327 NLRB 317
United Parcel Service
UNITED PARCEL SERVICE
295
United Parcel Service and David Dunning. Cases 7–
CA–33137, 7–CA–33981(2), 7–CA–34605, and 7–
CA–34903
December 24, 1998
DECISION AND ORDER
BY MEMBERS FOX, LIEBMAN, AND HURTGEN
On February 20, 1998, Administrative Law Judge Ju-
dith Ann Dowd issued the attached supplemental deci-
sion on remand.1 The Respondent filed exceptions and a
supporting brief. The General Counsel filed an answer-
ing brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the supplemental decision
on remand,2 and the record in light of the exceptions and
briefs and has decided to affirm the judge’s rulings, find-
ings,3 and conclusions4 and to adopt the recommended
Order.
1. The judge found, and we agree, that the Respondent
violated Section 8(a)(1) of the Act by enforcing its no-
distribution rule in the check-in area and by discriminato-
rily applying the rule against David Dunning in the
check-in area. The judge found that during the hour be-
fore the drivers’ starting time at 8:30 a.m., the prestart
period, the drivers openly read, lounge, engage in social
conversation, and generally use the check-in areas as
assembly and waiting rooms. She also found that while
supervisors occasionally give some instructions or sup-
plies to drivers in the check-in areas during the prestart
period, this is the exception and not the rule. The judge
concluded that the check-in areas are nonwork areas, or
at most, mixed use areas. The Respondent, therefore,
was not privileged to ban distribution in such areas.
1 The Board remanded the proceeding for further credibility deter-
minations, and if appropriate, new Conclusions of Law and recommen-
dations. 325 NLRB 1 (1997).
2 The Board has also considered the judge’s decision of July 8, 1997,
and the record in light of the exceptions and briefs filed at that stage of
the proceedings.
3 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
4 Based on the judge’s crediting of employee David Dunning’s tes-
timony concerning his December 28, 1992 conversation with Managers
Jennifer Shroeger and William Soumis, we adopt the judge’s finding,
stated in her initial decision and incorporated into her supplemental
decision, that the Respondent violated Sec. 8(a)(4) of the Act by dis-
charging Dunning because he filed unfair labor practice charges with
the Board. Because any remedy based on a finding that the discharge
also violated Sec. 8(a)(3) would be essentially the same as the remedy
for the 8(a)(4) violation, we find it unnecessary to pass on the 8(a)(3)
allegation. We further find it unnecessary to pass on the judge’s state-
ments concerning what her findings would be if Soumis’ version of the
December 28 conversation were to be credited.
We agree with the judge’s analysis. The Board has
long held that an employer may lawfully prohibit em-
ployees from distributing literature in work areas in order
to prevent the hazard to production that could be created
by littering the premises. Stoddard Quirk Mfg. Co., 138
NLRB 615 (1962). However, the Board has also held,
with court approval, that this rule does not apply to a
mixed use area. Transcon Lines, 235 NLRB 1163, 1165
(1978), affd. in pertinent part 599 F.2d 719 (5th Cir.
1979) (employer failed to meet burden of establishing
that distribution, which took place in area used for rec-
reation as well as work, occurred in a work area or dur-
ing worktime); Rockingham Sleepwear, 188 NLRB 698,
701 (1971) (sewing area which is work area for greater
portion of day, but used as lunch area during lunch pe-
riod, not “work area” within meaning of Stoddard-Quirk
for duration of lunch period, but lunchroom where distri-
bution may not lawfully be prohibited). The concerns for
protecting the production process which were at issue in
Stoddard Quirk do not rise to the same level when an
employer compromises a work area by permitting non-
work use of it.
2. The judge concluded that the Respondent’s no-
distribution rule was discriminatorily enforced in the
check-in area against employee Dunning. We agree.
The judge found that drivers routinely and openly dis-
tributed such materials as fishing contest forms, football
pool material, and information about golf tournaments, in
the check-in areas during the prestart period. She further
found that supervisors routinely mingled with the drivers
in the check-in areas during the prestart period. The
judge inferred that the supervisors were aware of these
distributions and took no action to stop them. Action,
however, was taken against Dunning’s distribution of
dissident union literature. Accordingly, the judge found
that the Respondent discriminatorily enforced the no-
distribution rule against Dunning.
Contrary to the assertion of our dissenting colleague,
the judge’s finding of knowledge of the distribution is
not mere speculation. It is a reasonable inference drawn
from the evidence that distributions were open and rou-
tine and that supervisors routinely mingled with drivers
during the time such distributions took place. See, e.g.,
Schaeff, Inc. v. NLRB, 113 F.3d 254 (D.C. Cir. 1997)
(Board had adequate support for inference that manage-
ment knew of employees’ union activities because there
was evidence that employees openly talked about the
activities at work and a manager regularly mingled with
the employees when they were working).
3. The judge found, and we agree, that the Respondent
violated Section 8(a)(1) by interfering with Dunning’s
distribution of union literature in, or near, a nonwork
area. Contrary to the suggestion of our dissenting col-
league, the judge did not concede that the General Coun-
sel failed to show that the distribution occurred in a non-
work area. She found it was unnecessary to determine
327 NLRB No. 65
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
296
whether the distribution occurred in or near the nonwork
area.
There was conflicting testimony about the location of
Dunning’s distribution. The break area is an unenclosed
space containing refreshment vending machines, tables,
and chairs. The timeclock for part-time employees is in
a work area close to the break area. Dunning testified that
the distribution occurred within the break area; the Re-
spondent’s witnesses testified it occurred closer to the
employee timeclock.
The judge did not resolve this conflict in testimony.
Instead, she found that the issue of whether the distribu-
tion took place within or a few feet outside of the unen-
closed break area was elevating form over substance.
She reached this conclusion because the employees were
on nonworking time when the distribution occurred, no
employees in the area were performing work, and there
was no showing that the distribution resulted in any dis-
ruption of production or discipline. We find no error in
the judge’s analysis.
4. The judge found that the Respondent violated Sec-
tion 8(a)(1) by removing a protected publication from a
bulletin board because it was critical of the Respondent.
We agree. The Respondent set aside a bulletin board for
union postings. The Respondent removed from the bul-
letin board a copy of the union publication, “Contract
Update,” on the ground that it was demeaning to the Re-
spondent. The judge found, under the rationale of Con-
tainer Corp. of America, 244 NLRB 318 (1979), that the
Respondent could not lawfully remove notices from the
bulletin board which it found distasteful. She concluded
that although the publication alleged that the Respondent
was guilty of serious safety violations, it did not contain
material so egregious as to lose the protection of the Act.
The publication at issue made reference to a national,
companywide agreement signed with the Occupational
Safety and Health Administration (OSHA) in the past
year, and alleged continuing safety violations concerning
hazardous materials spills. It stated that the Union pro-
posed stronger health and safety contract language.
Discussion of safety and health matters is protected by
Section 7 of the Act. Blue Circle Cement Co., 311
NLRB 623 (1993), enfd. 41 F.3d 203 (5th Cir. 1994).
Here, the publication referred to continuing hazardous
materials spills and stressed the need for stronger safety
and health contract language. There was nothing so in-
flammatory or egregious as to warrant loss of the protec-
tion of Section 7 under the standard of Container Corp.,
supra.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent, United Parcel Service,
Saginaw, Michigan, its officers, agents, successors, and
assigns, shall take the action set forth in the Order.
MEMBER HURTGEN dissenting in part.
Although I agree that the Respondent’s discharge of
employee David Dunning violated Section 8(a)(4) of the
Act, I do not agree that the Respondent independently
violated Section 8(a)(1) of the Act.
Unlike the judge, I cannot find that the Respondent
violated the Act by enforcing its no-distribution rule in
its check-in area. Similarly, I cannot find that the Re-
spondent discriminatorily applied its rule against Dun-
ning in the check-in area.
Stoddard Quirk Mfg. Co., 138 NLRB 615 (1962), is
the controlling precedent with respect to distribution of
literature. In that case, the Board distinguished distribu-
tion from solicitation, and held that distribution could be
barred in working areas. “[D]istribution of literature,
because it carries the potential of littering the employer’s
premises, raises a hazard to production, whether it occurs
on working time or nonworking time.” Thus, distribu-
tion can be barred in a work area, even during nonwork
times. Unlike no-solicitation rules, the emphasis is on
the locus of activity, not simply the timing of activity.
In order to avoid these principles, the General Counsel
contends that the check-in area is a nonwork area be-
tween 7:30 and 8:30 a.m. However, the evidence indi-
cates that work activity occurs in that area at all times,
even during the 7:30–8:30 a.m. period. The judge con-
cluded that the area is a mixed-use area, and that distribu-
tion cannot be barred in such areas. I disagree. If work
occurs in an area, it is a work area, and the employer has
a legitimate interest in keeping it free from litter. Thus,
the employer can bar distribution in that area.
Further, assuming arguendo that no work occurs dur-
ing the 7:30–8:30 a.m. period, I would conclude that dis-
tribution can nonetheless be barred during that period.
As noted above, under Stoddard-Quirk, distribution in a
work area can be barred, even during nonwork times.
Accordingly, the asserted fact that no work occurs from
7:30 to 8:30 a.m. in this work area does not mean that the
Respondent cannot enforce its no-distribution rule in that
area, even during those times. The Respondent can have
a legitimate concern that litter accumulating during the
7:30 to 8:30 a.m. break period would remain during the
post 8:30 a.m. work period.
My colleagues rely upon Transcon Lines,1 for the
proposition that a “no-distribution” rule cannot be ap-
plied in a mixed use area. The case does not stand for
that broad proposition. In that case, the Board, in finding
a violation, relied upon the following facts: (1) the em-
ployer enforced its rule in a discriminatory manner; (2)
the employer's rule was so vague that employees could
never know what was permitted and what was prohib-
ited; (3) the mixed use area was the only place where
employees could regularly communicate with each other
1 235 NLRB 1163, 1165 (1978); affd. in pertinent part 599 F.2d 719
(5th Cir. 1979).
UNITED PARCEL SERVICE
297
about subjects of mutual concern. None of these three
factors is present in the instant case. The Respondent has
a valid and clear rule. Further, as discussed infra, that
rule has not been discriminatorily applied. Finally, the
General Counsel has not shown the absence of alterna-
tive places for employee communication.
Rockingham Sleepwear, 188 NLRB 698, 701 (1971),
also cited by my colleagues, is also distinguishable. In
that case, as in Transcon, supra, the employer had no
clear rule against distribution. Indeed, the employer in
Rockingham had no rule at all. By contrast, as noted
above, the Respondent here has a clear rule against dis-
tribution.
The General Counsel has not established discrimina-
tion in the application of the rule. Concededly, there is
evidence that various kinds of literature have been dis-
tributed occasionally in the relevant area. However,
there is no showing that the Respondent knew of such
distribution. The judge found that the Respondent,
through its supervisors, must have known of these prior
distributions. However, such speculation, even if rea-
sonable, is no substitute for actual evidence that supervi-
sors were aware of such distribution.
In an effort to establish supervisory knowledge, my
colleagues note that supervisors mingle with drivers dur-
ing the 7:30 to 8:30 a.m. period. However, there is no
evidence that the supervisors were present at the time
when distributions were occurring. Further, even assum-
ing arguendo that they were present, that would not es-
tablish a violation. Supervisory knowledge and inaction
would not establish the Respondent’s acquiescence in the
distributions. For example, there is no showing that su-
pervisors are the persons charged with enforcement of
the no-distribution rule. To the contrary, it appears that
managers are the ones who have the responsibility to
enforce the rule. Manager Brian Konesko enforced the
rule against Dunning, and Manager William Soumis is-
sued the warning. There is no showing that they were
aware of, and permitted, the prior distributions.
I also do not agree that the Respondent unlawfully re-
stricted Dunning’s distributions “near” a nonwork area.
In my view, it was the General Counsel’s burden to es-
tablish that Dunning was in fact in a nonwork area when
he was distributing. Neither my colleagues nor the judge
suggests that the General Counsel has made this show-
ing. Thus, I cannot find the violation.
Finally, I disagree that the Respondent violated Sec-
tion 8(a)(1) by removing a union posting from a bulletin
board. The judge acknowledges that the Union's docu-
ment alleged serious safety violations. It is clear that the
Union had no statutory right to use the bulletin board.2
However, once an employer permits such use, it may
well be that it impliedly agrees to tolerate union criti-
cisms of Respondent's position on labor-management
2 Container Corp. of America, 244 NLRB 318 fn. 2 (1979).
policies.3 But, the Union's notice here went further. It
accused the Respondent of serious safety violations.
Absent evidence not shown here, I would not conclude
that the Respondent has agreed to give the union carte
blanche to use the Respondent's bulletin board to make
unsubstantiated allegations of serious safety violations by
the Respondent.4 Thus, the Respondent was privileged to
remove the document at issue here.
SUPPLEMENTAL DECISION ON REMAND
JUDITH ANN DOWD, Administrative Law Judge. On No-
vember 7, 1997, the Board issued its Order Remanding the
above-captioned decision to me for explication of my resolu-
tion of certain credibility issues and for an analysis of the David
Dunning discharge under Wright Line.1
A. Ruling on Motions
Following issuance of the Order Remanding,2 Respondent
filed a Motion to Reopen the Record to receive the testimony of
Jennifer Shroeger and/or to admit into evidence two statements
prepared by Shroeger which had been rejected during the hear-
ing. Shroeger was present during the disputed conversation and
was the manager who made the determination to discharge
Dunning.3
At the hearing, Respondent had sought to introduce two
memoranda prepared and signed by Shroeger (R. Exhs. 13 and
14). These memoranda purported to memorialize the meeting
between Shroeger, William Soumis, the division manager, and
Dunning which preceded Dunning’s discharge and a separate
conversation between Shroeger and Erin Kelley, the object of
Dunning’s alleged continued sexual harassment.4 Counsel for
the General Counsel objected and I rejected those memoranda
as hearsay, not admissible as within the “business record excep-
3 Id.
4 Compare Container Corp. supra, where such allegations were not
made.
1 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert.
denied 455 U.S. 989 (1982).
2 Although dated November 7, 1997, the Board’s Executive Secre-
tary has confirmed Respondent’s contention that the Order was not
served, i.e., deposited in the mail, until November 19, 1997. Thus,
Respondent’s motion to reopen record, which was filed on December
17, 1997, was not untimely. See NLRB Rules, Secs. 102. 48(d)(2) and
102.112.
3 Counsel for the General Counsel submitted a response to, and a
motion to strike portions of, Respondent’s motion on the basis that
Respondent’s arguments went to the merits of the issues remanded and
improperly referenced evidence not part of the official record, the re-
jected statements and an affidavit of Shroeger. To the extent that Re-
spondent’s arguments go to the merits, they are essentially repetitive of
arguments made by Respondent in its initial brief. To the extent that
they refer to the rejected exhibits, I note that counsel for the General
Counsel also referred to them in his brief to me. I discern no prejudice
to any party arising from consideration of Respondent’s motion and
deny the motion to strike. I have fully reviewed and considered again
the briefs filed by all parties; I find no basis to request or allow addi-
tional briefs at this stage of the case.
4 This latter statement purports to memorialize a conversation be-
tween Shroeger and Kelley which apparently took place after Shroeger
and Soumis had spoken with Dunning. That statement begins with, “In
the evening of December 28. . . .” The record is silent as to the hour
when the conversation with Dunning took place but he was a day-shift
employee, arriving at work between 7:30 and 8:15 a.m.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
298
tion” to the hearsay rule. See FRE, Rules 801 and 803(6). I
maintain that ruling herein, noting further that there was noth-
ing in those statements, in Shroeger’s absence or in the circum-
stances under which they were created which would warrant
their consideration under the catchall provisions of FRE
803(24). The decision to discharge Dunning was made by
Shroeger, allegedly based upon a conversation which she and
Soumis had with Dunning, and possibly upon her conversation
with Kelley, not by others superior to Shroeger in reliance upon
her memoranda concerning those conversations. Thus, the issue
was not whether Respondent had a good-faith belief that Dun-
ning had engaged in misconduct, based upon those memoranda,
but whether what transpired in the meeting and what he alleg-
edly did to Kelley supported Respondent’s claim that it had a
nondiscriminatory reason for which he would have been termi-
nated even in the absence of any protected activity.5 Absent the
applicability of an exception to the hearsay rule, the testimony
of live and present witnesses, subject to cross-examination and
the judge’s evaluation of credibility, is the way to prove facts.
Facts are not generally established by affidavit in NLRB pro-
ceedings.
In objecting to the admission of Respondent’s Exhibit 13,
counsel for the General Counsel noted that “the company has
not demonstrated that Ms. Shroeger is not available to it as a
witness.” Counsel for Respondent did not assert that she was
unavailable but simply brought out that Shroeger, while still
employed by Respondent, was working in Atlanta, Georgia,
rather than in Detroit, Michigan, where the hearing was con-
ducted. Neither did Respondent seek to adjourn the hearing to
call Shroeger as its witness. In footnote 9 of my initial decision,
I noted that Respondent had “offered no explanation for its
failure to call” Shroeger notwithstanding that it had acknowl-
edged that she was still employed by United Parcel Service
(UPS). Perhaps I could have said that Respondent had “failed to
adequately explain or justify Shroeger’s absence.” The net ef-
fect, however, is the same. Respondent did not call a witness
whom it could reasonably have anticipated would give testi-
mony favorable to its cause and did not explain why it could
not have done so.6 Such failures warrant the adverse inference
which I drew.
Respondent now seeks to have the hearing reopened to ad-
duce the testimony of Jennifer Shroeger. The evidence which
she would offer, however, is neither newly discovered nor pre-
viously unavailable. Neither is it evidence which was proffered
at the hearing and improvidently rejected. Accordingly, under
Rule 102.48(d)(1), it does not warrant that this hearing be re-
opened.
B. Explication of Credibility Resolutions
The events of the December 28, 1992 meeting are critical to
a determination of whether Dunning was discriminatorily dis-
5 I note that the reporter improperly included R. Exhs. 13 and 14 in
the official record with no notations upon them that they had been
rejected. Indeed, the transcript, at Tr. 236, only reflects that R. Exh. 13
was rejected; R. Exh. 14 is shown as received. These exhibits should
have been marked as rejected and they should have been included in a
separate rejected exhibit file and then only if such inclusion had been
requested.
6 It is no justification that Respondent had Shroeger’s contempora-
neously prepared statements available as proposed exhibits. It could not
reasonably have anticipated that those statements would be received in
evidence in lieu of her testimony.
charged. On direct examination, Dunning testified that he was
in the office, discussing another grievance, when Shroeger
raised the issue of his discussing the reasons for his earlier sus-
pension with other employees. At that time, he asserted, she
said that she had heard “that [he] was making [his] suspension a
topic of locker room conversation.” She also told him, and he
denied, that he had been instructed to keep the nature of his
suspension (i.e., the sexual harassment of Kelley) confidential
and, in the course of that conversation, asked if he was a social-
ist, connecting his union and TDU (Teamsters for a Democratic
Union) activities with that political philosophy. Shroeger and
Soumis stated or implied that he was intimidating Kelley and
Dunning told them that he was complying with Soumis’ earlier
instructions to stay away from her. He asked Soumis to simi-
larly keep her away from him. In the course of that conversa-
tion, Dunning stated that he “had a right to talk to other mem-
bers [of the union] about the reasons he was suspended” and
that, if he “needed to investigate his suspension,” he was al-
lowed as a steward to do so. (Tr. 112–114.) There was some
intimation, he recalled, that Kelley felt intimidated by his pres-
ence in the building and by his functioning as a union steward;
he pointed out that his routes through the building and his stew-
ard responsibilities precluded total avoidance of her. On cross-
examination, Dunning testified that when Shroeger had asked
him whether he had consulted an attorney as she had earlier
suggested, he told her that, as she knew, he had filed charges
with the National Labor Relations Board. Her response, at that
time, was that this was “a Federal matter not a labor matter”
(Tr. 140–141). At the hearing, he was asked and acknowledged
that when other employees asked him why he had been sus-
pended, he had told them that it was “for my union activities
and for sexual harassment” (Tr. 113). I credit Dunning’s testi-
mony, as set forth herein.
In crediting Dunning’s recollection over that of Soumis (as
set out infra and in the Board’s Order Remanding), I rely here,
as I expressly did in my initial decision, on the adverse infer-
ence drawn from Respondent’s failure to call Schroeger. I also
rely upon Dunning’s credibly offered denial, when recalled to
the stand, that he had ever said or done anything “to impugn
Erin Kelley” or that he had said that he had conducted an inves-
tigation. He had only asserted a right to conduct such an inves-
tigation (into the facts of his suspension) if he choose to do so.
He also expressly and credibly denied telling Soumis and
Shroeger that he was “going to dig up enough dirt on Ms. Kel-
ley to show that she’s not the angel they thought she was.” (Tr.
478.) In concluding, as I did in my decision, that “[t]here is no
record evidence to support the allegation that Dunning contin-
ued to sexually harass Kelley’’ (internal quotation marks omit-
ted), I was referencing and finding without substance Respon-
dent’s first numbered reason for Dunning’s discharge as set
forth in the January 6 letter, i.e., “1. Continuance of sexual
harassment,”7 not disregarding Soumis’ testimony. In this re-
gard, I note the total absence of evidence that Dunning had any
offensive contact with Kelley after his suspension. I note, too,
Dunning’s credible testimony to the effect that, in the grievance
hearing with respect to his suspension, both Shroeger and Kel-
ley confirmed that there had been no such contact, that is, no
continued sexual harassment, between the suspension and the
7 Reasons 3 and 4, “Retaliation for filing a sexual harassment com-
plaint” and “creating a hostile work environment” are essentially para-
phrasings of this same allegation.
UNITED PARCEL SERVICE
299
termination (Tr. 154). That statement also encompassed my
conclusion that there was nothing in Dunning’s comments to
either Shroeger and Soumis or to his fellow employees
concerning his suspension which could be deemed continued
sexual harassment. I adhere to that conclusion under either
Dunning’s or Soumis’ version of the conversation.
C. Wright Line Analysis
Dunning was an active and aggressive union steward. He
was active as a dissident Teamster and he had filed an unfair
labor practice charge asserting that his earlier suspension was
discriminatorily motivated. I found, in my initial decision, that
Respondent had violated Section 8(a)(1) by disparately and
discriminatorily disciplining Dunning for distributing protected
union literature in the check-in and similar areas on nonwork
time. I also found that Respondent violated Section 8(a)(1) by
removing a protected publication which had been posted on the
union bulletin board by Dunning because that publication was
critical of the Respondent. Dunning’s active and open protected
activity, Respondent’s animus toward such activities as demon-
strated by its unfair labor practices, and Shroeger’s reference to
his union activities in the December 28 meeting, followed by
his discharge for comments made in that meeting, are more
than sufficient to carry the General Counsel’s burden of show-
ing that the protected union activity was a motivating factor in
that discharge. WJJD, 324 NLRB 1092 (1997); Manno Electric,
321 NLRB 278 (1996).
The burden of showing that it would have discharged Dun-
ning even in the absence of his protected activity thus shifts to
Respondent. It has failed to carry that burden. The principal
reason asserted for the discharge, alleged sexual harassment of
Kelley, is, I find, a pretext. There was no sexual harassment
following Dunning’s suspension. Dunning merely acknowl-
edged that, when asked, he had told other employees that sex-
ual harassment had been one of the reasons for his earlier sus-
pension and he asserted (but had not exercised) the right to
gather evidence with respect to his grievance. That an em-
ployee has such a right cannot be denied and there is no evi-
dence, probative or otherwise, that Dunning said or did any-
thing to impugn or harass Kelley or otherwise exceeded the
bounds of protected activity.8
As to Respondent’s second arrow, the alleged breach of a
confidentiality mandate, I similarly find pretext. The evidence
which I have credited fails to indicate that Dunning had been
ordered not to talk about the reasons for his suspension. It also
fails to establish that, if such an order was given, he breached
it.9 Moreover, I would find that the imposition of any such
mandate would, in itself, be an unlawful infringement on Sec-
8 Even if Shroeger’s memorandum of her December 28 conversation
with Kelley were to be admitted into evidence, it establishes neither
harassment nor a basis for Respondent to believe that there had been
harassment. In that conversation, as Shroeger memorialized it, Kelley
purportedly spoke of not being liked anymore, of feeling that everyone
knew what had happened, of feeling that Dunning was “out to get her,”
of being told of hearsay that another employee had heard that she was
gay, of receiving a dirty look from Dunning, and of seeing Dunning in
her work area. I also take notice that, other than talking to Kelley,
Shroeger apparently engaged in no investigation of Dunning’s alleged
harassment. The absence of any meaningful investigation tends to
negate the assertion of a nondiscriminatory motivation.
9 Even if he told other employees that he had been suspended for
sexual harassment, that statement without more, could not be consid-
ered a breach of anyone’s reasonable expectations of privacy.
tion 7 rights. Management cannot tell employees not to talk
about “union stuff.” Louis A. Weiss Memorial Hospital, 324
NLRB 949 (1997). It cannot order employees not to discuss
their wages. Vanguard Tours, 300 NLRB 250 (1990), enfd. 981
F.2d 62 (2d Cir. 1992). The discussion of discipline and griev-
ances pertaining thereto is of the same protected nature.
Finally, I would reach the same conclusion even if I were to
credit Soumis’ recollection of the December 28 meeting as
related in the Board’s Order Remanding. To wit, that Dunning
said:
[I]t was his responsibility as a union steward to expose Erin
for what she really was; that he was interviewing people; and
that he was going to prove to us that she was not the sweet
angel, or a comment to that effect, that we thought she was;
that, in fact, he could prove that she was a homosexual.
This conversation took place in the course of a discussion
about the local level hearing to be held on Dunning’s grievance
over the 2-day suspension for having sexually harassed Kelley.
As noted above, Dunning was entitled to grieve and to present a
defense to that discipline. Sexual harassment whether directed
at one who is straight or gay is reprehensible. An accusation of
such an offense is serious, and to be found guilty can leave a
serious blot on a reputation. Dunning could not be hobbled in
mounting a defense by limitations on whether he could seek out
and call witnesses. In light of his claims that he and Kelley
were friends, that she was open about her sexual orientation,
that he had merely been engaging in friendly banter with her in
the July incident, that he was surprised when she took umbrage
and that he fully and immediately complied with her request to
cease making such remarks, there was a reasonable basis for
him to seek supporting evidence from other employees (Tr.
168–178). I note that, while Soumis’ version has Dunning stat-
ing that “he was interviewing people,” there was no evidence
that Respondent investigated that assertion or determined from
any employee that Dunning had made untoward statements
about Kelley.
Were I to find the facts to be as Soumis testified, I would
find the violations alleged under both a Wright Line analysis
and also on the principles of NLRB v. Burnup & Sims, 379 U.S.
21 (1964), and Rubin Bros. Footwear, Inc., 99 NLRB 610
(1952):
Where an employee is disciplined for having engaged in mis-
conduct in the course of union activity, the employer's honest
belief that the activity was unprotected is not a defense if, in
fact, the misconduct did not occur. Keco Industries, 306
NLRB 15, 17 (1992).
Thus, if Soumis’ testimony were to be credited, Dunning was
engaged in protected activity in grieving his suspension and in
discussing how he would present his defense. Respondent may
have believed that his intended defense would constitute further
harassment of Kelley but, in fact, it has not shown that further
harassment or other misconduct occurred.
D. Conclusions and Order10
The Conclusions of Law and Recommended Order previ-
ously stated in my initial decision are incorporated by reference
herein.
10 Exceptions to the foregoing findings and conclusions may be filed
as provided by Sec. 102.46 of the Board’s Rules and Regulations.