328 NLRB 145
Cooper Hand Tools
COOPER INDUSTRIES
328 NLRB No. 21
145
Cooper Hand Tools, Division of Cooper Industries,
Inc. and United Steelworkers of America, AFL–
CIO, CLC. Cases 5–CA–24746, 5–CA–24938, 5–
CA–25271, 5–CA–25436, and 5–RC–14076
April 30, 1999
DECISION AND ORDER
BY CHAIRMAN TRUESDALE AND MEMBERS LIEBMAN AND
HURTGEN
On March 20, 1996, Administrative Law Judge Frank
H. Itkin issued the attached decision. The Respondent
filed exceptions and a supporting brief. The General
Counsel and the Charging Party each filed an answering
brief. The Respondent filed a reply brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions,2
except as discussed below, and to adopt the recom-
mended Order as modified.3
1. We find merit in the Respondent’s exception to the
judge’s finding that it violated Section 8(a)(3) and (1) of
the Act by failing to provide employee John Switzer with
a wage increase in May 1995. The credited evidence
shows that Switzer was not entitled to a wage increase at
that time. We therefore find that the Respondent’s fail-
ure to provide a wage increase was not unlawful. The
judge correctly found, however, that Supervisor Jim
Diffendarfer violated Section 8(a)(1) by attributing
Switzer’s failure to receive an increase to “the Union
business.”4
2. We affirm the judge’s findings that certain conduct
by three of the Respondent’s hourly paid facilitators—
Kenneth Grove, Deborah Pelen, and Kenneth Hanna—
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
We also find without merit the Respondent’s allegations of bias on
the part of the judge. On our full consideration of the record, we find no
evidence that the judge prejudged the case, made prejudicial rulings, or
demonstrated bias in his credibility resolutions, analysis, or discussion
of the evidence.
2 In the absence of exceptions, we adopt pro forma the judge’s find-
ing that Manager David Bowman violated Sec. 8(a)(1) by threatening
employees the day before the election that bargaining would be futile.
3 We shall modify the judge’s recommended Order in accordance
with our decision in Indian Hills Care Center, 321 NLRB 144 (1996).
4 We note that the judge incorrectly stated that the Respondent’s
preelection grant of wage increases and bonuses was “in response to
solicited employee complaints.” This error does not, however, affect
the conclusion that the Respondent violated Sec. 8(a)(3) and (1) and
interfered with the election by granting these wage increases and bo-
nuses.
violated Section 8(a)(1) of the Act. We find no need,
however, to pass on the judge’s finding that these indi-
viduals are supervisors within the meaning of Section
2(11) of the Act.5 For the reasons that follow, we agree
with the judge’s alternative finding that the hourly paid
facilitators acted as agents of the Respondent within the
meaning of Section 2(13) of the Act. With one excep-
tion, discussed below, their misconduct is attributable to
the Respondent on this basis.
The Board applies common law principles of agency
when it examines whether an employee is an agent of the
employer while making a particular statement or taking a
particular action. Under these common law principles,
the Board may find agency based on either actual or ap-
parent authority to act for the employer. As to the latter,
“[a]pparent authority results from a manifestation by the
principal to a third party that creates a reasonable basis
for the latter to believe that the principal has authorized
the alleged agent to perform the acts in question.”
Southern Bag Corp., 315 NLRB 725 (1994). See also
Alliance Rubber Co., 286 NLRB 645, 646 (1987). The
test is whether, under all the circumstances, employees
“would reasonably believe that the employee in question
[the alleged agent] was reflecting company policy and
speaking and acting for management.” Waterbed World,
286 NLRB 425, 426–427 (1987), citing Einhorn Enter-
prises, 279 NLRB 576 (1986). Thus, it is well settled
that an employer may have an employee’s statement at-
tributed to it if the employee is “held out as a conduit for
transmitting information [from management] to the other
employees.” Debber Electric, 313 NLRB 1094, 1095,
fn. 6 (1994).
Our review of the credited or undisputed evidence in
the record warrants finding that the hourly paid facilita-
tors were the Respondent’s agents, under either an actual
or apparent authority analysis, with respect to statements
made to employees on their teams. The Respondent cre-
ated the facilitator position as part of its institution of the
“team concept” for production. An internal document,
titled “Clarification of Facilitator Role” essentially ad-
5 This does not affect our adoption of the judge’s finding that the
challenges to ballots cast by four hourly paid facilitators should be
sustained. In this regard, there are no exceptions to the judge’s finding
that, even assuming the hourly facilitators are not Sec. 2(11) supervi-
sors, they should be excluded from the production and maintenance
unit for “community of interest” reasons.
Contrary to his colleagues, Member Hurtgen finds that facilitators
Kenneth Grove, Deborah Pelen, and Kenneth Hanna are statutory su-
pervisors and hence agents of the Respondent who violated Sec.
8(a)(1). In regard to the supervisory issue, Member Hurtgen relies on
the judge’s findings.
Member Hurtgen does not adopt his colleagues’ conclusion that
these facilitators are agents of the Respondent even apart from their
status as supervisors. He questions this conclusion and its rationale.
He agrees with his colleagues that, even under that rationale, Grove
would not be an agent for purposes of the unlawful surveillance allega-
tion if he were not a supervisor.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
146
mits the actual agency authority of facilitators when ex-
plaining that their role was to “[m]aintain the company
vision,” and that “[t]he Facilitator needs to be the
‘spokesperson’ for the team as to what is going on in the
company.” The document draws no distinction between
salaried facilitators, who are admitted supervisors, and
hourly paid facilitators.
To fulfill their described responsibilities, the hourly-
paid facilitators regularly attended production meetings
(“F.A.C.T.” meetings) with supervisory and managerial
personnel. Following such meetings, the hourly paid
facilitators would make announcements to team employ-
ees on management’s behalf. The facilitators had the
authority to schedule meetings with the employees on
their teams, during which time the machines run by that
team would be shut down. Hourly paid facilitator Deb-
orah Pelen used such meetings in the summer of 1994 to
communicate a new mandatory overtime policy and a
new attendance recordkeeping policy. At these meetings,
the facilitators would also respond to employee com-
plaints. For instance, at one team meeting, Pelen ad-
dressed employee complaints about such matters as shift
overlap and the qualification of a temporary employee to
work without supervision.
Based on the foregoing, we find that the Respondent
clearly vested hourly paid facilitators with the responsi-
bility to implement many of the Respondent’s policies on
the production floor and that it held out these facilitators
as the primary conduits for communications between
management and team employees on a wide variety of
employment and production matters. Under these cir-
cumstances, employees would reasonably believe that
the hourly-paid facilitators knew management’s views of
the Union’s organizing campaign and that the facilita-
tors’ statements and conduct reflected those views. Ac-
cordingly, we affirm the judge’s finding that the facilita-
tors acted as the Respondent’s agents and as such com-
mitted violations of Section 8(a)(1) when Hanna, Pelen,
and Grove made various coercive statements to team
employees.
We do not find, however, that facilitator Grove’s at-
tendance at a union organizational meeting on August 7,
1994, involved unlawful surveillance or the unlawful
creation of the impression of surveillance attributable to
the Respondent. There is no evidence that the Respon-
dent authorized or directed Grove to attend this meeting.
The Union’s representative in charge of the meeting di-
rectly questioned Grove about his presence, accepted
Grove’s explanation that he was there as a regular
worker, and permitted him to remain. Under these cir-
cumstances, there is no basis for finding that employees
would reasonably believe Grove acted as the Respon-
dent’s agent for purposes of surveillance or reporting
about the union meeting. We shall, therefore, reverse the
judge, dismiss the 8(a)(1) surveillance allegation, and
modify the recommended remedial language by deleting
reference to this conduct.
3. The judge concluded that, regardless of the results
of a revised tally of ballots, including those cast by vot-
ers for whom challenges have been withdrawn or over-
ruled, the Respondent’s unfair labor practices warranted
issuance of a remedial bargaining order based on proof
that the Union had obtained valid authorization cards
from a majority of unit employees. See NLRB v. Gissel
Packing Co., 395 U.S. 575 (1969). We would normally
at least consider issuing a bargaining order in these cir-
cumstances. However, given the long and unjustified
delay of the case here at the Board, we recognize that
such an order would likely be unenforceable. See gener-
ally, Flamingo Hilton-Laughlin v. NLRB, 148 F.3d 1166,
1171 (D.C. Cir. 1996), and Charlotte Amphitheater
Corp. v. NLRB, 82 F.3d 1074, 1078 (D.C. Cir. 1996).
Accordingly, rather than engender further litigation and
delay over the propriety of a bargaining order, we believe
that employee rights would be better served by proceed-
ing directly to a second election in the event that the re-
vised tally shows that a majority of unit employees have
not voted for representation by the Union. Of course, in
the event that the revised tally shows that a majority of
unit employees have voted for the Union, the Regional
Director shall issue a certification of representative.6
Although we will not impose a Gissel remedy in lieu
of directing a second election in this case, we do find that
an additional remedy is warranted in order to dissipate as
much as possible any lingering effects of the Respon-
dent’s unfair labor practices, and to ensure that a fair
election can be held. Specifically, we shall order the
Respondent to supply to the Union, on a request made
within 1 year of the date of this Decision and Order, the
names and addresses of all current unit employees. The
Board’s delay in acting in this case, although unfortu-
nate, was no more the fault of the Union or the employ-
ees who were denied a fair opportunity to choose
whether they desire Union representation than it was of
the Respondent. Our Order will afford the Union “an
opportunity to participate in restoration and reassurance
of employee rights by engaging in further organizational
efforts, if it so chooses, in an atmosphere free of further
restraint and coercion.” United Dairy Farmers Coopera-
tive Assn., 242 NLRB 1026, 1029 (1979), enfd. in rele-
vant part 633 F.2d 1954 (3d Cir. 1980).7
6 Given our finding that a Gissel bargaining order is not warranted,
the Respondent’s motion to reopen the record is moot. We deny the
motion.
7 The Board has previously ordered this remedy in cases where it
found that remedial measures in addition to the traditional remedies for
unfair labor practices were appropriate. See, e.g., Monfort of Colorado,
298 NLRB 73, 86 (1990), enfd. in relevant part 965 F.2d 1538 (10th
Cir. 1992); United Dairy Farmers Cooperative Assn., 242 NLRB at
1030; Haddon House Food Products, 242 NLRB 1057, 1059 (1979),
COOPER INDUSTRIES
147
ORDER
The National Labor Relations Board orders that the
Respondent, Cooper Hand Tools, Division of Cooper
Industries, Inc., York, Pennsylvania, its officers, agents,
successors, and assigns, shall
1. Cease and desist from
(a) Interfering with, restraining, and coercing its em-
ployees in the exercise of their rights guaranteed in Sec-
tion 7 of the National Labor Relations Act by coercively
interrogating employees about their activities on behalf
of United Steelworkers of America, AFL–CIO, CLC; by
soliciting grievances from employees in order to dis-
suade them from engaging in union activities; by promis-
ing employees a better wage and benefit package in order
to dissuade them from supporting the Union; by promis-
ing employees that they would receive benefits if they
rejected union representation, telling them that pay ineq-
uities would be corrected, that everyone would be placed
on a team system, and that these steps would be com-
pleted within a reasonable time; by telling employees
shortly before a Board representation election that their
“red circle rates” will be eliminated; by threatening em-
ployees with discharge, plant relocation, plant closure, or
other reprisals for engaging in union activities; by telling
employees that the Employer would see their signed un-
ion authorization cards; by telling employees that collec-
tive bargaining would be futile because the Employer
would not negotiate in good faith with the Union if the
Union is selected by them; by telling employees, after a
Board representation election, that the Employer would
have given them a greater wage and benefit package if
the Union had not filed charges against it with the Board;
and by placing the onus for the Employer’s lack of pay
system changes on the Union for having filed charges
with the Board.
(b) Discriminatorily granting hourly wage increases
and bonuses to its employees and permitting employees
to return to a straight 8-hour shift with a paid lunch break
and to change their shift hours shortly before a Board
representation election in an attempt to discourage mem-
bership in and support for the Union.
(c) Discriminatorily disciplining employee Stanley Ki-
nard because he engaged in protected union activities.
(d) In any like or related manner interfering with, re-
straining, and coercing its employees in the exercise of
the rights guaranteed to them in Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the purposes and policies of the Act:
enfd. in relevant part sub nom. Teamsters Local 115 v. NLRB, 640 F.2d
392 (D.C. Cir. 1981); and Loray Corp., 184 NLRB 557, 559 (1970).
This remedy is in addition to the Union’s right to have access to a
list of voters and their addresses under Excelsior Underwear, 156
NLRB 1236 (1966), after issuance of the Notice of Second Election.
(a) Supply the Union, on its request made within 1
year of the date of this Decision and Order, with the full
names and addresses of its current unit employees.
(b) Make whole Stanley Kinard for any loss of earn-
ings and other benefits suffered as a result of his dis-
criminatory suspension, with interest, as provided in the
remedy section of the judge’s decision.
(c) Preserve and, within 14 days of a request, make
available to the Board or its agents for examination and
copying, all payroll records, social security payment re-
cords, timecards, personnel records and reports, and all
other records necessary to analyze the amount of back-
pay due under the terms of this Order.
(d) Within 14 days from the date of this Order, remove
from its files any reference to the above discriminatory
suspension of employee Kinard and notify him in writing
that this has been done and that evidence of this dis-
criminatory action will not be used as a basis for future
personnel action against him.
(e) Within 14 days after service by the Region, post at
its facility copies of the attached notice marked “Appen-
dix.”8 Copies of the notice, on forms provided by the
Regional Director for Region 5, after being signed by the
Respondent’s authorized representative, shall be posted
by the Respondent and maintained for 60 consecutive
days in conspicuous places including all places where
notices to employees are customarily posted. Reasonable
steps shall be taken by the Respondent to ensure that the
notices are not altered, defaced, or covered by any other
material. In the event that, during the pendency of these
proceedings, the Respondent has gone out of business or
closed the facility involved in these proceedings, the Re-
spondent shall duplicate and mail, at its own expense, a
copy of the notice to all current employees and former
employees employed by the Respondent at any time
since August 1, 1994.
(f) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
IT IS FURTHER ORDERED that Case 5–RC–14076 is sev-
ered and remanded to the Regional Director for the pur-
pose of opening and counting the 10 remaining determi-
native ballots.9 Thereafter, the Regional Director shall
prepare a revised tally of ballots. If the tally shows that
the Union has won the election, the Regional Director
8 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
9 These are the ballots of Tim Wallace, Herb Gordon, James Grimes,
Tom Harlacher, Joseph Kile, Wilmer Wilson, Dave Gauntlett, Robert
Osmolinski, Chris Renner, and Lance Walter.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
148
shall issue a certification of representative. If it shows
that the Union has lost the election, the Regional Director
shall direct a second election.10
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated the National Labor Relations Act and has or-
dered us to post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives
of their own choice
To act together for other mutual aid or protec-
tion
To choose not to engage in any of these pro-
tected concerted activities.
WE WILL NOT interfere with, restrain, and coerce our
employees in the exercise of the rights guaranteed in
Section 7 of the National Labor Relations Act, by coer-
cively interrogating employees about United Steelwork-
ers of America, AFL–CIO, CLC’s activities; by solicit-
ing grievances from employees in order to dissuade them
from engaging in union activities; by promising employ-
ees a better wage and benefit package in order to dis-
suade them from supporting the Union; by promising
employees that they would receive benefits if they re-
jected Union representation, telling them that pay inequi-
ties would be corrected, everyone would be placed on a
team system and these steps would be completed within
a reasonable time; by telling employees shortly before
the Board-conducted representation election that their
“red circle rates” will be eliminated; by threatening em-
ployees with discharge, plant relocation, plant closure or
other reprisals for engaging in union activities; by telling
employees that the Employer would see their signed un-
ion authorization cards; by telling employees that collec-
tive bargaining would be futile because the Employer
would not negotiate in good faith with the Union if the
Union is selected by them; by telling employees after the
Board-conducted representation election that the Em-
ployer would have given them a greater wage and benefit
package if the Union had not filed charges against it with
the Board; and by placing the onus for the Employer’s
10 The Notice of Second Election should include language informing
employees that the first election was set aside because the Board found
that certain conduct by the Respondent interfered with the employees’
free choice. Lufkin Rule Co., 147 NLRB 341 (1964). See NLRB
Casehandling Manual (Part Two), Representation Proceedings, Sec.
11452.1.
lack of pay system changes on the Union for having filed
charges with the Board.
WE WILL NOT discriminate in regard to hire or tenure or
terms and conditions of employment of our employees in
order to discourage membership in the Union, in viola-
tion of Section 8(a)(1) and (3) of the Act, by granting
hourly wage increases and bonuses to employees shortly
before the Board-conducted representation election in an
attempt to discourage membership in the Union; by simi-
larly permitting employees to return to a straight 8-hour
shift with a paid lunchbreak and permitting employees to
change the hours their shift began and ended shortly be-
fore the representation election; and by discriminatorily
disciplining employee Stanley Kinard.
WE WILL NOT in any like or related manner interfere
with, restrain, and coerce our employees in the exercise
of the rights guaranteed to them by Section 7 of the Act.
WE WILL supply the Union, on its request made within
1 year of the date of this Decision and Order, with the
full names and addresses of our current unit employees.
WE WILL make whole employee Stanley Kinard for any
loss of earnings and other benefits suffered as a result of
his discriminatory suspension, with interest, as provided
in the Board’s Decision and Order.
WE WILL preserve and make available to the Board or
its agents upon request all payroll records and reports
and all other records necessary to determine backpay and
compliance under the terms of this Decision and Order.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any references to the dis-
criminatory suspension of employee Kinard and WE WILL,
within 3 days thereafter, notify him in writing that this
has been done and that evidence of this discriminatory
action will not be used as a basis for future personnel
action against him, as provided in the Board’s Decision
and Order.
COOPER HAND TOOLS, DIVISION OF COOPER
INDUSTRIES, INC.
Eileen Conway and James R. Rosenberg, Esqs., for the General
Counsel.
Larry J. Rappoport, Esq., for the Respondent.
Christyne L. Neff, Esq., for the Charging Party.
DECISION
FRANK H. ITKIN, Administrative Law Judge. Unfair labor
practice charges and amended charges were filed in Cases 5–
CA–24746, 5–CA–24938, 5–CA–25271, and 5–CA–25436 on
September 21 and December 5, 1994, on April 10 and 27, 1995,
and on June 19, 1995. Unfair labor practice complaints and
amended complaints were issued on April 28, May 31, and July
18, 1995. The complaints were further amended at the subse-
quent hearings. Briefly, the General Counsel alleged in the
complaints that Respondent Employer, in resisting the Charg-
ing Party Union’s attempt to represent its employees, had inter-
fered with, restrained, and coerced its employees in the exercise
of their Section 7 rights, in violation of Section 8(a)(1) of the
COOPER INDUSTRIES
149
National Labor Relations Act, by coercively interrogating em-
ployees concerning their interests in the Union; by promising
employees a better benefit package in order to dissuade them
from supporting the Union; by engaging in surveillance of a
union meeting; by stating within the hearing of employees that
the Employer wanted the names of employees who had at-
tended a union meeting; by telling employees that they could be
fired if the Employer found out who had signed union authori-
zation cards; by telling employees that the Employer would see
union authorization cards signed by the employees; by telling
employees that bargaining would be futile because the Em-
ployer would not negotiate with the Union; by soliciting griev-
ances from employees in order to dissuade them from engaging
in union activities; by telling employees that they would get
fewer benefits if they selected the Union as their bargaining
representative; by telling employees that “their red circle rates
would be eliminated” in order to discourage their support of the
Union; by telling an employee union supporter that he would
not have a job if the Union was not elected as the employees’
bargaining representative; by telling employees to get jobs
elsewhere because they supported the Union; by telling em-
ployees that the Employer would have given employees greater
wages and benefits if it had not been for union charges filed
with the NLRB against the Employer; by threatening employ-
ees that it would close or relocate its facility if they selected the
Union as their representative; by placing the onus for the Em-
ployer’s lack of pay system changes on the Union for having
filed charges; by telling an employee that his pay raise was
being held up because the Union is fighting to get another elec-
tion; and by promising employees that they would receive
benefits if they rejected union representation, telling them that
pay inequities would be corrected, everyone would be placed
on a team system and these steps would be completed within a
reasonable time.
The General Counsel further alleged that Respondent Em-
ployer also had discriminated in regard to the hire or tenure or
terms and conditions of employment of its employees thereby
discouraging membership in the Union, in violation of Section
8(a)(1) and (3) of the Act, by granting hourly wage increases to
some 30 named employees; by granting $100 bonuses to some
five named employees; by returning employees to a straight 8-
hour shift and permitting employees to change the hours their
shift began and ended; by discriminatorily disciplining em-
ployee Stanley Kinard; and by denying a performance wage
increase to employee John Switzer and “placing the onus for
that decision on the Union.”
In addition, the General Counsel alleged that a majority of
Respondent Employer’s employees in an appropriate unit had
designated and selected the Union as their representative for the
purposes of collective bargaining; that Respondent Employer’s
unfair labor practices, as alleged, are so serious and substantial
in nature that the possibility of erasing their effects and con-
ducting a fair and free representation election or rerun represen-
tation election by use of traditional remedies is slight; and that,
consequently, the employees’ sentiments regarding representa-
tion having been expressed through union authorization cards
would on balance be protected better by issuance of a bargain-
ing order than by traditional remedies.
Consolidated with the above unfair labor practice cases for
hearing and decision are pending objections and challenges
filed by the Union in the related representation proceeding,
Case 5–RC–14076. As the Regional Director’s Supplemental
Report on Objections and Challenges shows, the Union had
filed a petition to represent the Employer’s production and
maintenance employees on July 25, 1994; a secret-ballot elec-
tion was conducted pursuant to a stipulated election agreement
on September 16, 1994; and, of approximately 393 eligible
voters in the unit, 176 votes were cast for the Union, 182 votes
were cast against the Union and there were 23 ballots chal-
lenged by the Union. The Union also timely filed some 30
objections to election conduct. A number of these challenges
and objections have since been withdrawn. See G.C. Exh. 1(u),
Tr. 13 to 14, 1506 to 1508, and 2693.
Counsel for Respondent Employer, in the answers filed, de-
nies that the Employer has violated the Act as alleged and that a
bargaining order is an appropriate remedy. Further, counsel for
Respondent Employer also opposes the Union’s pending chal-
lenges to votes cast in the representation election and the Un-
ion’s pending objections to election conduct as lacking merit.
A hearing was held on the issues thus raised in York, Penn-
sylvania, on August 2, 3, 4, 7, 8, 9, 10, 11, 16, 17, and 18,
1995. And, on the entire record in this consolidated proceed-
ing, including my observation of the demeanor of the witnesses,
I make the following
FINDINGS OF FACT AND CONCLUSIONS OF LAW
I. THE UNFAIR LABOR PRACTICE PROCEEDINGS
FINDINGS OF FACT
Respondent Employer manufactures chains and other indus-
trial products at its York, Pennsylvania facility, and is admit-
tedly engaged in commerce as alleged. Charging Party Union
is admittedly a labor organization as alleged. The Union initi-
ated its campaign to organize the Employer’s some 393 produc-
tion and maintenance employees during March 1994. The Un-
ion requested recognition from the Employer on July 21, 1994,
and the Employer refused. See G.C. Exhs. 49 and 50. The
Union thereafter filed a representation petition on July 25,
1994, and a Board-conducted representation election was held
on September 16, 1994. The Employer opposed the Union’s
attempt to represent its employees. Summarized below is the
pertinent testimony and documentary evidence relating to the
Employer’s conduct during this sequence of events.
A. The Employer Institutes the “team concept” in 1992 and
1993; the Employees Become Dissatisfied and seek Union Rep-
resentation in Early 1994; and the Employer grants Pay Raises
and Bonuses Shortly Before the Representation Election
Dennis Leber has been employed by Respondent Employer
for about 22 years. He testified that the Union’s organizing
campaign started during March 1994. He worked on the “Un-
ion organizing committee,” “handed out Union cards” and
made “house calls during the campaign.” He was asked “what
prompted [his] involvement” in the Union’s organizing cam-
paign, and he explained that he was “upset with the team con-
cept” which had been instituted by the Employer during 1992
and 1993—the employees had become dissatisfied “because it
wasn’t working . . . .”
Leber had “first heard” about the Employer’s “team concept”
at work during 1992. Later, during September or October
1993, he was placed on the Employer’s newly instituted “prep
polish team.” He identified his “team charter” (G.C. Exh. 10)
and his “team startup kit” (G.C. Exh. 11) which indicates the
six “star points” or “team members” who were to “help” the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
150
“team.” Leber was in fact designated as the “star point” en-
trusted with his “team administration.” Leber also identified
“notes” of numerous “team meetings” commencing about Sep-
tember 7, 1993. See G.C. Exh. 12. See also C.P. Exhs. 26 to
30.
Under this “team concept,” as Leber explained, employees
initially would receive a “team training rate” of hourly compen-
sation; after they demonstrated that they were “competent in
performing an individual function and training in other team
areas” they would get a higher “individual team rate” of hourly
compensation; and, ultimately, they would get a higher “certi-
fied team rate” of hourly compensation when they demon-
strated that they were “competent in performing and training all
job functions within the designated level within the team,” as
well as a “$100 bonus . . . upon achieving the certified team
rate.” See G.C. Exhs. 21 and 22.1 However, the above “team
rates” of hourly compensation, although introduced by 1993,
were concededly not implemented until shortly before the Sep-
tember 1994 representation election.
Leber testified:
Q. Did you [Leber] understand . . . that there was now
[in 1993] a merit pay concept that was associated with the
new pay rate . . . employees could move to levels two or
three upon demonstrating some proficiency?
A. Yes.
Q. Now isn’t it true that one of the things that the
teams were supposed to do was to establish skills [lists]?
A. Yes.
Q. Isn’t it also true that the teams never really got to
that objective?
A. Well, it was brought up a few times and we never
did get to it, no.
Q. On that page of [G.C. Exh. 12] is that the list that
was required in order for someone to get to the individual
rate or the team rate . . . .?
A. Yes.
Q. But in February 1994 the skills list wasn’t ready?
A. No.
Q. So people couldn’t get to the individual rates . . .
[or] to the team rates, could they?
A. No.
Q. Will it be fair to say that in the month of March
1994 that you do know that the skills list still wasn’t
ready?
A. Yes.
Q. And would you agree with me that once it was fin-
ished that certain employees qualified for individual rates
or team rates?
A. I don’t know if they qualified. I don’t know what
the qualifications were. But I heard they got raises. Yes.
Employee Randy Coy similarly recalled the Employer’s in-
stitution of the “team” and “new wage system” by October
1993. Coy was a “training star point” on the “prep polish
team.” Coy was responsible
to see that everybody was trained properly in their department
to go to their individual rate and to see to it that if anybody
1 The Employer’s earlier 1992 “merit increase step guideline” with
the various hourly rates of compensation is depicted in G.C. Exh. 20.
wanted to move into the team rate . . . [to] get them cross-
trained . . . .
Coy explained, however, that he was not sufficiently “trained”
or “assisted” in fulfilling these responsibilities. Employees
repeatedly asked at “team meetings” and “in the shop” “about
getting team raises” and “when it was going to happen.” He
responded that “I [Coy] am trying the best I can to get it mov-
ing.” Coy was shown a document (G.C. Exh. 52) identified as
a “team skills inventory form for the prep polish team.” Coy
testified:
Q. Was anything done by the Company to implement
any of those forms or things on that document during the
span of time from the fall of 1993 until the election of
1994?
A. No, there was not.
Coy recalled that it was not until August 1994 when Company
“facilitator” Deb Pelen
came to me [Coy] and asked me to get everybody on our team
checked off as soon as possible . . . they want them checked
off and to team rate as soon as possible . . . get everybody to-
gether and have them checked off as soon as possible . . . .
Coy “did exactly what she [Pelen] told me.” See Tr. 357 to
360, 366 to 372.2 And, “as a result of this check off procedure”
some six to eight employees on his “team” were given “raises”
shortly prior to the representation election. Coy never received
any “explanation” from Management as to “why it was taking
from 1993 to 1994 to implement this program.”
See also the testimony of employees Shea Hurley, Tr. 587 to
604; and Jeffrey King, Tr. 722 to 727. Employee Jeffrey King,
one of the employees who also had suddenly received a pay
raise under the “team concept” shortly before the representation
election, noted that he “was able to do those same jobs” re-
quired to obtain such a pay raise under the “team concept” “a
year before that.”
And, employee Brian Snyder similarly testified that he was
placed on the Employer’s “specials team” created in 1993 and
made its “quality star point.” See G.C. Exhs. 61, 62, and 63.
He too “kept asking when we could go to this [next] level”
under the “team concept” and thus “get our top pay.” In his
view, he was “already trained” and he was “qualified for such a
raise under the team system . . . four months after [he] had
started the job” in September 1993. It was not until about Au-
gust 1994 when Management evaluated his and his coworkers’
“qualifications” in order to determine whether they possessed
the required “skills.” His “individual rate pay increase” under
the “team concept” was thereafter made “effective August 15,
1994.”
Further, employee Jeffrey Eshelman was placed on the “wire
prep team” by October 1993. He understood that “once you
could prove that you knew how to do three jobs you moved to
the top.” He in fact “could do all three of the jobs” by October
1993. Consequently, he questioned Management “why [he]
couldn’t go to the top right away,” however, “they basically
2 Coy noted that long “before the election” he had to some limited
extent gone through a “check off procedure” for some team employees,
but those employees “did not” then “receive raises as a result of that
check off.” Following this “early check off” he did not thereafter check
off any employees until “just before the election.”
COOPER INDUSTRIES
151
dragged their feet. . . .” Finally, shortly before the union repre-
sentation election, he and two coworkers who were similarly
qualified were told that they “were going to move to the top.”
He then received an hourly increase and also a $100 “bonus.”
Employee Scott Sargen was not a member of any “team”
during the pertinent time period. However, he recalled that
during August or September 1994 he and various coworkers
were tested as to their job skills and then granted pay raises.
Sargen testified:
I [Sargen] heard guys informing that they were getting raises.
We heard that if they know their job then they will get their
pay raise on up to the top. . . . [Employees were told that] if
we know the job then we’ll get the raise.
Sargen, like the various “team” members, was tested and
then received an hourly rate increase shortly prior to the repre-
sentation election. See also the testimony of employee Linda
Flaharty, Tr. 899 to 903. Flaharty was similarly evaluated and
given a raise shortly before the representation election.3
Employee George Lighty, placed on the Employer’s “GBSR
team,” related how he had received a $100 “bonus” during
“early September” 1994. He did not “expect to get a raise at
that time” because he did not “know all the job skills” on his
“team.” He testified:
[Supervisor Austin] Miller came out with an envelope and
said here is your check . . . and he called the other employees
over before he gave it to me . . . he handed me a check and
congratulated me . . . . [The other employees also were] more
or less surprised.
Other employees were to receive such a “bonus” and, in ad-
dition, he had “heard” that “there were numerous raises given
to different employees.” See G.C. Exhs. 80 and 91. See also
the testimony of employee Loy Crayley, Tr. 960 to 968, 971 to
973. Crayley also received a $100 “bonus” shortly before the
representation election even though he too “didn’t expect it.”
Cf. Tr. 2701 to 2705.4
David Bowman testified that during the summer and fall of
1993 he was the “facilities manager” at the York plant. Bow-
man, during the representation proceeding and Union cam-
paign, was suddenly selected to replace “director” Fred Brin-
disi. See R. Exh. 11. Bowman is presently the Employer’s
“manager of operations.” Bowman reviewed the Employer’s
initial efforts to institute a “team concept” at York commencing
in 1992. Initially, a “steering team” was created and later, in
1993, the “first team,” “the load chain team,” was formed.
Thereafter, also in 1993, the Employer formed the “specials,”
“prep polish” and “wire prep” “teams.” It was, assertedly, the
“Company’s intent” that “everyone would be a part of a team.”
Apparently, that has never occurred.
Bowman recalled that during October 1993 the Employer
changed its “payroll system” for “all hourly employees except
3 Counsel stipulated (Tr. 928 to 930) that some 13 of the approxi-
mate 30 employees named in par. 23 of the amended complaint, who
admittedly had received substantial pay raises shortly prior to the repre-
sentation election, were not in fact “team” members.
4 See also the testimony of employee Richard Keister, who was not
on a “team,” pertaining to his attempts to get a pay raise before the
representation election and Management’s granting of his raise during
late 1994 after testing his skills. Keister assertedly was qualified for
such a raise long before his testing. Tr. 1081 to 1089.
maintenance”5 See G.C. Exh. 21. During that time, some three
“teams” were “functioning.” Bowman, insofar as pertinent
here, explained:
there were three [support] levels [and] three rates within each
level . . . the team training rate . . . the individual rate and the
team rate . . .; if [the team employees] demonstrated profi-
ciency they would move to the individual rate or there were
quarterly increases . . . a quarter at a time . . .; [and team em-
ployees would move from the individual rate to the certified
team rate] if they cross trained and learned every job within
[their] support level . . . .
However, for many months after this new “system” had been
put in effect in 1993, “criteria” had “not been established to
allow employees to advance either to individual team rates or
certified team rates.” As a consequence, Management started
receiving numerous employee “complaints.” Nevertheless, it
was not until “around March or early April” 1994 when Man-
agement decided that “we should have one person in charge of
establishing the criteria with the teams, putting the job profiles
together and beginning to try to get people on the team rate.”
Management then picked a “trainer” from personnel named
Mike Smeltz to do this job. Smeltz assertedly “completed the
criteria” “in the late June–July time frame” and then Manage-
ment “began to try to get people to the rate they needed to be
at.” Team members “would demonstrate or verify that they
could do the jobs established by the criteria,” and the Employer
first “began providing team rates in August 1994.” However,
in addition, “other employees [who were not on teams] ad-
vanced to individual team rates by a demonstration of profi-
ciency.” See Tr. 1971 to 1978. Bowman was asked “why did
you change your plan . . . and do this for non-team members as
well as team members at that particular time.” He responded:
“Because we were not able to implement teams as rapidly as we
hoped to.” See Tr. 1979 to 1989.
Bowman testified on cross-examination:
Q. There is no document that says that an employee
who is not on a team may progress to the individual rate
by demonstrating proficiency?
A. Not that I know of.
Q. The Employer never told any employees who were
not team members that they could get a raise by demon-
strating proficiency at any time before the Company
started taking those non-team members through the check
off procedure, correct?
A. That’s true . . . .
Michael Bobay was the Employer’s “manager of production
teams” at York commencing in September 1993. He recalled
that “they had a handful of teams and the goal was to imple-
ment the remainder of the plant into teams” “as soon as we
could get it done.” He noted that “a big part of the [newly
adopted] pay system was the check off list for training rates and
team rates”; however, “criteria” were not “in place in October
1993 when the new system was implemented” and “an-
nounced” to the employees and, further, Management wanted
“uniformity” among the “teams,” that is, it “didn’t want one
team to be real easy to get to a team rate or individual rate and
5 Maintenance employees remained on a “time-based education-
based scale.” See Tr. 1958 to 1959.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
152
another team being really difficult and very precise in how that
was going to happen.”
Months later, on or about March 11, 1994, Management an-
nounced that “trainer” Mike Smeltz should be given this “task,”
that is, “establishing the criteria.” See R. Exh. 15. Bobay as-
sertedly first received “a workable draft” of a “check list” sys-
tem from Smeltz “in the end of July or early August 1994.”
Thereafter, some “team” employees began receiving “wage
increases.” In addition, Management determined at the time to
“apply the criteria to [some] non-team members” “because we
knew they weren’t going to be on a team” “for some time.”
Bobay denied that this implementation was “related to the Un-
ion campaign or to the Union petition.”
Former Company “facilitator” Debbie Pelen generally de-
nied “rushing Randy Coy through the check list process” or
“putting any pressure on him” so that employees could get their
pay raises shortly before the representation election. She was,
however, “aware” that “employees were [then] anxious to get
their increases” “because we were working on the book for
months and months and months . . . .”
Myles or Mike Smeltz, a “training coordinator” for the Em-
ployer, testified that on or about March 11, 1994, he was first
assigned “the responsibility to develop the skills evaluation
relative to the job skills and the job profiles” in conjunction
with the Employer’s new pay system which, as noted, had been
instituted months earlier in October 1993. He was uncertain
whether or not “Union activity was commencing in the facility”
at that time. He had not previously been involved “in establish-
ing team skills inventories.” He characterized this new assign-
ment as “basically a lot of work” and “bogged down.” He
listed a number of additional “impediments” in this “project,”
including, inter alia, the fact that he “didn’t even know how to
turn the computer on much less operate one”; he had never
before “put together in a formal manner for computerized use
all the elements of skills inventories for six separate teams”; he
had “no clerical assistance” in this undertaking; and he “also
had other job responsibilities.”
Smeltz specifically recalled that there had been “concern” on
the part of Management “with regard to consistency and uni-
formity between one team and the other,” and that he in fact
had first “finished” his phase of this entire “project” “approxi-
mately October 1994.” He acknowledged that he had “finished
some of the skills inventories prior to that time,” and, as noted,
pay raises were granted to various employees thus affected
shortly before the union representation election. He did not
“know” “at what point” “the skills inventories” were “ready”
that “went into use in August 1994.” He was asked, “with re-
gard to consistency,” if Management had explained to him
“why all the team skills inventories were not delayed for im-
plementation until they were all completed,” and he responded:
“That was never related to me.” Management, assertedly, had
not “advised” him that this “project” “had to be done in connec-
tion with the Union petition or Union campaign.”
See also the testimony of Jessie Eyer, the Employer’s em-
ployee relations representative, Tr. 2662 to 2666.
B. Coercive Interrogation; Warnings that the Employer would
not Negotiate with the Union; and Promises of Benefits
On August 19, 1994, the Employer’s then Plant Director
Fred Brindisi wrote the unit employees (G.C. Exh. 23):
The Union election will be held on September 16, 1994.
Your vote will be an important decision that will not only af-
fect your families’ future but also the future of Campbell
Chain and all Campbell employees . . . .
. . . .
It is important that we continue to make changes to improve
our Company; however, I’ll be the first to admit we must do a
better job in how we design and implement any necessary
changes. You have made it clear that the Company should
get input and recommendations from employees before
changes are made. I recognize that in our effort to remain the
number one chain manufacturer and beat the competition we
have made some mistakes. Management has been preaching
teams and employee involvement but Management has not
always been practicing these concepts. You have gotten my
attention and this will change!
Ray Wintermyer has been employed by the Company for
some 20 years, and was an open union supporter. Wintermyer
testified that shortly prior to the representation election supervi-
sor Terry Wallace asked him at the plant “why we needed a
Union.” Wintermyer responded: “Because we lost our retire-
ment . . . . hospitalization . . . . and profit sharing . . . .” Wallace
admonished Wintermyer: “If I [Wintermyer] didn’t like the
retirement there I should go someplace else for a job.” Wal-
lace, in this same or another conversation, also apprised Win-
termyer that “Cooper Tool was too big a Company to negotiate
with the Steelworkers . . . they just wouldn’t negotiate.” In
addition, Wintermyer recalled Company Official Bernard Koe-
hne similarly apprising the assembled employees shortly prior
to the representation election:
He [Koehne] . . . was . . . a Company negotiator . . . [and]
when they left [Company headquarters in] Houston with a
package for Cooper Tool that’s all there was . . . there was no
other negotiations on their part . . . there was no better deal
coming out of Houston but the deal that they had . . . they
would not give one more inch . . . .
Employee Jeffrey Beam similarly recalled that Company
Representative Koehne told the assembled employees shortly
before the representation election that “Texas makes up what
every plant that Cooper owns gets and there is no bargaining on
that whatsoever.” Employee Lawrence McFatridge similarly
“understood” Company Representative Koehne to be telling the
assembled employees shortly before the representation election
that “we will not negotiate a contract”—“the Company would
refuse to negotiate a contract.”
In addition, employee George Lighty related how Company
Representative Koehne apprised the assembled employees
“during the period just before the election” that
they [the Employer] would not negotiate with the Union . . .
the Company only had so much to offer and they weren’t ne-
gotiating with them . . . .
. . . .
the Company policy was not to negotiate with the Union . . .
they only have so much to give no matter what . . . .
Greta Shimmel was employed by the Company during the
Union’s campaign. Shimmel testified that on September 15,
the day before the representation election, Supervisor Terry
Wallace “told our group that we had to go to [a] meeting.” She
and some 20 coworkers attended the meeting commencing
about 1 p.m. and lasting about an hour and a half. There, Man-
ager David Bowman, who as noted had replaced Brindisi dur-
ing the organizational campaign, apprised her and her cowork-
COOPER INDUSTRIES
153
ers, in part as follows (see Tr. 276 to 280, 313 to 314, 2003 to
2005, and G.C. Exh. 34):
As you know, all Union contracts are negotiated between
Houston and the Union. Anyway you look at it, that leaves
you and me out of the picture. . . . You and I have the most to
lose and, in the end, will have the least to say.
. . . .
There is no question that we have gotten way off the track
over the last few years . . . we must approach things differ-
ently . . . . I cannot stand here and make you promises, but I
can stand here and tell you that Management has got the mes-
sage and is listening.
. . . .
The message is clear we have to address the pay inequities. . .
The pay system that was implemented was supposed to apply
to everyone. . . .The new pay system was established to en-
hance development of teams. Everyone was supposed to be
entitled to the same opportunities. What went wrong is we
don’t have everyone on the team system. This is a situation
that must and will be corrected. . . . All I am able to give you
at this time is my personal commitment that Management will
address this concern and in a reasonable time frame.
Shimmel and various coworkers voted at 7 a.m. the next day.
See also the testimony of employee Loy Crayley, Tr. 968 to
971. Crayley was told by Company Representative Charles
McCloskey shortly before the representation election “that we
were getting a pretty good package this year” and “there would
be a big increase in October,” and by Company Representative
Koehne that “all of Cooper’s facilities would get the same
package whether they were Union or non-Union.” And, see the
testimony of employee Linda Flaharty relating statements made
by one of a number of “visitors to the plant from other Cooper
facilities” shortly before the representation election to the effect
that “we’d be better without” the Union and the Employer “had
a better package deal to give us this year,” Tr. 904 to 905.
Shane Mittel was employed by the Company during the
spring and summer of 1994. He was later terminated by the
Employer for attendance and related problems. He testified
that on the day before the representation election, while eating
and drinking at the local “VFW Hall” with his brother, Supervi-
sor Charles McMahon “came into” the “Hall,” “sat down and
saw us and said tomorrow’s the big day.” Then, according to
Mittel,
He [McMahon] started asking us why—what reasons we
wanted a Union . . . we gave him our reasons . . . we were los-
ing benefits . . . [and] he said we were going to be surprised if
the Union did not get in . . . we’d be surprised with the pack-
age we were going to get in October . . . . And he also told us
that if the Union did get in that the Company would be mov-
ing to Mississippi, they were building a warehouse there
. . . . He said . . . that he couldn’t afford to lose his job and he
didn’t think none of us could afford to lose our jobs also . . . .
Mittel also overheard Supervisor Austin Miller similarly tell
employees at the plant shortly before the representation election
that he [Miller] couldn’t afford to lose his job if the Union got
in, the Company would close [its] doors and leave . . . they
had made some mistakes . . . give the Company a chance . . . .
And, later, on the day of the election, Supervisor James Diffen-
darfer summoned Mittel to “his office” and apprised the em-
ployee:
He [Diffendarfer] couldn’t afford to lose his job . . . he didn’t
think anybody else could afford to lose a job . . . the Company
wouldn’t tolerate having a Union come through the doors . . . .
He showed me [Mittel] a ballot that I’d be voting with . . .
[and] put a check [in the no box] . . . .
Employee Richard Keister testified that Supervisor Gary
White had the following conversation with him at work some
weeks before the representation election:
He [White] asked me [Keister] how things were going and . . .
if there is anything he could do for me . . . . He said the Com-
pany was looking to give a good benefit package out in Octo-
ber but he wasn’t sure what was going to happen to it if the
Union got in . . . .
In addition, employee Stanley Kinard, whose testimony is
discussed further in section G, below, recalled “facilitator” or
“supervisor” Ken Hanna stating to him at work during August
1994,
if the Union would come in here . . . they could and would
unbolt these machines from the floor so fast and move out of
here it’s not funny . . . .
Kinard also recalled Company Representative Koehne address-
ing assembled employees shortly before the representation
election. He testified:
Mr. Koehne stated . . . when we come in to negotiate a con-
tract . . . we give you the bottom line . . . you can take it or
leave it . . . .
He raised his hand and asked Koehne, “you mean you don’t
have to sit down and negotiate in good faith.” Koehne re-
sponded: “we give you the bottom line and you either take it or
you go on strike.” He again raised his hand and asked, “isn’t
there collective bargaining . . . while we work towards an
agreement . . . beneficial for both sides . . . .” Koehne re-
sponded: “that wouldn’t serve any purpose . . . you take the
bottom line or you go on strike . . . .”
Bernard Koehne, the Employer’s director of employee rela-
tions stationed at corporate headquarters in Houston, Texas,
testified that the Employer’s various divisions have a number of
facilities throughout the United States including those with
union collective-bargaining agreements; that his section does
“all the labor contract negotiations” and handles union organ-
izational campaigns such as we have here; that Charles
McCloskey, vice president of employee relations for Cooper
Hand Tools stationed at Raleigh, North Carolina, advised him
of the Union’s organizational effort at York “sometime in April
1994”; and that he and McCloskey thereafter visited the York
facility where Management’s representatives were instructed,
inter alia, not to “engage in conduct that involves promises,
surveillance, threats or interrogation” (see R. Exh. 14).
Koehne recalled a “series of meetings with York employees
during the last week of August 1994.” He denied, inter alia,
telling the assembled employees that “the Company would not
negotiate with the Union” or “they would all get the same wage
and benefit package regardless of whether they were union-
ized” or that the Employer “engaged in any kind of take it or
leave it bargaining,” and he assertedly demonstrated that such
was not the case by referring to benefits at the Employer’s other
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
154
facilities. Koehne, although admittedly aware that employee
Kinard was an open and active union supporter, could not “re-
call” whether Kinard had asked him “questions” during one of
his meetings or speeches to the assembled employees.
William Fuller, formerly an employee relations specialist for
the Employer, testified that he had been assigned to work on
the “organizing campaign” at the York facility; he had been
“instructed” by Koehne “to be careful about what you say”; he
spoke to about 50 York employees during the “campaign” in-
cluding employee Flaharty whose testimony is noted above; he
denied, inter alia, making coercive statements or promises to
employees; and he acknowledged stating to Flaharty that
“Houston sets the parameters in bargaining.”
James Diffendarfer, a supervisor for the Employer, claimed
that he had been instructed by Management only to discuss the
Union with the employees “if they brought the subject up.”
Elsewhere, he recalled that he was given a “facsimile of a Un-
ion ballot” or “election ballot” and “told to show this to the
employees . . . to encourage them to vote.” He insisted, how-
ever, that he “did not tell them how to vote.” Elsewhere, he
could not “recall” showing employee Mittel “a copy of the
ballot.” He denied, inter alia, discussing the Union with Mittel
shortly before the election.
Gary White, a supervisor for the Employer, claimed that he
had been instructed by Management that “we could not spy . . .
harass [or] interrogate” employees and was given a copy of
Respondent’s Exhibit 14. He assertedly never initiated discus-
sions with employees about the Union. However, he recalled
that he in fact had discussed the Union with employee Keister.
He had asked Keister “if there was anything I [White] could do
for him or if there was anything he wanted to talk about.”
Keister assertedly was “concerned as to how the Union vote
would affect the [pay] package that we normally get in Octo-
ber.” White assertedly responded:
I [White] told him [Keister] that my feeling was that the Un-
ion was not necessary at Campbell . . . yes there is an October
package . . . nobody knows what that package is going to be . .
White denied, inter alia, making “promises” or other coercive
statements attributed to him by employee Keister.
Company Supervisor Charles McMahon testified that he too
was “instructed” by Management “as to what [he] could or
could not say” to employees. He was asked whether or not he
was at the “VFW Hall” on September 15, 1994, in connection
with the above testimony of employee Mittel. He responded: “I
can’t recall . . . .” He denied, inter alia, making “any promises”
or “any statements about the [pay] package” or “about the pos-
sibility of Cooper closing the plant.”
Company Supervisor Terry Wallace testified that he too was
“instructed” by Management as to “what we could say and
what we couldn’t say regarding the Union.” Elsewhere, Wal-
lace acknowledged that it was “possible” that he had discus-
sions with employee Wintermyer “about the Union.” Wallace
insisted that Wintermyer “would have initiated the discus-
sions,” and denied, inter alia, making coercive statements at-
tributed to him by the employee.
Charles McCloskey testified that he was during the Union’s
organizational campaign the Employer’s vice president of em-
ployee relations stationed in Raleigh, North Carolina. He vis-
ited the York plant frequently during the campaign speaking
with Management representatives and numerous unit employ-
ees. He specifically recalled employee Crayley telling him on
one such occasion that Crayley was “displeased” with his “skill
grade level.” He assertedly “just listened” and made no “prom-
ises” or “commitments.” He claimed that the “October [pay]
package” was not “finally determined” until “after the elec-
tion.” He acknowledged, however, that the “issues involved in
the York plant campaign” included the “plant manager’s style,”
“changes in shift schedules,” the “new wage schedule” and
“questions about certain benefits.”
Kenneth Hanna is a supervisor for the Company. He
claimed that prior to September 1, 1994, he was a “facilitator.”
He could not “remember” having a “conversation” with em-
ployee Kinard where he “told [Kinard] that [he] thought the
Company would unbolt its machines.” He was asked: “Did you
ever threaten Kinard,” and he responded: “not to my knowl-
edge.”
C. The Employer Threatens to Relocate or Close its Facility
Employee Randy Coy recalled that about 10 days before the
representation election “facilitator” Deb Pelen “started talking
about” the Union at work. Coy “asked her what she had against
it.” She replied:
if you [Coy] don’t think this plant will pick up and move if a
Union comes in here . . . you got another thing coming . . .
they could pick up and move to Mississippi anytime they
want . . . .
Employee Troy Leader similarly recalled that Company Su-
pervisor Austin Miller had the following conversation with him
during work at the plant in late August 1994:
He [Miller] come up to me [Leader] and he started, I was
wearing Union buttons, and he was asking me why I sup-
ported the Union, and proceeded to tell me reasons why not to
and why we didn’t need a Union. . . . . [H]e told me that if a
Union got in the Company would not be competitive and it
would be forced to either be closed or move . . . .
Employee Philip Hoffman testified that he overheard Supervi-
sor Miller state:
If the Union got in the Company would probably close or
move due to the competitive nature of the business.
Employee Deborah Oberdorff, an open union supporter, tes-
tified that Supervisor Gene Grim stated to her and her cowork-
ers during mid August 1994 while on a break at the plant:
[T]hey [Management] would see our cards . . . they would
have to verify our signatures . . . they would close the doors
and they would go down south . . . they were not going to set-
tle for a Union . . . .
Oberdorff recalled that “facilitator” Deb Pelen later similarly
stated at work that Management “would see [the employees’
Union] cards,” and “they would close up the doors and move
down south” “if the Union came in.”
Employee Lawrence McFatridge also testified that Supervi-
sor Grim stated to him at the timeclock in the plant shortly
before the representation election:
I [Grim] am telling you, if this Union comes in . . . the Com-
pany is out of here . . . they will go south . . . .
In addition, employee Brian Snyder testified that “facilitator”
or “supervisor” Ken Hanna stated to him at work during early
September 1994, “if the Union gets in here they can move
COOPER INDUSTRIES
155
down south . . . .” Snyder recalled the following conversation
with Supervisor Gene Grim at work also during early Septem-
ber 1994:
Gene Grim approached me [Snyder] . . . he asked my why I
wanted a Union when the Company had done so much for me
. . . why was I so upset with the Company that I feel I need a
Union.
Snyder related his complaints to Grim, and Grim warned that
“there was a company . . . that had a strike three years prior and
. . . now they were closing . . . and that ought to tell me some-
thing . . . .” Grim told Snyder “that they could move.” Grim,
during this exchange, “poked” Snyder and was “very loud and
vulgar.” Grim later apologized to Snyder for this conduct.
Employee George Lighty similarly recalled “facilitator” Pe-
len repeatedly stating at work “during the campaign” “that the
Company would probably move south . . . they might possibly
move to Mexico because they had a plant in Mexico . . . .” Su-
pervisor Gary White “also stated about the Company moving . .
. the plant would move if the Union got in and they would not
negotiate . . . .” See also the testimony Shane Mittel discussed
above.
Employee Curvin Wolfgang testified that on the day of the
election he was summoned to the “office” by Supervisor James
Diffendarfer and told:
I [Wolfgang] was about to take a vote . . . I should be very se-
rious about the vote . . . . it was a very serious matter . . . . the
judgments I would make would have adverse effects on my
future . . . if the Union were to come in here . . . . it would
jeopardize the future of the chain works . . . Campbell Chain
would no longer exist under the name of Campbell Chain but
under some other name . . . .
. . . .
[T]he future of the Company would be jeopardized if the Un-
ion were to come in . . . .
Bernard Koehne, the Employer’s director of employee rela-
tions, claimed that “we got a little feedback that there was a
feeling among employees that Cooper might move the plant
south” and “we never could figure out where that came from.”
Koehne generally denied that he or any Management represen-
tative ever “gave any indication that Cooper was looking to
relocate . . . .” Koehne acknowledged, however, that “nobody
from Management ever told the employees flat out we have no
intention of closing this plant” as part of its effort to combat
this existing “air of negativism.”
Company Manager David Bowman testified that “in the first
week of September 1994” he addressed a meeting of assembled
employees. A “purpose” of this meeting, assertedly, was “to
assure employees our business was very strong.” Bowman
claimed that there was no “suggestion” that “Cooper intended
to move or relocate the Campbell plant from York.”. Another
representative of the Employer, Mike Fallon, who addressed
the assembled employees, according to Bowman, also did not
“talk about the possibility of closing or relocating . . . .”
Gene Grim, a supervisor for the Employer during the Un-
ion’s organizational campaign, testified that he had been in-
structed by Management that “we were not supposed to talk
about the Union unless asked questions by the employees” and
he assertedly “heeded” that “advice.” See R. Exh. 14. He
claimed that employee Oberdorff later “asked” him “if the
Company . . . got . . . to see the Union cards once they were
signed,” and he told her “they did” because he had been “told”
by his “boss” that the Company “would get to verify signa-
tures.” He later discovered that his “information” was “incor-
rect,” but he did not “do anything to remedy the situation.” He
also discussed the Union with employee McFatridge at work,
telling the employee that “I don’t think we need a Union at
Campbell Chain.” He could not “recall” whether or not there
was also a discussion “about the possibility of Cooper moving
. . . south or somewhere else.” Elsewhere, he admitted: “it’s a
possibility.” Elsewhere, he admitted: “I told him that it’s al-
ways a possibility that they could move a plant for whatever
reasons.” He denied, inter alia, other coercive statements at-
tributed to him. He also admitted discussing with employee
Snyder the Employer’s retirement benefit and “we both sort of
got loud with each other.” He subsequently “apologized” to
Snyder “for getting loud and boisterous.”
James Diffendarfer, a supervisor for the Employer, denied,
inter alia, threatening employee Wolfgang with plant closure if
the Union won the representation election. He could not “re-
call” showing Wolfgang a “facsimile ballot” which he had been
carrying around during the Union’s campaign. And, Supervisor
Gary White denied, inter alia, telling employee Lighty that “the
plant might move south.”
Austin Miller, a supervisor for the Employer, claimed that he
too had been instructed by Management as to “what he could or
could not say” to the employees. Nevertheless, he “did con-
tinue to talk about the Union with the employees.” When asked
“did [he] raise the subject,” he responded: “not that I am aware
of . . . I’m not really sure . . . I can’t answer that . . . .” Else-
where, Miller testified that he and employees, including Troy
Leader,
were talking about the Union . . . . I [Miller] said we don’t
need a third party to help us run our plant . . . they read the
newspapers [and] can see what’s going on . . . I [made] refer-
ence [to] the uncertainty of the [York] Caterpillar plant . . .
they could move . . . there has been a lot of rumors [that] they
were going to move . . . .
Miller was admittedly “aware that Cooper has other plants in
Cannonsburg, Pennsylvania that closed.” Miller admittedly had
“as many as 50 or more conversations with employees and
talked about similar issues . . . .”
Former “facilitator” Debbie Pelen testified that she could not
“remember” whether “the subject of Union cards” was “dis-
cussed” at a “particular meeting” with employees, and that she
did not “believe” that she told employee Oberdorff “that the
Company would see who signed cards.” Pelen also could not
“remember a direct conversation” with employee Lighty “with
regard to his views” about the Union. She then denied, inter
alia, telling Lighty that she “thought the plant would move
south.” Elsewhere, she testified:
I [Pelen] believe the only time I ever said about the Company
going south was that they would move into some plant that I
saw in [a] newsletter.
Elsewhere, when asked if she had ever “threatened” another
employee that the “Company would move to Mississippi,” she
responded: “I can’t tell you that . . . I don’t know that.”
Supervisor Kenneth Hanna, as noted above, testified that he
was a “facilitator” prior to September 1, 1994. Hanna claimed
that employee Snyder had “asked” him “what do you think if
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
156
the Union would get in,” and Hanna responded that “in [his]
opinion” Snyder “would lose out.”
D. Threats of Job Loss and Other Reprisals, Surveillance, and
Related Conduct
Employee Arlie Nafziger, an open union supporter, testified
that shortly before the representation election “facilitator” Ken
Grove approached him in the plant and stated: “what am I
[Nafziger] going to do for a job if the [Union] doesn’t get into
the shop.” Nafziger “walked away.”
Norman Haymen, a staff representative for the Union, testi-
fied that he had conducted a meeting of employees during the
organizational campaign on August 7, 1994. He had been
alerted that “facilitator” Grove was planning to attend the meet-
ing. Haymen recalled:
At the outset of the meeting and close to my [Haymen’s]
opening remarks I indicated to those present that this meeting
was for . . . only employees who would be eligible to vote. It
would not be open for supervisory or management people. I
followed up with a direct dialogue with Mr. Grove . . . I asked
him a few of the questions normally you would ask . . . to es-
tablish supervisory status . . . . [His] response was he had no
authority to really do anything, he was just a regular worker. I
informed him at the time that I would take him at his word,
but if upon investigation I found out he was in fact [a supervi-
sor] then we could not allow him to attend meetings in the fu-
ture.
The meeting proceeded, discussing the Union’s organizational
agenda at the facility, with Grove present.
Employee Denise Caswell testified that she too had attended
the August 7 union meeting attended by “facilitator” Grove.
Later, Caswell and her coworkers attended a meeting at the
plant. In the next room, “facilitators” Ken Grove and Deb Pe-
len, together with other Management representatives, were
conducting a meeting. Caswell and her coworkers “could hear
the whole meeting in the next room” “plain as day.” Caswell
testified:
He [Grove] said that he was at a Union meeting, that the peo-
ple were wondering what he was doing there . . . . Deb [Pe-
len] . . . want[ed] to know the names of all the people that
were there that talked bad about [her] because [she] was out to
get them . . . .
Employee Dorothy Goodling also overheard the above
Grove-Pelen exchange in the next room—“they were very
loud.” She recalled overhearing Grove explain that the March
7 union meeting “was a bitch session” and Pelen “wanted to
know what people were at that meeting.”
Kenneth Grove, a “facilitator” during the Union’s organiza-
tional campaign, testified that he “attended what we called fact
meetings” conducted by Management, and that he had been
“instructed” that if the employees “would ask you a question”
about the union campaign “you could answer it to the best of
your ability and things of that nature.” He also attended the
Union’s March 7, 1994 union meeting because he felt that as an
“hourly employee” he could. He was questioned there, as
noted above, about his status and then permitted to remain at
the meeting. He later met with Management representatives at
a “fact meeting.” Present at this meeting were “facilitator” Deb
Pelen and representatives “from Houston.” He denied, inter
alia, that Pelen then “asked for the identities of people who
were at the [Union] meeting.” He did, however, state to Pelen
and Management’s representatives at this “fact meeting” that he
had attended the March 7 union meeting, it was a “bitch ses-
sion,” and the employees were “complaining about manager of
operations . . . Brindisi.” He assertedly was not “aware” during
his “fact meeting” that employees were holding a meeting in
the next room.
In addition, “facilitator” Grove testified that shortly before
the union representation election he had observed employee
Nafziger “posting unauthorized [Union] literature . . . on the
machines” and reported this to “coordinator” Larry Snook who
advised Grove to tell Nafziger to “take” down the Union “lit-
erature.” Grove also apprised Nafziger that the union “litera-
ture” was not “posted properly.” He denied, inter alia, other
coercive statements attributed to him by Nafziger.
Former “facilitator” Debbie Pelen testified that she had at-
tended a “fact meeting” at the plant with “facilitator” Kenneth
Grove and various Management representatives. The “word”
“got around that Ken Grove [previously] had attended a Union
meeting.” Pelen “asked” Grove at the “fact meeting” “what the
beef was” and he “said basically it was just a session where
people brought out a lot of different things,” it was a “bitch
session.” Pelen could not “recall” “asking” Grove “for the
names of the individuals who attended the Union meeting” or
“who had spoken poorly of” Pelen at the union meeting. Pelen
claimed: “I don’t remember any names that day.” Pelen assert-
edly was not “aware” that “certain packaging department em-
ployees were [then] meeting in a nearby room.”
E. The Employer Returns Employees to Their Straight 8-Hour
Shifts and Permits Certain Employees to Change Their Shift
Hours Shortly Prior to the Representation Election
Employee Troy Leader testified that prior to January 1994
he, together with other employees, worked 8 a.m. to 4 p.m. on
the first shift; the second shift worked 4 p.m. to midnight; and
the third shift worked from midnight to 8 a.m. He, together
with his coworkers, then had a “20 minute paid lunch.” How-
ever, during late January 1994, the Employer “changed the
hours” so that the first shift ran from 7 a.m. to 3:30 p.m.; the
second shift ran from 3 to 11:30 p.m.; and the third shift ran
from 11 p.m. to 7:30 a.m. See G.C. Exh. 56. In short, the em-
ployees, by virtue of this January 1994 change, now “started an
hour earlier” and now “had to punch out for a half hour lunch.”
They were no longer paid for their lunch period. This change
affected a substantial number of the unit employees, and the
employees “didn’t like it” and protested to the Employer.
However, it was not until August 1994, shortly before the
representation election, when the Employer posted a “shift
overlap” notice (G.C. Exh. 44), apprising the employees, inter
alia, that
In an effort to reduce the amount of employees involved in a
shift overlap, the Employee Task Team recommended that we
return to the 20 minute paid lunch . . . .
The “criteria required to qualify for paid lunch” were assertedly
“developed” by the “Committee” and are set forth in the notice.
(Ibid.) A substantial number of unit employees were thus af-
fected by this August 1994 change. See G.C. Exh. 58.
Leader explained that he had not been notified “about this
change before [he] saw the [August] notice posted.” Leader,
because of a “baby-sitter” problem, then attempted to negotiate
with Management a return to “7 to 3 instead of 8 to 4.” He was
initially told that if he “got everybody to agree on that they
COOPER INDUSTRIES
157
would allow it.” Later, he and certain coworkers were permit-
ted to work “7 to 3,” “3 to 11,” and “11 to 7.” Leader, and his
coworkers, however, “still had the [restored] paid lunch” as
announced in August 1994.
Employee Philip Hoffman testified that he had been in-
structed during July 1994 by his Supervisor Walt Green to go to
and serve on the “Employee Task Team” which had been cre-
ated to “correct the hours of the shop”; “they [Management had
previously] changed our hours [to] . . . 7:00 to 3:30 with a half
hour punch out and . . . there was a shift overlap . . . .” This
“Task Team,” which included selected rank-and-file workers
and upper Management, met once a week “in the executive
office.” Management’s representative “ran the meetings.”
Hoffman later observed General Counsel Exhibit 44, quoted in
part above, posted on the bulletin board; he had never seen this
material before; these “documents” were not presented to the
“Team.” Further, he recalled that no similar “Task Force or
Team” had ever been “created before” or “since” by Manage-
ment.
Hoffman explained on cross-examination that “most em-
ployees were unhappy about that change” instituted by Man-
agement during January 1994; that the “meetings” of his “Task
Team” occurred in July 1994; that hourly employees thereafter
reported back to Management and the “Task Team” about
“what other employees thought about who should get the paid
lunch”; that Management “established [the] criteria based upon
what . . . had [been] reported or suggested”; and that, subse-
quently, “the notice” changing employees’ hours was “posted.”
The “meetings” attended by Hoffman occurred during July,
before the filing of the representation petition. The subsequent
“notice,” however, was posted after the filing of the “petition.”
In addition, Hoffman explained that he had complained to
Management about the initial January 1994 change in hours of
work “shortly after it was announced and implemented,” and
Management’s representatives then had responded: “Can’t do
anything about it.”
Company Manager David Bowman testified that prior to
January 1994 “some employees had paid lunch and others did
not.” The “number of employees who received the 20-minute
paid lunch expanded.” Management determined in January
1994 that “everyone would punch out for lunch and we would
have an eight and one half hour day” with “overlapping shifts.”
This “change” affected “all hourly employees.” A number of
employees became “upset” and there was “dissension.” See R.
Exh. 7. Nevertheless, Management “remained committed” to
this “change” because, as Bowman put it, “we thought it was in
the best interest in the development of teams.” However, dur-
ing “late July or early August 1994,” Management created a
“Task Force” including employees and Management, to study
this problem and make recommendations. Bowman explained:
“[T]hey were charged with going back to their work areas and
soliciting comments, information and suggestions from other
employees in their areas.”
Bowman identified General Counsel Exhibit 58 as a “Task
Force” “proposal for areas that would remain on paid lunch and
those that . . . would not.” This “proposal” was “implemented”
during “late July or early August” 1994. See also G.C. Exh. 44
and Tr. 1945 to 1950. Bowman was asked “why this change
was made in August 1994,” and he responded:
we had made every effort possible to make the overlap work
. . . the employees were still disgruntled . . . [and] we met
with the employees who determined the criteria . . . .
Bowman asserted that “there was no relation to the Union” or
the “ongoing campaign.” Bowman added that in the past the
Company “has accommodated employees with regard to hours
of work . . . depending on their particular situation . . . .” See
Tr. 1953 to 1955.
Michael Bobay, the Employer’s “manager of teams” during
the above period, recalled that employee Leader “had voiced
concern” to him when Management “changed [back] the hours”
during August 1994; Bobay’s “response” was that if Leader
could get his “entire group” or “team” to agree to a “change in
hours” the Employer would “accommodate” him; Leader could
not thereafter get the “entire group” to “agree”; however, Bo-
bay still allowed a partial “accommodation” for the three em-
ployees who had “agreed.” Bobay claimed that such “accom-
modations” had been made in the past.
F. The Employer tells Employees Shortly Prior to the Election
that Their “Red Circle Rates” will be Eliminated
Employee Denise Caswell testified that shortly before the
representation election, she and coworkers were in Supervisor
Terry Wallace’s office at the plant discussing a “work related
problem” “unrelated to the Union campaign.” One of the other
employees present then stated:
She understood why the people want to get the Union in be-
cause she didn’t feel . . . . the problem was [being] taken care
of properly . . . . He [Wallace] got angry. He said that we
would be surprised that the Union couldn’t do for us . . . what
we thought they could do for us. . . . He said that off the re-
cord we would be getting a pay raise . . . . they were going to
drop . . . the red circle . . . and give us a three level pay system
. . . .
Caswell explained that the “red circle” was the existing “cap”
on her and her coworkers’ “hourly wage scale.”
Employee Dorothy Goodling testified that she had attended a
meeting with Supervisor Wallace during late August or early
September 1994; “we started talking about our red circle” or
“top” of employee hourly wage grade scales; Goodling was
then “at the top of [her] labor grade”; and Wallace said:
Well, I [Wallace] could tell you now, that’s going to be
dropped.
Goodling noted that later, during October 1994, management in
fact “dropped the red circle.”
Company Supervisor Terry Wallace was asked “did you
have occasion to speak to Caswell and Goodling on the subject
of red circle rates.” He responded: “not that I recall.” Else-
where, he generally denied, inter alia, “ever telling Caswell and
Goodling that the red circle rates would be eliminated so that
they would not support the Union.”
G. The Disciplining of Employee Stanley Kinard and
Related Conduct
Employee Stanley Kinard testified that he was hired by the
Employer in 1973 and currently works as a machinist in the
maintenance department. He became active in the Union’s
organizational campaign starting about early April 1994. He
served on the Union’s organizing committee, attended union
meetings, prominently displayed union buttons and solicited the
union memberships of his coworkers. He recalled, as noted
above, “facilitator” or “supervisor” Ken Hanna stating to him at
work during August 1994,
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
158
if the Union would come in here . . . they could and would
unbolt these machines from the floor so fast and move out of
here it’s not funny . . . .
He responded stating that “if this Company could make money
some place else they’d be out of here today anyway.”
Kinard also recalled, as noted above, Company Representa-
tive Koehne addressing assembled employees shortly before the
representation election. He testified:
Mr. Koehne stated . . . when we come in to negotiate a con-
tract . . . we give you the bottom line . . . you can take it or
leave it . . . .
He raised his hand and asked Koehne, “you mean you don’t
have to sit down and negotiate in good faith.” Koehne re-
sponded: “[W]e give you the bottom line and you either take it
or you go on strike.” He again raised his hand and asked, “isn’t
there collective bargaining . . . while we work towards an
agreement . . . beneficial for both sides . . . .” Koehne re-
sponded: “that wouldn’t serve any purpose . . . you take the
bottom line or you go on strike . . . .”
Kinard also recalled Supervisor Don Danley questioning him
about wearing “so many [Union] buttons.” Danley asked “why
do you want a Union in here . . . .” He responded that he
wanted some uniform “policy.” Danley replied: “you ought to
just hold off . . . wait until you see the October package . . . .”
Later, after Management gave the employees its “October
package,” Kinard said to Danley, “what did you think of the
October package,” and Danley responded:
[T]he Company would have given you a lot more had it not
been for all the charges pending against it with this Union
drive and everything going on with the court hearing and stuff
. . . .
Kinard next addressed the sequence of events culminating in
his suspension. He and Michael Livelsberger, a lead man at the
plant, had been “friends for 30 years,” they “grew up in the
same town,” “ran around together,” “dated some of the same
girls,” and would “meet . . . on social occasions.” On May 23,
1995, Livelsberger “was filling in for a supervisor” at the plant.
Livelsberger “asked” Kinard “to fix a shaft so they could keep
[a machine] running.” Kinard did the job in about a half an
hour. Kinard later received the “work order” for this job which
indicated that he only had “polish[ed] the shaft.” Kinard ex-
plained that “to polish the shaft would have taken two minutes
. . . .” Kinard went back to Livelsberger and said:
Mike . . . the work order has polish on it . . . I [Kinard] actu-
ally had to set this shaft up, indicate it and recut it . . . you
want me to change this from polish to recut . . . He [Livels-
berger] sort of laughed a little bit and said no . . . it’s the same
thing . . . I said, but you’d know the difference between polish
and cutting if I was to cut your tires . . . I said, but since we’re
friends I would use a valve stem puller and pull your valve
stems out because I wouldn’t want to ruin your tires . . . they
cost a lot of money . . . [Livelsberger] maybe chuckled a little
bit [and] that was about it . . . .
Kinard, within an hour, was summoned to Manager Bow-
man’s “office.” Also present was Management Representative
Jessie Eyre. Bowman said that “we are here to discuss the
charges that you threatened to cut Mike Livelsberger’s tires.”
Kinard said that “this is a joke”; “there was nothing serious
about this at all”; “we’ve carried on many times in the past
about different things”; “anybody knows that Livelsberger was
just a clown all the time”; “they’re overlooked because they’re
just a joke.” Bowman, however, said “no” “this is a serious
matter.” Kinard said:
I did say those words . . . if you are looking for something to
hammer me on . . . you have it . . . but I didn’t threaten Mike
. . . I think [this is] about my Union buttons [which he then
wore on his hat] . . . .
Later that day, Kinard was apprised by Management that he
was temporarily suspended and “escorted out of the plant.”
Thereafter, on June 5, 1995, Kinard was notified in writing
and in person by Management (G.C. Exh. 76) that he was being
given a 30-day suspension for the above incident. Management
stated:
Our investigation determined that on May 23, 1995, you
threatened to slash the tires of a maintenance leadperson who
had made a work assignment to you which you apparently
took exception to . . . . In reaching our decision we have con-
sidered the fact that you had received a prior warning dated
December 14, 1989 for a similar incident for directing abusive
language against another employee and threatening him [see
G.C. Exh. 74(j)]. Moreover, in the course of our investiga-
tion, it was determined that other threats have been made by
you during your course of employment with the Company
. . . .
Kinard could not “remember getting a warning” for the cited
1989 incident. He knew of no one else who has been sus-
pended by the Employer without pay for 30 days “for any inci-
dent,” and he has had no other “disciplinary action taken
against” him. See General Counsel’s Exhibit 90, the Em-
ployer’s “Work Rules and Regulations,” and General Counsel’s
Exhibits 89(a) to (v) consisting of various employee writeups
and disciplinary actions issued by the Employer to other em-
ployees, including, inter alia, a “warning” for “abusive lan-
guage toward” a coworker and telling a “facilitator to mind [his
or her] own business”; a “reprimand in lieu of suspension” for
“harassment of a fellow employee”; a “reprimand” for having
“on several occasions threatened to use bodily harm toward a
fellow employee”; and a 3-day “suspension” for “refusal to
obey orders” and “leaving work without permission.” See also
Tr. 1871 to 1872.
On cross-examination Kinard testified:
Q. And didn’t Bowman also tell you that you were be-
ing accused of throwing steel at [employee] Chris [Brock]
. . . back in 1989 . . . . ?
A. I did not throw steel at Chris Brock.
Q. Did Bowman tell you that was the reason that you
were being given a reprimand?
A. He asked me if I had thrown steel at Chris Brock. . .
I said no I didn’t. I took the steel which he threw in my
box and I threw it back against the wall where it belonged
on the rack . . . .
Kinard also testified:
Q. . . . . Had you threatened to burn down or blow up a
doll house that [employee] Gary Hirsch had been building
for his child?
A. Not in a serious manner.
Q. That was another one of your jokes?
A. We joke constantly.
COOPER INDUSTRIES
159
Kinard denied “threatening” other coworkers, and explained
that the above exchange with coworker Hirsch, a friend for
some 12 years, occurred over 5 years ago.
Manager David Bowman testified that Personnel Manager
Harold Anstine had informed him about the Kinard-
Livelsberger incident, and he was directed to investigate the
matter. Bowman, together with another Management represen-
tative, Jessie Eyre, questioned Kinard in his office. There,
Kinard admitted stating what Livelsberger “had said.” Kinard
explained that he was “joking.” According to Bowman, Kinard
did not then make any reference to “his Union activities.”
Bowman then indicated to Kinard that “we would report the
facts to Harold Anstine.” Later that day, Anstine informed
Kinard that “he was suspended indefinitely pending further
investigation.” The Employer subsequently determined to sus-
pend Kinard for 30 days. Bowman claimed that this “decision”
was “based upon the investigation findings that there had been
other threats . . . .” “Termination” was “considered,” however,
it was finally decided only to suspend Kinard for 30 days be-
cause “he was a long term employee.” Bowman insisted that
Kinard’s union activities played no “role” in making this “deci-
sion.”
Bowman explained on cross-examination that Anstine had
apprised him that Kinard would be suspended “indefinitely
pending investigation.” Anstine apparently had “communi-
cated” with corporate headquarters. Bowman had never previ-
ously been “involved in disciplinary actions” “in all 18 years”
of service. He also had never known Kinard “to cut anybody’s
tires” or “to hit anybody.” Anstine later proceeded with an
“investigation” as to “whether there were any other instances
with regard to Stan.” Bowman admittedly did not make the
“30-day suspension determination.”
Bernard Koehne, the Employer’s director of employee rela-
tions, recalled that employee Kinard had been “pointed out” to
him during the Union’s campaign “as a person who always
wore a lot of Union buttons.” Koehne, however, could not
“recall” whether Kinard had asked him “questions” during one
of his meetings or speeches to the assembled employees.
Donald Danley, a supervisor for the Employer, claimed that,
as instructed, he only “spoke” to employees “about Union ac-
tivity” “if they would open the discussion” and then he would
“give [his] opinion.” Elsewhere, he recalled that employee
Kinard “always wore [Union] buttons and shirts and hats,” and
on one occasion he asked: “do you have one on the head of
your dick.” Kinard responded: “I didn’t think of that . . . if I
had I’d put it on . . . .” He was asked: “Did you talk to Kinard
about the October [pay increase] package.” He responded: “no,
I don’t think we [did], we might have discussed it, but I don’t
recall that all.” He later denied, inter alia, making any “prom-
ises” or coercive statements because “you can’t do that.” He
later acknowledged telling Kinard with respect to the “pack-
age” that “there are things we couldn’t do because of the Union
situation.” He later acknowledged telling Kinard that “we’re
working on a package . . . a new pay system . . . .”
Harold Anstine, employee labor relations manager for the
Employer, was personnel manager during the union campaign.
Anstine recalled that Livelsberger had informed him during
May 1995 that he, Livelsberger, “thought he was threatened”
by employee Kinard. Anstine conferred with Bowman and
Eyer, and “asked them to talk with Kinard about the incident.”
Anstine later got their “statement” and discussed the matter
with Director Roger Dick. Management determined “to place
[Kinard] on suspension pending further investigation.” Anstine
so notified Kinard. Anstine next testified:
The next morning I was told that there were two or three other
people in the machine shop area that had similar types of run
ins with Kinard.
According to Anstine, Kinard’s personnel file showed that
“back in 1989 he had a reprimand where he had threatened
another employee.” In addition,
Livelsberger told me there were several people in the machine
shop that wanted to talk to me . . . they had similar run ins. . . .
In total I talked to them plus a half dozen extra . . . altogether
maybe nine or ten people . . . .
Anstine asserted that “this bullying and threatening that was
done by Kinard was serious enough that he should be termi-
nated.” However, a “decision” was made by “division” or
“headquarters” that Kinard would only get a 30-day suspension
“due to the length of his service.” Anstine nevertheless ac-
knowledged that “that’s a long suspension by Campbell
Chain’s standards.” Management, assertedly, “wanted to make
certain that there was no misunderstanding on anybody’s part
that that sort of action would not be tolerated.” When asked if
Management “could have made that same understanding with a
shorter suspension,” Anstine responded: “That’s possible . . . I
don’t know.” Anstine admittedly “knew” that Kinard was “a
Union supporter,” however, assertedly, Kinard’s union activity
was not “a factor in the decision.”
Anstine, on cross-examination, acknowledged that he did not
“meet with Kinard”; he assertedly spoke with employees
Robert Herman and Faye Beaverson about “run ins with Ki-
nard” and thereafter never asked Kinard about these employee
“complaints” and, in short, “took their word for it”; and “no-
body has ever been suspended for such a long period of time . .
. .” Anstine was then questioned about disciplinary actions
taken against other employees. Thus, for example, “Hohenadel
accused Meyers of threatening to punch him with a screwdriver
and throw him in the . . . waste treatment thing”; Meyers “was
suspended for a day” and Hohenadel was given a “reprimand”
for “calling Meyers an idiot.” Gary Wilders “threatened to hit a
supervisor” and was “given an in house suspension.” Anstine
acknowledged that “I don’t know what an in house suspension
is.” Michael Shoff “received a reprimand” after having “on
several occasions threatened to use bodily harm toward a fellow
employee.” In that case, Anstine assertedly “got the two guys
together,” Shoff “apologized” and “we issued a reprimand.”
No effort was made to “bring Livelsberger and Kinard together
in a similar situation.”
Michael Livelsberger, a leadman, testified that he had re-
ported the above incident with Kinard to Management “because
I felt threatened.” He was, at the time, “filling in as a supervi-
sor.”
H. The Employer tells Employees After the Election that
Changes in the Pay System will not occur Because of Union
Charges, and Places the Onus for Denying an Employee Per-
formance Raise on the Union
On September 30, 1994, some 2 weeks after the representa-
tion election, Manager Bowman wrote the unit employees
(G.C. Exh. 24(b)):
It has been the custom at Campbell to hold employee meet-
ings to announce the annual wage [rate] increase which typi-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
160
cally became effective the first Monday of October. How-
ever, until the result of the Union election has been certified
by the National Labor Relations Board, I am concerned about
any actions which might result in further charges or objections
from the Union. In light of this, I have chosen to write this
letter trusting that you will understand my concern.
Despite the unusual circumstances which exist at this time, I
believe that it is only fair to follow our past practice of an-
nouncing the annual wage increase. Therefore, effective Oc-
tober 3 . . . there will be a 4% general increase in each hourly
employee’s base rate . . . .
However, as employee Dennis Leber testified, the Employer
also conducted among the unit employees “a feedback meeting
from an attitude survey” after the representation election and,
there, “put . . . on a screen” the following notice (G.C. Exh. 9):
Feedback Meetings
Advice of our legal council [sic] is to not implement any pay
system changes at this time because of the filed Union
charges.
In addition, employee John Switzer testified that during May
1995 Supervisor Jim Diffendarfer informed him of his “ap-
praisal” or “review” and stated that he, Diffendarfer, “would
check . . . to see about a raise.” Switzer, under the existing
wage system for maintenance employees, was apparently not
entitled to such a raise. Later, Diffendarfer apprised the em-
ployee:
He [Diffendarfer] said that as far as a raise goes, it was ap-
proved down through Houston and Raleigh, but the attorney
said no because of the Union business.
See also the testimony of employee Kinard, discussed above,
where Kinard was told in connection with the Employer’s Oc-
tober 1994 wage increase package:
[T]he Company would have given you a lot more had it not
been for all the charges pending against it with this Union
drive and everything going on with the court hearing and stuff
. . . .6
Company Supervisor James Diffendarfer testified that he
told [employee Switzer that] corporate [headquarters] said
that they did not want to make any major changes [in com-
pensation] at this time and that we would work with the pre-
sent program to try to bring [him] up to the present level . . . .
Diffendarfer assertedly “did not blame the Union” for this de-
termination.
Roger Dick testified that he became director of chain opera-
tions at the Employer’s York facility about mid-November
1994. He noted that David Bowman had replaced former Di-
rector Fred Brindisi during the Union’s campaign as an “in-
terim appointment” and that he later became Brindisi’s perma-
nent replacement with Bowman becoming “manager of opera-
tions.” He recalled that on or about January 1995 the Employer
conducted “opinion surveys” among its employees “to bring
issues forth from employees,” and “feedback meetings” were
later held with the employees “once the surveys [came] back.”
6 See also the testimony of employee Richard Keister, Tr. 1086 to
1087.
At these “feedback meetings” there were “issues . . . related to
[employee] wages” and “the wage system” with “a number of
perceived inequities”; and Dick “wanted to have input from the
folks on that.” Dick, however, assertedly apprised the assem-
bled employees at the “feedback meetings” that “we may not be
able to deal with it right now” because of the pending represen-
tation proceeding; and employees were notified, as depicted on
General Counsel Exhibit 9, “Advice of our legal council [sic] is
to not implement any pay system changes at this time because
of the filed Union charges.” Dick was asked how did he “rec-
oncile” the Employer’s position on “pay system” changes with
the Employer’s position on pay raises granted previously to
“team” and non-“team” members “under or in conjunction with
team systems” during the pending representation proceeding.
He generally claimed: “I view them as different.”
On cross-examination Dick testified:
Q. Did you give any further explanation [to the assem-
bled employees] other than to just read this [G.C. Exh. 9]
to the employees?
A. Simply saying what I already stated that we wanted
to get their feedback so that at some future time we wanted
to be able to address these concerns.
Q. But did you give them any further explanation as to
the reason that you were not doing any implementation at
the time other than what you read to them on this over-
head?
A. No.
Harold Anstine, employee labor relations manager for the
Employer, as noted, was personnel manager during the Union
campaign. He recalled that Supervisor Diffendarfer spoke to
him about employee Switzer’s inability to move to a “higher
step” under the “maintenance trade program” of compensation.
According to Anstine,
After we all agreed [at York] what would be an appropriate
fix to what was wrong with the system, I [Anstine] contacted
the personnel people at our division headquarters in Raleigh.
. . . [They] indicated that as a result of the critical time period
that we’re in right now relative to these filed charges against
us not to make any substantial changes to our pay system . . . .
Anstine assertedly related this information to Diffendarfer.
I credit the above testimony, cited and detailed in sections A
through H, supra, of Dennis Leber, Randy Coy, Shea Hurley,
Jeffrey King, Brian Snyder, Jeffrey Eshelman, Scott Sargen,
Linda Flaharty, George Lighty, Loy Crayley, Richard Keister,
Ray Wintermyer, Jeffrey Beam, Lawrence McFatridge, Greta
Shimmel, Shane Mittel, Stanley Kinard, Troy Leader, Philip
Hoffman, Deborah Oberdorff, Curvin Wolfgang, Arlie
Nafziger, Denise Caswell, Dorothy Goodling, Norman Hay-
men, and John Switzer. As demonstrated above, their testi-
mony is in substantial part mutually corroborative of the Em-
ployer’s course of conduct in resisting its employees’ attempt to
obtain union representation. Their testimony is also substanti-
ated in significant part by acknowledgments and admissions of
Respondent Employer’s witnesses as well as by uncontroverted
documentary evidence. Their testimony also withstood the test
of thorough and extensive cross-examination. And, relying on
demeanor, they impressed me as reliable and trustworthy wit-
nesses.
On the other hand, I was not impressed with the testimony of
David Bowman, Michael Bobay, Myles, or Michael Smeltz,
COOPER INDUSTRIES
161
Bernard Koehne, William Fuller, James Diffendarfer, Gary
White, Charles McMahon, Terry Wallace, Charles McCloskey,
Gene Grim, Austin Miller, Debbie Pelen, Kenneth Grove,
Lorna Clark, Donald Danley, Kenneth Hanna, Roger Dick,
Harold Anstine, Michael Livelsberger, and Jessie Eyer. Their
testimony was at times unclear, incomplete, vague, unsubstan-
tiated, shifting, and contradictory. They did not impress me as
reliable or trustworthy witnesses. Thus, for example, I find
totally incredible on this record the attempts by Bowman, Bo-
bay, Smeltz, and other Employer witnesses to demonstrate that
the Employer’s sudden granting of pay raises and other benefits
to both “team” and non-“team” employees shortly before the
representation election was coincidental to and for legitimate
business reasons totally unrelated to the Union’s intense organ-
izational effort then under way. Indeed, although management
admittedly had wanted “uniformity” in implementing its “team”
“criteria” and previously had not made any plans for including
non-“team” personnel in this implementation, and although
Management had “dragged its feet” for many months in devel-
oping these “criteria,” it suddenly partially implemented this
program shortly before the representation election and included
within the program non-“team” personnel. I am persuaded, as
discussed below, that management, in response to solicited
employee complaints, was by this and related conduct promis-
ing and granting benefits to its employees in an attempt to buy
employee votes in the representation election.
In addition, I find equally incredible on this record manage-
ment’s assertions that its representatives did not engage in the
various coercive conduct attributed to them by the employee
witnesses, as documented above, because in effect management
had instructed its representatives not to engage in such conduct.
The credible and thoroughly substantiated testimony of the
above employee witnesses shows that management’s represen-
tatives had in fact repeatedly threatened not to negotiate in
good faith with the Union if elected by the employees, had
repeatedly threatened plant relocation or closure and related
reprisals if the Union won the election, had repeatedly solicited
employee grievances and made promises of benefits to the em-
ployees to dissuade them from voting for the Union, and had
repeatedly engaged in related coercive conduct. I reject as
incredible in this respect Manager Bowman’s assertion that a
“purpose” of his preelection meetings with unit employees was
to “assure our employees our business was very strong.” As
Company Official Koehne acknowledged, “nobody from Man-
agement ever told the employees flat out we have no intention
of closing this plant” as part of its effort to combat this existing
“air of negativism.” In like vein, I reject as totally incredible
on this record management’s assertions to the effect that it re-
turned its employees to straight 8-hour shifts and restored their
paid lunchbreaks and told employees that it was eliminating
their “red circle rates” “caps,” all shortly before the representa-
tion election, for legitimate business reasons totally unrelated to
the Union’s organizational effort. Further, after the representa-
tion election, as demonstrated above, management blamed the
Union and its pending charges in this proceeding for not grant-
ing greater benefits to the employees and for not correcting
cited inequities in its pay system.
In addition, with respect to the postelection disciplining of
employee Stanley Kinard, I am persuaded here that Manage-
ment, in an unprecedented and unusual manner, imposed a 30-
day suspension on this employee, because he was an active and
open union supporter. I reject as incredible and pretextual
Management’s asserted nondiscriminatory reasons for this un-
precedented and unusual treatment of this employee.
In sum, as discussed further below, I find and conclude here
that the testimony cited and detailed above of Dennis Leber,
Randy Coy, Shea Hurley, Jeffrey King, Brian Snyder, Jeffrey
Eshelman, Scott Sargen, Linda Flaharty, George Lighty, Loy
Crayley, Richard Keister, Ray Wintermyer, Jeffrey Beam, Law-
rence McFatridge, Greta Shimmel, Shane Mittel, Stanley Ki-
nard, Troy Leader, Philip Hoffman, Deborah Oberdorff, Curvin
Wolfgang, Arlie Nafziger, Denise Caswell, Dorothy Goodling,
Norman Haymen, and John Switzer reflects a more thorough,
reliable, and trustworthy account of the pertinent sequence of
events than the testimony of David Bowman, Michael Bobay,
Myles or Michael Smeltz, Bernard Koehne, William Fuller,
James Diffendarfer, Gary White, Charles McMahon, Terry
Wallace, Charles McCloskey, Gene Grim, Austin Miller, Deb-
bie Pelen, Kenneth Grove, Lorna Clark, Donald Danley, Ken-
neth Hanna, Roger Dick, Harold Anstine, Michael Livelsber-
ger, and Jessie Eyer.
Discussion
Section 7 of the National Labor Relations Act guarantees
employees the “right to self-organization, to form, join or assist
labor organizations, to bargain collectively through representa-
tives of their own choosing, and to engage in other concerted
activities for the purpose of collective bargaining or other mu-
tual aid or protection,” as well as the right “to refrain from any
or all such activities.” Section 8(a)(1) of the Act makes it an
unfair labor practice for an employer “to interfere with, restrain
or coerce employees in the exercise of” their Section 7 rights.
The “test” of “interference, restraint, and coercion under Sec-
tion 8(a)(1) of the Act does not turn on the employer’s motive
or on whether the coercion succeeded or failed . . . [t]he test is
whether the employer engaged in conduct, which it may rea-
sonably be said, tends to interfere with the free exercise of em-
ployee rights under the Act.” See NLRB v. Illinois Tool Works,
153 F.2d 811, 814 (7th Cir. 1946). And, Section 8(a)(3) of the
Act, in turn, forbids employer “discrimination in regard to hire
or tenure of employment or any term or condition of employ-
ment to encourage or discourage membership in any labor or-
ganization . . . .”
Under settled principles of labor law, an employer violates
the proscriptions of Section 8(a)(1) of the Act by coercively
interrogating employees about their union activities; by solicit-
ing grievances from employees in order to dissuade them from
engaging in union activities; by promising employees a better
wage and benefit package in order to dissuade them from sup-
porting a union; by engaging in surveillance of or creating the
impression of engaging in surveillance of employee union ac-
tivities; by threatening employees with discharge, plant reloca-
tion, plant closure, or other reprisals for engaging in union ac-
tivities or selecting a union as their collective-bargaining repre-
sentative; by telling employees that the employer would see
their signed union authorization cards; by telling employees
that collective bargaining would be futile because the employer
would not negotiate in good faith with a union selected by
them; by telling employees after a representation election that
the employer would have given them a greater wage and bene-
fit package if a union had not filed charges against it with the
Board; by placing the onus for the employer’s lack of pay sys-
tem changes on a union for having filed charges with the
Board; and by similar or related coercive conduct. See gener-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
162
ally Overnight Transportation Co., 296 NLRB 669 (1989),
enfd. 938 F.2d 815 (7th Cir. 1991); Golden Eagle Spotting Co.,
319 NLRB 64 (1995); Brother Industries, 314 NLRB 1218,
1230 (1994); Heck’s, Inc., 273 NLRB 202, 205–207 (1984);
Flexsteel Industries, 316 NLRB 745 (1995); Q-1 Motor Ex-
press, 308 NLRB 1267 (1992); Parma Industries, 292 NLRB
90, 91 (1988); Hovey Electric, 302 NLRB 482 (1991).
Under equally settled principles of labor law, an employer
violates the proscriptions of Section 8(a)(1) and (3) of the Act
by granting substantial hourly wage increases and bonuses to its
employees shortly prior to a representation election in an at-
tempt to discourage membership in a union; by similarly per-
mitting employees to return to a straight 8-hour shift and restor-
ing their paid lunchbreak and, further, permitting employees to
change the hours their shift began and ended, all shortly prior to
a representation election; by discriminatorily disciplining an
open and active union protagonist; and by denying a perform-
ance wage increase to an employee and “placing the onus for
that decision” on the union. See generally NLRB v. Exchange
Parts Co., 375 U.S. 405 (1964); NLRB v. WKRG–TV, 470 F.2d
1302 (5th Cir. 1973); NLRB v. Styletek, 520 F.2d 275 (1st Cir.
1975); Horizon Air Services, 272 NLRB 243 (1984); and cases
cited, supra.
In the instant case, the Union initiated its campaign to repre-
sent the Employer’s some 393 production and maintenance
employees at its York facility during March 1994.7 Thereafter,
by July 25, 1994, 224 of the 393 unit employees had signed or
otherwise executed union authorization cards.8 The Union
requested recognition from the Employer as the duly designated
collective-bargaining representative of the unit employees on
July 21, 1994, and the Employer refused. Consequently, the
Union filed a representation petition with the Board on July 25,
1994, and a Board-conducted representation election was
scheduled for September 16, 1994. The Employer, in resisting
this organizational effort, as demonstrated above, repeatedly
solicited employee complaints and grievances, and repeatedly
promised and granted employees pay raises and other increased
benefits in an attempt to buy their votes in the scheduled repre-
sentation election.
Thus, employee Dennis Leber credibly testified that the Un-
ion’s organizing campaign started during March 1994. He
worked on the “Union organizing committee,” “handed out
Union cards” and made “house calls during the campaign.” He
was asked “what prompted [his] involvement” in the Union’s
organizing campaign, and he explained that he was “upset with
the team concept” which had been instituted by the Employer
during 1992 and 1993—the employees had become dissatisfied
“because it wasn’t working . . . .” Leber had “first heard” about
the Employer’s “team concept” at work during 1992. Later,
during September or October 1993, he was placed on the Em-
ployer’s newly instituted “prep polish team.” Under this “team
concept,” employees initially would receive a “team training
rate” of hourly compensation; after they demonstrated that they
were “competent in performing an individual function and
7 It was stipulated that there were a maximum of 393 production and
maintenance employees in the appropriate unit as of July 31, 1994. See
Tr. 1447 to 1453.
8 See Appendix A annexed hereto, containing a list of the 224 unit
employees who had signed or otherwise executed union authorization
cards on the dates indicated or by July 25, 1994, with pertinent Exh.
and transcript references.
training in other team areas” they would get a higher “individ-
ual team rate” of hourly compensation; and, ultimately, they
would get a higher “certified team rate” of hourly compensation
when they demonstrated that they were “competent in perform-
ing and training all job functions within the designated level
within the team,” as well as a “$100 bonus . . . upon achieving
the certified team rate.” However, the above “team rates” of
hourly compensation, although introduced by 1993, were con-
cededly not implemented until shortly before the September
1994 representation election.
Employee Randy Coy credibly recalled the Employer’s insti-
tution of the “team” and “new wage system” by October 1993.
Coy was a “training star point” on the “prep polish team.” Coy
was responsible
to see that everybody was trained properly in their department
to go to their individual rate and to see to it that if anybody
wanted to move into the team rate . . . [to] get them cross-
trained . . . .
Coy explained, however, that he was not sufficiently “trained”
or “assisted” in fulfilling these responsibilities. Employees
repeatedly asked at “team meetings” and “in the shop” “about
getting team raises” and “when it was going to happen.” He
responded that “I [Coy] am trying the best I can to get it mov-
ing.” Coy testified:
Q. . . . .Was anything done by the Company to imple-
ment any of those forms or things on that document
[“team skills inventory form”] during the span of time
from the fall of 1993 until the election of 1994?
A. No, there was not. . . .
Coy recalled that it was not until August 1994 when Com-
pany “facilitator” Deb Pelen
came to me [Coy] and asked me to get everybody on our team
checked off as soon as possible . . . they want them checked
off and to team rate as soon as possible . . . get everybody to-
gether and have them checked off as soon as possible . . . .
Coy “did exactly what she [Pelen] told me.” And, “as a result
of this check off procedure” some six to eight employees on his
“team” were given “raises” shortly prior to the representation
election. Coy never received any “explanation” from Manage-
ment as to “why it was taking from 1993 to 1994 to implement
this program.”
Employee Jeffrey King, one of the employees who also had
suddenly received a pay raise under the “team concept” shortly
before the representation election, credibly noted that he “was
able to do those same jobs” required to obtain such a pay raise
under the “team concept” “a year before that.” And, employee
Brian Snyder also credibly testified that he was placed on the
Employer’s “specials team” created in 1993 and made its “qual-
ity star point”; he too “kept asking when we could go to this
[next] level” under the “team concept” and thus “get our top
pay”; and, in his view, he was “already trained” and he was
“qualified for such a raise under the team system . . . four
months after [he] had started the job” in September 1993. It
was not until about August 1994 when management evaluated
his and his coworkers’ “qualifications” in order to determine
whether they possessed the required “skills.” His “individual
rate pay increase” under the “team concept” was thereafter
made “effective August 15, 1994.”
COOPER INDUSTRIES
163
Further, employee Jeffrey Eshelman was placed on the “wire
prep team” by October 1993. He credibly testified that “once
you could prove that you knew how to do three jobs you moved
to the top.” He in fact “could do all three of the jobs” by Octo-
ber 1993. Consequently, he questioned Management “why [he]
couldn’t go to the top right away,” however, “they basically
dragged their feet . . . .” Finally, shortly before the union repre-
sentation election, he and two coworkers who were similarly
qualified were told that they “were going to move to the top.”
He then received an hourly increase and also a $100 “bonus.”
Employee Scott Sargen was not a member of any “team”
during the pertinent time period. However, he credibly recalled
that during August or September 1994, shortly before the repre-
sentation election, he and various coworkers were tested as to
their job skills and then suddenly granted pay raises. Sargen
testified:
I [Sargen] heard guys informing that they were getting raises.
We heard that if they know their job then they will get their
pay raise on up to the top. . . . [Employees were told that] if
we know the job then we’ll get the raise. . . .
Sargen, like the various “team” members, was tested and then
received a substantial hourly rate increase shortly prior to the
representation election. As stipulated, some 13 of the approxi-
mate 30 employees named in paragraph 23 of the amended
complaint, who admittedly had received substantial pay raises
shortly prior to the representation election, were not in fact
“team” members.
Employee George Lighty, placed on the Employer’s “GBSR
team,” credibly related how he had received a $100 “bonus”
during “early September” 1994. He did not “expect to get a
raise at that time,” because he did not “know all the job skills”
on his “team.” He testified:
[Supervisor Austin] Miller came out with an envelope and
said here is your check . . . and he called the other employees
over before he gave it to me . . . he handed me a check and
congratulated me . . . . [The other employees also were] more
or less surprised.
Other employees were to receive such a “bonus” and, in addi-
tion, he had “heard” that “there were numerous raises given to
different employees.” And, employee Loy Crayley credibly
testified that he also received a $100 “bonus” shortly before the
representation election even though he too “didn’t expect it.”
Company Manager David Bowman acknowledged that, for
many months after this new “system” had been put in effect in
1993, “criteria” had “not been established to allow employees
to advance either to individual team rates or certified team
rates.” As a consequence, management started receiving nu-
merous employee “complaints.” Nevertheless, it was not until
“around March or early April” 1994 when management decided
that “we should have one person in charge of establishing the
criteria with the teams, putting the job profiles together and
beginning to try to get people on the team rate.” Management
then picked a “trainer” from personnel named Mike Smeltz to
do this job. Smeltz assertedly “completed the criteria” “in the
late June–July time frame” and then management “began to try
to get people to the rate they needed to be at.” Team members
“would demonstrate or verify that they could do the jobs estab-
lished by the criteria,” and the Employer first “began providing
team rates in August 1994.” However, in addition, “other em-
ployees [who were not on teams] advanced to individual team
rates by a demonstration of proficiency.” Bowman was asked
“why did you change your plan . . . and do this for non-team
members as well as team members at that particular time.” He
responded: “Because we were not able to implement teams as
rapidly as we hoped to.”
Bowman testified on cross-examination:
Q. There is no document that says that an employee
who is not on a team may progress to the individual rate
by demonstrating proficiency?
A. Not that I know of. . . .
Q. The Employer never told any employees who were
not team members that they could get a raise by demon-
strating proficiency at any time before the Company
started taking those non-team members through the check
off procedure, correct?
A. That’s true . . . .
Michael Bobay, the Employer’s “manager of production
teams” at York, asserted that commencing in September 1993
“they had a handful of teams and the goal was to implement the
remainder of the plant into teams” “as soon as we could get it
done.” This apparently has never occurred. Bobay noted that
“a big part of the [newly adopted] pay system was the check off
list for training rates and team rates”; however, “criteria” were
not “in place in October 1993 when the new system was im-
plemented” and “announced” to the employees and, further,
Management wanted “uniformity” among the “teams,” that is,
it “didn’t want one team to be real easy to get to a team rate or
individual rate and another team being really difficult and very
precise in how that was going to happen.” Months later, on or
about March 11, 1994, management announced that “trainer”
Mike Smeltz should be given this “task,” that is, “establishing
the criteria.” Bobay assertedly first received “a workable draft”
of a “check list” system from Smeltz “in the end of July or
early August 1994.” Thereafter, some “team” employees began
receiving “wage increases.” In addition, management deter-
mined at the time to “apply the criteria to [some] non-team
members” “because we knew they weren’t going to be on a
team” “for some time.”
And, Myles or Mike Smeltz, a “training coordinator” for the
Employer, acknowledged that on or about March 11, 1994, he
was first assigned “the responsibility to develop the skills
evaluation relative to the job skills and the job profiles” in con-
junction with the Employer’s new pay system which, as noted,
had been instituted months earlier in October 1993; he was
uncertain whether or not “Union activity was commencing in
the facility” at that time; he had not previously been involved
“in establishing team skills inventories”; he characterized this
new assignment as “basically a lot of work” and “bogged
down”; and he listed a number of additional “impediments” in
this “project,” including, inter alia, the fact that he “didn’t even
know how to turn the computer on much less operate one,” he
had never before “put together in a formal manner for comput-
erized use all the elements of skills inventories for six separate
teams,” he had “no clerical assistance” in this undertaking and
he “also had other job responsibilities.”
Smeltz specifically recalled that there had been “concern” on
the part of management “with regard to consistency and uni-
formity between one team and the other,” and that he in fact
had first “finished” his phase of this entire “project” “approxi-
mately October 1994.” He acknowledged that he had “finished
some of the skills inventories prior to that time,” and, as noted,
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
164
pay raises were granted to various employees thus affected
shortly before the union representation election. He did not
“know” “at what point” “the skills inventories” were “ready”
that “went into use in August 1994.” He was asked, “with re-
gard to consistency,” if management had explained to him
“why all the team skills inventories were not delayed for im-
plementation until they were all completed,” and he responded:
“That was never related to me.”
As stated, I find totally incredible on this record the attempts
by Bowman, Bobay, Smeltz, and other Employer witnesses to
demonstrate that the Employer’s sudden granting of substantial
pay raises and other benefits to both “team” and non-“team”
employees shortly before the representation election was coin-
cidental to and for legitimate business reasons totally unrelated
to the Union’s intense organizational effort then under way.
Although management admittedly had wanted “uniformity” in
implementing its “team” “criteria” and previously had not made
any plans for including non-“team” personnel in this implemen-
tation, and although management had “dragged its feet” for
many months in developing these “criteria,” it suddenly par-
tially implemented this program shortly before the representa-
tion election and included within the program non-“team” per-
sonnel. I find instead that management, in response to solicited
employee complaints, was by this and related conduct promis-
ing and granting substantial benefits to its employees in an
attempt to buy employee votes in the representation election.
In like vein, management, in response to solicited employee
complaints during the Union’s organizational campaign, re-
turned employees to their straight 8-hour shifts with paid
lunchbreaks and even permitted certain employees to further
vary their shift hours, shortly prior to the representation elec-
tion, in an attempt to buy their votes. Thus, as employee Troy
Leader credibly testified, prior to January 1994 he, together
with other employees, worked 8 a.m. to 4 p.m. on the first shift;
the second shift worked 4 p.m. to midnight; and the third shift
worked from midnight to 8 a.m. He, together with his cowork-
ers, then had a “20 minute paid lunch.” However, during late
January 1994, the Employer “changed the hours” so that the
first shift ran from 7 a.m. to 3:30 p.m.; the second shift ran
from 3 to 11:30 p.m.; and the third shift ran from 11 p.m. to
7:30 a.m. In short, the employees, by virtue of this January
1994 change, now “started an hour earlier” and now “had to
punch out for a half hour lunch.” They were no longer paid for
their lunch period. This change affected a substantial number
of the unit employees, and the employees “didn’t like it” and
protested to Management.
However, it was not until August 1994, shortly before the
representation election, when the Employer posted a “shift
overlap” notice, apprising the employees, inter alia, that
In an effort to reduce the amount of employees involved in a
shift overlap, the Employee Task Team recommended that we
return to the 20 minute paid lunch . . . .
A substantial number of unit employees were thus affected by
this August 1994 change.
Leader explained that he had not been notified “about this
change before [he] saw the [August] notice posted.” Leader,
because of a “baby-sitter” problem, then attempted to negotiate
with Management a return to “7 to 3 instead of 8 to 4.” He was
initially told that if he “got everybody to agree on that they
would allow it.” Later, he and certain coworkers were permit-
ted to work “7 to 3,” “3 to 11,” and “11 to 7.” Leader, and his
coworkers, however, “still had the [restored] paid lunch” as
announced in August 1994.
Employee Philip Hoffman credibly testified that he had been
instructed during July 1994 by his Supervisor Walt Green to go
to and serve on the “Employee Task Team” which had been
created to “correct the hours of the shop”; “they [Management
had previously] changed our hours [to] . . . 7:00 to 3:30 with a
half hour punch out and . . . there was a shift overlap . . . .”
This “Task Team,” which included selected rank-and-file
workers and upper Management, met once a week “in the ex-
ecutive office.” Management’s representative “ran the meet-
ings.” Hoffman later observed the notice, quoted in part above,
posted on the bulletin board; he had never seen this material
before; these “documents” were not presented to the “Team.”
Further, he recalled that no similar “Task Force or Team” had
ever been “created before” or “since” by management.
Hoffman explained on cross-examination that “most em-
ployees were unhappy about that change” instituted by man-
agement during January 1994; that the “meetings” of his “Task
Team” occurred in July 1994; that hourly employees thereafter
reported back to management and the “Task Team” about
“what other employees thought about who should get the paid
lunch”; that management “established [the] criteria based upon
what . . . had [been] reported or suggested”; and that, subse-
quently, “the notice” changing employees’ hours was “posted.”
The “meetings” attended by Hoffman occurred during July,
before the filing of the representation petition. The subsequent
“notice,” however, was posted after the filing of the “petition.”
In addition, Hoffman explained that he had complained to man-
agement about the initial January 1994 change in hours of work
“shortly after it was announced and implemented,” and man-
agement’s representatives then had responded: “Can’t do any-
thing about it.”
Company Manager Bowman testified that prior to January
1994 “some employees had paid lunch and others did not.”
The “number of employees who received the 20-minute paid
lunch expanded.” Management determined in January 1994
that “everyone would punch out for lunch and we would have
an eight and one half hour day” with “overlapping shifts.” This
“change” affected “all hourly employees.” A number of em-
ployees became “upset” and there was “dissension.” Neverthe-
less, management “remained committed” to this “change” be-
cause, as Bowman put it, “we thought it was in the best interest
in the development of teams.” However, during “late July or
early August 1994,” management created a “Task Force” in-
cluding employees and management, to study this problem and
make recommendations. Bowman explained: “they were
charged with going back to their work areas and soliciting
comments, information and suggestions from other employees
in their areas.” Bowman was asked, “why this change was
made in August 1994,” and he responded:
we had made every effort possible to make the overlap work
. . . the employees were still disgruntled . . . [and] we met
with the employees who determined the criteria . . . .
Here, too, I find totally incredible on this record the attempts
by management’s witnesses to demonstrate that the Employer’s
sudden restoration of this benefit shortly before the representa-
tion election was coincidental to and for legitimate business
reasons totally unrelated to the Union’s intense organizational
effort then under way. Indeed, employee Hoffman credibly
explained that he had complained to management about the
COOPER INDUSTRIES
165
initial January 1994 change in hours of work “shortly after it
was announced and implemented,” and management’s repre-
sentatives then had responded: “Can’t do anything about it.”
However, shortly before the representation election, manage-
ment suddenly took action. I find that management, in re-
sponse to solicited employee complaints, was by this and re-
lated conduct again promising and granting benefits to its em-
ployees in an attempt to buy employee votes in the representa-
tion election.
In addition to the above conduct, on August 19, 1994, the
Employer’s then Director Fred Brindisi wrote the unit employ-
ees:
The Union election will be held on September 16, 1994.
Your vote will be an important decision that will not only af-
fect your families’ future but also the future of Campbell
Chain and all Campbell employees . . . .
It is important that we continue to make changes to improve
our Company; however, I’ll be the first to admit we must do a
better job in how we design and implement any necessary
changes. You have made it clear that the Company should
get input and recommendations from employees before
changes are made. I recognize that in our effort to remain the
number one chain manufacturer and beat the competition we
have made some mistakes. Management has been preaching
teams and employee involvement but Management has not
always been practicing these concepts. You have gotten my
attention and this will change! . . . .
Later, on September 15, the day before the representation elec-
tion, Manager Bowman, who had replaced Brindisi during the
campaign, apprised the assembled unit employees:
There is no question that we have gotten way off the track
over the last few years . . . we must approach things differ-
ently . . . I cannot stand here and make you promises, but I can
stand here and tell you that Management has got the message
and is listening.
. . . .
The message is clear we have to address the pay inequities. . .
The pay system that was implemented was supposed to apply
to everyone. . . . The new pay system was established to en-
hance development of teams. Everyone was supposed to be
entitled to the same opportunities. What went wrong is we
don’t have everyone on the team system. This is a situation
that must and will be corrected. . . . All I am able to give you
at this time is my personal commitment that Management will
address this concern and in a reasonable time frame. . . .
Further, during this representation campaign, as employee
Loy Crayley credibly testified, Company Official Charles
McCloskey announced “that we were getting a pretty good
package this year” and “there would be a big increase in Octo-
ber.” Employee Linda Flaharty also credibly related statements
made by one of a number of “visitors to the plant from other
Cooper facilities” shortly before the representation election to
the effect that “we’d be better without” the Union and the Em-
ployer “had a better package deal to give us this year.” Em-
ployee Shane Mittel credibly recalled Supervisor Charles
McMahon stating: “[W]e were going to be surprised if the Un-
ion did not get in . . . we’d be surprised with the package we
were going to get in October . . . .” Employee Richard Keister
credibly testified that Supervisor Gary White had the following
conversation with him at work some weeks before the
representation election:
He [White] asked me [Keister] how things were going and . . .
if there is anything he could do for me . . . . He said the Com-
pany was looking to give a good benefit package out in Octo-
ber but he wasn’t sure what was going to happen to it if the
Union got in . . . .
In addition, Employee Denise Caswell credibly testified that
Supervisor Terry Wallace announced to her and her coworkers:
“[O]ff the record . . . we would be getting a pay raise . . . they
were going to drop . . . the red circle . . . and give us a three
level pay system . . . .” Caswell explained that the “red circle”
was the existing “cap” on her and her coworkers’ “hourly wage
scale.” Employee Dorothy Goodling credibly testified that
Supervisor Wallace had stated during late August or early Sep-
tember 1994: “we started talking about our red circle” or “top”
of employee hourly wage grade scales; Goodling was then “at
the top of [her] labor grade”; and Wallace said:
Well, I [Wallace] could tell you now, that’s going to be
dropped.
Goodling noted that later, during October 1994, Management in
fact “dropped the red circle” “cap.”
The United States Supreme Court explained in NLRB v. Ex-
change Parts Co., supra at 409:
The broad purpose of Section 8(a)(1) is to establish “the right
of employees to organize for mutual aid without employer in-
terference.” Republic Aviation Corp. v. NLRB, 324 US 793,
798. We have no doubt that it prohibits not only intrusive
threats and promises but also conduct immediately favorable
to employees which is undertaken with the express purpose of
impinging upon their freedom of choice for or against unioni-
zation and is reasonably calculated to have that effect. In
Medo Photo Supply Corp. v. NLRB, 321 U.S. 678, 686, this
Court said: “The action of employees with respect to the
choice of their bargaining agents may be induced by favors
bestowed by the employer as well as by his threats or domina-
tion.” . . . The danger inherent in well-timed increases in bene-
fits is the suggestion of a fist inside the velvet glove. Em-
ployees are not likely to miss the inference that the source of
benefits now conferred is also the source from which future
benefits must flow and which may dry up if it is not obliged.
The United States court of appeals in NLRB v. WKRG–TV,
supra at 1307 to 1308, explained:
The most formidable violations in terms of undermining the
union’s organizational drive were the somewhat spontaneous
grants of benefits by the company after the organizational
drive began . . . and before the election was held. . . . We can-
not ignore decisional acceleration in employee benefits pre-
ceded by months of lethargy. Lightning struck only after the
union’s rod was hoisted. In this case the wage readjustments,
and other benefits, to say nothing of the initial announcement
of these benefits, were clearly a counterweight to [the union’s]
organizational efforts. To permit a company to time its an-
nouncement and allocation of benefits in such a fashion
would be a great disservice to the ideal of organizational free-
dom so deeply imbedded in the National Labor Relations Act.
And, the Board, in Flexsteel Industries, supra at 746, has “char-
acterized” such violations, with court approval, “as hallmark
violations,” noting:
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
166
wage increase violations during the course of an organizing
campaign, such as the ones here, carry a special potential for
long lasting impact because of their significance to employees
and because the Board’s usual remedies do not require the
employer to withdraw the benefits from the employees . . . .
See also Horizon Air Services, supra at 243.
On the credible evidence of this record, I find and conclude
that Respondent Employer, in resisting Charging Party Union’s
attempt to represent its employees, had interfered with, re-
strained and coerced its employees in the exercise of their Sec-
tion 7 rights, in violation of Section 8(a)(1) of the National
Labor Relations Act, by soliciting employee grievances and
complaints and promising employees a better benefit package
in order to dissuade them from supporting the Union; by telling
employees that “their red circle rates would be eliminated” in
order to discourage their support of the Union; and by promis-
ing employees that they would receive benefits if they rejected
Union representation, telling them that pay inequities would be
corrected, everyone would be placed on a team system and
these steps would be completed within a reasonable time. I
also find and conclude that Respondent Employer had dis-
criminated in regard to the hire or tenure or terms and condi-
tions of employment of its employees in an attempt to discour-
age membership in the Union, in violation of Section 8(a)(1)
and (3) of the Act, by granting substantial hourly wage in-
creases to some 30 named employees; by granting $100 bo-
nuses to some five named employees; and by returning em-
ployees to a straight 8-hour shift with a paid lunchbreak and
permitting employees to change the hours their shift began.
Management, however, also made sure that its employees
would not miss “the inference” or “the suggestion of a fist in-
side the velvet glove” and, accordingly, accompanied the above
coercive and discriminatory misconduct with clear and unmis-
takable threats to relocate and close its York facility if the em-
ployees chose union representation. Thus, employee Randy
Coy credibly recalled “facilitator” Deb Pelen’s warning shortly
before the representation election:
[I]f you [Coy] don’t think this plant will pick up and move if a
Union comes in here . . . you got another thing coming . . .
they could pick up and move to Mississippi anytime they
want . . . .
Employee Troy Leader credibly recalled that Company Super-
visor Austin Miller “told me that if a Union got in the Company
would not be competitive and it would be forced to either be
closed or move . . . .” Employee Philip Hoffman credibly testi-
fied that he overheard Supervisor Miller state: “If the Union got
in the Company would probably close or move due to the com-
petitive nature of the business.” Employee Deborah Oberdorff
credibly testified that Supervisor Gene Grim stated to her and
her coworkers:
[T]hey would close the doors and they would go down south
. . . they were not going to settle for a Union . . . .
Oberdorff recalled that “facilitator” Deb Pelen later similarly
stated at work that management “would close up the doors and
move down south” “if the Union came in.”
And, employee Lawrence McFatridge credibly testified that
Supervisor Grim stated:
I [Grim] am telling you, if this Union comes in . . . the Com-
pany is out of here . . . they will go south . . . .
Employee Brian Snyder credibly testified that “facilitator” or
“supervisor” Ken Hanna stated to him at work during early
September 1994, “if the Union gets in here they can move
down south . . . .” Snyder also recalled:
Gene Grim approached me [Snyder] . . . he asked my why I
wanted a Union when the Company had done so much for me
. . . why was I so upset with the Company that I feel I need a
Union.
Snyder related his complaints to Grim, and Grim warned that
“there was a company . . . that had a strike three years prior and
. . . now they were closing . . . and that ought to tell me some-
thing . . . .” Employee George Lighty credibly recalled “facili-
tator” Pelen repeatedly stating at work “during the campaign”
“that the Company would probably move south . . . they might
possibly move to Mexico because they had a plant in Mexico,”
and Supervisor Gary White “also stated about the Company
moving . . . the plant would move if the Union got in and they
would not negotiate . . . .”
Further, employee Curvin Wolfgang credibly testified that
on the day of the election he was summoned to the “office” by
Supervisor James Diffendarfer and told:
I [Wolfgang] was about to take a vote . . . I should be very se-
rious about the vote . . . it was a very serious matter . . . the
judgments I would make would have adverse effects on my
future . . . if the Union were to come in here . . . . it would
jeopardize the future of the chain works . . . Campbell Chain
would no longer exist under the name of Campbell Chain but
under some other name . . . .
. . . .
[T]he future of the Company would be jeopardized if the Un-
ion were to come in . . . .
In like vein, employee Shane Mittel credibly recalled Supervi-
sor Charles McMahon stating:
[I]f the Union did get in . . . the Company would be moving
to Mississippi, they were building a warehouse there . . . he
couldn’t afford to lose his job and he didn’t think none of us
could afford to lose our jobs also . . . .
Mittel also overheard Supervisor Austin Miller similarly tell
employees at the plant shortly before the representation election
that he [Miller] couldn’t afford to lose his job if the Union got
in, the Company would close [its] doors and leave . . . they
had made some mistakes . . . give the Company a chance . . . .
And, later, on the day of the election, Supervisor Diffendarfer
summoned Mittel to “his office” and apprised the employee:
He [Diffendarfer] couldn’t afford to lose his job . . . he didn’t
think anybody else could afford to lose a job . . . the Company
wouldn’t tolerate having a Union come through the doors . . . .
He showed me [Mittel] a ballot that I’d be voting with . . .
[and] put a check [in the no box] . . . .
Further, employee Stanley Kinard credibly recalled “facilitator”
or “supervisor” Ken Hanna stating to him at work during Au-
gust 1994,
if the Union would come in here . . . they could and would
unbolt these machines from the floor so fast and move out of
here it’s not funny . . . .
COOPER INDUSTRIES
167
Upper management was, concededly, well aware during the
Union’s organizational campaign that “there was a feeling
among employees that Cooper might move the plant south.”
Nevertheless, as Company Official Koehne acknowledged,
“nobody from Management ever told the employees flat out we
have no intention of closing this plant” as part of its claimed
effort to combat this existing “air of negativism.”
I find and conclude that Respondent Employer, by the above
and related conduct, further violated Section 8(a)(1) of the Act
by coercively interrogating employees about their Union inter-
ests and threatening employees that it would close or relocate
its facility if they selected the Union as their representative.
For, as restated in Overnight, supra at 685 to 686,
[An] employer is only free to tell [employees] “what he rea-
sonably believes will be the likely consequences of unioniza-
tion that are outside his control,” and not [make] “threats of
economic reprisal to be taken on his own volition. . . .”
. . . .
[An] employer . . . cannot be heard to complain that he is
without an adequate guide for his behavior. He can easily
make his views known without engaging in “brinkmanship”
when it becomes all to easy to “overstep and tumble into the
brink” . . . . At least he can avoid coercive speech simply by
avoiding conscious overstatements [which] he has reason to
believe will mislead his employees . . . .
And, as the Board noted in Q-1 Motor Express, supra at 268,
We have emphasized, with Court approval, that threats of
plant closure and discharge not only are “hallmark” violations
[of the Act] but “are among the most flagrant of unfair labor
practices . . . .”
Management, at the same time, also made clear to the em-
ployees that it would not negotiate or bargain in good faith with
the Union if chosen as their collective-bargaining representative
in a Board-conducted representation election, in further viola-
tion of the proscriptions of Section 8(a)(1) of the Act. Thus,
employee Ray Wintermyer credibly testified that shortly prior
to the representation election Supervisor Terry Wallace asked
him at the plant “why we needed a Union.” Wintermyer, as
noted, responded: “Because we lost our retirement . . . . hospi-
talization . . . and profit sharing . . . .” Wallace admonished
Wintermyer: “If I [Wintermyer] didn’t like the retirement there
I should go someplace else for a job.” Wallace, in this same or
another conversation, also apprised Wintermyer that “Cooper
Tool was too big a Company to negotiate with the Steelworkers
. . . they just wouldn’t negotiate.” In addition, Wintermyer
recalled Company Official Bernard Koehne similarly apprising
the assembled unit employees shortly prior to the representation
election:
He [Koehne] . . . was . . . a Company negotiator . . . [and]
when they left [Company headquarters in] Houston with a
package for Cooper Tool that’s all there was . . . there was no
other negotiations on their part . . . there was no better deal
coming out of Houston but the deal that they had . . . they
would not give one more inch . . . .
Employee Jeffrey Beam also credibly recalled that Company
Representative Koehne told the assembled employees shortly
before the representation election that “Texas makes up what
every plant that Cooper owns gets and there is no bargaining on
that whatsoever.” Employee Lawrence McFatridge also credi-
bly “understood” Company Representative Koehne to be telling
the assembled employees shortly before the representation elec-
tion that “we will not negotiate a contract”—“the Company
would refuse to negotiate a contract.” In addition, employee
George Lighty credibly related how Company Representative
Koehne apprised the assembled employees “during the period
just before the election” that
they [the Employer] would not negotiate with the Union . . .
the Company only had so much to offer and they weren’t ne-
gotiating with them . . . .
. . . .
the Company policy was not to negotiate with the Union . . .
they only have so much to give no matter what . . . .
In addition, employee Stanley Kinard credibly recalled
Company Official Koehne addressing the assembled unit em-
ployees shortly before the representation election:
Mr. Koehne stated . . . when we come in to negotiate a con-
tract . . . we give you the bottom line . . . you can take it or
leave it . . . .
Kinard raised his hand and asked Koehne, “you mean you don’t
have to sit down and negotiate in good faith.” Koehne re-
sponded: “we give you the bottom line and you either take it or
you go on strike.” Kinard again raised his hand and asked,
“isn’t there collective bargaining . . . while we work towards an
agreement . . . beneficial for both sides . . . .” . Koehne re-
sponded: “that wouldn’t serve any purpose . . . .you take the
bottom line or you go on strike . . . .” And, as Manager Bow-
man had made clear to the assembled unit employees on the
day before the representation election,
As you know, all Union contracts are negotiated between
Houston and the Union. Anyway you look at it, that leaves
you and me out of the picture. . . . You and I have the most to
lose and, in the end, will have the least to say.
Clearly, “the above statements unlawfully threatened that
employees’ efforts to organize would be an exercise in futility.”
Overnight, supra at 671. These coercive “statements” were
made by high-ranking members of Management and, as noted,
accompanied by coercive interrogation, threats, interference,
and discrimination. Further, employee Arlie Nafziger, an open
and active union supporter, credibly testified that shortly before
the representation election “facilitator” Ken Grove approached
him in the plant and stated: “what am I [Nafziger] going to do
for a job if the [Union] doesn’t get into the shop.” Nafziger
“walked away.” “Facilitator” Grove also attended a union
meeting, claiming that he “was just a regular worker” and “had
no authority to really do anything.” Shortly thereafter, as em-
ployee Denise Caswell credibly testified, Caswell and her co-
workers attended a meeting at the plant. In the next room, “fa-
cilitators” Ken Grove and Deb Pelen, together with upper Man-
agement, were conducting a meeting. Caswell and her cowork-
ers “could hear the whole meeting in the next room” “plain as
day.” Caswell testified:
He [Grove] said that he was at a Union meeting, that the peo-
ple were wondering what he was doing there . . . Deb [Pelen]
. . . want[ed] to know the names of all the people that were
there that talked bad about [her] because [she] was out to get
them . . . .
Employee Dorothy Goodling, as she credibly testified, also
overheard the above Grove-Pelen exchange in the next room—
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
168
“they were very loud.” She recalled overhearing Grove explain
that the March 7 union meeting “was a bitch session” and Pelen
“wanted to know what people were at that meeting.” Manage-
ment’s representatives, at the same time, were repeatedly ad-
monishing employees that management “would see [the em-
ployees’ Union] cards” and threatening them with plant reloca-
tion, plant closing, and related reprisals.
I find and conclude on this record that Respondent Em-
ployer, by the above conduct, also engaged in surveillance of or
created the impression it was engaging in surveillance of em-
ployee protected concerted activities, and further interfered
with, restrained, and coerced its employees, in violation of
Section 8(a)(1) of the Act. Such conduct, assessed in context
here, clearly tended to impinge upon employee Section 7 activi-
ties.9
The Board-conducted representation election was subse-
quently held as scheduled on September 16, 1994. Although,
as noted supra, 224 of the 393 unit employees had signed or
otherwise executed union authorization cards prior to the elec-
tion, only 176 ballots were cast for the Union and 182 ballots
were cast against the Union. The Employer thereafter apprised
the unit employees that certain requested changes in its pay
system will not occur “because of the filed Union charges” and,
further, placed the onus for denying an employee performance
raise on the Union by stating to the employee that the denial
was “because of the Union business.” Thus, as employee Den-
nis Leber credibly testified, the Employer conducted among the
unit employees “a feedback meeting from an attitude survey”
after the representation election and, there, “put . . . on a
screen” the following notice (G.C. Exh. 9):
Feedback Meetings
Advice of our legal council [sic] is to not implement any pay
system changes at this time because of the filed Union
charges.
In addition, employee John Switzer credibly testified that
during May 1995 Supervisor Jim Diffendarfer informed him of
his “appraisal” or “review” and stated that he, Diffendarfer,
“would check . . . to see about a raise.” Switzer, under the ex-
isting wage system for maintenance employees, was apparently
not entitled to such a raise. Later, Diffendarfer apprised the
employee:
He [Diffendarfer] said that as far as a raise goes, it was ap-
proved down through Houston and Raleigh, but the attorney
said no because of the Union business.
See also the credible testimony of employee Kinard, discussed
above, where Kinard was told in connection with the Em-
ployer’s October 1994 wage increase package:
[T]he Company would have given you a lot more had it not
been for all the charges pending against it with this Union
drive and everything going on with the court hearing and stuff
. . . .
9 Counsel for Respondent argues at p. 100 in his posthearing brief
that Grove’s “attendance at the Union meeting alone does not per se
establish unlawful surveillance.” However, as stated, I find Grove’s
total conduct, assessed in context, tended to impinge on employee Sec.
7 rights. Cf. NLRB v. Computed Time Corp., 587 F.2d 790, 794–795
(5th Cir. 1979).
Company Director Roger Dick acknowledged that on or
about January 1995 the Employer conducted “opinion surveys”
among its employees “to bring issues forth from employees,”
and “feedback meetings” were later held with the employees
“once the surveys [came] back.” At these “feedback meetings”
there were “issues . . . related to [employee] wages” and “the
wage system” with “a number of perceived inequities”; and
Dick “wanted to have input from the folks on that.” Dick,
however, assertedly apprised the assembled employees at the
“feedback meetings” that “we may not be able to deal with it
right now” because of the pending representation proceeding;
and employees were notified, as depicted on General Counsel
Exhibit 9, “Advice of our legal council [sic] is to not implement
any pay system changes at this time because of the filed Union
charges.” Dick was asked how did he “reconcile” the Em-
ployer’s position on “pay system” changes with the Employer’s
position on pay raises previously granted to “team” and non-
“team” employees “under or in conjunction with team systems”
during the pending representation proceeding. He generally
claimed: “I view them as different.” On cross-examination
Dick testified:
Q. Did you give any further explanation [to the assem-
bled employees] other than to just read this [G.C. Exh. 9]
to the employees?
A. Simply saying what I already stated that we wanted
to get their feedback so that at some future time we wanted
to be able to address these concerns.
Q. But did you give them any further explanation as to
the reason that you were not doing any implementation at
the time other than what you read to them on this over-
head?
A. No.
As restated in Parma Industries, supra at 91,
The good faith postponement of benefit increases otherwise
due is lawful when the employer is careful to explain that its
purpose is to avoid the appearance of interference with em-
ployees’ organizational efforts. . . . The employer, however,
may not seek to shift to the union the onus for the postpone-
ment of such increases. . . . [T]he withholding of the estab-
lished pay raise because of the union violated Section 8(a)(3)
and (1), and the supervisors’ announcement of that decision to
the employees interfered with employees’ Section 7 rights and
constituted violations of Section 8(a)((1) . . . .
For, as explained in Hovey Electric, supra at 482,
The Board will find that an employer violates Section 8(a)(1)
of the Act if the employer attributes to the union its failure to
grant a benefit . . . .
The credible evidence of record, as recited above, amply
demonstrates that management was “not careful” here to ex-
plain to its employees that the “postponement of . . . increases”
was “to avoid the appearance of interference with employees’
organizational efforts.” On the contrary, management repeat-
edly “attribute[d] to the Union its failure to grant . . . benefit[s]”
and thus “shift[ed] to the Union the onus for the postponement
of such increases,” in plain violation of Section 8(a)(1) of the
Act, as alleged. In addition, the credible evidence of record
also establishes that management discriminatorily denied a
performance wage increase to employee Switzer “placing the
onus for that decision” on the Union, in violation of Section
COOPER INDUSTRIES
169
8(a)(1) and (3) of the Act. Switzer was told that his raise was
denied “because of the Union business.”10
Management, also during this postelection period, discrimi-
natorily suspended for 30 days prounion protagonist employee
Stanley Kinard. See section G, supra. Thus, employee Stanley
Kinard credibly testified that he was hired by the Employer in
1973 and currently works as a machinist in the maintenance
department. He became active in the Union’s organizational
campaign starting about early April 1994. He served on the
Union’s organizing committee, attended union meetings,
prominently displayed union buttons and solicited the union
memberships of his coworkers. He recalled, as noted above,
“facilitator” or “supervisor” Ken Hanna stating to him at work
during August 1994,
if the Union would come in here . . . they could and would
unbolt these machines from the floor so fast and move out of
here it’s not funny . . . .
He responded stating that “if this Company could make money
some place else they’d be out of here today anyway.”
Kinard also recalled, as noted above, Company Official
Koehne addressing assembled employees shortly before the
representation election. He testified:
Mr. Koehne stated . . . when we come in to negotiate a con-
tract . . . we give you the bottom line . . . you can take it or
leave it . . . .
He raised his hand and asked Koehne, “you mean you don’t
have to sit down and negotiate in good faith.” Koehne re-
sponded: “we give you the bottom line and you either take it or
you go on strike.” He again raised his hand and asked, “isn’t
there collective bargaining . . . while we work towards an
agreement . . . beneficial for both sides . . . .” Koehne re-
sponded: “that wouldn’t serve any purpose . . . you take the
bottom line or you go on strike . . . .”
Kinard also recalled Supervisor Don Danley questioning him
about wearing “so many [Union] buttons.” Danley asked “why
do you want a Union in here . . . .” He responded that he
wanted some uniform “policy.” Danley replied: “you ought to
just hold off . . . wait until you see the October package . . . .”
Later, after management gave the employees its “October pack-
age,” Kinard said to Danley, “what did you think of the October
package,” and Danley responded:
[T]he Company would have given you a lot more had it not
been for all the charges pending against it with this Union
drive and everything going on with the court hearing and stuff
. . . .
Kinard next addressed the sequence of events culminating in
his suspension. He and Michael Livelsberger, a leadman at the
plant, had been “friends for 30 years,” they “grew up in the
same town,” “ran around together,” “dated some of the same
girls,” and would “meet . . . on social occasions.” On May 23,
1995, Livelsberger “was filling in for a supervisor” at the plant.
Livelsberger “asked” Kinard “to fix a shaft so they could keep
[a machine] running.” Kinard did the job in about a half an
hour. Kinard later received the “work order” for this job which
indicated that he only had “polish[ed] the shaft.” Kinard ex-
10 Further, the credible evidence of record does not sufficiently es-
tablish here that Switzer’s raise would have been denied at the time for
lawful nondiscriminatory reasons.
plained that “to polish the shaft would have taken two minutes .
. . .” Kinard went back to Livelsberger and said:
Mike . . . the work order has polish on it . . . I [Kinard] actu-
ally had to set this shaft up, indicate it and recut it . . . you
want me to change this from polish to recut . . . . He [Livels-
berger] sort of laughed a little bit and said no . . . it’s the same
thing . . . . I said, but you’d know the difference between pol-
ish and cutting if I was to cut your tires . . . . I said, but since
we’re friends I would use a valve stem puller and pull your
valve stems out because I wouldn’t want to ruin your tires . . .
. they cost a lot of money . . . . [Livelsberger] maybe chuck-
led a little bit [and] that was about it . . . .
Kinard, within an hour, was summoned to Manager Bow-
man’s “office.” Also present was Management Representative
Jessie Eyre. Bowman said that “we are here to discuss the
charges that you threatened to cut Mike Livelsberger’s tires.”
Kinard said that “this is a joke”; “there was nothing serious
about this at all”; “we’ve carried on many times in the past
about different things”; “anybody knows that Livelsberger was
just a clown all the time”; “they’re overlooked because they’re
just a joke.” Bowman, however, said “no” “this is a serious
matter.” Kinard said:
I did say those words . . . if you are looking for something to
hammer me on . . . you have it . . . but I didn’t threaten Mike
. . . I think [this is] about my Union buttons [which he then
wore on his hat] . . . .
Later that same day, Kinard was apprised by management that
he was temporarily suspended and “escorted out of the plant.”
Thereafter, on June 5, 1995, Kinard was notified in writing
and in person by Management that he was being given a 30-day
suspension for the above incident. Management stated:
Our investigation determined that on May 23, 1995, you
threatened to slash the tires of a maintenance leadperson who
had made a work assignment to you which you apparently
took exception to . . . . In reaching our decision we have con-
sidered the fact that you had received a prior warning dated
December 14, 1989 for a similar incident for directing abusive
language against another employee and threatening him.
Moreover, in the course of our investigation, it was deter-
mined that other threats have been made by you during your
course of employment with the Company . . . .
Kinard could not “remember getting a warning” for the cited
1989 incident. He knew of no one else who has been sus-
pended by the Employer without pay for 30 days “for any inci-
dent,” and he has had no other “disciplinary action taken
against” him. See G.C. Exh. 90, the Employer’s “Work Rules
and Regulations,” and G.C. Exhs. 89(a) to (v) consisting of
various employee writeups and disciplinary actions issued by
the Employer to other employees, including, inter alia, a “warn-
ing” for “abusive language toward” a coworker and telling a
“facilitator to mind [his or her] own business”; a “reprimand in
lieu of suspension” for “harassment of a fellow employee”; a
“reprimand” for having “on several occasions threatened to use
bodily harm toward a fellow employee”; and a 3-day “suspen-
sion” for “refusal to obey orders” and “leaving work without
permission.” See also Tr. 1871 to 1872.
On cross-examination Kinard testified:
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
170
Q. And didn’t Bowman also tell you that you were be-
ing accused of throwing steel at [employee] Chris [Brock]
. . . back in 1989 . . . .?
A. I did not throw steel at Chris Brock.
Q. Did Bowman tell you that was the reason that you
were being given a reprimand?
A. He asked me if I had thrown steel at Chris Brock.
. . . . I said no I didn’t. I took the steel which he threw in my
box and I threw it back against the wall where it belonged on
the rack . . . .
Kinard also testified:
Q. . . . . Had you threatened to burn down or blow up a
doll house that [employee] Gary Hirsch had been building
for his child?
A. Not in a serious manner.
Q. That was another one of your jokes?
A. We joke constantly.
Kinard denied “threatening” other coworkers, and explained
that the above exchange with coworker Hirsch, a friend for
some 12 years, occurred over 5 years ago.
Manager Bowman testified that Personnel Manager Harold
Anstine had informed him about the Kinard-Livelsberger inci-
dent, and he was directed to investigate the matter. Bowman,
together with another management representative, Jessie Eyre,
questioned Kinard in his office. There, Kinard admitted stating
what Livelsberger “had said.” Kinard explained that he was
“joking.” According to Bowman, Kinard did not then make
any reference to “his Union activities.” Bowman then indicated
to Kinard that “we would report the facts to Harold Anstine.”
Later that day, Anstine informed Kinard that “he was sus-
pended indefinitely pending further investigation.” The Em-
ployer subsequently determined to suspend Kinard for 30 days.
Bowman claimed that this “decision” was “based upon the
investigation findings that there had been other threats . . . .”
“Termination” was “considered,” however, it was finally de-
cided only to suspend Kinard for 30 days because “he was a
long-term employee.”
Bowman explained on cross-examination that Anstine had
apprised him that Kinard would be suspended “indefinitely
pending investigation.” Anstine apparently had “communi-
cated” with corporate headquarters. Bowman had never previ-
ously been “involved in disciplinary actions” “in all 18 years”
of service. He also had never known Kinard “to cut anybody’s
tires” or “to hit anybody.” Anstine later proceeded with an
“investigation” as to “whether there were any other instances
with regard to Stan.” Bowman admittedly did not make the
“30-day suspension determination.”
Harold Anstine, employee labor relations manager for the
Employer, was personnel manager during the union campaign.
Anstine recalled that Livelsberger had informed him during
May 1995 that he, Livelsberger, “thought he was threatened”
by employee Kinard. Anstine conferred with Bowman and
Eyer, and “asked them to talk with Kinard about the incident.”
Anstine later got their “statement” and discussed the matter
with Director Roger Dick. Management determined “to place
[Kinard] on suspension pending further investigation.” Anstine
so notified Kinard. Anstine next testified:
The next morning I was told that there were two or three other
people in the machine shop area that had similar types of run
ins with Kinard.
According to Anstine, Kinard’s personnel file showed that
“back in 1989 he had a reprimand where he had threatened
another employee.” In addition,
Livelsberger told me there were several people in the machine
shop that wanted to talk to me . . . they had similar run ins. . . .
In total I talked to them plus a half dozen extra . . . altogether
maybe nine or ten people . . . .
Anstine asserted that “this bullying and threatening that was
done by Kinard was serious enough that he should be termi-
nated.” However, a “decision” was made by “division” or
“headquarters” that Kinard would only get a 30-day suspension
“due to the length of his service.” Anstine nevertheless ac-
knowledged that “that’s a long suspension by Campbell
Chain’s standards.” Management, assertedly, “wanted to make
certain that there was no misunderstanding on anybody’s part
that that sort of action would not be tolerated.” When asked if
Management “could have made that same understanding with a
shorter suspension,” Anstine responded: “That’s possible . . . I
don’t know.” Anstine admittedly “knew” that Kinard was “a
Union supporter,” however, assertedly, Kinard’s union activity
was not “a factor in the decision.”
Anstine, on cross-examination, acknowledged that he did not
“meet with Kinard”; he assertedly spoke with employees Rob-
ert Herman and Fay Beaverson about “run ins with Kinard” and
thereafter never asked Kinard about these employee “com-
plaints” and, in short, “took their word for it”; and “nobody has
ever been suspended for such a long period of time . . . .” An-
stine was then questioned about disciplinary actions taken
against other employees. Thus, for example, “Hohenadel ac-
cused Meyers of threatening to punch him with a screwdriver
and throw him in the . . . .waste treatment thing”; Meyers “was
suspended for a day” and Hohenadel was given a “reprimand”
for “calling Meyers an idiot.” Gary Wilders “threatened to hit a
supervisor” and was “given an in house suspension.” Anstine
acknowledged that “I don’t know what an in house suspension
is.” Michael Shoff “received a reprimand” after having “on
several occasions threatened to use bodily harm toward a fellow
employee.” In that case, Anstine assertedly “got the two guys
together,” Shoff “apologized” and “we issued a reprimand.”
No effort was made to “bring Livelsberger and Kinard together
in a similar situation.”
On the credible evidence of record here, I find and conclude
that Respondent Employer discriminatorily suspended em-
ployee Kinard for 30 days, while this proceeding was pending,
because of his Union and related protected concerted activities.
I do not credit and reject as pretextual management’s shifting
and largely unsubstantiated asserted nondiscriminatory reasons
for this unusual and unprecedented treatment of this employee
for over 20 years. Management, apparently, wanted to even go
further, also unusual and unprecedented, and terminate the
employee, but was advised to relent from this extreme re-
sponse. In short, I am persuaded here that management dis-
criminatorily disciplined employee Kinard, in violation of Sec-
tion 8(a)(1) and (3) of the Act, and such disciplinary action, on
this record, would not have occurred for lawful nondiscrimina-
tory reasons.
Counsel for Respondent Employer argues that the Employer
is not responsible for the above unlawful statements and con-
duct attributed to “facilitators” Pelen, Grove, and Hanna be-
cause they, as hourly paid “facilitators,” were not “agents” or
COOPER INDUSTRIES
171
“supervisors” under the Act during the pertinent time periods.
Section 2(11) of the Act defines a “supervisor” as
[A]ny individual having the authority, in the interest of the
employer, to hire, transfer, suspend, lay off, recall, promote,
discharge, assign, reward or discipline other employees, or re-
sponsibly to direct them, or to adjust their grievances, or ef-
fectively recommend such action, if in connection with the
foregoing the exercise of such authority is not of a merely
routine or clerical nature, but requires the use of independent
judgment.
And, Section 2(13) of the Act provides:
In determining whether any person is acting as an “agent” of
another person so as to make such other person responsible
for his acts, the question of whether the specific acts per-
formed were actually authorized or subsequently ratified shall
not be controlling.
As restated in Amperage Electric, 301 NLRB 5, 13 (1991),
Actual existence of true supervisory power is to be distin-
guished from abstract, theoretical or rule book authority. . . .
What is relevant is the actual authority possessed and not the
conclusory assertions of witnesses. . . . [T]he enumerated
powers listed in Section 2(11) of the Act are to be read in the
disjunctive . . . [and] Section 2(11) also states the requirement
of independence of judgment in conjunctive with what goes
before . . . . The performance of some supervisory tasks in a
merely routine, clerical, perfunctory or sporadic manner does
not elevate a rank and file employee into the supervisory
ranks. . . . [T]he decisive question is whether [the individual
involved] has been found to possess authority to use [his or
her] independent judgment with respect to the exercise by
[him or her] of some one or more of the specific authorities
listed in Section 2(11) of the Act . . . . In short, some kinship
to management, some empathetic relationship between em-
ployer and employee, must exist before the latter becomes a
supervisor of the former . . . . [Citations omitted.]
And, as noted in Propellex Corp., 254 NLRB 839, 843 (1981),
[D]uring the election campaign, as before, the leadladies, by
virtue of their historic role as a conduit for [the employer’s]
information and orders, were clothed by [the employer] with
the apparent authority of its agents; were put in a position by
[the employer] to be understood by employees to be agents of
[the employer]; and therefore their actions should be imputed
to [to the employer] . . . . [Citations omitted.]
The credible evidence of record makes it clear that the above
“facilitators” were “supervisors” and/or “agents” under the Act
as alleged. The “facilitators” worked varying hours in several
departments and were thus not confined to one specific shift
because of their broad responsibilities for the Employer in con-
nection with their “team” duties (see G.C. Exhs. 14 and 15);
received for the most part substantial pay raises at the time of
their appointments to this position; served as spokespersons for
Management telling “team” members in effect “what is going
on in the Company”; were “empowered to enact” and thus had
“the authority to make decisions”; showed employees how to
get their jobs done; performed essentially the same duties as
salaried “facilitators” who were admittedly “supervisors” under
the Act; were regarded by the Employer more like “shift coor-
dinators” who were admittedly “supervisors” under the Act;
assigned duties and lunchtimes to rank-and-file workers; ap-
proved employee vacation and sick leave requests; signed em-
ployee time cards; maintained employee attendance cards; is-
sued verbal warnings to rank-and-file workers; worked out of
offices; participated in planning overtime scheduling; did not
“punch in” like production and maintenance workers and wrote
up their own hours of work for a period of time; prepared work
schedules; conducted and/or participated in employee perform-
ance evaluations; and scheduled “team” meetings and shut
down production machines during those meetings. Illustrative
of the power thus granted to these “facilitators” is the following
credible testimony of employee Randy Coy:
Q. How long was Ms. Pelen your facilitator?
A. . . . .A few months, I am not exactly sure.
Q. Did she ever say anything to you that suggested that
she was in charge?
A. Yes. . . . She [said do it] my way or [it’s] the high-
way.
As noted above, during August 1994, Company “facilitator”
Deb Pelen
came to me [Coy] and asked me to get everybody on our team
checked off as soon as possible . . . they want them checked
off and to team rate as soon as possible . . . get everybody to-
gether and have them checked off as soon as possible . . . .
Coy “did exactly what she [Pelen] told me.” And, “as a result
of this check off procedure” some six to eight employees on his
“team” were given “raises” shortly prior to the representation
election.11 I do not credit the assertions of the various Man-
agement witnesses, including its “facilitators,” to the effect that
they were really “coaches” or “leadmen” without “supervisory”
authorities.
I find and conclude that hourly paid “facilitators” Pelen,
Grove and Hanna—like the salaried “facilitators”—responsibly
and effectively directed the employees in the performance of
their work, having the authority to and exercising one or more
of the indicia listed in Section 2(11) of the Act, and that the
exercise of such authority was not of a “merely routine” or
“clerical nature” but required the exercise by them of “inde-
pendent judgment.” Moreover, I find and conclude that the
Employer led its employees to reasonably believe that Pelen,
Grove, and Hanna, as well as the other admitted supervisors
named in this proceeding, had the authority to speak on behalf
of the Employer, and therefore their coercive and related state-
ments and conduct cited herein should be imputed to the Em-
ployer.12
11 Further, with respect to “facilitator” Hanna, he acknowledged that
on September 1, 1994, some weeks before the representation election,
he was changed “from facilitator to supervisor” because “they wanted
two supervisors on each shift.”
12 Counsel for Respondent Employer, although having previously
repeatedly admitted and acknowledged the “agency/supervisory” status
of Charles McMahon (see Tr. 1008), later, after counsel for the General
Counsel had rested their case during the third week of hearings, moved
to withdraw this admission. This request was denied as untimely (see
Tr. 1907 to 1911). On reconsideration, I adhere to that ruling. In any
event, I would find, on this record, the Employer responsible for
McMahon’s statements and conduct during the pertinent time period as
its “supervisor” and/or “agent” (see Tr. 2390 to 2410). I have, as noted,
discredited McMahon’s testimony pertaining to his unlawful conduct
during the pertinent time period. In addition, McMahon, admittedly a
“supervisor” for some 22 years, acknowledged that he had been in-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
172
CONCLUSIONS OF LAW
1. Respondent Employer is engaged in commerce as alleged.
2. The Charging Party Union is a labor organization as al-
leged.
3. Respondent Employer has violated Section 8(a)(1) of the
Act by coercively interrogating employees about their union
activities; by soliciting grievances from employees in order to
dissuade them from engaging in union activities; by promising
employees a better wage and benefit package in order to dis-
suade them from supporting the Union; by promising employ-
ees that they would receive benefits if they rejected union rep-
resentation, telling them that pay inequities would be corrected,
everyone would be placed on a team system and these steps
would be completed within a reasonable time; by telling em-
ployees shortly prior to the representation election that their
“red circle rates” will be eliminated; by engaging in surveil-
lance of or creating the impression of engaging in surveillance
of employee union activities; by threatening employees with
discharge, plant relocation, plant closure, or other reprisals for
engaging in union activities; by telling employees that the Em-
ployer would see their signed union authorization cards; by
telling employees that collective bargaining would be futile,
because the Employer would not negotiate in good faith with
the Union if selected by them; by telling employees after the
representation election that the Employer would have given
them a greater wage and benefit package if the Union had not
filed charges against it with the Board; and by placing the onus
for the Employer’s lack of pay system changes on the Union for
having filed charges with the Board.
4. Respondent Employer has violated Section 8(a)(1) and (3)
of the Act by granting hourly wage increases and bonuses to its
employees shortly prior to the representation election in an
attempt to discourage membership in the Union; by similarly
permitting employees to return to a straight 8-hour shift with a
paid lunchbreak and permitting employees to change the hours
their shift began and ended shortly prior to the representation
election; by discriminatorily denying a performance wage in-
crease to employee John Switzer placing the onus for that deci-
sion on the Union; and by discriminatorily disciplining em-
ployee Stanley Kinard.
5. As discussed below in the remedy section, infra, a major-
ity of Respondent Employer’s employees in an appropriate unit
had designated and selected the Union as their representative
for the purposes of collective bargaining; Respondent Em-
ployer’s unfair labor practices are so serious and substantial in
nature that the possibility of erasing their effects and conduct-
ing a fair and free representation election or rerun representa-
tion election by use of traditional remedies is slight; and, con-
sequently, the employees’ sentiments regarding representation
having been expressed through union authorization cards would
on balance be protected better by issuance of a bargaining order
than by traditional remedies.
structed by Management, like other “supervisors,” as to what he could
or could not say to employees during the Union’s campaign. He also
acknowledged that on “the Monday after the Union election” an em-
ployee “came to” him “because [the employee] had heard [that another
employee] got a raise and he wanted to know how come he didn’t get a
raise too.” When asked “what is your relationship with [that employee]
that would cause him to come to you,” McMahon responded: “I was his
supervisor.” In my view, McMahon’s “supervisory” and/or “agency”
status has been sufficiently shown here.
6. The unfair labor practices found above affect commerce as
alleged.13
REMEDY
To remedy the 8(a)(1) and (3) violations found above, Re-
spondent Employer will be directed to cease and desist from
engaging in the conduct found unlawful and like or related
conduct and to post the attached notice. Respondent Employer
will also be directed to make whole employee Stanley Kinard
for any loss of earnings and other benefits suffered as a result
of his discriminatory suspension, as prescribed in F. W. Wool-
worth Co., 90 NLRB 289 (1950), plus interest as computed in
New Horizons for the Retarded, 283 NLRB 1173 (1987). Re-
spondent Employer will also be directed to make whole em-
ployee John Switzer for any loss of earnings and other benefits
suffered as a result of his discriminatory denial of a perform-
ance wage increase, with interest, as provided above. Respon-
dent Employer will also be directed to preserve and make
available to the Board or its agents on request all payroll re-
cords and reports and all other records necessary to determine
backpay and compliance under the terms of this Decision and
Order. And, Respondent Employer will also be directed to
expunge from its files any references to the above discrimina-
tory suspension of employee Kinard and notify him in writing
that this has been done and that evidence of this discriminatory
action will not be used as a basis for future personnel action
against him, in accordance with Sterling Sugars, 261 NLRB
472 (1982).
A. The Propriety of a Bargaining Order
The General Counsel, as noted, also seeks a bargaining order
here. The General Counsel alleges that a majority of Respon-
dent Employer’s employees in an appropriate unit had desig-
nated and selected the Union as their representative for the
purposes of collective bargaining; that Respondent Employer’s
unfair labor practices, as found, are so serious and substantial in
nature that the possibility of erasing their effects and conduct-
ing a fair and free representation election or rerun representa-
tion election by use of traditional remedies is slight; and that,
consequently, the employees’ sentiments regarding representa-
tion having been expressed through union authorization cards
would on balance be protected better by issuance of a bargain-
ing order than by the above traditional remedies. For the rea-
sons stated below, I agree.
Thus, the Union initiated its campaign to represent the Em-
ployer’s some 393 production and maintenance employees at
its York facility during March 1994. Thereafter, by July 25,
1994, 224 of the 393 unit employees had signed or otherwise
executed cards which clearly and unambiguously designated
the Union as their collective-bargaining representative.14 The
Union requested recognition from the Employer as the duly
13 Counsel for the General Counsel, in fns. 86 and 115 of their 167-
page posthearing brief, move to amend their previously amended con-
solidated complaints to allege additional 8(a)(1) conduct. The General
Counsel’s motion is denied as untimely and, in any event, the cited
additional violations are at best cumulative and would not in any mate-
rial way affect the above conclusions or the remedy in this proceeding.
14 See Appendix A annexed hereto, containing a list of the 224 unit
employees who had signed or otherwise executed union authorization
cards on the dates indicated or by July 25, 1994, with pertinent exhibit
and transcript references.
COOPER INDUSTRIES
173
designated collective-bargaining representative of the unit em-
ployees on July 21, 1994, and the Employer refused. The Un-
ion filed a representation petition with the Board on July 25,
1994, and a Board-conducted representation election was
scheduled for September 16, 1994.
The Employer, in resisting this organizational effort, as
found above, interfered with, restrained, and coerced its em-
ployees in the exercise of their Section 7 rights in violation of
Section 8(a)(1) of the Act by, inter alia, soliciting employee
grievances and promising them a better benefit package in or-
der to dissuade them from supporting the Union; by telling
employees that “their red circle rates would be eliminated” in
order to discourage their support of the Union; and by promis-
ing employees that they would receive better benefits if they
rejected union representation, telling them that pay inequities
would be corrected, everyone would be placed on a “team”
system and these steps would be completed within a reasonable
time. The Employer also discriminated in regard to the hire or
tenure or terms and conditions of employment of its employees
in an attempt to discourage membership in the Union, in viola-
tion of Section 8(a)(1) and (3) of the Act, by granting substan-
tial hourly wage increases and bonuses to unit employees and
by returning employees to a straight 8-hour shift with a paid
lunchbreak and, further, by even permitting employees to
change the hours their shift began.
Upper management, on the day before the scheduled repre-
sentation election, made clear to all the unit employees:
Management has got the message and is listening. . . . The
message is clear we have to address the pay inequities. . . .
The pay system that was implemented was supposed to apply
to everyone. . . . The new pay system was established to en-
hance development of teams. Everyone was supposed to be
entitled to the same opportunities. What went wrong is we
don’t have everyone on the team system. This is a situation
that must and will be corrected. . . . . All I am able to give you
at this time is my personal commitment that Management will
address this concern and in a reasonable time frame.
As discussed above,
The danger inherent in [such] well-timed increases in benefits
is the suggestion of a fist inside the velvet glove. Employees
are not likely to miss the inference that the source of benefits
now conferred is also the source from which future benefits
must flow and which may dry up if it is not obliged.
. . . .
The most formidable violations in terms of undermining the
union’s organizational drive were the somewhat spontaneous
grants of benefits by the company after the organizational
drive began . . . and before the election was held. . . . We can-
not ignore decisional acceleration in employee benefits pre-
ceded by months of lethargy. Lightning struck only after the
union’s rod was hoisted. In this case the wage readjustments,
and other benefits, to say nothing of the initial announcement
of these benefits, were clearly a counterweight to [the union’s]
organizational efforts. To permit a company to time its an-
nouncement and allocation of benefits in such a fashion
would be a great disservice to the ideal of organizational free-
dom so deeply imbedded in the National Labor Relations Act.
. . . .
wage increase violations during the course of an organizing
campaign, such as the ones here, carry a special potential for
long lasting impact because of their significance to employees
and because the Board’s usual remedies do not require the
employer to withdraw the benefits from the employees . . . .
Management, however, also made sure that its employees
would not miss “the inference” or “the suggestion of a fist in-
side the velvet glove” and, accordingly, accompanied the above
coercive and discriminatory misconduct with clear and unmis-
takable threats to relocate and close its York facility if the em-
ployees chose union representation. Indeed, upper management
was, concededly, well aware during the Union’s organizational
campaign that “there was a feeling among employees that Coo-
per might move the plant south.” Nevertheless, as Company
Official Koehne acknowledged, “nobody from Management
ever told the employees flat out we have no intention of closing
this plant” as part of its claimed effort to combat this existing
“air of negativism.” Upper management thus condoned these
repeated threats, thoroughly documented supra, made by its
front line representatives. And, of course, as stated above,
threats of plant closure and discharge not only are “hallmark”
violations [of the Act] but “are among the most flagrant of un-
fair labor practices” . . . .
Upper management, at the same time, also made clear to the
employees that it would not negotiate or bargain in good faith
with the Union if chosen as their collective-bargaining repre-
sentative in a Board-conducted representation election, in fur-
ther violation of the proscriptions of Section 8(a)(1) of the Act.
Thus, employee Ray Wintermyer credibly recalled Company
Representative Bernard Koehne apprising the assembled unit
employees shortly prior to the representation election:
He [Koehne] . . . was . . . a Company negotiator . . . [and]
when they left [Company headquarters in] Houston with a
package for Cooper Tool that’s all there was . . . there was no
other negotiations on their part . . . there was no better deal
coming out of Houston but the deal that they had . . . they
would not give one more inch . . . .
Employee Jeffrey Beam also credibly recalled Koehne telling
the assembled employees shortly before the representation elec-
tion that “Texas makes up what every plant that Cooper owns
gets and there is no bargaining on that whatsoever.” Employee
Lawrence McFatridge also credibly “understood” Koehne to be
telling the assembled employees shortly before the representa-
tion election that “we will not negotiate a contract”—“the
Company would refuse to negotiate a contract.” Employee
George Lighty credibly related how Koehne apprised the as-
sembled employees “during the period just before the election”
that
they [the Employer] would not negotiate with the Union . . .
the Company only had so much to offer and they weren’t ne-
gotiating with them . . . .
. . . .
the Company policy was not to negotiate with the Union . . .
they only have so much to give no matter what . . . .
Employee Stanley Kinard credibly recalled Koehne addressing
the assembled unit employees shortly before the representation
election:
Mr. Koehne stated . . . when we come in to negotiate a con-
tract . . . we give you the bottom line . . . you can take it or
leave it . . . .
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
174
Kinard raised his hand and asked Koehne, “you mean you don’t
have to sit down and negotiate in good faith.” Koehne re-
sponded: “we give you the bottom line and you either take it or
you go on strike.” Kinard again raised his hand and asked,
“isn’t there collective bargaining . . . while we work towards an
agreement . . . beneficial for both sides . . .” Koehne re-
sponded: “that wouldn’t serve any purpose . . . you take the
bottom line or you go on strike . . . .” And, as Manager Bow-
man also had made clear to the assembled unit employees on
the day before the representation election,
As you know, all Union contracts are negotiated between
Houston and the Union. Anyway you look at it, that leaves
you and me out of the picture. . . . You and I have the most to
lose and, in the end, will have the least to say. . . .
As discussed supra, “the above statements unlawfully threat-
ened that employees’ efforts to organize would be an exercise
in futility.” These coercive “statements” were made by high-
ranking members of management and, as noted, were accom-
panied by coercive interrogation, threats, interference, and dis-
crimination. Further, upper management was also well aware
of “facilitator” Grove’s surveillance of a union meeting, later
discussed in the plant in such a manner so that rank-and-file
workers could overhear the coercive and chilling comments of
management’s representatives, in plain violation of Section
8(a)(1) of the Act. Employees were at the same time being
coercively admonished that the Employer would get to see their
Union authorization cards. And, in addition, upper manage-
ment later made clear to the employees, after the representation
election, that the Employer would have given them a greater
wage and benefit package if the Union had not filed charges
against it with the Board, and placed the onus for the Em-
ployer’s lack of pay system changes on the Union for having
filed charges with the Board, in further violation of Section
8(a)(1) of the Act. Upper management discriminatorily denied
a performance wage increase to employee Switzer “placing the
onus for that decision” on the Union, in violation of Section
8(a)(1) and (3) of the Act. Switzer was told that his raise was
denied “because of the Union business.” Finally, shortly before
these hearings convened, upper management discriminatorily
disciplined employee Kinard, an open and active union sup-
porter, in an unprecedented and unusual manner, in violation of
Section 8(a)(1) and (3) of he Act.
In sum, such massive and flagrant unfair labor practices, in-
volving numerous “hallmark” violations of the Act, participated
in and condoned by upper management, have prevented the
holding of a fair and free representation election and require the
remedial direction of a bargaining order. The lingering effects
of such misconduct cannot be erased by traditional cease-and-
desist provisions contained in an order and posted notice.
B. The Contentions of Counsel with Respect to the Union Cards
Counsel for Respondent Employer argues that a majority of
Respondent Employer’s employees in the appropriate bargain-
ing unit had not voluntarily or sufficiently designated the Union
as their collective-bargaining representative by July 25, 1994.
However, as noted, by July 25, 1994, 224 of the “maximum” of
393 employees (fn. 7, supra) in the stipulated production and
maintenance unit15 had signed or otherwise executed cards
15 The appropriate bargaining unit, as stipulated, is:
which clearly and unambiguously designated the Union as their
collective-bargaining representative. See Appendix A. Counsel
for Respondent Employer contends in his 93-page appendix to
his 157-page brief that “none of the authorization cards admit-
ted may be counted in determining whether the Union repre-
sented a majority of employees due to the explanation of the
purpose of the cards given by Union Representative Joe Po-
zza”; “the authorization cards of employees whose testimony
differed from their [prehearing] questionnaire answers must not
be counted”; “three unsigned authorization cards must not be
counted”; “the authorization cards solicited on grounds they
would be used to get a vote or election must not be counted”;
“Robert Hake’s authorization card must not be counted due to
supervisory interference in its procurement”; “three authoriza-
tion cards of employees who were told to sign to get more in-
formation must not be counted”; “the authorization card of an
employee who was told to sign to verify meeting attendance
must not be counted”; and “six authorization cards signed by
employees who did not read them must not be counted.”
The controlling legal principles in determining the validity of
such cards were restated and applied in Advanced Mining
Group, 260 NLRB 486, 508 (1982), enfd. 701 F.2d 221 (D.C.
Cir. 1983), in part as follows:
[E]mployees as a rule are not too unsophisticated to be bound,
and should be bound, by the clear language of what they sign
unless that language is deliberately and clearly canceled by a
union adherent with words calculated to direct the signer to
disregard and forget the language above his signature . . . .
[T]here is nothing inconsistent in handing an employee a card
that says the signer authorizes the union to represent him and
telling him that the card will probably be used first to get an
election. . . . Absent some other disability, the use or proposed
use of the cards to secure an election does not alter their es-
sential character as union designations.
Second, an employee’s thoughts or afterthoughts as to
why he signed a union card and what he thought that card
meant cannot negative the overt action of having signed
the card . . .
Third, where employees testify under the eye of com-
pany officials about card signing events which occurred
much earlier and prior to company activities that consti-
tuted unfair labor practices, there is wisdom in requiring
fairly strong evidence of misrepresentation before adjudg-
ing the signed cards invalid . . . . For, it is certainly con-
ceivable that the same threats and benefits which shook an
employee’s original support of the union also altered the
employee’s memory of the events that occurred before the
presentation of such threats and benefits . . . [T]he crucial
question . . . is whether the union had the support of a ma-
jority of the employees in an appropriate unit at the time
the request to bargain was made . . . . [See cases cited.]
As counsel for the General Counsel note in pages 123 to 167
of their brief, and as is shown in Appendix A of this decision,
181 of the 224 cards involved in this case were authenticated by
the employees who had signed or otherwise executed them.
All production and maintenance employees employed by Respondent
Employer at its York, Pennsylvania facility, excluding all office cleri-
cal employees, professional employees, guards and supervisors as de-
fined in the Act.
COOPER INDUSTRIES
175
The remaining 43 cards were authenticated by employees Den-
nis Leber, Eugene Reever, Greta Shimmel, Arlie Nafziger,
Lawrence McFatridge, and Stanley Kinard. See also Appen-
dixes A, B, C, D, E, and F annexed to counsel for the General
Counsel’s brief. Thus, employee Leber credibly testified that
he had attended union meetings starting in early March 1994;
that Union Representative Joe Pozza made blank cards avail-
able; and that Pozza
told us by signing the card you are asking the Steelworkers to
represent you . . . to do bargaining with the Company . . . we
were told to tell [the employees] that it’s for representation for
bargaining . . . .
Leber credibly and sufficiently identified his card and the cards
of 11 coworkers. He recalled: “I told them that by signing a
Union card they’re asking the Steelworkers to represent them
for the purposes of getting a contract . . . .” Leber acknowl-
edged that “sometimes” the subject of “an election” “came up”
in discussing the cards with coworkers. Leber testified:
Q. Did you tell them that the card would be turned
over to the NLRB who would in turn run an election?
A. I told them that’s a possibility if they’re not recog-
nized by the Company.
In like vein, employee Reever credibly and sufficiently iden-
tified his card and the cards signed by five coworkers. He re-
called having been told by the Union’s representatives: “if we
are interested in a Union they desired to represent us,” and “we
would probably have to get through . . . a Union election . . .
because . . . most companies would not recognize a Union on
simply cards alone if you get 51 or 52 percent . . . .” He re-
called that card signer Viola Kerrigan had asked: “if I sign a
card how quick would we get a Union in here.” He responded:
“we would probably have to get through . . . an election proc-
ess.” And, employee Shimmel also credibly and sufficiently
identified her card and the cards signed by five coworkers. She
recalled Union Representative Pozza stating that the “purpose”
of the cards was “we wanted” the Union “to represent us.” She
testified:
Q. Do you recall what you told them [the card signers]
if anything about the purpose of the card?
A. The purpose of it is what I said before . . . about the
Steelworkers . . . helping us get organized . . . to have the
Steelworkers come in . . . .
She further testified on cross-examination:
Q. . . . . Did you tell any employees that the purpose of
the cards was to hold an election?
A. To bring the Union in . . . yes. . . . . I explained to
all of them what the purpose of it was, and the purpose
was for the Union . . . that we want help . . . that we need
someone to represent us . . . for a labor agreement . . . .
In addition, employee Nafziger credibly and sufficiently
identified his card and the eight cards signed by coworkers. He
recalled that Union Representative Pozza had said:
[T]he card was . . . to be signed by employees so that we
could be represented by the United Steelworkers Of America
and if we had a certain percentage of cards signed . . . we
could have an election . . . .16
And, employees McFatridge and Kinard also credibly and
sufficiently identified their own cards and the cards signed by
nine and five co-workers, respectively. McFatridge recalled
telling employees that the card “was to have the Steelworkers
represent us in bargaining.” Kinard recalled that Union Rep-
resentative Pozza had explained the “purpose” of the card as
follows:
He [Pozza] told us that we sign a card asking the United
Steelworkers of America to come in and represent us in the
bargaining process with Campbell Chain . . . .
See also the corroborating testimony of Union Representative
Joseph Pozza, Tr. 159.
In addition to the above testimony, it is undisputed that Re-
spondent Employer, on or about April 19, 1994, over 3 months
before the cards were submitted to the Board’s Regional Direc-
tor, notified the unit employees in writing (G.C. Exh. 25):
Don’t be misled into signing a Union card. By signing one
of these cards, you are authorizing the Union to represent you
and speak for you in all your dealings with the Company.
Don’t let anyone tell you it’s just to get an election. Don’t
sign one just to get someone to leave you alone. Don’t let
anyone tell you it’s just to get better benefits. A signed card
can be used by the Union to get the right to represent you
WITHOUT AN ELECTION and may, ultimately, obligate you to
pay Union dues, fees and assessments.
There is one important thing you should know if you are ap-
proached by someone representing the Union. The law guar-
antees you the right to be free from harassment and interfer-
ence if you choose not to become involved or bothered by un-
ion supporters. It also guarantees you the right to speak
against the Union if you desire. If anyone tries to interfere
with your rights, please contact me [Director Brindisi] or any-
one else in Management for help. [Emphasis in text.]
Appendix A to this decision shows that about half of the 224
cards were signed or executed after April 19, 1994. Further,
this record does not credibly establish any attempt by the 224
employees to revoke or withdraw their union designations.
I have reviewed the record testimony pertaining to the above
43 cards. These 43 cards were sufficiently and credibly authen-
ticated by Leber, Reever, Shimmel, Nafziger, McFatridge, and
Kinard as discussed above. I find that these 43 employees exe-
cuted valid and voluntary designations of the Union as their
representative for collective bargaining, as enumerated in Ap-
pendix A, B, C, D, E, and F of counsel for the General Coun-
sel’s brief.
Counsel for the General Counsel, in pages 133 to 137 of
their brief, note that some 108 employees—including employ-
ees Dennis Leber, Eugene Reever, Greta Shimmel, Arlie Nafzi-
ger, Lawrence McFatridge, and Stanley Kinard, whose credible
testimony is summarized above—testified that they read and
signed their own cards. See Appendix G to counsel for the
General Counsel’s brief, listing the names of these employees.
16 I note that one of Nafziger’s cards, that of David Shultz, is un-
dated; however, the record shows that this card was received by the
Board’s Regional Office on July 25, 1994. See also the cards of Faye
Beaverson, Shea Hurley, and Robert Stover, which cards I find to have
been duly executed during the above campaign by July 25, 1994.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
176
ployees. Thus, for example, as the credible evidence of record
shows, employee Jeffrey Anderson read and signed his card.
Employee Linda Anderson read and signed her card. She ex-
plained: “It’s a card showing that I agree to have the Union
represent me.” Employee Shirley Bates read and signed her
card. She denied on cross-examination that she was told “that
the card was for an election.” Employee Jeffrey Beam read and
signed his card. He too was asked on cross-examination:
Q. Were you told that the card you were given was to
be used for the purposes of an election?
A. No.
Employee Jeffrey Blouse read and signed his card. He was
asked on cross-examination:
Q. Did Mr. Walker explain that the card would be used
for an election?
A. . . . . No, he explained to me that the card was vot-
ing for the Union.
Q. By signing the card you had voted for the Union?
A. Yes, I did, because I read the card.
Employee James Buckingham read and signed his card. He
was asked on cross-examination:
Q. Where were you when Greta [Shimmel] gave you
the card?
A. I don’t remember.
Q. . . . . Did she tell you it was for an election?
A. No.
Q. Did she mention election?
A. No.
Q. Did she threaten you in any way?
A. No.
Employee Brian Crumbling identified his card as “a Union
card” signed by him “to be represented by the Steelworkers
Union.” He denied on cross-examination being threatened, and
further testified:
Q. Did he [the card solicitor] tell you that the purpose
for signing the card was to have an election?
A. He said it was to have an election but that wasn’t
the only reason . . . .
Employee Larry Fake read and signed his card. He explained
that his card solicitor “told me it was for an election,” but he
was also told that it was for union representation.
Employee Glenn Hake read and signed his card. He testified
on cross-examination:
Q. And did Walker tell you that you needed to sign the
card to bring it to a vote?
A. Yes.
Q. Did he tell you anything else?
A. Just that they needed 75 percent of the people to
bring it to a vote.
Q. Are you sure you read it before you signed it?
A. Yes.
Employee Robert Hake read and signed his card. On cross-
examination, he testified:
Q. Did Austin Miller tell you to sign the card?
A. No, he didn’t tell me to sign it.
Counsel for Respondent Employer then read from Robert
Hake’s prehearing questionnaire:
My boss told me, Austin Miller, that this is a card to [sign]
and told me that they would like to [sign] no. But you can see
I [sign] yes. We need a Union. They are getting out of hand
in Campbell Chain. Thank you. Please try to help us.
On further cross-examination, Robert Hake explained that
Miller did not give him the card although Miller “told me to
vote no, to write no on the card, and I would make my own
decision.”
Employee John Heiner read and signed his card. He testified
on cross-examination:
Q. . . . Why did you sign the card?
A. I signed the card because I wanted to learn more
about this Union and see what they could do for us . . . .
Q. Did you understand that by signing this card you
would be automatically represented by the Union?
A. Yes I did . . . .
Employee Cindy Hengst read and signed her card. She too
explained on cross-examination:
[W]hen I signed my card . . . I was signing for a Union . . . .
Likewise, employee Linda Orr read and signed her card. She
testified on cross-examination:
Q. . . . . Isn’t it true that Ruth Orr told you that the pur-
pose of this card was to have an election?
A. No, Ruth told me that the purpose of this card was
. . . if I wanted to sign . . . they would bargain for me . . .
she did not say there would actually be an election . . . .
Allen Shirey signed his card, and explained on cross-
examination:
[T]his shows interest in the Union . . . we were interested . . . .
See also the remaining cards similarly identified in Appendix
G of counsel for the General Counsel’s brief, supra. I have
reviewed the record testimony of the 108 card signers listed in
Appendix G of counsel for the General Counsel’s brief, includ-
ing those cited and discussed above, and I find on this record
that these employees also sufficiently and credibly identified
and authenticated their cards as valid and voluntary designa-
tions of the Union to be their collective-bargaining representa-
tive.
Counsel for the General Counsel next acknowledge, as
shown at pages 133 to 134 and in Appendix H of their brief,
that some “46 of the witnesses called to authenticate their cards
testified . . . that they were told or signed their card for an elec-
tion.”17 A fair reading of their testimony, however, does not
establish that they were told to disregard the clear language on
their cards designating the Union as their representative. On
the contrary, the 47 employees listed in Appendix H to counsel
for the General Counsel’s brief (see fn. 17, supra), by executing
their cards, were clearly designating the Union as their collec-
tive-bargaining representative. Thus, for example, employee
William Althoff testified that he read and signed his card. He
recalled that employee Kinard gave him his card. He denied
that Kinard told him “that it was to allow for a vote in the Un-
17 I note that Appendix H to counsel for the General Counsel’s brief
in fact lists 47 employee card signers. This one card difference is not
material here.
COOPER INDUSTRIES
177
ion election.” He had acknowledged in a prehearing question-
naire:
Q. What if anything were you told concerning the pur-
pose of the card?
A. To allow a vote for representation by USW Union.
He explained on cross-examination:
Q. Why did you fill out your questionnaire that way?
A. Because that’s what this was all about. We needed
enough cards signed . . . for Union representation and you
guys had the choice of whether there was a vote for it or
not . . . .
Employee Rod Anderson testified that “it’s a Union card I
signed authorizing [or] giving authorization to try to get a Un-
ion vote . . . or have the Steelworkers represent us . . . .” Em-
ployee Reever gave him his card. Anderson testified on cross-
examination:
Q. And he [Reever] told you that it was for a Union
vote, didn’t he?
A. Well, not for a Union vote, but it was to make ap-
plication . . . so that we could petition the Company . . . we
had to have enough signatures before we could petition
them . . . .
Reever had told him that “they’d like to have a few more” “to
petition for” a “Union vote.” Further, Anderson explained on
cross-examination: “I signed the card to get Union representa-
tion.”
Employee Constance Arnold testified that she read and
signed her card. She too was asked on cross-examination:
Q. And she [the card solicitor co-employee Ruth Orr]
told you that if you had enough cards we would be able to
vote for a Union?
A. She didn’t tell me that, that was my understanding.
Q. . . . .When you signed the card did you sign it to get
a vote?
A. I signed it to have the Steelworkers represent me.
Employee Laura Belt testified that coworker Linda Anderson
gave her her union card. Belt read and signed the card. Belt
testified on cross-examination:
Q. Did she [Anderson] tell you it was for an election?
A. Basically, yes.
Q. And did you ask her if it was for representation?
A. [Y]es.
Q. And did she say it wasn’t for representation?
A. Not off . . . not automatically.
Q. She said it was to be used for an election?
A. Basically, yes.
Employee Paul Blymire read and signed his card. He “sign[ed]
up for the Union.” He testified on cross examination:
Q. Do you recall being told that it was for an election?
A. [S]omebody told me . . . they were going to try to
have a vote on it.
Employee Donald Bortner read and signed his card. He too
testified on cross-examination:
Q. Did he [the card solicitor] tell you that the only rea-
son that you needed to sign the card [was] to get an elec-
tion?
A. No. He just asked me if I’d sign the Union card
. . . .
Q. When you signed it, did you sign it to be repre-
sented by the Union?
A. Yes.
Employee Randy Coy read and signed his card. He testified on
cross-examination:
Q. What did he [the card solicitor] tell you about it?
A. . . . . [H]e just said just to see if there was enough
interest.
Q. To get an election?
A. Yes.
Q. . . . . So that was the only purpose for the card?
A. No, he did not. He told me to read the card and
then decide for myself.
Employee Richard Elliot read and signed his card. He had
stated in a prehearing questionnaire that he was “told” that the
“purpose” of the card was “to obtain enough cards to hold an
election.” He explained on cross-examination:
I don’t think I was told that. . . . I just assumed that is what it
was for. . . . I don’t think I was told anything. I think I know
enough about Union cards to know what they are for. . . . To
represent me in collective bargaining and to obtain an elec-
tion. That is what I understood . . . .
Employee Randy Hengst read and signed his card. He also told
his coworkers:
[This is a] head count for how many people were interested in
getting a Union in here . . . .
Employee Scott Ilgenfritz read and signed his card. He recalled
on cross-examination that Union Representative Pozza had said
that “it was to register with the Union.” He had stated on his
prehearing questionnaire that “we can have the right to vote for
a Union.” He explained on cross-examination:
What I should have put [on that form] is . . . to be represented
by the Union . . . . The way I understood it was to be repre-
sented by the Union . . . .
He explained that he “intend[ed] to have the Steelworkers rep-
resent [him].”
Employee Willeas Jimerson read and signed his card. He
was asked on cross-examination “why did [he] sign it.” He
explained that “he wanted to hear more about the Union” and
“wanted to be represented by the Union.” Employee Shirley
Leland read and signed her card. She testified on cross-
examination:
Q. Did he [the card solicitor] tell you it was for an
election?
A. Yes.
Q. Did he tell you it was for a vote?
A. Yes.
Q. Is that why you signed it?
A. Yes.
She later explained that at the time she “signed the card” she
wanted the “Steelworkers to represent” her.
Employee Daniel McMaster read and signed his card.
McMaster explained on cross-examination that he was told by
his card solicitor: “If enough cards are signed there would be an
election.” Employee Ruth Orr read and signed her card. She
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
178
acknowledged on cross-examination that a union representative
had told her that “it was just to get the vote” and she told this to
coworkers. She was later asked:
Q. Did you intend to have the Steelworkers represent
you at the time?
A. Yes.
Q. And do you recall what you told other employees
who you gave cards to?
A. All I said was we are trying to get a Union in here
for collective bargaining for us.
See also the remaining cards similarly identified in Appendix
H of counsel for the General Counsel’s brief, supra. I have
reviewed the record testimony of the 47 card signers listed in
Appendix H of counsel for the General Counsel’s brief, includ-
ing those cited and discussed above, and I find on this record
that these employees sufficiently and credibly identified and
authenticated their cards as valid and voluntary designations of
the Union to be their collective-bargaining representative. As
demonstrated, a fair reading of their testimony, assessed in the
context of this full record, does not establish that they were told
to disregard the clear language on their cards designating the
Union as their representative.
Counsel for the General Counsel next acknowledge at pages
134 to 137 of their brief that “ten employees stated as part of
their testimony that they were told that the authorization card
would only be used for an election or words to that effect.” See
Appendix I to counsel for the General Counsel’s brief. Here,
too, as discussed below, a fair reading of their testimony, as-
sessed in the context of this full record, persuades me that their
cards are also valid and voluntary designations of the Union as
their collective-bargaining representative. Thus, employee Ted
Brown read and signed his card. On cross-examination, Brown
testified:
Q. Did they tell you that your card was for the pur-
poses of an election?
A. Yes.
Q. Did they tell you your card was just to get a vote
in?
A. Yes.
Q. Did they tell you that . . . if you signed the card it
would only mean there would be a vote?
A. No. . . .
Q. What did they say?
A. They said . . . my recollection . . . it was to get a
Union to help represent the problems we were having.
Q. And did you sign the card to be represented by the
Union?
A. Yes.
I find that Brown’s card was also a voluntary and valid designa-
tion of the Union as his collective-bargaining representative.
Employee Donald Buckingham read and signed his card. On
cross-examination, Buckingham testified:
Q. And when he [Union representative Pozza] handed
it [the card] out [at the Union meeting], did he tell you that
if you signed it it would be for an election?
A. Yeah, they said if they got enough cards they would
come in for an election.
Q. Did they tell you anything else about the card?
A. Yeah, they explained that the card was, you know,
just for an election. They got 200, they had to have so
many percentage, they said, before they would come in for
a vote.
Elsewhere, he testified:
Q. Did they use the term just for an election?
A. I don’t remember.
Buckingham later acknowledged that no one at the union meet-
ing where he had received his card had told him “to not pay any
attention to the language in that card.” I find on this full record
that Buckingham’s card was also a voluntary and valid designa-
tion of the Union as his collective-bargaining representative.
Employee Roger Davidson read and signed his card. He was
asked on cross-examination: “Did Jeff Anderson tell you the
card was only for a vote.” He responded:
That sounds, yeah, I think it was only for a vote, I think, I
don’t know to tell you the truth, I don’t remember, that is al-
most what?
He later explained that “at the time [he] signed the card” he
“intend[ed] to have the Union come in.” He also reluctantly
acknowledged that he had stated in his prehearing questionnaire
that he had been told that the “purpose” of the card was “to get
a Union started in the plant.” I find on this full record that Da-
vidson’s card was also a voluntary and valid designation of the
Union as his collective-bargaining representative.
Employee Stacey Eckenrode read and signed his card. He
claimed that he did not then intend to have the Union “repre-
sent” him and he “was told it was for a vote.” On cross-
examination he was repeatedly asked: “[Y]ou were told that it
was only for a vote.” He responded: “Yes” or “Uh hum.”
Elsewhere, he testified:
My dad said it was just to give everyone a fair chance
to vote . . . .
He said that if more than half the people filled out the
card then everyone has a vote. The card didn’t mean if
you wanted the Union or not.
Elsewhere, he testified:
Q. Do you recall who gave you the card?
A. No, I think it was on my desk where I worked.
Q. . . . . So no one told you anything when they gave
you the card, is that correct?
A. No . . . no one told me nothing.
Q. The conversation you had with your father, when
did that occur, do you recall?
A. I asked him . . . I was fairly new there . . . I wasn’t
sure what I should do and he was there like for 25 years,
so I talked to him after I got the card, before I filled it out.
Q. To your knowledge did your father sign a card?
A. Yes.
I find on this full record that Eckenrode read and signed his
clear and unambiguous card on July 6, 1994, authorizing the
Union to represent him, and that this clear and unambiguous
card language was not “deliberately and clearly canceled by a
Union adherent with words calculated to direct the signer to
disregard and forget the language above his signature . . . .”
See Advanced Mining Group, supra.
Employee Wilson Gonzales read and signed his card. On
cross-examination he was asked: “Did [the card solicitor] tell
you it was only for an election.” He responded: “Yeah.” Later,
he acknowledged that “at the time [he] signed the card [he]
COOPER INDUSTRIES
179
want[ed] the Union to come in.” I find on this full record that
Gonzales’ card was also a voluntary and valid designation of
the Union as his collective-bargaining representative.
Employee Bruce Hohenadel read and signed his card. On
cross-examination Hohenadel testified:
Q. Did he [the card solicitor] tell you the card was for
the purpose of having an election?
A. Yes.
Q. Did he tell you anything else?
A. No, other than, well, he needed, it was just for a
certain percentage of the people for a vote, for it to go to a
vote.
Q. Did he tell you anything else?
A. No.
Q. Did you understand that you were signing a card
[for] an election?
A. Yes.
Later, Hohenadel acknowledged that he “understood” that he
was “signing a card for Union representation” and that his card
solicitor did not “tell [him] to disregard the language on that
card.” As he put it, “I don’t believe so. . . .” Later, he testified
on further cross-examination:
Q. Didn’t he just say sign this so that we can have an
election?
A. I don’t know if that is how he put it exactly.
Q. Words to that effect?
A. I am not sure.
I find on this full record that Hohenadel’s card was also a vol-
untary and valid designation of the Union as his collective-
bargaining representative.
Employee Stewart Leland read and signed his card. He testi-
fied:
Q. Did you read the card before you signed it?
A. I glanced at it, I didn’t really look at it close
enough.
Q. Did anyone tell you anything about the card before
you signed it?
A. No, not really.
Q. At the time you signed it did you intend to have the
Union represent you?
A. It was my understanding it was for a call for an
election only.
Q. Were you told that?
A. In so many words, yes, but not directly.
Q. Did anyone tell you to disregard the language on
that card?
A. No sir.
Leland is currently a supervisor. And, on this full record, I find
that Leland also read and signed his clear and unambiguous
card on April 20, 1994, authorizing the Union to represent him
and that this clear and unambiguous card language was not
“deliberately and clearly canceled by a Union adherent with
words calculated to direct the signer to disregard and forget the
language above his signature . . . .” Ibid.
Employee Dale Stambaugh read and signed his card. On
cross-examination he testified:
Q. And he [the card solicitor] told you it was for an
election, didn’t he?
A. Yes.
Q. Did he tell you anything else besides that?
A. Absolutely not. No more than he said, it is just
showing, you know, if the Union comes in, they either
come in or they don’t, whatever the vote shows.
He too had not been told “to disregard the language on that
card.” And, on this full record, I find that Stambaugh also read
and signed his clear and unambiguous card authorizing the
Union to represent him and that this clear and unambiguous
card language was not “deliberately and clearly canceled by a
Union adherent with words calculated to direct the signer to
disregard and forget the language above his signature . . . .”
Ibid.
Employee Collen Wambaugh read and signed his card on
May 5, 1994. He testified on cross-examination:
Q. Did anyone tell you what the card was for?
A. Roundabout, and rumors, like people talking to-
gether, I mean, if I was interested, I wanted to find out
more information about it, that is the only way to do it, get
on a mailing list, go to meetings and see what they had to
say.
Q. Did you sign the card because you wanted to be a
member of the USW?
A. No, at that point, no.
He later explained that he had “heard” “if so many cards came
it would have to come up as an election, be voted on.” How-
ever, no one “told [him] not to pay any attention” to the card
language. Here too, on this full record, I find that Wambaugh
also read and signed his clear and unambiguous card authoriz-
ing the Union to represent him and that this clear and unambi-
guous card language was not “deliberately and clearly canceled
by a Union adherent with words calculated to direct the signer
to disregard and forget the language above his signature . . . .”
Ibid.
Employee Terry Welsh read and signed his card. On cross-
examination he testified:
Q. Did he [the card solicitor] tell you it was only for an
election?
A. Yes.
Q. Is that why you signed it?
A. Yes.
Elsewhere, he testified:
Q. Did you sign it intending to be represented by the
Steelworkers?
A. Yes.
Q. You’ve now changed your mind?
A. Yes.
I find on this full record that Welsh read and signed his card
intending to designate the Union as his representative. I find
that Welsh’s card was also a voluntary and valid designation of
the Union as his collective-bargaining representative.
In short, with respect to the 10 cards listed in Appendix I of
counsel for the General Counsel’s brief, and with respect to the
additional 198 cards listed in Appendix A through H of counsel
for the General Counsel’s brief, discussed above, the credible
evidence of record amply demonstrates here that the employee
card signers should be bound by the clear and unambiguous
language of their cards and that the clear language of their cards
was not “deliberately and clearly canceled by a Union adherent
with words calculated to direct the signer to disregard and for-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
180
get the language above his signature . . . .” For, as stated,
“there is nothing inconsistent in handing an employee a card
that says the signer authorizes the Union to represent him and
telling him that the card will probably be used first to get an
election.” Further, to the extent that some card signers, often
on cross-examination in response to leading questions, ac-
knowledged being told an “election” purpose of their cards,
does not persuade me that their cards were not valid and volun-
tary designations of the Union for representation purposes.
These often vague “employee thoughts or afterthoughts as to
why [an employee] signed a Union card and what he thought
that card meant cannot negative the overt action of having
signed the card . . . .” And, of course, where, as here,
employees testify under the eye of Company officials about
card signing events which occurred much earlier and prior to
Company activities that constituted unfair labor practices,
there is wisdom in requiring fairly strong evidence of misrep-
resentation before adjudging the signed cards invalid . . . .
For, it is certainly conceivable that the same threats and bene-
fits which shook an employee’s original support of the union
also altered the employee’s memory of the events that oc-
curred before the presentation of such threats and benefits
. . . .
“[T]he crucial question . . . is whether the union had the support
of a majority of the employees in an appropriate unit at the time
the request to bargain was made,” and the credible evidence of
record makes it clear that was the case here. See Advanced
Mining Group, supra.
Accordingly, I have found above that 208 of the 393 unit
employees, a clear majority, voluntarily executed valid designa-
tions of the Union as their collective-bargaining representative
by July 25, 1994, when the Board’s Regional Office received
the cards. However, for the benefit of reviewing authority, I
turn to the remaining 16 cards. At the outset, I note that 3 of
the remaining 16 employees—employees Vince Clayton, Gary
Lockard, and Joyce Shirey—did not in fact sign their cards.
See counsel for the General Counsel’s brief, pages 142 to 143.
Employee Clayton credibly explained that he read his card and
filled out his card but
I guess I just forgot to sign it . . . .
Clayton, as he acknowledged, “intend[ed] to have the Steel-
workers represent [him] at the time [he] filled that card out,”
The credible testimony of employees Lockard and Shirey is to
the same general effect. See Appendix K to counsel for the
General Counsel’s brief. I find that the cards of these three
employees were also clear and unambiguous designations of
the Union as their collective-bargaining representative and their
inadvertent failure or oversight to sign their names should not
invalidate their designations for card majority computation
purposes. In short, they too had sufficiently indicated at the
time that they too wanted the Union to represent them.
Further, counsel for the General Counsel acknowledge that
“12 employees . . . testified they did not read their card . . . .”
See counsel for the General Counsel’s brief, Br. 137 to 142,
and Appendix J to their brief. The question is whether or not
these 12 employees also voluntarily designated the Union as
their collective-bargaining representative by signing their cards.
Thus, employee Faye Beaverson signed her card about June
1994; she assertedly “didn’t read it”; she did, however, fill in
required information on the card. She testified on cross-
examination:
Q. Who gave you your card . . . .?
A. Stanley Kinard.
Q. Did he tell you it was for an election?
A. No, no.
Q. Did he give you any explanation as to the purpose
of the card?
A. No.
Q. He handed it to you without saying a word about it?
A. No, but I knew about the card. No, he didn’t say
anything.
Q. Did he pressure you in any way to sign the card?
A. No, he didn’t.
Q. Did he mislead you in any way?
A. No, he didn’t.
I find on this full record that Beaverson voluntarily signed a
clear and unambiguous card designating the Union as her col-
lective-bargaining representative, and that this clear and unam-
biguous card language was not “deliberately and clearly can-
celed by a Union adherent with words calculated to direct the
signer to disregard and forget the language above [her] signa-
ture . . . .” Ibid.
Employee Gary Brehm testified that he signed his card but
“didn’t” “read the card before [he] signed it.” He explained:
Q. . . . . Did you understand the card?
A. No. All I heard was it was a petition for a Union,
and I signed the card.
Q. . . . . Do you recall who gave you the card?
A. Curvin Wolfgang.
Q. And what did he explain to you about the card, do
you recall?
A. Nothing.
On cross-examination he was asked if Wolfgang told him that
“it was for an election,” and he responded: “yes.” I find that
Brehm voluntarily signed a clear and unambiguous card desig-
nating the Union as his collective-bargaining representative,
and that this clear and unambiguous card language was not
“deliberately and clearly canceled by a Union adherent with
words calculated to direct the signer to disregard and forget the
language above his signature . . . .” Ibid.
Employee Denise Caswell testified that she signed her card,
but she did not “read the card before [she] signed it.” She testi-
fied:
Q. Did you understand the card?
A. I understand it. I worked for a Union before.
I find that Caswell voluntarily signed a clear and unambiguous
card designating the Union as her collective-bargaining repre-
sentative, and that this clear and unambiguous card language
was not “deliberately and clearly canceled by a Union adherent
with words calculated to direct the signer to disregard and for-
get the language above [her] signature . . . .” Ibid.
Employee Annette Dowling testified that she signed her
card, but she too did not “read the card before [she] signed it.”
She explained:
Q. Did you intend for the Steelworkers to represent
you at the time you signed the card?
A. Yes.
COOPER INDUSTRIES
181
On cross-examination she acknowledged that her card solicitor,
Ruth Orr, told her “the card was to get an election” and “if she
signed the card there would be a vote.” I find that Dowling
also voluntarily signed a clear and unambiguous card designat-
ing the Union as her collective-bargaining representative, and
that this clear and unambiguous card language was not “delib-
erately and clearly canceled by a Union adherent with words
calculated to direct the signer to disregard and forget the lan-
guage above [her] signature . . . .” Ibid.
Employee David Force testified that he signed his card. He
explained:
I didn’t read it, but I went to a lot of meetings, so I knew what
it was all about . . . this card was for the Union to represent us
. . . .
On cross-examination he acknowledged that his card solicitor
“probably said” “how [they needed] a certain percentage to
have an election.” He explained, “that is not why I signed the
card.” I find that Force voluntarily signed a clear and unambi-
guous card designating the Union as his collective-bargaining
representative, and that this clear and unambiguous card lan-
guage was not “deliberately and clearly canceled by a Union
adherent with words calculated to direct the signer to disregard
and forget the language above his signature . . . .” Ibid.
Erik Mann testified that he dated and signed his card, but
“truthfully” did not “read” it before he “signed it.” He, of
course, did read “what [he] was filling out” on the card, and he
“knew what it was.” He testified:
Q. Did you intend for the Union to represent you when
you signed the card?
A. At the time, yes.
I find that Mann also voluntarily signed a clear and unambigu-
ous card designating the Union as his collective-bargaining
representative, and that this clear and unambiguous card lan-
guage was not “deliberately and clearly canceled by a Union
adherent with words calculated to direct the signer to disregard
and forget the language above his signature . . . .” Ibid.
John Masenheimer testified that he dated and “signed” his
card but did not “read it” before he “signed it.” He “under-
stood” that the “purpose” of the card was “to vote to get a Un-
ion in.” However, he “intend[ed] for the Union to represent”
him when he “signed” it. On cross-examination he was asked
if his card solicitor had told him that “it was for an election,”
and he responded: “Yeah.” I find on this full record that
Masenheimer also voluntarily signed a clear and unambiguous
card designating the Union as his collective-bargaining repre-
sentative, and that this clear and unambiguous card language
was not “deliberately and clearly canceled by a Union adherent
with words calculated to direct the signer to disregard and for-
get the language above his signature . . . .” Ibid.
Ruthetta Ness testified that she signed her card but did not
“read” it before she “signed” it. Her card solicitor did not tell
her that “it was for an election” and she “just assumed it was
for the Union.” In response to counsel for Respondent’s ques-
tion: “Was it your understanding that it was for a Union elec-
tion,” she responded: “yes.” Elsewhere, she explained that she
“intend[ed] for the Union to represent” her when she “signed”
the card. On “recross” she was asked: “Did you sign the card
so that there could be a vote to determine whether the Union
would represent you,” and she responded: “yes.” I find on this
full record that Ness also voluntarily signed a clear and unam-
biguous card designating the Union as her collective-bargaining
representative, and that this clear and unambiguous card lan-
guage was not “deliberately and clearly canceled by a Union
adherent with words calculated to direct the signer to disregard
and forget the language above [her] signature . . . .” Ibid.
Clifford Peters identified his “Union card” with his signature
and date. He claimed that he did not “read” it before he had
signed it and did not “understand the purpose of the card.” He,
however, had been a union member “before,” and had attended
union meetings with the Steelworkers representatives “on or
around the time” when he signed his card. He testified:
Q. Do you recall what they told you?
A. They said they wanted cards signed to have a vote.
Q. To have a vote. Did they say anything else?
A. Nope.
He further testified that his card solicitor, Jerry Walker, told
him “to sign the card to say they could have a vote,” but he did
not “intend” for the Union to “represent” him when he had
“signed.” Elsewhere, in response to a question, he generally
acknowledged that he was told that “they wouldn’t represent”
him and “it was only for a vote.” When specifically asked,
“How did they say that,” he responded:
They said the intent was to get enough cards signed so that
they could have a vote . . . .
They said that the reason they wanted the cards signed was
because they had to have a certain percent in order to have a
vote.
I find on this full record that Peters also voluntarily signed a
clear and unambiguous card designating the Union as his col-
lective-bargaining representative, and that this clear and unam-
biguous card language was not “deliberately and clearly can-
celed by a Union adherent with words calculated to direct the
signer to disregard and forget the language above his signature
. . . .” Ibid. After carefully scrutinizing his testimony, assessed
in the context of this full record, I am not persuaded that he was
told by a union adherent that “they wouldn’t represent” him and
“it was only for a vote.” In short, I do not credit or find here
that his card solicitor or solicitors had in fact impermissibly
misrepresented the purpose of this card.
Richard Shindel testified that he “glanced at” but “didn’t
read” his union card before he “signed it.” He recalled: “I had
asked if it was just a referral card, if you were interested in the
Union, and I asked for the card.” On cross-examination he
testified:
Q. Was there a discussion before he [Curvin Wolf-
gang, the card solicitor,] gave you the card?
A. To my recollection, it was just a referral, if you
were interested in the Union.
Q. Did Mr. Wolfgang tell you that the purpose of the
card was for an election?
A. No.
Q. Did he tell you it was for a vote?
A. No.
He had answered a prehearing questionnaire:
Q. What if anything were you told . . . concerning the
purpose of the card?
A. To see if there were enough people interested in a
Union so a vote could be taken in the plant. I was told I
could vote yes or no, and I chose no.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
182
He was asked on cross-examination:
Q. And is that what Mr. Wolfgang said to you?
A. I was under the impression it was just to [see] if you
were interested in the Union.
Elsewhere, he acknowledged that when he “signed” he was
“interested in the Union.” I find on this full record that Shindel
also voluntarily signed a clear and unambiguous card designat-
ing the Union as his collective-bargaining representative, and
that this clear and unambiguous card language was not “delib-
erately and clearly canceled by a Union adherent with words
calculated to direct the signer to disregard and forget the lan-
guage above his signature . . . .” Ibid. He had asked for his
card; he was “interested” in the Union; and he was told that it
was “to see if there were enough people interested in a Union
so a vote could be taken in the plant.” Under the circum-
stances, I do not find here that the clear purpose of this card
was misrepresented to him.
Timothy Wallace testified that he dated and signed his card.
He testified:
Q. Did you read the card before you signed it?
A. No. I really didn’t go over the card. I was a bit an-
gry at the time and I grabbed the card and signed it.
Q. . . . .Was it your intent to have the Steelworkers rep-
resent you at that time?
A. No, well, I was, like again, I didn’t really want the
Union to start with, but I was angry and I signed the card
. . . .
Later, he explained:
At the time I intended when I signed this for the Steelworkers
to come in . . . but I was very angry with the Company, and
like a wheel there was something broken with the Company
. . . and now they [the Company] fixed it and it is running
rather well . . . .
On cross-examination he further testified that his card solicitor
had said that the card
was to get basically a head count . . . then the Union would
understand whether they could come in or not . . . .
I find on this full record that Wallace also voluntarily signed a
clear and unambiguous card designating the Union as his col-
lective bargaining representative, and that this clear and unam-
biguous card language was not “deliberately and clearly can-
celed by a Union adherent with words calculated to direct the
signer to disregard and forget the language above his signature
. . . .” Ibid. His testimony, as well as the cited testimony of
various other cosigners of cards, demonstrates that
[W]here employees testify under the eye of company officials
about card signing events which occurred much earlier and
prior to company activities that constituted unfair labor prac-
tices, there is wisdom in requiring fairly strong evidence of
misrepresentation before adjudging the signed cards invalid.
For, it is certainly conceivable that the same threats and bene-
fits which shook an employee’s original support of the union
also altered the employee’s memory of the events that oc-
curred before the presentation of such threats and benefits
. . . . .[Ibid.]
Finally, with respect to this group of 12 card signers, Mary
Wolfe testified that she dated and signed her card. She insisted
that she had not “read the card” before she signed it. She
claimed that
the impression I had when I signed it was the card was to jus-
tify I was at the [Union] meeting.
She was asked: “Was that told to you or was that just your im-
pression.” She replied:
well that’s what I got out of the way they were saying.
Elsewhere, she acknowledged that no one “actually” said that
to her. She also acknowledged that she “might have” also
“sign[ed] a sign-in list when [she] went to the [Union] meet-
ing.” In response to questioning by counsel for Respondent,
she agreed that she did not then want to be “represented” by the
Union. Here, too, on this full record, I find that this employee
“should be bound by the clear language of what [she] sign[ed]
and that language [was not] deliberately and clearly canceled
by a union adherent with words calculated to direct the signer
to disregard and forget the language above [her] signature . . . .”
Ibid. Further, here, too, the “employee’s thoughts or after-
thoughts as to why [she] signed a union card and what [she]
thought that card meant cannot negative the overt action of
having signed the card . . . .” For, again, as restated above,
where employees testify under the eye of company officials
about card signing events which occurred much earlier and
prior to company activities that constituted unfair labor prac-
tices, there is wisdom in requiring fairly strong evidence of
misrepresentation before adjudging the signed cards invalid
. . . .
There remains for consideration the card of employee
Tamara Wise. She read and signed her card on July 14, 1994.
Employee Stanley Kinard gave her the card. She felt “some-
what” “pressure[d]” by Kinard “with regard to the card.” She
testified on cross-examination:
He [Kinard] . . . more or less said, well, I have a lot of family
that works at Campbell Chain and he kept telling me that I
was the only one in my family that didn’t sign a card . . . . So
I was just in a hurry to get rid of it because I didn’t want any-
one to see me sign it and I thought it was going to be kept
confidential . . . .
Later, on redirect examination, she testified:
Q. [W]here you told that it was only for interest or was
that your understanding?
A. That is what Stan told me, that it was just that I was
interested in listening to them.
Her testimony, assessed in the context of this full record, does
not credibly and sufficiently show that impermissible misrepre-
sentations were made to her or that she was in some manner
impermissibly pressured into signing her card. She too should
be bound by the clear and unambiguous language contained in
the card.
In sum, I find that the above 224, or, as counsel for the Gen-
eral Counsel count in their brief (Br. 145 and fn. 17, supra), 223
cards should be counted in determining majority status for pur-
poses of a remedial bargaining order. Accordingly, a majority
of Respondent Employer’s employees in an appropriate unit
had designated and selected the Union as their representative
for the purposes of collective bargaining; Respondent Em-
ployer’s unfair labor practices are so serious and substantial in
nature that the possibility of erasing their effects and conduct-
COOPER INDUSTRIES
183
ing a fair and free representation election or rerun representa-
tion election by use of traditional remedies is slight; and, con-
sequently, the employees’ sentiments regarding representation
having been expressed through union authorization cards would
on balance be protected better by issuance of a bargaining order
than by traditional remedies.18
Counsel for Respondent Employer cites “225 cards offered
by the General Counsel” in the appendix to his posthearing
brief (Br. 7). See also the chart of authorization cards appear-
ing on pages 4 through 14 of his brief. The additional card
cited by counsel for Respondent Employer is that signed by
Kelly Brenneman on July 18, 1994. Brenneman, called as a
witness for Respondent Employer, testified:
Q. What did Mr. Walker [Jerry Walker] tell you about
the card?
A. What he told me was the purpose of the card was
just to get enough signatures in for the Union to have a se-
cret election. It did not mean that I was for or against the
Union, and that I could change my mind when the election
came in.
Q. Did he make any other statements?
A. He me [sic] on occasion, when he was waiting for
me to sign the card, that if I did not, things could get a lit-
tle rough at work. People would not associate with me or
talk to me.
Counsel for the General Counsel asserted that Jerry Walker “is
terminally ill . . . precluding his appearance.” See Tr. 2654 to
2661. Further, counsel for the General Counsel apparently does
not rely on this 225th card in their posthearing brief in comput-
ing majority status. Nevertheless, for the benefit of reviewing
authority, on this showing, I would not count this card in de-
termining majority status. See Advanced Mining Group, supra.
Brenneman’s unrefuted testimony distinguishes the events at-
tending this card solicitation from those of Brenneman’s co-
workers as detailed above. Brenneman’s unrefuted testi-
mony—although somewhat suspect when assessed in the con-
text of the testimony of his coworkers—sufficiently shows
“words calculated to direct the signer to disregard and forget
the language above his signature.” Ibid.
Counsel for Respondent Employer next argues (Br. 15 to 17)
that “none of the authorization cards admitted may be counted
in determining whether the Union represented a majority of
employees due to the explanation of the purpose of the cards
given by Union representative Joe Pozza.” The credible evi-
dence of record detailed above does not support this assertion.
Counsel for Respondent Employer next argues (Br. 18 to 19)
that “the authorization cards of employees whose testimony
differed from their questionnaire answers must not be counted.”
As demonstrated above, I have taken into account variations
and imperfections in employee testimony recalling events many
months earlier; nevertheless, on balance, there is no justifica-
tion here for such a wooden and blanket resolution of credibil-
ity. Again, the credible evidence of record detailed above does
not support this assertion. Counsel for Respondent Employer
next argues (Br. 19 to 21) that the “three unsigned authorization
cards must not be counted.” For the reasons stated above, I
18 The bargaining order should commence effective as of July 31,
1994, since, as noted above, that was the stipulated date of the unit
composition. See fn. 7, supra.
reject this contention. The cards of these three employees were
clear and unambiguous designations of the Union as their col-
lective-bargaining representative and their inadvertent failure or
oversight to sign their names should not invalidate their desig-
nations for card majority computation purposes. They too had
sufficiently indicated at the time that they too wanted the Union
to represent them.
Counsel for Respondent Employer next argues (Br. 21 to 37)
that “authorization cards solicited on grounds they would be
used to get a vote or election must not be counted.” As detailed
above, I have examined at length the cited cards, including
those cards solicited by Ruth Orr, Jerry Walker, Dennis Leber,
and Greta Shimmel, and, again, the credible evidence of record
assessed in context does not sufficiently demonstrate an im-
permissible misrepresentation as claimed.
Counsel for Respondent Employer next argues (Br. 37) that
“Robert Hake’s authorization card must not be counted due to
supervisory interference in its procurement.” As discussed
supra, employee Robert Hake testified that he had read and
signed his card. On cross-examination, he testified:
Q. Did Austin Miller tell you to sign the card?
A. No, he didn’t tell me to sign it.
Counsel for Respondent Employer then read from Robert Hake’s
prehearing questionnaire:
My boss told me, Austin Miller, that this is a card to [sign]
and told me that they would like to [sign] no. But you can see
I [sign] yes. We need a Union. They are getting out of hand
in Campbell Chain. Thank you. Please try to help us.
On further cross-examination, Robert Hake explained that
Miller did not give him the card although Miller “told me to
vote no, to write no on the card, and I would make my own
decision.” The credible testimony of Hake does not support
this assertion.
Counsel for Respondent Employer next argues (Br. 38 to 40)
that “three authorization cards of employees who were told to
sign to get more information must not be counted”; the “au-
thorization card of [an] employee who was told to verify meet-
ing attendance must not be counted”; and the “six authorization
cards signed by employees who did not read them must not be
counted.” As stated, I have dealt at length with these cited
cards and related contentions and, on this full record, the credi-
ble evidence of record and a fair reading of the employee testi-
mony does not support these and related contentions.
Accordingly, I reject Respondent Employer’s assertion that
“General Counsel has failed to establish that the Union repre-
sented an uncoerced majority of bargaining unit employees as
of the critical date of July 31, 1994.”
II. THE REPRESENTATION PROCEEDING
FINDINGS OF FACT
As the Regional Director’s Supplemental Report on Objec-
tions and Challenges shows in consolidated Case 5–RC–14076
(G.C. Exh. 1 (u)), a secret-ballot election was conducted pursu-
ant to a stipulated election agreement on September 16, 1994;
the unit included all production and maintenance employees at
the Employer’s York facility;19 there were approximately 393
19 The appropriate bargaining unit, as stipulated, is:
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
184
eligible voters; 176 votes were cast for the Union; 182 votes
were cast against the Union; the Union challenged 23 ballots;
and the Union filed timely objections to election conduct. The
Union, prior to the issuance of the regional director’s supple-
mental report, withdrew its challenge to the ballot of Tim Wal-
lace and a number of its objections. The Union subsequently
withdrew five additional challenges to ballots.20 As noted,
hearings on the remaining objections and challenges have been
consolidated with the above unfair labor practice proceedings.
A. The Challenged Ballots
1. The ballots of “facilitators” Lorna Clark, Marty Rider, Ken-
neth Grove, and Deborah or Debbie Pelen:
Counsel for the Union argues (Br. 57 to 58) that Lorna Clark,
Marty Rider, Kenneth Grove, and Deborah or Debbie Pelen are
“facilitators” whose ballots “must be excluded as supervisors.”
Counsel for Respondent Employer argues (Br. App. pp. 43 to
68) that the above “hourly facilitators were not supervisors”
and therefore the “challenges to their ballots must be re-
jected.”21 See also counsel for General Counsel’s brief (Br. 6
to 19) dealing with this “supervisory” status issue.
As found in the consolidated unfair labor practice proceed-
ings, supra,
The credible evidence of record makes it clear that the above
. . . “facilitators” were “supervisors”. . . [The] “facilitators”
worked varying hours in several departments and were thus
not confined to one specific shift because of their broad re-
sponsibilities for the Employer in connection with their
“team” duties . . . received for the most part substantial pay
raises at the time of their appointments to this position; served
as spokespersons for Management telling “team” members in
effect “what is going on in the Company”; were “empowered
to enact” and thus had “the authority to make decisions”;
showed employees how to get their jobs done; performed es-
sentially the same duties as salaried “facilitators” who were
admittedly “supervisors” under the Act; were regarded by the
Employer more like “shift coordinators” who were admittedly
“supervisors” under the Act; assigned duties and lunch times
to rank and file workers; approved employee vacation and
sick leave requests; signed employee time cards; maintained
All production and maintenance employees employed by Respondent
Employer at its York, Pennsylvania facility, excluding all office cleri-
cal employees, professional employees, guards and supervisors as de-
fined in the Act.
20 They are the ballots of Herb Gordon, James Grimes, Tom Harla-
cher, Joseph Kile, and Wilmer Wilson. See counsel for the Union’s
brief, Br. 55 to 56; and counsel for Respondent Employer’s appendix to
its brief, Br. 42 to 43. The Regional Director, in his supplemental
report, notes: “The opening, if necessary, of Wallace’s ballot is to await
the determination of the remaining challenges.” Ibid. This deferral
would also apply to the additional five challenges later withdrawn by
the Union.
21 Counsel for Respondent Employer asserts (Br. 64):
Cooper instituted a nontraditional method of operating its facility
which eliminated the more traditional supervisory functions and shared
responsibility for operations and administrative functions among the
bargaining unit employees. Hourly facilitators were established to
enable, coach, and encourage rank-and-file employees to take responsi-
bility for daily operation of their work groups. Unlike their salaried
counterparts, all of whom had been traditional supervisors, they were
not clothed with any of the indicia of supervisory status . . . .
employee attendance cards; issued verbal warnings to rank
and file workers; worked out of offices; participated in plan-
ning overtime scheduling; did not “punch in” like production
and maintenance workers and wrote up their own hours of
work for a period of time; prepared work schedules; con-
ducted and/or participated in employee performance evalua-
tions; and scheduled “team” meetings and shut down produc-
tion machines during those meetings.
[H]ourly paid “facilitators”. . . like the salaried “facilitators” . .
. responsibly and effectively directed the employees in the
performance of their work, having the authority to and exer-
cising one or more of the indicia listed in Section 2(11) of the
Act, and . . . the exercise of such authority was not of a
“merely routine” or “clerical nature” but required the exercise
by them of “independent judgment”. . . .
Accordingly, for the reasons stated above, I would sustain
the challenges to the four ballots cast by the above “facilita-
tors.”22
2. The ballots of clericals Rhonda Landis and Linda Masen-
heimer
Rhonda Landis and Linda Masenheimer are clericals who
pick up production tickets once or twice a day, return to their
office and transcribe this data. These tickets are picked up
from boxes located throughout the plant, there is no significant
interaction with plant production employees, they are situated
in an air conditioned office away from the plant floor, they
perform a purely data processing function, they report to the
manager of cost accounting, they do not perform unit shift
work, and they submit handwritten timecards and do not punch
in like unit production workers. See stipulations and colloquy,
Tr. 1517 to 1518; and the pertinent credible and essentially
undisputed testimony of David Force, Tr. 1561 to 1570, 1590 to
1593, 1595 to 1596, and of Jessie Eyer, Tr. 2687 to 2690. I
sustain the challenges to their two ballots. They are clericals
who do not share a sufficient community of interest with the
unit production and maintenance employees. See generally
Power, Inc. v. NLRB, 40 F.3d 409, 420–421 (D.C. Cir. 1994).
3. The ballots of Joy or Julie Ide and Donna Martin
Joy or Julie Ide, as Jessie Eyer explained (Tr. 2684 to 2686),
is an “accounts payable clerk,” “she processes or matches in-
voices with accounts payable issues,” she has “no” “contact”
with “other employees,” “she enters invoices into [the] com-
puter system,” and her “computer system” “is not a part of the
same system that’s used throughout the plant by other hourly
employees.” She also “submits handwritten time cards” and
“reports to Nancy Dietz” “an accountant.” See also stipulations
and colloquy, Tr. 1519 to 1522. Donna Martin is also a clerk,
she reports to an individual named “Munroe,” a “leadperson” at
the separate Stonewood warehouse, and she “keys all ware-
22 Alternatively, assuming that the “hourly facilitators”—unlike the
“salaried facilitators”—are not “supervisors” under the Act, I would
still find that they should be excluded from the production and mainte-
nance unit for “community of interest” reasons. See generally Power,
Inc. v. NLRB, 40 F.3d 409, 420–421 (D.C. Cir. 1994). This record
makes it clear that the special circumstances resulting in the creation of
both “hourly” and “salaried” “facilitators” to oversee the work of
“team” production employees, also resulted in the “hourly” “facilita-
tors”—like the “salaried” “facilitators”—not sharing a sufficient com-
munity of interest with their underling production workers. Ibid.
COOPER INDUSTRIES
185
house type transactions into the computer, types bills of lading
and contacts shipping companies regarding [the] status of trail-
ers.” Stanley Kinard, during his 20 or more years at the facil-
ity, has never seen either Ide or Martin “on the production
floor” in the main building. See the testimony of Stanley Ki-
nard, Tr. 1597 to 1615. The above testimony is essentially un-
disputed and credible.23 I sustain the challenges to Ide’s and
Martin’s ballots. They too are clericals who clearly do not
share a sufficient community of interest with the unit produc-
tion and maintenance employees. See generally Power, Inc. v.
NLRB, supra.
4. The ballots of Dave Gauntlett and Robert Osmolinski
Dave Gauntlett is an “electrical technician,” he reports to
Supervisor James Diffendarfer who supervises unit hourly
maintenance employees, and he punches a timeclock. See
stipulations and colloquy, Tr. 1523 to 1524. David Force testi-
fied that Gauntlett “programs the computers for welders”; “spe-
cializes in programming or something to that effect” “most of
the time”; his job is not “posted”; he has an “office”; “when he
programmed for the welders I [saw] him down there [on the
production floor]” about “once a month”; and he has “one of a
kind job.” See Tr. 1523, 1558, 1561, and 1588 to 1590. Stan-
ley Kinard testified (Tr. 1606 to 1607) that
electricians do break-down work such as I do . . . [Gauntlett]
does re-engineering of projects and updating drawings . . . he
is more like an engineer . . . . Gauntlett made the electrical en-
gineering changes on the machine when needed . . . [he uses
tools] just when troubleshooting some of the major equipment
that came in . . . .
Melvin Stoltzfus testified (Tr. 1818 to 1828) that Gauntlett is an
“electrician T grade” “in charge of . . . electrical design on ma-
chinery . . . some procurement . . . set up of machinery and
technical assistance”; he engages in “design work” and “draft-
ing”; he has an “office”; he “comes out on the floor as needed”;
and he does not “normally” “engage in hands on work with
machinery.” Stoltzfus explained:
[When a machine doesn’t operate and there is an electrical
problem] we [the electricians] work on it. He [Gauntlett] only
gets called in if there is a problem with the technical aspect of,
such as the computer system or things of that nature.
I credit the above essentially undisputed testimony. And, on
balance, I am not sufficiently persuaded on the showing made
that Gauntlett does not in fact share a sufficient community of
interest with the unit production and maintenance employees or
that his duties, as claimed, “mirror” those of an “engineer” and,
consequently, should therefore be excluded from this unit. See
Union’s brief, Br. 61 to 62. This challenge is rejected.
Robert Osmolinski was a machinist technician who has since
retired. He too reported to a maintenance supervisor of unit
employees. See stipulation and colloquy, Tr. 1516 to 1517.
David Force testified (Tr. 1556 to 1558, 1585 to 1587) that
Osmolinski “was in charge of the WAFLAS [a welder], train-
ing people and tooling, ordering the tooling”; he was the only
person in the plant “working on that piece of equipment”; his
job was “not posted”; he “trained” the WAFLAS “operators”;
and he had an “office” which he shared with a unit leadman
23 I note that Eyer also generally claimed that Martin would have
“contact” with “other hourly employees.”
Jeffrey Beam. Jeffrey Beam testified (Tr. 1830 to 1834) that,
from his limited observations, Osmolinski worked in the “of-
fice” 3 out of 4 hours and he would be there “with blueprints . .
. talking with other employees.” Beam recalled that Os-
molinski wore “casual” shirts and not “T-shirts and jeans” at
the plant. See also the testimony of Jessie Eyer, Tr. 2683 to
2684. I credit the above essentially undisputed testimony.
Here, too, on balance, I am not sufficiently persuaded on the
showing made that Osmolinski does not in fact share a suffi-
cient community of interest with the unit production and main-
tenance employees. See Union’s brief, Br. 61 to 62. This chal-
lenge is also rejected.
5. The ballots of Bruce Snyder, Tim Lighty, and Ron Minck
Bruce Snyder, Tim Lighty, and Ron Minck are “quality
technicians”; they are in a different branch or line of authority
from production and maintenance workers; their position is not
“posted” and apparently requires expertise independent of pro-
duction and maintenance seniority; there is no meaningful in-
teraction with unit employees; they have air-conditioned “of-
fices” and telephones; they park in a different lot than the pro-
duction and maintenance workers; and they fill out their own
timecards. See stipulations and colloquy, Tr. 1509 to 1512, and
testimony of David Force, Tr. 1528 to 1545, 1570 to 1578,
Jeffrey Beam, Tr. 1834 to 1836, and Jessie Eyer, Tr. 2674 to
2681. I recognize some conflicts in the testimony of Eyer and
the testimony of Force and Beam, and I find the testimony of
the latter witnesses to be more reliable here. In any event, the
above cited testimony, including that of Eyer, amply demon-
strates that Snyder, Lighty, and Minck as “quality technicians”
do not in fact share a sufficient community of interest with the
unit production and maintenance employees. See Union’s
brief, Br. 63 to 66, and Employer’s brief, Br. 69 to 86. These
three challenges are sustained and their ballots rejected.
6. The ballots of Chris Renner and Lance Walter
Chris Renner is an “engineering technician” who reports to
the “senior project engineer” and submits “hand written time
cards.” See stipulations Tr. 1512 to 1514. David Force testi-
fied that he “did not see Renner on the production floor outside
of the yellow lines” and he “heard [that Renner] was an engi-
neer.” See Tr. 1555 to 1556, and 1584 to 1585. Stanley Kinard
testified (Tr. 1603 to 1604) that
Renner was in charge of updating the prints and drawings and
making changes and new drawings for new tooling and engi-
neering . . . in an office underneath the west mezzanine . . . .
Jeffrey Beam testified (Tr. 1837 to 1839) that Renner wore
“casual clothes” at work and Beam saw him “three to four
times every six months to a year.” Renner’s position was ap-
parently not “posted.” The evidence pertaining to Lance Wal-
ter is essentially similar for purposes of unit determination. See
Tr. 1513, 1545 to 1548, 1578 to 1581, 1594, and 1837. Com-
pare, however, the testimony of David Bowman, Tr. 2706 to
2709. There is some apparent conflict and I find Bowman’s
testimony more reliable in this respect. In any event, there is
no sufficient showing here in support of the Union’s contention
that Renner and Walter do not share a sufficient community of
interest with the production and maintenance unit employees. I
therefore reject these two challenges.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
186
7. The ballots of Kit Wise and Chris Sauder
Kit Wise is an hourly metallurgical technician who reports to
the manager of quality control; has specialized training; does
not have any meaningful interaction with unit production work-
ers; has a laboratory located in an air-conditioned office away
from the production floor; does not wear production type
clothing; supervises or oversees the work of laboratory techni-
cians; and holds a unique type position in charge of the of the
metallurgical laboratory. Compare C.P. Exh. 11, stipulation Tr.
1514 to 1517, the testimony of David Force, Tr. 1550 to 1554,
1581 to 1584, 1594 to 1595,24 and the testimony of Jessie Eyer,
Tr. 2671 to 2674, 2693 to 2696. There are, as the record
shows, conflicts between the testimony of Force and Eyer in
this respect, and on this record I am persuaded that Force’s
account is more reliable and credible. I am persuaded here that
Kit Wise does not share a sufficient community of interest with
unit production and maintenance workers in the performance of
this unique position and, therefore, would sustain this challenge
to the Wise ballot.
David Bowman testified (Tr. 2707 to 2709, 2712 to 2713)
that Chris Sauder performs the following duties:
Her primary duties are as production planner . . . she plans the
purchase of certain goods that are used for product assemblies
. . . she would also plan orders . . . .
Bowman explained that is “what drives our production process”
and she has “minimal” “contact” with “hourly employees.”
She is, however, an hourly paid worker entitled to overtime.
Stanley Kinard (Tr. 1610) recalled that Sauder was seldom seen
on the production floor. I am persuaded from the above credi-
ble and essentially undisputed testimony that Sauder also does
not share a sufficient community of interest with the unit pro-
duction and maintenance employees and, therefore, would also
sustain this challenge.
In sum, I have sustained the Union’s challenges to the ballots
of Lorna Clark, Marty Rider, Kenneth Grove, Deborah or Deb-
bie Pelen, Rhonda Landis, Linda Masenheimer, Joy or Julie
Ide, Donna Martin, Bruce Snyder, Tim Lighty, Ron Minck, Kit
Wise, and Chris Sauder.
B. The Objection
As noted, the Union timely filed some 30 objections to elec-
tion conduct. A number of the objections were later with-
drawn. The remaining objections essentially track the unfair
labor practice conduct allegations during the critical representa-
tion period, and have been discussed at length, supra. It is clear
that the Employer, during the critical representation period,
engaged in serious and substantial unfair labor practices. Con-
sequently, on the credible evidence of record, I find that Re-
spondent Employer thereby interfered with the holding of a fair
and free representation election.25
24 Force acknowledged, however, that Wise has “responsibilities that
take [Wise] into the physical lab” and “other [unit] employees work in
the physical lab . . . .”
25 The Union (see Union’s Br. 52 to 55) also “filed an objection to
the Excelsior list,” because of the failure to provide “full names of
employees,” and an objection to a “24 hour captive audience speech.”
The Union cites, inter alia, the supporting testimony of Union Repre-
sentative Haymen which I credit. I also credit the related testimony of
employee Leber. The Union also cites the testimony of employee
Shimmel which I credit. Although I agree with these additional objec-
CONCLUSIONS OF LAW
1. The challenges to the ballots of Lorna Clark, Marty Rider,
Kenneth Grove, Deborah or Debbie Pelen, Rhonda Landis,
Linda Masenheimer, Joy or Julie Ide, Donna Martin, Bruce
Snyder, Tim Lighty, Ron Minck, Kit Wise, and Chris Sauder
are sustained for the reasons stated.
2. The remaining challenged ballots will be opened and
counted by the Regional Director and if a revised tally of the
ballots then shows that the Union obtained the required major-
ity, certification should issue. Otherwise, the election results
are vacated and set aside because the Employer, for the reasons
stated above, interfered with the holding of a fair and free elec-
tion.
[Recommended Order omitted from publication.]
APPENDIX A
The following is a list of unit employees who signed or exe-
cuted union authorization cards on the dates indicated or by
July 25, 1994, with pertinent exhibit and transcript references:
Althoff, William
G.C. Exh. 100
4/29/94
Tr. 1709 to 1712
Anderson, Jeffrey
G.C. Exh. 101
4/16/94
Tr. 748 to 755
Anderson, Lillian
G.C. Exh. 102
5/17/94
Tr. 200 to 223
Anderson, Linda
G.C. Exh. 103
4/22/94
Tr. 1340 to 1342
Anderson, Rod
G.C. Exh. 104
7/13/94
Tr. 1318 to 1322
Arnold, Constance
G.C. Exh. 105
7/15/94
Tr. 1656 to 1659
Bates, Glenn
G.C. Exh. 106
4/19/94
Tr. 200 to 223
Bates, Shirley
G.C. Exh. 107
4/19/94
Tr. 1021 to 1023
Beam, Jeffrey
G.C. Exh. 108
4/22/94
Tr. 537 to 539,
553 to 554
Beaverson,
Charles
G.C. Exh. 109
7/12/94
Tr. 1139 to
1146,
Beaverson, Faye
G.C. Exh. 110
(undated)
Tr. 1187 to 1192
Belt, Laura
G.C. Exh. 111
5/2/94
Tr. 1202 to 1206
Blasser, Jeffrey
G.C. Exh. 112
4/16/94
Tr. 1247 to 1250
Blouse, Jeffrey
G.C. Exh. 113
4/18/94
Tr. 756 to 760
Blymire, Paul
G.C. Exh. 114
4/25/94
Tr. 1337 to 1339
Bortner, Donald
G.C. Exh. 115
5/20/94
Tr. 1689 to 1692
Bowman, Larry
G.C. Exh. 116
4/18/94
Tr. 101 to 119,
152 to 154
Brainer Jr., Fred
G.C. Exh. 117
7/15/94
Tr. 1289 to 1293
Brehm, Gary
G.C. Exh. 118
4/18/94
Tr. 760 to 764
Brenneman, Kelly
G.C. Exh. 119
7/18/94
Tr. 2654 to 2661
Brigham, Michael
G.C. Exh. 120
5/11/94
Tr. 201 to 223
Britton, Edward
G.C. Exh. 121
4/20/94
Tr. 764 to 767
Brown, Ted
G.C. Exh. 122
7/14/94
Tr. 1685 to 1689
Buckingham,
Donald
G.C. Exh. 123
4/16/94
Tr. 1644 to 1647
Buckingham,
James
G.C. Exh. 124
4/18/94
Tr. 736 to 739
Buckingham,
Jenny
G.C. Exh. 125
4/18/94
Tr. 733 to 735
Bunch, Donald
G.C. Exh. 126
4/20/94
Tr. 1315 to 1318
Bunch, Gary
G.C. Exh. 127
4/18/94
Tr. 1293 to 1296
Caswell, Denise
G.C. Exh. 130
4/29/94
Tr. 639 to 641,
642 to 643
Clayton, Vincent
G.C. Exh. 131
7/6/94
Tr. 1413 to 1420
Clites, Thomas
G.C. Exh. 132
4/16/94
Tr. 1411 to 1413
Clouser, Gregory
G.C. Exh. 133
4/16/94
Tr. 768 to 770
Coy, Randy
G.C. Exh. 135
4/27/94
Tr. 378 to 379,
415 to 417
tions of the Union, further discussion and resolution of these additional
objections is unnecessary and will not affect the disposition of these
consolidated proceedings. See also counsel for Respondent Employer’s
appendix brief, Br. 87 to 93.
COOPER INDUSTRIES
187
Craley, Loy
G.C. Exh. 136
4/20/94
Tr. 973 to 974
Crider, Daniel
G.C. Exh. 137
4/19/94
Tr. 101 to 119,
152 to 154
Crouse, Bruce
G.C. Exh. 138
4/18/94
Tr. 101 to 119,
152 to 154
Crumbling, Brian
G.C. Exh 139
4/20/94
Tr. 1024 to 1027
Crumbling, Leah
G.C. Exh. 140
4/20/94
Tr. 1028 to 1031
Crumbling, Rod-
ney
G.C. Exh. 141
4/20/94
Tr. 1031 to 1034
Davidson, Roger
G.C. Exh. 142
4/19/94
Tr. 1482 to 1486
Davis, Donald
G.C. Exh. 143
4/16/94
Tr. 1683 to 1685
Dettinger, Rick
G.C. Exh. 145
4/19/94
Tr. 1035 to 1037
Dickson, Benja-
min
G.C. Exh. 146
4/16/94
Tr. 1038 to 1044
Dietz, William
G.C. Exh. 147
4/19/94
Tr. 1672 to 1675
Dosch, Ronald
G.C. Exh. 148
4/19/94
Tr. 1631 to 1634
Dotts, Mabel
G.C. Exh. 149
5/6/94
Tr. 1305 to 1307
Dowling, Annette
G.C. Exh. 150
5/17/94
Tr. 1329 to 1332
Dravk, Stephen
G.C. Exh. 151
7/15/94
Tr. 1628 to 1631
Dubbs, Paul
G.C. Exh. 152
4/20/94
Tr. 1743 to 1745
Dunlap, Jerry
G.C. Exh. 153
7/15/94
Tr. 101 to 119,
152 to 154
Eckenrode,
Charles
G.C. Exh. 154
4/19/94
Tr. 1139 to
1146, 1171 to
1176
Eckenrode, Stacey
G.C. Exh. 155
7/6/94
Tr. 1454 to 1459
Eckenrode, Wil-
liam
G.C. Exh. 156
4/16/94
Tr. 1045 to 1048
Edleblute, Wayne
G.C. Exh. 157
4/16/94
Tr. 1366 to 1368
Elliot, Richard
G.C. Exh. 158
4/20/94
Tr. 1472 to 1476
Eshelman, Jeffrey
G.C. Exh. 159
4/16/94
Tr. 871 to 873
Fake, Larry
G.C. Exh. 160
4/22/94
Tr. 1469 to 1472
Fetrow, Carl
G.C. Exh. 161
4/19/94
Tr. 1139 to
1146, 1171 to
1176
Fisher, Harold
G.C. Exh. 162
4/21/94
Tr. 1326 to 1329
Fisher, John
G.C. Exh. 163
4/21/94
Tr. 1323 to 1326
Fisher, Samuel
G.C. Exh. 164
7/6/94
Tr. 281 to 290,
306 to 310
Fisher, Sharron
G.C. Exh. 165
6/25/94
Tr. 281 to 290,
306 to 310
Flaharty, Linda
G.C. Exh. 166
4/28/94
Tr. 912 to 915
Forbes, Beverly
G.C. Exh. 167
4/20/94
Tr. 1496 to
1497
Force, David
G.C. Exh. 168
4/18/94
Tr. 1499 to
1504
Friend Jr., Nathan-
iel
G.C. Exh. 169
4/20/94
Tr. 101 to 119,
152 to 154
Fuhrman, Russell
G.C. Exh. 170
4/19/94
Tr. 1746 to 1748
Gardner, Michelle
G.C. Exh. 171
7/21/94
Tr. 691 to 701
Gingerich, Robin
G.C. Exh. 172
4/18/94
Tr. 1206 to 1209
Gladfelter, Paul
G.C. Exh. 173
4/19/94
Tr. 1408 to 1411
Gohn Jr., Glenn
G.C. Exh. 174
4/16/94
Tr. 1401 to 1403
Gonzalez, Wilson
G.C. Exh. 175
4/18/94
Tr. 1770 to 1773
Goodling, Dorothy
G.C. Exh. 176
4/20/94
Tr. 662 to 663,
673 to 675
Gordon, Linda
G.C. Exh. 177
4/25/94
Tr. 281 to 290,
306 to 310
Gouirand, James
G.C. Exh. 178
7/19/94
Tr. 559 to 569,
575 to 578
Graham, Richard
G.C. Exh. 179
4/27/94
Tr. 1648 to 1650
Grim, Delores
G.C. Exh. 180
4/18/94
Tr. 1718 to 1721
Grim, Monica
G.C. Exh. 181
4/25/94
Tr. 1721 to 1725
Hake, David
G.C. Exh. 184
4/19/94
Tr. 1426 to 1428
Hake, Glenn
G.C. Exh. 185
4/19/94
Tr. 1251 to
1255
Hake, Robert
G.C. Exh. 186
4/29/94
Tr. 1048 to
1054
Hampton, Florine
G.C. Exh. 187
7/1/94
Tr. 691 to 701
Hanna, Marlet
G.C. Exh. 188
7/12/94
Tr. 691 to 701
Hartzog, Jennie
G.C. Exh. 190
6/3/94
Tr. 1344 to 1347
Heikes, Roy
G.C. Exh. 191
4/19/94
Tr. 1377 to
1381
Heiner, John
G.C. Exh. 192
4/28/94
Tr. 1785 to
1787
Heiss, Dayne
G.C. Exh. 193
4/16/94
Tr. 770 to 775
Hengst, Cindy
G.C. Exh. 194
4/18/94
Tr. 1209 to
1219
Hengst, Randy
G.C. Exh. 195
4/18/94
Tr. 1797 to
1803
Henry, Geraldine
G.C. Exh. 196
7/2/94
Tr. 1760 to
1763
Henry, Glenn
G.C. Exh. 197
4/16/94
Tr. 1804 to
1806
Henry, Vernon
G.C. Exh. 198
4/22/94
Tr. 1758 to
1760
Hivner Jr., Wood-
row
G.C. Exh. 199
4/18/94
Tr. 1055 to
1057
Hoffman, Philip
G.C. Exh. 200
4/18/94
Tr. 464 to 465,
476 to 477
Hohenadel, Bruce
G.C. Exh. 201
4/18/94
Tr. 1220 to
1225
Holland, Gladys
G.C. Exh. 202
5/17/94
Tr. 1059 to
1061
Horner, Larry
G.C. Exh. 203
4/26/94
Tr. 1775 to
1777
Hose, Charles
G.C. Exh. 204
4/19/94
Tr. 1061 to
1064
Hunter, Rodney
G.C. Exh. 205
4/16/94
Tr. 1636 to 1639
Hurley, Shea
G.C. Exh. 206
(un-
dated)
Tr. 605 to 609,
621 to 622
Hursh, Garry
G.C. Exh. 207
4/16/94
Tr. 1275 to
1278
Ilgenfritz, Scott
G.C. Exh. 208
4/16/94
Tr. 1381 to 1387
Jackson, Angela
G.C. Exh. 209
4/26/94
Tr. 1433 to 1435
James, Annabelle
G.C. Exh. 210
4/28/94
Tr. 1286 to 1289
Jamieson, Rebecca
G.C. Exh. 211
5/17/94
Tr. 1308 to 1310
Jimerson, Willeas
G.C. Exh. 212
4/19/94
Tr. 1476 to 1479
Johnson, Terry
G.C. Exh. 213
7/14/94
Tr. 559 to 569,
575 to 578
Johnson, William
G.C. Exh. 214
7/16/94
Tr. 691 to 701
Keister, Richard
G.C. Exh. 215
4/18/94
Tr. 1093 to 1095
Kerrigan, Viola
G.C. Exh. 216
7/5/94
Tr. 202 to 223
Kessler, Randy
G.C. Exh. 217
7/12/94
Tr. 691 to 701
Kinard, Stan
G.C. Exh. 218
5/16/94
Tr. 1139 to
1146, 1171 to
1176
King, Jeffrey
G.C. Exh. 219
4/18/94
Tr. 727 to 728
King, Lois
G.C. Exh. 220
4/19/94
Tr. 1192 to
1198
Kirkland, Frieda
G.C. Exh. 221
4/21/94
Tr. 691 to 701
Klahold, James
G.C. Exh. 222
4/18/94
Tr. 1877 to
1879
Kline, William
G.C. Exh. 223
5/9/94
Tr. 1256 to
1258
Laird, Todd
G.C. Exh. 224
4/20/94
Tr. 691 to 701
Lambeth, Bradley
G.C. Exh. 225
4/18/94
Tr. 1703 to 1705
Landis, Lawrence
G.C. Exh. 226
4/19/94
Tr. 1368 to 1369
Leader, Troy
G.C. Exh. 227
4/19/94
Tr. 437 to 438
Leber, Dennis
G.C. Exh. 228
4/16/94
Tr. 102 to 119,
152 to 154
Lehigh, Patsy
G.C. Exh. 229
4/29/94
Tr. 1270 to
1273
Leiphart, James
G.C. Exh. 230
4/30/94
Tr. 1387 to
1392
Leland, Shirley
G.C. Exh. 231
4/21/94
Tr. 1734 to
1737
Leland, Stewart
G.C. Exh. 232
4/20/94
Tr. 1738 to
1740
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
188
Lenker, John
G.C. Exh. 233
5/4/94
Tr. 492 to 496
Lighty, George
G.C. Exh. 234
4/18/94
Tr. 941 to 942,
953 to 955
Livelsberger,
Michael
G.C. Exh. 235
4/27/94
Tr. 1139 to
1146, 1171 to
1176
Livelsberger,
Richard
G.C. Exh. 236
4/22/94
Tr. 1748 to 1751
Lockard, Gary
G.C. Exh. 237
4/18/94
Tr. 1782 to
1784
Mann, Erik
G.C. Exh. 238
7/19/94
Tr. 1240 to
1243
Marc, Anthony
G.C. Exh. 239
4/16/94
Tr. 1267 to
1270
Masenheimer,
John
G.C. Exh. 240
4/22/94
Tr. 1244 to 1247
McCoy, Pearl
G.C. Exh. 241
4/19/94
Tr. 1300 to
1304
McFatridge, Law-
rence
G.C. Exh. 242
4/18/94
Tr. 691 to 696
McMaster, Daniel
G.C. Exh. 243
4/20/94
Tr. 1403 to 1408
Miller, Leon
G.C. Exh. 244
4/18/94
Tr. 1675 to
1677
Mimnall, Edward
G.C. Exh. 245
4/18/94
Tr. 1398 to 1401
Mittel, Deborah
G.C. Exh. 246
7/6/94
Tr. 281 to 290,
306 to 310
Mittel, Joel
G.C. Exh. 247
4/19/94
Tr. 1663 to
1670
Mittel, Shane
G.C. Exh. 248
4/18/94
Tr. 996 to 997
Mittel, William
G.C. Exh. 249
7/5/94
Tr. 241 to 290
Moore, Robert
G.C. Exh. 250
4/16/94
Tr. 2079 to 2081
Nace, Fred
G.C. Exh. 251
4/18/94
Tr. 1264 to
1267
Nafziger Jr., Arlie
G.C. Exh. 252
4/18/94
Tr. 559 to 569,
575 to 578
Ness, Ruthetta
G.C. Exh. 253
4/30/94
Tr. 1235 to
1240
Oberdorff, Deb-
orah
G.C. Exh. 255
4/22/94
Tr. 503 to 504,
512 to 513
Orr, Eartha
G.C. Exh. 256
4/19/93
Tr. 101 to 119,
152 to 154
Orr, Linda
G.C. Exh. 257
7/18/94
Tr. 1342 to
1344
Orr, Ruth
G.C. Exh. 258
4/22/94
Tr. 1310 to
1315
Peters, Clifford
G.C. Exh. 259
4/17/94
Tr. 1259 to
1263
Pollack, Robert
G.C. Exh. 260
4/18/94
Tr. 1740 to
1742
Pope, John
G.C. Exh. 261
4/19/94
Tr. 1479 to
1481
Ragler, Joseph
G.C. Exh. 264
5/4/94
Tr. 1443 to 1445
Ream, Daniel
G.C. Exh. 262
4/16/94
Tr. 1273 to
1275
Reever, Eugene
G.C. Exh. 263
4/18/94
Tr. 199 to 223
Reichard, J.A.
G.C. Exh. 265
4/18/94
Tr. 101 to 119,
152 to 154
Reinhold, Jeffrey
G.C. Exh. 266
4/21/94
Tr. 1438 to 1440
Rial, James
G.C. Exh. 267
4/19/94
Tr. 1139 to
1146, 1171 to
1176
Rineholt, Eugene
G.C. Exh. 268
4/20/94
Tr. 1370 to 1372
Roberts, Brian
G.C. Exh. 269
4/18/94
Tr. 1490 to
1492
Rouscher, Michael
G.C. Exh. 271
4/18/94
Tr. 480 to 491
Ruppert, Dino
G.C. Exh. 272
4/19/94
Tr. 1420 to
1424
Ruth, Alan
G.C. Exh. 273
4/20/94
Tr. 101 to 119,
152 to 154
Santiago, Timothy
G.C. Exh. 274
4/21/94
Tr. 1441 to 1443
Sargen, Scott
G.C. Exh. 275
7/13/94
Tr. 844 to 847,
859 to 860
Scheivert, Dennis
G.C. Exh. 276
4/25/94
Tr. 1639 to 1641
Schmuck, Paula
G.C. Exh. 277
4/18/94
Tr. 1198 to 1202
Seichrist, Ronald
G.C. Exh. 278
6/30/94
Tr. 101 to 119,
152 to 154
Selby, Barry
G.C. Exh. 279
4/25/94
Tr. 776 to 778
Shaw, Rick
G.C. Exh. 280
4/16/94
Tr. 1332 to 1335
Sheffer, Gerald
G.C. Exh. 281
4/16/94
Tr. 1492 to 1496
Shenberger, Gary
G.C. Exh. 282
4/21/94
Tr. 1751 to 1754
Shenberger, Judy
G.C. Exh. 283
4/16/94
Tr. 1725 to 1727
Shimmel, Greta
G.C. Exh. 284
4/16/94
Tr. 281 to 290,
306 to 310
Shindel, Richard
G.C. Exh. 285
4/16/94
Tr. 1486 to 1490
Shirey, Allen
G.C. Exh. 286
4/17/94
Tr. 1651 to 1653
Shirey, Joyce
G.C. Exh. 287
4/21/94
Tr. 1225 to 1234
Shoff, Harold
G.C. Exh. 288
4/19/94
Tr. 559 to 569,
575 to 578
Shoff, Janet
G.C. Exh. 289
4/19/94
Tr. 1465 to 1467
Shoff, Paul
G.C. Exh. 290
4/25/94
Tr. 691 to 701
Shorts, Don
G.C. Exh. 291
5/2/94
Tr. 691 to 701
Shultz, David
G.C. Exh. 292
(un-
dated)
Tr. 559 to 569,
575 to 578
Smith, Greg
G.C. Exh. 294
4/18/94
Tr. 1779 to 1782
Snelbaker, Jay
G.C. Exh. 296
6/28/94
Tr. 202 to 223
Snelbaker, Patricia
G.C. Exh. 297
4/22/94
Tr. 1755 to 1757
Snell, Nevin
G.C. Exh. 298
7/5/94
Tr. 1424 to 1426
Snyder, Brian
G.C. Exh. 299
4/18/94
Tr. 812 to 814
Stambaugh, Dale
G.C. Exh. 300
5/3/94
Tr. 1373 to 1376
Stoltzfus, Melvin
G.C. Exh. 301
4/18/94
Tr. 1787 to 1789
Stover, Julie
G.C. Exh. 302
4/19/94
Tr. 1712 to 1715
Stover, Rick
G.C. Exh. 303
4/19/94
Tr. 1715 to 1718
Stover, Robert
G.C. Exh. 304
(un-
dated)
Tr. 1653 to 1656
Strickhouser,
Robert
G.C. Exh. 305
4/21/94
Tr. 1429 to 1432
Strocko, Mary
G.C. Exh. 306
4/18/94
Tr. 1468 to 1469
Swartz, Brad
G.C. Exh. 307
4/19/94
Tr. 1701 to 1702
Switzer Jr., John
G.C. Exh. 308
4/17/94
Tr. 1789 to 1792
Taylor, Joyce
G.C. Exh. 309
4/30/94
Tr. 1347 to 1350
Taylor, Michael
G.C. Exh. 310
6/6/94
Tr. 1351 to 1354
Tedder, Billy Joe
G.C. Exh. 311
4/18/94
Tr. 559 to 569,
575 to 578
Terreault, Frank
G.C. Exh. 312
7/5/94
Tr. 101 to 119,
152 to 154
Tice, Lee
G.C. Exh. 313
4/19/94
Tr. 1634 to 1438
Trimmer, Michael
G.C. Exh. 314
7/18/94
Tr. 1773 to 1775
Trout, David
G.C. Exh. 315
4/20/94
Tr. 559 to 569,
575 to 578
Vaden, Brenda
G.C. Exh. 316
4/20/94
Tr. 1696 to 1699
Vieira, Michael
G.C. Exh. 317
4/18/94
Tr. 1435 to 1438
Wallace, Horace
G.C. Exh. 319
4/25/94
Tr. 1641 to 1644
Wallace, Timothy
G.C. Exh. 320
4/19/94
Tr. 1297 to 1300
Waltemyer, Har-
old
G.C. Exh. 321
4/19/94
Tr. 559 to 569,
575 to 578
Wambaugh, Col-
len
G.C. Exh. 322
5/5/94
Tr. 1659 to 1663
Ward Jr., Gordon
G.C. Exh. 323
4/16/94
Tr. 1793 to 1796
Warfel, Robert
G.C. Exh. 324
4/20/94
Tr. 559 to 569,
575 to 578
Welsh, Terry
G.C. Exh. 325
5/4/94
Tr. 1767 to 1769
Wildasin,
Spurgeon
G.C. Exh. 326
4/18/94
Tr. 101 to 119,
152 to 154
Williams, Mary
G.C. Exh. 327
7/8/94
Tr. 1692 to 1696
Wintermyer, Ray
G.C. Exh. 328
4/19/94
Tr. 241 to 242,
258 to 259
Wise, Tamara
G.C. Exh. 329
7/14/94
Tr. 1459 to 1464
Wolfe, Mary
G.C. Exh. 330
4/16/94
Tr. 1678 to 1682
Wolfgang Sr.,
G.C. Exh. 331
4/16/94
Tr. 1069 to
COOPER INDUSTRIES
189
Curvin
1071, 1077
Yost, Angela
G.C. Exh. 332
4/16/94
Tr. 1670 to 1672
Young, Harry
G.C. Exh. 333
4/19/94
Tr. 1707 to 1709
Young, John
G.C. Exh. 334
4/16/94
Tr. 1705 to 1707
Zarfos, Matt
G.C. Exh. 335
4/19/94
Tr. 1879 to 1881
Zeigler, Frederick
G.C. Exh. 336
4/18/94
Tr. 1392 to 1396