328 NLRB 205
Red Coats, Inc.
RED COATS, INC.
205
Red Coats, Inc. and Local 82, Service Employees In-
ternational Union, AFL–CIO, CLC. Cases 5–
CA–25110 and 5–CA–25639
April 30, 1999
DECISION AND ORDER
BY CHAIRMAN TRUESDALE AND MEMBERS FOX
AND LIEBMAN
On June 4, 1997, Administrative Law Judge Irwin H.
Socoloff issued the attached decision. The Respondent
filed exceptions and a brief in support, and the General
Counsel and the Charging Party filed answering briefs.
The Respondent filed a brief in response.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings, and conclusions, and
to adopt the recommended Order as modified.1
A. Background
The Respondent provides janitorial services for firms
and institutions located throughout the Washington, D.C.
metropolitan area, and has cleaning contracts covering
approximately 175 buildings. Between March and June
1994, the Respondent was awarded contracts to perform
cleaning services at three commercial office buildings
located at 1255 23d Street, NW, 2550 M Street, NW, and
555 4th Street, NW, Washington, D.C. Prior to that time,
the janitorial services at these three locations were pro-
vided by three different firms, and the employees at each
site had been represented by the Union as part of three
larger, employerwide units.
In June 1994, the Respondent extended voluntary rec-
ognition to the Union as the collective-bargaining repre-
sentative of the cleaning employees working in the three
buildings at issue, but granted that recognition in three
separate, single-location units. Thereafter, the Respon-
dent and the Union engaged in collective-bargaining ne-
gotiations for approximately 5 months.
In the course of negotiations, the Respondent stressed
the necessity of bargaining strictly on an individual
building-by-building basis. It also repeatedly informed
the Union that it was unwilling to pay the wage rates and
benefits that were set forth in the areawide collective-
bargaining agreement (the master agreement) between
the Union and several large contractors in the area. The
Respondent repeatedly sought, and received, assurances
from the Union that the Union could negotiate on a sin-
gle-building basis unfettered by the master agreement.
During the course of negotiations, it became apparent
that a gulf existed between the Respondent’s desired
wage rates, which were far below those in the master
agreement, and the wage rates insisted upon by the Un-
ion, which far exceeded those in the master agreement.
In light of the lack of progress on this issue, the Respon-
dent declared an impasse at the December 14, 1994 ne-
gotiating session, and refused to engage in further nego-
tiations.2 On September 6, 1995,3 the Respondent with-
drew its recognition of the Union as the collective-
bargaining representative in the three units, claiming that
the single-location bargaining units were inappropriate
for bargaining.
1 We will modify the judge’s recommended Order in accordance
with our recent decision in Indian Hills Care Center, 321 NLRB 144
(1996).
B. The Judge’s Decision
The judge found that the Respondent was not privi-
leged to withdraw recognition from the Union on the
basis that the single-location units were inappropriate,
and violated Section 8(a)(5) and (1) by doing so. In so
finding, the judge relied on the Board’s decision in
Morse Shoe I.4 In Morse Shoe I, the respondent argued
that it was privileged to withdraw recognition from the
union since the union had not established majority status
at the time of the initial recognition and that the contrac-
tual unit was inappropriate. The Board rejected this ar-
gument, applying the principles set forth in North Bros.
Ford, Inc.,5 and the Supreme Court’s decision in Bryan
Mfg. Co.,6 that an employer may not defend against a
refusal-to-bargain allegation on the basis that the original
recognition of the union was unlawful, where that recog-
nition occurred more than 6 months before the charges
raising the issue had been filed.
Applying this principle, the judge noted that, here, the
Respondent’s original recognition of the Union occurred
15 months prior to the withdrawal of recognition. He
further noted that the Respondent did not show that the
units had become inappropriate due to a change in cir-
cumstances within the 6-month period preceding the
charge being filed. The judge therefore concluded that
the Respondent’s defense to the withdrawal of recogni-
2 The Union filed an unfair labor practice charge alleging that the
Respondent engaged in an unlawful refusal to bargain. This charge was
dismissed by the Regional Director on July 19, 1995.
3 We correct the judge’s inadvertent error in referring to this date as
September 6, 1996.
4 227 NLRB 391 (1976), sup. dec. 231 NLRB 13 (1977) (Morse
Shoe II), enfd. 591 F.2d 542 (9th Cir. 1979). In Morse Shoe II, the
Board sua sponte reconsidered its decision in Morse Shoe I, affirming
its holding that the respondent’s defense to the withdrawal of recogni-
tion charges was time-barred by Sec. 10(b), and also finding that,
“without regard to the applicability of Section 10(b),” the record evi-
dence supported a finding that the unit at issue was an appropriate one.
231 NLRB at 13.
5 220 NLRB 1021 (1975).
6 Machinist Local Lodge 1424 (Bryan Mfg. Co.) v. NLRB, 362 U.S.
411 (1960) (complaints against a union and an employer time-barred by
Sec. 10(b) where, although the union lacked majority support when
voluntarily recognized by the employer, the collective-bargaining
agreements at issue were entered into 10 and 12 months before charges
were filed).
328 NLRB No. 28
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
206
tion allegations was time barred by Section 10(b), and
that the Respondent violated Section 8(a)(5).
C. The Parties’ Positions
The Respondent maintains that the judge’s reliance on
Morse Shoe I is misplaced, and that it is not time barred
by Section 10(b) from asserting that the units are inap-
propriate. The Respondent contends that in Morse Shoe
II7 the Board retreated from its position in Morse Shoe I,
and established that Section 10(b) does not preclude an
employer from withdrawing recognition on the grounds
that the individual bargaining units were inappropriate at
the time recognition was withdrawn. The Respondent
further argues that the focus of the Board’s inquiry
should be whether the unit was appropriate at the time
that recognition was withdrawn, and not, as in Morse
Shoe I, whether the unit was appropriate at the time rec-
ognition was granted.
In addition, the Respondent maintains that the Board
has a nondelegable duty to make a unit determination in
every case,8 and that the Board, by making a unit deter-
mination in Morse Shoe II, recognized that the Act ex-
pressly requires the Board to determine whether the chal-
lenged bargaining units were appropriate at the time that
recognition was withdrawn. The three single-location
units here are not appropriate, the Respondent asserts,
because the employees at these three locations do not
enjoy any separate community of interest which would
distinguish them from a larger unit of the Respondent’s
cleaning employees at all the buildings cleaned by the
Respondent. Accordingly, the Respondent argues that
because the units were not appropriate at the time that
recognition was withdrawn, a date within the 10(b) pe-
riod, its withdrawal of recognition was lawful.
The General Counsel and the Charging Party assert
that the principles of Morse Shoe I are applicable here
and that the judge’s finding that the Respondent was pre-
cluded by 10(b) from challenging the appropriateness of
the unit should be affirmed. They maintain that no de-
termination as to the appropriate unit is required, because
a defense on this ground is time-barred. In addition, the
Charging Party argues, and the General Counsel concurs,
that the principles of equitable estoppel preclude the Re-
spondent from defending its refusal to bargain on the
grounds that the recognized units are inappropriate.
Findings and Conclusions
We adopt the judge’s finding that the Respondent vio-
lated Section 8(a)(5) of the Act by withdrawing recogni-
tion from the Union. We find it unnecessary to pass on
the judge’s reliance on Section 10(b), however, because
we find that the Respondent is equitably estopped from
here.
7 231 NLRB 13.
8 NLRB v. Indianapolis Mack Sales & Service, Inc., 802 F.2d 280,
283 (7th Cir. 1986); NLRB v. Chemetron Corp., 699 F.2d 148, 153 (3d
Cir. 1983).
challenging the appropriateness of the units it agreed to
when it extended voluntary recognition.9
In Principles of Equity, McClintock states at 80 (2d ed.
1948):
The gist of equitable estoppel is that a party who has by
his statements or conduct, asserted a claim based on the
assumption of the truth of certain facts, whereby he has
obtained a benefit from another party, cannot later as-
sert that those facts are not true if thereby the other
party will be prejudiced.
The Board has long identified the essential elements of
equitable estoppel as knowledge, intent, mistaken belief,
and detrimental reliance.10 We find that each of these
elements is present
There is no dispute that the Respondent knew from the
outset that there was an issue as to whether the single-
location units it requested during negotiations were ap-
propriate. The Respondent’s attorney testified at the
hearing that he harbored some doubt at the time that rec-
ognition was granted regarding the appropriateness of the
units, but that the Respondent decided to proceed with
bargaining with the intent to negotiate individual con-
tracts at the three locations. This testimony establishes
that the Respondent had the knowledge and intent re-
quired under an equitable estoppel analysis.
In addition, the facts establish that the Union mistak-
enly believed that the Respondent would continue to rec-
ognize the Union as the collective-bargaining representa-
tive in the bargaining units it had requested in negotia-
tions. By voluntarily recognizing the Union, and then
insisting in negotiations that the parties bargain on a sin-
gle-location basis, the Respondent induced the Union to
believe that the Respondent would forgo any challenge to
the Union’s status based on a unit appropriateness argu-
ment. The Union, acting on its belief regarding the Re-
spondent’s intentions, relied to its detriment on the Re-
spondent’s actions. Had the unit appropriateness been
promptly challenged, the Union would have been in a
stronger position at that time either to commence a com-
panywide organizing campaign or to seek the Board’s
processes to establish itself as the representative of the
employees.11 Thus, the elements of equitable estoppel
are met here, and the Respondent may not now challenge
9 The Respondent argues that the Charging Party’s equitable estop-
pel argument is untimely as well as without merit. However, the Board
is not precluded from addressing such issues sua sponte. Lehigh Lum-
ber Co., 238 NLRB 675, 680 fn. 12 (1978).
10 R.P.C. Inc., 311 NLRB 232, 233 (1993); Lehigh Portland Cement
Co., 286 NLRB 1366, 1383 (1987).
11 The Union’s position would have been stronger at that time be-
cause it could have begun organizing the employees prior to the 5
months of futile bargaining with the Respondent. The Union’s inability
to reach an agreement with the Respondent during that time would
most likely have a negative impact on the employees’ impression of the
Union’s effectiveness, and would have drained the Union’s resources as
well.
RED COATS, INC.
207
the appropriateness of the units, to the Union’s detriment,
when the unit descriptions were something upon which
the Respondent insisted in order to gain a benefit from
the Union.
The principle of equitable estoppel has been previously
applied by the Board in cases involving union mergers in
which the employer belatedly withdrew recognition from
a union based on the assertion that union merger was
invalid.12 In those cases, as here, “the key is that the
estopped party, by its actions, has obtained a benefit.”13
The benefit received here by the Respondent was the
avoidance of a companywide union organizing campaign
and the stabilization of labor relations. The policies of
the Act are not served by allowing the Respondent to use
the process of voluntary recognition to gain this benefit,
only to cast off this process when it does not achieve
what it desires in negotiations. Accordingly, we agree
with the judge that the Respondent violated Section
8(a)(5) and (1) by withdrawing recognition from the Un-
ion.
In addition, assuming arguendo that the Board is obli-
gated to make a unit determination in each case, as ar-
gued by the Respondent, we find that, in the circum-
stances here, the challenged units are appropriate for
bargaining. In NLRB v. Chemetron Corp.,14 the Third
Circuit found that Section 9(b) of the Act expressly re-
quires the Board to make a determination as to unit ap-
propriateness “in each case.” The court found that the
“legislative command is mandatory and constitutes a
nondelegable duty imposed on the Board by Congress.”15
The court further explained, however, that “in a volun-
tary recognition case, section 9(b) requires only that the
Board make a determination that the unit agreed upon by
the parties is not inconsistent with the National Labor
Relations Act and past Board policy.”16
This conclusion is supported by the Board’s decision
in Central Washington Hospital.17 There, the Board
adopted the judge’s decision which found that several
voluntarily recognized units limited to licensed practical
nurse (LPN) employees were appropriate for purposes of
collective bargaining, even though the Board’s policy in
cases of initial organization was to group LPNs together
with other hospital technical employees in a single unit.
The judge noted that “[u]nit appropriateness is not an
absolute concept; it depends in part upon the context in
which the unit issue arises.”18 The judge further relied
on the Board’s decision in Otis Hospital,19 where it held
12 R.P.C. Inc., supra; Lehigh Portland Cement Co., supra; Jolie Belts
Co., 265 NLRB 1130 (1982); Knapp-Sherrill Co., 263 NLRB 396
(1982).
13 Lehigh Portland Cement, supra, 286 NLRB at 1383.
14 699 F.2d 148 (1983).
15 Id. at 153.
16 Id. at 156.
17 303 NLRB 404 (1991).
18 Id. at 411.
19 219 NLRB 164, 165 (1975).
that it would give effect to all stipulations designating
unit compositions that do not contravene the provisions
or purposes of the Act or well-settled Board policies. In
so holding, the Board emphasized that it was consonant
with the design of the Act to give the parties the broadest
permissible latitude to mutually define the context in
which collective bargaining should take place. The
judge in Central Washington Hospital determined that
the same policies and objectives applied by the Board in
Otis Hospital are applicable to bargaining relationships
based on voluntary recognition.
The judge further found that this holding was not at
variance with Chemetron, because all that was required
by that case was that the Board make a determination
that “the unit agreed upon by the parties is not inconsis-
tent with the National Labor Relations Act and past
Board policy.” The judge in Central Washington made a
specific 9(b) finding that the LPN units were appropriate
on the basis of Otis Hospital, noting that the Chemetron
court specifically cited Otis Hospital as the type of de-
termination it expects.
In the present case, we find that the units at issue are
not prohibited by the statute, and thus are not inconsis-
tent with the Act. Further, we find that the challenged
units are not inconsistent with Board policy. Even if
these units would not have been units that the Board
would have found appropriate if called upon to do so in
the first instance, this is not the only consideration to be
weighed in a voluntary recognition case. Thus, the volun-
tary agreement of the parties to bargain in these units
must also be given substantial consideration, as well as
the long established Board policy of promoting stability
in labor relations.20 To permit the Respondent to change
its mind and withdraw recognition because it did not like
the way bargaining was proceeding would undermine the
Board’s commitment to voluntary recognition agree-
ments, and would encourage the parties to manipulate
the process to their unfair advantage. Such a result
would not effectuate the purposes of the Act and the
Board’s strong interest in the stabilization of labor rela-
tions. Accordingly, we determine that in the present cir-
cumstances, where a unit has been agreed to by the par-
ties, and is not prohibited by the statute, such a unit is
appropriate under the Act, regardless of whether the
Board would have certified such a unit ab initio.
20 As noted above, the Board gives effect to unit stipulations, even
when those units may not be units that the Board itself would have
found appropriate if presented with the issue ab initio, so long as those
units are not prohibited by the statute. This policy encourages the
parties to work together to reach agreement on unit issues, to mutually
define the context in which collective bargaining will take place, and
promotes harmony and stability of labor relations. Preventing an em-
ployer from an untimely challenge to unit appropriateness in a case
involving voluntary recognition promotes these same policies of the
Act.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
208
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent, Red Coats, Inc., Bethesda,
Maryland, its officers, agents, successors, and assigns,
shall take the action set forth in the Order as modified.
Substitute the following for paragraphs 2(b) and (c):
“(b) Within 14 days after service by the Region, post at
the buildings located at 1255 23d Street NW; 2550 M
Street, NW; and 555 4th Street, NW, in Washington
D.C., copies of the attached notice marked “Appendix.’’6
Copies of the notice, on forms provided by the Regional
Director for Region 5, after being signed by the Respon-
dent’s authorized representative, shall be posted by the
Respondent and maintained for 60 consecutive days in
conspicuous places including all places where notices to
employees are customarily posted. Reasonable steps
shall be taken by the Respondent to ensure that the no-
tices are not altered, defaced, or covered by any other
material. In the event that, during the pendency of these
proceedings, the Respondent has gone out of business or
closed the facilities involved in these proceedings, the
Respondent shall duplicate and mail, at its own expense,
a copy of the notice to all current employees and former
employees employed by the Respondent at any time
since February 9, 1995.
“(c) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.”
Eileen Conway, Esq., for the General Counsel.
Fred S. Sommer, Esq., of Rockville, Maryland, for the Respon-
dent.
Eunice H. Washington, Esq., of Washington, D.C., for the
Charging Party.
DECISION
STATEMENT OF THE CASE
IRWIN H. SOCOLOFF, Administrative Law Judge. Upon
charges filed on February 9 and September 15, 1995, by Local
82, Service Employees International Union, AFL–CIO, CLC
(the Union) against Red Coats, Inc. (the Respondent), the Gen-
eral Counsel of the National Labor Relations Board (the
Board), by the Regional Director for Region 5, issued a con-
solidated complaint dated April 22, 1996, alleging violations by
Respondent of Section 8(a)(5) and (1) and Section 2(6) and (7)
of the National Labor Relations Act (the Act). Respondent, by
its answer, denied the commission of any unfair labor practices.
Pursuant to notice, trial was held before me, in Washington,
DC, on February 12, 1997, at which the General Counsel, the
Charging Party, and the Respondent were represented by coun-
sel and were afforded full opportunity to be heard, to examine
and cross-examine witnesses, and to introduce evidence.
Thereafter, the parties filed briefs which have been duly con-
sidered.
Upon the entire record in these cases, and from my observa-
tions of the witnesses, I make the following
FINDINGS OF FACT
I. JURISDICTION
Respondent, a corporation, with an office and facility located
in Bethesda, Maryland, is engaged in the business of providing
janitorial services for firms and institutions located throughout
the Washington, D.C. metropolitan area. During the 12-month
period preceding issuance of the complaint, Respondent, in the
course and conduct of its business operations, provided such
services, valued in excess of $50,000, to entities located in the
District of Columbia. I find that Respondent is an employer
engaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act.
II. LABOR ORGANIZATION
The Union is a labor organization within the meaning of Sec-
tion 2(5) of the Act.
III. THE UNFAIR LABOR PRACTICES
A. Background
During the March to June 1994 period, Respondent was
awarded contracts to perform the cleaning services at multiten-
ant commercial office buildings located at 1255 23rd Street,
NW, 2550 M Street, NW, and 555 4th Street, NW, Washington,
DC. Before that time, janitorial services at those buildings
were performed by, respectively, Pritchard Industries, Inc.,
American Building Maintenance, Inc., and International Ser-
vice Systems, Inc., and the janitors working at those sites were
represented by the Union in separate multibuilding units. In
June 1994, Red Coats extended voluntary recognition to the
Union as collective-bargaining representative of the cleaning
employees working in the three subject buildings, in three dis-
tinct units. Thereafter, and for a period of some 5 months, the
parties engaged in separate rounds of collective-bargaining
negotiations covering each of the single-location units. How-
ever, in December, Respondent declared impasse and it refused
to engage in further negotiations. On September 6, 1996, Red
Coats withdrew its recognition of the Union as representative of
its employees in the three units.
In the instant cases, the General Counsel contends that Re-
spondent ceased to recognize the Union’s representative status
without legal justification and, accordingly, acted in violation
of Section 8(a)(5) of the Act. Respondent asserts that it was
privileged to withdraw recognition because, in its view, the
single location units were not appropriate for bargaining. Also
at issue is whether, during the course of negotiations, Respon-
dent violated Section 8(a)(5) of the Act by refusing to furnish to
the Union requested information necessary and relevant to the
performance of its statutory duties.
B. Facts1
After hiring a majority of its predecessors’ employees, and
extending recognition to Local 82, Respondent, in the course of
negotiations, stressed the necessity of bargaining, strictly, on an
individual building basis. Further, it informed the Union, re-
peatedly, that Red Coats was unwilling to pay the wage rates
1 The fact-findings contained herein are based upon a composite of
the documentary and testimonial evidence introduced at trial. The
record is generally free of significant testimonial conflict.
RED COATS, INC.
209
and benefits as set forth in the areawide collective-bargaining
agreement between the Union and several large contractors (the
“Master Agreement”). As that contract contains a recognition
provision extending coverage to employees at all buildings
cleaned by a signatory employer, and as it also contains a most
favored nations clause requiring the Union to grant to signatory
employers any more favorable terms agreed to with another
employer, Respondent asked for, and received, assurances from
the Union that it, the Union, could negotiate on a single build-
ing basis, unfettered by the requirements of the Master Agree-
ment. Nonetheless, bargaining failed to bridge the consider-
able differences between the parties regarding the critical sub-
ject of wages. Red Coats proposed, and insisted upon, wage
rates below the levels contained in the Master, while the Union
demanded rates substantially exceeding those set forth in that
agreement. In light of the lack of progress on this issue, Re-
spondent, at negotiating sessions conducted on December 14,
1994, declared impasse, and refused to continue to meet and to
bargain. Thereafter, the Union filed unfair labor practice
charges with the Board and, by letter dated July 19, 1995, were
advised by the Regional Director that he was refusing to issue a
complaint in the matter.
On August 1, in an effort to break the impasse, the Union, by
letter, modified its wage proposals. However, the new rates it
sought were, still, much higher than those contained in the
Master. In response, in its letter dated September 6, 1995, Re-
spondent advised the Union that it would no longer recognize it
as representative of the Red Coats employees at the three indi-
vidual buildings because, Respondent stated, the “individual
buildings do not constitute appropriate bargaining units.”
Rather, Red Coats asserted, an appropriate unit must include
the employees working at all Washington, DC metropolitan
area, buildings, at which Respondent provides cleaning ser-
vices, some 175 in number. At trial, Respondent’s attorney,
Dan Palumbo, who represented it at negotiations, testified:
Red Coats’ initial recognition of the Union was based
on our desire and willingness to bargain on a building ba-
sis. As a result of six months of negotiations, it was evi-
dent to me that the Union had no intention of bargaining
on a building by building basis. There were doubts that
we had about the appropriateness of the unit. We put
those aside because we were hoping that the Union would
go ahead and negotiate on a building by building basis.
However, as I said, after six months, we viewed the ex-
periment as a failure and withdrew recognition, which we
viewed as our legal right to do at any time, but we exer-
cised it after the six months of negotiations.
In this connection, Respondent has offered considerable evi-
dence concerning the number and geographic location of the
DC area, buildings it services, the similarity of skills, duties,
and working conditions of the janitors employed at those build-
ings, its centralized management and the lack of on-site super-
vision and the fact of temporary employee interchange, in an
effort to show the inappropriateness of individual building bar-
gaining units. However, no evidence was offered to show
changed circumstances from the time of recognition in June
1994, until recognition was withdrawn in September 1995.
During the period of negotiations, the Union made numerous
information requests for broad categories of data. In response,
Red Coats turned over to the Union thousands of pages of
documents. At a bargaining session held on September 20,
1994, the Union verbally requested the following information:
(1) the square footage at each building; (2) the number of work
hours at each building; (3) the square footage assigned to each
employee, and (4) the square footage actually cleaned by each
employee. The Union sought this information in order to ana-
lyze issues such as workload, staffing, and wage proposals. At
a November 1, meeting, the Union requested a list of employ-
ees who, previously, had requested funeral leave, and the dis-
position of those requests. The Union wanted this information
to assist it in the preparation of a funeral leave proposal.
It is undisputed that, following the funeral leave information
request, Red Coats advised the Union that there were not any
documents in existence containing the information sought.
Likewise, Red Coats does not keep records showing the square
footage assigned to each employee and the square footage actu-
ally cleaned by each worker. While Respondent did not, di-
rectly, provide the Union with information showing the square
footage at each building, and the number of work hours at each
site, Red Coats did furnish data from which the requested in-
formation easily could be ascertained. Thus, by multiplying the
production rate (the number of square feet an employee cleans
per hour) by the number of employees by the shift hours, data
supplied by Red Coats, the Union could, generally, determine
the square footage at each building. By multiplying the number
of employees by the shift hours, the number of work hours at
each building was ascertainable.
C. Conclusions
After hiring a majority of its predecessors’ employees at the
three subject buildings, and continuing, at those locations, to
conduct the same business as the predecessors, Respondent
extended recognition to the Union in single-site units. Some 15
months later, after bargaining had not produced agreement, Red
Coats withdrew recognition because, it asserted, the single-site
units were inappropriate. Since, under established Board law,
Respondent, acting when it did, was not privileged to terminate
the bargaining relationships on this ground, it thereby violated
Section 8(a)(5) of the Act.
In Morse Shoe, Inc.,2 the Board held, in light of the Supreme
Court’s decision in Bryan Mfg. Co.,3 that an employer may not
defend against a refusal-to-bargain allegation on the ground
that the original recognition, occurring more than 6 months
before charges were filed in the proceeding raising the issue,
was unlawful. The Board stated:
. . . Any such defense is barred by Section 10(b) of the Act,
which, as the Court explained in Bryan, was specifically in-
tended by Congress to stabilize bargaining relationships.
With regard to the contentions raised in that case, the Board
concluded:
. . . The record herein shows that Respondent signed the as-
sent agreement almost 10 months before it withdrew recogni-
tion from the Union and over a year prior to the time the Un-
ion filed the instant charge. Hence, it cannot now attack the
Union’s majority status among its employees or the appropri-
ateness of the unit.
2 227 NLRB 391 (1976), sup. dec., 231 NLRB 13 (1977), enfd. 591
F.2d 542 (9th Cir. 1979).
3 Machinists Local Lodge 1424 (Bryan Mfg. Co.) v. NLRB, 362 U.S.
411 (1960).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
210
As the case law interpreting Section 10(b) of the Act thus
precludes Respondent from defending against the instant re-
fusal-to-bargain allegation on the ground that the single-site
units were inappropriate, and as Respondent has not shown that
the units, postrecognition, became inappropriate due to changed
circumstances,4 its withdrawal of recognition of the Union as
the exclusive representative of certain of its employees has not
been justified, and was unlawful.
With regard to the information requests, it is well settled that
an employer has a duty to supply requested information to the
statutory representative of its employees if the data sought is
relevant and reasonably necessary to the bargaining representa-
tive’s performance of its duties. Here, the record evidence
shows that the Union’s information requests were honored,
except where the data sought was not in existence, albeit, in one
or two instances, the information furnished was in slightly dif-
ferent, but no less useful, form than originally sought. I, thus,
conclude that the General Counsel has not shown violations of
Section 8(a)(5) of the Act in these regards.
IV. THE EFFECTS OF THE UNFAIR LABOR PRACTICES UPON
COMMERCE
The activities of Respondent set forth in section III, above,
occurring in connection with its operations described in Section
I, above, have a close, intimate and substantial relationship to
trade, traffic, and commerce among the several States and tend
to lead to labor disputes burdening and obstructing commerce
and the free flow of commerce.
V. THE REMEDY
Having found that Respondent has engaged in certain unfair
labor practice conduct in violation of Section 8(a)(5) and (1) of
the Act, I shall recommend that it be ordered to cease and desist
therefrom and to take certain affirmative action designed to
effectuate the policies of the Act.
CONCLUSIONS OF LAW
1. Red Coats, Inc. is an employer engaged in commerce, and
in operations affecting commerce, within the meaning of Sec-
tion 2(2), (6), and (7) of the Act.
2. Local 82, Service Employees International Union, AFL–
CIO, CLC is a labor organization within the meaning of Section
2(5) of the Act.
3. All full-time and regular part-time hourly paid janitorial
and maintenance employees, including lead janitors, but ex-
cluding clericals, guards, and supervisors as defined in the Act,
employed by Respondent at 1255 23d Street, NW, 2550 M
Street, NW, and 555 4th Street, NW, Washington, DC, consti-
tute, respectively, single location units appropriate for the pur-
poses of collective bargaining within the meaning of Section
9(b) of the Act.
4. At all times material, the Union has been, and is now, the
exclusive representative of all employees in the aforesaid bar-
gaining units for the purposes of collective bargaining within
the meaning of Section 9(a) of the Act.
5. By its September 6, 1995 withdrawal of recognition of the
Union as exclusive collective-bargaining representative of the
employees in the appropriate units, Respondent has engaged in
unfair labor practice conduct within the meaning of Section
8(a)(5) of the Act.
4 See, e.g., Abbott-Northwestern Hospital, 274 NLRB 1063 (1985).
6. The aforesaid unfair labor practices affect commerce
within the meaning of Section 2(6) and (7) of the Act.
7. Respondent has not otherwise violated the Act, as alleged
in the complaint.
Upon the foregoing findings of fact, and conclusions of law,
I issue the following recommended5
ORDER
The Respondent, Red Coats, Inc., Bethesda, Maryland, its
officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Withdrawing recognition from the Union, and refusing
to bargain with it in good faith concerning rates of pay, wages,
hours, and other terms and conditions of employment, as the
exclusive bargaining representative of the employees in the
appropriate units.
(b) In any like or related manner, interfering with, restrain-
ing or coercing employees in the exercise of the rights guaran-
teed them in Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Upon request, recognize the Union and bargain with it in
good faith as the exclusive representative of all employees in
the aforesaid appropriate units with respect to rates of pay,
wages, hours, and other terms and conditions of employment
and, if understandings are reached, embody the understandings
in signed agreements.
(b) Post at its Bethesda, Maryland, facility, copies of the at-
tached notice marked “Appendix.”6 Copies of said notice, on
forms provided by the Regional Director for Region 5, after
being signed by Respondent’s representative, shall be posted by
it immediately upon receipt thereof, and be maintained by it for
60 consecutive days thereafter, in conspicuous places, including
all places where notices to employees are customarily posted.
Reasonable steps shall be taken by Respondent to insure that
said notices are not altered, defaced or covered by any other
material.
(e) Notify the Regional Director for Region 5, in writing,
within 20 days from the date of this Order, what steps Respon-
dent has taken to comply herewith.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated the
National Labor Relations Act and has ordered us to post and abide
by this notice.
5 In the event no exceptions are filed as provided by Sect. 102.46 of
the Rules and Regulations of the National Labor Relations Board, the
findings, conclusions, and recommended Order shall, as provided in
Sec. 102.48 of the Rules and Regulations, be adopted by the Board and
become its findings, conclusions and Order, and all objections thereto
shall be deemed waived for all purposes.
6 In the event that the Board’s Order is enforced by a Judgment of
the United States court of appeals, the words in the notice reading
“Posted by Order of the National Labor Relations Board” shall be
changed to read “Posted Pursuant to a Judgment of the United States
Court of Appeals Enforcing an Order of the National Labor Relations
Board.”
RED COATS, INC.
211
WE WILL NOT withdraw recognition of Local 82, Service
EmployeesInternational Union, AFL–CIO, CLC, or refuse to
bargain collectively with it in good faith as the exclusive bar-
gaining representative of our employees, in the following ap-
propriate single location bargaining units:
All full-time and regular part-time hourly paid janitorial and
maintenance employees, including lead janitors, but excluding
clericals, guards and supervisors as defined in the Act, em-
ployed, respectively, at 1255 23d Street, NW, 2550 M Street,
NW and 555 4th Street, NW, Washington, DC.
WE WILL NOT in any like or related manner, interfere with,
restrain or coerce employees in the exercise of their rights un-
der the Act.
WE WILL, upon request, recognize and bargain with the Un-
ion as the exclusive representative of all employees in the ap-
propriate units, described above, with respect to rates of pay,
wages, hours and other terms and conditions of employment
and, if understandings are reached, embody the understandings
in signed agreements.
RED COATS, INC.