329 NLRB 235
First Security Services Corp.
FIRST SECURITY SERVICES CORP.
235
First Security Services Corp. and International Un-
ion, United Plant Guard Workers of America
(UPGWA). Case 34-RC-1472
September 27, 1999
DECISION ON REVIEW AND DIRECTION OF
ELECTION
BY MEMBERS FOX, LIEBMAN, AND BRAME
The issue presented in this case is whether the peti-
tioned-for unit limited to guards working for the Em-
ployer at Bridgeport Community Hospital is appropriate
or whether the unit must also include guards at other lo-
cations where the Employer provides guard services.
On April 25, 1997, the Regional Director for Region
34 issued a Decision and Order finding that the peti-
tioned-for unit is not appropriate. The Regional Director
found, contrary to the position of the Petitioner, that the
evidence presented as to the centralized nature of the
Employer’s operation, the lack of substantial authority on
the part of the Employer’s onsite supervision, and the
level of employee interchange effectively rebutted the
presumption in favor of a petitioned-for single-location
bargaining unit.
Thereafter, in accordance with the provisions of Sec-
tion 102.67 of the Rules and Regulations, the Petitioner
filed a timely request for review of the Regional Direc-
tor’s Decision and Order. By Order dated July 9, 1997,
the Board granted the request for review.
The Board has delegated its authority in this proceed-
ing to a three-member panel.
The Board has considered the entire record in this case
and has decided to reverse the Regional Director’s unit
determination and to direct an election in the unit sought
by the petition.
The Employer provides guard services pursuant to
contracts with business entities in Maine, Massachusetts,
Rhode Island, Connecticut, New York, Maryland, and
the District of Columbia. The unit sought by the Peti-
tioner here is limited to the Employer’s guards at the
Bridgeport Hospital in Bridgeport, Connecticut. The
Employer has had the contract for security services at the
hospital since October 1995. Pursuant to this contract,
there are approximately 34 guards assigned to the
Bridgeport Hospital jobsite, which includes the hospital’s
main campus and a one-guard satellite location 5 miles
away. The Regional Director found that the separate
locations comprising the Bridgeport Hospital jobsite con-
stitute a single facility and that the Employer did not dis-
pute this finding.1
1 In its supplemental opposition to petitioner’s request for review, the
Employer contends that the Regional Director’s single-facility finding
is erroneous. In light of the Employer’s failure to raise this issue before
the Regional Director or to file a request for review, we find such con-
tention untimely raised. In any event, we find that the record supports
the Regional Director’s finding. See Child’s Hospital, 307 NLRB 90,
92 (1992).
Contrary to the Petitioner, the Employer argues that a
Bridgeport Hospital unit is too narrow and that the
smallest appropriate unit must include the 230 guards
working in the southern district of the Employer’s region
2.
The Employer’s operations are divided into four re-
gions with region 2 covering the Employer’s Connecti-
cut, Westchester County, New York, and Southern Mas-
sachusetts operations. Region 2 is further subdivided
into three districts, with Bridgeport Hospital and 16 other
clients comprising the southern district. The southern
district is headed by a district manager who, together
with an assistant district manager and the train-
ing/development manager, work out of the district office
in New Haven. The contracts with the 17 clients in the
southern district involve 30 sites. The nearest of the
other Connecticut sites to Bridgeport is 5–10 miles away
while the furthest is 28 miles away.2
An account manager is located at each client site.
These 17 managers are each responsible for the supervi-
sion of the guards at their respective client location.3
In D&L Transportation,, 324 NLRB 160 (1997), the
Board reaffirmed the longstanding policy that a single
facility is presumptively an appropriate bargaining unit.
As the Board noted there, the determination as to
whether or not this presumption has been rebutted in a
particular case involves an assessment of factors, such as
the degree to which the Employer has centralized its con-
trol over dispersed operations and labor relations, the
distance between those operations, the extent of local
autonomy, the similarity of employee skills and working
conditions at the various locations, and the extent, if any,
of employee interchange among the various sites.4
The Regional Director found that the single-facility
presumption was rebutted in this case. In particular, he
found that the Employer’s operations are highly central-
ized at the district level, noting that recruitment, staffing,
and decisions as to wage increases are handled at the
district level. He also found that the account managers
lack substantial supervisory authority and that the level
of employee interchange is sufficiently high to mandate a
unit broader than the Bridgeport Hospital. Contrary to
the Regional Director, we do not find these facts suffi-
cient to rebut the presumption in favor of a unit limited
to a single facility.
2 The southern district has one location in New York on Long Island.
It is described in the record as being an hour and half to a 2-hour drive
from the district office.
3 Account managers have the authority to evaluate the guards, to
schedule their work, and to issue warnings to them. The parties have
stipulated, and we agree, that the account managers are supervisors
within the meaning of the Act.
4 See J & L Plate, 310 NLRB 429 (1993); and Esco Corp., 298
NLRB 837, 839 (1990). The Board also considers the bargaining his-
tory, if any, of the employer. There is no collective-bargaining history
at this site.
329 NLRB No. 25
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
236
The Employer has centralized certain of its functions
at the corporate level and others at the district level.
Thus, policies as to pay, promotion and wages are gener-
ally corporatewide, while, as the Regional Director
found, recruitment, hiring, discipline, and wage increase
decisions are handled at the district level. Importantly,
however, the day-to-day supervision of guards at Bridge-
port, e.g., assignments to posts, decisions as to overtime,
release of sick employees, and preparation of perform-
ance evaluations, is a function of local Bridgeport super-
vision. The training of new guards is performed both at
the district office and at Bridgeport Hospital. When the
Employer assumed responsibility for guard services at
this location, it replaced guard services that had previ-
ously been performed by Bridgeport Hospital’s own em-
ployees. A substantial number of former Bridgeport em-
ployees were hired by the Employer, and the Employer
varied its pay policies to conform to the wishes of the
Hospital that the wages and benefits of its former guards
not be reduced as a result of the contract with the Em-
ployer. Thus, there are two salary “tiers” at Bridgeport:
“tier one,” the rates paid to former Bridgeport Hospital
guards, and “tier two,” the rates paid to guards who did
not previously work at Bridgeport. Of the 34 guards
currently assigned to Bridgeport, all but 8 are “tier one”
or former Bridgeport employees. There are two other
client sites in the southern district at which rates have
been “red circled” because of client wishes.
The Regional Director found that at the commence-
ment of its contract with Bridgeport Hospital, the Em-
ployer transferred seven employees and one supervisor
from other client locations to Bridgeport. All of these
transfers were voluntary and at least one involved an
employee who transferred from and then back to Bridge-
port for personal reasons, each time at the employee’s
request.5 In addition to these transfers, the Employer has
permitted three Bridgeport employees to work at other
client locations in order to gain additional hours and thus
obtain a full week’s pay. Similarly, five employees and a
supervisor have filled in at Bridgeport from other loca-
tions.
The record does not indicate how much employee in-
terchange, if any, took place within 12 months of the
hearing.6 However, even assuming arguendo that inter-
5 Voluntary transfers, such as those transfers initiated by employees
for personal convenience or benefit, are of limited significance for
purposes of our analysis. See, e.g., Red Lobster, 300 NLRB 908, 911
(1990).
6 Exhibits presented by the Employer indicate that from October
1995 to the date of the hearing (April 1997) six “current non-
Bridgeport employees” worked at Bridgeport at some time in their
careers with the Employer. Of these six, one was a supervisor. The
total number of hours worked, exclusive of that supervisor’s time, is
174 hours and the record is not clear whether 110 of those hours were
worked by an employee when he was actually assigned to Bridgeport.
These exhibits also reflect that 12 current Bridgeport employees
“worked somewhere else at some point in their FSSC careers” for a
change over the entire 18-month period of the contract is
relevant, the overall amount of interchange during that
period is not significant when viewed in the context of
the number of hours of guard service provided to
Bridgeport Hospital by the Employer. Thus, the Em-
ployer’s witness estimated that under the security con-
tract with Bridgeport Hospital, the Employer supplied
approximately 83,000 hours of guard services from Oc-
tober 1995 to the time of the hearing in April 1997. Ac-
cording to the Employer’s exhibits, 12 employees cur-
rently at Bridgeport have worked at other Employer fa-
cilities, for a total of 3374 hours, and 6 employees work-
ing at other employer locations have worked at Bridge-
port for a total of 174 hours. Thus, the total non-
Bridgeport Hospital working hours of the current guard
staff amounts to less than 5 percent of the Bridgeport
Hospital contract.
Based on our review of the record, we find no suffi-
cient basis to rebut the presumption of a single-facility
unit. Thus, while hiring decisions are made at the district
level, at least two-thirds of the unit employees came with
the contract between the Employer and the Hospital, and
have never worked anywhere else for the Employer.
They guarded the Hospital before the contract and they
guard it now. Their rates of pay stayed the same before
and after the changeover and their day-to-day supervision
is handled at Bridgeport by their Bridgeport supervisor.
The evidence overall establishes that the identity of the
Employer’s guards is with the Bridgeport Hospital site,
not with the southern district or with any other of the
Employer’s clients sites, some of which are located a
substantial distance from Bridgeport.
The absence of interchange between the Bridgeport
Hospital guards and other guards is a critical factor in
assessing whether the single-facility presumption has
been rebutted. Thus, we disagree with the Regional Di-
rector’s reliance on Sentry Security Services, 230 NLRB
1170 (1977), and Wackenhut Corp., 213 NLRB 293
(1974), in finding that a single-facility unit is not appro-
priate. The record in Sentry and Wackenhut evidenced a
significant level of interchange among the guards in
those cases, and the Board in its decisions stressed that
factor in finding that the single-facility presumption had
been rebutted. Here, however, the level of interchange
between Bridgeport Hospital employees and the employ-
ees at other sites is marginal, at best. Further, as noted
above, a substantial number of the guards in this unit are
former Bridgeport Hospital guards, who are strongly
identified with Bridgeport Hospital and only Bridgeport
Hospital; the authority of local supervision at the Bridge-
port Hospital, while limited, involves critical day-to-day
workplace issues such as work assignments and em-
ployee evaluations; and the guards wear uniforms that
total of 3374 hours. Again, there is no evidence whether any of this
work took place within 12 months of the hearing.
FIRST SECURITY SERVICES CORP.
237
identify them with this site. Under these circumstances,
we do not find that there is a sufficient basis to overcome
the strong evidence of community of interest among the
Bridgeport Hospital guards and our longstanding policy
of presuming that a unit limited to employees at a single
facility is appropriate.
In any decision resolving whether the single-facility
presumption has been rebutted, the Board looks to vari-
ous factors. In this case, we believe that the following
factors support our decision, and thus we do not agree
with our dissenting colleague.
•
The Bridgeport Hospital is from 5 to 28 miles
from the other sites in the southern district; thus, the
Bridgeport facility is geographically separate from the
other facilities.
•
There is no significant interchange between
Bridgeport and the other sites and no evidence of con-
tact among employees at the various sites. Our col-
league does not dispute this and indeed concedes that
the Board normally accords employee interchange
“considerable weight.”
•
The site manager at Bridgeport is an admitted su-
pervisor and in charge of the immediate day-to-day
supervision of the employees at the site. Our col-
league’s assertions to the contrary notwithstanding,
such site-specific day-to-day supervision shows sig-
nificant local autonomy. See Esco Corp., 298 NLRB
837 (1990) (finding significant local autonomy even
though the employee overseeing day-to-day opera-
tions was not a statutory supervisor).
•
Wages and hours, although centrally determined,
are different at the Bridgeport site, and thus do not re-
flect a uniform centralized standard.
•
The Employer provides guard services at the
Bridgeport site pursuant to a contract with the Bridge-
port Hospital. Such a site-specific contract will be an
important factor in any collective bargaining that may
ensue between the Union and the Employer, especially
as the Bridgeport Hospital has the option of not
renewing its contract with the Employer and either
using its own employees or another guard service to
provide security at the hospital. This site-specific
contract further confirms the separate identity of this
single-facility. See generally, Executive Resources
Associates, 301 NLRB 400, 401 (1991).
Contrary to our dissenting colleague, we find that these
factors, when considered together, outweigh such other
factors as centralization of operations and support our
decision. In so holding, we do not believe we have
“stretch[ed] the single-facility presumption beyond its
intended limits.” In the final analysis, even if this is a
close case, it is entirely appropriate that the presumption
prevail in close cases, because the Employer has failed to
meet its burden to show that the evidence has overcome
the presumption. Indeed, the evidence by no means
compels the conclusion that this facility has been so ef-
fectively merged into a more comprehensive unit, or is so
functionally integrated with another facility, that it has
lost its separate identity. Those are the governing single-
facility principles, as our colleague agrees, and, applying
those principles, we find that the presumption has not
been rebutted.
Accordingly, we find that the unit sought by the peti-
tion is appropriate for purposes of collective bargaining
and we shall direct an election in the following unit:7
All full-time and part-time security officers performing
guard duties as defined in Section 9(b)(3) of the Act at
the Employer’s Bridgeport Hospital site excluding all
other employees, office clerical employees, managerial
employees and supervisors as defined in the Act.
[Direction of Election omitted from publication.]
MEMBER BRAME, dissenting.
I do not disagree with my colleagues’ delineation of
basic principles concerning the presumption favoring the
appropriateness of a unit limited to employees at a single
location. Rather, I disagree with my colleagues’ applica-
tion of those principles in reversing the Regional Direc-
tor. In stretching the single-facility presumption beyond
its intended limits, my colleagues find that an appropriate
guard unit here can be restricted to only 1 of the 17 client
accounts for which the Employer’s New Haven, Con-
necticut district office is responsible. Such a result con-
flicts with the Board’s unit determinations made in com-
parable situations involving employers who provide con-
tract security service to other businesses.1 Like the Re-
gional Director, I would follow existing precedent and
find that the Bridgeport Hospital guard unit requested by
the Petitioner is an inappropriate unit.
The general rule governing the determination of the
proper scope of a bargaining unit when the employer
operates more than one facility is clear and well estab-
lished. The Board recognizes a presumption in favor of
the appropriateness of a single-location unit unless the
employer’s facility has been so effectively merged into a
more comprehensive unit, or is so functionally integrated
with another facility operated by the employer, that it has
lost its separate identity.2 The presumption favoring sin-
gle-facility units may be overcome with a showing of
“substantial” integration of the single facility with other
employer facilities so as to negate the separate identity of
7 The Regional Director found it unnecessary to determine the su-
pervisory status of the shift supervisors in view of his dismissal of the
petition. Because we find that the record in insufficient as to this issue,
we shall permit them to vote subject to challenge.
1 See Wackenhut Corp, 213 NLRB 293 (1974), and Sentry Security
Services, 230 NLRB 1170 (1977).
2 See, e.g., AVI Foodsystems, Inc., 328 NLRB No. 59 (1999); Globe
Furniture Rentals, 298 NLRB 288 (1990); and Sol’s, 272 NLRB 621
(1984).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
238
the single-facility unit.3 To determine whether the pre-
sumption has been rebutted in any particular case, the
Board looks at such factors as central control over daily
operations and labor relations, including the extent of
local autonomy; similarity of employees’ skills, func-
tions, and working conditions; degree of employee inter-
change; distance between the various locations operated
by the employer; and the collective-bargaining history, if
any.4 However, in V.I.M. Jeans, 271 NLRB 1408, 1409
(1984) (quoting Big Y Foods, 238 NLRB 860, 861 fn. 4
(1978)), the Board explained that it “has never held or
suggested that to rebut the presumption a party must
proffer ‘overwhelming evidence . . . illustrating the com-
plete submersion of the interests of employees at the sin-
gle store,’ nor is it necessary to show that ‘the separate
interest’ of the employees sought have been ‘obliter-
ated.’”
In weighing the above factors traditionally relied on by
the Board to determine if an employer has rebutted the
single-facility presumption, my colleagues do not dispute
that many of those factors present in this case militate
against the separate Bridgeport Hospital guard unit.
Thus, the Employer arranges its operations into regions
that, in turn, are clustered into districts. The security
guards associated with the southern district office are
assigned by the Employer to facilities that are situated,
for the most part, within geographical proximity to each
other in Southern Connecticut. These facility assign-
ments occur after the security guards are interviewed,
hired, and trained by the Employer’s southern district
office management team. In charge of the district office
is a district manager followed by an assistant district
manager, a human resources manager, and a train-
ing/development manager. Under their leadership, direc-
tion, and control, the Employer implements and inter-
prets corporatewide and districtwide policies and proce-
dures affecting all the security guards regardless of
where they may be working within the southern district.
This centralized control exercised by the Employer at
the district level touches all significant aspects of the
security guards’ employment, e.g., recruitment and hir-
ing, training, staffing levels, wages, and benefits, dis-
charge and discipline, transfers and other reassignments,
and promotions. The district management also exclu-
sively controls the budgeting, purchasing, and equipment
and support services necessary to maintain the Em-
ployer’s operations throughout the district. Within the
district, the security guards perform identical work du-
ties, generally possess the same skills, have the same job
descriptions, and similar shift schedules, and wear simi-
lar uniforms provided by the Employer. In the district,
the security guards are also subject to similar wage rates
3 Lutheran Welfare Services, 319 NLRB 886 (1995); Globe Furni-
ture Rentals, supra; Charrette Drafting Supplies Corp., 275 NLRB
1294 (1985); and Ohio Valley Supermarkets, 269 NLRB 353 (1984).
4 See, e.g., J & L Plate, 310 NLRB 429 (1993).
and annual raise schedules and enjoy the same fringe
benefits unless they are one of the few who have been
“grandfathered in” by the client. If that happens, they
may be provided with a higher wage or a different bene-
fit package to reflect their prior employment with the
client before the Employer took over servicing that cli-
ent’s account.
Notwithstanding this compelling picture showing the
Employer’s centralized administration of its labor rela-
tions policy flowing from the district office, my col-
leagues find that there are insufficient facts to rebut the
presumption favoring the appropriateness of the Bridge-
port Hospital guard unit. In their view, all these indica-
tors described above are trumped by the limited authority
exercised by Eduardo Cajigas, the Employer’s Bridge-
port Hospital account manager, and the limited amount
of employee interchange involving the Bridgeport Hospi-
tal guards during the 18-month period since the Em-
ployer acquired the account.5
The record shows that Cajigas’ authority is very cir-
cumscribed. He fills out the annual performance ap-
praisal forms for the security guards at Bridgeport Hospi-
tal; he ensures that the guards are on the correct post with
the correct uniform; he may approve overtime for the
guards but only in emergency situations; and he may
allow a sick guard to leave his post and go home. In re-
lying on these responsibilities, my colleagues disregard
all the daily personnel matters affecting the Bridgeport
Hospital guards in which Cajigas has no involvement and
exercises no control or influence. For example, he has
no authority to amend or alter any of the Employer’s
corporatewide or districtwide policies and procedures
affecting the Bridgeport Hospital guards. He has no au-
thority to interview, hire, promote, transfer, discipline,
suspend, or terminate security guards; set their wages;
approve overtime in nonemergency situations, approve
vacation or sick leave requests for the guards; resolve
their grievances; or change staffing levels for the guards
at the Hospital. In fact, if a significant issue affecting the
Bridgeport Hospital account arises, the district office
management in New Haven, not Cajigas, handles the
problem. Indeed, the district manager, assistant district
manager, and the human resources manager routinely
visit the Hospital 4–5 days a week, and they are in fre-
quent daily telephone contact with Cajigas to make sure
that this account runs smoothly.
As shown above, Cajigas’ authority clearly resembles
the marginal day-to-day managerial responsibilities exer-
cised by the onsite supervisor in Wackenhut Corp., supra,
5 My colleagues argue that the separate identity of the Bridgeport
Hospital guard unit is further confirmed by the fact that the Employer
maintains a separate contract for this account. But in NLRB v.
Pinkerton’s, Inc., 428 F.2d 479, 483–484 (6th Cir. 1970), the court
considered this factor as one indicator that a broader unit may be neces-
sary where at different locations employers provide contract security
services to other businesses.
FIRST SECURITY SERVICES CORP.
239
where the Board rejected the requested single-location
unit of guards assigned to the employer’s Fort St. Vrain
client in Platteville, Colorado. In that case, Sergeant
Broadhead, the onsite Fort St. Vrain supervisor was “ba-
sically responsible for insuring that employees adhere to
the ‘post’ and to the ‘general orders’” and he could “as-
sign shifts in cases of absences, call in replacement per-
sonnel, assign work and grant time off for emergencies.”6
Broadhead could not “discipline the [Fort St. Vrain] em-
ployees or otherwise affect their employment.”7 The
Board specifically noted that “in matters of substance
affecting the [Fort St. Vrain] employees’ terms and con-
ditions of employment, he ha[d] no authority to act with-
out first seeking approval from the central office” located
in Denver, Colorado.8
The Board also found that an employer rebutted the
single-location presumption in Sentry Security Services,
supra, when the onsite facility supervisor exercised con-
siderably more authority than that assigned to Cajigas.
In that case, Supervisor Shackouls scheduled the guards’
work hours; approved their leave requests; and obtained
temporary replacements for absent guards; and hired,
disciplined, and evaluated the guards and recommended
their pay raises. Yet, the Board did not “view the limited
degree of autonomy exercised by the Sandia facility su-
pervisor [Shackouls], with respect to personnel matters,
as sufficient to justify a finding that the guards at that
facility enjoy a distinct community of interest for pur-
poses of collective bargaining apart from guards at other
facilities”9 employed by the contract security guard pro-
vider.
However, my colleagues ignore, on the one hand, re-
markable similarities between the instant case and Wack-
enhut and, on the other hand, the existence of an even
stronger set of facts supporting rebuttal of the single-
facility presumption here than in Sentry Security. They
simply state that Cajigas’ local supervision “while lim-
ited, involves critical day-to-day workplace issues such
as work assignments and employee evaluations.” But,
their characterization of Cajigas’ authority stands in stark
contrast to the Board’s conclusions in Wackenhut and
Sentry Security indicating that these kinds of responsi-
bilities show a “lack of substantial autonomy” vested in
the onsite supervisor with respect to personnel matters.
My colleagues’ analysis of the local autonomy factor
fails to provide any reasonable explanation for their ap-
parent deviation from the Board’s decisions in Wacken-
hut and Sentry Security.
The authority of Cajigas in this case also appears con-
siderably less than that exercised by the local store man-
agers in Globe Furniture Rentals, supra, and Sol’s, supra.
In finding that the only appropriate unit must include
6 213 NLRB 293.
7 Id.
8 Id. at 294.
9 230 NLRB 1170, 1171.
several Detroit area retail furniture stores and ware-
houses, the Board in Globe Furniture stated that “the
local store managers possess authority over routine day-
to-day operations of the facilities they manage, but they
lack substantial autonomy regarding labor relations and
personnel policies and procedures.”10 Yet, I note that the
Globe Furniture store managers had some input into
promotions, hiring, discharge and discipline matters to a
greater extent than Cajigas who has none. Likewise, the
store managers in Sol’s who sold sporting goods to cus-
tomers in western Pennsylvania had more involvement in
operational and labor relations matters than does Cajigas
here. The hiring process, the discharge procedure, any
layoff selections, and the handling of grievances origi-
nated at the store manager level in Sol’s. In the instant
situation, the Employer’s southern district office man-
agement team takes care of all those matters for the
Bridgeport Hospital guards.
My colleagues point out that the Board in Esco Corp.,
298 NLRB 837 (1990), found appropriate a single-
facility unit of Seattle warehouse employees and drivers,
despite the lack of statutory supervisory status for the
onsite Seattle facility warehouse supervisor. In Esco, the
employer was engaged in the manufacture and distribu-
tion of fabricated metal products. Its northwest district
operations included three warehouse facilities located
between 174 to 346 miles apart in Portland, Oregon, and
Seattle and Spokane, Washington. The Employer con-
tended that its Seattle facility was not an appropriate unit
separate from its Portland and Spokane facilities. In
finding that the single-unit presumption for the Seattle
facility had not been rebutted, the Board heavily relied
on two factors—–no employee interchange and the con-
siderable geographical distances between the facilities.
In addition, the Board noted that the Portland managers
who oversaw the Seattle warehouse supervisor’s work
were not onsite and visited only infrequently, thus indi-
cating that the employer relied on the warehouse supervi-
sor to oversee its Seattle operations.
The instant case differs considerably from the situation
presented in Esco. Employee interchange occasionally
occurs within the southern district, including the Bridge-
port Hospital guards. The clients assigned to the south-
ern district office are located within a 30-mile radius of
the Hospital. The district manager, assistant district
manager, and the human resources manager routinely
visit the Hospital 4–5 days a week to oversee the Hospi-
tal operations and have frequent daily telephone contact
with Cajigas to discuss matters pertaining to the Hospital
account. Thus, Cajigas currently has less operational
latitude than the Seattle warehouse supervisor in Esco,
who was stationed many miles away from his district
home base in Portland.
10 298 NLRB 288, 289.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
240
As observed by the United States Court of Appeals for
the Second Circuit in NLRB v. Solis Theatre Corp.,11
“The Courts of Appeals have been reluctant to sanction
bargaining units whose managers lack the authority to
resolve issues which would be the subject of collective
bargaining.”12 In that case, the court found arbitrary and
unreasonable the Board’s determination that a unit of
doormen, cashiers, ushers and matrons employed at one
of the employer’s theatre was an appropriate unit. As my
colleagues do here, the Board primarily relied on the role
of the local theatre manager with respect to certain per-
sonnel matters to base its single-location unit determina-
tion. Unlike Cajigas here, the theatre manager in Solis
played some part in disciplining and reprimanding em-
ployees, interviewing job applicants, and preparing and
submitting vacation schedules for approval by higher
management. In those circumstances, the court took the
view that the theatre manager’s authority “[was] limited
to little more than overseeing the daily activities of the
employees” and the manager was not in a “decision mak-
ing position” but was subject to “detailed instructions
from the central office.”13 In my opinion, this final de-
scription of the theatre manager job by the court could
apply with equal force today to the account manager po-
sition held by Cajigas.
Given the considerable authority exercised by the Em-
ployer’s district office management and the lack of local
autonomy placed in Cajigas’ hands, I also consider un-
persuasive my colleagues’ heavy reliance on the infre-
quent instances of transfer and interchange involving the
11 403 F.2d 381, 383 (1968).
12 This observation finds considerable support from NLRB v.
Frisch’s Big Boy Ill-Mar, Inc., 356 F.2d 895 (7th Cir. 1966) (single-
facility unit rejected where the store manager had a limited role in
hiring decisions); NLRB v. Davis Cafeteria, Inc., 396 F.2d 18 (5th Cir.
1968) (single-facility unit rejected where the local manager had author-
ity to order food and supplies for his cafeteria, had authority to hire and
fire employees, and could recommend pay raises); and NLRB v.
Pinkerton’s, Inc., 428 F.2d 479 (6th Cir. 1970) (single-facility unit
rejected where the local field supervisor scheduled and inspected the
guards’ work, interviewed job applicants, and trained new employees).
13 403 F.2d at 383.
guards at the Bridgeport Hospital. The majority points
out that, during the 18-month period after the Employer
took over the Bridgeport Hospital account, there were
seven employee transfers from other locations to the
Bridgeport Hospital, three Bridgeport Hospital guards
who have worked at other client sites in the southern
district, and five guards assigned to other client sites in
the southern district who have filled in for Bridgeport
Hospital guards. Although the Board normally accords
employee interchange considerable weight, it has never
indicated that it is the touchstone in determining whether
the employer rebutted the single-location unit presump-
tion. Thus, when unsupported by the other factors, and
especially when there is otherwise a lack of substantial
local autonomy, employee interchange has not been con-
sidered controlling.14
Accordingly, I would dismiss the petition because the
requested Bridgeport Hospital unit is an inappropriate
unit and the Petitioner has not indicated a willingness to
proceed to an election in any broader unit.
14 See Big Y Foods, supra at 861 (“The considerable authority exer-
cised by company officials, particularly Pineau [the division manager],
who frequently visits each location, and D’Amour [a corporate officer
and member of the employer’s board of directors], establishes, notwith-
standing the small amount of employee interchange among the three
locations, that employees at all the liquor markets enjoy a substantial
community of interest.”), and V.I.M. Jeans, supra at 1409 (“Although
there is no evidence of substantial employee interchange, some trans-
fers do occur. Viewed against the background of the highly centralized
administration of all nine stores, the daily contact with Yosef [the com-
pany president] and the other supervisors and the restricted authority of
the store manager, the fact that there is not substantial employee inter-
change pales in its importance to the determination of the issue.”).