328 NLRB 136
D.A. Fiori Construction Co.
328 NLRB No. 136
NOTICE: This opinion is subject to formal revision before publication in the
bound volumes of NLRB decisions. Readers are requested to notify the Ex-
ecutive Secretary, National Labor Relations Board, Washington, D.C.
20570, of any typographical or other formal errors so that corrections can
be included in the bound volumes.
D.A. Fiori Construction Company and International
Union of Operating Engineers, Local Union No.
66, 66A, B, C, D, O, & R, AFL–CIO. Case 6–
CA–30331
July 12, 1999
DECISION AND ORDER
BY MEMBERS FOX, LIEBMAN, AND HURTGEN
Upon a charge filed by the Union on February 8, 1999,
the General Counsel of the National Labor Relations
Board issued a complaint on March 31, 1999, against
D.A. Fiori Construction Company, the Respondent, al-
leging that it has violated Section 8(a)(1), (3), and (5) of
the National Labor Relations Act. Although properly
served copies of the charge and complaint, the Respon-
dent failed to file an answer.
On May 21, 1999, the General Counsel filed a Motion
for Summary Judgment with the Board. On May 25,
1999, the Board issued an order transferring the pro-
ceeding to the Board and a Notice to Show Cause why
the motion should not be granted. The Respondent filed
no response. The allegations in the motion are therefore
undisputed.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
Ruling on Motion for Summary Judgment
Sections 102.20 and 102.21 of the Board’s Rules and
Regulations provide that the allegations in the complaint
shall be deemed admitted if an answer is not filed within
14 days from service of the complaint, unless good cause
is shown. In addition, the complaint affirmatively notes
that unless an answer is filed within 14 days of service,
all the allegations in the complaint will be considered
admitted. Further, the undisputed allegations in the Mo-
tion for Summary Judgment disclose that the Region, at
the Respondent’s request, granted an extension of time to
file an answer to the complaint, but that despite this ex-
tension, no answer has been filed.
In the absence of good cause being shown for the fail-
ure to file an answer, we grant the General Counsel’s
Motion for Summary Judgment.
On the entire record, the Board makes the following
FINDINGS OF FACT
I. JURISDICTION
At all material times, the Respondent, a Pennsylvania
corporation, with an office and place of business in
Pittsburgh, Pennsylvania, has been engaged as an exca-
vating contractor in the construction industry performing
commercial construction at various jobsites, including
jobsites located in Wilkins Township, Oakmont (the
Longview jobsite), and Springdale, Pennsylvania. Dur-
ing the 12-month period ending January 31, 1999, the
Respondent, in conducting its business operations, per-
formed services valued in excess of $50,000 for Mistick,
Inc., a corporation with an office and a place of business
in Pittsburgh, Pennsylvania. During the 12-month period
ending January 31, 1999, Mistick, Inc., in conducting its
business operations, performed services valued in excess
of $50,000 in States other than the Commonwealth of
Pennsylvania. We find that the Respondent is an em-
ployer engaged in commerce within the meaning of Sec-
tion 2(2), (6), and (7) of the Act and that the Union, In-
ternational Union of Operating Engineers, Local Union
No. 66, 66A, B, C, D, O, & R, AFL–CIO, is a labor or-
ganization within the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
The following employees of the Respondent, the unit,
constitute a unit appropriate for the purposes of collec-
tive bargaining within the meaning of Section 9(b) of the
Act:
All full-time and regular part-time employees engaged
in construction work employed by the Employer at its
Pennsylvania jobsites, excluding office clerical em-
ployees and guards, professional employees and super-
visors as defined in the Act.
Since about April 8, 1998 and at all material times, the
Union has been the designated exclusive collective-
bargaining representative of the unit and since about No-
vember 4, 1998, the Union has been recognized as the
representative by the Respondent. This recognition has
been embodied in a memorandum of understanding dated
November 4, 1998.
At all times since November 4, 1998, based on Section
9(a) of the Act, the Union has been the exclusive collec-
tive-bargaining representative of the unit. By letters
dated November 10 and December 18, 1998, respec-
tively, the Union has requested that the Respondent fur-
nish it with the names and dates of hire, the wage rate,
and the job classification for each bargaining unit em-
ployee; a copy of any work rules; a copy of the health
care plan, a summary plan description, any material
modifications made to the plan, a detailed explanation of
plan participant eligibility, and a letter from the health
care provider detailing the total cost of the plan, per em-
ployee participant; a copy of any pension plan, a sum-
mary plan description, any material modifications made
to the plan, contribution amounts made into the plan by
the Respondent, as well as the vesting status and pension
account balances for each employee.
This information is necessary for and relevant to the
Union’s performance of its duties as the exclusive col-
lective-bargaining representative of the unit. Since about
November 10 and December 18, 1998, the Respondent
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
has failed and refused to furnish the Union with the in-
formation requested by it.
Since about May 28, 1998, certain employees of the
Respondent employed at the Springdale and Longview
jobsites engaged in a strike. The strike was caused by
the Respondent’s unfair labor practices as alleged in a
complaint which issued in Case 6–CA–29706, et al.
The complaint in Case 6–CA–29706 alleged that the
Respondent, by Owner David A. Fiori Jr.: about April 8,
1998, at the Springdale jobsite, threatened to kill an em-
ployee because he joined the Union; about May 20,
1998, at the Longview jobsite, interrogated its employees
about their union activities, impliedly threatened to close
the business, and informed its employees they were dis-
loyal because of their support for the Union; and about
June 12, 1998, by telephone, promised an employee un-
specified benefits if he would withdraw his charge
against the Respondent.
In addition, the complaint in Case 6–CA–29706 al-
leged that about April 8, 1998, the Respondent dis-
charged employees Sean Puz, Jeff Whitico, and Merle
Schilling, that these employees were reinstated by the
Respondent on April 13, 1998, and that on that date, the
Respondent reduced the work hours of employees Puz
and Whitico. The complaint also alleged that about May
6, 1998, the Respondent issued a written warning to em-
ployee Whitico. The complaint further alleged that the
Respondent engaged in this conduct because the named
employees formed, joined, and assisted the Union and
engaged in concerted activities, and to discourage em-
ployees from engaging in these activities, and that the
Respondent reduced the work hours of employees Puz
and Whitico, and issued a written warning to Whitico
because these employees gave testimony to the Board.
The violations alleged in Case 6–CA–29706 were re-
solved by virtue of an adjusted withdrawal (non-Board
settlement agreement) of the complaint allegations, and
the General Counsel does not seek a remedy here for this
conduct. Rather, the General Counsel seeks a finding in
this case that the conduct alleged in Case 6–CA–29706
constitutes unfair labor practices, which serve as a predi-
cate to the May 28, 1998 strike.1
About January 14, 1999, by letter, employees Sean Puz
and Jeff Whitico, who had engaged in the unfair labor
practice strike, made an unconditional offer to return to
their former positions of employment. Since about Janu-
ary 14, 1999, the Respondent has failed and refused to
reinstate these employees to their former positions of
employment.
1 The complaint here re-alleged as unlawful the conduct in Case 6–
CA–29706, alleged that such conduct was a predicate for the strike, and
alleged that the strike was an unfair labor practice strike. The Respon-
dent’s non-answer to the complaint is an admission of all of the above.
CONCLUSION OF LAW
The strike commencing on May 28, 1998, is an unfair
labor practice strike.
By failing and refusing to reinstate unfair labor prac-
tice strikers Puz and Whitico to their former positions of
employment after they made an unconditional offer to
return to work as described above, the Respondent has
been discriminating in regard to the hire or tenure or
terms and conditions of employment of its employees,
thereby discouraging membership in a labor organization
in violation of Section 8(a)(1) and (3) of the Act. Fur-
ther, by failing and refusing to furnish the Union with the
information requested by it, the Respondent has been
failing and refusing to bargain collectively with the ex-
clusive collective-bargaining representative of its em-
ployees, in violation of Section 8(a)(1) and (5) of the
Act. The Respondent has thereby engaged in unfair la-
bor practices affecting commerce within the meaning of
Section 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in cer-
tain unfair labor practices, we shall order it to cease and
desist and to take certain affirmative action designed to
effectuate the policies of the Act. We have further found
that the strike, which began on May 28, 1998, was an
unfair labor practice strike. In addition, having found
that the Respondent has violated Section 8(a)(3) and (1)
by failing and refusing to reinstate employees Sean Puz
and Jeff Whitico to their former positions of employ-
ment, we shall order the Respondent to offer the dis-
criminatees and, on their application, any other strikers,
full reinstatement to their former jobs or, if those jobs no
longer exist, to substantially equivalent positions, with-
out prejudice to their seniority or any other rights or
privileges previously enjoyed, and to make them whole
for any loss of earnings and other benefits suffered as a
result of the discrimination against them. Backpay shall
be computed in accordance with F. W. Woolworth Co.,
90 NLRB 289 (1950), with interest as prescribed in New
Horizons for the Retarded, 283 NLRB 1173 (1987). The
Respondent shall also be required to expunge from its
files any and all references to the unlawful failure to re-
instate, and to notify the discriminatees in writing that
this has been done.
Further, having found that the Respondent has failed to
provide the Union information that is relevant and neces-
sary to its role as the exclusive bargaining representative
of the unit employees, we shall order the Respondent to
furnish the Union the information requested.
ORDER
The National Labor Relations Board orders that the
Respondent, D.A. Fiori Construction Company, Pitts-
burgh, Pennsylvania, its officers, agents, successors, and
assigns, shall
1. Cease and desist from
D.A. FIORI CONSTRUCTION CO.
3
(a) Refusing to reinstate employees Puz and Whitico
after they made an unconditional offer to return to work
following the unfair labor practice strike.
(b) Failing and refusing to provide necessary and rele-
vant information to the Union, on request.
(c) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) On request, bargain with the Union as the exclusive
representative of the employees in the following appro-
priate unit concerning terms and conditions of employ-
ment and, if an understanding is reached, embody the
understanding in a signed agreement:
All full-time and regular part-time employees engaged
in construction work employed by the Employer at its
Pennsylvania jobsites, excluding office clerical em-
ployees and guards, professional employees and super-
visors as defined in the Act.
(b) Furnish to the Union in a timely manner the infor-
mation requested by the Union on November 10 and De-
cember 18, 1998.
(c) Within 14 days from the date of this Order, offer
Sean Puz and Jeff Whitico full reinstatement to their
former jobs or, if those jobs no longer exist, to substan-
tially equivalent positions, without prejudice to their
seniority or any other rights or privileges previously en-
joyed.
(d) Make Sean Puz and Jeff Whitico whole for any
loss of earnings and other benefits suffered as a result of
the discrimination against them, in the manner set forth
in the remedy section of the decision.
(e) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful failures to
reinstate, and within 3 days thereafter notify the employ-
ees in writing that this has been done and that the failures
to reinstate will not be used against them in any way.
(f) Accord all employees engaged in the strike which
started on May 28, 1998, the rights and privileges of un-
fair labor practice strikers, including, on their uncondi-
tional application, offering strikers not heretofore rein-
stated immediate and full reinstatement to their former
jobs or, if those jobs no longer exist, to substantially
equivalent positions, without prejudice to their seniority
or any other rights or privileges previously enjoyed, and
making whole for any loss of earnings strikers who have
made themselves available for employment on an uncon-
ditional basis but who were refused reinstatement, in the
manner set forth in the remedy section of this decision.
(g) Preserve and, within 14 days of a request, make
available to the Board or its agents for examination and
copying, all payroll records, social security payment rec-
ords, timecards, personnel records and reports, and all
other records necessary to analyze the amount of back-
pay due under the terms of this Order.
(h) Within 14 days after service by the Region, post at
its facility in Pittsburgh, Pennsylvania, and at its Penn-
sylvania jobsites, copies of the attached notice marked
“Appendix.”2 Copies of the notice, on forms provided by
the Regional Director for Region 6, after being signed by
the Respondent’s authorized representative, shall be
posted by the Respondent and maintained for 60 con-
secutive days in conspicuous places including all places
where notices to employees are customarily posted.
Reasonable steps shall be taken by the Respondent to
ensure that the notices are not altered, defaced, or cov-
ered by any other material. In the event that, during the
pendency of these proceedings, the Respondent has gone
out of business or closed the facility involved in these
proceedings, the Respondent shall duplicate and mail, at
its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Respon-
dent at any time since November 10, 1998.
(i) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
Dated, Washington, D.C. July 12, 1999
Sarah M. Fox, Member
Wilma B. Liebman, Member
Peter J. Hurtgen, Member
(SEAL) NATIONAL LABOR RELATIONS BOARD
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and has ordered us to
post and abide by this notice.
Section 7 of the Act gives employees these rights.
2 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
To organize
To form, join, or assist any union
To bargain collectively through representatives
of their own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected
concerted activities.
WE WILL NOT refuse to reinstate Sean Puz and Jeff
Whitico after they made an unconditional offer to return
to work following the unfair labor practice strike.
WE WILL NOT fail and refuse to provide necessary and
relevant information to the Union, on request.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL, on request, bargain with the Union and put in
writing and sign any agreement reached on terms and
conditions of employment for our employees in the bar-
gaining unit:
All full-time and regular part-time employees engaged
in construction work employed by us at our Pennsylva-
nia jobsites, excluding office clerical employees and
guards, professional employees and supervisors as de-
fined in the Act.
WE WILL furnish to the Union in a timely manner the
information requested by the Union on November 10 and
December 18, 1998.
WE WILL within 14 days from the date of the Board’s
Order, offer Sean Puz and Jeff Whitico full reinstatement
to their former jobs or, if those jobs no longer exist, to
substantially equivalent positions, without prejudice to
their seniority or any other rights or privileges previously
enjoyed.
WE WILL make Sean Puz and Jeff Whitico whole for
any loss of earnings and other benefits suffered as a re-
sult of the discrimination against them, in the manner set
forth in the remedy section of the decision.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to our unlaw-
ful failure to reinstate Sean Puz and Jeff Whitico, and WE
WILL, within 3 days thereafter, notify each of them in
writing that this has been done and that the failure to
reinstate will not be used against them in any way.
WE WILL accord all striking employees from the strike
which started on May 28, 1998, the rights and privileges
of unfair labor practice strikers, including, on their un-
conditional application, offering strikers not heretofore
reinstated immediate and full reinstatement to their for-
mer jobs or, if those jobs no longer exist, to substantially
equivalent positions, without prejudice to their seniority
or any other rights or privileges previously enjoyed, and
making whole for any loss of earnings strikers who have
made themselves available for employment on an uncon-
ditional basis but who were refused reinstatement, in the
manner set forth in the remedy section of this decision.
D.A. FIORI CONSTRUCTION COMPANY