309 NLRB 1074
Windee's Metal Industries
1074
309 NLRB No. 171
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1 See NLRB Rules and Regulations, Series 2, Art. III, §§ 1–3
(1939) (employer petitions accepted when two or more unions assert
conflicting claims of representative status).
2 Pub.L. 80–101, 61 Stat. 136 (80th Cong. 1st Sess.).
Windee’s Metal Industries, Inc., Employer-Peti-
tioner and Sheet Metal Workers, Local 25,
Sheet Metal Workers International Association,
AFL–CIO and Sheet Metal Workers Local
Union No. 22 of New Jersey. Case 22–RM–687
December 16, 1992
DECISION ON REVIEW AND ORDER
BY MEMBERS DEVANEY, OVIATT, AND
RAUDABAUGH
On July 29, 1992, the Regional Director for Region
22 issued a Decision and Direction of Election in
which he directed an election between Sheet Metal
Workers Local 25 (Local 25), Sheet Metal Workers
Local No. 22 (Local 22), and no union, in a unit com-
posed of all journeyman sheet metal workers, appren-
tice sheet metal workers, and apprentice applicant
sheet metal workers employed by the Employer at its
Brunswick, New Jersey location. Thereafter, in accord-
ance with Section 102.67 of the Board’s Rules and
Regulations, Local 25 filed a timely request for review
in which it argued that there was no evidence of a
question concerning representation sufficient to warrant
its inclusion, pursuant to the Employer’s petition, on
the ballot. On September 1, 1992, the Board granted
the Union’s request for review.
The National Labor Relations Board has delegated
its authority in this proceeding to a three-member
panel.
The Board has considered the entire record in this
case.
The issue presented is whether the Regional Director
erred in directing an election including on the ballot,
inter alia, Local 25. For the reasons set forth below,
we find that the Regional Director erred in directing an
election with respect to Local 25, and remand the case
for further proceedings consistent with this decision.
Background
The Employer is engaged in the installation of sheet
metal at construction projects located at various sites
in New Jersey, and employs approximately four jour-
neymen, apprentice, and apprentice applicant sheet
metal workers at its Brunswick, New Jersey jobsite.
The Employer and Local 22 are currently parties to an
8(f) prehire agreement, applicable to this project,
which expires on August 31, 1994.
On June 5, 1992, representatives of Local 25 com-
menced picketing at the Brunswick jobsite with signs
stating that the Employer was not paying the ‘‘prevail-
ing rate.’’ The Employer responded by advising Local
25 that it was, in fact, paying prevailing wage rates.
On June 15, 1992, picketing resumed with new signs
that read:
INFORMATIONAL
WINDEE’S METAL INDUSTRIES, INC. SHEET
METAL WORK ON THIS JOB IS NOT BEING
DONE BY SHEET METAL WORKERS LOCAL
25, AFL–CIO.
THIS SIGN IS NOT INTENDED TO INTER-
FERE WITH, NOR RESTRAIN, NOR COERCE
THE RIGHTS OF ANYBODY LEAVING OR
ENTERING THIS JOB.
SHEET METAL WORKERS LOCAL 25.
On June 17, 1992, the Employer filed the instant pe-
tition together with an unfair labor practice charge al-
leging that Local 25 had violated Section 8(b)(7)(C) by
engaging in unlawful recognitional picketing. The
charge was dismissed by the Regional Director on July
9, 1992, on the grounds that the picketing was pro-
tected informational picketing; we are administratively
advised that the dismissal has not been appealed. By
letter dated July 14, 1992, the Union disclaimed any
interest in representing the Employer’s employees. The
Union continued to picket the Employer with the same
signs as noted above.
Discussion
Section 9(c)(1)(B) of the National Labor Relations
Act provides that an election petition may be filed by
an employer when ‘‘one or more individuals or labor
organizations have presented to him a claim to be rec-
ognized’’ as the representative of a majority of em-
ployees for the purpose of collective bargaining. The
Regional Director apparently found that the picketing
engaged in by Local 25 constituted a ‘‘claim to be rec-
ognized.’’ We disagree.
The Board has consistently construed Section
9(c)(1)(B) as requiring evidence of a ‘‘present demand
for recognition’’ before an employer’s petition will be
processed. Martino’s Complete Home Furnishings, 145
NLRB 604, 607 (1963) (emphasis in original). This in-
terpretation is based not only on the plain language of
Section 9(c)(1)(B), but also on the legislative history
preceding its enactment. Prior to 1947, the Board
would entertain election petitions filed by employers
only under limited circumstances.1 While the pro-
ponents of what eventually became the Taft-Hartley
Act of 19472 sought to broaden the circumstances in
which employers could petition for an election, Con-
gress recognized that ‘‘such a right may be subject to
abuse, in that employers may seek an election at the
earliest possible moment in an organizational campaign
and thereby obtain a vote rejecting the union before it
1075
WINDEE’S METAL INDUSTRIES
3 93 Cong.Rec. 1911, 2 Leg. Hist. LMRA 983 (1947) (Leg. Hist.)
(remarks of Senator Morse).
4 Labor Management Relations Act, 1947 (H.R. 3020), H. R. Rep.
No. 245 (80th Cong., 1st Sess.) at 35, 1 Leg. Hist. 326 (emphasis
in original). See also S. Rep. No. 105 (80th Cong., 1st Sess.) at 25,
1 Leg. Hist. 431 (‘‘Employers are also given the right of petition
after a union has actually claimed a majority or demanded exclusive
recognition.’’); 93 Cong.Rec. 3954 (1947), 2 Leg. Hist. 1013 (re-
marks of Senator Taft) (employer may obtain election when union
says ‘‘I represent your employees. Sign this agreement, or we strike
tomorrow.’’); 93 Cong.Rec. 5146 (1947), 2 Leg. Hist. 1496 (remarks
of Senator Ball) (bill would authorize employer petitions ‘‘whenever
one or more unions present to the employer a demand for recogni-
tion as representing the employees’’).
5 We recognize that unions which engage in informational picket-
ing may have as their ultimate goal recognition by the picketed em-
ployer as the representative of its employees. However, such com-
mon organizational tools as soliciting authorization cards, meeting
with employees and appointing in-plant committees also have as
their ultimate goal the union’s recognition as majority representative.
It would be inconsistent with the language and legislative intent of
Sec. 9(c)(1)(B) to find that such activities, or informational picket-
ing, are sufficient to allow an employer to petition for an election
merely because an objective of the activity may be to obtain even-
tual recognition. See Hod Carriers Local 840 (C. A. Blinne Constr.),
135 NLRB 1153, 1168 fn. 29 (1962).
6 Sec. 8(b)(7) provides that it shall be an unfair labor practice for
a labor organization or its agents
to picket or cause to be picketed, or threaten to picket or cause
to be picketed, any employer where an object thereof is forcing
or requiring an employer to recognize or bargain with a labor
organization as the representative of his employees, or forcing
or requiring the employees of an employer to accept or select
such labor organization as their collective-bargaining representa-
tive, unless such labor organization is currently certified as the
representative of such employees:
(A) where the employer has lawfully recognized in accordance
with this Act any other labor organization and a question con-
cerning representation may not appropriately be raised under
section 9(c) of the Act,
(B) where within the preceding twelve months a valid election
under section 9(c) of the Act has been conducted, or
(C) where such picketing has been conducted without a peti-
tion under section 9(c) being filed within a reasonable period of
time not to exceed thirty days from the commencement of such
picketing: Provided, That when such a petition has been filed
the Board shall forthwith, without regard to the provisions of
section 9(c)(1) or the absence of a showing of a substantial in-
terest on the part of the labor organization, direct an election in
such unit as the Board finds to be appropriate and shall certify
the results thereof: Provided further, That nothing in this sub-
paragraph (C) shall be construed to prohibit any picketing or
other publicity for the purpose of truthfully advising the public
(including consumers) that an employer does not employ mem-
bers of, or have a contract with, a labor organization, unless an
effect of such picketing is to induce any individual employed by
any other person in the course of his employment, not to pick
up, deliver or transport any goods or not to perform any serv-
ices.
Nothing in this paragraph (7) shall be construed to permit any
act which would otherwise be an unfair labor practice under this
section 8(b) [this subsection].
The expedited election procedures established in the first proviso
to Sec. 8(b)(7)(C) are not applicable in the case of informational
picketing. See C. A. Blinne Constr., above.
has had a reasonable opportunity to organize.’’3 Ac-
cordingly, the original House and Senate bills reported
out of committee both contained the language found in
Section 9(c)(1)(B) today, limiting employer petitions to
cases in which the union has presented a ‘‘claim to be
recognized.’’ The legislative history further shows that
Congress understood this provision to mean that
‘‘[e]mployers may ask for elections, but only after a
representative
has
claimed
collective-bargaining
rights.’’4 Thus, it would be contrary to the Congres-
sional intent underlying Section 9(c)(1)(B) to find that
any conduct with a representational objective, which
falls short of an actual, present demand for recognition,
will support an election petition filed by an employer.
The Board has also consistently rejected the view
that informational picketing, without more, is sufficient
to establish a present demand for recognition. See, e.g.,
Martino’s Complete Home Furnishings, above. As the
Board stated in John’s Valley Foods, 237 NLRB 425,
426 (1978) (footnote omitted):
Classic informational picketing may, of course,
be also ultimately recognitional. But such activity,
without more, does not evince a present demand
for recognition and if that is all there is, an em-
ployer’s election petition must be dismissed.
Protected informational picketing, by definition, is
picketing (1) for the purpose of truthfully advising the
public, including consumers, that an employer does not
employ members of, or have a contract with, a union,
and (2) which is not coercive, in that it does not have
the effect of inducing any individual not to pick up,
deliver, or transport any goods or not to perform any
services in the course of his employment. Section
8(b)(7)(C). Such picketing falls short of the type of
conduct that Congress envisioned as satisfying the re-
quirements of Section 9(c)(1)(B).5
Moreover, as the Board recognized in Martino’s, it
would be inconsistent with the statutory scheme estab-
lished by Section 8(b)(7) of the Act to find that infor-
mational picketing alone is sufficient to warrant proc-
essing an election petition under Section 9(c)(1)(B).
Thus, while Section 8(b)(7)(C) prohibits a union from
engaging in recognitional picketing unless an election
petition has been filed within a reasonable period of
time not to exceed 30 days, and provides for an expe-
dited election without regard to the provisions of Sec-
tion 9(c)(1) under those circumstances, the second pro-
viso to Section 8(b)(7)(C) specifically exempts infor-
mational picketing from the above prohibition and ex-
pedited election process.6 If informational picketing
were found to be equivalent to a claim for recognition
under Section 9(c)(1)(B), then an employer could file
an election petition under that provision of the Act as
soon as the informational picketing commenced and, if
the union lost the election, further recognitional picket-
ing—including informational picketing—would be
1076
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
7 See, e.g., Roberts Tires, 212 NLRB 405 (1974); Holiday Inn, 179
NLRB 337 (1969); and Grand Central Liquors, 155 NLRB 295
(1965).
barred for 12 months pursuant to Section 8(b)(7)(B).
This result would be inconsistent with the immunity
granted such picketing under the second proviso to
Section 8(b)(7)(C). See Martino’s, above.
Applying these principles to the facts of this case,
we find that Local 25 has not engaged in any conduct
which demonstrates a present demand for recognition.
The Board has found that a present demand for rec-
ognition may be established where the union requests
that the employer sign a contract, or where the union
states that the picketing would cease if the employer
signed a contract with the union.7 However, there is no
evidence of this character present here. Rather, an affi-
davit submitted by the Employer’s president states
only that he ‘‘construe[d]’’ Local 25’s picketing ‘‘as a
demand for recognition. Presumably, if I sign a con-
tract with Local 25, the job will be done by members
of Local 25 and the picketing will cease [emphasis
added].’’ Nothing in this affidavit, or in the testimony
of the only witness to appear at the hearing, Local 22
Business Agent Gallagher, who testified on behalf of
the Employer, even remotely suggests that Local 25
has presented a claim for recognition within the mean-
ing of Section 9(c)(1)(B). In this regard, we decline to
find such a claim based on the Employer’s supposition
concerning the likely outcome of events if it were to
sign a collective-bargaining agreement with Local 25,
in the absence of any evidence that Local 25 has ever
requested that it do so.
We recognize that, in cases where a union has in
fact initially demanded recognition but subsequently
disclaimed interest in representing the employees, the
Board has found that a present demand for recognition
may
still
exist
where
the
union
engages
in
postdisclaimer picketing, in effect relying on the pick-
eting—together with the demand for recognition—to
establish a present demand for recognition. See, e.g.,
McClintock Market, 244 NLRB 555 (1979); Holiday
Inn, above; and Capitol Market No. 1 (Retail Clerks
Local 770), 145 NLRB 1430 (1964). However, these
cases are distinguishable. While continued picketing
viewed in the light of a contemporaneous demand for
recognition may establish a present demand for rec-
ognition, notwithstanding the disclaimer, nothing in
these cases suggests that the picketing alone would be
sufficient in that regard. Since all that exists in the
present case is such picketing, we find it unnecessary
to pass on the Regional Director’s finding that the dis-
claimer was invalid to establish that there was no cur-
rent claim to be recognized. A disclaimer is unneces-
sary when no claim has been made.
Although the instant petition must be dismissed, in
light of the above, insofar as it seeks to force Local
25 to participate in an election, we note that the peti-
tion also includes Local 22 and that the Employer indi-
cated at the hearing that it wished to proceed to an
election even if Local 22 alone, a party to an 8(f)
agreement, were on the ballot. Accordingly, we will
remand this case to the Regional Director for Region
22 for further proceedings consistent with this deci-
sion.