328 NLRB 77
Country Manor Rehabilitation
COUNTRY MANOR REHABILITATION & CENTER
77
Country Manor Rehabilitation and Nursing Center
and Service Employees International Union, Lo-
cal 285, AFL–CIO. Cases 1–CA–34757 and 1–
CA–35025
April 22, 1999
DECISION AND ORDER
BY CHAIRMAN TRUESDALE AND MEMBERS FOX AND
HURTGEN
On September 18, 1998, Administrative Law Judge
Raymond P. Green issued the attached decision. The
Charging Party filed exceptions and a supporting brief
and the Respondent filed an answering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions and
to adopt the recommended Order.
ORDER
The recommended Order of the administrative law
judge is adopted and the complaint is dismissed.
Lucy Reyes, Esq. and Scott Burstein Esq., for the General
Counsel.
Thomas R. Gibbons, Esq., for the Respondent.
Bryan C. Decker, Esq., for the Charging Party.
DECISION
STATEMENT OF THE CASE
RAYMOND P. GREEN, Administrative Law Judge. This case
was tried in Boston, Massachusetts, on July 1 and 2, 1998. The
charge and amended charge in Case 1–CA–34757 were filed on
November 22, 1996, and April 9, 1997. The charge in Case 1–
CA–35025 was filed on March 7, 1997. A charge was also filed
against the Union in Case 1–CB–8928 by an individual em-
ployee named Robert Morse but this was settled before the
hearing opened and the General Counsel moved to sever that
case from the present ones. The consolidated complaint alleged
inter alia
1. That on or about October 17, 1996, the Employer by its
assistant director of nurses, Donna Pratt, encouraged and solic-
ited employees to sign a decertification petition which was
going to be circulated.
2. That in or about November 1996, the Employer by its di-
rector of nurses, Deidre Bowman, encouraged and solicited
employees to sign the decertification petition, promised that it
would terminate a shop steward if the Union was voted out, and
promised that the employee would have continued employ-
ment.
1 The Union has excepted to some of the judge’s credibility findings.
The Board’s established policy is not to overrule an administrative law
judge’s credibility resolutions unless the clear preponderance of all the
relevant evidence convinces us that they are incorrect. Standard Dry
Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir.
1951). We have carefully examined the record and find no basis for
reversing the findings.
3. That on or about February 24, 1997, the Employer by its
representative at a negotiation session, threatened employees
with unspecified discipline.
4. That in October and November 1996, the employer failed
to discipline Robert Morse because of his support and activities
in favor of the decertification petition.
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the parties, I make the following
FINDINGS OF FACT
I. JURISDICTION
The Employer admits and I find that it is an employer en-
gaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act and that the Union is a labor organization
within the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
The Employer operates a 123-bed nursing home in New-
buryport, Massachusetts, and has recognized the Union about
20 years. There are about 150 represented employees em-
ployed by the Respondent and about 100 are in the nursing
department. (RNs, LPNs, and CNAs, etc.) The bargaining unit
consists of:
All full-time and regular part-time registered nurses, licensed
practical nurses, orderlies, nurse’s aides, restorative aides,
laundry employees, housekeeping employees, third cook, die-
tary employees, and maintenance employees employed by
Country Manor at its 18 Low Street, Newburyport, Massa-
chusetts location, but excluding all casual employees, tempo-
rary employees, office clerical employees, administrator, rec-
reation director, activities director, assistant activities director,
guards, department heads, first and second cooks and all other
supervisors as defined in the National Labor Relations Act.
Although the evidence indicates that charge nurses might be
borderline supervisors, they have been included in the unit.
Robert Morse was a charge nurse who was hired in or about
September 1996. The Union contends that Morse, on various
occasions, acted belligerently and used vulgar language to at
least four certified nurses aids (CNAs) during September and
October 1996.
There was a 2-year contract in effect during the time that the
events here transpired. That agreement has since been super-
seded by another contract which runs from July 29, 1997, to
July 28, 1999. Among other things, the collective-bargaining
agreements permit the Union to have shop stewards and allows
nonemployee representatives of the Union to have access to the
facility. There was no evidence suggesting that the relationship
between the Company and the Union has been particularly
adversarial.
Apparently, there were some efforts in the autumn of 1996,
by some unnamed individuals, to convince employees to get rid
of the Union. The record indicates that some slips of paper
whereby employees could indicate their interest in ousting the
Union, were left in patient charts. But when this was brought to
the attention of management, Northrup expressed his surprise
and indicated that this type of activity should not take place.
This seems to have stopped immediately. There is no evidence
as to who distributed the pieces of paper and insofar as this
record shows, the only person who actively solicited employees
to get rid of the Union was a nonsupervisory employee in the
328 NLRB No. 17
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
78
payroll department. It may be that Robert Morse was involved
in efforts to decertify the Union, but no evidence was produced
to prove that this was the case. Nor was any evidence produced
to show if or when the Company was aware of any of his pur-
ported antiunion activities. (There also was no evidence to sug-
gest that the company mistakenly believed that Morse was in-
volved in antiunion activities).
A decertification petition was filed in Case 1–RC–1845 on
November 27, 1996, by Jeff Lutz, who listed his job as a CNA.
On May 14, 1997, the Acting Regional Director dismissed the
petition on the grounds that a consolidated complaint had been
issued alleging that the Employer violated Section 8(a)(1) of
the Act by “encouraging and soliciting some of the same bar-
gaining unit employees who are involved in this matter to sign
the showing of interest that was used by you to support the
filing of this decertification petition.” Thereafter, on June 6,
1997, the Acting Regional Director wrote a letter to the parties
to the decertification case stating that the dismissal letter should
have indicated that the petition was subject to reinstatement if
appropriate, on the resolution of the related unfair labor prac-
tice charge in Case 1–CA–34757. As a consequence, the repre-
sentation case has been held in abeyance for more than a year.
As this record shows, despite the filing of the decertification
petition, the Company continued to bargain with the Union and,
as noted above, a new contract was reached.
In substance, the evidence presented by the General Counsel
showed at most, (a) that there was one incident where one em-
ployee was solicited to sign a decertification petition; (b) there
was one alleged statement to one employee by a supervisor that
“they” or “we” were going to file a petition to decertify the
Union; (c) that charge nurse Robert Morse may have been
treated more leniently than other employees for cursing at em-
ployees under his direction, and (d) that in February 1997, the
Employer’s counsel, at a bargaining session, may have threat-
ened “repercussions” because it appeared to him that Union
Representative Wilson was in possession of legally confidential
patient information. There was no evidence presented that any
employees who signed cards or petitions that formed the basis
of the decertification petition’s showing of interest were solic-
ited by any managerial or supervisory person employed by the
Respondent. Moreover, notwithstanding the fact that union
representatives are on site as stewards and that nonemployee
representatives have access to employees at this facility, there
was a decided paucity of witnesses to support the Union’s alle-
gations.
A. Robert Morse
The General Counsel alleges that the Respondent discrimi-
nated against prounion employees by failing to impose some
sort of disciplinary action against Charge Nurse Robert Morse,
who in the course of giving instructions to two CNA’s, alleg-
edly yelled and used inappropriate language. The General
Counsel theorizes that the Respondent should have imposed
discipline on. Morse for these alleged actions and did not do so
because he was a supporter of the decertification petition.
I am going to recommend that this allegation be dismissed
because, among other things, the predicate for this theory was
not proven. Neither the Union nor the General Counsel has
presented any evidence to show that Morse supported the de-
certification petition or was, in fact, interested in getting rid of
the Union. There was no evidence that the Company knew of
such unproved activities and no evidence was presented to
show that it mistakenly believed that Morse was either sympa-
thetic or active in the effort to get rid of the Union. That being
the case, there is simply no reason to discuss or evaluate
whether the employer’s actions vis-a-vis Morse were consistent
with what it normally did in other similar situations. (In fact
management’s response, which encouraged the employees to
act like adults and work it out themselves, was not, in my opin-
ion, inappropriate to the alleged situation.)
B. Alleged Decertification Solicitations
Kristin Leigh Anderson, a former employee, testified that on
October 17, 1996, she attended a wound seminar in Danvers,
Massachusetts, with Supervisors Donna Pratt (assistant director
of nursing) and Diane Hall. She testified alternatively that dur-
ing lunch Pratt, in response to some questions about unions,
told her that “they” or “we” would be passing around a decerti-
fication petition for employees to sign in order to get rid of the
Union. At this point according to Anderson, Diane Hall “el-
bowed” Pratt indicating that she should keep quiet. 1
Both Pratt and Hall denied the assertion made by Anderson,
testifying that most of the conversation at lunch was with
nurses from other organizations. In my opinion, their denials
were credible and I note that there is simply no evidence, other
than the testimony of Cindy Adams (discussed below), that any
managers or supervisors had anything to do with the decertifi-
cation petition or went around soliciting employees to support
it. I also note that even if credited, Anderson’s account does
not, in my opinion, amount to a solicitation to sign or support a
decertification petition.
The only evidence of a direct solicitation was provided by
employee Cindy Adams. She testified that in late November
1996, she reported to Deidre Bowman, the director of nursing,
that she was being harassed by Shop Steward Diane Estabrook.
Adams testified that Bowman responded that the Company
could get rid of Estabrook if the Union was decertified. At this
point, according to Adams, Bowman told her to go find some-
one who was passing out petitions and sign one. Although Hall
was in the vicinity of the conversation, she did not participate
in it and could not relate what was said between Bowman and
Adams. Adams was uncertain as to when this alleged conversa-
tion took place and there is the distinct possibility that she con-
flated this conversation with a similar conversation on the same
day that she had with Linda Colby, another nonsupervisory
employee.
Bowman credibly testified that Adams had complained to
her about some alleged harassment by Estabrook. As Bowman
understood that Adams was worried about retaining her job
position, she assured Adams that she had nothing to worry
about. In my opinion, Bowman’s testimony was credible and I
do not believe that she either solicited Adams to sign or support
a decertification petition or made any promise in consideration
of her support for a decertification petition. I note, among other
things, that the testimony of Adams was sui generis and was
not supported by similar testimony from any other employee at
the nursing home. Assuming that employees were solicited by
1 Initially, Anderson testified that Pratt said that “they” were going to
file a decertification petition and she assumed that Pratt meant that
“they” referred to management. However, if Pratt used the word “they”
this could also mean that she simply was aware that some employees
were going to try to file such a petition. Anderson testified that Pratt
said that “we” were going to file a decertification petition, only after
being asked leading questions.
COUNTRY MANOR REHABILITATION & NURSING CENTER
79
management to sign decertification petitions, one would expect
to find more than one such employee among the more 100 plus
bargaining unit employees.
C. The Alleged Threat
A negotiating meeting was held on February 24, 1997,
wherein there was discussion of the issue of staffing. At some
point, Union Negotiator Kimberly Wilson, apparently reading
from some document, made reference to the situation of a par-
ticular patient to illustrate the Union’s point that staffing levels
were insufficient. Wilson’s testimony was that the Company’s
chief negotiator, Eric Nadworny, stated in a loud voice, that the
Union was violating patient confidentiality and that there would
be “repercussions” for this violation. None of the other people
who participated on the Union’s negotiating committee testified
to corroborate Wilson’s testimony, and her negotiation notes
made contemporaneous with the meeting, do not reflect any
such threat.
Nadworny credibly testified that he did assert that the Union
was violating confidentiality policies but denies making any
threats. His testimony was corroborated by other persons who
participated in the negotiations. In fact, there were not reper-
cussions taken as a result of this incident, except that the Com-
pany reposted its rules governing patient confidentiality that are
consistent with Federal and state laws governing the operation
of nursing homes.
There may be situations in a labor relations context, where
patient privacy rights might yield to the rights of employees to
bargain collectively. (Such as a union request for patient in-
formation which might be relevant in the context of a grievance
proceeding.) But as I credit Nadworny’s testimony, this is not
the time to consider such matters in the abstract.
CONCLUSION OF LAW
Based on the above, and on the entire record, I conclude that
the Respondent has not violated the Act in any manner as en-
compassed by the complaint. Accordingly, I issue the follow-
ing recommended 2
ORDER
The complaint is dismissed.
2 If no exceptions are filed as provided by Sec. 102.46 of the Board's
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.