328 NLRB 132
Mid-South Construction
328 NLRB No. 132
1
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
James M. Ward, an individual d/b/a Mid-South Con-
struction and Tri-State Building and Construc-
tion Trades Council, National Building and
Construction Trades Department, AFL–CIO.
Case 9–CA–36510–1
July 8, 1999
DECISION AND ORDER
BY MEMBERS FOX, LIEBMAN, AND HURTGEN
Upon a charge filed by the Union on January 19, 1999,
the General Counsel of the National Labor Relations
Board issued a complaint on March 26, 1999, against
James M. Ward, an individual d/b/a Mid-South Con-
struction, the Respondent, alleging that it has violated
Section 8(a)(1) and (3) of the National Labor Relations
Act. Although properly served copies of the charge and
complaint, the Respondent failed to file an answer.
On June 8, 1999, the General Counsel filed a Motion
for Summary Judgment with the Board. On June 9,
1999, the Board issued an order transferring the pro-
ceeding to the Board and a Notice to Show Cause why
the motion should not be granted. The Respondent filed
no response. The allegations in the motion are therefore
undisputed.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
Ruling on Motion for Summary Judgment
Sections 102.20 and 102.21 of the Board’s Rules and
Regulations provide that the allegations in the complaint
shall be deemed admitted if an answer is not filed within
14 days from service of the complaint, unless good cause
is shown. In addition, the complaint affirmatively notes
that unless an answer is filed within 14 days of service,
all the allegations in the complaint will be considered
admitted. Further, the undisputed allegations in the Mo-
tion for Summary Judgment disclose that the Region, by
letter dated May 13, 1999, notified the Respondent that
unless an answer were received by May 21, 1999, a Mo-
tion for Summary Judgment would be filed.
In the absence of good cause being shown for the fail-
ure to file a timely answer, we grant the General Coun-
sel’s Motion for Summary Judgment.1
1 In the complaint, the General Counsel seeks an order requiring the
Respondent to preserve and, on request, provide at the office designated
by the Board or its agents, copies of specified records necessary to
analyze the amount of backpay due under the terms of the Board’s
Order, including electronic copies, if such records are stored in elec-
tronic form.
We find that electronic copies of the relevant records, where such al-
ready exist, are encompassed within the Board’s traditional remedial
language. See generally Fed.R.Civ.P. 34 (definition of “document”
includes data compilations). See also Bills v. Kennecott Corp., 108
On the entire record, the Board makes the following
FINDINGS OF FACT
I. JURISDICTION
At all material times, the Respondent has been owned
by James M. Ward, a sole proprietorship, doing business
as Mid-South Construction, with an office and place of
business in Jemison, Alabama, and has been engaged as
a building contractor in the construction business. Dur-
ing the 12 months preceding issuance of the complaint,
the Respondent, in conducting its business operations
described above, derived gross revenues in excess of
$50,000 for services performed outside the State of Ala-
bama. We find that the Respondent is an employer en-
gaged in commerce within the meaning of Section 2(2),
(6), and (7) of the Act and that the Union is a labor or-
ganization within the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
The Respondent, by its superintendent and agent Rich-
ard Hatley, at the CVS Pharmacy jobsite in Ashland,
Kentucky: (1) on about July 22, 1998, told applicants for
employment that the Respondent would not hire anyone
who was a member of a labor organization; and (2) on
about August 5, 1998, interrogated employee-applicants
concerning their membership in a labor organization. In
addition, on about August 6, 1998, the Respondent failed
and refused to consider for employment or hire Joe
Brumfield and Andrew Land.
Further, on about August 6, 1998, the Respondent ter-
minated the employment of the following employees:
Donald Huff
Steve Montoney
Michael Jessee
Charles E. Dolen
Charles E. Dolen Jr.
Roger Damron
Greg Damron
Timothy D. Kirk
Stephen R. Conley
Lester Murray
John F. Moore
F.R.D. 459 (D.Utah 1985) (requesting party need not accept only data
that exists in traditional forms, but may discover the same information
when stored in electronic form in a computer); National Union Electric
Corp. v. Matsushita Electric Industrial Co., 494 F. Supp. 1257 (E.D.
Pa. 1980) (same). Moreover, the Respondent has not established that it
would be prejudiced in any way by a requirement that it produce elec-
tronic copies of these documents. Accordingly, and to clarify any
ambiguity with respect to this matter, we have provided in the Order for
the production of electronic copies of the specified backpay records if
they are stored in electronic form.
With respect to the General Counsel’s proposed requirement that the
Respondent submit copies of the necessary backpay records at the
office designated by the Board or its agents, however, we find that this
proceeding does not satisfactorily present the question of whether a
respondent should be ordered to provide copies of its records in this
manner. We accordingly decline to order the Respondent to do so in
connection with this case.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
The Respondent engaged in the conduct described
above because the named job applicants and employees
of the Respondent formed, joined, or assisted the Union
and engaged in concerted activities, and to discourage
employees from engaging in these activities.
CONCLUSION OF LAW
By the statements and interrogations described above,
the Respondent has interfered with, restrained, and co-
erced employees in the exercise of their rights guaranteed
in Section 7 of the Act, in violation of Section 8(a)(1) of
the Act. In addition, by its refusal to consider for em-
ployment or to hire applicants Brumfield and Land, and
by the discharges of its employees named above, the Re-
spondent has discriminated in regard to the hire or tenure
or terms and conditions of employment of its employees,
thereby discouraging membership in a labor organiza-
tion, in violation of Section 8(a)(3) and (1) of the Act.
The Respondent has thereby engaged in unfair labor
practices affecting commerce within the meaning of Sec-
tion 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in cer-
tain unfair labor practices, we shall order it to cease and
desist and to take certain affirmative action designed to
effectuate the policies of the Act. Specifically, having
found that the Respondent has violated Section 8(a)(3)
and (1) of the Act by refusing to consider for employ-
ment or to hire Joe Brumfield and Andrew Land, we
shall order the Respondent to offer them immediate em-
ployment that they would have had, but for the unlawful
discrimination against them, and to make them whole for
any loss of earnings and other benefits suffered as a re-
sult of the discrimination against them.
Further, having found that the Respondent has violated
Section 8(a)(3) and (1) by discharging employees Donald
Huff, Michael Jessee, Charles E. Dolen Jr., Greg Dam-
ron, Stephen R. Conley, John F. Moore, Steve Montoney,
Charles E. Dolen, Roger Damron, Timothy D. Kirk, and
Lester Murray, we shall order the Respondent to offer
them full reinstatement to their former positions or, if
those positions no longer exist, to substantially equiva-
lent positions, without prejudice to their seniority or any
other rights and privileges previously enjoyed. In addi-
tion, we shall order the Respondent to make these em-
ployees whole for any loss of earnings and other benefits
suffered as a result of the discrimination against them.
Backpay shall be computed in accordance with F. W.
Woolworth Co., 90 NLRB 289 (1950), with interest as
prescribed in New Horizons for the Retarded, 283 NLRB
1173 (1987). We also shall order the Respondent to re-
move from its files any references to the unlawful refus-
als to consider for employment or to hire Brumfield and
Land, and to the unlawful discharges of the above-named
employees, and to notify the discriminatees in writing
that this has been done.
ORDER
The National Labor Relations Board orders that the
Respondent, James M. Ward, an individual d/b/a Mid-
South Construction, Jemison, Alabama, its officers,
agents, successors, and assigns, shall
1. Cease and desist from
(a) Telling applicants for employment that it would not
hire anyone who was a member of a labor organization.
(b) Interrogating employee-applicants concerning their
membership in a labor organization.
(c) Refusing to consider applicants for employment
and/or to hire them because they join, support, or assist
Tri-State Building and Construction Trades Council,
National Building and Construction Trades Department,
AFL–CIO, or any other labor organization, or engage in
concerted activities, or to discourage employees from
engaging in concerted activities.
(d) Discharging or otherwise discriminating against
employees because they join, support, or assist the Un-
ion, or any other labor organization, or engage in con-
certed activities, or to discourage employees from en-
gaging in concerted activities.
(e) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer
Joe Brumfield and Andrew Land immediate employment
in the same positions that they would have had, but for
its unlawful discrimination against them or, if those jobs
no longer exist, to substantially equivalent positions.
(b) Within 14 days from the date of this Order, offer
the employees listed below full reinstatement to their
former jobs or, if those positions no longer exist, to sub-
stantially equivalent positions, without prejudice to their
seniority or other rights and privileges previously en-
joyed.
Donald Huff
Steve Montoney
Michael Jessee
Charles E. Dolen
Charles E. Dolen Jr.
Roger Damron
Greg Damron
Timothy D. Kirk
Stephen R. Conley
Lester Murray
John F. Moore
(c) Make the aforementioned discharged employees
and applicants Brumfield and Land whole for any loss of
earnings and other benefits suffered as a result of their
unlawful discharges and the unlawful refusals to consider
for employment and/or to hire in the manner set forth in
the remedy section of this decision.
(d) Within 14 days from the date of this Order, remove
from its files any references to the unlawful discharges of
MID-SOUTH CONSTRUCTION
3
the employees named above and to the unlawful refusals
to consider for employment or to hire, and within 3 days
thereafter, notify the discriminatees in writing that this
has been done and that the unlawful conduct will not be
used against them in any way.
(e) Preserve and, within 14 days of a request, make
available to the Board or its agents for examination and
copying, all payroll records, social security payment rec-
ords, timecards, personnel records and reports, and all
other records, including an electronic copy of such rec-
ords if stored in electronic form, necessary to analyze
the amount of backpay due under the terms of this Order.
(f) Within 14 days after service by the Region, post at
its facility in Jemison, Alabama, copies of the attached
notice marked “Appendix.”2 Copies of the notice, on
forms provided by the Regional Director for Region 9,
after being signed by the Respondent’s authorized repre-
sentative, shall be posted by the Respondent and main-
tained for 60 consecutive days in conspicuous places
including all places where notices to employees are cus-
tomarily posted. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered,
defaced, or covered by any other material. In the event
that, during the pendency of these proceedings, the Re-
spondent has gone out of business or closed the facility
involved in these proceedings, the Respondent shall du-
plicate and mail, at its own expense, a copy of the notice
to all current employees and former employees employed
by the Respondent at any time since July 22, 1998.
(g) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
Dated, Washington, D.C. July 8, 1999
Sarah M. Fox, Member
Wilma B. Liebman, Member
Peter J. Hurtgen, Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
2 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and has ordered us to
post and abide by this notice.
WE WILL NOT tell applicants for employment that we
would not hire anyone who was a member of a labor
organization.
WE WILL NOT interrogate employee-applicants con-
cerning their membership in a labor organization.
WE WILL NOT refuse to consider applicants for em-
ployment and/or to hire them because they join, support,
or assist Tri-State Building and Construction Trades
Council, National Building and Construction Trades De-
partment, AFL–CIO, or any other labor organization, or
engage in concerted activities, or to discourage employ-
ees from engaging in concerted activities.
WE WILL NOT discharge or otherwise discriminate
against you because you join, support, or assist the Un-
ion, or any other labor organization, or engage in con-
certed activities, or to discourage you from engaging in
concerted activities.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL, within 14 days from the date of this Order,
offer Joe Brumfield and Andrew Land immediate em-
ployment in the same positions that they would have had,
but for our unlawful discrimination against them or, if
those jobs no longer exist, to substantially equivalent
positions.
WE WILL, within 14 days from the date of this Order,
offer the employees listed below full reinstatement to
their former jobs or, if those positions no longer exist, to
substantially equivalent positions, without prejudice to
their seniority or other rights and privileges previously
enjoyed.
Donald Huff
Steve Montoney
Michael Jessee
Charles E. Dolen
Charles E. Dolen Jr.
Roger Damron
Greg Damron
Timothy D. Kirk
Stephen R. Conley
Lester Murray
John F. Moore
WE WILL make the aforementioned discharged employ-
ees and applicants Brumfield and Land, whole for any
loss of earnings and other benefits suffered as a result of
their unlawful discharges and the unlawful refusals to
consider for employment and/or to hire, with interest.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
WE WILL, within 14 days from the date of this Order,
remove from our files any references to the unlawful
discharges of the employees named above and to the
unlawful refusals to consider for employment or to em-
ploy, and within 3 days thereafter, WE WILL notify them
in writing that this has been done and that the unlawful
conduct will not be used against them in any way.
JAMES M. WARD, AN INDIVIDUAL D/B/A MID-
SOUTH CONSTRUCTION