328 NLRB 87
Vestal Nursing Center
VESTAL NURSING CENTER
87
VJNH, Inc. d/b/a Vestal Nursing Center and Local
200A, Service Employees International Union,
AFL–CIO. Cases 3–CA–21018 and 3–RC–10644
April 28, 1999
DECISION AND ORDER
BY CHAIRMAN TRUESDALE AND MEMBERS FOX
AND HURTGEN
On October 9, 1998, Administrative Law Judge Wal-
lace H. Nations issued the attached decision.∗ The Re-
spondent filed exceptions and a supporting brief. The
General Counsel filed cross-exceptions and an answering
brief. The Charging Party filed an answering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions2
and to adopt the recommended3
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent VJNH, Inc. d/b/a Vestal
Nursing Center, Vestal, New York, its officers, agents,
successors, and assigns, shall take the action set forth in
the Order.
Robert A. Ellison, Esq., for the General Counsel.
Carl A. Schwarz Jr., Esq. and Matthew J. DeMarco, Esq., of
Garden City, New York, for the Respondent.
Ruth Heller, Esq. and Richard A. Maroko, Esq., of Syracuse,
New York, for the Charging Party.
DECISION
STATEMENT OF THE CASE
WALLACE H. NATIONS, Administrative Law Judge. This case
was tried in Binghamton, New York on June 1–4, 1998. The
original charge was filed by Local 200A, Service Employees
International Union, AFL–CIO (the Union) on December 11,
1997.1 The first amended charge was filed January 13, 1998,
and the second amended charge was filed February 18, 1998.
The complaint issued February 25, 1998.
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
2 We find it unnecessary to pass on the Union’s Objections 2 and 12
in light of our decision to set aside the election based on the other ob-
jections sustained by the judge.
3 In cross-exceptions, the General Counsel has requested a modifica-
tion of the Board’s standard remedial provision requiring a respondent
to preserve and make available payroll records for computing backpay.
We find that this is not the appropriate case in which to address the
requested modification.
1 All dates are in 1997 unless otherwise indicated.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the Charging Party, General Counsel and Respondent, I
make the following
FINDINGS OF FACT
I. JURISDICTION
The Respondent, VJNH, Inc., d/b/a Vestal Nursing Center, a
corporation, operates a skilled nursing care center at its facility
in Vestal, New York. The Respondent admits and I find that it
is an employer engaged in commerce within the meaning of
Section 2(2), (6), and (7) of the Act and that it is a health care
institution within the meaning of Section 2(14) of the Act. It is
admitted and I find that the Union is a labor organization within
the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Background and Issues for Determination
As noted Respondent operates a skilled nursing center in
Vestal, New York. This is a nonunion facility in which the
Union is seeking to represent a unit of Respondent’s employees
described as follows:
All full-time and regular part-time service and maintenance
employees, including all certified nursing assistants and floor
aides employed at the Employer’s Vestal, New York, facility;
but excluding the Director of Nursing, Assistant Director of
Nursing, case manager, RN Supervisors, head nurses, unit
nurses, business office clerical employees, patient care coor-
dinators, clinical coordinators, physical therapists, physical
therapist assistants, social workers, music therapists, dieti-
tians, dietary technicians, speech therapists, medical records
employees, managerial employees, professional employees,
and guards and supervisors as defined in the Act.2
The Union filed a Petition for Representation on December
12, 1997, and an election was held on March 26, 1998.3 Out of
the approximately 157 eligible voters, 146 ballots were cast.
The vote count was 69 for the Union, 71 against, and 6 chal-
lenged. On May 18, 1998, the Regional Director approved a
stipulation resolving the eligibility issues raised by the chal-
lenged ballots. On May 19, 1998, a revised tally of ballots is-
sued, reflecting that only two of the challenged ballots should
be considered. Since they were not determinative, the result of
the election was that the Union lost by two votes.
On April 13, 1998, the Union filed some 18 numbered objec-
tions to conduct affecting the results of the election. On May
19, 1998, the Union withdrew Objections 4, 6, 8, and 9. On
May 18, the Regional Director issued an Order consolidating
the unfair labor practice allegations and the objections and di-
rected a single hearing be held in both cases. Objections 1, 3, 5,
7, and 10 are coextensive with certain of the alleged unfair
labor practices. Specifically, the complaint alleges that Respon-
dent committed unfair labor practices in violation of the Act by:
2 In this decision, the position of certified nursing aides or assistants
will be referred to as CNAs, the position of registered nurse will be
referred to as RN, and the position of licensed practical nurse will be
referred to as LPN.
3 The campaign began in late September or early October, and Ad-
ministrator Johnson learned of its existence immediately.
328 NLRB No. 16
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
88
1. On or about November 29, 1997, and on other dates in
December 1997, at the Vestal facility and in a written
communication dated December 2, 1997, by its administrator,
Denise Johnson, directing employees, under explicit and
implicit threat of discipline, to refrain from discussing the
Union or engaging in union and/or protected concerted
activities while at work.4
2. On or about December 9, 1997, in a written communica-
tion by Johnson, directing its employees, under explicit and
implicit threat of discipline, to inform Respondent of contacts
from union supporters and to report the union and/or protected
concerted activities of other employees.
3. (a) On or about December 11, 1997, by its supervisor and
agent Cheryl Gonzalez, directing its employees, under explicit
and implicit threat of discipline, to refrain from using the sec-
ond-floor pay telephone, thereby eliminating a benefit or privi-
lege previously enjoyed by employees.
(b) On a date in January 1998, removing the second-floor
pay telephone, thereby eliminating a benefit or privilege previ-
ously enjoyed by employees.5
4. (a) On or about December 16, 1997, promulgating a policy
prohibiting employees from displaying or wearing union but-
tons, stickers or insignia.
(b) On or about December 16, 1997, by its supervisor and
agent Norma Murphy, directing its employees to remove union
insignia from their uniforms.
(c) On or about December 17, 1997, by its supervisor and
agent Mary Beth Vasicko, in a telephone conversation, inform-
ing an employee that the employee would not be permitted to
work unless the employee removed union insignia from her
uniform.
(d) On or about December 17, 1997, by its supervisor and
agent Mary Beth Vasicko, directing an employee to remove
insignia from her uniform.
(e) On or about December 18, 1997, by its Director of
Nursing Carol Scurry, directing an employee to remove union
insignia from her uniform.
5. On or about December 22, 1997, by its supervisor and
agent Judy Randall, prohibiting its employees from attending a
union rally.6
6. (a) On or about December 22, 1997, granting its employ-
ees the benefit of an increased holiday pay bonus, in an effort to
thwart the Union’s organizational activities.
(b) On a date in January, 1998, increasing the monetary
bonus under its attendance policy, in an effort to thwart the
Union’s organizational activities.7
7. (a) On or about December 10, 1997, imposing a 7-day
suspension on its employee Kathleen Camp.
(b) On or about December 16, 1997, imposing a 1-day
suspension on its employee Rosanna Torres.
(c) On or about December 16, 1997, imposing a 1-day
suspension on its employee Yvonne Torres.
(d) On or about December 17, 1997, imposing a 1-day
suspension on its employee Vanessa Veit.8
4 This alleged unfair labor practice is coextensive with the Union’s
Objection 1.
5 This alleged unfair labor practice is coextensive with the Union’s
Objection 10.
6 This alleged unfair labor practice is coextensive with the Union’s
Objection 5.
7 The granting of these two benefits is also alleged as objectionable
conduct in the Union’s Objection 3.
In addition to the Objections which are coextensive with al-
leged unfair labor practices, the following Objections were
considered in the hearing:
Objection 2 The Employer unlawfully threatened that
voting for the union would inevitably result in a loss of
flexibility in the workplace.
Objection 11 The Employer unlawfully promised to re-
turn within one week of the election in order to “fix all the
problems” if employees voted no.
Objection 12 The Employer unlawfully threatened that
voting for the union would inevitably result in employees
being forced to strike or lose benefits.
Objection 13 The Employer unlawfully created and as-
sisted an antiunion employee organization called “VNC
Committee to Stop SEIU” by producing literature, paying
employees to engage in antiunion activity, providing
phone lists and use of facility copy equipment, telephones,
etc. to conduct antiunion activity.
Objection 14 The Employer unlawfully utilized a die-
tary supervisor as the observer for the election.
Objection 15 The Employer unlawfully restricted ac-
cess to the facility through the use of security and elec-
tronic surveillance.
Objection 16 The Employer unlawfully threatened
employees that they would not receive a scheduled pay in-
crease as a result of the union organizing campaign.
Objection 17 The Employer unlawfully solicited
grievances from employees.
Objection 18 The Employer unlawfully solicited revo-
cations of union representation cards.
B. Facts and Resolution of Each Alleged Unfair Labor
Practice and Objection
1. Did Respondent, on or about November 29, 1997, and on
other dates in December 1997, at the Vestal facility and in a
written communication dated December 2, 1997, by its Admin-
istrator Denise Johnson, unlawfully direct employees, under
explicit and implicit threat of discipline, to refrain from dis-
cussing the Union or engaging in union and/or protected con-
certed activities while at work?
Vestal’s Administrator Denise Johnson held meetings with
employees during the latter part of November 1997 to answer
employee questions about union activity. According to John-
son, she told employees they had the right to organize. She also
told them any organizing should be done in nonpatient care
areas and during nonworktime. Prior to this there was no re-
striction on what employees could talk about while working
except for swearing and discussing inappropriate matters.9
Employee Kathleen Camp testified that at a group meeting
she attended, Johnson told employees that they were not to
solicit for the Union during working hours. Camp seemed to
amend this testimony on cross-examination when she agreed
with Respondent’s counsel that Johnson had told the employees
that they could not solicit during working time and in working
areas.
8 The unfair labor practices set out immediately above concerning
actions taken against Rosanna Torres, Yvonne Torres, and Vanessa
Veit are also alleged as objectionable conduct in the Union’s Objection
7.
9 Throughout this decision, when I refer to the “facility” I am refer-
ring to Vestal Nursing Center.
VESTAL NURSING CENTER
89
In a December 2 letter sent to all employees setting forth Re-
spondent’s opposition to the Union, Johnson wrote:
All of the staff are entitled to their own opinion and
should not be afraid to express it openly. However, we
must remember that our issues cannot disturb residents.
Work time and work location (where residents and visi-
tors are) may not be used to discuss union matters. Each
employee has the right to discuss or not discuss these mat-
ters. No one has the right to impose himself or herself on
another’s privacy.
Former Vestal CNA Vanessa Veit10 testified that Denise
Johnson and Director of Nursing Carol Scurry informed em-
ployees at meetings held before and after the recognition de-
mand that employees were not allowed to talk about the Union
except on breaktime.11 According to Veit and other employee
witnesses, there had been no restriction on what employees
could talk about while working, except for swearing and “inap-
propriate conversations.” The only example I can find of what
would be an “inappropriate conversation,” other than one in-
volving the Union, was noted by Vestal LPN Michele West.
She gave a warning to a CNA who in a facility hallway was
talking to other employees. The warning relates: “Catherine
was in the hallway. She was talking about all the weight she has
lost and her pants are loose because she’s having sex with Bill
who was her boyfriend at the time and she told him to just let’s
keep on going.” West also related that she was informed in an
employee meeting with Johnson that employees could discuss
union matters only on breaktime and that they could not discuss
such matters in resident care areas on the units.
Though, as will be discussed further herein, Respondent for
some time had maintained a written no-solicitation/no-
distribution rule, it did not have any formal rule restricting top-
ics of conversation among employees. I credit the testimony of
Veit and West that Respondent had not placed any restrictions
on topics employees could discuss in work areas and on work-
time until the Union campaign. I further credit their testimony
that Respondent restricted conversations about the union to
breaktime and to nonwork areas. Respondent asserts that its
purpose in restricting the location and time of talk about the
Union is intended to protect residents and visitors from being
upset or somehow embroiled in the union organizing activity.
Absent any showing that grounds actually exist for such an
assumption, I believe that Respondent’s restrictions on union
related conversations is an unwarranted interference with em-
ployees’ Section 7 rights and thus violates Section 8(a)(1) of
the Act. See Crestfield Convalescent Home, 287 NLRB 328,
344–345 (1987); Industrial Wire Products, 317 NLRB 190
(1995); Teksid Aluminum Foundry, 311 NLRB 711, 713
(1993). In Teksid, the Board adopted the holding of the
administrative law judge that: “An employer may lawfully
forbid employees to talk about a union during periods when
they are supposed to be working, if that prohibition also ex-
tends to all other subjects not associated or connected with their
work tasks. (Citations omitted.) Here, however, the employer
through Williams announced a no-talking rule specifically to
prevent perceived discussion of unionization and there is no
indication that it was concerned about, or thereafter applied the
10 Veit voluntarily left employment with Vestal in March 1998.
11 Demand for recognition was made on December 8.
rule to bar, discussion of other nontask-related subjects during
working time.”
2. Did Respondent, on or about December 9, 1997, in a written
communication by Johnson, direct its employees, under explicit
and implicit threat of discipline, to inform Respondent of con-
tacts from union supporters and to report the union and/or pro-
tected concerted activities of other employees?
On December 8, Union Organizer Andrew Tripp and a group
of 10 to 12 facility employees presented Administrator Johnson
with a number of authorization cards and a letter demanding
recognition of the Union. The demand upset Johnson because
she considered the group unruly and loud, and because Tripp
and some of the employees with him thereafter went through
parts of the facility handing copies of the recognition demand
letter to staff and residents. On December 9, Johnson had dis-
tributed to all employees a letter which states her views of the
incident and in pertinent parts states:12
Numerous employees have reported to me and other supervi-
sors that they are afraid to come to work and are afraid of the
Union. We don’t know that this fear is justified, but if anyone
interrupts you in the performance of your job, and/or harasses
you regarding your opinions about this Union—whether at the
facility or not—Please Report Them to me. You do NOT
have to submit to ANY harassment, or interruption in the
performance of your duties. You also do not have to submit
to any activity that could affect your ability to provide for
your family. But, if any of you even suspect that the care
and/or peace of a resident is in jeopardy YOU MUST
IMMEDIATELY REPORT THESE SUSPICIONS TO
ME. (Emphasis in original letter.)
Other than the demand for recognition, which is discussed in
detail in relation to Objection 15, there is no other testimony in
the record regarding harassment of employees.13 I find that this
letter could easily cover legitimate union activity as it leaves to
the reader to determine any perceived interruption or harass-
ment. The letter in an earlier part states: I WILL NOT
TOLERATE
THREATS
AGAINST
YOU,
OR
THE
FACILITY, AND I ESPECIALLY WILL NOT TOLERATE
THREATS AGAINST THE RESIDENTS. (Emphasis in
original.) Taken together, I believe the cited portions of the
letter both encourages employees to report any perceived har-
assment and leaves the impression that some reprisal will be
taken against an accused. I believe the letter clearly has a chill-
ing effect on legitimate union activity. I find it to be a violation
of Section 8(a)(1) of the Act. See, e.g., Brunswick Electric
Corp., 308 NLRB 361, 372 (1992) (urging employees to report
subjectively perceived union pressures and “harassment” could
be interpreted as broad enough to cover lawful activities.); Mis-
sissippi
Transport,
310
NLRB
1339,
1344
(1993)
(“. . . employer solicitations to employees about reporting union
activity if they felt ‘harassed’ to be unlawful ‘because they
have the potential dual effect of encouraging employees to
identify union supporters based on the employees’ subjective
view of harassment and discouraging employees from engaging
12 The letter somewhat overstates the seriousness of the incident and
has some factual misstatements.
13 On brief Respondent points to a charge lodged against the Union
for allegedly racist behavior. This charge was not discussed in the
record or made a part of the record.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
90
in protected activities.”’); Meisner Electric, Inc., 316 NLRB
597, 607 (1995) ( “. . . by requesting employees who were ‘har-
assed’ by other employees advocating the Union to report it to
management . . . management encourages employees to report
solicitations which are subjectively offensive to them and dis-
courage union supporters from engaging in protected activ-
ity.”); Arcata Graphics, 304 NLRB 541 (1991).
3. Did Respondent, on or about December 11, 1997, by its su-
pervisor and agent Cheryl Gonzalez, direct its employees, un-
der explicit and implicit threat of discipline, to refrain from
using the second-floor pay telephone, thereby eliminating a
benefit or privilege previously enjoyed by employees?
(a) Did on a date in January 1998, Respondent remove the sec-
ond-floor pay telephone, thereby eliminating a benefit or privi-
lege previously enjoyed by employees?
(b) Discussion of union Objection 15. Did Respondent unlaw-
fully restrict access to the facility through the use of security
and electronic surveillance?
The facility has a basement and two floors. The rear entrance
to the facility is on the basement level in the rear of the struc-
ture. The front entrance at the first-floor level. For some time,
the Respondent had a pay telephone located on the second floor
near the nurses station in the unit known as skilled care I. There
was also a pay phone on the first floor near or in the intermedi-
ate care unit. In late December 1997, or early January 1998, the
second-floor pay phone was removed and placed near a security
guard’s desk at the rear entrance of the building. When the
security guard was moved to the front entrance and a video
camera and intercom were installed at the rear entrance, this
phone was moved to a location near the basement breakroom.
The second-floor pay phone was replaced by a phone that was
exclusively for the use of residents. The phone in the interme-
diate care area was moved to the front entrance at about the
same time.
CNA Vanessa Veit testified that while the phone was on the
second floor, employees could use it for incoming and outgoing
phone calls, so long as the use of the phone by an employee did
not become excessive. It was Veit’s understanding that the
purpose of the phone was to allow employees to make and re-
ceive calls as they were not allowed to use facility phones or
resident’s phones.14 Further, if residents did not have personal
phones, they too could use the pay phone. Employees were not
to use the facility’s phones except to receive emergency incom-
ing calls. Employees from other units also came to the second
floor to use the pay phone.
Sometime after the demand for recognition had been made
and before the second-floor pay phone was moved, Veit at-
tended an employee meeting conducted by supervisor, Cheryl
Gonzalez. According to Veit, Gonzalez announced that em-
ployees were not to receive personal calls on the unit, except on
break or meal time. No reason was given. CNA Lisa Roberts
testified that Gonzalez told her and four or five other employ-
ees that she did not want any more personal calls on the pay
phone. Cheryl Gonzalez testified that she did not restrict use of
the pay phone except to remind employees that they were not to
make or receive calls while working. However, based on her
own description of what she told employees, it would be easy
14 Employees could receive emergency calls on facility phones.
to interpret it as a prohibition against employees using the pay
phone. In response to a question asking whether she restricted
employee use of the pay phone, Gonzalez answered “Only
during working hours, when they were on duty and supposed to
be tending to residents, em, they were reminded not to make
personal phone calls or accept personal phone calls. “I credit
the employee witnesses regarding what they were told by Gon-
zalez. Gonzalez also testified that the pay phone had been a
problem for the 5 years she had been a head nurse. 15
Denise Johnson testified that employees were “re-reminded”
of the Respondent’s rule about phone usage in December 1997.
This rule, which appears in Respondent’s employee handbook,
reads: “Personal calls are not to be made or received on duty
except in an emergency. Phones at the nurses stations are not to
be used at any time for personal calls. Pay phones are available
for calls during break or meal times or as authorized by your
supervisor.”
According to Vanessa Veit, this rule was not enforced until
after the meeting conducted by Gonzalez. Lisa Roberts testified
similarly, noting that the pay phones could be used by employ-
ees at any time so long as the employees did not abuse the
privilege. Roberts noted that she received occasional personal
calls from her husband as she has four children and with her
12-hour shift, there are times when he needs to check with her.
Moving the phone from the second floor was inconvenient
because now the only way to reach her is by a facility phone at
the nurses desk which is against rules.
Denise Johnson testified about the reason the pay phones
were moved. First she suggested it was in response to some
unspecified employee request and then she testified: “After we
finished the full security system that involved the intercom and
a buzzer, and after that was in, it was prohibited to use the
phone and have to be buzzed back in every single time to go
out because it’s considered a secure area out there, so because
of all that, we moved the pay phones down to the locker area.” I
have to admit I do not understand the second reason at all. The
intercom system was put in some time after the phone was ini-
tially moved.
I find that the credible evidence reveals that Respondent
prior to the demand for recognition did allow employees to
place and take calls at the second-floor pay phone. Thus to the
extent that Gonzalez announced they either could not do that
any more or restricted it only to breaktimes is a change in prac-
tice. The Respondent’s rule does not appear to have been en-
forced. Though Gonzalez testified that it had been a problem
for 5 years, it was not until the Union demanded recognition
that Respondent’s management took any action with respect to
the pay phone. I believe that it was part and parcel of Respon-
dent’s response to that action, which also included the place-
ment of security guards at the front and back entrances, and the
sudden enforcement of existing rules regarding access to the
facility by off-duty employees. As I believe each of these ac-
tions, removal of the pay phones, tightening access to the facil-
ity and the placement of security guards are tied together, I will
discuss these other two acts at this point in the decision. They
are raised as objectionable conduct in the Union’s Objection
15.
The Union’s Objection 15 asserts that Respondent unlaw-
fully restricted access to the facility through the use of security
15 Lisa Roberts gave the only estimation of the frequency with which
the pay phone was used, estimating it was one or two times a shift.
VESTAL NURSING CENTER
91
and electronic surveillance. I believe that Respondent’s resort
to security and limited access had its genesis in the Union’s
demand for recognition.
On or about December 8, 1997, the Union prepared a letter
addressed to Denise Johnson in which it demanded recognition.
The letter was signed by the employee organizing committee
and it included the signatures of a number of employees. It was
hand delivered to Johnson by about 10 to 12 employees and the
Union’s chief organizer, Andrew Tripp. These persons gathered
at the back of the facility and each person took a number of
union flyers. The group then went through the facility’s back
door and took the elevator to the first floor and went into John-
son’s office.16 According Vanessa Veit, they met with Johnson
and demanded recognition. She refused to grant it. Johnson
asked the group to leave and they did leave her office.
Denise Johnson had a different version of what occurred.
She testified that when the group of employees arrived at her
office, Tripp led them in. She asked him to leave and he re-
fused. According to Johnson the employees threw authorization
cards on her desk, threw demand letters on her desk and threw
stickers on her desk. They yelled and screamed at her, demand-
ing she recognize the Union. She told them that on advice of
counsel, she would not look at the cards or grant recognition.
She gave them the phone number of Respondent’s counsel and
suggested they call. Johnson decided she would be unable to
have a calm meeting with the employees so she started to leave
the office. Tripp blocked her way at the door and she had to
squeeze by him.
After Johnson left her office, the employees had a short
meeting in the office and then went through the building hand-
ing out the demand for recognition letter to employees and
speaking with residents. Tripp himself spoke with several resi-
dents and gave them a copy of the letter. Nurse Supervisor
Mary Vasicko testified that on December 12, while on duty, she
observed several people leave Johnson’s office. Shortly thereaf-
ter, she was told the people she saw were passing out flyers.
She went to check and found Tripp passing out flyers. She told
him he had no right to be there and ordered him to leave. She
escorted him out of the building.
Tripp went to his car in the facility’s back parking lot and
spoke to a couple of employees who had been with the group
making the recognition request. At this point the local police
arrived and asked why he was still present on the property.
Tripp said he was leaving. The police asked Johnson if she
wanted him arrested. She said yes and they arrested him.
On the following day, Johnson prepared and had distributed
to employees in the facility a letter concerning the demand. In
part it states:
I’m sure you all noticed or heard about yesterday’s commo-
tion at the facility. An intruder was unlawfully on the prem-
ises confronting many of you, and many of the Residents. The
intruder said he was from the Union and said he had a right to
be here. He did not have any right to be at the facility. Al-
though I personally asked the intruder to leave the premises,
instead of honoring my request, he became belligerent to me
and the office staff. I had to call the Vestal Police Department
and have him removed from the premises. The Union organ-
16 Going into the facility through the back required the group to go
up the stairs to the first floor and then some distance to the office. Had
they gone in through the front, they could have reached the office with-
out going through any resident areas.
izer upset many of our Residents by distributing this threaten-
ing letter to them while he was trespassing in the Resident
care areas. I can’t believe that any of you would condone such
behavior, and I’ve been told that many of you—even Union
supporters—were upset that the Union organizer did this
without your consent. Is this the man that you want to bind
you to a contract?
In late December 1997, Respondent prepared and distributed
to employees a flyer which accuses the Union of a variety of
unsavory activity at the facility including vandalism, harass-
ment, making false statements to the public, making racist
threats, purposely breaking rules, and disrupting patient care. It
also announces the hiring of trained security guards.
A guard was placed at the front and rear entrances to the
building. At the rear entrance, where employees entered the
facility, a security door was installed that operated electroni-
cally. Employees were given electronic badges which opened
the outer door. They then dealt with a guard who checked to see
if they were on the day’s schedule. If they were, he marked off
their names on the schedule and let them pass. If their name
was not on the schedule, the guard called a supervisor to see if
the employee could come in. If the supervisor did not approve
entry, the employee would have to leave.17 With the addition of
the guards also came a change in practice regarding admission
to the facility of off-duty employees.
Respondent at all times material had in effect a written rule
covering access to the facility by off-duty employees. It reads:
“An employee is not to enter the Facility or remain on the
premises unless he or she is on duty or scheduled to work. The
only exception will be if an employee has Facility business to
transact or is picking up his or her paycheck.” Respondent
maintained another rule on this subject, which reads: “Enter-
taining, visitors, friends or members of family of employee
while on duty” could “justify dismissal or other discipline.”
According to Veit, this limited access rule was never en-
forced until the onset of the union campaign. Lisa Roberts testi-
fied that before the campaign, she would visit the home with
her children on holidays to take gifts to residents. After the
campaign began, this ceased. An employee could only enter the
building during off-duty hours to pick up a paycheck. There
was no showing that the other rule was ever enforced and the
testimony of LPN Michele West would indicate strongly that it
was not.
LPN West testified that before the campaign she entered the
facility when off duty to speak with her fiancée, who also is
employed by Respondent. After the campaign started, she went
to the facility to speak with him and was told by a supervisor to
leave, even though she had a valid reason to be there. West was
not disciplined for the attempted visit. West also testified that in
the past, some family members were violently loud when visit-
ing residents and one tried to kill her mother; yet no security
was installed until the union campaign. In this regard, Vestal
employee Kim Geertgens testified that some kids had come into
the facility on several occasions to use a vending machine in
the breakroom. She also noted that she had had her lunch stolen
17 The addition of the security guards occurred at the end of Decem-
ber 1997, or in early January 1998. Later, near the election, the security
guard at the rear was removed and a video camera and intercom system
was installed. This allowed the guard at the front desk to cover both
entrances, seeing and speaking to persons seeking entry through the
rear entrance by means of the camera and intercom.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
92
on one occasion and other employees had their lunches and
some money stolen on occasion. Yet no security was placed in
the building though these incidents were reported to manage-
ment.
Denise Johnson alluded to the demand for recognition and
the actions of Tripp during the demand as a reason for installing
the security system. No one from management credibly coun-
tered the evidence presented by employees that the facility’s
practice regarding access to the facility by off-duty employees
changed with the onset of the campaign. Respondent presented
another reason for security, though curiously Johnson, the facil-
ity’s administrator, did not testify that this reason played any
part in the decision to put in security. Vestal recreation depart-
ment employee Susan Painter testified that in December 1997 a
resident expressed concern that a man and woman she did not
know had approached her and wanted to take her picture. The
pair explained they were doing a followup to an earlier pro-
gram. Though the two showed no identification and the resident
felt uncomfortable, she allowed her picture to be taken. After
the picture was taken, she asked where they were from and they
would not tell her. The two were not signed in and met with no
member of staff. She testified that this incident caused concern
with the residents and management. I question whether Pain-
ter’s alleged reason was even considered as management had
not put in a security system for the thefts, visitors who behaved
violently and following the attempted murder of a resident, all
undenied events.
I firmly believe that all three events, the restriction on the
use of and removal of the pay phones, the sudden enforcement
of limited access rules, and the installation of security guards
were all in response to the Union’s campaign and the demand
for recognition. Of the three acts, only the addition of the secu-
rity guards appears to me to have any reasonable basis not to-
tally tainted by animus. It does appear to me to be a rather mas-
sive response to the visit of Tripp, though his actions on De-
cember 8 strike me as extremely counterproductive and imma-
ture. However, as this is a facility populated by relatively cap-
tive patients, I will not second-guess management’s perceived
need for security. Of the three acts in question, at least this one
has some degree of benefit for them. The other two acts how-
ever, I find are aimed entirely at either punishing the employees
for the union activity at the facility or a heavyhanded attempt to
stifle such activity.
First, with respect to the matter of the telephone, No legiti-
mate reason was offered for the clear change in practice with
respect to its use announced by Supervisor Gonzalez. Given
Gonzalez’ testimony that the phone had been a problem for
years, the timing of this change, coming shortly after the de-
mand for recognition strongly suggests it was motivated out of
animus to either punish employees, show them the error of their
ways in supporting the Union, or as an attempt to gain surveil-
lance of the use of the phone. Though the phone was in plain
sight and perhaps hearing of the nurses station on the second
floor, the nurses are not always there. By moving it to within a
few feet of the guard in the basement, Respondent was assured
that a nonneutral party could overhear all conversations on the
phone. Respondent points out that a more private phone was
placed in the entrance vestibule and from the standpoint of
being overheard, its point is valid. However, one must pass by a
security guard to use this phone, so usage is still under the
guard’s surveillance. The movement of the basement phone to
the basement staff lounge after the basement guard was re-
moved also points to an unlawful motivation in moving the
phone. If Respondent had no such motivation, why didn’t it
move the phone to the lounge in the first instance. I find that
the abandonment of a longstanding practice of allowing fairly
unfettered use of the second floor phone by employees and the
sudden enforcement of a rule restricting that use, and the re-
moval of the phone to guard station in the facility’s basement
were acts taken in retaliation for the employees’ Union activi-
ties. As such, it violates Section 8(a)(1) of the Act. See Stough-
ton Trailers, Inc., 234 NLRB 1203, 1206–1207 (1978); Melody
Oldsmobile–GMC, Inc., 230 NLRB 440, 447 (1977); D.V.
Copying & Printing, Inc., 240 NLRB 1276 (1979); Westpoint
Transport, Inc., 222 NLRB 345, 352–353 (1976); G.F. Busi-
ness Equipment, Inc., 252 NLRB 866, 869–870 (1980); Eliza-
beth Motors, Inc., 252 NLRB 1148, 1152–1153 (1980).
With respect to the Respondent’s no-access rule, though its
existence may be valid, may be nonetheless unlawful if it was
either promulgated or enforced only after the advent of a union
organizing campaign. Nashville Plastic Products, 313 NLRB
462 (1993). Accordingly, if an employer maintained an other-
wise valid no-access rule prior to the advent of the organizing
campaign, but did not enforce it until after the campaign began,
the employer will have violated Section 8(a)(1) of the Act.
Hickory Creek Nursing Home, 295 NLRB 1144, 1149 (1989).
In the instant case, the credible evidence shows that prior to the
union campaign, the no-access rule was not enforced and em-
ployees could visit residents or friends. No problems were
shown to have resulted from allowing such visits. It was not
until the Union attempted to organize Respondent’s employees
that enforcement of the rule became progressively more strin-
gent. Specifically, soon after the Union campaign had begun,
Respondent first posted security guards at employee entrances
to ensure that off-duty employees were denied access. As I
have previously found that posting of the guards satisfies any
legitimate interests that the facility has in affording protection
to residents, this enforcement of the no-access rule to off-duty
employees and the timing of the enforcement leads me to find
that it was enforced to punish employees for union activity and
in an attempt to restrict or chill such activity. It is therefore
unlawful and the Union’s Objection to such conduct is well
taken and the objection is sustained.
4. Did Respondent, on or about December 22, 1997, by its su-
pervisor and agent Judy Randall, prohibit employees from
attending a union rally?
On December 22, 1997, the Union held a press conference in
front of the facility. It was covered by a local TV station and a
number of dignitaries were present. CNA Vanessa Veit was
involved in organizing the conference.18 It was held during her
lunchbreak, so she went to the conference. She had been there
about 5 minutes when she was paged back into the facility.
When she returned there appeared to be no reason for the page.
She asked her supervisors why she was paged and they did not
know. They did tell her that Wendy Harris, who works in ad-
ministration, had phoned for her and had asked if she was at
lunch and if Veit had signed out. While she was at the confer-
ence, she saw several antiunion employees in attendance in-
cluding Catherine Whipple, Shannon Watts, and Todd Weid-
man.
18 Veit had participated in the demand for recognition and was a
known union supporter.
VESTAL NURSING CENTER
93
LPN Catherine Gonzales testified that during her 12-hour
shift, she is allowed 2 half-hour breaks and 2 or 3 10-minute
breaks. Her head nurse and supervisor was Judy Randall. Dur-
ing the day of December 22, Gonzales and CNAs Joanne Labbe
and Todd Weidman were talking at about the time the press
conference was being held. They asked Randall if they could
take their break and were told, “Not at this time, because of the
stuff going of outside.” However, Weidman, who opposed the
union was allowed to leave whereas Labbe, who supported the
Union was not.
CNA Todd Weidman testified that he attended part of the
conference as it occurred near his breaktime. According to
Weidman, there is an understanding of when breaks are to be
taken and that he did not ask anyone when it came time to take
his break.
Supervisor Judy Randall testified that she remembered the
press conference, but does not remember anyone in particular
asking to go out. She testified that the employees had their
assigned breaktimes and if it fell during the conference they
could have gone to it. She testified that breaks are assigned by
the employees’ daily assignment. She had four CNAs on the
unit. One came at 5:30 a.m., two more at 6:30 a.m. and one at 9
a.m. The 5:30 person would get breaks at 8:15 to 8:30 for a
meal, a 15-minute break later, another meal break in the after-
noon followed by a later 15-minute break. The breaks were
staggered by the starting time of CNAs. There is no policy
stating that breaks cannot be taken with permission at other
than the usual times. Randall testified that during the confer-
ence a number of employees from other wings came through
hers on their way to the conference.
CNA Lisa Roberts was on the Union’s employee organizing
committee and participated in the demand for recognition. She
is a known union supporter. She worked the day of December
22, but because she had coverage in the afternoon, she was able
to leave and attend the press conference in its entirety. She
testified that about 20 employees attended the conference
which lasted about a half-hour to 45 minutes. These employees
were from most departments, including the office. She testified
that a few of the employees present were for the Union, but
most in attendance were against it. Antiunion employees pre-
sent included Todd Weidman (in uniform) and Catherine
Whipple (out of uniform). After the conference, Roberts’ su-
pervisor, Mary Miller, told her that Wendy Harris had called
the unit to ask where Roberts was. Miller told her that Harris
had called to make sure that she and Veit did not leave the unit.
No reason was given.
I do not find the evidence with respect to Gonzalez to be
conclusive. Breaks in her department appear to be relatively
fixed and as Weidman’s break was scheduled, there appears to
be a valid reason for having other CNAs stay in place until their
breaks are scheduled to provide adequate coverage. On the
other hand, the action which Respondent took against Veit and
attempted to take with respect to her and Roberts is both un-
denied and is clearly designed to interfere with their Section 7
rights. By paging Veit back into the building and by the act of
Harris attempting to keep them in the building during the con-
ference, without legitimate reason, Respondent violated Section
8(a)(1) of the Act.
5. Did Respondent, on or about December 22, 1997, grant its
employees the benefit of an increased holiday pay bonus, in an
effort to thwart the Union’s organizational activities?
(a) Did Respondent, on a date in January 1998, increase the
monetary bonus under its attendance policy, in an effort to
thwart the Union’s organizational activities?
Vanessa Veit testified that in the 3-1/2 years she worked for
Respondent, it was customary for employees to receive a
Christmas bonus of $25 for full-time employees and $15 for
part-time employees. In 1997, the Respondent, without expla-
nation, upped the Christmas bonus to $50. Administrator John-
son agreed that for many years, a $25 bonus had been given
employees and that in 1997, the bonus was increased to $50.
During 1997 the facility was inspected by the State of New
York (JHACO survey) and no deficiencies were found. The
facility also had no deficiencies upon inspection by the State
Department of Health. When the employees were told of the
favorable inspections at a time well before Christmas, there was
no mention that it might result in increased bonuses. Johnson
contended that the increased bonus was a thank you to employ-
ees for the deficiency free inspections. The results of the in-
spections were known by management in July. However, until
this hearing, no announcement was made to employees that the
bonus increase had anything to do with the inspections. In July
1997, management was considering giving gift certificates to
employees as a thank you; but, again, no employee was told of
this. When the bonuses were handed out, no announcement was
made tying the increase bonus to the successful inspections.19
The Respondent also has a practice of awarding bonuses on
an annual basis to employees with perfect attendance records
for the year. These awards are given in a ceremony that usually
takes place between Christmas and New Year’s day. Until
1997, the amount of this award was $25. In 1997, this award
was increased to $100. Johnson testified that the facility has
had an increasing problem with absenteeism and was trying to
do something positive to make good attendance more attractive
to employees. As with the Christmas bonus, nothing was said to
employees in advance about the increase and no reason for the
increase was communicated to employees.
The evidence establishes that Respondent departed from its
established practice by increasing the Christmas bonus from
$25 to $50 and the attendance bonus from $25 to $100. Apart
from the timing of the increases, it is significant that the rea-
sons given by Respondent were not communicated to employ-
ees. In this regard, I believe the asserted reasons are not the real
reasons for the increases. Concerning the Christmas bonus, the
State Health Department and JHACO surveys were completed
in January and July. In addition, Respondent’s July proposal for
staff appreciation gifts (cash bonuses “like we do at Christmas
time” or selective gifts), while approved, was not implemented
at the time. Although the favorable results of the surveys were
communicated to the employees, they were not told that they
would receive any reward.
Similarly, with regard to the attendance bonus, in addition to
the timing of its issuance, Johnson’s inability to recall when she
made the determination to quadruple the amount is subject to
question. Also subject to question is Respondent’s asserted
19 Johnson testified that a few employees asked why the bonus was
increased and she told them it was in response to the inspections. None
of the employees testified herein.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
94
decision to not communicate the decision to employees prior to
giving the bonuses. This secrecy defeats the asserted reason for
increasing the bonus, to wit, encouraging employees to improve
attendance. If they do not know that the reward for improving
attendance has been increased, no incentive exists to improve
attendance.
In Dlubak Corp., 307 NLRB 1138, 1160–1162 (1992), it was
noted that the grant of benefits during an election campaign is
not per se unlawful where an employer can show that its actions
were governed by factors other than the election. Among the
factors the Board considers are whether the employer had pre-
viously informed the employees of the change and whether the
change was consistent with past practice. In Dlubak, as in the
instant case, there was no evidence to corroborate the em-
ployer’s claim that the benefit had actually been decided upon
prior to the election campaign or that it had been previously
announced. In addition, the amount of the bonus was signifi-
cantly greater than amounts paid in the past. Accordingly,
“[w]hether intended by the Respondent or not, by virtue of the
timing of the substantial, previously unannounced bonus, the
employees could hardly miss the message that the source of
their benefits was the company, not the Union.” Id, at 1162.
6. Did Respondent, on or about December 10, 1997, unlawfully
impose a 7-day suspension on its employee Kathleen Camp?
(a) The circumstances surrounding Camp’s suspension
Kathleen Camp was employed by Vestal as a CNA from
November 1996 until March 1998. She worked on a night shift
from 6:30 p.m. to 6:30 a.m. Camp was a union supporter who
spoke about the Union with other employees and passed out
union literature. She was suspended for a week in December
1997. The suspension arose from an incident which occurred on
December 9. I would note that this was day following the de-
mand for recognition. According to Camp, she reported to work
that day a few minutes early. She clocked in at the timeclock in
the facility’s basement and went quickly to the first floor. Once
there she began handing out union literature to employees she
encountered, saying, “This is our side.” She testified that eve-
ryone she gave literature took it willingly and that none of her
activity was witnessed by any resident of the facility. She came
across a registered nurse, Pam Wike, who was in the corridor
outside the dementia unit, preparing a med cart.20 Camp testi-
fied that she placed the literature on the cart, saying “This is our
side. Can’t leave you out.” According to Camp, the employee
glanced at the document and continued passing medications.
Camp then went to work.
Later that evening, according to Camp, Wike questioned her
about the literature that Camp had passed out earlier and about
the Union. According to Camp, she asked if Camp wasn’t sup-
posed to pass out literature during break and not interfere with
patient care. According to Camp, she also asked why Camp
supported the Union and what good the Union would do for
employees. Camp answered and the conversation lasted about 7
or 8 minutes. Finally Camp broke off the conversation saying
that she was not supposed to talk about the Union on her work-
time. Camp then went for a meal break.
RN Pam Wike testified that at about 6:30 p.m., Camp passed
her with a green piece of paper, which she placed on Wike’s
medication cart. Camp was coming on duty at the time and in
20 Wike was new at the facility at the time and Camp did not know
her.
Wike’s view, had begun working. Wike was dispensing medi-
cation to a resident at the time. After she had finished dispens-
ing medications, she looked at the paper and found that it had to
do with the Union. Wike went to Camp and told her that she
did not know her, but that she was an RN and that she could not
talk about the Union. According to Wike, Camp said she did
not want Wike to think she was harassing her, and Wike as-
sured her she was not. They then engaged in what Wike termed
small talk. Wike brought the matter to the attention of man-
agement the next day and was asked to write a statement of
what happened.
The following day, Camp was telephoned at home by Direc-
tor of Nursing Scurry, who asked her to report to work early.
When she went to the facility she was called into a meeting
with Denise Johnson and her supervisor, Norma Murphy. John-
son began the meeting by stating that Camp had violated Ves-
tal’s policies the previous night by handing out union literature.
She gave Camp an “Employee Warning Record” dated Decem-
ber 10. It states under Company Remarks:
The staff generally and each employee has been ad-
vised and warned on numerous time[s] in writing that our
Employee Rules and Regulations prohibit solicitation in
working areas and during working time.21
It has been brought to my attention that you have vio-
lated this rule by soliciting and handing out non-work re-
lated documents in a work area and during working time.
This conduct is unacceptable.” Camp was suspended for a
week.22
(b) The evidence adduced relating to Respon-
dent’s disciplinary system
Camp told Johnson that she did not understand why she was
being suspended without being first given a verbal warning
and/or a written warning before a suspension. Camp understood
this to be Respondent’s practice with respect to discipline. On
this point, CNA Vanessa Veit testified that her understanding
of Respondent’s disciplinary policy was that it was progressive,
going from a verbal warning, to a verbal written warning, then
a written warning, then after the third warning, termination.
This disciplinary procedure had been explained to her by a
supervisor during her orientation at Vestal. LPN Michele West
was told by her supervisor when it became necessary for her to
discipline an employee that the disciplinary policy was as fol-
lows: first give a verbal counseling, then give a written warn-
ing, then disciplinary action is taken on the next offense to
include possible suspension or termination.
Denise Johnson testified that on December 9, it was brought
to her attention that Camp had solicited a head nurse at the
nurses’ station while the nurse was on duty. Johnson was not
sure that she ever saw the flyer that Camp was distributing.
Johnson testified that under Vestal’s disciplinary policy, the
21 Respondent maintains a no-solicitation/no-distribution rule read-
ing:
Solicitation or handbilling by any person who is not an employee is
prohibited on premises. Employees may not engage in solicitation of
any kind during their working time. Employees may not engage in
distribution of any material in any working area, either before, during
or after working time. Employees are prohibited from engaging in
solicitation and distribution of any kind during working and non-
working time in immediate Resident care areas.
22 Johnson testified that though the suspension covers a 7-calendar-
day period, it was only for 3 working days because of Camp’s schedule.
VESTAL NURSING CENTER
95
level of discipline depends on the perceived severity of the
violation of rules. For a minor infraction, an employee is coun-
seled by a supervisor. If the matter is more serious or is a re-
peated offense, the employee is given a written verbal counsel-
ing report. If the matter is a severe violation, the employee is
given a written warning. Employees generally are given two
written warnings before termination is considered. The Re-
spondent has no policy regarding suspension, though they are
occasionally given for absenteeism and for allegations of pa-
tient abuse. In the case of absenteeism, employees were first
given verbal and written warnings. Employees under suspicion
of patient mishandling or abuse are automatically suspended
pending investigation.
Johnson testified that she considered Camp and all other em-
ployees to have been given a first warning about solicitation.
This “warning” was her admonition to employees in meetings
held in November 1997, that they could not solicit in patient
care areas on worktime. No notation that this amounted to a
counseling appears in any employee’s personnel file. She also
pointed to a December 2, 1997 letter, she sent to employees
where she stated, inter alia: “All of the staff are entitled to their
own opinion and should not be afraid to express it openly.
However, we must remember that our issues cannot disturb our
residents. Worktime and work location (where residents and
visitors are) may not be used to discuss union matters.” Johnson
believed that at the time Camp was suspended, that the facility
was out of control, that employees were not obeying the solici-
tation rules, that there was harassment of employees occurring,
and that the atmosphere was one of fear and intimidation. She
had sent out a letter on December 9, which I have heretofore
found to be unlawful in paragraph 1 above, saying much the
same thing. Johnson admitted that one of the reasons for sus-
pending Camp was to send a message to employees that man-
agement was serious about being in control. In my opinion this
message that serious consequences can flow from engaging in
union activities was a followup to the message contained in the
letter of the same date.
(c) Evidence adduced about solicitation allowed
by Respondent
Substantial evidence was put in the record that solicitation
for purposes other than union ones were routinely allowed in
work areas on worktime prior to the onset of the campaign and
even after it started.
Camp testified that Respondent allowed solicitation at work
for nonunion related activities. She remembers employees
selling Tupperware, Home Interior products,23 Popular Club
products, and Friendly Home products at the facility. She noted
that orders for some of these catalog sales items were taken in
the facility’s office. She also remembered that on the same day
on which she distributed literature and was suspended for it,
some items ordered by an employee were being delivered in the
kitchen area of the floor she worked on. She recalled seeing
sales catalogs at nurses stations. The Respondent had not acted
to prevent these activities prior to the union campaign and
employees had discussed and handed out order form books
during worktime and in work areas. Camp testified that after
her suspension, she brought in a Popular Club catalog and dis-
23 The evidence reflects that some sales of Home Interior products
are done by the residents themselves as part of a recreation program for
them. Other sales of these products, however, are by employees for
their own gain.
cussed it with a supervisor on worktime in a work area without
discipline. Nurse Supervisor Gail Ohmer testified that in De-
cember 1997 she observed Camp on her work unit showing
other employees a catalog and soliciting purchases. Ohmer
pointed out to Camp she was not allowed to solicit on the units.
Ohmer took her catalog and threw it away. This occurred after
Camp’s suspension and Ohmer felt Camp was setting her up.
Ohmer did not discipline Camp for this activity. Ohmer has a
policy of discarding any catalogs she finds in work areas.24
Camp also testified that an employee brought in an order book
in late January 1998, and employees from almost all units
looked through it and placed orders.
Vanessa Veit testified that employees have sold Avon prod-
ucts and Girl Scout cookies at the facility. She testified that
sales of these products took place in work areas. With the sale
of catalog items, normally the catalogs would be left at nurses
stations or in the breakrooms. With Girl Scout cookie sales, the
employees would be approached by the employee selling the
cookies. Veit herself bought Girl Scout cookies and took deliv-
ery of them on her work unit. She testified that prior to the
union campaign there was no restriction on this activity. After
the campaign got underway things changed. Respondent began
making all sales take place in breakrooms and on breaktime.
LPN Michele West testified that she sold Mary Kay products
at work. The Assistant Director of Nurses sold Christmas
wreaths and Girl Scout cookies at work on a number of occa-
sions. These sales took place during worktime in work areas.
Lisa Roberts testified that she sold Home Interior products
through a catalog. Even after the campaign began she took the
catalogs to work and showed them to Vestal’s employees, in-
cluding members of management. She also bought Girl Scout
cookies in work areas before the campaign began.
The evidence also reflects that Respondent had taped to
nurses desks on the units, in view of employees and residents,
antiunion material prepared by it, thereby negating its argument
that its solicitation rules were designed to protect residents from
the Union “issues.”25
(d) Conclusions with regard to Camp’s suspension
The record demonstrates that Respondent discriminatorily
suspended Camp for placing prounion literature on Wike’s cart.
It is clear that Respondent has consistently allowed, and its own
supervisors had engaged in, a wide range of nonunion related
solicitations in working and patient care areas, including solici-
tations for such products as Tupperware, Home Interiors,
Friendly Homes, Popular Club, Avon, Girl Scout cookies, Mary
Kay, Dick’s Club, and Christmas wreaths, both prior to and
subsequent to December 9. Thus it is clear to me that Respon-
dent did not have an enforced policy with respect to solicitation
in work areas on worktime unrelated to the union campaign or
union literature. Its arguments that union literature is different
from product sales is seriously undercut by evidence it not only
allowed, but participated in taping such literature to nurses
desks on the resident units, where such literature is in plain
sight of residents. Further, as more fully discussed with respect
to Union’s Objection 13, it gave aid to antiunion activities of
employee Catherine Whipple, including copying and encourag-
ing the distribution of antiunion literature prepared by Whipple.
24 Ohmer admittedly “didn’t make a big issue out of the catalogs”
and made no attempt to find out who left the catalogs in the units.
25 Vanessa Veit had observed antiunion literature taped to nurses sta-
tions. This particular material was prepared by management.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
96
It also distributed Whipple’s literature to all head nurses as well
as other members of supervision.
Apart from the disparate enforcement of its no-solicitation
rule as to prounion materials, it is clear that the level of disci-
pline meted out to Camp was disproportionate to the level of
the alleged offense. Respondent acknowledges, and the record
indicates, that it did not make a big issue over other incidents of
solicitation that were brought to its attention. Respondent failed
to apply its own progressive disciplinary policy to Camp. Un-
der this policy or practice, employees were generally given
verbal counselings, verbal warnings, and up to three written
warnings before serious discipline such as suspension or termi-
nation resulted. It is clear that Camp received no prior disci-
pline. Johnson’s contention that her informing employees in
meetings of Respondent’s no solicitation policy and a similar
message in her letter of December 2, constitutes a verbal warn-
ing under the disciplinary policy is ludicrous and obviously
contrived for this proceeding. Yet, even if one gave credence to
Johnson’s contentions in this regard, the issuance of a 7-day
suspension would have still been inconsistent with Respon-
dent’s disciplinary policy or practice.
Respondent’s discriminatory motive against Camp is further
supported by the fact that there is no evidence that her conduct
in any manner interfered with residents. She asserted that no
residents observed her activity on the evening she gave Wike
the flyer. Wike contended she was in the presence of a resident
when Camp came by. However, even crediting Wike, she testi-
fied that Camp merely placed the flyer upside down on the med
cart without saying anything. Thus a resident, even an alert one,
would not have any idea of what happened. Even Wike did not
know what Camp had placed on her cart until she finished her
rounds and took time to look at the flyer. Camp was not given
the opportunity to respond to Johnson’s allegations against her
in the meeting in which she was suspended. On the other hand,
Wike was asked to give written documentation of her side of
the story. Most significant however, is Johnson’s acknowl-
edgement that the motivation behind Camp’s suspension was
“sending a message to let everyone know we were serious
about being in control.” I find that Respondent has admitted to
singling out Camp for harsher treatment because her alleged
violation of the facility’s solicitation policy involved union
activity. Giving such discriminatorily motivated discipline to
Camp violates Section 8(a)(1) and (3) of the Act. See, e.g.,
Lucille Salter Packard Children’s Hospital, 318 NLRB 433
(1995) (employer regularly permitted nonemployee commercial
organizations to solicit and distribute materials); Opryland
Hotel, 323 NLRB 723, 728–729 (1997) (presumptively valid
no-solicitation rule must be applied uniformly, not sporadically,
not springing up only when union activities began, and not
singling out union activities only for enforcement); K & M
Electronics, Inc., 283 NLRB 279 (1987) (selective enforcement
of no-solicitation rules against employees engaging in union
activity while permitting employee commercial distribution
soliciting/distribution activity). Under a Wright Line26 analysis,
it is clear that Respondent violated the Act. General Counsel
has demonstrated animus, union activity on the part of Camp
and Respondent’s knowledge of that activity. By its disparate
treatment of union versus other forms of solicitation, its far
harsher treatment of Camp vis-a-vis anyone else violating the
no-solicitation rule for non-union purposes, its abandonment of
26 Wright Line, 251 NLRB 1083 (1980).
its disciplinary policy and practice in Camps case, and by its
own admission that by disciplining Camp that it was sending a
message to employees, Respondent has demonstrated that un-
ion animus was the motivating factor in Camp’s discipline. It
has made no case whatsoever that it would have given Camp a
suspension for any reason not motivated by animus.
7. Did Respondent, in mid-December, 1997, unlawfully prom-
ulgate and enforce by threats and discipline, a policy prohibit-
ing employees from displaying or wearing union buttons, stick-
ers, or insignia?
CNA Vanessa Veit worked on December 17, 1997, wearing
a smock provided by Vestal and a pair of white pants she pro-
vided. On her smock, she had placed a sticker which read:
“Dare to struggle, Dare to win.” The sticker was about 4 inches
long and 2 inches high, about the size of her name tag. Accord-
ing to Veit, during her work shift, Supervisors Mary Beth Va-
sicko and Cheryl Gonzalez took her into Gonzalez’s office and
asked her to remove the sticker.27 They asserted that the stick-
ers were upsetting the residents. Veit refused to remove it, say-
ing that she had a right to wear it and it was not interfering with
her work. The two supervisors said, “fine’ and left. Later during
her shift, Veit was again approached by Vasicko who again
asked Veit to remove the sticker. Veit again refused and she
was then threatened that if she did not remove the sticker, they
would remove her from the facility. She refused and Respon-
dent had her escorted out of the facility about 5 hours before
her shift ended. She was not paid for this time. During the day,
Veit had observed other employees with stickers on their
smocks and pants. Some of the residents asked for stickers and
wore them.
Vasicko testified that on December 17, 1997, she was mak-
ing rounds and observed three employees with stickers on their
uniforms. The employees were Vanessa Veit, Sheila Warmuth,
and Lisa Roberts. She asked them to remove the stickers. She
told them that she did not think it fair for the residents to be
drawn into an issue that they had nothing to do with. She again
asked them to remove the stickers. Though the employees may
have been wearing more than one sticker, she only observed
one on each employee, in the area of the uniform where they
wore their name tags. Vasicko then left the area and returned in
about 15 minutes to see if the employees had removed the tags.
They had not. Sheila Warmuth asked if she could wear the
sticker on her shirt, under her uniform smock. Vasicko said she
could not as it might fall off when she leaned over a resident.
Warmuth removed her sticker. She told the employees they
could wear the stickers anywhere but patient care areas. After
some more urging, Lisa Roberts removed her sticker. Veit,
however, insisted she had a legal right to wear the sticker and
refused to remove it. Vasicko said that she and the facility felt
differently and gave Veit the option of removing the sticker or
going home. Veit went home.
Lisa Roberts testified that she wore a “Dare to Struggle, Dare
to Win” sticker to work. She wore it once before the election,
and then for a few days surrounding the election. On the first
occasion she wore it, she was told by Supervisor Mary Beth
Vasicko to remove it and Roberts refused. Vasicko said she had
27 It is unclear to me whether Veit was wearing more than one
sticker. It does not matter however as Supervisor Vasicko testified that
she only observed Veit wearing one sticker, on the chest area of her
smock. Veit testified that the Union also provided stickers that said,
“Support Kathy,” “Vote Yes,” “Recognize us, 200 ‘A,’ Yes.”
VESTAL NURSING CENTER
97
to remove the sticker because of the residents. Vasicko then
threatened that she would be sent home if she did not remove
the sticker. Roberts removed it. The offending sticker was af-
fixed to her work smock. She has worn without comment stick-
ers showing bears on her uniform on previous occasions.
The day after she was sent home, Veit reported to work, but
was refused entrance by a security guard who told her she was
not on the day’s schedule. The guard called a supervisor who
said that Veit had been removed from the schedule and she
would have to leave. Veit left and later that day found a mes-
sage on her answering machine from Vestal. Vasicko had
called and said that a mistake had been made and to give her a
call. However, by the time Veit got the message, her shift was
already over. She was not paid for this day either. She reported
to work on her next scheduled day and was allowed to work,
sans the sticker.
Vasicko’s testimony about the following day is consistent
with Veit to a point. She testified that after reaching Veit’s
answering machine, she actually talked with Veit around 10
a.m., about 4 or 5 hours into Veit’s 12-hour shift. Veit told her
in this conversation that it was too late to come in.28 Though
Vasicko testified that it was for the residents’ sake she wanted
the stickers removed, there is no evidence that the stickers upset
residents in any way.
LPN Michele Ann West testified that on December 16, 1997,
she wore “Support Kathy” and “Dare to Struggle, Dare to
Win” stickers on her clothing at work. CNA Rose Torrez also
wore both stickers. Her sister, CNA Yvonne Torrez wore the
“Dare to Struggle, Dare to Win” sticker as did CNAs John
Reese, Julia Riviera, and Theresa Miller. Prior to this date, no
one from management had said anything about the wearing of
stickers. During West’s shift, she was approached by Yvonne
Torrez who told her that Supervisor Norma Murphy was send-
ing her home for refusing to remove her sticker. West told Tor-
rez they did not have to remove the stickers. At this point Su-
pervisor Murphy asked if West was wearing a sticker and West
showed her the ones she was wearing. Employees Reese and
Rose Torrez were also present. West told the group they did not
have to remove the stickers, pointing out that the employees
were wearing them on personal clothing and not on the facility
supplied smocks. Murphy told the group to remove the stickers
or go home. West argued that she had been allowed to wear a
Mary K T-shirt and an Ocean City T-shirt. At about this time,
Reese and Miller removed their stickers. Rose Torrez and West
continued to refuse and they were sent home. The following
day West called to see if she was to work and was told that she
could come in, if she wore no stickers.29
Nurse Supervisor Norma Murphy testified on December 16,
she observed Michele West and the Torrez sisters wearing
stickers. According to Murphy, they each had two stickers on
their smocks and two on their pants. She asked them to remove
the stickers and they refused. She ordered them to leave the
facility. She did not issued formal discipline over the incident.
28 This small disparity in the testimony of the two witnesses does not
bear on the question of whether an unfair labor practice has been com-
mitted. It would bear only on the matter of backpay. I will defer to the
backpay proceeding to decide whether Veit should be paid for the en-
tire day or only a portion of it, when this matter can be more fully de-
veloped.
29 Though West and other LPNs were subsequently determined to be
supervisors, at this time she was part of the bargaining unit which the
Union sought to represent.
Nothing in the Respondent’s rules expressly prohibits the
wearing of stickers, rather Respondent’s dress code merely
requires that employees dress “appropriately.” Indeed, Veit
testified that employees at Vestal routinely wear nonuniform
items on their clothing while they work. These include angel
pins, breast cancer pins, Christmas stickers, Halloween stickers,
childrens’ pictures, school emblems, and other pins. Other em-
ployees have worn a variety of shirts that had messages or pic-
tures on them. This has been allowed by Vestal. Veit herself
wore an American flag sticker without comment. Supervisor
Gail Ohmer testified that during a hot air balloon festival held
annually in the area, the nursing home has a mini festival as
Ohmer is a balloon enthusiast. During this mini festival, em-
ployees wear balloon T-shirts or sweatshirts instead of their
regular uniforms.
I believe the evidence establishes that Respondent unlaw-
fully suspended employees Veit and the Torrez sisters for wear-
ing the Union-related stickers and unlawfully made removal of
the stickers a condition to continued employment. In this regard
there is no rule prohibiting the wearing of such items. In fact, it
appears that employees have routinely worn, without limitation,
items such as American flags, school emblems, angel pins,
Christmas and Halloween ornaments, and apparel pertaining to
commercial (Mary Kay) and charitable (breast cancer aware-
ness) causes. In addition, Respondent’s contention that wearing
of the union insignia was upsetting to the residents has not been
established. In this regard, it is again significant that Respon-
dent has not prohibited the placement of antiunion materials at
the nursing station, to which residents have access, and evi-
dently permitted residents to attend and observe the December
22, union press conference from outside the facility.30
In St. Luke’s Hospital, 314 NLRB 434 (1994), the Board
found that employees were unlawfully prohibited from wearing
insignia that stated, “United to Fight for our Health Plan.”
There, the Board noted that the wearing of the insignia consti-
tute protected activity, the wearing of which cannot be prohib-
ited unless the employer establishes “special circumstances” to
justify the restriction. The Board found the record devoid of
evidence that patients might be upset by the insignia. Finally, it
was noted that the insignia were not vulgar, obscene, or dispar-
aging. In Holladay Park Hospital, 262 NLRB 278, 279 (1982),
the Board reasserted the proposition that “special circum-
stances” justifying the prohibition against wearing union insig-
nia were necessary where the employer has discriminatorily
enforced its dress code to allow employees to wear other types
of insignia. See also Shelby Memorial Home, 305 NLRB 910,
919 (1991) (selective and disparate enforcement of uniform
rule where employees were allowed to wear pins and other
paraphernalia, and the “vote yes” patches were not shown to be
provocative or offensive); St. Vincent’s Hospital, 265 NLRB
38, 42 (1982) (formal disciplinary action is not a prerequisite to
finding an overly broad rule has been unlawfully enforced).
I find that Respondent has failed to show “special circum-
stances” where it has allowed employees to wear other types of
insignia and has not established that the union insignia had
caused, or would reasonably cause, an adverse effect on the
residents’ health and welfare. Nothing about the insignia in-
volved herein is offensive, provocative, obscene, or disparag-
ing. I find that the Respondent’s actions in requiring the re-
moval of the insignia and its discipline to Veit, Yvonne, and
30 See testimony of Todd Weidman, Tr. 545, LL. 24 and 25.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
98
Rosanna Torrez for refusing to remove their insignia violates
Section 8(a)(1) and (3) of the Act. Respondent’s promulgation
of this rule and making it a condition of continued employment
that employees not wear such insignia also violates the Act.
8. Discussion of the Union’s Objection 2. Did Respondent un-
lawfully threaten that voting for the Union would inevitably
result in a loss of flexibility in the workplace?
In a letter from Denise Johnson to employees dated March
11, 1998, she wrote:
You see, the point behind unions is that, although they say
that they will equalize the workplace, what that really means
is that you will no longer have the option to individually work
out issues that affect you personally, like needing flexibility in
the worktimes so you can take care of your family.
Threats to impose more onerous working conditions should
employees choose to be represented by a union are violative of
the Act. Allegheny Ludlum Corp., 320 NLRB 484 (1995). This
rule has been found to prohibit statements suggesting that, if the
union were to succeed, the employees would suffer a loss of
flexibility in work schedules. In Allegheny Ludlum, a supervi-
sor explained to a unit employee that, under a union contract,
employees would lose the “flexibility” currently afforded by
the Employers policy of allowing employees to “set up doctor’s
appointments during worktime [and] to take half-day or 1-day
vacations at a time. Id. at 488. The administrative law judge
held that the threat to discontinue the existing informal policy
of flexibility constituted an unlawful threat to impose more
onerous working conditions. The Board expressly adopted the
administrative law judge’s findings in this regard, concluding
that “the threatened loss of flexibility was unlawful.” Id at 484.
I find the Union’s Objection 2 to be meritorious.
9. Discussion of the Union’s Objections 11 and 17. Did Re-
spondent unlawfully solicit grievances from employees and did
it promise to return within 1 week of the election to “fix all the
problems?
All the evidence relating to these two Objections arose out of
a series of meetings conducted with employees by Vestal’s
owner, Tony Salerno. In each of these meeting, Salerno intro-
duced himself and gave a brief history of his involvement in the
nursing home business. There is no question in my mind that at
these meeting, regardless of the language remembered by wit-
nesses, Salerno asked to hear employee problems or issues and
did so. He thereafter, depending upon whose testimony one
believes, either promised to fix them if the employees voted no
in the election or promised to solve or fix these problems re-
gardless of the outcome of the election.
CNA Kim Geertgens testified that at meeting of employees,
Salerno listened as the employees told them of their problems
and why they wanted a union. The employees mentioned that
the length of the shifts made it difficult to find babysitters.
They complained of a lack of communication with manage-
ment. According to Geertgens, Salerno replied to these com-
plaints by saying, “[If] you vote no he would come back the
following Friday after the election and help fix all our prob-
lems.”
Unit Secretary Wanda Griffis testified that she attended a
meeting conducted by Salerno. According to Griffis, Salerno
talked about the Union, about his history with nursing homes,
and that a union he had been a member of was not the greatest.
She did not recall him saying that if employees voted no, he
would come back and fix their problems. On the other hand, the
meeting Griffis attended does not appear to be the one Geert-
gens attended.
Vestal’s Rehab secretary, Jo-Ann Barnhart, testified that she
attended a meeting where Salerno spoke. She testified that he
opened the meeting and gave the employees some personal
history. He then said he wanted to know and to discuss staff
hours and other problems at the nursing center at the time. She
testified that he just wanted an open forum and wanted some
feedback as to what employees felt were problem. She did not
remember him saying he would come back to the facility and
solve the problems if the employees voted no. She testified that
Kim Geertgens was at the meeting she attended. Barnhart did
remember Salerno saying that whatever the outcome of the
election, the employees’ problems had to be solved or needed
to be fixed.
CNA Gloria Gilbride testified that she attended a meeting
with Salerno, evidently the one Geertgens attended. She re-
members Salerno saying he realized that there were a lot of
problems and he would be taking care of them eventually. She
did not hear him say that if the employees voted no, he would
come back and fix the problems. She said that most of the
meeting, employees just gave him their complaints.
Rehab nurse Jean Leonard testified that she attended a meet-
ing with Salerno and did not remember him saying that if the
employees voted no, he would come back and fix the problems.
Rehab aide Genie Wilson testified that Salerno talked with
the employees about the problems everyone thought were hap-
pening. He wanted to know how the employees felt and wanted
them to let out what they were feeling.
Employee Janet Whitmore attended a Salerno meeting. She
testified that the meeting was to let Salerno introduce himself to
employees whom had not met him and to let him hear any
agendas that they might have in the upcoming election. She
testified that he did not say that if the employees voted against
the Union, he would come back and fix the problems. She re-
membered employees sharing their problems with him. Speak-
ing about these problems, she recalled that he said that there
were things that needed to be fixed and that regardless of the
outcome of the election, they would have to be fixed.
Several of the witnesses called herein attended the same
meeting as Geertgens and did not recall Salerno saying that if
the employees voted against the union, he would come back the
week after the election and fix their problems. As they appeared
as credible as Geertgens and as employees in such meetings
often come away thinking they heard something they did not, I
will not credit the exact language Geertgens quoted. On the
other hand, it is clear from the preponderance of this evidence,
that Salerno solicited employee grievances and problems, and
promised to solve them, thereby negating any need for a union.
It has long been recognized that the bestowal of benefits during
an organizational campaign can be as coercive as a threat. It
follows that, in addition to the actual grant of benefits, the
promise of improved benefits in order to discourage employees
from selecting the union is equally violative of the Act. Medical
Center of Ocean County, 315 NLRB 1150, 1153 (1994). There
need not be an express promise to take corrective action on the
basis of information obtained nor an explicit link between the
solicitation and unionization. Instead, where the solicitation of
grievances was not made in accordance with a well-established
and consistent employer policy of doing so, there is a compel-
ling inference that [the employer] is implicitly promising to
VESTAL NURSING CENTER
99
correct those inequities he discovers as a result of his inquiries
and likewise urging on his employees that the combined pro-
gram of inquiry and correction will make union representation
unnecessary. Kmart Corp., 316 NLRB 1175, 1177 (1995),
quoting Reliance Electric Co., 191 NLRB 44, 46 (1971); see
also House of Raeford Farms, 308 NLRB 568, 569 (1992)
An employer may rebut this inference by showing that it
maintained a regular practice of soliciting employee grievances
established prior to the onset of the union’s organizational
campaign. However, a showing that only one verified employee
meeting was held and “possibly several others at most”, is in-
sufficient to establish such a regular practice. House of Raeford
Farms, supra at 569. Furthermore, even if the employer can
show that it had a regular practice of holding employee meet-
ings, the employer must also show that grievances were cus-
tomarily solicited during those meetings. Kmart Corp., supra at
1177. The employer may also present evidence that directly
rebuts the inference that it promised to remedy those grievances
it solicited, e.g. explicit caveat that it was making no promises
following the solicitation. Uarco, Inc., 216 NLRB 1, 2 (1974).
As applied to the instant case, this precedent compels a find-
ing that Salerno’s speeches during the captive audience meet-
ings were objectionable. During these meetings, Salerno openly
solicited employee complaints, and openly promised to solve
them. This type of solicitation of grievances during employee
meetings conducted by the owner himself, were unprecedented.
The evidence shows that Salerno attended only one meeting
previously. The purpose of that single meeting was merely to
introduce himself to new employees, not to provide a forum to
air employee complaints. This does not constitute a regular
practice, much less a regular practice of soliciting employee
complaints.
Salerno not only did not fail to add a caveat that he could
make no promises, but to the contrary, expressly promised to
remedy grievances. I find that the Union’s Objection 17 is
meritorious and find that Objection 11 lacks merit, because of
my credibility finding above.
10. Discussion of union Objection 12. Did Respondent unlaw-
fully threaten that voting for the Union would inevitably result
in employees being forced to strike or lose benefits?
Vanessa Veit testified that she attended meetings where De-
nise Johnson indicated to employees that strikes are inevitable.
Veit challenged this assertion, saying to Johnson that employ-
ees decided whether or not they wanted to strike. Johnson coun-
tered saying that the Union made this decision. Veit replied that
it took a vote of 60 or 75 percent of the employees to authorize
a strike. Veit testified that she attended four such employee
meetings and Johnson talked about strikes at three of them.
According to Veit, all of these meetings took place before a
demand for recognition was made.
Lisa Roberts attended a meeting with employees and Denise
Johnson. She remembers Johnson telling the employees that in
negotiations, if the union did not agree with the employer’s
proposed contract, it could strike until it got a contract it liked.
About a month before the election, Respondent prepared and
distributed to employees a flyer which states, inter alia: “If the
management cannot meet the SEIU’[s] demands in negotiation
there is no agency or person who can force a settlement—
that’s the law. The SEIU will make you strike and risk your
jobs—that’s the facts.”
In another letter to employees from Denise Johnson, dated
March 11, 1998, she wrote:
The only thing any union can do is ask management for what
it wants and strike if it doesn’t get it.” Later in the letter, she
added: “Another thing this Union can just about guarantee is
that they will force you to strike if their demands are not met.
That is the SEIU track record—making demands that cannot
be met, then forcing members to strike and those wages and
benefits that no future increase could ever make up for.
CNA Lorraine McLean testified that she attended a meeting
conducted by Denise Johnson. According to McLean, Johnson
told the employees present that “the Union couldn’t guarantee
[employees] anything. That the only alternative that the union
has when management and the union sit down is to strike.” This
meeting occurred near the end of the organizing campaign. In
this meeting McLean pointed out that there were alternatives
including arbitration and mediation.
Susan Painter testified that at one of the employee meetings,
Denise Johnson said that “strikes are possible.”
CN Cheryl Hopkins testified that she attended two group
meetings conducted by Johnson. Hopkins recalls Johnson say-
ing the employees could be forced to go on strike by the Union.
Based on the evidence submitted, I find that Respondent,
through Johnson in employee meetings and letters to employ-
ees, did threaten clearly that voting for the Union would inevi-
tably result in employees being forced to strike or lose benefits.
It is clear that predicting the inevitability of strikes is unlawful.
The rationale underlying this rule is that such statements carry
with them the inference that “no matter how negotiations pro-
gressed and no matter what the Union sought from [the em-
ployer] the employees would nevertheless have to strike to
obtain a contract.” Heartland of Lansing Nursing Home, 307
NLRB 152, 158 (1992), quoting Devon Gables Lodge &
Apartments, 237 NLRB 775, 776 (1978); see also Pyramid
Management Group, Inc., 318 NLRB 607, 608 (1995). In es-
sence the employer is threatening that, if the employees choose
to be represented by a union, it will refuse to bargain in good
faith, thereby creating the impression that the employer’s own
intransigence would render unionization futile. Id. In the ab-
sence of affirmative assurances that the employer will bargain
in good faith, warnings that strikes are inevitable are considered
to be anticipatory refusals to bargain in good faith and, there-
fore, violate the Act. 1998 NLRB LEXIS 50, #13 (1998).
A similar rationale has been applied to statements that the
only recourse available to a union in order to gain concessions
is the strike. As the Board stated in Fred Wilkinson Associates,
297 NLRB 737, 737 (1990), quoting Amerace Corp., 217
NLRB 850, 852 (1975):
In arguing against unionism, an employer is free to discuss ra-
tionally the potency of strikes as a weapon and the effective-
ness of the union seeking to represent his employees. It is,
however, a different matter when the employer leads the em-
ployees to believe that they must strike in order to get conces-
sions. A major presupposition of the concept of collective
bargaining is that minds can be changed by discussion, and
that skilled, rational, cogent argument can produce change
without the necessity for striking. . . . Employees should not
be lead to believe, before voting that their choice is simply be-
tween no union and striking.
Accordingly, the Board in Fred Wilkinson Associates held
that the statement: “the only thing [the Union] can guarantee is
a strike. In fact the only thing the [Union] can do is to get the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
100
company to agree to its demands is to call a strike,” contained
in a memorandum to employees was, standing alone, sufficient
to set aside the election. Id.
The unlawful effect of such statements are exacerbated when
joined with a statement explaining that the employer cannot be
legally compelled to concede to any demands made by the Un-
ion. Seville Flexpack Corp., 288 NLRB 518, 534 (1988) (“the
union can make all the demands it wants, BUT WE DO NOT
HAVE TO AGREE TO A THING. The fact of the matter is
that when the company makes a final offer, the union has, in
reality, two choices. It can accept the offer or strike” was an
unlawful act of futility). Under this standard each of the afore-
mentioned statements were objectionable. Johnson’s direct
admonition that “strikes are inevitable” is the paradigmatic
threat and, as such, is unlawful. Healthcare and Retirement
Corp. of America, supra (threat that “if the Union in a strike
was ‘inevitable’” violated Sec. 8(a)(1)). The only slightly more
subtle statements contained in her March 11, 1998 memoran-
dum, that “the only thing any union can do is ask management
for what it wants and strike if it doesn’t get it” and her verbal
admonition that the Union could not guarantee anything and
that “the only alternative that the Union has when management
and the Union sits down is strike” are equally unlawful declara-
tions under Fred Wilkinson Associates, supra. Finally, in her
written warning that “there is no agency or person who can
force a settlement—that’s the law. The SEIU will make you
strike and risk your jobs—that’s the Facts” is clearly similar to
the statements found unlawful in Seville Flexpack, supra. I find
the Union’s Objection 12 meritorious.
11. Discussion of union Objections 13 and 18. Did Respondent
unlawfully create and assist an antiunion employee organiza-
tion called “VNC Committee to Stop SEIU” by producing lit-
erature, paying employees to engage in antiunion activity, pro-
viding phone lists and use of facility copy equipment, tele-
phones, etc. to conduct antiunion, and did Respondent unlaw-
fully solicit revocations of union representation cards.
Union Objections 13 and 18 will be discussed together as
they both relate to alleged unlawful activity on the part of Re-
spondent in its interaction with employees opposing the Union.
(a) Catherine Whipple related activities
Objection 13 primarily deals with the activity of CNA Cath-
erine Whipple, who opposed the union organizing campaign
actively throughout and Respondent’s actions in support of her
efforts.31 Whipple wrote two open letters opposing the Union.
She also spoke to employees about her feelings when asked.
When she drafted her first letter, she spoke to Denise Johnson
about it. She asked about distributing it and Johnson told her
there was to be no solicitation on the units or any place where
residents can observe the solicitation. She was directed to use
the staff lounge or the smoking area outside. About a week
later, Johnson told Whipple that copies of the letter had been
made. Whipple asked if Johnson wanted them passed out and
Johnson said she did. Whipple then placed copies of her letter
on the table in the staff lounge and posted one near the time-
clock. Johnson also told her that she had given copies of the
31 One element of this objection is the Union’s contention that Re-
spondent’s attorney either prepared, had prepared, or supplied informa-
tion to Whipple so she could prepare, a sophomoric flyer attacking
Union Organizer Andrew Tripp. I believe the evidence, or generally the
lack thereof, on this issue makes it too speculative to form the basis for
any meaningful findings. Accordingly, no findings will be made.
letter to head nurses and told them they were available in the
lounge.
Subsequently Whipple wrote another letter which she gave
to Johnson. This letter was not distributed. Whipple wanted to
send it to the NLRB and needed to get the Board’s address
from Johnson.
Whipple created the “VNC Committee to Stop SEIU” as a
joke. Other than herself, the committee had no members. She
typed her letters on her father’s computer and copied much of
her material on his printer or at a drug store. She prepared at
least two and perhaps three antiunion flyers which she distrib-
uted at the facility.
One of the leaflets she prepared includes cartoon drawings of
“Union Boss Blake” and “Union Boss Alcoff.” However, when
asked, “Who is Union Boss Blake,?” Whipple responded, “It’s
a name I heard. I’m not quite sure. I know Alcoff. I didn’t
know Blake.” She did not know where she had heard the name
mentioned, did not know who the person was, and did not know
what the person’s first name is. The name Blake was not in-
cluded on any of the literature produced by the Union or the
Employer as introduced at the hearing.
Sara Moyer worked at Vestal in January and February 1998.
During her employment she received a phone call at home from
Catherine Whipple. Moyer’s telephone number is unlisted,
though it was in the possession of Respondent. Moyer testified
that “she (Whipple) said she called pertaining to the union.
Well, I didn’t want to verify anything that I thought pertaining
to the union one way or the other because I wanted just to go
and work but she stated who she was which I never even heard
of.” Whipple testified that she found a SEIU employee tele-
phone list in the breakroom and took it. It had about 12 names
on it. She called each person and told them she had found a
phone list of the SEIU with their name and number on it. She
told them she was getting rid of the list as soon as she notified
each person named. Given the vague testimony of Moyer about
what Whipple said and the absence of other testimony that
Whipple engaged in calling employees about the Union, I have
no basis for not crediting Whipple’s explanation and I do so
credit it.
On the day of the union press conference December 22,
Whipple was not on duty and attended the conference. Before it
began, she entered the facility, though off duty and spent about
half an hour visiting residents. No one in management asked
her to leave the facility pursuant to Vestal’s no-access rule
discussed earlier.
On the day of the election, CNA Lorraine McLean observed
Whipple walking around the facility carrying a “Vote No” sign.
She was on facility property. Whipple was in uniform. Whipple
was allowed to enter the facility several times during the day
for water or whatever. She had worked the night shift before
the election. She denied she was in uniform, but she was wear-
ing white pants. She did not deny she entered the facility nor is
there any evidence she was asked to leave even though she was
not on duty. She admitted that she did not punch out until 7:30
a.m. Yet, sometime between 5:30 and 5:45 a.m., she went out
into the employee parking lot and moved her car which was
filled with “Vote No” signs to the front parking lot.
This occurred even though Johnson stated at the preelection
conference that no employee would be permitted to stay on the
premises after voting; the guards would let them in the front
door and they would be expected to vote and leave. Thus, if
Whipple was entering and leaving the building throughout the
VESTAL NURSING CENTER
101
day, the guards were letting her into the building even though
she was not on the schedule and was not there to vote. Simi-
larly, Whipple was permitted to pass out antiunion buttons all
day.
Several employees offered hearsay evidence that Whipple
passed out antiunion literature in work areas on worktime. No
one testified that they actually saw this happen. Some wit-
nesses, including Whipple herself, testified she posted anti-
union literature near the facility’s timeclock. But this was a
location where prounion literature was also posted. One wit-
ness, Vestal CNA Kim Geertgens, testified that Whipple talked
to her about the Union while she was working, even following
her into a resident’s room to continue the conversation. There
was no showing, however, that any one in supervision observed
this act of solicitation in a working area on working time.
I consider the matter of Respondent’s assistance to Whipple
to not be so significant that it would affect the election. Most of
its assistance was minor or speculative. With respect to Whip-
ple’s letter, Respondent gave her several copies, but did not let
her distribute them anywhere but the lounge or outside the fa-
cility. Perhaps, and I mean perhaps, it supplied her with the
information necessary to prepare the flyer mentioning “Union
boss Blake.” But that is by no means certain, and again seems
a relatively minor bit of assistance. Respondent does seem to
have allowed Whipple a level of freedom of access to the facil-
ity it denied other employees. For example, she was able to
access the building when off duty, when other employees were
turned away. She was able to picket all day on election day,
contrary to the directions of the administrator. Though her ac-
tivities on this day were in plain sight, Johnson did not stop or
punish this activity. I find the Respondent’s assistance to
Whipple to be de minimis and find the Union’s Objection 13
not to have merit.
(b) Respondent’s efforts to have employees
revoke authorization cards
Johnson’s denial of providing assistance with respect to the
mailing of the revocation forms is not credible, given the quan-
tity of envelopes that contain the Vestal postage meter number
and the similarity of the handwriting on each of those enve-
lopes. See Charging Party Exhibits 15 through 20. Moreover,
Johnson admitted giving revocation forms to employees Char-
les Partridge and Shannon Watts in her office, and both of these
forms arrived at the Union in similar envelopes with Vestal’s
postage meter number on them. Johnson could not recall if she
met with employees Amy Benjamin or Mindi McRorie;
The Respondent solicited revocations of authorization cards
through letters to employees, provided forms, addressed and
mailed forms to the employee’s homes, and addressed, stamped
and mailed completed forms to the Union on the employees’
behalf.
In a letter sent to employees by Vestal on December 2, 1997,
employees are informed, inter alia:
You can revoke a card that you have signed by sending the
union a note saying: “I hereby revoke any authorization card
given to Local 200 SEIU.” Date it and sign it and mail it to
the union. Be sure to make a copy for yourself. You also have
the right to demand to have the card returned to you.
In a letter sent to employees on December 12, 1997, Denise
Johnson first notes some articles in the New York City news-
papers that were adverse to the Union, notes Andrew Tripp’s
arrest and then states:
I am sure that the SEIU organizers withhold this information
about their Union when they try to push people into signing
membership cards. If you signed a card without knowing all
the facts and wish to revoke it, you can. You can send the en-
closed card revocation to the Union, today. Be sure to keep a
copy, because they may say they never got it.
Enclosed with this letter was a form employees could use to
revoke their authorization cards.
Similarly, in the last paragraph of a flyer prepared by Re-
spondent entitled, “What is happening at your nursing home?”
Johnson wrote:
If you signed a card—you can revoke it. Talk to your co-
workers. Ask them why this Union has to lie, threaten and co-
erce you, and tell them you will not support anyone who en-
gages in these kinds of activities.
Vestal CNA Kim Geertgens testified after being told by co-
worker Catherine Whipple that there had been a union-related
near riot at the nursing home, Geertgens sought out Denise
Johnson to see about revoking her authorization card. Johnson
gave a form to accomplish this. Johnson said that a lot of em-
ployees were revoking their cards and asked if she could use
Geertgens’ name and Geertgens said she could. Johnson told
her that employees Mary Cole and Whipple were opposing the
union. Johnson gave Geertgens some extra revocation forms to
take with her. Geertgens filled out the form in Johnson’s office
and did not remember leaving with it or mailing it. The revoca-
tion form filled out by Geertgens was mailed to the Union in an
envelope provided by Respondent and postage was paid by
Respondent. Johnson denies supplying the envelopes and post-
age and her counsel tried to suggest that employees could have
taken envelopes and used the facility’s postage meter to put
postage on.
32 how-
ever, their revocation forms arrived in Vestal postage-metered
envelopes with the same handwriting for the return address.
From the credible evidence I find that Respondent did ad-
dress, pay for the mailing and mailed employee’s revocation
forms to the Union.
As a general rule, an employer may not solicit employees to
revoke their authorization cards. Uniontown Hospital Assn.,
277 NLRB 1289, 1307 (1985). An employer may, however,
advise employees that they may revoke their authorization
cards, so long as the employer neither offers assistance in doing
so or seeks to monitor whether employees do so nor otherwise
creates an atmosphere wherein employees would tend to feel
peril in refraining from revoking. R. L. White Co., Inc., 262
NLRB 575, 576 (1982). Thus, an employer may not offer assis-
tance to employees in revoking authorization cards in the con-
text of other contemporaneous ULPs. Escada (USA), Inc., 304
NLRB 845, 849 (1991) (distributing a sample revocation letter
to employees in the context of other unfair labor practices un-
lawful).33
32 This person’s name is spelled in a number of ways in the record. I
have adopted the spelling taken from C.P. Exh. 13, a form signed by
the person.
33 See also Chelsea Homes, 298 NLRB 813, 834 (1990) (“By now
providing a sample form and preaddressed envelope to assist employ-
ees avoid the serious consequences of union authorization and member-
ship, in the context of the unlawful campaign it was waging . . . [the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
102
In the instant case, Respondent provided employees with un-
solicited information regarding how to revoke their union cards
and sample revocation forms. It provided envelopes, postage,
and on several occasions, actually mailed the letters for the
employees. Under these circumstances, Respondent’s assis-
tance in revocation was neither passive nor ministerial. Lock-
woven Co., 245 NLRB 1362, 1371 (1979) (providing paper,
pens, envelopes and postage, as well as mailing the first batch
of revocation forms, was “hardly passive” assistance). Further-
more, this was done in the midst of an antiunion campaign
marked by the commission of unfair labor practices by Respon-
dent. In this context, Respondent’s assistance cannot be said to
have occurred in an atmosphere free of coercion. Therefore,
Respondent’s conduct amounted to an unlawful solicitation of
revocation. That the efforts of Respondent only resulted in
about 10 or 11 withdrawals, of which it assisted in mailing
about half, does not diminish the unlawfulness of its efforts in
this respect. I find union Objection 18 meritorious.
12. Discussion of union Objection 14. Did Respondent unlaw-
fully utilize a dietary supervisor as the observer for the elec-
tion?
At the preelection conference, Tammy Huling, the Respon-
dent’s observer at the election was not on the Excelsior list and
the Union’s observer, CNA Cheryl Hopkins, told Union Organ-
izer Andrew Tripp that she was a supervisor. Tripp asked
Huling if she was a supervisor and she replied not usually.
Tripp followed up on this question and Huling said she was a
supervisor on some weekends. Though the direction of election
specified that nonsupervisory persons were to be observers, it
was too close to the election to do anything about it. Tripp pro-
tested to the NLRB officer in charge. Hopkins testified that she
based her opinion on the fact that Huling always wore a white
coat and was always with the head of the dietary department.
The evidence reflects that professional employees, technical
employees, and supervisors wear white coats.
Vestal’s director of human resources, Brenda Hathaway, tes-
tified that Huling is a dietary technician. Her job description
has no supervisory duties and her place on the home’s
organizational chart shows no one reporting to her.
Denise Johnson introduced payroll documents for the months
of February and March 1998 that reflect that Huling was not
paid for any supervisory duties during those months. Huling
had served as a supervisor in the past as she worked her way up
in the dietary department. She had been a dietary aid, a prep
cook, a cook, and a cook supervisor. She is now considered a
clinician. The last time Huling had been a supervisor was over
2 years before. Huling reports to the food service director and
shares an office with this person. No one reports to Huling.
Based on Johnson’s testimony, Huling’s job appears to be to
ensure that resident’s dietary needs are met. To that end she
goes throughout the facility checking their medical needs and
seeing if the diet they are getting is correct, safe for them, and
what they want. She reports back her findings to the food ser-
vice director.
Huling’s employee performance appraisal for the diet techni-
cian includes a review of the job skills of “informs Food Ser-
employer] exceeded the permissible bounds of providing ministerial or
passive aid in withdrawing from union membership and actively solic-
ited, encouraged and assisted such withdrawals in violation of its duty
to avoid such interference with employee rights under Sec. 8(a)(1) of
the Act”).
vice Director of any problems with nursing staff or any depart-
ment” and “occasionally supervises dining rooms during lunch
and dinner meals.” Johnson credibly testified that the only
problems she reports back are those dealing specifically with
dietary needs of the residents. Huling was not shown to have
ever performed any supervision in the dining rooms in her cur-
rent job, the performance appraisal form notwithstanding.
The Union concedes that Huling is not a statutory supervisor,
but contends that she is a person bargaining unit employees
would perceive as one closely identified with management. The
Board has held that an employer may not select a statutory
supervisor or other individual who is “closely identified with
management” as its election supervisor. BCW, Inc., 304 NLRB
780, 780–781 (1991). Several factors cited by the Union as
bearing on the decision of whether a person is “closely identi-
fied with management” are: whether the individual was consid-
ered management by other employees; the location of the indi-
vidual’s office and its proximity to management personnel;
whether the individual reported directly to management;
whether the person acted as a conduit of information to man-
agement; whether the individual ever assumed supervisory
functions or responsibilities, albeit only as a substitute for an
absent supervisor; and whether the employer expressed the
limitations on the individual’s authority to the employees; the
manner in which the employee is listed in the employee man-
ual; whether the individual performs the same functions as unit
members; and whether the individual wears attire or insignia
which are identified with supervisory or managerial attire.
Applying these factors rationally to the limited evidence of
record, I find that Huling was not a person closely identified
with management. The only person testifying that he or she
considered Huling was part of supervision was Cheryl Hopkins,
who based this believe on the color of the uniform worn by
Huling. Employees other than managerial or supervisory wear
the same white uniform worn by Huling, including technical
and professional employees. Huling did share an office with the
director of food services, but I’m not sure how this would lead
people to believe she was a supervisor. CNAs share desks with
registered nurses and LPNs, who are supervisors. Huling did
report directly to one management person, the food service
director. But what she reported was clinical or technical in na-
ture and had nothing to do with supervision of employees or
with employees per se. Huling was not shown to have per-
formed any supervisory duties within any time relevant to this
proceeding, and was shown to have performed bargaining unit
work during that timeframe.
In all, given the unrebutted description of her job, a CNA
should know that she is the person who checks on the dietary
needs of the residents and tries to make sure their diets are cor-
rect for them. No CNA or other bargaining unit employee testi-
fied that they considered Huling a supervisor or person closely
identified with management nor offered any evidence which
would support such a finding. I do not find that the Union’s
Objection 14 has merit.
13. Discussion of union Objection 16. Did Respondent unlaw-
fully threaten employees that they would not receive a sched-
uled pay increase as a result of the union organizing campaign.
Vestal has had a practice since 1994 to give across-the-board
raises to employees. While there may have been some periods
of time between raises that exceeded 12 months, all employees
received across-the-board raises in April 1997 and during 1996.
The group has always been treated equally; if CNAs did not
VESTAL NURSING CENTER
103
receive a raise in a given time period, no one else did. As of
January 1998, Denise Johnson was talking with the facility’s
owners regarding plans for 1998, and she hoped that anniver-
sary raises would be given for the fiscal year of April 1998,
through March 1999.
On March 13, 1998, Denise Johnson issued a “confidential”
memo to all nonunit employees. It read:
I am pleased to announce that again this year there will be
across the board increases on April 1st for all management
and supervisory staff and for all members of the staff who are
not included in the Service and Maintenance bargaining unit.
As you are aware VNC is not permitted by law to make any
promises of wage increases or benefits to any members of
staff who might be affected by same, prior to the SEIU Union
election for the Service and Maintenance Staff on March 26th.
And VNC is not permitted to give or announce any increases
for Service and Maintenance Bargaining Unit Staff. You are
not to comment on this matter.
Lisa Roberts saw this memo lying on top of the nurses’ sta-
tion on her wing. She was doing paperwork at the station when
she saw and read it. She had never before seen a memo marked
“confidential.” Roberts testified that raises were not given
every year. CNA Lorraine McLean also saw the document
lying on a nurse’s desk when she went to the desk to get some
paperwork she needed.
I do not find that the memo in question was intended for dis-
semination to affected employees and do not question that it
was intended to be confidential. That some employees saw it
because of careless handling of the memo by a nurse does not
make the document something that Respondent intended to get
into the hands of bargaining unit employees. There is no evi-
dence about what happened after the document was discovered
by unit employees. I do not know if it was brought to the atten-
tion of management so management could respond. I do not
know if it was kept a secret until the election to be used as a
possible objection. Under these circumstances, I do not find
that union Objection 16 has merit.
C. Should the Election Be Set Aside?
In addition to the normal Board remedies for unfair labor
practices, the Union urges that the election be set aside and a
new election be held. I agree with this position. The test for
setting aside an election is whether, under all the circumstances,
an employer has engaged in conduct which could have the rea-
sonable effect of destroying the “laboratory conditions” neces-
sary to ensure that employees have the opportunity to make an
“uninhibited” choice of a bargaining representative. General
Shoe Corp., 77 NLRB 124, 127 (1948). Under this standard,
conduct may be objectionable even if it is insufficiently severe
to rise to the level of an unfair labor practice. Id. at 126, 127.
Accordingly, because objectionable conduct is analyzed under
a more lenient standard than are unfair labor practices, it fol-
lows that a violation of Section 8(a)(1) is “a fortiori, conduct
which interferes with the results of an election.” Airstream,
Inc., 304 NLRB 151, 152 (1991).
A finding that an employer has engaged in objectionable
conduct warrants setting aside the election as tainted, “unless it
is so de minimis that it is ‘virtually impossible to conclude that
[the violation] could have affected the results of the election.’”
Id. (citations and internal quotations omitted). In making the de
minimis determination, it is proper to consider “the number of
incidents, their severity, the extent of dissemination, the size of
the unit, and other relevant factors.” Id.; see also Waste Auto-
mation & Waste Management of Pennsylvania, 314 NLRB 376,
376 (1993). It is worth emphasizing that the test for setting
aside an election is an objective one, which considers only the
conduct’s reasonable “tendency” to interfere with the employ-
ees freedom of choice and to which the subjective reaction of
the employees is “irrelevant.” Hopkins Nursing Care Center,
309 NLRB 958, 958 (1992).
Looking first at the unfair labor practices,34 I have found that
Respondent violated Section 8(a)(1) by:
1. On or about November 29, 1997, and on other dates in
December, 1997, at the Vestal facility and in a written commu-
nication dated December 2, 1997, by its Administrator Denise
Johnson, directing employees, under explicit and implicit threat
of discipline, to refrain from discussing the Union or engaging
in Union and/or protected concerted activities while at work.
2. On or about December 9, 1997, in a written communica-
tion by Johnson, directing its employees, under explicit and
implicit threat of discipline, to inform Respondent of contacts
from Union supporters and to report the union and/or protected
concerted activities of other employees.
3. (a) On or about December 11, 1997, by its supervisor and
agent Cheryl Gonzalez, directing its employees, under explicit
and implicit threat of discipline, to refrain from using the sec-
ond-floor pay telephone, thereby eliminating a benefit or privi-
lege previously enjoyed by employees.
(b) On a date in January 1998, removing the second-floor
pay telephone, thereby eliminating a benefit or privilege previ-
ously enjoyed by employees.
4. On or about December 16, 17, and 18, 1997, promulgating
a policy prohibiting employees from displaying or wearing
union buttons, stickers or insignia, directing its employees to
remove union insignia from their uniforms, and in a telephone
conversation, informing an employee that the employee would
not be permitted to work unless the employee removed union
insignia from her uniform.
5. On or about December 22, 1997, interfering with its em-
ployee’s Section 7 rights by calling them back from and at-
tempting to prohibit their attendance at a union rally.
6. (a) On or about December 22, 1997, granting its employ-
ees the benefit of an increased holiday pay bonus, in an effort to
thwart the Union’s organizational activities.
(b) In January, 1998, increasing the monetary bonus under its
attendance policy, in an effort to thwart the Union’s organiza-
tional activities.
I have also found that Respondent violated Section 8(a)(1)
and (3) of the Act by:
1. On or about December 10, 1997, imposing a 7-day sus-
pension on its employee Kathleen Camp.
2. On or about December 16, 1997, imposing a 1-day sus-
pension on its employee Rosanna Torres.
34 The Representation Petition was filed December 12, 1997. Under
the Board’s holding in Ideal Electric Mfg. Co., 134 NLRB 1275 (1961),
objectionable conduct or unfair labor practices occurring prior to the
date of the Petition cannot form the basis for setting aside an election.
Such conduct, however, may be considered where it “adds meaning and
dimension to related post-petition conduct.” Waste Automation &
Waste Management of Pennsylvania, supra at 376, citing Dresser In-
dustries, 242 NLRB 74 (1979). I sustain all Objections which are coex-
tensive with the unfair labor practices I have found Respondent to have
committed.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
104
3. On or about December 16, 1997, imposing a 1-day sus-
pension on its employee Yvonne Torres.
4. On or about December 17, 1997, imposing a 1-day sus-
pension on its employee Vanessa Veit.
In addition to sustaining the Objections which parallel the
unfair labor practices I have found that Respondent committed,
I have found meritorious and sustained the following Objec-
tions to the election:
Objection 2. The Employer unlawfully threatened that vot-
ing for the union would inevitably result in a loss of flexibility
in the workplace.
Objection 12. The Employer unlawfully threatened that vot-
ing for the union would inevitably result in employees being
forced to strike or lose benefits.
Objection 15 The Employer unlawfully restricted access to
the facility .
Objection 17 The Employer unlawfully solicited grievances
from employees.
Objection 18 The Employer unlawfully solicited revocations
of union representation cards.
In this case the number, nature, severity, and circumstance of
the conduct constituting unfair labor practices and objections
are more than sufficient to justify setting aside the election.
When considered together, their potential effect on the labora-
tory conditions is indisputable. The unlawful antiunion cam-
paign began almost at the inception of the Union’s organiza-
tional campaign and continued throughout the day of the elec-
tion. The nature of the unfair labor practices committed and
objections found meritorious includes restrictions on employee
solicitations, communications and access; various threats;
granting of benefits; solicitation of grievances with the express
promise to remedy them; discriminatory discipline; and solici-
tation of employees to revoke authorization cards and assis-
tance in doing so. Many of them postdated the filing of the
Representation Petition and others were continuing. The major-
ity of these violations involve the highest level of management,
including the owner of the facility and its administrator. Cumu-
latively, they affected, in one way or another, the entire bar-
gaining unit. Under these circumstances, the reasonable affect
of these unlawful tactics on the election, which was ultimately
decided by only two votes, was undoubtedly sufficient to jus-
tify setting aside the election as tainted.
CONCLUSIONS OF LAW
1. The Respondent, VJNH, Inc., d/b/a Vestal Nursing Center,
is an employer engaged in commerce within the meaning of
Section 2(2), (6), and (7) of the Act and a health care institution
within the meaning of Section 2(14) of the Act.
2. The Union, Local 200A, Service Employees International
Union, AFL–CIO, is a labor organization within the meaning of
Section 2(5) of the Act.
3. The following described unit of employees is an appropri-
ate unit:
All full-time and regular part-time service and maintenance
employees, including all certified nursing assistants and floor
aides employed at the Employer’s Vestal, New York, facility;
but excluding the Director of Nursing, Assistant Director of
Nursing, case manager, RN Supervisors, head nurses, unit
nurses, business office clerical employees, patient care coor-
dinators, clinical coordinators, physical therapists, physical
therapist assistants, social workers, music therapists, dieti-
tians, dietary technicians, speech therapists, medical records
employees, managerial employees, professional employees,
and guards and supervisors as defined in the Act.
4. The Respondent engaged in conduct in violation of Sec-
tion 8(a)(1) of the Act, and to the extent objected to by the Un-
ion, objectionable conduct affecting the election, by:
(a) On or about November 29, 1997, and on other dates in
December 1997, at the Vestal facility and in a written commu-
nication dated December 2, 1997, by its Administrator Denise
Johnson, directing employees, under explicit and implicit threat
of discipline, to refrain from discussing the Union or engaging
in Union and/or protected concerted activities while at work.
(b) On or about December 9, 1997, in a written communica-
tion by Johnson, directing its employees, under explicit and
implicit threat of discipline, to inform Respondent of contacts
from union supporters and to report the union and/or protected
concerted activities of other employees.
(c) (1) On or about December 11, 1997, by its supervisor
and agent Cheryl Gonzalez, directing its employees, under
explicit and implicit threat of discipline, to refrain from using
the second-floor pay telephone, thereby eliminating a benefit or
privilege previously enjoyed by employees.
2) On a date in January 1998, removing the second-floor pay
telephone, thereby eliminating a benefit or privilege previously
enjoyed by employees.35
(d) On or about December 16, 17, and 18, 1997, promulgat-
ing a policy prohibiting employees from displaying or wearing
union buttons, stickers, or insignia, directing its employees to
remove union insignia from their uniforms, and in a telephone
conversation, informing an employee that the employee would
not be permitted to work unless the employee removed union
insignia from her uniform.
(e) On or about December 22, 1997, interfering with its em-
ployee’s Section 7 rights by calling them back from and at-
tempting to prohibit their attendance at a union rally.36
(f) (1) On or about December 22, 1997, granting its employ-
ees the benefit of an increased holiday pay bonus, in an effort to
thwart the Union’s organizational activities.
(2) In January 1998, increasing the monetary bonus under its
attendance policy, in an effort to thwart the Union’s organiza-
tional activities.37
5. Respondent engaged in conduct in violation of Section
8(a)(1) and (3) of the Act and in conduct objectionable to the
conduct of the election by:
(a) On or about December 10, 1997, imposing a 7-day sus-
pension on its employee Kathleen Camp.
(b) On or about December 16, 1997, imposing a 1-day
suspension on its employee Rosanna Torres.
(c) On or about December 16, 1997, imposing a 1-day
suspension on its employee Yvonne Torres.
(d) On or about December 17, 1997, imposing a 1-day
suspension on its employee Vanessa Veit.
6. The Union’s Objections, to the extent they are coextensive
with the unfair labor practices found to have been committed
above are sustained, and in addition, the Union’s Objections set
forth below are sustained:
35 This alleged unfair labor practice is coextensive with the Union’s
Objection 10.
36 This alleged unfair labor practice is coextensive with the Union’s
Objection 5.
37 The granting of these two benefits is also alleged as objectionable
conduct in the Union’s Objection 3.
VESTAL NURSING CENTER
105
Objection 2. The Employer unlawfully threatened that vot-
ing for the union would inevitably result in a loss of flexibility
in the workplace.
Objection 12. The Employer unlawfully threatened that vot-
ing for the Union would inevitably result in employees being
forced to strike or lose benefits.
Objection 15 The Employer unlawfully restricted access to
the facility .
Objection 17 The Employer unlawfully solicited grievances
from employees.
Objection 18 The Employer unlawfully solicited revocations
of union representation cards.
The unfair labor practices committed by Respondent are un-
fair labor practices affecting commerce within the meaning of
Section 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
The Respondent having discriminatorily suspended employ-
ees Kathleen Camp, Yvonne Torrez, Rosanna Torrez, and
Vanessa Veit, it must make them whole for any loss of earn-
ings and other benefits resulting from their suspensions, as
prescribed in F. W. Woolworth Co., 90 NLRB 289 (1950), plus
interest as computed in New Horizons for the Retarded, 283
NLRB 1173 (1987).
Within 14 days from the date of the Board’s Order, remove
from its files any reference to the unlawful suspension of Kath-
leen Camp and notify her in writing that this has been done and
that the suspension will not be used against her in any way.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended38
ORDER
The Respondent, VJHN, Inc., d/b/a Vestal Nursing Center,
Vestal, New York, it officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Directing employees, under explicit and implicit threat of
discipline, to refrain from discussing the Union or engaging in
union and/or protected concerted activities while at work.
(b) Directing its employees, under explicit and implicit threat
of discipline, to inform Respondent of contacts from union
supporters and to report the union and/or protected concerted
activities of other employees.
(c) Eliminating a benefit or privilege previously enjoyed by
employees because they engage in union or other protected
concerted activities under Section 7 of the Act.
(d) Promulgating a policy prohibiting employees from dis-
playing or wearing union buttons, stickers or insignia, directing
its employees to remove union insignia from their uniforms,
and informing employees that they would not be permitted to
work unless the employees removed union insignia from their
uniforms.
38 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
(e) Interfering with its employee’s Section 7 rights by calling
them back from and attempting to prohibit their attendance at a
union rally.
(f) Granting its employees the benefit of an increased holiday
pay bonus and increasing the monetary bonus under its atten-
dance policy, in an effort to thwart the Union’s organizational
activities.
(g) Suspending or otherwise disciplining employees because
of their support for the Union or because they engage in union
or other protected concerted activity under Section 7 of the Act.
(h) In any like or related manner interfering with, restraining
or coercing employees in the exercise of rights guaranteed by
Section 7 of the Act.
2. Take the following affirmative action deemed necessary to
effectuate the policies of the Act.
(a) Within 14 days of this Order, make Kathleen Camp,
Yvonne Torrez, Rosanna Torrez, and Vanessa Veit whole for
any loss of earnings and other benefits suffered as a result of
the discrimination against them in the manner set forth in the
remedy section of the decision.
(b) Within 14 days from the date of this Order, remove from
its files any reference to the unlawful suspension of Kathleen
Camp and within 3 days thereafter, notify her in writing that
this has been done and that the suspension will not be used
against her in any way.
(c) Preserve and, within 14 days of a request, make available
to the Board or its agents for examination and copying, all pay-
roll records, social security payment records, timecards, per-
sonnel records and reports, and all other records necessary to
analyze the amount of backpay due under the terms of this Or-
der.39
(d) Within 14 days after service by the Region, post at its fa-
cility in Vestal, New York copies of the attached notice marked
“Appendix.”40 Copies of the notice, on forms provided by the
Regional Director for Region 3, after being signed by the Re-
spondent’s authorized representative, shall be posted by the
Respondent immediately upon receipt and maintained for 60
consecutive days in conspicuous places including all places
where notices to employees are customarily posted. Reasonable
steps shall be taken by the Respondent to ensure that the notices
are not altered, defaced, or covered by any other material. In
the event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facility in-
volved in these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Respondent at
any time since December 11, 1997.
Within 21 days after service by the Region, file with the Re-
gional Director a sworn certification of a responsible official on
a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
IT IS FURTHER ORDERED that the election held on March 26,
1998, is hereby set aside, and a new election shall be directed at
39 The General Counsel requests on brief a change in the Board’s
standard language. This is a matter for the Board to address and I defer
to their judgment.
40 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
106
such time as the Regional Director for Region 3 deems appro-
priate.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
the National Labor Relations Act and has ordered us to post and
abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives of their
own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected con-
certed activities.
WE WILL NOT direct our employees, under explicit and im-
plicit threat of discipline, to refrain from discussing the Union
or engaging in union and/or protected concerted activities while
at work.
WE WILL NOT direct our employees, under explicit and im-
plicit threat of discipline, to inform us of contacts from union
supporters and to report the union and/or protected concerted
activities of other employees.
WE WILL NOT eliminate a privilege or benefit previously en-
joyed by our employees because they engage in union or other
protected concerted activities under Section 7 of the Act
WE WILL NOT promulgate a policy prohibiting employees
from displaying or wearing union buttons, stickers, or insignia,
direct our employees to remove union insignia from their uni-
forms, or inform our employees that they will not be allowed to
work unless they remove union insignia from their uniforms.
WE WILL NOT interfere with or restrain our employees’ exer-
cise of their Section 7 rights by calling them back from and
attempting to prohibit their attendance at a union rally.
WE WILL NOT grant our employees the benefit of an increased
holiday pay bonus and increase the monetary bonus under our
attendance policy in an effort to thwart the Union’s organiza-
tional efforts.
WE WILL NOT suspend or other wise discipline our employees
because of their support for the Union or because they engage
in union or protected concerted activity under Section 7 of the
Act.
WE WILL NOT in any like or related manner interfere with, re-
strain or coerce you in the exercise of rights guaranteed you by
Section 7 of the Act.
WE WILL, within 14 days of the Board’s Order, make Kath-
leen Camp, Yvonne Torrez, Rosanna Torrez, and Vanessa Veit
whole for any loss of earning and other benefits resulting from
our discriminatory suspensions of these employees, less any net
interim earnings plus interest.
WE WILL, within 14 days of the Board’s Order, remove from
our files any reference to the unlawful suspension of Kathleen
Camp, and WE WILL, with 3 days thereafter, notify her in writ-
ing that this has been done and that the suspension will not be
used against her in any way.
VJNH, INC. D/B/A VESTAL NURSING CENTER