed at Baykal that he did
not want any reading at the board. With respect to the
air conditioning, Ferraro stated that, until the rule
change, it was she who put on the air conditioner every
morning in the summer. As for the use of the telephone,
Ferraro asserted that after Sackermann had observed
Lupo and her using the pay telephone located across the
street at Tra-Mar Electronics, also owned by Sacker-
mann, he directed that they discontinue the use of the
telephone. With respect to standing in the dispatch office
during breaks, Ferraro averred that after Sackermann
had noticed her standing in the dispatch room during a
break, he screamed at Baykal that he did not want
anyone in the dispatch room while on her break.
Ferraro further testified that sometime in June or July,
Baykal protested the issuance of verbal rules to Sacker-
mann. Baykal requested that he post all his rules and reg-
ulations that he wanted enforced because the employees
did not know they were breaking rules if they were not
aware of them. This protestation was made in the dis-
patch room in the presence of Ferraro, Lupo, and
O'Brien. Ferraro testified that she did not hear any re-
sponse from Sackermann.
On cross-examination, Ferraro acknowledged that in
1976 a written set of rules had been promulgated and
signed by Baykal, via a memorandum directed to all op-
erators. The memorandum states the following:
ATTENTION: OPERATORS
PLEASE COMPLY TO THE FOLLOWING
RULES EFFECTIVE NOVEMBER 22, 1976
1. Payday is Wednesday at 4:00 P.M.
2. All are required to punch in and out.
672
TRA-MAR COMMUNICATIONS, INC.
3. Operators in the day are to punch in and out at
lunch time, starting November 22, 1976.
4. When an operator is working a channel she is to
concentrate on her mobile phones, while the two
back up girls handle the Tra-Mar and paging
phones. If the two back up girls are both busy and
the operators working the channels are free, they
too are to pick up a page phone.
5. Don't get up from the board to use ladies' room
or to get coffee etc. without asking another girl to
cover your station.
6. Reference absenteeism: you are to call your super-
visor at her home-865-6126-if she is not there,
then call into the office, but not at the last minute.
If you are going to be ill, you know 15 min.
before it's time to report to work.
7. During the day there should be no reading mate-
rial at the board. Also, any selling (Avon, Tupper
Ware, etc.) is to be done during lunch time or
before punching in or after punching out.
8. All operators are to clean up after themselves.
Please don't write on the desks or phone equip-
ment. When you are the one to get ink on your
clothing you will realize what I'm trying to say.
9. Any questions regarding your pay should be
asked of your supervisor, she will then get your
time card and go over it, with you.
I hope that this memo is clear. Any questions that
you might have, I will be more than happy to dis-
cuss with you.
Let us all buckle down to start the New Year right.
Thank you,
/s/ Dawn P. Baykal
Supervisor
Tra-Mar Communications, Inc.
Ferraro asserted that with respect to rule 7 (reading at
the switchboard), Sackermann had seen her reading at
the board many times after the 1976 memorandum. How-
ever, she did acknowledge that the rules involving writ-
ing on telephone equipment and punching timecards
were never revoked, and, thus, were still in effect.
Ferraro acknowledged a memorandum of January 1,
1980, issued by Baykal with reference to visitors, which
reads as follows:
January 1, 1980
Please Note: This is just to show you, how many
times the same rules have been repeated.
There are a few facts that have been changed:
1. Friday is now Payday, after 3 o'clock.
2. Another change is my telephone number, it is
now 865-4957.
New rule and most important, there are to be no
visitors coming up to the dispatch room, day or
night. That means customers, or friends. Also, there
is no reason to come to the office if you are not
scheduled to work, this is not a hang-out, it is a
place of business!
PLEASE Adjust your minds to follow the Compa-
ny guidelines.
A Happy & Peaceful New Year to All.
Thank you,
/s/ Dawn P. Baykal
Supervisor
Tra-Mar Communications, Inc.
Ferraro claimed that although this rule was promulgat-
ed by Baykal, it never was enforced as visitors continued
to visit the premises of Respondent.
On cross-examination, Ferraro agreed that the rule
changes instituted by Respondent were not instituted
specifically against her only, but were instituted for all
employees. With respect to the termination of coffee
privileges, Ferraro acknowledged that Sackermann had
paid for the coffee.
Ferraro further testified that she was unaware of any
violations OSHA issued in regard to smoking. The no-
smoking rule issued on June 2 occurred before the
OSHA inspection and before her complaint to OSHA.
She further testified that the water cooler had been re-
moved in June and was not replaced-at least not until
the date of her discharge in October.
Baykal, in support of Ferraro, testified that prior to
the election she had issued work rules which were not
enforced. However, after the election Sackermann issued
a new set of rules on June 2, and thereafter issued verbal
rules with respect to anything that annoyed him.
Coreen Paul, sister of Baykal, employed part time as a
mobile operator on the 4:30 p.m. to midnight shift, testi-
fied that subsequent to the issuance of the work rules of
June 2, these rules were not enforced on her shift with
respect to smoking and visitors. She testified that she had
observed Kappmeier and Locantore smoking on the eve-
ning shift and had further observed Locantore receiving
visitors on several different occasions. Specifically, she
recalled Blaettler visiting Locantore and both were cro-
cheting and exchanging recipes in the presence of Sack-
ermann. He did not object that Locantore was receiving
visitors or that she was breaking any of his rules. On an-
other occasion in September when she visited the office
on a weekend shift one night, she observed Kappmeier at
the switchboard smoking in the presence of Sackermann.
On cross-examination, she testified that the smoking rule
was enforced against her until the day she saw Kapp-
meier smoking. She also asserted that recently Lupo was
sitting with her at the switchboard while she was work-
ing in the presence of Sackermann, for which she was
not disciplined.
Lupo testified that employees had punched each
other's timecards in the presence of Sackermann prior to
June 2 without complaints from him. In addition to the
rules as testified to by Ferraro, Lupo stated that employ-
ees of Tra-Mar were not permitted to speak to employ-
ees of Tra-Mar Electronics or talk to the floormen. Also
they were obliged to use placemats under coffee cups at
their desks. She further asserted that Baykal, Ferraro,
and O'Brien all smoked during the day shift, and that
Sackermann informed the employees that he "did not
want more than one girl smoking at a time."
-
673
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Terry Paul testified that she eats at the switchboard
during her shift, and had observed Kappmeier smoking
and eating at the switchboard. On cross-examination, she
acknowledged that subsequent to June 2 Sackermann set
up a special table in the hallway with an ashtray where
employees could go to smoke.
Sackermann testified, with respect to the written rules
of June 2, that he was afraid of a citation by OSHA
charging his premises to be a firetrap, which caused him
to promulgate the no-smoking rule. Sackermann asserted
that the other rules of June 2 with respect to visitors and
telephone calls were not enforced either before or after
June 2. With respect to oral rules issued in June and
July, Sackermann acknowledged issuing rules with re-
spect to the withdrawal of the coffee and the water
cooler, the use of the air-conditioning system, and mark-
ings on panels and wiring. However, no explanation was
forthcoming to explain the lack or nonconnection be-
tween the issuance of rules and the fact that the Union
was successful in the election of June 2.
D. Warning Letter to Ferraro On July 9
On July 9, Sackermann handed Ferraro and Baykal
copies of a letter addressed to Ferraro which reads as
follows:
Lillian Ferraro:
July 9, 1980
Please be advised that this shall constitute a
warning letter to advise you that for the past six (6)
weeks your attitude towards management has been
one of gross insubordination as evidence by your
following acts: 1. Approximately six (6) weeks ago
you demanded my presents [sic] before all the other
workers to advise me that you were unhappy about
the fact that the Bookkeeping Department and the
workers from Tra-Mar Electronics all went out to
lunch at the same time. This is absolutely no con-
cern of yours and should not have been a matter for
discussion. 2. It has been felt by management that
you have not worked for the best interests of this
company and it is our distinct impression that you
have spoken to individuals such as Telephone Com-
pany employees and others while on the premises in
an attempt to discredit the management of this
Company, via the telephone equipment. 3. You
have taken to eating your lunch on my desk as an
act of difiance [sic] and for the most part you have
completely disreguarded [sic] all company rules.
Please be advised that this shall be your only
warning letter and if your behavior in this manner
continues in the future you will be summarily dis-
charged.
/s/ Charles E. Sackermann
President
CES:vs
cc: Vincent Verdiramo
Dawn Baykal
Ferraro testified that Sackermann requested Baykal to
sign her copy of the letter as proof that Ferraro had re-
ceived it. Baykal at first refused to do so, contending
that the contents of the letter were not true. Sacker-
mann, according to Ferraro, screamed at Baykal, "I
don't care if you think it is true or not, just sign it so that
I know that I have proof that Lillian received the
letter." Baykal thereafter did as directed.
In response to the accusations presented in the letter,
Ferraro testified that she never demanded the presence
of Sackermann in front of her fellow employees. She
stated that she asked Sackermann if she could speak to
him for a moment, inquiring why the bookkeeping de-
partment and Tra-Mar Electronics' employees went to
lunch together as it created a heavier workload on the
mobile operators. Sackermann responded by screaming
at Ferraro that the bookkeeping department and Tra-Mar
Electronics employees can go to lunch and stay as long
as they like, and it was none of Ferraro's business. Ac-
cording to Ferraro, he also charged that she "wanted a
Union in there, and things were going to get a hell of a
lot worse before they got better."
As for the second allegation in the letter, Ferraro
denied speaking to anyone in an attempt to discredit Re-
spondent. She does acknowledge having spoken to a
telephone repairman, thanking him when he congratulat-
ed her for the success of the Union. This incident took
place in the latter part of June in the dispatch office in
the presence of Lupo, O'Brien, Baykal, and Nancy. She
recalls Nancy calling Sackermann
on the intercom
system, after which he came to the dispatch room, and
invited the telephone repairman to accompany him into
his office. She averred that she heard loud arguing ema-
nating from the office, but did not hear the contents of
the conversation.
With respect to the third allegation in the letter, Fer-
raro denied ever eating lunch at Sackermann's desk.
Baykal confirmed Ferraro's testimony with respect to
her participation in the letter incident. She testified that
Ferraro did not break any company rules up to that
point or thereafter.
Sackermann defended the issuance of the letter as fol-
lows:
1. He disputes Ferraro's account of the discussion in-
volving the luncheon matter of the bookkeeping depart-
ment and the Tra-Mar Electronics employees. He assert-
ed that in a loud voice in front of other employees, she
demanded to know why this was done, and as he de-
scribed it, "It was in a loud tone of voice and it was
though she was the boss and I was working for her."
2. Sackermann had some problems with realigning the
telephone wires after part of the office was moved. He
became involved in a dispute with the telephone repair-
man, Bill Matys, who informed Sackermann that he was
a union man and did not want Sackermann to touch any
of the wires of the building. An accommodation was
made with the telephone repairman by Sackermann.
That afternoon he walked into the dispatch room and
observed Ferraro talking to the telephone repairman. He
heard her telling him which extensions worked properly,
which were not, which bells were working, and which
674
TRA-MAR COMMUNICATIONS, INC.
lights were not working. As he stated in his testimony,
"I felt that Lillian Ferraro was butting into things that
she shouldn't have."
3. Having moved the dispatch office from the second
story to the ground floor of the building, Sackermann
provided the room with carpeting, drapes, and new
desks. He also provided a break room where the opera-
tors could sit and eat as he did not want any eating to be
done at the dispatch board. He told the employees that
he did not want cups put on the dispatch board without
placing something under them. One day he alleged that
he walked by and saw Ferraro sitting at the board with
coffee and a newspaper. This occurred after he had
issued his verbal instructions not to eat or read at the
switchboard. He explained that, although Ferraro never
ate lunch at his personal desk, he considers all the desks
in Respondent's premises belonging to him and therefore
the item referred to: "Eating your lunch on my desk,"
referred to the desk supplied to Ferraro, not to his per-
sonal desk in his office.
E. Events of October 20, Including the Alleged
Nonsupervisory Status of Baykal
It should be noted that between the events of July
until October 20, no alleged violations relating to Fer-
raro or Baykal occurred. The record establishes that Fer-
raro was absent from work from September 2 to October
14 as a result of a disability unrelated to the instant case.
Ferraro testified that on Monday, October 20, when
she reported to work to relieve Terry, the weekend
night operator, she observed that Terry was very upset,
stating that she had problems with Kappmeier. Terry
telephoned Kappmeier and engaged in an argument with
her. According to Ferraro, a short time later Sacker-
mann came to work, appearing extremely angry. He
screamed at the employees present, which included
Lupo, O'Brien, Baykal, Vernice, and Ferraro, that he did
not want Kappmeier bothered, especially at home. He
wanted the employees to keep their "mouths shut" and if
they did not like it they "knew what they could do. I'm
the boss here. You listen to me. If not, you all will be
fired." Baykal answered that she would like to straighten
out the matter and have a meeting with the people in-
volved. Sackermann retorted, "Don't give me orders.
You cannot make any decisions for one month. Any de-
cisions you have to make, you come and ask me first."
Baykal responded that she did not know why Sacker-
mann was being so protective of Kappmeier, as she just
wanted to do her job to straighten the matter out. Ac-
cording to Ferraro, Sackermann fired back, "Because I
am sleeping with her." He also stated to Baykal, "I want
you keep your mouth shut and your ears closed to
what's going on around here." Ferraro later testified that
she recalls Sackermann stating, "Dawn, I don't want you
to make any decisions in here unless you check with me
on every detail first."
Ferraro testified that no written notification was sent
to the employees to indicate that Baykal was no longer a
supervisor. The basis for Ferraro's testimony that Baykal
no longer was a supervisor related to Sackermann's state-
ment in her presence on October 20. She asserted further
that, when Baykal was a supervisor, she relieved the
mobile operators at the switchboard every day during
lunch hour, and, in addition, she also operated the
switchboard when an employee scheduled to work was
absent.
According to Baykal, both O'Brien and Terry were
having work problems with Kappmeier. She essentially
verified Ferraro's detailed account of the events of the
morning of October 20. She added that Sackermann in-
structed her not to ask anybody any questions, told her
that she was on probation, and that "every move she
made or anything that came up, she was not to do any-
thing on her own but check with him no matter how big
or how small the detail was, and if she did not like it she
knew what she could do." He further suggested that she
would not be happy until Kappmeier was fired. Baykal
responded that she wanted to straighten out the problem
and had no intention of firing Kappmeier.
On cross-examination, Baykal insisted that she formed
the opinion that she no longer was a supervisor on Octo-
ber 20, based on what Sackermann had told her that day.
However, she acknowledged that in a hearing on De-
cember 12, before the State Unemployment Division of
New Jersey, she had testified that she was not aware that
she was just an operator until Sackermann informed her
of that on November 6, the date of her discharge.
Baykal further acknowledged that she never punched
a timeclock either before October 20 or after, unlike all
the other employees. Further, after being relieved of her
supervisory functions, until her discharge on November
6, she was not replaced. She contended that from Octo-
ber 20 until her discharge on November 6, she did not
perform any of the supervisory duties to meet the crite-
ria as defined in Section 2(11) of the Act. She specifical-
ly stated that after October 20, she no longer had the
ability to make decisions. She was not permitted to dis-
charge anyone nor permitted to question employees
working under her. In addition, she no longer fashioned
the work scheduled for employees. She was functioning
as a mobile operator; operating the switchboard and an-
swering telephones, not supervising anyone at that time.
However, she acknowledged that during this time frame
her salary was not reduced.
On cross-examination, Baykal acknowledged that from
October 20 to November 6, as she had performed in the
past, she continued to record customer cancellations or
changes in a record book maintained by Respondent.
Furthemore, she continued to pick up timecards, initial
them, and record times worked by employees, the same
as previously performed by her prior to October 20.
Baykal further testified that prior to October 20 an em-
ployee absent for illness would notify her and she, in
turn, would assign another employee as a replacement.
Baykal testified from October 20 to the date of her dis-
charge she did not believe that she substituted one em-
ployee for another. However, she does recall placing a
call to Blaettler to work as a substitute during this
period. However, when Blaettler informed her that she
could not do so, she notified Sackermann of the problem,
who thereafter telephoned Blaettler himself.
Baykal further testified that on October 24, Sacker-
mann called her into his office in the presence of Ken
675
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Green. He informed her that he wanted the business to
run smoothly and wanted "all the nonsense stopped."
Baykal responded that by not permitting her to speak
with Kappmeier and clearing the air immediately, Sack-
ermann made the problem bigger. He reminded her that
she was on probation, that the troublemaker would be
found, and the next one to step out of line would be
fired. She also testified that on November 5, in the pres-
ence of Lupo, Baykal informed Sackermann that certain
cards were being filed incorrectly, and she was going to
question the employees. He reminded her that she was
on probation and she had no right telling him that she
was going to question the "girls" about it. According to
Baykal, Sackermann added that he would handle the
problem, and if she did not like it she knew what she
could do.
Lupo confirmed the events of October 20 in essential
detail. She testified that Sackermann came into the dis-
patch office "yelling and screaming." He said that he
wanted the nonsense stopped and that Kappmeier was
not the cause of his problems and that others were caus-
ing trouble. Ferraro responded, "How can seven out of
eleven girls be wrong? You shouldn't be sticking up for
Linda." Sackermann responded, "This was his company,
he's the boss, and he says what's right and wrong." He
added that the next one who steps out of line would be
fired immediately. He then turned to Baykal and told
her, "I don't want you making any decisions for a whole
month. Come to me with everything. Even minor
things." According to Lupo, Sackermann further an-
nounced that all the girls were on probation without any
further explanation.
Vernice testified with respect to the October 20 inci-
dent as follows: On October 20 as she was riding to
work with her father, he told her he had a problem at
work and wanted her to be a witness. When they arrived
he began to discuss the problem with Baykal in the dis-
patch room in the presence of Ferraro and Lupo. Ac-
cording to Vernice, Respondent had encountered a prob-
lem with cards being improperly filed. Baykal stated that
Kappmeier had not filed the cards away, that she was
upset, and stated that something had to be done with
Kappmeier. Sackermann replied that they should forget
it, to which Baykal retorted that she did not want to
forget about it as Kappmeier should have filed the cards
properly and that something must be done. He again in-
structed her to forget about it as it was "no big deal."
To this last remark, Baykal said, "Well, what's the
matter, what are you, sleeping with this girl; you know,
like why are you sticking up for her this way, and Mr.
Sackermann said, Yes, right, I am sleeping wth her."'I
After that, he left the room. Vernice further testified that
Baykal wanted to fire Kappmeier, and was persistent in
this wish. She recalls Sackermann stating to Baykal that
she would have to discuss this and that anyone she
wanted to fire would have to be discussed with him.
Sackermann testified that on Monday, October 20, he
received a telephone call about 8 a.m. from Kappmeier
who stated that she had just received a nasty telephone
call from Terry in reference to misfiling of cards. When
I" Sackermann denied that this was a fact.
he arrived at work that morning, he questioned Baykal
about this in the dispatch office. After he ascertained a
few facts, he asked Baykal why did Terry call Kapp-
meier as the misfiling of the cards were not related to
Kappmeier. Sackermann informed the employees, which
included Ferraro, Lupo, and possibly O'Brien, that they
should discontinue discussing the issue as he had a busi-
ness to run. He does not recall any response from Baykal
to this. He further testified that he did not remember ut-
tering any comments to Baykal regarding her supervi-
sory responsibilities on that date. However, on cross-ex-
amination Sackermann did concede that he announced in
front of other employees that Baykal was on probation
and further conceded that any discussion regarding the
misfiling of cards by an employee was specifically dele-
gated to her as a supervisor. He further denied ever tell-
ing Baykal that she was no longer a supervisor. Howev-
er, he testified that he did state to her on October 20
that, because of the problems encountered, he wanted
her to work very closely with him. He further acknowl-
edged that sometime between October 20 and November
6 Baykal indicated that she wanted to discharge Kapp-
meier, which he overruled.
He admitted informing
Baykal that, with respect to firing employees, he wanted
her to discuss the matter with him before anyone is dis-
charged. He further testified that no employees were
hired or discharged between October 20 and November
6. Sackermann further conceded that, in an affidavit re-
corded by a Board agent, he stated that Baykal contin-
ued to have authority to arrange for substitutes if an op-
erator was absent and continued to have authority to
allow people to leave early, but he does not know
whether or not she exercised this authority from October
20 to November 6. Sackermann further testified that
about Tuesday, October 28, he informed a representative
of the Union named Cookson that Baykal was still his su-
pervisor and part of management.
F. Events of October 22
Ferraro testified that on Wednesday, October 22, in
the presence of Lupo, O'Brien, Baykal, Blaettler, and
Ferraro, when Kappmeier reported to work, Ferraro
asked her why she had passed a remark stating that Fer-
raro was returning on Tuesday (October 14) and that
"here's where we get a hell of a lot more trouble."
Kappmeier acknowledged stating it, adding that it was
true and that she could say whatever she pleased. Baykal
then suggested to Kappmeier that they should "try to
straighten things out" and stated that she would like to
discuss it. Kappmeier replied, "I don't have to take
orders from you. I can do what I please." She ran out of
the room in tears. Ferraro then observed Sackermann
running down the steps from the second floor, placing
his arm around her, and walking with her to the book-
keeping department. He returned to the dispatch room,
screaming, "I told you once before I want hands off
Linda. I don't want her bothered. I don't want this
brought up again. I want it completely forgotten." One
of the employees responded that Kappmeier was a trou-
blemaker, to which Sackermann retorted that he had not
proof of that. Ferraro asked Sackermann, "Why don't
676
TRA-MAR COMMUNICATIONS, INC.
you ask her why she was let go wherever she worked
before." Sackermann responded to that question by stat-
ing, "You should talk. You were fired and no matter
where you work, you cause trouble. I spoke with your
last boss on the phone. He told me how much trouble
you caused." Ferraro acknowledged that she yelled at
Sackermann that that was a lie, and he yelled back at her
that she was lying. A screaming match ensued, after
which Ferraro was pushed out of the room by some of
the other employees.
On cross-examination, Ferraro testified that she does
not recall using any foul or obscene language in her
screaming match with Sackermann.
Baykal testified that on October 22 in the dispatch
room, when Kappmeier came to work, Baykal, O'Brien,
and Ferraro attempted to engage her in an argument.
Baykal informed Kappmeier that she was upsetting her
mother (Terry Paul), and if she did not stop, Baykal
would "punch her in the mouth." Kappmeier then as-
cended the stairs where Sackermann met her, placed his
arm around her, and escorted her to an office, after
which Sackermann visited the dispatch room demanding
to know who started the argument. When Baykal ac-
knowledged that it was she who started the argument, he
told her that she was not to speak to Kappmeier, that she
was on probation, and he wanted the matter dropped.
Baykal told Sackermann that he did not control her
brain and that, if she did not have any right as a supervi-
sor, she had every right in the world as a person to ask
Kappmeier questions. At this point of the discussion, ac-
cording to Baykal, Ferraro interjected and stated that
she wanted to know what Sackermann was waiting for
when 10 people were already telling him who the trou-
blemaker was, and if he would check with Kappmeier's
previous jobs he would see that she was always fired for
causing some kind of problem. His response was that
Ferraro "was a fine one to talk as she had caused prob-
lems on other jobs and that he was talking to her ex-boss
a couple of days ago and he said that she had caused
problems." He then asked why she had left her last job.
She replied that she left it 16 years ago to have a baby.
Sackermann asserted that that was not true as she was a
troublemaker
and
caused problems.
Thereafter
the
"screaming session" began during which time Ferraro
called Sackermann a "rotten liar." Baykal observed Fer-
raro's face was turning purple and began pushing her
toward the door with the help of Lupo while Ferraro
and Sackermann were screaming at each other. Although
Baykal conceded that she used profanity toward Kapp-
meier that day, and testified that frequently profanity
was used among the employees on a daily basis in the
presence of Sackermann, none of the profanity was di-
rected toward him. She further asserted that she did not
hear Ferraro use any profanity toward Sackermann on
October 22.
Lupo confirmed the essential parts of the argument be-
tween Ferraro and Sackermann. As to Baykal, she testi-
fied that she did not hear Ferraro utter any profane
words.
Respondent contested the testimony of the General
Counsel's witnesses with respect to the events of Octo-
ber 22.
Sackermann testified that on Wednesday, October 22,
at approximately 4:30 p.m., at the change of shifts in the
dispatch office, he was in his office upstairs and heard
noises downstairs. He went downstairs to investigate the
situation and heard "screaming and yelling." He then es-
corted Kappmeier out of the room and brought her to
his office. Returning to the dispatch room he informed
the employees, specifically Baykal, that he did not want
any more outbreaks like this and "they should knock it
off and forget everything and put the company back to
order." Baykal responded that she could not do that as
she cannot forget the past and must clear the air. Ferraro
asked, "Can't I see who the troublemaker is?" He an-
swered that he would find out for himself who was the
troublemaker. Ferraro retorted that Sackermann could
call Kappmeier's former employers and find out all about
her. He replied that he was not interested in anybody's
past and his only concern was that "people came to
work and did a good job." He averred that he knows
"everybody's past in this place" and that it was his job
to know about people. He added that he knows about
Ferraro's past, to which she turned and stated, "I am
nothing but a f- liar and she kept this up and kept it up
and kept it up." Ferraro was then dragged out of the
building by Baykal and Lupo and while leaving she
turned around and said to Sackermann, "I'm a son of a
b-," Sackermann alleged that Ken Green was present
during the latter part of his argument with Ferraro be-
cause Green spoke to him later and asked him why he
was tolerating "this," to which Sackermann responded
that he could not take nonsense like this and had to get it
straightened out.
Ken Green testified that on October 22 at 4:30 p.m.,
he was in the bookkeeping office and heard a lot of com-
motion emanating from the dispatch room. Sackermann
entered the bookkeeping office with Kappmeier who was
hysterically crying. After Sackermann left, Green went
outside the office to see what was happening. When he
walked in the dispatch room, he observed Ferraro point-
ing a finger, walking toward
Sackermann, stating,
"You're a f- liar, you're a f- liar." He grabbed Sacker-
mann by the arm, asking why he was listening to this.
Sackermann responded that he had to have respect. 12
They both left the dispatch room.
G. Events of October 24
Ferraro testified that on Friday, October 24, in the
latter part of the afternoon, Baykal asked Sackermann
why the day-shift employees were still restricted from
smoking, while the evening-shift employees could smoke.
He asked Baykal where she had obtained her informa-
tion. When she responded that she obtained the informa-
tion from the employees themselves, he retorted that he
really did not care, but still had to make up his mind
whether or not the employees can smoke during the day.
At this point, Ferraro asked Sackermann where he re-
ceived his information regarding her last jobs, stating
that she believed it was Kappmeier who had told him.
1' At no time did Green testify that he heard Ferraro during the Octo-
ber 22 incident call Sackermann a "son of a b-."
677
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Ferraro advised Sackermann that she had contacted a
lawyer who had informed her that his remark constituted
a defamation of character. He then called Ken Green to
come to the dispatch room. After Green arrived, Sacker-
mann asked if he heard Ferraro "cursing me the other
day." Green nodded affirmatively. Sackermann then
stated to Ferraro that she will "see when this goes to
court who will win." Ferraro responded that she was
contacting her lawyer again and also was "giving the
Labor Board a call." On cross-examination, Ferraro spe-
cifically denied using any foul or obscene language to
either Sackermann or Green.
Baykal testified that she believed the incident of Octo-
ber 24 occurred on October 23. She recalled Ferraro
asking Sackermann who his source of information was
regarding her previous job. When he did not answer,
Ferraro demanded that she had a right to know, as what
he had said to her the day before was defamation of
character and that he should check with his lawyer.
Sackermann ignored Ferraro and continued to walk
away and proceed up the stairs. Ferraro yelled out to
him that he should check with his lawyer and he an-
swered, "yes, baby."
With respect to the October 24 incident, Lupo testified
that later in the afternoon, as Sackermann passed by the
dispatch room, Ferraro asked him for his source of infor-
mation about her past jobs. He did not respond. Ferraro
then stated that she knew it was Locantore who had told
him.'3 When he did not acknowledge her remark, Fer-
raro told Sackermann that "it wasn't right of him to
speak that way to her as she did nothing wrong." Sack-
ermann then called Green and asked him if Ferraro was
wrong, to which Green agreed. As Sackermann was
walking out the door to go upstairs, Ferraro stated that
she had called a lawyer and what he had said about her
was defamation of character, to which Sackermann re-
plied, "we'll see, baby." Lupo testified that she did not
hear anything with respect to Ferraro going to any gov-
ernment agencies.
Sackermann testified that on October 24 he had a pre-
arranged meeting with Green to discuss some technical
problems. Green came over to Tra-Mar between 3 and
3:30 p.m. As he and Sackermann were on the way up-
stairs to Sackermann's office they passed by the dispatch
room. Ferraro stated to Sackermann that he would be
hearing from an attorney and that she was going to call
the IRS, the FBI, and "who the heck else."t4 Green and
he ignored her, and as they walked away he heard her
calling out that they were "f- cowards."
Green testified that on October 24 at or about 4:30
p.m., he and Sackermann were walking by the dispatch
room, on their way to Sackermann's office upstairs.
He then heard Ferraro yelling, "I am going to call my
lawyer; I'm going to call the I.R.S.; I'm going to call the
F.C.C." He then added the following, "I just continued
upstairs and they said, you f- coward or something like
" Baykal also testified that Ferraro said she believed Locantore told
him, whereas Ferraro testified she believed it was Kappmeier. It is insig-
nificant whom she believed informed Sackermann, as it has no material
bearing in this matter.
"* Sackermann later testified that he believed Ferraro also threatened
to go to the Labor Board.
that."' 5 When they reached the second floor, Sacker-
mann stated, "that's it; I can't take this any more. She
has to go."
On cross-examination, Green denied that Sackermann
had asked him to come over to witness a dispute, but did
acknowledge that it is possible that Sackermann may
have asked to see him at the end of the day on a matter
unrelated to any dispute with Ferraro.
H. Events of October 27-Discharge of Lillian Ferraro
Ferraro testified that on Monday, October 27, Baykal
entered the dispatch room with a letter in her hand, stat-
ing, "Lillian just got fired." She handed Ferraro the
letter, put on her coat, and walked out of the building.
Ferraro, Lupo, and O'Brien followed her. They went im-
mediately to the NLRB Regional Office and filed the
charge relating to Ferraro's discharge.
The letter received by Ferraro is as follows:
October 27, 1980
Lillian Ferraro
4020 Gehr Place
North Bergen, New Jersey 07047
Dear Mrs. Ferraro:
Do to continuous insubordination and total lack
of respect for management as evidence of your
recent behavior be advised you are hereby terminat-
ed immediately from your present position with
Tra-Mar Communcations.
TRA-MAR COMMUNCIATIONS, INC.
/s/ Charles E. Sackermann
Charles E. Sackermann
President
Baykal testified that after the OSHA visit in June,
Sackermann confided in her that he felt that Ferraro was
responsible for calling OSHA. He further stated, "How
do you think I feel coming in here every day and having
to have to walk past her?" Baykal further testified that,
immediately prior to Ferraro's return to work in Octo-
ber, Sackermann asked her if it were necessary for Fer-
raro to return to work as everything seemed to be run-
ning smoothly. She answered that Lupo, O'Brien, and
she had taken extra work upon themselves, and they
were all anxious for Ferraro to return.
On October 27, Sackermann advised Baykal, in the
presence of Ken Green, that he had decided to permit
the employees to smoke, but only one at a time. He also
handed her a letter signaling Ferraro's discharge and
asked Baykal to deliver it. Baykal stated that she would
not deliver the letter to Ferraro as he was discharging
the wrong person. Nevertheless, she accepted the letter,
strolled to the dispatch room, threw the letter on a desk,
informed the daytime employees that they were allowed
to smoke one at a time, that Ferraro was being terminat-
ed, and that she was leaving. The other employees, Fer-
raro, O'Brien, and Lupo followed her out of the build-
'5 On questioning from me, Green testified that it was Ferraro who
made the statement.
678
TRA-MAR COMMUNICATIONS, INC.
ing, traveling directly to the NLRB Regional Office to
file charges.
Terry Paul testified that after the OSHA visit Sacker-
mann informed her one day in his office that he believed
Ferraro had "turned him in to OSHA."
Lupo testified that in September, Sackermann in-
formed her that he had problems with OSHA, which he
attributed to the Union and Ferraro. She further testified
that while Ferraro was on disability leave between Sep-
tember 2 and October 14, Sackermann asked Lupo if it
were necessary for Ferraro to return to work inasmuch
as they were doing so well. She responded affirmatively,
stating that the pressure was on and she was looking for-
ward to Ferraro's return to work. She further confirmed
the testimony of Baykal and Ferraro with respect to the
events of October 27.
Sackermann testified that after being abused by Fer-
raro on October 22 and 24, he considered his options
over the weekend and decided to discharge Ferraro. He
translated his decision into action by sending a telegram
directed to Ferraro about midnight, Sunday, October 26.
When he reported to work on Monday, October 27, he
discovered that Western Union had not contacted Fer-
raro. He then handed Baykal a copy of Ferraro's dis-
charge letter and instructed her to present it to Ferraro.
Baykal demurred and walked out of the building. Within
5 minutes she returned, announcing that she would deliv-
er the letter to Ferraro if Sackermann discharged Kapp-
meier also. He retorted, "One thing has nothing to do
with the other." Baykal then left the office with the
letter. Sackermann thereafter saw the employees walking
out of the building. Sackermann emphasized that the im-
mediate reason for firing Ferraro was because she had
"cursed" him the previous Friday. Although he testified
that no consideration was given to the fact that Ferraro
insisted that he discharge Kappmeier, it is noted that, in
Sackermann's affidavit to the Board agent, he indicates
otherwise.
I. Events of November 6-Termination of Dawn
Baykal
Sackerman testified that about November 4 or 5
Baykal and Lupo asked him if he were aware that cards
were being sabotaged. He answered that he did not think
the issue was worthwhile discussing, but stated that he
would investigate the matter. Baykal asked if he had dis-
cussed the card problem with Kappmeier, accusing her
of misplacing or deliberately misfiling cards.
Baykal testified that on November 6, in the presence
of Lupo and Vernice, Sackermann told Baykal that he
would overlook what happened the day before,1 6 and
they should get back to business and work smoothly.
Baykal denied any wrongdoing. She argued that if per-
mitted she could perform her job. He said, "Your job is
just to answer the phones. You're just an operator. The
only thing is that I didn't touch your salary yet." Both
Lupo and Baykal argued that matters were not right.
Baykal added that rules and regulations only applied to
the daytime operators and herself. According to Baykal,
16 Apparently referring to the discusaion involving Kappmeier and the
misfiled cards.
Vernice entered the argument at this point and began
using profanity towards her, accusing her and other em-
ployees of being liars. Sackermann then instructed Ver-
nice to tell Nancy to make up Baykal's check and that
she was fired.
Lupo confirmed essentially Baykal's testimony. She
specifically recalls that when Baykal asked Sackermann
why he would not permit her to do her job, he an-
swered, "Well, as far as I'm concerned, your (sic] just an
operator. I haven't touched your salary yet." She further
testified that Sackermann asked her (Lupo) if she were
happy. When she responded negatively, he asked if she
would like to be fired, to which she responded that she
just did not want to work under "this pressure and cir-
cumstances." He then turned to Baykal and asked if she
were not happy why "didn't she quit." Her response
was, "Why don't you fire me." He then instructed Ver-
nice to write out a check, and fired Baykal. Vernice left
the room, came back with Baykal's check, threw it at
her, and told her to "get the hell out of here."
Sackermann testified that on November 6 he asked
Baykal to have a talk with him at the end of the day.
When she replied that, if it were in reference to the
cards she preferred to "get it over with right now," he
asked her to bring in Lupo so there would be no misun-
derstanding and he asked Vernice to be present also. He
explained to Baykal that he wanted her to discontinue
her complaint about the misfiled cards. After a lively dis-
cussion, in which Baykal refused Sackermann's sugges-
tion, he handed her a paycheck, stating that she was dis-
missed.
Vernice's version of the meeting on November 6 was
as follows:
Sackermann, Baykal, Lupo, and she were in his office.
He stated, "We got to stop this nonsense. Let's get back
to work. Why can't we forget everything." Baykal re-
sponded that she could not forget it. Sackermann said
that she should forget it, and Baykal replied that he was
not going to tell her how to think, and that she could
not do her job if he was going to tell her what to do.
Baykal specifically stated, "I have to do it my way or I
don't want to do it." Sackermann retorted that he was
the boss, to which she replied that he should fire her if
he did not like what she was doing. He stated that he did
not want to fire her as that was not the problem, but he
wanted this nonsense stopped, and if she did not she
could quit. She repeatedly asked him to fire her if he
would not let her handle the matters her way. Lupo
asked why he kept "sticking up for" Kappmeier. Baykal
stated that, "he must be sleeping with her; I know he is
sleeping with her." Vernice became very upset and
began to cry. Sackermann stated, "Look, it has to stop
or forget it, you know, like-and she just again said,
well, then fire me, fire me, because I'm not doing it your
way; just fire me. Either fire her or fire me because I'm
not putting up with this." Sackermann then called in
Nancy and told her to give Baykal her check as it
cannot go on like this.
679
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
J. Analysis and Discussion
1. Credibility of witnesses
At first blush, the instant case appears to be a classic
case of the "Good Guys" versus the "Bad Guys," that is
to say, all the w)tnesses appearing for one side were
truthful and honest in everything to which they testified,
whereas the witnesses produced by the other side lacked
total credibility. All counsel for the three parties in-
volved spent an inordinate amount of time in an effort to
convince me that their witnesses were sincere, truthful,
and forthright, while the witnesses for their adversary
were exactly to the contrary. It is true that in cases such
as this, where the law is very clear with respect to the
evidence necessary to find 8(a)(3) and (1) violations, the
trier of the facts must consider the totality of the evi-
dence before he can make an appropriate finding of fact.
I have concluded that, except in several specific special
situations as discussed infra, there really is not that much
diversity in the testimony of the witnesses relating to
specific allegations of the complaint. True, there are dif-
ferences in minor matters which may have a great bear-
ing in a criminal case where a jury must make findings
"beyond a reasonable doubt." However, in a civil matter
such as we have here, where there is no jury, the admin-
istrative law judge, acting as jury, need only find viola-
tions if they are supported by "a preponderance of the
evidence." In every trial where there is a difference of
any degree of facts elicited by witnesses, one can never
be absolutely and positively certain that the findings
made are the true facts. Nevertheless, I found it of little
value for counsel attempting to demonstrate that a wit-
ness must be "lying" or be "unworthy of belief" simply
because the witness could not recall an exact hour that a
certain event occurred. For example, much ado was
made whether the incident of October 24 occurred at 3
p.m. or 4:30 p.m. Also much ado was made about wheth-
er on October 22 Sackermann had his arm around Kapp-
meier, was holding her hand, was holding her arm, or
was holding her at all when he led her away following
an argument in which she had been engaged with other
employees in the dispatch room. Such differences are
trivial in the big scheme of things, and thus I rejected
them in my evaluation of the facts. Unlike the world of
fiction and fairy tales, in the real world there are times
when the "Good Guys" somehow are mistaken in their
belief that a certain event occurred as they testified. By
the same token, the "Bad Guys," who may be found
completely untrustworthy for veracity in many situa-
tions, do manage somehow to tell the truth in some in-
stances. Thus, where I may credit a witness as to a cer-
tain event, I' may discredit him or her as to another
event. I found that in this particular case it was not all
"white" or "black." Much of it was "gray."
I shall now consider each allegation of the two com-
plaints which the General Counsel has alleged to be a
violation of the Act.
2. The independent 8(a)(1) allegations
In totality, I find very little credibility problems to be
resolved with respect to the independent 8(a)(1) allega-
tions. The General Counsel produced a myriad of wit-
nesses, commencing with the original alleged discrimina-
torily discharged employees, Ferraro and Baykal, and
adding support by various other employees of Respond-
ent. Respondent's principal witness, Sackermann, did not
specifically deny any of the alleged factual incidents as
related by the General Counsel's witnesses. He lamely at-
tempted to explain his reasons for the sayings and actions
ascribed to him. Other of Respondent's witnesses, espe-
cially Nancy, also attempted to justify actions or state-
ments made by them. 17
The .General Counsel contends that in May 1980,
Sackermann threatened employees with reprisals if they
selected the Union as their bargaining representative.
Lupo and Ferraro testified that after the petition was
filed in May, Sackermann informed them that they
should "think twice before making any moves because
any privileges they now have are definitely going to be
taken away if the Union is voted in." Although Sacker-
mann admits meeting with the two employees, he denied
saying that there would be any drastic changes if a union
became the bargaining agent of his employees.
I credit both Lupo and Ferraro's version of this meet-
ing. It should be noted that there was a sequestration of
all the General Counsel's witnesses. Thus, each witness
who testified was not present to hear any prior wit-
nesses. Throughout the proceeding I was especially im-
pressed by the clarity; sincerity, and forthrightness of
Donna Lupo's testimony. In all events respecting the in-
dependent 8(a)(l) violations to which she testified, she
appeared to have a very clear recollection of who said
what. On the other hand, throughout the hearing I con-
tinually was compelled to remind Sackermann to answer
questions put forth to him, not to engage in colloquy
with cross-examiners, and not to offer opinions and con-
clusions. At numerous times during his long examination
he was unsure of the facts or responded in an incomplete
manner. Although no specific threats of reprisal were
made, I do find that his statement, as testified to by Fer-
raro and Lupo, constitutes a violation of Section 8(a)(l)
of the Act.
The General Counsel alleges that Sackermann threat-
ened employees in May with more onerous and arduous
working conditions and loss of privileges if they selected
the Union as their bargaining representative.
I.do not find any evidence to support this contention
of the General Counsel, and, therefore, I recommend
that this allegation be dismissed.
The General Counsel further alleges that in May both
Sackermann and Baykal, at that time a supervisor as de-
fined in Section 2(11) of the Act, promised employees
wage increases if they rejected the Union as their bar-
gaining representative.
Ferraro and Lupo credibly testified that in May, Sack-
ermann expressed to them the possibility of raises for em-
ployees if the Union were "voted down." Thereafter
Baykal advised employees that Sackermann was willing
to accord them a 25-cent-per-hour increase immediately,
"' For whatever reason, Respondent's attorney did not deem it neces
sary to argue in his brief with respect to the independent 8(aXI) allega-
tions.
680
TRA-MAR COMMUNICATIONS, INC.
and another such increase in January 1981 if the Union
were not elected in the forthcoming election.
Respondent did not contest these statements by Fer-
raro and Lupo. The Board cases, supported by the
courts, are legion in holding that any promises of wage
increases made to employees prior to a Board-conducted
election is not only objectionable conduct on the part of
the employer, but is also an independent violation of
Section 8(a)(l) of the Act. Accordingly, I find that Re-
spondent in this instance has violated the Act as alleged.
The General Counsel also alleges that in May Sacker-
mann threatened employees with discharge or layoff and
the closing of his business if they selected the Union as
their bargaining representative.
Lupo credibly testified that during one of the meetings
with Ferraro and her in May, Sackermann stated that he
would sell his business and move to Florida or comput-
erize, which would have the effect of eliminating the op-
erators' positions. Baykal testified that during the course
of the campaign Sackermann told her that he "wasn't
going to have any union come in and tell him how to
run his company and that he would sell his company
first or automate." Although the statement to Baykal was
addressed to her as a supervisor and, thus, is not a viola-
tion, Baykal's testimony does support Lupo's testimony.
Sackermann did not specifically deny making these state-
ments and, in fact, admitted that he had spoken to em-
ployees both individually and as a group, telling them,
"that they think of what they do that they don't hurt the
Company to put us out of business."
I find the threats by Sackermann of either closing
down the business, moving to Florida, or automating,
should the Union be successful, constitute violations of
Section 8(a)(1) of the Act. Furthermore, it may be in-
ferred that as any of these actions would result in the
discharge or layoff of employees, a further violation of
Section 8(a)(1) is found, as alleged.
The General Counsel alleges that in May, Sackermann
interrogated employees regarding their membership in
the Union.
I find no evidence adduced during the hearing to sup-
port this allegation, and, thus, I recommend that it be
dismissed.
The General Counsel also alleges that between April
27 and May 30, Sackermann threatened employees with
denial of wage increases if they engage in activities on
behalf of the Union.
To support this allegation, O'Brien testified that, some-
time prior to the election, Sackermann called her into his
office and told her, inter alia, that it had been all worked
out in the budget to grant raises every few months to the
employees, but "now it was frozen because of the Union
and he couldn't give it." Respondent did not contest this
allegation.
I find that the statement made by Sackermann to
O'Brien, whom I credit, to be another independent viola-
tion of Section 8(a)(l) of the Act, as alleged.
The General Counsel further alleges that in July,
Sackermann expressed to employees that selection of the
Union as their bargaining representative would be futile.
To support his contention, the General Counsel appar-
ently relies on a statement made in July by Sackermann,
as related by Ferraro following an election at Tra-Mar
Electronics, another company owned by Sackermann,
that Sackermann stated, "I told you I'll never have a
union in here, I'll never have a union telling me how to
run my business or giving me orders as to what to do,
before I do that I'll sell the business and move to Flor-
ida."
It was stipulated that the election was held on May 30
and the Union was certified on June 13. Thus, any state-
ments such as expressed by Sackermann in July would
not have any effect on the voting of any employees. By
this time, the Union was the authorized representative of
the unit employes, was certified by the Board, and was
prepared to negotiate with Respondent. The statement
may have been a violation of another section of the Act,
but I cannot conclude that it had any effect on influenc-
ing employees in their selection of a union representa-
tive. Accordingly, I recommend that this allegation be
dismissed.
Lastly, with respect to the independent 8(a)(1) viola-
tions, the General Counsel alleges that, on various dates
in September and November, Sackermann bypassed the
representative of the employees and dealt directly with
the employees regarding wages, hours, and working con-
ditions.
O'Brien testified that in September she received a 50-
cent-an-hour wage increase. The record further indicates
that Blaettler was also granted a wage increase in No-
vember. Both increases were granted to employees rep-
resented by the Union without any bargaining being at-
tempted with the Union on this matter.
Respondent did not dispute the alleged increase to
O'Brien in September, and admits the increase accorded
to Blaettler in November. Respondent attempted to justi-
fy the increase to Blaettler on the theory that new em-
ployees were being hired at a minimum wage and it was
only fair to grant her an increase so that she would be
paid at a higher wage than a new employee. He also ex-
plained that this was company policy which had been
always done in the past.
Section 9(a) of the Act states that the majority repre-
sentative of employees in the appropriate unit shall be
the 'exclusive representative" of employees in such unit
for the purposes of collective bargaining. (See Medo
Photo Supply Corp. v. N.L.R.B., 321 U.S. 678 at 683-684
(1944).) It follows that Sackermann's discussion of a
wage increase with O'Brien in September, after which
the increase was accorded to her, and Respondent's
granting of a wage increase to Blaettler in November,
both being mandatory subjects of bargaining, are in vio-
lation of Section 8(a)(1) of the Act for, "[t]he Act not
only protects the employees from the direct economic
effect of the employer's unilateral action, but also forbids
the bypassing of the collective bargaining agent, for this
would undermine the union's authority by disregarding
its status as the representative of the employees." Leeds
& Northrup Co. v. N.L.R.B., 391 F.2d 874, 877 (3d Cir.
1968). Further, the Supreme Court held in N.LR.B. v.
Katz, 369 U.S. 736 (1962), that unilateral changes in
wages and working conditions, without prior consulta-
tion with the
employees' bargaining representative,
681
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
"must of necessity obstruct bargaining, contrary to the
congressional policy" and is a violation of Section 8(a)(1)
of the Act, even "without also finding the employer
guilty of over-all subjective bad faith." (369 U.S. at 747.)
Accordingly, for the reasons enunciated in both Katz and
Medo Photo, I find that Respondent violated Section
8(a)(l) of the Act by bypassing the Union, dealing direct-
ly with employees, and granting unilateral wage in-
creases to employees. 8
3. Withdrawal of privileges-written and oral work
rules
The General Counsel alleges that in June and July,
Respondent withdrew privileges and imposed more oner-
ous and arduous terms and conditions of employment by
announcing and implementing written and oral work
rules.
The evidence is undisputed that on Monday, June 2,
the first work date subsequent to the union election of
Friday, May 30, Sackermann issued a set of written work
rules prohibiting smoking, personal telephone calls, and
the reception of visitors on company premises. Through-
out the months of June and July, Sackermann verbally
added new rules which affected the working conditions
of the employees. These included prohibiting reading
and eating at the switchboard, removal of bottled water
and coffee, reducing the lunch hour, prohibiting the use
of pay telephones, and prohibiting employees from oper-
ating the air conditioner.
Sackermann, without denying the institution of the
various work rules, explained the reason for instituting
these rules.
Ferraro and Lupo credibly testified that Sackermann,
in instituting the written work rules, stated in the pres-
ence of the day-shift employees that the employees
wanted a union and he had "decided to run the Compa-
ny more efficiently" and that "this is what you've
wanted and anybody breaking the rules would be fired."
There is no question that an employer has the right to
establish work rules in his place of business. Respondent
indicates that these rules were no different from previ-
ously issued work rules in 1976 and 1980, and thus no
violation was committed. I find no merit in Respondent's
defense.
It is clear, both from the threats previously made by
Sackermann prior to the election and by the comments
made on June 2 to the day-shift employees, that these
work rules were propagated solely in retaliation for the
employees' voting for the Union. Accordingly, I con-
clude that both the written and the later oral rules are
proscribed by the Act, and thus Respondent is in viola-
tion of Section 8(a)(3) and (1) of the Act, as alleged.'l
"1 It should be noted that this violation is also a violation of Sec.
8(aX5) of the Act. However, for reasons unknown to me, the complaint
does not contain any paragraph alleging a violation of Sec. 8(aX5), and at
no time did the Oeneral Counsel during the hearing attempt to amend the
complaint to include an 8(aX5) violation. The Union, which would bene-
fit by an 8(aX5) finding, did not participate at the hearing. Therefore, I
shall not make any recommendation with respect to a violation of Sec.
8(AX5) of the Act.
1" Cf. Westpoint Transport Inc., 222 NLRB 345, 351 (1976). It would
appear that many of the items which Respondent prohibited by its work
rules are subjects which the Board has traditionally held to be mandatory
4. Warning letter to Lillian Ferraro on July 9, 1980
The General Counsel contends that the warning letter
issued to Ferraro on July 9 constitutes a violation of Sec-
tion 8(aX3) of the Act.
The record establishes that Lillian Ferraro received a
warning letter from Sackermann, via Baykal, on July 9.
The facts surrounding the issuance of the letter are de-
tailed, supra, in the factual portion of this Decision.
The. record clearly established that Ferraro was the
principal union adherent at Respondent's premises. From
the testimony adduced from Ferraro, Baykal, Lupo, and
other employees, it is perfectly clear that not only was
Sackermann aware of her position, the record also is
clear that Sackermann was hostile toward the Union and
its adherents. The various acts committed by Sacker-
mann, both prior to and subsequent to the election of
May 30, convince me that Sackermann had no love for
Ferraro, and it is obvious that he blames her for the suc-
cess of the Union in his establishment. As a followup to
the change in work rules, Sackermann lost no time in
pinpointing
Ferraro for further disciplinary
action.
Under other circumstances, one might infer that the
warning letter issued to Ferraro on July 9 was legitimate.
However, no evidence was forthcoming that any warn-
ing letters were issued to any of the other employees at
any time. Of the items charged to Ferraro, I find that
none of them were of such serious matter which required
a written warning letter. In light of all the circumstances,
including Sackermann's hostility toward both the Union
and Ferraro, the issuance of the warning letter to Fer-
raro cannot be satisfactorily explained except as a retali-
atory and discriminatory measure against her as the lead-
ing union adherent. Accordingly, I find that Respondent,
by issuing the warning letter to Ferraro, is in violation of
Section 8(a)(3) and (1) of the Act.2 0
5. Discharge of Lillian Ferraro on October 27
The complaint alleges that Respondent discharged
Ferraro on October 27, and has failed and refused to re-
instate her, because of her union and protected concerted
activities.
The General Counsel makes a prima facie case with re-
spect to the allegations. All the elements of a discrimina-
tory discharge are present. There was union activity of
Ferraro; there was animus expressed by Respondent; and
there were two prior incidents involving discriminatory
action by Respondent against Ferraro, as analyzed supra.
I reject Respondent's argument that the discharge oc-
curred too far in time in relation to Ferraro's union ac-
tivities. I considered that on July 9 she received a warn-
ing letter, she was absent on sick leave form September 2
to October 13, and, less than 2 weeks following her
return to work, she was discharged. I credited the testi-
mony of Baykal and Lupo that Sackermann had asked
them during Ferraro's absence if she were needed. It is
subjects for bargaining and would be violations of Sec. 8(AXS) of the Act.
However, u there is no 8(aX5) allegation before me, I shlul make no
finding with respect to it.
50 Cf. Westpoint Transport Inc., supra at 352.
682
TRA-MAR COMMUNICATIONS, INC.
obvious that Ferraro troubled him and he did not want
her to return, if possible.
However, in examining the circumstances surrounding
Ferraro's discharge, I conclude that her argument with
Sackermann concerning Linda Kappmeier was not work
related. Ferraro was neither a supervisor nor a shop
steward entitled to discuss such business matters with
Sackermann. I further conclude that the record, through
testimony of various witnesses, establishes that Sacker-
mann exhibited favoritism toward Kappmeier. However
the basis for this favoritism cannot be determined. The
General Counsel has alluded throughout that Sacker-
mann was antiunion and discriminated against prounion
employees. However, he ignores the fact that, in the
election of May 30, the vote was nine votes for and no
votes against the Union. The record further indicates
that Kappmeier was one of the eligible voters in the
election. Therefore, there is no evidence that she was an-
tiunion; if anything, she voted for the Union.2'
During the argument of October 22, all of Respond-
ent's witnesses, including Sackermann, his daughter Ver-
nice, and Green, testified that Ferraro used profanity di-
rected toward Sackermann. On the other hand, Ferraro
testified that she was so angry that she does not know
whether or not she used profanity. Lupo and Baykal tes-
tified that they did not hear Ferraro use any profanity.
In this particular instance, I credit Respondent's wit-
nesses. They graphically portrayed the argument of
Sackermann and Ferraro. I do not discredit the testimo-
ny of Baykal and Lupo as being untruthful. They
claimed that neither one heard Ferraro use profane lan-
guage. In all the excitement of "screaming and yelling"
that allegedly occurred during that particular time, per-
haps neither one did hear the profanity which was not
directed to either one of them. Perhaps both were so
used to hearing profanity throughout their years working
at Respondent's establishment that it did not have any
effect on them. With all the record evidence of various
individuals using profane language at various occasions, I
accept the fact the Ferraro, in such a rage that she does
not remember what she said, used the vocabulary as-
cribed to her by Sackermann, Vernice, and Green. The
conversation with respect to Ferraro's former job contin-
ued into Friday, October 24. Again, according to Re-
spondent's witnesses, Ferraro directed profanity toward
Sackermann. It was only after these two outbursts by
Ferraro that Sackermann decided over that weekend to
discharge her, which occurred the following business
day on Monday, October 27.
The issue thus presented is whether or not the dis-
charge of Ferraro resulted from her foul language or
was merely a pretext utilized by Sackermann to rid him-
self of a leading union adherent.
Throughout the years the Board has issued numerous
decisions with respect to the discharge of employees
who use profane, obscene, or otherwise foul language di-
rected to employers or in their presence. Each decision
2a Whether or not Sackermann "slept" with Kappmeier is not relevant.
He denies it, his daughter refused to believe it, and no evidence was un-
covered, except for rumors that such were the case. It is unimportant,
irrelevant, and unnecessary for me to make a finding with respect to this
contention.
appears to rest on the facts of each case. One of the
Board's most recent decisions, Fibracan Corp., 259
NLRB 161, was issued on November 4, 1981, in which
this Administrative Law Judge appeared as one of the
counsel for the General Counsel 2 years earlier. Al-
though at that time I strongly believed that the General
Counsel had a meritorious case relating to a similar inci-
dent in which an alleged discriminatorily discharged em-
ployee used profanity towards the manager of the plant,
a panel majority consisting of Members Fanning and
Zimmerman found no violation. In his dissent, Member
Jenkins cited Board cases to the contrary. I have read
these cases very carefully. In most instances, these cases
held that profanity used by a shop steward or other
union representative, in the context of a bargaining ses-
sion or grievance procedure, was permissible as it oc-
curred in the heat of battle; namely, in a res'gestae situa-
tion. These cases were distinguished by the majority
panel in Fibracan. It held that, "In none of those cases
did the Board find, as we do here, the misconduct suffi-
ciently egregious to deny an employee the protection of
the Act." (Fn. 4, p. 3.) I1 have further considered the cri-
teria set forth in the Wright Line case.2 2 I am convinced
that, although Sackermann may have been looking for a
reason to discharge Ferraro, but for her profanity2 3 she
would still be employed, this despite the fact that, as the
General Counsel contends, Sackermann stated in his affi-
davit that in discharging Ferraro he also took into ac-
count her "continued manner of behavior of getting in-
volved in his business with things that did not concern
her." Although her union and concerted activity is not
specifically mentioned, one can logically conclude that
Sackermann was referring to these activities in making
this statement.
It can also be argued that Ferraro was provoked by
Sackermann which caused her outburst of profanity. I do
conclude that she was provoked by Sackermann's state-
ments regarding her former employment (a matter in
which I credit Ferraro's version leading to the argument
of October 22), but this provocation is not the type
which justified her violent outburst and foul language.
The General Counsel further may argue that profanity
was used at all times throughout the establishment of Re-
spondent without anyone being rebuked or disciplined
for it. I have concluded that the use of profanity was a
common practice in Respondent's facility. However,
general profanity is not the issue herein. The issue is the
profanity directed at the chief executive of Respondent.
The fact that Sackermann himself, or any other supervi-
sory or managerial personnel, may have used profanity
in various conversations with employees, does not sanc-
tion an employee's use of foul language directed toward
Sackermann.
The General Counsel also argues that a disparity of
treatment was accorded to Ferraro inasmuch as no disci-
22 Wright Line, a Division of Wright Line. Inc., 251 NLRB 1083 (1980).
enfd. 662 F.2d 899 (Ist Cir. 1981).
23 Assuming. arguendo, that Ferraro did not use profanity, her calling
Sackermann a "liar" and "coward" in the presence of other employees
would be sufficiently egregious, as an act of insubordination, to warrant
disciplinary action, viz, discharge, against her.
683
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
plinary action was taken against Baykal when she used
profanity in the presence of Sackermann directed against
one of his daughters. It is noted that Sackermann did not
accept the language, and did rebuke Baykal, suggesting
more respect be accorded his daughter. The fact that
Baykal "threatened" to "punch in the mouth" a daughter
of Sackermann is perceived by me not as a threat of
physical harm but as a slang expression used by certain
individuals to express their annoyance at something. The
statement was made in private to Sackermann and, there-
fore, caused him no embarrassment with employees and
was not uttered as a sign of disrespect for him. I distin-
guish Baykal's remarks to Sackermann from Ferraro's re-
marks, as the latter were made in a shouting voice in the
presence of other employees not only on October 22 but
again 2 days later on October 24.
Accordingly, based on the Fibracan decision of the
Board, I am compelled to find that the discharge of Lil-
lian Ferraro, on balance, resulted directly and causally
for her argument with Sackermann on October 22 and
24, an unprotected activity, and thus I recommend that
this allegation of the complaint be dismissed.
6. Discharge of Dawn Baykal
The General Counsel contends that Respondent dis-
charged Baykal on November 6 and has failed to rein-
state her because she concertedly protested terms and
conditions of employment and because its employees en-
gaged in union and concerted activities.
Respondent, on the other hand, contends and argues
that Baykal was a supervisor as defined in Section 2(11)
of the Act and, therefore, is not entitled to the protection
of the Act. Accordingly, Respondent, in its discharge of
Baykal, violated no provision of the Act.
The facts, as detailed supra, establish very clearly that
on October 20, Sackermann informed Baykal that she
was on probation and that she must clear with him all
actions taken by her for I month. From that point to her
discharge on November 6, Baykal became involved with
the many specific incidents that occurred, including the
arguments involving Kappmeier and Ferraro, the termi-
nation of Ferraro, and the walkout of employees to pro-
test Ferraro's termination. During this period of time,
Baykal aggressively attempted to have Kappmeier dis-
charged on the basis that she was the cause of various
problems in the plant, and aggressively argued with
Sackermann that she should not have discharged Fer-
raro. These protests culminated in her meeting with
Sackermann on November 6 in his office in which she
protested, inter alia, the issuance and enforcement of the
work rules found to be in violation of the Act. During
the argument with Sackermann, Baykal testified that she
could not work under the conditions set up by him. His
response was that she had to work under the terms and
conditions of employment as laid out by him. When
Baykal continued to insist that she was unable to do so,
Sackermann terminated her services.
The first item to be determined is whether or not
Baykal acted in her capacity as a supervisor or in the ca-
pacity of a rank-and-file employee in the discussion with
Sackermann on November 6 leading to her termination.
Under the definition of supervisor in Section 2(11) of
the Act, various criteria are listed. It has long been de-
cided that a person need possess only one criterion to be
considered a supervisor within the meaning of the Act.
The factors which Respondent relies upon are the fol-
lowing:
1. Baykal's salary of $220 a week continued until her
termination, whereas full-time senior mobile operators re-
ceive $3.75 per hour, equivalent to approximately $150
for a 40-hour week.
2. Baykal did not have to punch a timecard, as re-
quired by other rank-and-file employees.
3. Baykal continued to total and adjust employees'
timecards, including initialing the timecard of emplyee
Blaettler on October 29 when she forgot to punch out.
4. Baykal adjusted timecards of all employees for the
18 minutes they were underpaid when they walked out
in the dispute over Ferraro's termination.
5. On October 28, Baykal telephoned Blaettler at her
home, requesting that she come to work to substitute for
a sick employee.
6. Sackermann, in telephoning Blaettler on October 31
to report to work, directed her to consider his request
and let Baykal know. When she did inform Baykal,
Baykal approved
the half-day
work
schedule for
Blaettler.
7. During a hearing before the Unemployment Appeals
Tribunal of the State of New Jersey on December 12,
Baykal testified under oath that she was not aware she
was a rank-and-file operator until informed by Sacker-
mann on November 6.
The factors that the General Counsel relies upon to
evidence that Baykal was not a supervisor on November
6 are as follows:
1. Sackermann placed her on probation for I month on
November 20, stating that she could not fire anyone
without permission for that month.
2. Sackermann refused to permit Baykal to speak to
Kappmeier about the work problems that "Kappmeier
was creating."
3. He refused to follow Baykal's recommendation to
discharge Kappmeier or her recommendation not to dis-
charge Ferraro.
4. Immediately prior to her discharge on November 6,
Sackermann reminded her that she was just an operator
whose job was just to answer the telephones.
Other factors not argued by the General Counsel but
adduced at the hearing are the following:
1. Kappmeier told Baykal after October 20 that she
did not have to listen to her.
2.
Sackermann checked
Baykal's work schedules
which was never done before.
3. Baykal discontinued hiring, firing, and making work
assignments.
4. Baykal earned overtime pay when such work was
available.
Although there is a dispute involving credibility as to
Baykal's various functions between October 20 and No-
vember 6, I credit the General Counsel's witnesses
where there is a conflict. The basic duty that Baykal pos-
sessed as an admitted supervisor in Respondent's estab-
684
TRA-MAR COMMUNICATIONS, INC.
lishment was to make work assignments. I credit Baykal
and other General Counsel witnesses who testified that
during the time frame material herein, Baykal worked as
an operator on the board and made no assignments on
her own to other employees. It is true that she did care
for the timecards as had been done by her previously. I
find this to be a ministerial function which could be per-
formed by anybody. Many employees care for timecards
who are office clerical employees, plant clerical employ-
ees, or have other titles. This function does not make one
a supervisor. I further considered Respondent's argument
that Baykal had contacted Blaettler to report to work.
However, she did not succeed in the assignment, in-
formed
Sackermann, and
he
personally telephoned
Blaettler to report to work. The fact that he advised her
to check with Baykal if she was prepared to work and
Baykal later approved her half-day workday is insignifi-
cant. I also considered Baykal's testimony at the unem-
ployment office. It is clear that at the time of her testi-
mony in December, Baykal stated that she did not be-
lieve that she was not a supervisor until Sackermann told
her so on November 6. The fact that an employee con-
siders herself a supervisor does not make her one. It is
the functions that she performs that are critical.
The Board has held that the duties of the employee
held at the time of the discharge control the question of
the employee's supervisory status.2 4 The Board has fur-
ther held that the fact that a supervisor continues to re-
ceive a weekly salary rather than a wage is not indica-
tive of supervisory status.2 5
After careful consideration of all the evidence, I find
that on November 6, Baykal was not a supervisor, but a
rank-and-file employee.
Having found Baykal to be an employee protected by
Section 7 of the Act, I find that her discharge of Novem-
ber 6 was a direct result of her various protests with re-
spect to working conditions of the employees for a
period of time up to and including November 6. Accord-
ingly, I find that Respondent, by discharging Baykal for
protesting said matters, violated Section 8(a)(1) of the
Act.
Assuming, arguendo, that I have misinterpreted the
Board's position with respect to Baykal's supervisory
status as of November 6, and the Board, in its collective
wisdom, concludes that Baykal is a supervisor as defined
in the Act, I would still find that the discharge of Baykal
is a violation of Section 8(aX)() of the Act.
The discharge of a supervisor for engaging in either
union or protected concerted activities is normally not
an unfair labor practice. As pointed out supra, a supervi-
sor is not an employee within the meaning of Section
2(3) of the Act, and therefore not entitled to statutory
protection to which other employees are entitled. How-
ever, the Board has held that where a supervisor's dis-
charge interferes with the rights of employees under Sec-
tion 7 of the Act, e.g., where it constitutes an integral
part of an employer's pattern of conduct aimed at penal-
2" Unimasco, Inc., 196 NLRB 400 (1972).
Is Coast Delivery Service, Inc., 172 NLRB 2268, 2273-74 (1965), affd.
437 F.2d 264 (9th Cir. 1971); Adam A Eve Cosmetics Inc., 218 NLRB
1317 (1975).
izing its employees for their union activities, this conduct
is violative of Section 8(aX1) of the Act. 2 s
The facts of the instant case establish that from the
time of the filing of the petition by the Union in this
matter, Respondent, through Sackermann, committed
various acts of misconduct in violation of Section 8(aX1)
and (3) of the Act. One of the matters protested by
Baykal on November 6 included the urging of Sacker-
mann to rescind the work-rule regulations promulgated
by him in June and July, acts which I have found to be
violations of the Act. In recent years, the Board has ex-
perienced great difficulty in arriving at a unanimous de-
cision as to what constitutes a violation when a supervi-
sor is discharged. In a fragmented decision in Fresno
Townehouse, a 1979 decision, it is stated that the Board
has "authority to grant reinstatement to supervisors
found to have been discharged for refusing to engage in
unfair labor practices, for testifying at a Board proceed-
ing, for providing an affidavit to a Board agent, or for
attempting otherwise to protect employees from interfer-
ence or discrimination proscribed by the Act." 27
In the same case, the Board majority stated:
Thus, the Board has continued to order supervi-
sors reinstated to their supervisory positions where
it has been established that the supervisors were dis-
charged in order to interfere indirectly with em-
ployee rights by limiting access to the Board's proc-
ess, by coercing supervisors into violating the Act,
by masking or otherwise facilitating direct discrimi-
nation against employees, or by tending to cause
employees reasonably to fear like action will be
taken against them if they participate in protected
activity. 28
In a later case decided by a Board panel in 1980, in
which a vigorous dissent was filed by Member Trues-
dale, the majority panel stated as follows:
The Board has never held that supervisory partici-
pation in concerted or union activity is protected.
Rather, reinstatement of supervisors in these cases
has been ordered only when, and precisely because,
the respondent's action is found to have been moti-
vated, not by the supervisor's own activity, but by a
desire to stifle employees' exercise of Section 7
rights and is part of an overall scheme designed to
achieve successfully that result. In some cases, that
the action taken against a supervisor was so moti-
vated may be readily apparent, while in others mo-
tivation may not be so easily discerned. The fact re-
mains, however, that vindication of employees Sec-
tion 7 rights, not protection of supervisors engaging
in union or concerted activity, is the basis for the
finding that a respondent has violated Section
16 Production Stamping Inc.. 239 NLRB 1183, 1193, citing cases at fn.
13 (1979).
27 Nevis Industries Inc.. d/b/a Fresno Townehouse, 246 NLRB 1053,
1054 (1979), with earlier cases cited.
2" Ibid. with cases cited.
685
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
8(aXl1) and that the circumstances require reinstate-
ment of the discharged supervisor. 29
In the instant case, I find that Respondent, through its
various acts in violation of Section 8(aXl) and (3) of the
Act, was attempting to discourage its employees in their
rights protected under Section 7 of the Act. In the pres-
ence of employee Lupo, Baykal protested to Sacker-
mann, inter alia, the work rules instituted by him unilat-
erally with the object of discouraging union activity. I
conclude that the discharge of Baykal on November 6
was a signal to other employees that a continuation of
their protest would result in further disciplinary action.
Accordingly, whether Baykal is found to be a supervi-
sor or not is irrelevant in this case. Her discharge consti-
tuted a violation by Respondent under Section 8(a)(1) of
the Act.
IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES
UPON COMMERCE
The activities of Respondent as set forth in section III,
above, occurring in connection with the operations of
Respondent described in section I, above, have a close,
intimate, and substantial relationship to trade, traffic, and
commerce among the several States and tend to lead to
labor disputes burdening and obstructing commerce and
the free flow of commerce.
V. THE REMEDY
Having found that Respondent engaged in unfair labor
practices, it will be recommended that it cease and desist
therefrom, and that it take affirmative action necessary to
effectuate the policies of the Act.
It will be recommended that Respondent offer Dawn
Baykal immediate and unconditional reinstatement to her
former position, without prejudice to her seniority or
other rights and privileges, and that Respondent make
Baykal whole for any loss of earnings she may have suf-
fered as a result of the discrimination against her, by
12 DRW Corporation d/b/a Brothers Three Cabinets, 248 NLRB 828,
829 (1980).
paying her the sum of money equal to that which she
normally would have earned as wages from November 6,
1980, to the date of Respondent's offer of reinstatement,
less her net earnings during such period, with backpay
and interest thereon computed in the manner prescribed
in F: W. Woolworth Company, 90 NLRB 289 (1950), and
Florida Steel Corporation, 231 NLRB 651 (1977). See also
Isis Plumbing & Heating Co., 139 NLRB 716 (1962).
CONCLUSIONS OF LAW
1. Respondent Tra-Mar Communications, Inc., is an
employer engaged in commerce within the meaning of
Section 2(6) and (7) of the Act.
2. Local 827, International Brotherhood of Electrical
Workers, AFL-CIO, is a labor organization within the
meaning of Section 2(5) of the Act.
3. By threatening employees with discharge, layoffs,
more onerous working conditions, loss of privileges, a
denial of promised wage increases, and with a plant shut-
down; by promising wage increases; and by bypassing
Local
827,
International
Brotherhood
of Electrical
Workers, AFL-CIO, and dealing directly with its em-
ployees, Respondent Tra-Mar Communications, Inc., vio-
lated Section 8(a)(l) of the Act.
4. By discharging Dawn Baykal, its employee, because
of her protected concerted activity on behalf of employ-
ees of Respondent, Respondent discriminated against her
in violation of Section 8(a)(l) of the Act.
5. By withdrawing privileges of employees and issuing
written and verbal work rules because its employees en-
gaged in activities on behalf of Local 827, International
Brotherhood of Electrical Workers, AFL-CIO, Re-
spondent violated Section 8(a)(3) and (1) of the Act.
6. By issuing a warning letter on July 9, 1980, to Lil-
lian Ferraro because of her union and concerted protect-
ed activities, Respondent discriminated against said em-
ployee, Lillian Ferraro, in violation of Section 8(aX3)
and (1) of the Act.
7. The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
[Recommended Order omitted from publication.]
686