312 NLRB 32
J. C. Penney Co.
32
312 NLRB No. 8
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1 The only issue raised on review was whether the Acting Regional
Director erred in finding that the Employer’s chargeback clerk is not
a guard within the meaning of Sec. 9(b)(3) of the Act.
J. C. Penney Co., Inc. and International Union,
United Plant Guard Workers of America
(UPGWA), Petitioner. Case 4–RC–18156
August 31, 1993
ORDER DENYING REVIEW
BY CHAIRMAN STEPHENS AND MEMBERS
DEVANEY AND RAUDABAUGH
The National Labor Relations Board has considered
the Employer’s request for review of the Acting Re-
gional Director’s Decision and Direction of Election
(pertinent portions are attached). The request for re-
view is denied as it raises no substantial issues war-
ranting review.1
APPENDIX
Acting Regional Director’s Decision and Direction
of Election
The Employer, a Delaware corporation, is engaged in the
operation of department stores throughout the United States,
including a store located at the Gallery II, Philadelphia,
Pennsylvania. The Petitioner seeks to represent a unit of
guards. The parties stipulated that the 14 loss prevention offi-
cers, 4 package pickup receptionists, 4 cash room employees,
5 fitting room attendants, and 5 switchboard receptionists are
guards who should be included in the unit. The parties also
stipulated that employees who work an average of 4 hours
per week during the 13-week payroll period immediately pre-
ceding the election, and perform guard work at least 10 per-
cent of this time, are regular part-time employees who should
be included in the guard unit. Finally, the parties agreed that
switchboard/receptionist, Desiree Smith, should be permitted
to vote subject to challenge. The Employer, contrary to the
Petitioner, takes the position that the stockroom receiver and
chargeback clerk are also guards and should be included in
the unit.
The Employer’s Gallery II store is a five-floor building
with a receiving/dock area and stockroom located at its un-
derground or bottom level. The next floor up is the mall
level which includes the children’s department and the cata-
log department. The next level is the street level where the
jewelry, cosmetics, shoes, package pickup, and the men’s de-
partments are located. The package pickup area is the area
designated for all employees to use when entering and
exiting the store. The security office is also located on street
level. The second floor consists of the women’s departments,
the lunchroom, and locker room. The third floor, or top floor,
consists of home furnishings, lingerie and sleepwear, a gift
department, a portrait studio, and management offices, in-
cluding the cash room and vault.
Both the stockroom receiver and the chargeback clerk re-
port to the stockroom manager and work primarily in the
receiving/dock area located on the bottom level. Most of the
stockroom receiver’s time is spent receiving and checking
freight bills of inbound merchandise, guarding against pilfer-
age and damage to the merchandise, logging in short cartons,
and completing pilferage or damage reports. Only the stock-
room receiver and the stockroom and operations managers
have keys that open four rolling doors where trucks dock to
load and unload merchandise. Truckdrivers must have the
stockroom receiver’s or stockroom manager’s authorization
to gain access to these doors. The stockroom receiver is also
responsible for permitting access into the store for authorized
subcontractors and vendors, and for checking their belong-
ings or toolboxes when they exit the store to ensure that mer-
chandise is not taken off the premises. Approximately 30 to
40 percent of the stockroom receiver’s time is spent monitor-
ing access to the doors and checking contractor’s packages
and toolboxes. The stockroom receiver also makes sure that
store employees do not exit from the bottom level door.
Almost all of the chargeback clerk’s time is spent on the
bottom level of the store in the chargeback room. This room
has one concrete wall, three ceiling to floor wire mesh walls,
and a self-locking door. The chargeback roo is locked when
the chargeback clerk is not there. The chargeback clerk, the
stockroom manager and the operations manager are the only
persons who have the key to the door. The chargeback clerk
is primarily responsible for ensuring that merchandise to be
sent back to vendors is returned and that the Employer re-
ceives credit. The chargeback clerk enters returns on a com-
puter, packages the returns, and records the shipments on the
shipping log. She is also responsible for checking in fine
jewelry, often with the assistance of either a jewelry associ-
ate or jewelry manager. The jewelry manager takes the mer-
chandise to the jewelry department. If the chargeback clerk
is unable to process all the fine jewelry on a given day, this
merchandise is taken to the cash room where it is put into
the vault by cash room employees. Approximately twice each
week, for a total of approximately 30 minutes, the
chargeback clerk goes to other areas of the store to pick up
merchandise to be returned to vendors. The chargeback clerk
is responsible for all merchandise in her area and is expected
to question employees who enter her area if she believes they
have no business there. She may call for the stockroom man-
ager’s assistance in these situations. The record does not dis-
close how much time the chargeback clerk spends denying
or limiting access to the chargeback room or if she has ever
performed this duty. The record does disclose that approxi-
mately 20 percent of her time involves contact with other
employees but the record does not show the specific nature
of that contact.
The Employer also employs 14 loss prevention officers
who are supervised by the loss prevention manager. While
not all of the prevention officers are uniformed, they all
carry handcuffs and radios, and have been trained in shoplift-
ing prevention and detention techniques. None of the loss
prevention officers are assigned to the receiving/dock area at
any time, but they are available and within reach by phone.
Loss prevention officers monitor cameras which scan the re-
ceiving dock area, including the entrance to the chargeback
room. Unlike the loss prevention officers, neither the stock-
room receiver nor the chargeback clerk has received deten-
tion technique training, they are not armed, nor are they ex-
pected to apprehend employees or nonemployees. They also
would not be involved in investigations of theft. They do re-
ceive the same training as other store employees concerning
33
J. C. PENNEY CO.
shoplifting and theft prevention. If the stockroom receiver or
chargeback clerk confronts an unauthorized person, a sus-
pected theft, or discover merchandise being taken out of the
store by a vendor or subcontractor, they are required to no-
tify the stockroom manager or the operations manager first,
who in turn would notify the loss prevention officers. The
stockroom receiver and chargeback clerk are considered part
of the merchandise handling department whereas the loss
prevention officers are in a different department.
On September 23, 1988, a Decision and Direction of Elec-
tion issued in Case 4–RC–16839 wherein the stockroom re-
ceiver and chargeback clerk were found not to be guards and
were excluded from the guard unit. In a Supplemental Deci-
sion which issued in that case on November 28, 1988, the
classifications of employees found to be guards, the cash
room employees, office receptionists, fitting room attendants,
loss prevention officers, and package pickup receptionists
were found to share a community of interest.
Section 9(b)(3) of the Act defines a ‘‘guard’’ as ‘‘any in-
dividual employed . . . to enforce against employees and
other persons rules to protect property of the employer or to
protect the safety of persons on the employer’s premises
. . . .’’ It is the nature of the duties of guards and not the
percentage of time which they spend in such duties which is
controlling. Walterboro Mfg. Corp., 106 NLRB 1383, 1384
(1953). The duties of the chargeback clerk described in Case
4–RC–16839 appear to be identical to the duties of the
chargeback clerk in the instant proceeding. Thus the
chargeback clerk is primarily engaged in receiving, packing,
and shipping merchandise, and accounting for the fine jew-
elry. Moreover, unlike the coinroom employees in Brink’s
Inc., 272 NLRB 868 (1985), cited by the Employer, the
chargeback clerk is not bonded, not confined to an area that
is locked at all times, and is not required to restrict access
of unauthorized persons through the use and possession of a
firearm. Although the chargeback clerk has same contact
with employees, the record fails to show that she enforces
rules against those employees, or if she does, whether that
duty constitutes more than a minor and incidental part of her
overall, nonguard duties. In these circumstances, I find no
reason to alter the conclusion that the chargeback clerk is not
a guard. Accordingly, I shall exclude the chargeback clerk
from the unit. See Hoffman Security, 302 NLRB 922 (1991);
Big Y Foods, 238 NLRB 355, 858 (1978); Watch Monitors,
Inc., 128 NLRB 903, 904 (1960).