327 NLRB 497
Kenworth Truck Co.
KENWORTH TRUCK CO.
497
Kenworth Truck Company, Inc. and Mark Johnson.
Case 9–CA–35631
January 29, 1999
DECISION AND ORDER
BY MEMBERS FOX, LIEBMAN, AND BRAME
On November 3, 1998, Administrative Law Judge
Robert T. Wallace issued the attached decision. The
Respondent filed exceptions and a supporting brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and brief and has decided to
affirm the judge’s rulings, findings,1 and conclusions and
to adopt the recommended Order.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent, Kenworth Truck Company,
Inc., Chillicothe, Ohio, its officers, agents, successors, and
assigns, shall take the action set forth in the Order.
Teresa Donnelly, Esq., for the General Counsel..
Mark S. Shiffman, Esq. (Jackson, Lewis, Schnitzler), of Pitts-
burgh, Pennsylvania, for the Respondent.
DECISION
STATEMENT OF THE CASE
ROBERT T. WALLACE, Administrative Law Judge. This
case was tried in Chillicothe, Ohio, on May 27 and 28, 1998.
The charge was filed on January 28, 1998,1 and the complaint
issued on March 3.
The complaint, as amended, alleges that the Respondent
maintained an overly broad no-solicitation rule, engaged in
surveillance of union activities, and solicited employees to
report on union activities in violation of Section 8(a)(1) of the
National Labor Relations Act. Also, it is alleged to have dis-
criminatorily fired employee Mark Johnson in violation of Sec-
tion 8(a)(3) and (1) of the Act.
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
The Respondent excepts to the judge’s decision, asserting that it evi-
dences bias and prejudice. On our full consideration of the entire re-
cord in this proceeding, we find no evidence that the judge prejudged
the case, made prejudicial rulings, or demonstrated bias against the
Respondent in his analysis and discussion of the evidence.
We correct the following error by the judge which does not affect
our decision. The judge incorrectly found that Mark Johnson person-
ally enlisted support for a union from about “300 employees.” How-
ever, the record shows that Johnson talked to “several workers” about
the Paperworkers Union and “probably more than 100 employees”
about the Auto Workers Union (UAW).
Member Brame does not rely on the last sentence of sec. II,A,(1) of
the judge’s decision: “Although not hindered in that regard, Johnson
was aware of Respondent’s published and often repeated policy of
being ‘union free.’”
1 Unless otherwise indicated, pertinent dates in this decision are in
1997.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the General Counsel and Respondent, I make the following
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a corporate subdivision of PACCAR, Inc.
(Seattle, Washington) employs approximately 1400 workers in
manufacturing heavy duty truck tractors at a plant in Chilli-
cothe, Ohio, from which it annually sells and ships vehicles
valued in excess of $50,000 directly to points outside the State
of Ohio. It admits and I find that it is an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7) of
the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Background
At all pertinent times, Charging Party Mark Johnson has
been a dues paying member of the International Brotherhood of
Carpenters and Joiners, AFL–CIO, Local 437. He worked for
the Respondent for approximately 2 years prior to his alleged
unlawful discharge on December 5. During that time, his job
entailed installing dashboard panels, including electrical con-
nections, in cabs of tractors. Although he performed well and
had a perfect attendance record, he engaged in activities that set
him apart from other employees and were not of a kind to en-
hance his standing with management. For instance:
(1) Alone among the work force, Johnson wore hats and T-
shirts emblazoned with union insignia while on the job; and he
did so nearly every day throughout his employment. Although
not hindered in that regard, Johnson was aware of the Respon-
dent’s published and often repeated policy of being “union
free.”
(2) On October 31, 1996, Johnson made a formal request
that a (named) candidate for Congress be allowed to tour the
plant and solicit votes. He was called into the office on the
following day where Human Relations Manager Dan Peters
denied the request, telling him PACCAR had a policy of not
allowing plant tours by politicians during election years. When
Johnson pointed out that a (named) candidate for president had
been allowed to tour a PACCAR facility in Nashville earlier in
the month, Peters became angry, asked whether pursuing the
matter was worth his job, advised him “to forget about . . . [the
congressional candidate] . . . [and] the Carpenters [Union] and
keep . . . [your] mind on building trucks and nothing else dur-
ing worktime.” Peters also verbally counseled Johnson “to re-
frain from further activities” contrary to corporate policy.2
Undeterred, Johnson came to work next morning with a sup-
ply of T-shirts bearing the candidate’s name and allegedly dis-
tributed them and verbally promoted the candidacy in the plant
during worktime. On the following morning he was called to
the office where Peters handed him two separate documents: a
“written counseling” and a “last and final written counseling.”
In each, and apparently for separate incidents on the previous
day, he was cited for violating company policy as stated in his
2 The Respondent’s progressive discipline program begins with
“verbal counseling” followed by written counseling, last and final
written counseling, plant manager warning, and termination.
327 NLRB No. 94
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
498
employee handbook3 by “soliciting political information . . . on
normal worktime . . . and disrupting the workplace.”4
(3) After work on a number of days in early August, and in
full view of the Respondent’s employees driving by, Johnston
joined a Teamsters picket line outside a United Parcel Service
facility located about a half mile down the road from Respon-
dent’s plant. The strike ended on August 19 and on the follow-
ing morning Johnson made available in the locker area a stack
of fliers announcing that the Teamsters had won all of their
major goals. These were taken up by a number of employees.
(4) Also in August on an occasion when company CEO Ed
Caudill addressed approximately 400 employees, Johnson
(wearing a union hat) seated himself in the front row and, to the
obvious discomfort of Peters who was seated on the dais, pro-
ceeded to champion the cause of temporary employees by
speaking up and saying, among other things, that it was a
“crime” they earned only $7 an hour and received no vacation
or medical benefits.
(5) Over a several week period in September and October,
Johnson contacted about 300 employees in an effort to gain
plantwide support for a union organization campaign. This
elicited a management response in the form of meetings in mid-
October with groups of employees at which supervisors read a
memo from Plant Manager Ryland containing, among other
things, this comment: “Recently, some of you approached us
about a potential union organizing drive” followed by a re-
statement of its union-free policy and a paragraph reading:
Under the law, you have the right to join or not to join a un-
ion. If you are presented with a union card, read it carefully.
Signing a union card is an authorization to have the union be
your bargaining agent, despite what the union may tell you. It
may even result in the union representing you without a vote.
If you are presented with a card, you have a legal right to re-
fuse to sign it. If anyone for any reason should try to harass
you, please report it to me or . . . [Peters] and we will see that
the harassment stops immediately.
B. Termination
On Friday, October 10, Johnson was seriously injured while
riding as a passenger in an automobile. Rendered unconscious,
he was taken to the emergency room of a local hospital where
he was treated for a fractured skull, facial cuts a broken nose, a
neck injury and loss of blood. He returned home with 16
stitches over his eye and wearing a neck brace. On Monday
3 The handbook, on p. 57, provides:
Solicitation of one employee by another while either person is on
working time is prohibited. The only exceptions are the annual United
Way Drive and the U.S. Savings Bond Drive.
Solicitation of one employee by another on nonworking time for
various reasons is permitted as follows:
a. Charitable purposes with prior approval of the plant manager.
b. Gift collection with prior approval of the department head on
superintendent.
c. Sale of employee personal items through an internal classified
advertising system complying with local bulletin board rules.
Employee distribution of literature of any kind is limited to non-
working areas and nonworking time.
Nonemployee solicitation or distribution for any reason is prohibited
on company property.
4 The lawfulness of the disciplinary warnings is not challenged in the
complaint or otherwise before me, no charge having been filed within
the period allowed in Sec. 10(b) of the Act.
morning he phoned and reported his situation to Diane McDon-
ald, an occupational nurse employed at the Respondent’s plant.
She referred him for further treatment to a local facility (the
Franklin Health Clinic) used by the Company in conjunction
with its self-insured short term disability leave (STDL) pro-
gram.
Johnson went to the clinic a number of times and on four oc-
casions drove 200 miles round trip to Cincinnati to an otolaryn-
gologist (doctor Zipfel) recommended by the clinic—all the
while keeping nurse McDonald advised of his progress. Doctor
Zipfel operated on his nose on October 21 and removed nose
packing on October 23 and a nose cast on October 29. At that
time doctor Zipfel told him he could return to work but warned
him against the possibility of nose bleed and advised against
strenuous activity. Then, after several unsuccessful attempts to
reach doctor Zipfel, Johnson spoke to a clinic nurse at about 8
a.m. on Friday October 31. When he told her he felt able to do
his normal job she told him to go ahead but, like doctor Zipfel,
cautioned him “not to overdo anything.”
A few minutes later Johnson called the plant and advised
nurse McDonald that he was cleared to return and asked, “Do
you want me to come in today?” She replied, “Come in Mon-
day, honey.”5
Shortly thereafter Johnson received a call in which Union
Steward Jim McBrayer from another company asked his help in
an AFL–CIO-sponsored campaign to repeal a new law which
reduced benefits available to workers under Ohio’s workmen’s
compensation system.6 Specifically, he asked Johnson to dis-
tribute handbills to workers as they left the Respondent’s plant
that day. Johnson agreed and, in turn, persuaded two fellow
employees (Mark Brewster and Ron Beard) to aid in the distri-
bution effort.
At 3 p.m. Johnson, McBrayer, and a member of a local
postal worker’s union (Partee) all wearing jackets and caps
emblazoned with union insignia, positioned themselves on
public property outside plant exits and began to handbill depart-
ing employees as they stopped at traffic controls.
Within 10 minutes Plant Manager Ryland, accompanied by
Peters,7 approached Johnson and inquired as to what he was
doing. Johnson handed him a handbill. After reading it, Ryland
attempted to return the document, stating “This wasn’t ap-
proved by Kenworth . . . and I don’t want it.” When Johnson
refused the proffer, Ryland pointed to Johnson’s pickup truck
which was parked on the gravel berm of the road, told him it
was on private property, and directed him to remove it. Johnson
again declined, observing that it was located within 30 feet of
highway center and therefore within the County right-of-way.
Ryland opted not to pursue the matter and left the scene.
Peters remained outside near the handbillers until they left at
about 4 p.m. During that period, he accused them (repeatedly
and sometime shouting) of trespassing and ordered them to
5 I find likely and have credited Johnson’s account of this conversa-
tion. McDonald’s testimony that he stated he could return on Monday
and her “No.” to the nuanced question “Did he at any point say to you
that he was released to work that day” fall short of a denial.
6 Among other things, the law eliminated coverage for carpal tunnel
syndrome, and reduced wage loss benefits from 200 to 26 weeks.
7 When they were hired in 1993 and 1994, respectively, Human Re-
lations Manager Peters and his assistant (Cheryl Barlage) were each
specifically directed to reduce costs of the STDL program and work-
men’s compensation; and, as Peters testified, they had considerable
success in that regard.
KENWORTH TRUCK CO.
499
stand on the road itself.8 At times he appended a strident “I’ll
not tell you again!” Finding himself ignored, Peters used a cel-
lular phone to call “corporate legal” in Seattle, the local sher-
iff’s office,9 and his assistant (Barlage), ordering her to ascer-
tain Johnson’s disability restrictions. On one occasion Peters
pointed out to McBrayer that a handbill had blown onto com-
pany property and inquired if he was going to pick up the “lit-
ter.” When McBrayer replied, “Yes, if you give me permis-
sion,” Peters declined.
Johnson returned on Monday morning and reported to nurse
McDonald. She had him fill out an application for disability
benefits under the STDL program.10 She also inquired if he
wanted a light duty slip. Johnson declined, feeling capable of
doing his regular job, i.e., installing dashboard panels.
On reporting to work, his supervisor, John Flesher, without
inquiring about his health or offering any explanation, assigned
him to one of the most physically demanding jobs in the cab
assembly department—pulling the main wiring harness through
small apertures in the dash board. When Johnson expressed
reservations and asked for his usual job, Flesher told him to “to
clarify” his physical status.
Returning to the medical section, Johnson explained what
happened to Nurse McDonald who promptly called Flesher,
and on hanging up commented, “I don’t know why John is
acting this way.” She then sent him home after arranging an
appointment on the following day with the doctor (Lutmer)
who had treated him at the clinic.
Johnson reported to work again on November 5. McDonald
gave him a light-duty slip based on a faxed Report of Medical
Evaluation form sent the previous day wherein Doctor Lutmer,
on examining Johnson, limited his work assignments until No-
vember 24 as follows: no lifting over 10 pounds, no pushing or
pulling, and no working shoulder level or above.
Johnson was given his regular job installing dash board pan-
els and performed satisfactorily until close to the end of his
shift on Friday, December 5. At that time Supervisor Flesher,
aware that Johnson was about to be terminated, came by and
said, “Get your union hat and jacket and come with me to the
administration building.”11
In the corporate office with Peters and Flesher present, Ry-
land read a two-page typewritten letter wherein Johnson was
informed of his termination for “being involved in an activity
that was outside your physician prescribed activity restric-
tions.” In particular, Johnson was cited for “walking, leaning
into cars, and bending forward to distribute literature” outside
the plant on October 31. The letter, after reciting:
This course of conduct is inconsistent with the terms of the
disability program which requires compliance to qualify and
obtain benefits. It is also conduct which flaunts your disregard
8 After their shift ended, employees Beard and Brewster left the
plant intending to help the handbillers but soon changed their minds.
Beard explains, “Well, we were out on the parking lot and saw . . . Dan
Peters out there . . . having a disagreement with them. And we decided
we really did not want to get involved in it.”
9 On arrival, the police declined to interfere apparently agreeing that
trespassing had not occurred. The Respondent did not attempt at trial to
establish that the handbilling occurred on company property.
10 Under the program Johnson was entitled to his base salary for the
period during which he was medically disabled.
11 Although Flesher denies making any reference to “union hat and
jacket,” I have credited Johnson’s account as more probable in the
circumstances.
for the disability benefits program to the hundreds of employ-
ees who were in the parking lot . . . . Your behavior is detri-
mental to employees morale. Accordingly, due to your mis-
conduct, discipline is appropriate.
goes on to cite as additional justification for termination the
two warnings given to Johnson on November 1, 1996, as well
as his having driven recklessly in the plant parking lot on Octo-
ber 4, 1997.12
C. Respondent’s Evidence
Human Relations Manager Peters states that when he stood
by the gates on October 31 his only concern was to see that the
handbillers did not impede traffic flowing out of the plant. He
does not claim that any disruption occurred.
Also, and despite language in the termination letter, he
claims that the sole reason for Johnson’s discharge was his
abuse of the STDL program on October 31 by failing to ob-
serve assertedly then applicable restrictions on his physical
activities imposed by doctor Zipfel. Further, he asserts that the
violation was so serious that it warranted departure from the
plant manager warning step of the Respondent’s progressive
disciplinary system.
Peters’ conclusion that Johnson was under severe physical
restrictions on Friday, October 31, derives from the following
sequence of events:
As noted, Peters, while standing amid the handbillers at the
plant exit on the afternoon of October 31 and using his cellular
phone, directed his staff to ascertain Johnson’s status vis-a-vis
physical restrictions; and in response to their inquiry the local
clinic on Saturday, November 1, sent a fax in which doctor
Beatrice states that Johnson was able to return to work on
Monday, November 3, with no limitations.
Not satisfied with that response or with a report faxed by the
clinic on November 4 wherein doctor Lutmer, based on an ex-
amination of Johnson on that date, approved his immediate
return with light duty for a 3-week period, Peters directed the
staff to pursue the matter with Johnson’s Cincinnati based oto-
laryngologist, doctor Zipfel. They received a faxed handwritten
response from him later that day as follows:
Mark had nasal surgery on 10–21–97. He was unable to work
that week—total disability. Not able to lift anything over 5–10
lb., no straining, no being near chemicals or ducts. Also post-
operatively he was given narcotics for pain, [because of]
which he should not drive while taking these or do any type of
job while under the influence of these medications.
Thereafter Peters’ staff wrote to doctor Zipfel asking that he
complete an attached Report of Medical Evaluation form that
contains a listing of 29 physical limitation each preceded by a
checkoff box. As faxed back on November 11, the form has
check marks before 18 limitations, including ones bearing the
legend, “No standing or walking [blank] hours per day,” and
“No repeated bending on squatting.” However, doctor Zipfel
added a notation stating that Johnson was able return to work
on Monday, October 27 with no restrictions.
12 When Manager Sue Wilburn called him to the office in early Oc-
tober and advised him that an employee had complained about a speed-
ing burgundy Camaro, Johnson denied involvement, pointed out that
there were other burgundy Camaros, and asked who had complained?
She declined to provide any information; and Johnson was never ad-
monished or given a warning over the incident.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
500
The latter addition elicited another call to doctor Zipfel’s
secretary wherein Peters’ representative, Cindy, asked for
“clarification” of the return date, pointing out that from “all
indications we had received [i.e., the fax (fn. 11) from doctor
Beatrice]” Johnson was released for return and in fact had re-
turned on November 3. Grasping the import of that information
[fn. 15], she immediate sent another fax containing a handwrit-
ten note, purportedly signed by doctor Zipfel,13 which changed
the return date to the Respondent had in its possession docu-
ments which, taken together, facially show that when Johnson
handbilled on October 31 he was restricted, among other things,
from standing, walking, bending and squatting—limitations
which it used and now cites as justification for his termina-
tion.14
As examples of the Respondent’s active and nondiscrimina-
tory oversight of its STDL program, Peters cites disciplines
meted out to three other employees, as follows:
Harold Beasley was discharged on February 4, 1994 for “con-
tinued absence.” An internal company memo cites as addi-
tional reasons “you engaged in competitive auto racing in the
summer of 1993 against medical advice while at the same
time claiming light duty work [May 18 to July 13] or com-
pany disability benefits [Aug. 2 to Aug. 21].”
Beverly Alley was discharged on August 18, 1995.
Her termination letter, in pertinent part, states: “since you
have made no effort to authenticate your [disability claim
and] ongoing absence from work you have discontinued
your relationship with the company.”
Jackie Trego was discharged on March 3, 1998 for not
reporting to work at the end of a 2-week disability period
ordered by her doctor. Her termination letter reads in sig-
nificant part: “since you did not report to work on
Wednesday, February 25 or provide to the company medi-
cal verification that you remained disabled, or have an au-
thorized leave, you have indicated willful disregard for
company policies and procedures. . . . As a result of your
failure . . . the company is acknowledging your voluntary
termination of employment . . . .”
Discussion
Solicitation Policy. As set forth in the handbook issued to
new employees, the Respondent maintains a rule (see fn. 3,
above) which, while allowing solicitation of one employee by
another on nonworking time “for various reasons,” specifies
only three and with respect to each requires prior approval of
supervisors or, in the case of advertisements, compliance with
bulletin board rules. Accordingly, the rule on its face is overly
broad and therefore unlawful since it is readily susceptible of
being interpreted as barring employees from engaging in union
activity and a whole range of other concerted activities pro-
tected under the Act during their free time.15
The Respondent’s claim that only a “technical violation” oc-
curred (i.e., one not warranting a remedy) because “in practice,
employees understood that solicitation during nonworking time
13 The Zipfel “signature” on this note (R. 2j) differs significantly
from that on R. 2i.
14 Acting consistently with its termination rationale, the Respondent
used the “Zipfel correspondence” as justification for paying full STDL
benefits to Johnson through and including October 31. Johnson was not
aware of that correspondence or its contents prior to trial.
15 Our Way, Inc., 238 NLRB 209 (1978); Brunswick Corp., 282
NLRB 794, 795 (1987); and MTD Products, 310 NLRB 733 (1993).
was permitted” is unsubstantiated. Indeed, Johnson was cited
for violating the rule in an earlier disciplinary action. In any
event, the Respondent continues to maintain it in effect despite
being put on notice by the complaint in this proceeding that the
rule was being challenged as unlawful. 16
Solicitation to Report Union Activity. Prompted by its
awareness of an incipient union organizing campaign—one in
which Johnson personally enlisted support from about 300
employees—the Respondent, on October 17 (2 weeks before
the handbilling incident) held plantwide meetings of employees
at which supervisors read a letter from Plant Manager Ryland.
The same letter also was concurrently mailed to the entire com-
plement of employees. Therein management took the occasion
to reiterate at some length its “union-free” policy. In particular,
the letter includes a paragraph reading:
Under the law, you have the right to join or not to join
a union. If you are presented with a union card, read it
carefully. Signing a union card is an authorization to have
the union be your bargaining agent, despite what the union
may tell you. It may even result in the union representing
you without a vote. If you are presented with a card, you
have a legal right to refuse to sign it. If anyone for any
reason should try to harass you, please report it to me or
. . . . [Peters] and we will see that the harassment stops
immediately [emphasis added].
Broadly worded instructions similar to those underlined
above have been found unlawful.17 In those cases, the Board
has held that employer statements which request employees to
report “abusive treatment” or “pressure” are unlawful because
they have the “potential dual effect of encouraging employees
to report to . . . [employers] the identity of union card solicitors
who in any way approach employees in a manner subjectively
offensive to the solicited employees, and of correspondingly
discouraging card solicitors and their protected organizational
activities.”18 Here the instructions, given as they were in the
context of a current and ongoing preorganizational effort, con-
vey the proscribed chilling effect. Accordingly, they violate
Section 8(a)(1), as alleged.
Surveillance. The question presented is whether Human Re-
lations Manager Peters engaged in unlawful surveillance by
standing outside the plant and in close proximity to Johnson
and other union members as they handbilled departing employ-
ees assertedly to insure that no disruption of traffic occurred.
The handbilling took place on public property, there was no
disruption, and it went on for approximately 1 hour with Peters
remaining in close proximity to the handbillers for virtually the
entire time. The handbilling was intended to generate support
for an AFL–CIO sponsored effort to repeal by referendum a
statute that substantially reduced benefits available to employ-
ees throughout Ohio.
In Eastex,19 the Court held that in-plant distribution of a un-
ion newsletter by employees in nonworking areas on nonwork-
ing time in which employees were urged: (1) to write their leg-
16 Wire Products Mfg. Corp., 326 NLRB No. 62 (1998), citing
Alamo Cement Co., 277 NLRB 1031, 1037 (1985), and American Cast
Iron Pipe Co., 234 NLRB 1126, 1127 fn. 1(1978).
17 Liberty House Nursing Homes, 245 NLRB 1194, 1197 (1979);
Bil-Mar Foods of Ohio, Inc., 255 NLRB 1254 (1981); and Arcata
Graphics, 304 NLRB 541 (1991).
18 See Arcata, supra.
19 Eastex, Inc. v. NLRB, 437 U.S. 556 (1978).
KENWORTH TRUCK CO.
501
islators to oppose incorporation of a state “right to work” stat-
ute into their constitution and (2) to vote against opponents of
an increase in the minimum wage, had sufficient relationship to
employees’ interests as to come within the “mutual aid or pro-
tection” clause in Section 7 of the Act and, therefore, was a
protected activity. In so ruling, the Court considered and ex-
pressly rejected employer claims that the literature was political
in nature and unrelated to a specific dispute with employees
within an employer’s control.
The Respondent, however, argues that Motorola20 should
apply. There, a circuit court of appeals denied enforcement of
the portion of a decision21 wherein the Board, citing Eastex,
found that distribution by employees of membership applica-
tions of a special interest group (Citizens Advocating the Pro-
tection of Privacy, CAPP) together with its suggested messages
to city council members requesting a ban on random drug test-
ing in the workplace, was within the scope of the “mutual aid or
protection” clause. The circuit court disagreed and held the
distribution unprotected because its purpose was to advance the
agenda of an outside single issue political group. I find the case
inapposite. Here, the handbilling was a union sponsored effort
in opposition to a law having a significant and direct bearing on
a basic concern of employees as employees.
That the handbilling was accomplished by three individuals,
only one of whom was an employee of the Respondent, does
not render the distribution unprotected. Section 2(3) of the Act
provides that “the term ‘employee’ shall include any employee,
and shall not be limited to the employees of a particular em-
ployer.” In Eastex, the Court made it clear that this section:
was intended to protect employees when they engage in oth-
erwise proper concerted activities in support of employees of
employers other than their own. In recognition of this intent,
the Board and the courts long have held that the “mutual aid
or protection” clause encompasses such activity.22
I conclude that Johnson was engaged in protected, concerted
activity and, since the handbilling overtly was accomplished by
union members for a union sponsored purpose, it also is a pro-
tected union activity.
I also find that the Respondent’s human relations manager,
Peters, engaged in unlawful surveillance.
In general where, as here, employees are conducting pro-
tected activities openly, open observation of such activities by
an employer is not unlawful.23 However, if the observation
goes beyond casual and becomes unduly intrusive a violation
occurs.24
Here, Human Relations Manager Peters, aware of the union
objective, positioned himself near the plant gate in close prox-
imity to the handbillers shortly after it began. Although no
disruption of traffic flow or other disorder occurred, he re-
d.
20 NLRB v. Motorola, Inc., 991 F.2d 278 (5th Cir. 1993).
21 Motorola, Inc., 305 NLRB 580 (1991).
22 For the same reason an employee’s act of participating in or hon-
oring a picket line at another employer’s facility is protected. Business
Services by Manpower, 272 NLRB 827 (1984); Anaconda Insulation
Co., 298 NLRB 1105 (1990); and Whayne Supply Co., 314 NLRB 393,
400 (1994).
23 Roadway Package System, 302 NLRB 961 (1991), citing with ap-
proval Southwire Co., 277 NLRB 377 (1985) and Porta Systems Cor-
poration, 238 NLRB 192 (1978).
24 Nashville Plastic Products, 313 NLRB 462, 464 (1993); and
Carry Cos. of Illinois, 311 NLRB 1058 fn. 2, 1073 (1993);
mained there until the handbillers left approximately 1 hour
later. During that period, and in full view of departing employ-
ees, he repeatedly (and erroneously) accused them of trespass-
ing and, sometimes shouting, ordered them off company prop-
erty, punctuating that directive with a threat “I’ll not tell you
again!”
In these circumstances, I find Peters went beyond unobtru-
sive observation of openly conducted protected activity. His
conduct was coercive in that it patently tended to discourage
employees from either joining the distribution effort25 or
receiving the tendered literature. Accordingly, it constitutes
surveillance in violation of Section 8(a)(1), as allege
Termination. I regard as incredible and entirely pretextual
the Respondent’s claim that Johnson was fired solely because
“[by] standing, walking, leaning into cars, and bending forward
to distribute literature” he violated physical restrictions im-
posed by his doctor, thereby abusing the companies short term
disability leave program (STDL) and “flaunt[ing] your disre-
gard for the disability benefits program to the hundreds of em-
ployees who were in the parking lot.”
There is no indication that other employees, including Peters,
knew that Johnson was “disabled” on October 31.26 Indeed,
Peters made no attempt to apprise Johnson of the “Zipfel corre-
spondence” at any time prior to or during the termination inter-
view nor did he or anyone else in management ever ask John-
son whether he knew he was under any physical disability on
October 31. Further, a fair review of that correspondence makes
plain that doctor Zipfel (or more likely his office staff) changed
the return date from October 27 to November 3 only after being
told that otherwise Johnson would not be eligible for disability
pay during the interim.
Also, and even if Johnson was under some disability on Oc-
tober 31, neither he nor any other employee had ever been in-
formed by rule or otherwise that non observance (as opposed to
falsification) of restrictions was cause for any discipline let
alone termination. In this regard, the Respondent fails in its
attempt to negate a discriminatory motive. It cites only three
instances of other employees being terminated in connection
with disability claims. In each instance, however, the employee
was discharged for failing to provide proof of disability or for
not returning to work after a period of disability, or both.
On this record the real reason for Johnson’s termination is
not hard to find. On being hired as human relations manager,
Peters had been specifically directed to reduce expenses due to
employee disabilities. Having had considerable success in do-
ing so, he can hardly have viewed with disinterest a union
sponsored effort to repeal a workmen’s’ compensation effort
law that significantly reduced employer costs. But he went
beyond mere disapproval and is shown to have expressed his
opposition by engaging in surveillance of the protected union
handbilling effort. Frustrated, he directed his attention over the
next 10 days to finding a reason to punish the only employee to
participate in the handbilling—Johnson, a person well known
25 Although a showing that employees were actually coerced is not
necessary (Rockwell International Corp. v. NLRB, 814 F.2d 1530, 1534
fn. 8 (11th Cir. 1987)), I have found that two employees reneged on a
promise to join the handbilling effort after they observed Peters’ per-
formance at the plant gates.
26 As to the asserted restrictions, Peters’ assistant, Barlage, admitted
under cross-examination that there was nothing in company files show-
ing that doctor Zipfel or anyone else had said Johnson could not “walk,
stand, lean, bend or operate a motor vehicle as of October 31.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
502
within the Company to be a union activist and a probable leader
in the recent effort to obtain support for a union organizing
campaign. The “Zipfel correspondence” provided a reason, one
heretofore found pretextual.
Further indication that antiunion animus motivated John-
son’s termination is seen in: the Respondent’s continued main-
tenance of a patently unlawful “no-solicitation” rule despite
being put on notice by the complaint in this proceeding that the
rule was being challenged as barring employees from engaging
in union activity and a whole range of other concerted activities
protected under the Act during their free time; its unlawful act
in soliciting employees to report on union activity; and
Flesher’s comment on summoning Johnson to his termination
interview: “Get your union hat and jacket and come with me to
the administration building.” Flesher was Johnson’s immediate
boss and an admitted supervisor and agent within the meaning
of Section 2(11) and (13). He was privy to the fact that that
Johnson was about to be terminated by upper management; and
an inference is warranted, and taken, that the comment reflected
the true reason for that action.
In light of my opinion that the Respondent’s reason for ter-
minating Johnson was pretextual, this is not a dual-motive case
under Wright Line.27 If it were to be treated as such, I would
find the justification advanced by the Respondent does not
demonstrate that Johnson, absent his protected union and oth-
erwise concerted activities, would have been subjected to the
discipline he received.
CONCLUSION OF LAW
The Respondent, Kenworth, is shown to have violated Sec-
tion 8(1) and (3) of the Act in the particulars and for the reasons
stated above, and its violations have affected, and unless per-
manently enjoined will continue to affect, commerce within the
meaning of Section 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
Having discriminatorily discharged an employee, the Re-
spondent must offer him reinstatement and make him whole for
any loss of earnings and other benefits, computed on a quarterly
basis from date of discharge to date of proper offer of rein-
statement, less any net interim earnings, as prescribed in F. W.
Woolworth Co., 90 NLRB 289 (1950), plus interest as com-
puted in New Horizons for the Retarded, 283 NLRB 1173
(1987).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended28
ORDER
The Respondent, Kenworth Truck Company, Inc., Chilli-
cothe, Ohio, its officers, agents, successors, and assigns, shall
1. Cease and desist from
27 Wright Line, 251 NLRB 1083 (1980), enfd., 662 F.2d 899 (1st Cir.
1981), cert. denied 455 U.S. 989 (1982), approved in NLRB v. Trans-
portation Management Corp., 462 U.S. 393 (1983).
28 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
(a) Maintaining or enforcing any solicitation rule which bars
employees from engaging in protected union and other con-
certed activity in appropriate areas during their free time.
(b) Soliciting employees to report to management the pro-
tected union and other concerted activity of other employees.
(c) Hindering or preventing employees from engaging in
protected union or other concerted activities through coercive
surveillance or otherwise.
(d) Discharging or otherwise discriminating against employ-
ees for engaging in protected union or other concerted activi-
ties.
(e) In any like or related manner interfering with, restrain-
ing, or coercing employees in the exercise of the rights guaran-
teed them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer Mark
Johnson full reinstatement to his former job or, if that job no
longer exists, to a substantially equivalent position, without
prejudice to his seniority or any other rights or privileges previ-
ously enjoyed.
(b) Make Mark Johnson whole for any loss of earnings and
other benefits suffered as a result of the discrimination prac-
ticed against him in the manner set forth in the remedy section
of this decision.
(c) Within 14 days from the date of this Order, remove from
its files any reference to the unlawful discharge and within 3
days thereafter notify the employee in writing that this has been
done and that the discharge will not be used against him in any
way.
(d) Preserve and, within 14 days of a request, make available
to the Board or its agents for examination and copying, all pay-
roll records, social security payment records, timecards, per-
sonnel records and reports, and all other records necessary to
analyze the amount of backpay due under the terms of this Or-
der.
(e) Within 14 days after service by the Region, post at its fa-
ciility in Chillicothe, Ohio, copies of the attached notice
marked “Appendix.”29 Copies of the notice, on forms provided
by the Regional Director for Region 9, after being signed by the
Respondent’s authorized representative, shall be posted by the
Respondent immediately upon receipt and maintained for 60
consecutive days in conspicuous places including all places
where notices to employees are customarily posted. Reasonable
steps shall be taken by the Respondent to ensure that the notices
are not altered, defaced, or covered by any other material. In
the event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facility in-
volved in these proceedings, the Respondent shall duplicate and
mail , at its own expense, a copy of the notice to all current
employees and former employees employed by the Respondent
at any time since June 8, 1997.
(f) Within 21 days after service by the Region file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting what steps the Re-
spondent has taken to comply.
29 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
KENWORTH TRUCK CO.
503
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated the
National Labor Relations Act and has ordered us to post and abide
by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives of their
own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected con-
certed activities.
WE WILL NOT maintain or enforce any solicitation rule
which bars you from engaging in protected union and other
concerted activity in appropriate areas during your free time.
WE WILL NOT solicit employees to report to management
the protected union and other concerted activity of other em-
ployees.
WE WILL NOT hinder or prevent you from engaging in pro-
tected union or other concerted activities through coercive sur-
veillance or otherwise.
WE WILL NOT discharge or otherwise discriminate against
you for engaging in protected union or other concerted activi-
ties.
WE WILL NOT in any like or related manner interfere with,
restrain, or coerce you in the exercise of rights guaranteed you
by Section 7 of the Act.
WE WILL , within 14 days from the date of the Board’s Or-
der, offer Mark Johnson full reinstatement to his former job or,
if that job no longer exists, to a substantially equivalent posi-
tion, without prejudice to his seniority or any other rights or
privileges previously enjoyed.
WE WILL make Mark Johnson whole for any loss of earn-
ings and other benefits resulting from his discharge, less any
net interim earnings, plus interest.
WE WILL, within 14 days from the date of the Board’s Or-
der, remove from our files any reference to the unlawful dis-
charge of Mark Johnson, and WE WILL, within 3 days thereaf-
ter, notify him in writing that this has been done and that the
discharge will not be used against him in any way.
KENWORTH TRUCK COMPANY, INC.