303 NLRB 888
Phoenix Mechanical
888
303 NLRB No. 134
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
Phoenix Mechanical, Inc. and United Association of
Journeymen and Apprentices of the Plumbing
and Pipefitting Industry of the United States
and Sanada, Local 189, AFL–CIO, Petitioner.
Case 9–RC–15689
July 25, 1991
DECISION AND CERTIFICATION OF
REPRESENTATIVE
BY MEMBERS DEVANEY, OVIATT, AND
RAUDABAUGH
The National Labor Relations Board, by a three-
member panel, has considered objections to an election
held on August 17, 1990, and the Acting Regional Di-
rector’s supplemental report recommending disposition
of them. The election was conducted pursuant to a
Stipulation and Agreement for a Second Election. The
tally of ballots shows 14 votes for and 12 against the
Petitioner, with 1 challenged ballot, an insufficient
number to affect the results.
The Board has reviewed the record in light of the
exceptions and briefs, has adopted the Acting Regional
Director’s findings and recommendations, and finds
that a certification of representative should be issued.
In its objections, the Employer contends that during
and after the election business agents of the Sheet
Metal Workers Union, Ohio Local 24 told certain em-
ployees that voting for the Petitioner would be tanta-
mount to voting for Local 24, and that if the Petitioner
won the election the employees would automatically
become members of Local 24. The Employer further
contends that this conduct so confused certain employ-
ees that they did not know whether they were voting
for the Petitioner or for Local 24. Local 24 is not a
party to the election. The Acting Regional Director
found, and we agree, that the alleged conduct was, at
most, a misrepresentation by a third party which does
not warrant setting aside the election.
The Board accords less weight to conduct by a
nonparty than to conduct by a party because ‘‘neither
unions nor employers can prevent misdeeds . . . by
persons over whom they have no control.’’ NLRB v.
Griffith Oldsmobile, 455 F.2d 867, 870 (8th Cir. 1972),
enfg. 184 NLRB 722 (1970). Thus, the Board gen-
erally will overturn an election based on third-party
conduct only when it is so aggravated that it creates
a general atmosphere of fear and reprisal rendering a
free election impossible. Westwood Horizons Hotel,
270 NLRB 802 (1984).
As noted by our dissenting colleague, the Board and
courts in particular circumstances have also set aside
an election tainted by conduct which is boisterous, sus-
tained, and intrusive into the election process, as in
Pepsi-Cola Bottling, 291 NLRB 578 (1988), or which
is tainted by irrelevant, inflammatory racial appeals, as
in M & M Supermarkets, 818 F.2d 1567 (11th Cir.
1987). Contrary to our colleague, however, we view
the decisions in those two cases as consistent with the
Westwood standard. In both cases the activity was
found to be egregious—certainly going beyond sowing
confusion—unlike the conduct asserted as objection-
able in this case.
In any event, Pepsi-Cola and M & M are distin-
guishable from the instant case. First, neither case
invlved third-party misrepresentations, as here. In
Pepsi-Cola, the Board set aside an election where a
group of prounion employees engaged in sustained,
boisterous prounion conduct which included, inter alia,
forcing voters to pass between two lines of chanting,
cheering union supporters to enter the polling place.
Critical to the Boards’s decision was that the conduct
occurred in the non-electioneering area. At issue in M
& M was a series of derogatory and highly inflamatory
anti-Semitic statements and appeals to racial prejudice
by a prounion employee during a meeting called by the
employer and attended by other employees. Because
appeals to racial and religious bias have no place in ei-
ther our system of justice or in an election, the court
declined to apply a third-party standard and applied in-
stead the standard used where a party appeals to racial
prejudice. The court, therefore, refused to uphold the
Union’s election victory.
Further, we need not rely, as our dissenting col-
league suggests, on Midland National Life Insurance
Co., 263 NLRB 127 (1982). The Midland line of cases
discusses the effect on an election of misrepresenta-
tions by a party to that election. Here, we are faced
with alleged misleading statements by a nonparty; and
no precedent is cited for setting aside an election based
on conduct of the kind alleged here. Pacific Southwest
Container, 283 NLRB 79 (1987), on which our col-
league relies, is inapposite. That case involved poten-
tial voter confusion as a result of a postpetition,
preelection merger of the petitioner with another union.
Thus, the voter confusion arose because of the conduct
of a party (i.e., the petitioner’s merger with another
union) and involved an actual change in the bargaining
representative.
Here, the Notice of Election and the ballot made
clear that the Petitioner, alone, sought to be the exclu-
sive representative of the unit employees. In these cir-
cumstances, the alleged misleading statements by per-
sons not parties to the election would not tend to cre-
ate an atmosphere warranting a new election. Thus, we
shall adopt the Acting Regional Director’s rec-
ommendations and certify the Petitioner.
CERTIFICATION OF REPRESENTATIVE
IT IS CERTIFIED that a majority of the valid ballots
have been cast for the United Association of Journey-
men and Apprentices of the Plumbing and Pipefitting
889
PHOENIX MECHANICAL
Industry of the United States and Canada, Local 189,
AFL–CIO, and that it is the exclusive collective-bar-
gaining representative of the employees in the fol-
lowing appropriate unit:
All production employees employed by the Em-
ployer at its 145 West Fifth Avenue, Columbus,
Ohio facility excluding all office clerical employ-
ees, confidential employees and all professional
employees, guards and supervisors as defined in
the Act.
MEMBER RAUDABAUGH, dissenting.
The issue in this case is whether employees were
misled as to who would be their Section 9 representa-
tive if they voted in favor of representation in the elec-
tion. The choice on the ballot was whether employees
wished to be represented by Pipefitters. The proffered
evidence is that four employes who do sheet metal
work were told by agents of Sheet Metal Workers that
a vote for Pipefitters would be a vote for representa-
tion by Sheet Metal Workers. That is, if Pipefitters
won, the Employer would negotiate with Sheet Metal
Workers as to employees doing sheet metal work. This
is proffered evidence that at least two, and possibly all
four, of these employees were confused by these state-
ments. The Pipefitteres won the election by two votes,
with one challenged ballot.
My colleagues in the majority apparently conclude
that, even if all the foregoing is true, the conduct is
a mere misrepresentation, insufficient to overturn the
election. See Midland National Life Insurance Co., 263
NLRB 127 (1982). In my view, if employees are mis-
led as to whom they are voting for, that is more than
a simple misrepresentation. It goes to the heart of what
the election is all about. The Board will not certify a
union unless the election results unquestionably reflect
the employees’ intent. Pacific Southwest Container,
283 NLRB 79, 80 (1987). I think that there is a ques-
tion as to whether a majority of employees has chosen
Pipefitters as their representative.
The fact that the confusion was sown by a third
party does not require a contrary result. Conduct by a
third party can be used to overturn an election even
where the conduct does not involve violence, threats of
violence, or fear of reprisal. See Pepsi-Cola Bottling,
291 NLRB 578 (1988); M & M Supermarkets, 818
F.2d 1567 (11th Cir. 1987). Concededly, these cases
do not involve confusion sown by a third party. But
these cases do belie the notion that only certain kinds
of third-party conduct can be objectionable. My col-
leagues appear to take the contrary position that certain
kinds of conduct, e.g., sowing confusion, cannot con-
stitute objectionable conduct. In my view, an objec-
tions case is not to be resolved by catergorizing kinds
of conduct but rather by asking whether the conduct is
a particular case has interfered with the laboratory con-
ditions necessary for the holding of an election. I sub-
mit that if voters are confused as to who they are vot-
ing for, and if the number of such confused voters is
sufficient to be determinative, it can hardly be said that
‘‘laboratory conditions’’ existed for purposes of deter-
mining the electoral desires of the employees.
In light of the above, I would hold a hearing as to
what misleading statements may have been made and
the impact of such statements.