329 NLRB 484
Zurn/N.E.P.C.O.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
484
Zurn/N.E.P.C.O. and International Brotherhood of
Boilermakers, Iron Ship Builders, Blacksmiths,
Forgers and Helpers, AFL–CIO and Interna-
tional Brotherhood of Carpenters and Joiners of
America, Local Union 140, AFL–CIO and In-
ternational Association of Bridge, Structural
and Ornamental Iron Workers, Local 397,
AFL–CIO and Lawrence Roberts, and United
Association of Journeymen and Apprentices of
the Plumbing and Pipefitting Industry of the
U.S. and Canada, Local 624, AFL–CIO, CLC.
Cases 12–CA–15833, 12–CA–16656, 12–CA–
16661, 12–CA–16801, 12–CA–16381, 12–CA–
16382, 12–CA–16418, and 12–CA–16860
September 30, 1999
DECISION AND ORDER
BY CHAIRMAN TRUESDALE AND MEMBERS FOX
AND HURTGEN
On November 2, 1995, Administrative Law Judge
Richard J. Linton issued the attached decision. The Gen-
eral Counsel and Charging Party Boilermakers filed ex-
ceptions and supporting briefs, and the Respondent filed
briefs answering the parties’ exceptions.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs,1 and has decided to
affirm the judge’s rulings, findings,2 and conclusions3 as
discussed below, and to adopt the recommended Order.
The complaint in this case alleged several Section
8(a)(1) violations and the Respondent’s unlawful refusal
to hire and/or consider for hire a large number of union
members at its construction sites in Auburndale, Bartow,
and Mulberry, Florida.
1 The Respondent’s motion to dismiss and/or strike the General
Counsel’s and the Charging Party’s exceptions is denied as lacking in
merit. Both sets of exceptions are in substantial compliance with Sec.
102.46 of the Board’s Rules and Regulations, and the Charging Party’s
exceptions were in fact accepted as timely filed with the Board.
2 The General Counsel and the Charging Party have excepted to
some of the judge’s credibility findings. The Board’s established policy
is not to overrule an administrative law judge’s credibility resolutions
unless the clear preponderance of all the relevant evidence convinces us
that they are incorrect. Standard Dry Wall Products, 91 NLRB 544
(1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have carefully examined
the record and find no basis for reversing the findings.
In affirming the judge’s decision, we do not rely on his discussion in
the sixth paragraph of sec. D of his decision of the alleged agency
relationship between the Respondent and the Florida Job Service (FJS).
We find it unnecessary to address the agency issue since the judge’s
credibility findings make it unnecessary to consider the significance of
any actions by FJS that might be attributed to the Respondent.
3 We note that, as the judge anticipated, subsequent to his decision,
the Supreme Court issued its opinion in NLRB v. Town & Country
Electric, 516 U.S. 85 (1995), in which the Court endorsed the Board’s
position, and the judge’s finding in this case, that paid union organizers
who seek employment with a statutory employer are employees within
the meaning of Sec. 2(3) of the Act.
The judge recommended dismissal of the complaint,
essentially concluding that the evidence was insufficient
to support any of the complaint allegations. We agree
that the General Counsel has failed to establish that the
Respondent violated the Act, but we add the following
regarding the judge’s findings concerning the Respon-
dent’s priority hiring policy.
The Respondent has had in effect since at least the late
1980s a hiring policy that gives preference to former
employees of the Respondent and to employees referred
by the Respondent’s current managers, supervisors, and
employees. The General Counsel argues that the Re-
spondent’s utilization of this policy in hiring employees
to work at the three Florida jobsites involved in this case
was unlawful because it gave advantage to nonunion
applicants and screened out applicants likely to favor
unionization. As the judge found, however, the policy
does not on its face preclude or limit the possibilities for
consideration of applicants with union preferences or
backgrounds, and union members were in fact hired at
the Auburndale site. For the reasons stated by the judge,
we agree that the evidence presented is insufficient to
support the General Counsel’s theory that the policy as
applied at the Florida jobsites unlawfully discriminated
on the basis of union activities. We emphasize, however,
that because of the manner in which this case was liti-
gated, that is the only theory we pass on in dismissing the
complaint.
As set forth by the judge in his decision, the General
Counsel at trial consistently took the position that the
Government’s theory of the case was that Zurn’s hiring
policy had been unlawfully applied at the three Florida
sites, and that it was not challenging the policy either as a
general matter or as applied at other jobsites not identi-
fied in the complaint. The Charging Party has just as
consistently argued that the policy itself is unlawful, both
on the theory that it is a calculated and deliberate plan to
discriminate against prounion job applicants which vio-
lates Section 8(a)(3), and on the theory that it is “inher-
ently destructive” of Section 7 rights, under the rationale
of Great Dane Trailers, Inc., 388 U.S. 26 (1967). As the
judge correctly noted, however, it is well established that
the General Counsel’s theory of the case is controlling,
and that a charging party cannot enlarge upon or change
the General Counsel’s theory. Kimtruss Corp., 305
NLRB 710 (1991). Accordingly, in dismissing the com-
plaint, we do not pass on either of the Charging Party’s
theories.
The General Counsel excepted to the judge’s refusal to
admit into evidence certain transcript excerpts and exhib-
its from Case 7–CA–33443 et al. (Cadillac case), an un-
fair labor practice proceeding involving the Respondent
which was pending before Judge Karl H. Buschmann at
the time the instant case was litigated, and which is cur-
rently pending before the Board. The General Counsel
also excepted to the judge’s grant of a petition to revoke
329 NLRB No. 52
ZURN/N.E.P.C.O.
485
the General Counsel’s subpoena to an expert witness
who had testified for the Respondent in the Cadillac case,
but who maintained that he knew nothing about the ap-
plication of the Respondent’s hiring policies at the job
sites at issue in this case. The General Counsel has re-
ferred to all this material as “background animus.”
Given the scope of the theory actually litigated in this
case, as discussed above, we deny the exceptions for the
reasons stated by the judge in his Statement of the Case.
It is also noteworthy that, in view of the General
Counsel’s litigation theory, no significant factual connec-
tion has been shown between the two cases. The Re-
spondent’s personnel supervisors, Tom Brigham and
Larry Sullivan, who played a significant role in the al-
leged unfair labor practices in the Cadillac case, played
no such role in the instant case. Rather, the Respondent’s
personnel supervisor, B.J. Malone, who was not involved
in the Cadillac case, was at the heart of the unfair labor
practice allegations here. In addition, there is no signifi-
cant evidence that employees hired by the Respondent in
the Cadillac case, allegedly to avoid hiring applicants
with prounion sympathies, were also hired in the instant
case under the Respondent’s preferential hiring policy.
ORDER
The recommended Order of the administrative law
judge is adopted, and the complaint is dismissed.
Michael Maiman and Joe Canfield, Esqs., for the General
Counsel.
David Kresser, Esq. and Kenneth A. Knox, Esq. (Fisher & Phil-
lips), of Atlanta, Georgia, and Fort Lauderdale, Florida, for
the Respondent.
Michael J. Stapp, Esq. (Blake & Uhlig), of Kansas City, Kan-
sas, for Charging Party Boilermakers.
DECISION
STATEMENT OF THE CASE
RICHARD J. LINTON, Administrative Law Judge. Reaching
back to the legendary Joe Hill, the spiritual roots of this “salt-
ing” case run deep. As Boilermakers’ organizer, Camilo Juncal,
wrote on his October 5, 1993 employment application to Zurn,
and as IBEW Local 915 organizer, Bill Dever, expressed it at
trial, their duties are to “organize the unorganized.”1
This salting case involves three construction jobsites of Zurn
Nepco in Florida about 35 miles east of Tampa: Auburndale,
Bartow, and Mulberry. When the Boilermakers and other
unions tried to “salt” Zurn Nepco’s three Florida construction
1 ‘“Heed this cry that comes from the hearts of men. Organize the
Unorganized.’—John L. Lewis, 1935.” Pete Seeger and Bob Reiser,
“CARRY IT ON! A History in Song and Picture of America’s Working
Men and Women” 143 (1985, Simon & Schuster). The slogan “Organ-
ize the unorganized” has its spiritural origin in a farewell telegram from
Joe Hill the night before his November 19, 1915 execution by a Utah
firing squad. The memorable line from Hill’s wire reads, “Don’t waste
time mourning. Organize!” “G. M. Smith,” Joe Hill 172 (1969, 1984,
Peregrine Smith Books); Edith Fowke & Joe Glazer, “Songs of Work
and Protest” 21 (1960, 1973, Dover Publications). And Carl Sandburg
quotes Joe Hill’s farewell admonition in his 1936 poem, “The People,
Yes,” number 23. (And see fn. 9, below.)
jobsites in 1993–1994 (mostly with regular union members, but
in some instances with paid, staff union organizers), Zurn did
not hire the “salters.” Arguing that Zurn illegally refused to hire
the salters, the prosecutor (the NLRB’s General Counsel)2 al-
leges that Zurn, to maintain its nonunion status, has a national
policy of hiring former employees and (among other priorities)
referrals from supervisors which, as applied at the three Florida
jobsites here, operated to hire nonunion employees and to ex-
clude union workers. Defending its national hiring policy, Zurn
argues that no worker is rejected because of his union status,
and that there is nothing unlawful about assigning preferential
hiring priorities to persons recommended by sources Zurn finds
reliable (such as past or current experience as a Zurn employee,
or recommended by a supervisor or other Zurn employee).
Finding no merit to any of the Government’s allegations, I dis-
miss the complaint in its entirety.
I presided at this 18-day trial in Tampa, Florida, beginning
December 12, 1994, and closing May 10, 1995. Trial was pur-
suant to the December 7, 1994 order consolidating cases, sec-
ond consolidated amended complaint and notice of hearing (the
complaint), as amended during the hearing, issued by the Gen-
eral Counsel of the National Labor Relations Board (the Board)
through the Regional Director for Region 12 of the Board.
The complaint is based on a charge filed October 8, 1993, in
the lead case, Case 12–CA–15833, by the International Broth-
erhood of Boilermakers, Iron Ship Builders, Blacksmiths,
Forgers and Helpers, AFL–CIO (Boilermakers or the Union),
plus other later charges filed by the Boilermakers, Carpenters
Local Union 140 (Carpenters or Local 140), Iron Workers Lo-
cal Union 397 (Iron Workers or Local 397), Lawrence Roberts
(Roberts), an individual, and Pipe Fitters Local 624 (Pipefitters
or Local 624) against Zurn/N.E.P.C.O. (Zurn, the Company, or
Respondent).
Two of the listed case numbers were added by amendments
during the hearing. By order dated February 14, 1995 (GCX.
92, with GCX. 92a correcting the date), I granted the General
Counsel’s motion to amend the complaint to add the charge in
Case 12–CA–16801 (GCX 4) to the others.3 On January 13,
1995, Pipefitters Local 624 filed a charge (GCX 149) in Case
12–CA–16860. The charge was amended on April 21 (GCX
150) to allege that, since about November 2, 1994, Zurn had
failed and refused to hire Glen Thornbury in violation of Sec-
tion 8(a)(3) and (1) of the Act. By motion (GCX 153) dated
May 2 the General Counsel sought to amend the complaint to
insert, as complaint paragraph 12(e), the allegation that Zurn
had refused to hire Thornbury since November 2, 1994.4 When
the General Counsel asserted that probably less than an hour
would be needed for the Government’s evidence respecting
2 In an unfair labor practice trial, the General Counsel is cast in the
role of a prosecutor. Teamsters Local 722 (Kasper Trucking), 314
NLRB 1016, 1017 fn. 9 (1994).
3 Exhibits are designated GCX for the General Counsel’s, RX for
those of Respondent, and CPX for those of the Boilermakers. None of
the other charging parties offered any exhibits. Actually, aside from a
brief appearance during the final week by the Carpenters for a sub-
poena matter, none of the other charging parties participated at the
hearing except as witnesses.
4 By oversight, the General Counsel’s motion respecting Thornbury
was neither given an exhibit number nor offered in evidence at the
hearing. Following close of the hearing the General Counsel, at my
request, forwarded copies of the motion to the court reporter as GCX
153. I now receive GCX 153 in evidence.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
486
Thornbury, Zurn had no objection and I granted the General
Counsel’s motion to add Thornbury. (16:3606.)5
Overall, the complaint alleges that Zurn violated Section
8(a)(3) of the Act concerning hiring, or considering for hire, at
three Florida jobsites (Auburndale, Bartow, and Mulberry)
beginning about August 1993. In addition to the individual
allegations of discrimination, the complaint alleges that Zurn’s
admitted national hiring policy was applied, during the relevant
time frame, “to avoid hiring union members and organizers.”
(Complaint par. 13.c) Complementing the hiring-policy allega-
tion is a request for a remedial order national in scope.
When I questioned whether the requested remedy seemed
broader than the allegation, the General Counsel moved to
amend complaint paragraph 13(c) to add at the end of the alle-
gation, “on a nationwide basis and that the policies described
above unlawfully promote a discriminatory preference for non-
union members.” (GCX 3; 1:119; 6:1189.) Additionally, on the
second day of trial the Charging Party Boilermakers filed a new
charge (GCX 4), docketed as Case 12–CA–16801, alleging that
since 6 months prior to the date of the filing of the charge Zurn
“has maintained a national policy utilized and applied through-
out the United States to avoid hiring union members or organ-
izers on a nationwide basis, in all job classifications encom-
passing employees as defined by the Act, which has resulted in
the refusal to consider and refusal to hire employees presently
unknown and unnamed by Charging Party.” (2:160–162.) At
the beginning of the second week of trial, the General Counsel
moved to amend the complaint to include the new charge
among the others. (6:1181.) The General Counsel suggested
that the purpose was clarifying in nature, out of “an abundance
of caution,” respecting any perceived deficiencies in the allega-
tions. (6:1184.)
Notwithstanding some expression on the first day to the con-
trary (1:60–62), at trial the General Counsel consistently took
the position that the Government’s theory of the case, as ex-
pressed in the complaint as amended, is that Zurn’s national
hiring policy is unlawful as applied at the three jobsites in Flor-
ida. (2:151; 6:1221; 9:1968; 14:3122, for example.) Thus, the
General Counsel does not interpret the complaint as alleging
violations at any jobsites elsewhere. This remains the Govern-
ment’s position on brief where it is clear the General Counsel’s
theory of the case is that the violations are confined to the three
jobsites in Florida. As already indicated, although the General
Counsel attacks the policy only as applied at the three Florida
jobsites, the requested remedial order, from the complaint (p. 8)
to the brief (proposed order, Br. at 31–34), has been nationwide
in scope.
Although the General Counsel restricts the Government’s
theory of the complaint respecting violations to apply only to
the three Florida jobsites, from “Day One” the Boilermakers
has argued that the complaint attacks, as unlawful, Zurn’s hir-
ing at all its jobsites on a nationwide basis. (1:44, 64–65;
9:1962; 14:3122; Br. at 5 fn. 1.) Consistent with this broad
view of the complaint, the Union served an extensive subpena
duces tecum (CPX 8) with the first of 26 calls seeking all per-
sonnel files for each individual employed by Zurn, including
office and clerical personnel, at any time “at any jobsite with
the United States since July 1, 1993.” I granted Zurn’s petition
(CPX 9) to partially revoke. (11:2237.) It is well established
5 References to the 18-volume transcript of testimony are by volume
and page.
that the charging party cannot enlarge upon or change the Gen-
eral Counsel’s theory of the case. Kimtruss Corp., 305 NLRB
710, 711 (1991). Accordingly, I shall not devote any further
attention to the Union’s theory or contentions respecting its
theory of national violations, and I deny its request (Br. at 5 fn.
1) that I reconsider my rulings.
In our case there are many references to a recent unfair labor
practice trial in Cadillac (Grand Rapids), Michigan, before
Judge Karl H. Buschmann, whose decision is pending. More
than double the length of this trial, the Cadillac case covered 38
days (U. Br. at 9) and generated about 8000 pages of transcript.
By motion dated June 9, 1994 (GCX 1ff), the Charging Party
requested that Judge Buschmann be assigned to preside at the
trial of this case, and the General Counsel joined that motion by
position dated June 24 (GCX 1hh). Zurn’s opposition is dated
June 20. (GCX 1gg.) (In its opposition, at 2, Zurn states that,
toward the end of the Cadillac case, the General Counsel
moved to consolidate the Michigan case with this Florida case,
and that Judge Buschmann denied the motion.) By his order
dated June 24, 1994, Associate Chief Administrative Law
Judge William N. Cates denied the motion to assign Judge
Buschmann to preside at this trial. (GCX 1ii.)
Notwithstanding the prosecution’s position that the viola-
tions here are limited to the three Florida jobsites, the General
Counsel, as well as the Union, repeatedly sought to introduce
selected portions of the evidence from the Cadillac case for a
variety of reasons. Except for a few limited items, I denied
these requests for the obvious reason—by the time Zurn would
complete offering its portions in rebuttal and to show context,
we simply would be relitigating the Cadillac case. One rather
large item which the General Counsel sought to introduce from
the Cadillac trial is the reported testimony of Zurn’s expert
witness, Ephraim Asher, Ph.D., concerning economic and sta-
tistical analysis of Zurn’s hiring policies as applied at Cadillac.
(Asher has a doctorate in economics.) All 170 pages of Asher’s
testimony (36:7436–7605) from the Cadillac case were offered
as GCX 115. Rejecting General Counsel’s Exhibit 115, I placed
it in the rejected exhibits file. (13:2954.)
As Zurn objected at trial, Asher’s Cadillac testimony would
be irrelevant here because his study pertained to the Cadillac
situation, not the situation in Florida. (12:2534; 13:2954.)
Moreover, the proffered exhibit (GCX 115) would be hearsay
because there is no showing of agency and Asher was not un-
available. Kirk v. Raymark Industries, 61 F.3d 147, 162–166
(3d Cir. 1995).
Before offering Dr. Asher’s testimony from the Cadillac
trial, the General Counsel, and also the Union, subpoenaed
Asher to testify before me. Asher, a resident of Tallahassee,
Florida (about 275 miles from Tampa), filed petitions to revoke
on the basis that he knew nothing about the Florida jobs, that
the Union’s tender of expenses was inadequate, that the Gen-
eral Counsel tendered no check for expenses, and that neither
party tendered his fee to testify as an expert. At my request
(GCX 104) for position statements, the General Counsel (GCX
107) and the Union (GCX 106) filed oppositions, and Zurn
filed a position (GCX 105) supporting Asher’s petitions. By
order dated March 23, 1995 (GCX 108), I granted Asher’s peti-
tions to revoke.
Section 11(4) of the Act provides that witnesses summoned
before the Board shall be paid the same fees and mileage that
are paid witnesses in the Federal courts. (29 CFR § 102.32 also
so provides.) Currently, witnesses are to be paid $40 a day for
ZURN/N.E.P.C.O.
487
attendance and necessary travel. 28 U.S.C. § 1821(b). A wit-
ness traveling by common carrier shall be paid at the most eco-
nomic rate reasonably available. 28 U.S.C. § 1821(c)(1). 29
CFR § 102.32 states that witness fees and mileage shall be paid
by the party at whose interest the witness appears. Taxicab
fares and any other normal expenses incurred must be reim-
bursed. 28 U.S.C. §§ 1821(c)(3) and (4). Rule 45, FRCP, re-
quires that tender of such fees shall accompany service of the
subpoena. O.K. Machine & Tool Corp., 279 NLRB 474, 479
(1986). However, fees and mileage need not be tendered to a
witness on service of a subpoena issued on behalf of the Gov-
ernment (“an officer or agency of the United States”). 28
U.S.C. § 1825(c).
Rule 45(c)(3)(B), FRCP, provides that any subpoena, (ii) re-
quiring disclosure of an unretained expert’s opinion, (iii) may
be quashed. Moreover, a subpoena may be quashed if it sub-
jects a person to undue burden. Rule 45(c)(3)(A)(iv). Conclud-
ing that the prosecution and the Union were seeking to force
Asher to testify as an expert witness and to render an economic
and statistical analysis concerning Zurn’s hiring policies as
applied at the Florida jobsites (Zurn argued that Asher’s Cadil-
lac testimony clearly showed that his analysis was limited to his
study of that job), I ruled that the Union’s subpoena was invalid
because the appropriate expert witness fee was not tendered.
Also granting the petition to revoke the prosecution’s subpoena,
I ruled:
Respecting the Government’s subpoena, I find that its
subpoena likewise is invalid because no expert witness fee
was tendered at the time of service. The reference to
“fees” in 28 USC 1825(c) means, I find, the ordinary at-
tendance fee of $40, not the extraordinary fee for an expert
witness provided for under Rule 45(c)(3)(B)(ii). I also
find, in the circumstances of this case, that requiring citi-
zen Asher to advance his own travel expenses for a 550
mile roundtrip would constitute an “undue burden” under
Rule 45(c)(3)(A)(iv), and that this provision, in the context
of a 550 mile roundtrip, is consistent with 28 USC
1825(c).
The pleadings establish that the Board has both statutory and
discretionary jurisdiction over Zurn. When the trial opened,
Zurn stipulated that the unions named in complaint paragraph
3, including the Boilermakers, are labor organizations within
the meaning of Section 2(5) of the Act. (1:9.)
On the entire record, including my observation of the de-
meanor of the witnesses, and after consideration of the briefs
filed by the prosecutor (who attached a proposed order to the
General Counsel’s brief), the Union, and Zurn,6 and the reply
briefs filed by the General Counsel and by Zurn,7 I make these
6 In their briefs Zurn and the Union dropped the “Tr.” and substi-
tuted the volume number of the transcript. The volume number, plus
the page number and name of the witness, made their briefs very help-
ful.
7 Reply briefs were discussed at the hearing, and I agreed to accept
them. (14:3052, 3056; 18:4219–4221.) Acceptance of reply briefs is
within a judge’s discretion. Fruehauf Corp., 274 NLRB 403, JD fn. 2
(1985).
FINDINGS OF FACT
A. Litigation History
There have been many unfair labor practice charges filed
against Zurn at various locations. I rejected practically all refer-
ences to these other matters, including copies of letters dismiss-
ing some of the charges. I received in evidence any decision by
the Board or by an administrative law judge. The first litigated
case advancing to an administrative law judge’s decision, so far
as the record shows, is a decision by Judge Robert T. Snyder on
January 17, 1991, involving a jobsite in Tonawanda, New
York. (GCX 2; JD(NY)–118–90.) Judge Snyder found that
Zurn had violated Section 8(a)(1) by threatening employees
with discharge and with verbal harassment because they were
wearing insignia supporting the Boilermakers, and Section
8(a)(3) by discharging Robin Coon on August 29, 1989. In the
absence of exceptions, on March 5, 1991, the Board adopted
Judge Snyder’s decision by the standard order. (GCX 2a.) Zurn
Nepco, 3–CA–15157 (Mar. 5, 1991). (Zurn Nepco 1.) I also
take official notice of Zurn Nepco, 316 NLRB 811 (1995), a
case involving a jobsite of Zurn at Pedricktown, New Jersey. In
that case, Zurn Nepco 2, the Board, modifying and then affirm-
ing Judge H. E. Lott’s decision (RX 1), dismissed all allega-
tions but a finding that in 1991 Zurn had assisted the United
Steelworkers in violation of Section 8(a)(2). [The violation
resulted from technical ignorance involving dues-checkoff
authorizations rather than from any intention to aid the Steel-
workers. Indeed, Judge Lott found that “it was not a deliberate
attempt to assist the Union.” 316 NLRB at 819.] The Cadillac
case, in which Judge Buschmann’s decision is pending, appar-
ently is the third case to have been litigated, with this one the
fourth.
B. Background
1. Zurn Nepco
As the pleadings establish, and as Human Resources Man-
ager Michael Mace testified (14:3088), Zurn is a construction
company headquartered in Redmond, Washington. That is
where Mace has his office. Zurn builds industrial power plants.
Specifically, the power plants are cogeneration plants with
boilers or turbines fired by fossil fuels so as to produce steam
which turns a generator that produces electricity. (14:3092–
3093.) To be competitive in the cogeneration construction in-
dustry, Zurn operates on a “design-build” basis. That is, the
plant is designed and engineered during the actual construction.
Ordinarily, Zurn builds a cogeneration power plant in about 18
months. This fast-track construction system means that produc-
tion schedules are critical, but the technique enables Zurn to be
a profitable company. (14:3093–3095, 3245.) Zurn is a merit
shop contractor, and, preferring to operate nonunion, it per-
forms all of its direct-hire work on a nonunion basis. (6:1427.)
Don Butynski is president of Zurn. (14:3098.) The person in
charge of a construction jobsite for Zurn is the resident man-
ager, with the second in command being the general superin-
tendent. (6:1322; 17:4001.) At the construction projects (job-
sites) there are personnel supervisors who report both to the
resident manager and to Michael Mace, the corporate human
resources manager. (6:1321–1322.) Four personnel supervisors
are associated in the evidence with the three Florida projects at
issue. At Auburndale it was Larry Sullivan from the project
startup in January 1993 through July 5, 1993; Tom Brigham
from July 6 until Friday, August 20, 1993; and B. J. Malone
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
488
from Monday, August 23, 1993, to the project’s June 1994
completion. At Bartow it was Tom Brigham from the job’s
January 1994 startup until about April 11, 1994; Walter Neal
from approximately April 11, 1994, through our trial’s closing
date of May 10, 1995 (project incomplete), except for the pe-
riod of late August 1994 through October 1994 when Walter
Neal was on medical leave and Malone and timekeeper Ann
Bruner substituted for Neal. At Mulberry it was B. J. Malone
from the October 7, 1994 job startup through the last day of
trial on May 10, 1995 (when the Mulberry project was still
under construction). Auburndale was completed in June 1994.
(7:1621.)
In addition to the three projects at issue here, Zurn recently
has built cogeneration plants at three other Florida locations:
Okahumpka, Dade City, and Umatilla. (14:3115–3116.) The
particular relevance of this fact is its relationship to Zurn’s
argument (Br. at 19) that these three earlier jobs (Okahumpka,
Dade City, and Umatilla) provided a large pool of applicants
who are former Zurn employees. The significance of this de-
rives from the provisions of Zurn’s priority hiring policy, a
topic which is at the heart of the case. Before turning to the
details of the case, however, I need to mention the Union’s
organizing efforts.
2. Boilermakers “Fight Back”
For several years the Union (Boilermakers) has been at-
tempting to establish organizing beachheads at some of Zurn’s
jobsites. The effort at Tonawanda, New York, appears to have
been the first. That was followed by attempts at other locations,
including Sterling, Connecticut; Livermore Falls, Maine; Bata-
via, New York; Erie, Pennsylvania; Plattsburg, New York;
Pedricktown, New Jersey; Cadillac, Michigan, and, of course,
the jobsites involved here. (3:686–688.)
In evidence (2:439) is a copy of the amended petition (CPX
1) filed April 24, 1992, in Zurn Nepco, Case 4–CA–17616, in
which the joint petitioners seek an election in a unit of all
Zurn’s “construction employees employed at all present and
future jobsites within the United States and its territories.” The
current status of that case is described by Regional Director
Peter W. Hirsch (NLRB Region 4, Philadelphia, Pennsylvania)
in his May 4, 1995 letter (CPX 14; 16:3608) to the Union’s
attorney, Michael Stapp, as follows:
Pursuant to your request, I am providing you with a report on
the status of the subject representation case. The petition was
filed by the United Building & Construction Trades Council
of Camden County & Vicinity on April 19, 1991, seeking an
election in a unit of all Zurn Nepco’s construction employees
employed at a job site in Pedricktown, New Jersey. On April
24, 1992, the petition was amended to add the International
Brotherhood of Boilermakers, Iron Ship Builders, Black-
smiths, Forgers and Helpers as a joint Petitioner and to ex-
pand the unit sought to include all construction employees
employed by the Employer at all present and future jobsites
within the United States and its territories. Throughout the pe-
riod following the filing of the petition, and its amendment,
processing of the petition has been blocked by unfair labor
practice charges filed in this and other Regional Offices.
The Boilermakers has named its organizing program “Fight
Back.” (2:434; 3:706.) Two representatives of the Union who
were at the forefront of the organizing effort here are Camilo
Juncal, an international representative and organizer (2:164),
and James A. “Jay” Bragan, also an international representative
and organizer (3:624). Juncal lives in Tampa (2:164), and Bra-
gan (3:623–624, 659) lives in West Virginia. Juncal (2:434–
435; 3:504, 528, 616) and Bragan (3:706–708) testified that the
purpose of the Fight Back program is twofold. First, it is to
“fight back,” to regain some of the work (for out of work mem-
bers) that has been lost in recent years, and second, to organize
the unorganized, during nonworktime. Members are encour-
aged to write the descriptive term “Voluntary Union Organizer”
on their applications. Similar to the purpose of notifying an
industrial plant manager of the names of employees on an in-
house organizing committee, this suggestion is made on the
twofold theory that it not only will help protect them from
unlawful rejection, but also on the view that disclosing the term
actually will enhance their chances of being hired. (2:440;
3:516, 712, 717–718.)
Quarterly the Union publishes a newspaper, “Fight Back!”
(GCX 53), subtitled “The Boilermaker Organizer,” which car-
ries news of the Union’s organizing activities, particularly legal
news, such as articles about NLRB cases in which, based on
charges filed by the Union, settlements or decisions resulted in
employees’ receiving, in some instances, thousands of dollars
as backpay. Two earlier cases referring to the “Fight Back”
program are Sunland Construction Co., 309 NLRB 1224, 1234
(1992), and J. E. Merit Constructors, 302 NLRB 301, 302
(1991).
C. Zurn’s Priority Hiring Policy
1. Policy 303
Zurn has a written policies and procedures manual for its
field operations. (14:3095.) Part of those written policies is
what is known as policy 303, and it covers employment recruit-
ing. A copy of “Policy No. 303–Revision 2,” dated February
28, 1992, is in evidence. (GCX 66.) Michael Mace is Zurn’s
human resources manager. (14:3087.) When Mace joined Zurn
in 1986, Zurn used a priority hiring system which, as revised,
Zurn still uses. (14:3115.) The original written version of the
policy apparently was drafted in 1991. (6:1339–1340.) With
input from Thomas Brigham, personnel specialist; Walter Neal,
personnel manager; and others (6:1343; 14:3102–3103), Mace
drafted policy 303, revision 2 (GCX 66; 14:3098). It became
effective February 29, 1992. (14:3208.)
Any deviation from policy 303 requires the approval of
President Butynski. (6:1353.) Although the eight categories of
Zurn’s priority hiring system from policy 303, revision 2 (usu-
ally GCX 66 from this point), are copied in the complaint as
paragraph 13(a), and admitted in Zurn’s answer, some of the
preliminary provisions also are relevant. These paragraphs, as
well as the eight categories, read (GCX 66 at 1–2):
All hiring procedures shall be conducted in accordance with
all applicable Federal, State and local laws and regulations. It
is the Company’s policy to select the most qualified applicant
for the job opening without regard to race, sex, national ori-
gin, color, citizenship, religion, age, handicap, marital status,
or membership in or lack of membership in a labor organiza-
tion. In selecting the most qualified applicant, consideration
shall be given to the following factors:
1. Work Experience
2. Demonstrated Ability
3. Demonstrated Reliability
4. Honesty and Integrity
5. Multi-craft Experience
ZURN/N.E.P.C.O.
489
Applicant screening will be conducted, and both personal and
work references must be generally favorable. Work references
should be obtained from supervisors or managers with direct
knowledge of the applicant’s work history. The Company
recognizes that due to the nature of the construction industry,
obtaining work references may be difficult, and this is re-
flected by giving priority to certain applicants where work
history and references are more readily obtainable. The Com-
pany is committed to providing job opportunities to its own
work force, and the promotion of current employees and the
rehire of former employees on the basis of their performance
and ability to fill new or vacant positions within the Company
is encouraged.
Consideration of qualified applicants will be prioritized [em-
phasis added] as follows:
1. Current Company employees who are eligible for
continued employment with the Company, and have ob-
tained an approved release by the Resident Manager.
2. Former Company employees eligible for rehire.
3. Individuals who have appropriate prior work experi-
ence recommended by a current Company supervisor or
manager.
4. Individuals who have appropriate work experience
recommended by current employees.
5. Individuals who have applicable work experience in
the construction of cogeneration or power plants.
6. Individuals who have applicable work experience on
industrial construction projects.
7. Individuals qualifying for JTPA or TJTC.
8. All other qualified applicants.
Within each of the above categories, consideration of quali-
fied individuals within the immediate local area will be given
first.
The pleadings and evidence reflect that, during the relevant
time, this policy was in effect as a national policy, applicable to
all Zurn’s construction projects. As Zurn acknowledges in its
principal brief (Br. at 8), this policy was in effect, during the
relevant time, at the three Florida jobsites in issue—
Auburndale, Bartow, and Mulberry. Also issued about this
same time was a February 24, 1992 memo (GCX 124) by W.I.
Neal [Walter Neal] on the subject of “Hiring Procedures and
Guidelines, Rev.1.” In these nearly 3 pages of guidelines, with
the first 2 pages of policy 303, revision 2 attached, Neal lists (in
14 numbered items) specific and practical guidelines for ob-
serving policy 303. In the second paragraph Neal states, “There
are frequent questions raised on hiring and this is the reason for
the memorandum.” Mace testified that, other than item 7 per-
taining to extraneous writings on applications, the guidelines
were in effect at the Florida jobsites. (14:3201–3207.)
On March 8, 1994, revision 3 (GCX 67) to policy 303 be-
came effective. (14:3099.) Although the eight priority catego-
ries remain the same (the seventh adds a training program,
SMOCTA), some of the other language is modified. In the first
paragraph quoted above, handicap is changed to disability, and
the fifth item is modified to read, “5. Multi-craft Experience as
required.” In the next paragraph “certain” is removed as a
modifier for applicants in the third sentence. Substantial
changes are made beginning with the fourth sentence, so that
the remainder of the paragraph reads (GCX 67 at 3) (emphasis
added):
The Company is committed to providing job opportu-
nities to its own workforce, and when possible, to obtain
other employees from a labor pool with qualifications
known to the Company. This includes the promotion of
current Employees and the rehire of former Employees on
the basis of their performance and their ability to fulfill
new or vacant positions within the Company; it also in-
cludes the hiring of persons known to Managers, Su-
pervisors and other Company Employees to be quali-
fied, diligent, and safe workers.
Consideration of qualified applicants will be priori-
tized and preference in hiring will be handled, to the
extent possible, as follows:
Finally, the paragraph following the eight categories is de-
leted in General Counsel’s Exhibit 67. That one-sentence para-
graph provided that, within each of the eight categories, consid-
eration will be given first to qualified individuals within the
immediate local area.
Human Resources Manager Mace testified that Zurn main-
tains the priority hiring categories because Zurn needs them.
Thus (14:3106):
The first two priority categories are critical to our effort to
staff our jobs. The people who worked for us previously and
currently have the job skills, they have the knowledge of the
plants and how they’re put together schedule-wise; they’ve
worked together with one another. Again, they’re aware of the
safety practices; they’re aware of the personnel practices;
they’re aware of how the various construction teams work.
They’re aware of everything from mechanical schedules to
electrical schedules and how that all has to fit together.
These people are absolutely essential to our ability to make
money to survive from a business standpoint. We have to
have them.
Because there can be a time interval of several weeks be-
tween the completion of construction at one jobsite and the
beginning of construction at another project, Zurn does not
transfer hourly craft employees from project to project. Rather,
it lays off the workers. The workers then apply at the next pro-
ject to be rehired. As part of each application process, the
worker must pass a new medical examination, including a drug
screen. (14:3110, 3214–3216.) Even so, Mace testified that, as
Zurn’s pool of prior employees is Zurn’s most valuable asset,
Zurn provides a defined benefit retirement plan for those who
work the required number of hours to qualify and vest in the
plan, plus a 401(k) savings plan in which Zurn matches, up to a
certain percentage, the contribution made by the employee.
(14:3107–3111, 3211–3213.)
Mace also testified, essentially, that the same reasoning for
according priority categories for current and prior employees
(categories one and two) applies for referrals by current super-
visors and current employees (categories three and four). Thus,
many times Zurn must rely on the recommendations from some
of its experienced staff of supervisors and craft employees. “I
think it also makes sense, as you look at that, that if one of
these folks makes a recommendation, we tend to put some
value on it, because that person they recommend may very well
be working with them on that crew. (14:3112.) As Mace ex-
plains, performing background checks in the construction in-
dustry is extremely difficult because of the transient nature of
the work. Thus, individual references may themselves be in the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
490
construction industry and will have moved, or telephone num-
bers furnished are no longer valid. Even when an employer
reference is reached, much of the time the former employer will
furnish little more than dates of employment. (14:3097.)
Mace testified that, in Zurn’s experience, employee referrals
have been an important factor in Zurn’s ability to staff its con-
struction projects. One aspect of this is that Zurn is able to as-
certain some background on the applicant through the supervi-
sor or employee making the referral. “You know, we have
someone who can actually talk about that person and has
known their dependability, their work skills, their safety behav-
ior and even their character.” (14:3113.) Personnel Specialist
Brigham confirms much of this, explaining that the frequent
inability to contact an applicant’s supervisor makes it difficult
to obtain important information. (15:3283, 3459.)
By memo dated February 24, 1992 (GCX 124), Personnel
Manager Walter Neal issued revision 1 to “Hiring Procedures
Guidelines” under policy 303. The memo, with 14 numbered
points, contains several guidelines on practices used by Zurn
for the three Florida jobsites. Aside from item 7, which was
dropped before Florida, the guidelines were in effect for the
three Florida jobs. (14:3201–3202, Mace.) The memo (which is
a copy of RX 56 from the Cadillac case, 14:3000–3001), reads:
The purpose of this memorandum is to provide guide-
lines to the projects on hiring procedures for non-
supervisory craft workers. It is Company policy to strictly
follow all Federal, state, and local laws. The applicant’s
race, color, sex, national origin, citizenship, age, religion,
disability, marital status, or union affiliation shall not have
any bearing on employment decisions. It is Company pol-
icy to hire the best qualified individuals within the pa-
rameters discussed in Policy 303—Recruiting of Field
Hourly Employees (copy attached.)
There are frequent questions raised on hiring and this
is the reason for the memorandum.
1. The company does not transfer non-supervisory
construction workers from job-to-job. Each job exercises
its own independent discretion on who to hire.
2. Former Zurn/NEPCO workers who left their previ-
ous Company employment under negative circumstances
are not automatically barred from reemployment. While
their employment is generally disfavored, the project
should consider the circumstances and the recency of the
problem. If at all possible, reference checks should be
made from other Company employees who may have fa-
miliarity with the person. Final approval must be obtained
from Personnel (get it in writing).
3. Applications for craft positions are active for only
30 days. Inactive applications should never be considered
for hire. Individuals wishing continued consideration must
refile a new application. The best think to do is to keep a
separate “inactive applications” file. All applications
should be preserved for at least one year from the date of
application. At that time they should be destroyed, after
receiving written permission from the Manager of Person-
nel, Field Operations.
4. If for some reason there is a need to go back to the
inactive application file to find qualified workers, this
should be limited to a specific craft and specific time pe-
riod (such as applications that are dated within the past 90
days). The project must document with a memo this ex-
ception to the policy.
5. The application must be complete and can only be
submitted for one position. Incomplete applications should
be considered only in the event the project has no other
qualified applications. In that event, the applicant should
be contacted to complete the application.
An application for more than one position should be
placed in the job application file that appears most suited
to the experience of the applicant. Usually this will be the
first position listed by the applicant. An applicant is per-
mitted so [to] submit applications for different positions.
6. The Company does not have sufficient staff to spe-
cifically respond to general inquiries from applicants con-
cerning their status. It is permissible to reply that if the ap-
plicant has an active application, it will be give considera-
tion if and when there are job openings. If time permits,
you can check and confirm that the applicant has an active
application. Because of the constant changing schedules,
avoid making predictions as to future openings. Also, it is
against policy to discuss the status of other applicants with
non-employees.
7. We prefer not to have writings on applications indi-
cating that the applicant is a member of a protected group
(such as race, age, etc.). Do not void such applications or
instruct the applicant to not make such indications. Some
jobs have received applications with “voluntary union or-
ganizer” written on the top of the first page. If a job re-
ceives one or more such applications, use a permanent
sticker to cover the writing, if possible. At that time, the
same stickers should be placed in a similar location on all
active applications for that craft and all future applications,
even if there is no writing on the top. This should be done
by one person and no written or mental list or other copies
of such applications should be maintained. The reason for
this is that the Company does not want to knew this infor-
mation. It shall have nothing to do with applicants being
fairly considered.
8. Occasionally projects will get telephone calls or vis-
its from representatives of labor organizations. These
should be handled exclusively by the Resident Manager.
The Company does not sign local labor pre-hire agree-
ments. All offers to supply manpower should be directed
to apply for the pertinent positions like everyone else. You
are under no legal requirement to inform any person as to
anticipated hiring needs. All contacts must be documented
and reported to the Manager of Construction and to the
Manager of Personnel, Field Operations.
9. All contacts from governmental agencies should be
handled by the Resident Manager. However, the contacts
with Job Service can be delegated to other employees.
Any contacts concerning investigation of employment
practices from such agencies as to the NLRB, Department
of Labor or OSHA should be immediately reported and re-
ferred to the Manager of Construction and Manager of
Personnel, Field Operations and if it involves safety is-
sues, to the Manager of Safety.
10. If a large group of applicants show up at the job
site, the local policy should be contacted in order to ensure
safety and order. The applicants should be directed to the
local Job Service office.
11. Applications are only accepted through Job Ser-
vice. Do not maintain “open listings” for positions where
you are not hiring or do not anticipate hiring for the next
ZURN/N.E.P.C.O.
491
30 days. The Project can use its discretion on relisting po-
sitions, depending on such factors as the number and qual-
ity of current applications on file for the positions, the
number of openings anticipated, etc.
Do not accept any applications for positions not listed
as open with Job Service.
12. We do not automatically hire individuals “re-
quested” by a supervisor. That individual must complete
an application through Job Service like everyone else. The
application must be considered along with all other active
applications on file in accordance with Company policy.
13. Projects sometimes receive unsolicited resumes
and applications directly from applicants for craft posi-
tions. The project can either: (a) return the resumes or ap-
plications with a note directing the applicants to Job Ser-
vice, or (b) put the resumes or applications in the inactive
file with a dated notation indicating it was received di-
rectly from the applicant. Be consistent with one of these
for the life of the job. For non-craft positions, the material
should be forwarded to the Manager of Personnel, Field
Operations.
14. Efforts to contact applicants for interviewing, etc.
should be documented. The preferred approach is to keep
a diary which indicates dates of contacts and responses, if
any. This also could be noted on the application itself.
Remember, these are guidelines. Common sense must
prevail. The key is to have a consistent policy. Any modi-
fications of the foregoing must be approved by the Presi-
dent of the Company.
2. First look at the major contentions
The General Counsel argues that Zurn’s word-of-mouth hir-
ing practice unlawfully promotes “its discriminatory preference
for nonunion applicants.” The practical effect of Zurn’s priority
hiring categories (particularly the first four) is to screen out
union organizers and union sympathizers. The General Counsel
urges a finding that Zurn’s (national) hiring policy is unlawful
as applied at the three Florida jobsites. Further, the General
Counsel contends that Zurn draws its employees from a tainted
pool of applicants. The General Counsel relies on D.S.E. Con-
crete Forms, 303 NLRB 890 (1991), and Ultrasystems Western
Constructors, 310 NLRB 545 (1993), remanded as to remedy
18 F.3d 251 (4th Cir. 1994).
The Union argues that Zurn’s priority system itself is dis-
criminatory and produces an applicant pool composed of indi-
viduals with a nonunion background. The system, the Union
argues (Br. at 61), makes it “virtually impossible for a union
applicant” to be hired. One aspect of the system attacked by the
Union (as well as by the General Counsel) is the recruitment
and hiring from “followings.” As discussed in more detail later,
a “following” is simply those workers a supervisor knows from
previous jobs as being good, dependable workers and who, at
his request, “follow” him from job to job. See, for example,
Ultrasystems, 310 NLRB at 550.
Defending its priority hiring system as founded on legitimate
and compelling business reasons, and as a time-honored prac-
tice recognized in Board decisions providing for voter eligibil-
ity in the construction industry, Zurn relies on a series of cases,
including Sunland Construction Co., 309 NLRB 1224 (1992);
J. E. Merit Constructors, 302 NLRB 309 (1991); and (respect-
ing the rationale underlying voter eligibility) Daniel Construc-
tion Co., 133 NLRB 264 (1961). In its reply brief, Zurn argues
that the cases relied on by the General Counsel and the Union
are inapposite.
At trial the General Counsel suggested that Zurn’s priority
system “as applied” is “inherently discriminatory” (2:151–152;
11:2243–2244) or “inherently destructive” (14:3183). Earlier
the General Counsel acknowledged that the Government’s “in-
herently discriminatory” argument is not the same as the “in-
herently destructive” standard. (2:151.) The General Counsel
also stated (11:2243–2244) that the Government was not neces-
sarily advancing an argument of facial unlawfulness under
NLRB v. Great Dane Trailers, 388 U.S. 26 (1967). Zurn de-
voted space in its brief arguing that a Great Dane theory is
“wholly inapposite.” On brief, neither the General Counsel nor
the Union cites Great Dane nor makes an “inherently destruc-
tive” argument. Instead, the Union, citing Title VII of the 1964
Civil Rights Act, as well as D.S.E. Concrete Forms, 303 NLRB
890 (1991), and Ultrasystems, 310 NLRB 545 (1993), argues
that Zurn’s “priority system itself is discriminatory.” And the
General Counsel, relying on D.S.E. and Ultrasystems, argues
that Zurn’s hiring policy has the “effect” of screening out “un-
ion organizers and other union sympathizers.”
D. Florida Job Service—Zurn’s Special Agent
Complaint paragraph 4 alleges that, at all material times, the
Florida Job Service (FJS), a state agency, “has acted as an agent
of Respondent for the purpose of obtaining employees.” Zurn
denies that allegation, and also denies complaint paragraph 5
which alleges that the following employees of FJS are agents of
Zurn within the meaning of Section 2(13) of the Act: Joe
Murray, veterans representative; Mattie Lewis, receptionist;
and Gerald Jaisarie, assistant to veterans representative. At trial
the General Counsel argued that practically anyone who
worked at FJS was Zurn’s agent. I granted Zurn’s motion for a
standing objection to statements by those named as agents
(2:323, 343), and I denied (4:766, 771) the General Counsel’s
motion that the Government be permitted to examine the al-
leged FJS agents under Rule 611(c), FRE. Merely alleging
agency does not entitle a party to examine under Rule 611(c),
particularly where the witness is an employee of an “outsider,”
in this instance a governmental agency.
In addition to alleging, in complaint paragraph 9, that Zurn,
by FJS representative Joe Murray, “threatened that Respondent
would not hire employees if they engaged in union activities”
(an allegation I discuss in a moment), the General Counsel
would impute any knowledge of or conduct by FJS to Zurn.
The General Counsel argues that Zurn gave FJS the cloak of
apparent authority respecting all matters concerning the collec-
tion and distribution of applications. The Union’s position is
consistent with the General Counsel’s.
Disputing the agency argument, Zurn argues that FJS was
not its general agent, but only its special agent. Because there is
no evidence showing that Zurn authorized or directed any un-
lawful conduct by FJS or its staff, Zurn is not liable for any
unlawful act by FJS. In its reply brief, Zurn dismisses the Gen-
eral Counsel’s apparent-authority argument as irrelevant be-
cause Zurn acknowledges that FJS was its special agent. As
Zurn frames it (Reply Br. at 30), the issue is “whether Job Ser-
vice’s tightly defined special agency role would make Zurn
liable for Job Service misconduct of the type alleged.” More-
over, “As Zurn’s special agent, FJS could act in Zurn’s stead
only to the extent the latter had conferred on it authority to do
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
492
so. Westward Ho! Hotel, 251 NLRB 1199, 1208 (1980).” In-
deed, Zurn continues, quoting from Westward Ho, supra at
1208, the core question is “whether Respondent expressly [em-
phasis added] requested or authorized the activity in question.”
Aside from the matter of special agency, there are three
problems with Zurn’s Westward Ho argument. First, Zurn in-
advertently fails to report that the Board partially overruled
Westward Ho in Allegany Aggregates, 311 NLRB 1165 fn. 3
(1993) (a case cited in Zurn’s briefs). The stated basis of the
overruling is to the extent Westward Ho can be read to suggest
that the Board applies a different legal standard (respecting
agency questions) in the case of “outsiders.” What impact that
overruling has, if any, on Zurn’s Westward Ho argument is not
clear. The second problem is Zurn’s linking of special agency
to express authority, as if apparent authority were not applica-
ble. Indeed, in Westward Ho itself the administrative law judge,
after finding no express authority, went on to consider whether
there was apparent authority. Finding none, he dismissed the
complaint. In adopting the dismissal, the Board, at footnote 2,
stated that it need not reach the administrative law judge’s find-
ing of no agency because the Board viewed the third party (an
employment service) as, at most, a special agent rather than a
general agent.
The third problem is that Zurn’s argument does not address
the doctrine of implied apparent authority. (In fact, none of the
parties mentions the doctrine.) Authority may be actual or ap-
parent, with the latter resulting from a manifestation by a prin-
cipal to a third party that another is his agent. As the Board
wrote in Communications Workers Local 9431 (Pacific Bell),
304 NLRB 446 fn. 4 (1991):
Under this concept, an individual will be held responsible for
actions of his agent when he knows or “should know” that
his conduct in relation to the agent is likely to cause their par-
ties to believe that the agent has authority to act for him. Re-
statement 2d, Agency, Section. 27. As with actual authority,
apparent authority can be created either expressly or, as in this
case, by implication.
In the next paragraph the Board goes on to find “implied appar-
ent authority.”
Based on the facts which I describe later, I agree with Zurn
that Zurn, in effect, designated FJS as its special agent, not its
general agent. Zurn designated FJS in this respect by express
actual authority to handle certain matters of registering, screen-
ing, and referring applicants. I also find that FJS did not have
actual authority, either express or implied, to commit any of the
unlawful conduct which the General Counsel would impute
through FJS to Zurn. The next question is whether the circum-
stances show there was apparent authority, either express or
implied, for FJS either to (1) make coercive statements to job
applicants or (2) acquire and pass on to Zurn information con-
cerning union insignia or other expressions of union support by
job applicants. The General Counsel argues that, under the
doctrine of apparent authority, all conduct by FJS in the appli-
cation process should be imputed to Zurn. Such a scattergun
argument disregards the two classes of agency and ignores the
different methods (express and implied) of establishing whether
authority was actual or apparent. Thus, the General Counsel
blurs the classifications and distinctions which the Board so
clearly outlined in Pacific Bell. In effect the General Counsel
merges the concept of special agency into that of general
agency, and transforms FJS from a special agent into a general
agent on the basis of apparent authority, a concept which ap-
plies to both general and special agents.
Actually, because of the findings I make, it is unlikely that
any difference in result would obtain even if FJS were consid-
ered Zurn’s general agent rather than its special agent.
Before turning to the alleged acts of coercion, some descrip-
tion should be given about the nature of the Job Service. That is
the name of a Federal program to assist state employment ser-
vices. The program apparently was created in 1933 under the
Wagner-Peyser Act, as amended in 1982. Yvonne Jordan, a
supervisor for the Lakeland, Florida office of FJS, testified that
FJS receives funds from both the state and Federal Govern-
ments. (18:4146, 4155.) A source of the Federal funding comes
from FUTA taxes, the Federal unemployment taxes paid by
employers. (18:4149–4150.) Funding is not impacted by
whether applicants are hired or by the number of applicants
using the services of FJS, Jordan testified. (18:4147–4149.)
Florida (and Federal) rules (RX 112) prohibit discrimination
against an applicant because of that person’s union or nonunion
status or sympathies. Under the rules, an employer found guilty
of discriminating can be precluded from receiving any assis-
tance from FJS. Moreover, Jordan testified that any FJS em-
ployee found discriminating against an applicant because of
that person’s union or nonunion status may be disciplined.
(18:4169–4170.) I turn now to allegations of coercion, one of
which involves employees of FJS.
E. Alleged Threats
1. Introduction
The complaint alleges that, on three occasions, agents of
Zurn threatened adverse economic action against job applicants
or employees who engaged in union activities. Zurn denies. The
threats are alleged as violations of Section 8(a)(1) of the Act. I
dismiss the three allegations.
Complaint paragraph 8 alleges that, at the Auburndale job-
site about June 1993, Safety Technician Ron Gay “threatened
to discharge employees if they supported the Boilermakers
Union.” Paragraph 9 alleges that, about August 23, 1993 at the
Lakeland office of the Florida Job Service, Veterans Represen-
tative Joe Murray (a Job Service employee) “threatened that
Respondent would not hire employees if they engaged in union
activities.” As amended at trial (6:1181), complaint paragraph
10 alleges that, at the Mulberry jobsite about October 10, 1994,
Personnel Manager B.J. Malone “impliedly threatened not to
hire employees because of their union affiliation.”
2. Ronald Gay
Aside from the merits of the threat allegation, Gay’s status as
a statutory (Sec. 2(13) of the Act) agent of Zurn is disputed.
Because I find no merit to the threat allegation, I do not address
the agency issue.
Christopher Bass testified in support of the threat allegation.
Bass worked for Zurn at Auburndale for a bit over 3 months,
from April 13, 1993, to July 22, as a laborer and then as a boil-
ermaker helper 3. He testified that one day in June he observed
some men distributing papers outside the fence. Bass never
read one of the papers, but someone told him that the papers
were union literature. The next day, Bass testified, Zurn issued
one of a series of memos to employees. The memo, signed by
Resident Manager Marty Plackard and General Superintendent
J.D. “Hoot” Gibson, prohibited employees from selling any-
thing, including food items, and (11:2370, 2395) threatened to
ZURN/N.E.P.C.O.
493
fire any employee who accepted union literature, distributed
union literature, or had any “dealings with the union.” Despite
the supposedly general distribution of the memo, no copy of the
purported memo, or of the union literature which supposedly
triggered the memo, is in evidence, nor does the General Coun-
sel base any allegation on this incident. Instead, the incident is
preliminary to the subsequent conversation which is alleged.
Denying that any such memo ever issued, General Superin-
tendent Gibson identified a June 10, 1993 memo (RX 10) from
him to all employees. In his June 10 memo Gibson advised that
no Zurn employee was to be in or around the trailer of the client
or of the subcontractors at any time. “Violation of this directive
will result in disciplinary action up to and including termina-
tion.” Safety Technician Gay also denies that any memos is-
sued by management respecting union activity. Bass denies that
the June 10 memo is the one which he describes.
According to Bass, soon after the purported memo issued he
complained to his friend Ron Gay about the restrictive nature of
the memo and asked why Zurn was being so restrictive. Gay,
according to Bass, said it was because the union had been caus-
ing problems for Zurn on other jobsites. Gay said that, to avoid
problems, Zurn would not hire any union members, and that
anyone seen talking with a union representative would be fired.
(11:2371–2376, 2395, 2403–2406, 2413.)
Asserting that he has a fairly good memory, Ronald Gay tes-
tified that, as Bass was curious about company policy, Gay
explained company policy about safety. Gay denies (17:4016–
4017, 4020–4021) making the statements about unions and
Zurn attributed to him by Bass.
Bass appeared to be an unreliable witness. His recitation was
not as crisp as either Gibson’s or Gay’s, and his memory appar-
ently is not as strong as that of either Gibson or Gay. Finding
Bass to be an unreliable witness, and crediting the more reliable
Gay and Gibson, I find that the phantom memo from Plackard
and Gibson never existed. I also find that, while Gay spoke to
Bass about company policy respecting safety, Gay never dis-
cussed with Bass any Zurn policy about unions and that Gay
never told Bass that Zurn would not hire any union members
and would fire anyone seen talking with a union representative.
Accordingly, I shall dismiss complaint paragraph 8.
3. Joseph Murray
Jerry Freeman has been a member of Boilermakers Local
433 (the Tampa local) for over 21 years. About mid-August
1993 the Union (either Camilo Juncal or the dispatcher) called
to report that applications for Zurn were being taken at FJS
(Lakeland, Florida office). Freeman agreed to report to FJS the
morning of August 17. At FJS the morning of August 17,
Freeman, at Juncal’s instruction, wrote “Volunteer Union Or-
ganizer” in the space at the bottom of an FJS 511R form where
it asks for any other special skills. Near the top right of the
form, in the space for “13. Employer” appeared the name
“Zurn” printed by hand in red ink. That part was not added by
Freeman. He then (or Juncal on his behalf) placed the form in a
box on the receptionist’s desk. There is no evidence that Free-
man (a disabled veteran) met that day with a veteran’s repre-
sentative, so as to be registered in FJS’ computer, or that Free-
man filled out a standard Zurn application form.
Pursuant to another call from the Union, Freeman returned to
FJS the morning of August 23. On this occasion, Freeman testi-
fied, he was interviewed by Joseph Murray, one of the veter-
ans’ representatives. Freeman testified that he told Murray he
was there for one of the jobs at Zurn. Murray asked about his
experience, and Freeman reported his skills. Murray asked how
he had obtained his experience, and Freeman replied that he
had worked for 19 years out of the Union. According to Free-
man, Murray chuckled and said, “Oh, that’s why they haven’t
called you. This company’s not into hiring union people.”
(10:2124, 2141.) At that point, Freeman testified over objec-
tion, a man in casual clothes who had been working at a nearby
computer desk, walked over and handed Murray a paper and
said, “Look, they have a call in right now for a boilermaker.”
As Freeman recalls, Murray then handed the paper back to the
unidentified individual.
Moments later Murray handed Freeman a standard Zurn ap-
plication which Freeman completed and returned to Murray.
(GCX 90.) In addition to placing, on the form, a couple of ref-
erences to Local 433 (respecting working history and who had
referred him), Freeman also entered, in the space calling for
other special skills, “Volunteer Union Organizer.” According to
Freeman, after Murray had inspected the application he told
Freeman that he would submit Freeman’s application, but he
knew that Zurn would not hire a voluntary union organizer.
(10:2127, 2141.) Freeman testified that he asked for Murray’s
name and wrote it down in Murray’s presence. Freeman was
never called for a referral to Zurn.
Testifying before Freeman, Murray (also a veteran) testified
that union membership plays no role in whether he refers an
applicant to Zurn (4:975), and he denies (4:983) ever threaten-
ing an applicant that Zurn would not hire a union organizer. He
also denies (4:985–986) that anyone from Zurn or FJS ever told
him that Zurn prefers nonunion applicants over union appli-
cants or that he should not refer union applicants or that he
should not refer union applicants to Zurn. Indeed, Murray
forcefully testified that if anyone from Zurn had asked him not
to refer union applicants, he would have reported the matter to
Irv Fallin, the representative in charge of the local veterans
program, so that a complaint could be filed. (4:925, 986.)
Murray considers the veterans, not the employers, to be his
primary clients. (4:971.)
Joseph Murray testified with impressive sincerity, forthright-
ness, and with more persuasion than Jerry Freeman. I am per-
suaded that he testified truthfully. Finding that Murray did not
make the August 23, 1993 remarks (concerning Zurn’s not
hiring union members or organizers) attributed to him by Jerry
Freeman, I shall dismiss complaint paragraph 9.
4. B. J. Malone
In the Government’s brief, the General Counsel describes
several events and conversations at the Mulberry jobsite over
the course of October 10–12, 1994, without ever specifying
which remark on which date constitutes the alleged threat. For-
tunately, covering the same events, the Union (Br. at 34) speci-
fies an October 10 “keeping tabs” remark which Union Repre-
sentatives Juncal (2:283) and Bragan (3:671) describe. In its
principal brief, the Company focuses on an October 11 conver-
sation about a copy of the Union’s first issue (GCX 53), Winter
1993, of its Fight Back quarterly publication for its organizing
program. During this conversation Malone, responding to a
statement by Bragan that he has been trying for 3 years to get
hired by Zurn, remarks that it is more like 5 years. Although I
find that both conversations occurred, I focus on the “keeping
tabs” conversation of October 10 because that appears to be the
one targeted by complaint paragraph 10. Enlightened by the
Union’s brief, Zurn addresses the “keeping tabs” remark in
Company’s reply brief (at 41–44).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
494
Malone denies the October 10 conversation (17:3891), but he
is a bit less sure about the “keeping tabs” remark, asserting that
he does not think he ever said that and does not recall saying it.
(17:3894.) I credit the more positive testimony of Union Repre-
sentatives Juncal and Bragan. Briefly, on this occasion, as both
Juncal and Bragan were informing Malone that they had ap-
plied for work at Zurn, Bragan told Malone that he recently had
been in New York working for Zurn’s number one competitor,
CNF. Malone responded that he knew that Bragan had been
working there. Surprised, Bragan asked how Malone knew.
“Jay,” Malone replied, “I keep tabs on you, just like you keep
tabs on me. I know where you are all the time, and you know
where I’m at all the time.”
The implication of Malone’s statement, the Union argues, is
that Bragan’s continuing efforts to organize Zurn would pre-
vent Bragan’s being hired by Zurn. I disagree. At most the
statement possibly could form the basis for some allegation of
implied surveillance (not alleged). Given the fact that Bragan
has been seeking for several years to be hired by Zurn; given
Bragan’s status as a paid staff organizer for the Union; and
given Zurn’s preference to remain nonunion, a remark by
Malone that he and Bragan keep tabs on each other’s where-
abouts (whether true or not) conveys nothing more than a con-
struction employer’s acknowledgment of its right to be aware
when and where the next organizing attempt might be made at
one of its jobsites. Finding nothing coercive in Malone’s state-
ment, I shall dismiss complaint paragraph 10.
F. Zurn’s Arrangement with Florida Job Service
Zurn has used the services of Job Service around the country
for as long as Human Resources Manager Michael Mace has
been with the company (since 1986), and Zurn has used FJS for
all Zurn’s projects in Florida (14:3130.) Mace testified that
Zurn uses FJS to handle the application and initial screening,
much of the paperwork (including I-9 immigration forms) and
administrative burden, because Zurn does not maintain a full
personnel office staff at the jobsites. FJS relieves Zurn of much
of this burden because Zurn is simply not staffed at the jobsite
to cope with the administrative burden such duties entail.
Moreover, with only trailers at the jobsite, Zurn does not have
the office space needed. Zurn does pay FJS for these services.
(14:3130–3131, 3248–3249.) Personnel Specialist Tom Brig-
ham confirms the skeleton staff aspect and explains that the
few-in-number personnel staff is one of the reasons Zurn uses
FJS and one of the reasons Zurn does not accept applications by
mail. (15:3519.)
Before hiring began at the three jobsites involved here, Mace
drafted and sent a letterhead memo, dated January 15, 1993, to
Florida’s Department of Labor, the text of which memo reads
(RX 16):
1. Zurn/NEPCO has more than 50 years experience as
a world leader in the design and construction of wood-
fired power plants. It is a wholly owned subsidiary of Zurn
Industries of Erie, Pennsylvania, a company which has ex-
isted for more than 75 years. NEPCO’s corporate office is
located in Redmond, Washington.
2. Zurn/NEPCO will design and construct a 40 MW
combined cycle cogeneration plant in Lakeland, Florida.
[There is no dispute, and different witnesses testified, that
the Lakeland job is the same as the Auburndale job.]
About 150 construction workers will be employed at peak
during construction of this 16 month project which is
scheduled to be completed the summer of 1994.
3. Zurn/NEPCO is committed to Equal Employment
Opportunity and forbids any discrimination on the basis
of race, color, sex, national origin, religion, citizenship,
age, disability, marital status, or membership or lack of
membership in any labor organizations. [Emphasis
added.]
4. It is mandatory that each applicant use a
Zurn/NEPCO application and that it be completed in full.
We suggest Job Service meet with each applicant to ex-
plain this. It has been our experience that this does not
take place when applications are made in bulk and would
therefore request that Job Service not accept such applica-
tions. They should be returned to the sender with a note
requesting each individual applicant schedule a visit to Job
Service.
5. Zurn/NEPCO wishes to utilize training programs
sponsored or offered through the Job Service.
6. If there are any questions or problems, please con-
tact Larry Sullivan.
Dated January 10, 1994, a similar letter (RX 17) was sent re-
specting the Bartow jobsite. So far as the record discloses, no
such letter was sent respecting the Mulberry project, apparently
because Zurn replaced another contractor on that job.
Yvonne Jordan has been a supervisor at Florida Job Ser-
vice’s Lakeland office since about 1992. (18:4038.) The Lake-
land office, Jordan testified, also covers [in addition to the Au-
burndale job] Bartow and Mulberry (18:4156), and for these
three jobsites of Zurn, Jordan testified (18:4056, 4062), FJS
performs (as of the trial, only the Auburndale job was com-
plete) the services of initial screening, processing applications,
and referring applicants who meet Zurn’s minimum qualifica-
tion requirements (18:4042, 4048–4049, 4151). Applicants who
successfully pass the initial screening by FJS are referred to
Zurn if there is an open job order from Zurn for the type of job
applied for. (4:974–975, Murray; 18:4047, Jordan; 18:4193,
Franceschi.)
Maria Franceschi has worked at Florida Job Service’s Lake-
land office for about 4 years. (18:4177.) Although she currently
works part-time (18:4143, 4177), until August 1994 she worked
full time as a job order taker, although her official title was
Employment Interviewer. (18:4177–4178.) Jordan testified that
Janet Branch is the marketing representative for the office and
that, in that capacity, Branch meets with the Lakeland Eco-
nomic Development Council where she learns of new work
projects and job needs for the area. (18:4051–4052, 4066,
4145.) Even before Zurn arrived, Jordan learned from Branch
that Branch had learned from the Council some information on
Zurn’s job needs. (18:4066.) Eventually Zurn representatives,
including Larry Sullivan, came to the Lakeland office and met
with Jordan and others. Zurn furnished FJS written job descrip-
tions and pay scales. (14:3254; 18:4063, 4065, 4152.) No party
introduced copies of the job descriptions into evidence.
(15:3561.) Franceschi testified that Branch gave her copies of
the job descriptions. (18:4179.)
From the job descriptions, Jordan testified, personnel at Flor-
ida Job Service’s Lakeland office prepared “job orders” accord-
ing to the specifications set forth in the job descriptions.
(18:4063.) These job orders are then entered into the FJS com-
puter. (18:4052.) Jordan testified that screening of applicants is
done from the job descriptions (as entered onto the job orders in
ZURN/N.E.P.C.O.
495
the computer). (18:4064.) Franceschi is the person who usually
entered the information into the computer. (4:988–989;
18:4179.) The term “job order” has two aspects. First, the term
refers to the telephone call, fax, or mail order from the person-
nel person at Zurn notifying FJS of the job openings and the
requisition number. From this call, and the job descriptions
which Branch had given her, Franceschi would enter the job
order on the FJS computer with the information coded.
(18:4178–4179.) The computer screen, or its printout, also is
referred to in the record as the job order. Copies of computer
printouts of some of the job orders are in evidence, with GCX
59, GCX 62, and RX 103 being examples. As these examples
reflect, the top section consists of the order information, includ-
ing order number, craft title (such as pipefitter), job location,
person to contact, pay rate, and related information. That sec-
tion is followed by the job summary (4:882), apparently taken
from the job description form, listing the minimum skill quali-
fications (such as at least 5 years’ experience in layout, fabri-
cating) required for the job. A third section would show data on
referrals and any verification of whether a referral was hired.
As soon as Franceschi, for example, had entered Zurn’s tele-
phoned job order into the computer, that information could be
accessed by two groups: one, by the FJS interviewers, and two,
by job applicants themselves. FJS (the Lakeland office) has
available, in the lobby area, 13 computer terminals where job
applicants can search for any job openings. (4:818, 851, 892,
898, 900; 18:4040.) As Mattie Lewis (an employment inter-
viewer then, a customer service specialist now) explains, one
important feature of the computers available to the public is
that their screen does not give the employer’s name. (4:852,
892.)
Applicants at FJS are divided into two main classes: military
veterans and nonveterans. By law, veterans are placed in a pri-
ority category. Thus, a veteran who visits FJS seeking assis-
tance in finding work is referred to a veterans representative
where, in the course of an interview, the veteran is registered at
FJS by having his name, social security number, and other data
entered into the FJS computer. The veteran is so registered
regardless of whether there is a job opening for which he is
qualified. Although the record is rather ambiguous on the point,
it appears that walk-ins who are nonveterans are not so regis-
tered. At least usually they are not, and, when there is no job
opening for which they are qualified, may be told to “keep in
touch.” (4:846, 847, 850, M. Lewis.) Jordan testified that a
nonveteran is not fully registered on the computer. Thus, when
a job order comes in, a nonveteran is not called and informed.
(18:4153.)
By contrast, when FJS accesses its computer, the only names
which pop up are those of veterans registered for the specific
job. As Jordan testified (18:4153), the only way a nonveteran
would learn of a new or existing open job order (orders put on
hold are not open) would be if he walked into the FJS office
and did his own job search on one of the computer terminals
situated in the lobby (or if he had a friend present who did that
and called him). Moreover, job orders are not released to the
public computer terminals until after FJS personnel have at-
tempted to notify the veterans who are registered.
When there is an open job order, and the applicant, whether
veteran or nonveteran, is called to the interviewer’s desk, a
prescreening occurs to see whether the applicant appears to be
qualified. If so, the applicant is given a Zurn application to
complete. When the completed Zurn application is tendered to
the interviewer, the second half of Florida Job Service’s initial
screening process occurs. If the interviewer determines that the
applicant meets the minimum qualifications set forth on the job
order, the interviewer sends the completed Zurn application
(one for each open job applied for), with a FJS for 516 referral
card attached, to Zurn. He then waits for a call to be inter-
viewed by Zurn at the jobsite. The purpose of the 516 referral
card, Yvonne Jordan testified (18:4054, 4159), is so that the
employer will mail it back to FJS to show whether the applicant
has been hired. The parties stipulated that the reverse side of
the 516 has a “No Postage Necessary” return address to FJS.
(18:4205–4207.) The record reflects that frequently the card is
not returned by employers and FJS personnel have to do much
of the verifying by telephone.
So far I have described what mainly is the general procedure
followed by FJS for all employers, including Zurn. The service
provided by FJS for Zurn includes, and did during the relevant
time, several specific requirements and procedures. One of
those, as I shall describe, was and is the procedure pertaining to
“name calls.”
G. Zurn’s Hiring Procedures
1. Name calls and followings
As Zurn’s personnel supervisors testified, the order to hire
(requisition) one or more craft employees originates with the
craft superintendent. The requisition is approved, or not, by
Zurn’s resident manager. When the requisition is approved, the
personnel supervisor contacts FJS. (6:1335, Neal; 7:1547,
Malone; 8:1883, Brigham.) B.J. Malone testified that if the
requisition has names on it (name calls), he tries to contact the
name calls and recruit them. (7:1547–1548, 1557.) Walter Neal
testified that, when an applicant is referred by FJS, Neal inter-
views the person. If Neal finds the applicant acceptable, he tries
to have the supervisor interview the person, but on occasion he
makes the hiring decision on his own. Before the person is
hired, a reference check is made, and the applicant is sent for a
physical examination and a drug screen. If the applicant passes
all these checks, he is hired and begins work. (6:1335–1338.)
Tom Brigham reviews the applicant with the general foreman,
and the selection is made with the general foreman. Brigham
does a reference check and also talks to any referring employee.
(15:3445–3447.)
All applicants, even name calls, must register at FJS and be
referred by FJS. For a name call (someone who would be in one
of the first four priority hiring categories), the process at FJS
should be mostly a formality even though he is screened there,
completes an application, and is referred as any other applicant
for a job opening. A name-call applicant is reasonably well
assured of being hired at the successful completion of the re-
quired procedural steps. The first big difference shows up at the
FJS level, for the job order itself, although it may be an order
for 10 pipefitters, may also show, for example, that 7 are name
calls, with FJS to supply only the 3 remaining pipefitters.
(8:1883, Brigham; 14:3130–3131, Mace.) Thus, a name-call
applicant ordinarily is reasonably assured of a referral to the
jobsite. Once at the jobsite, his interview is with people who
have called for him by name for a job opening in his craft skill.
Thus, unless he has developed a medical problem or has begun
taking drugs since he last worked for Zurn, or last worked with
the person who referred him, his chances of being hired are
excellent. If FJS refers military veterans for the other open
slots, the veterans may be hired, but they do not have the ad-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
496
vantage of having been referred by a Zurn employee or having
been called by name from a supervisor’s following.
As mentioned earlier, before its three projects in issue here,
Zurn had just completed three other Florida projects—
Okahumpka, Dade City, and Umatilla—when it began hiring
for Auburndale. (14:3115–3116, Mace.) As a consequence,
Zurn had a large pool of prior Zurn employees as applicants for
employment at Auburndale. An important document, both in
Zurn’s business and in this case, is the “brass log.” Under
Zurn’s policy 304, revision 4, Employment Process, section I
under Practice, the policy provides that “The Personnel Super-
visor will issue a numbered brass and a numbered badge to the
new Employee when all forms have been read, completed, and
signed.” (CPX at 3.) The same document provides, under Re-
sponsibilities at A.9, that the personnel supervisor is responsi-
ble for “9. Maintaining a chronological register by badge num-
ber of Employees.” (CPX 5 at 4.) Although Personnel Supervi-
sor B. J. Malone refers to the chronological register as the “per-
sonnel log” (7:1472), and the forms themselves are denomi-
nated “New Hire/Rehire Data Sheet,” Mace (14:3139) and the
parties refer to it as the “brass log,” and that is the term I gener-
ally use.
In its 10 columns across the page, the brass log reflects the
badge (or brass) number (first column from left), employee
name, social security number, date of hire, classification and
pay rate, whether a resident, race/sex, whether a name call (col-
umn eight), whether a former employee (column nine), and the
DOT (date of termination) and reason. Thus, the brass log for a
project reflects, in part, the names and chronological sequence
of employees hired and whether they were a name call, a for-
mer employee, or both. Personnel Supervisor Walter Neal (his
actual title is manager of personnel, 14:3265; 16:3723) defines
a “name call” as a person known by a supervisor or employee
who has worked with the name call and who is referred by the
supervisor or employee. (6:1362, 1429.) Those employees in
the first four priority hiring categories (including current em-
ployees) of Zurn’s policy 303, constitute the source of name
calls. (6:1363–1364.)
Earlier I described a “following” to be those craft employees
a supervisor knows from previous jobs as being good, depend-
able workers who, at his request and reference to his Employer,
“follow” him from job to job. Although B. J. Malone does not
use the term (7:1550), Neal does (6:1372; 16:3787), as does
Brigham (8:1823.) As we can see, the terms “name call” and
“following” frequently are closely related, for many, probably
most, name calls are for craft employees who are members of
the followings. In fact, as Neal explains, Zurn prefers to hire
employees from the followings because the value of such craft
employees is a factor known to Zurn. (6:1427.)
2. The 30-day period and other restrictions on applications
Zurn has several additional restrictions in its hiring proce-
dures. Some of the more prominent ones are these. (1) Zurn
accepted only those applications which were Zurn’s own appli-
cation forms. It did not accept or consider generic application
forms, resumes, faxes, letters, or anything else from employ-
ment applicants. (2) As already noted, Zurn required all appli-
cants (even name calls) to register at FJS, submit a completed
Zurn application to FJS, and be screened and referred by FJS
pursuant to an job order. (3) Zurn applications are good for a
specific jobsite. Thus, an application submitted for an opening
at Auburndale would not suffice for a job opening at either
Bartow or Mulberry. (4) Applications, on Zurn’s application
forms, must be submitted for one job opening only, such as
pipefitter, per application. [A second or third application could
be submitted, each for specific job openings, such as for boil-
ermaker or for ironworker.] (5) As stated on the face of the
Zurn application forms, a Zurn application is active for only 30
days. After that the application becomes inactive and an appli-
cant must submit a new application.
The 30-day active life of a Zurn application is the subject of
complaint paragraph 13(b), denied by Zurn, which alleges that
at all material times Zurn has “maintained a policy whereby
applications are only considered for 30 days after they are re-
ceived.” The complaint further alleges (para. 13c) that Zurn
applied that policy to avoid hiring union members and organiz-
ers. Such application, paragraph 15 alleges, violates Section
8(a)(3) and, derivatively, Section 8(a)(1) of the Act. Zurn de-
nies.
The size of the record and the length of the briefs has gener-
ated mistakes in the briefs. For example, Zurn states that the
General Counsel’s brief does not mention the 30-day issue. But
it does, at page 8 footnote 7. Similarly, the Union argues (Br. at
47) that Zurn’s 30-day policy is not contained in the February
24, 1992 memo (GCX 124) by Walter Neal concerning Hiring
Procedures and Guidelines. In fact the topic appears as item 3
on the very first page. (Mace did not recall its being in writing,
14:3231, but that does not render the Union’s statement and
reference to GCX 124 any less of a mistake.)
Asked Zurn’s rationale for having the 30-day policy, Mace
explained (14:3164):
The reason for that is, again, the construction business
is a very transitory business. People many times are in an
area looking for work, or they have addresses that change
frequently. They have telephone numbers that change fre-
quently.
You know, a 30-day period, generally, in the case, if
that person has not been able to find work within that 30-
day period, they probably have moved on or they may
have found some other kind of work.
So, that time frame is what the company feels is an ap-
propriate time period for that application to be active.
And Joseph Murray, a veterans representative at FJS, testi-
fied that it is a “very common” practice for employers to have
an active period, including terms of 30, 60, or 90 days, stated
on their employment application forms. (4:1014.)
H. Overall Hiring Statistics at the Florida Jobsites
That brings us to some overall hiring statistics for the three
projects. Keep in mind that, as of the May 10, 1995 close of the
trial, only the Auburndale project was complete. As shown by
the brass log for Auburndale (RX 12), Zurn hired, or rehired,
353 hourly employees (including clerks and general foremen)
beyond the first 50 brass numbers reserved (6:1403–1404;
14:3143) for salaried employees. With the exception of the
safety technician (brass 53), and some clerks (a half dozen or
so), all those on the list worked in the various crafts. For the
purpose of computing the percentage of priority hires, however,
I count all 353. Of the 353, most were either a name call (284)
or (11) former Zurn employee but not a name call (brass 182,
201, 204, 210, 213, 219, 220, 249, 259, 320, 321). Stated as a
percentage, the numbers mean that the 295 priority hires repre-
sent over 83 percent (83.57 percent) of all hourly employees
hired for Auburndale. Nevertheless, Zurn argues (Br. at 20,
ZURN/N.E.P.C.O.
497
106–107), the priority hire policy resulted in only four named
discriminatees (boilermakers Bragan, Freeman, Juncal, and
Newsome) not being hired at Auburndale.
At Bartow (job unfinished at close of hearing) the numbers
from the brass log (RX 13) are similar. Thus, of 314 hourly
employees hired, most (258) were either former employees
(211) or name calls who were not former employees (47; Zurn
counts 53, Br. at 45), yielding a priority hire percentage at Bar-
tow of over 82 percent (82.17 percent). Manager of Personnel
Walter Neal confirms that the majority at Bartow were from
other Zurn jobs, that he did not have enough positions at Bar-
tow to hire all those with priority hire status (6:1366, 1374–
1376; 16:3774), and that most of those hired at Bartow were
from followings (6:1428.)
Zurn asserts (Br. at 45, 106–107) that only one named dis-
criminatee (carpenter Damon Allen) was rejected at Bartow as
a result of Zurn’s priority hiring policy. Even so, Zurn observes
that it hired at least 10 union members and organizers at Au-
burndale and Bartow.
The Mulberry job was still in progress as of the close of the
hearing. Moreover, the brass log for Mulberry (RX 14) shows
fewer brass numbers and names hired for Mulberry than does a
list in evidence of applicants hired (CPX 12s). From that list
(CPX 12s), Zurn (Br. at 67) counts 247 craft employees hired at
Mulberry, with 91 being prior Zurn employees and 56 being
PPE employees (a special priority category for the Mulberry
job, as I describe when I discuss Mulberry), for a preliminary
priority hire percentage of over 59 percent (59.51 percent). The
Mulberry brass log does show, however, that there were at least
27 name calls of applicants who are not marked as also being
prior Zurn employees. When the 27 are added, the percentage
of priority hires at Mulberry rises to over 70 percent (70.45
percent). The point is that a big majority of those hired at Mul-
berry were priority hires, and Zurn acknowledges on brief that
at least a majority of the hourly employees hired at Mulberry
were priority hires. I turn now to the alleged refusal to hire at
the three Florida jobsites.
I. Refusal to Hire
1. The allegations
Complaint paragraph 11(a) alleges that Zurn “refused to con-
sider for hire” a total of 37 employees: 1 on August 16, 1993,
18 on August 17, 1993, 17 on February 18, 1994, and 1 on
April 11, 1994. Such refusal to consider for hire, complaint
paragraph 11(b) alleges, was because of the union activities of
the alleged discriminatees, and to discourage employees from
engaging in union activities. Zurn denies. The 37 are (the 4
italicized names marked by an asterisk denote paid staff per-
sons for one of the unions, as further explained below):
August 16, 1993
Frank Chapman
August 17, 1993
James A. Bragan*
Timmy Brayton
Danny Busbee
William R. Earley
Jerry D. Freeman
Leo C. Howlett
Frank D. Hughes
Camilo Juncal*
David K. Kennedy
Danny Lewis
James R. Lewis
Billy R. Milligan
Richard M. Moore
Emory L. Newsome
Richard R. Raulerson
Luther A. Smith
Jimmy D. Steen
David Yates
February 18, 1994
Damon Allen
Ronald Ballentine
Grady “Larry” Brown*
Teddy Casey
Morris Dennison
Dennis Franks
Sean Gaffney
James Gardner
Bobby Givens
Robert Hall
Dale Hunt
Carl Jones
Larry Jones*
Charles McCaul
John Palmer
Gary Smithers
Sam Sullivan
April 11, 1994
Dan Beardsley
Complaint paragraph 12 introduces the refusal-to-hire allega-
tions. Paragraph 12 alleges that Zurn refused to hire Sam Sulli-
van about February 18, 1994 (par. 12a), Lawrence Roberts
about May 24, 1994 (par. 12b), Camilo Juncal (par. 12c) and
James A. Bragan (par. 12d) about October 11, 1994, and (as
added at trial, 16:3606) Glen Thornbury about November 2,
1994, because, paragraph 12(f) alleges, of their union and con-
certed activities. Zurn denies. [Although the motion (GCX 153)
to add Thornbury refers to November 1995, consistent with the
amended charge (GCX 150) and the obvious, I show the correct
year of 1994.] Thus we have these additions:
Additional 1994
Sam Sullivan
February 18
Lawrence Roberts
May 24
James A. Bragan*
October 11
Camilo Juncal*
October 11
Glen Thornbury
November 2
Although complaint paragraph 12 lists five names, three
(Sam Sullivan, Camilo Juncal, and James A. Bragan) also are
named in paragraph 11. That gives us a total number of 39 in-
dividual applicants named in the complaint.
As the record reflects in detail, James A. Bragan and Camilo
Juncal are full-time paid staff organizers of the Boilermakers as
is Grady “Larry” Brown of Iron Workers Local 397, one of the
Charging Parties, and (James) Larry Jones of Carpenters Local
140, another Charging Party. (Actually, Jones holds the posi-
tions of business manager and financial secretary of Carpenters
Local 140.) Grady “Larry” Brown is a full-time, salaried offi-
cial of Iron Workers Local 397. Respecting these salaried rep-
resentatives, Zurn defends, in part, on the ground that, because
of their paid capacities, they are not bona fide employees or job
applicants. I shall devote no further time discussing this defense
because in several cases the Board has found such persons to be
bona fide employees. I treat them as such here. The legal ques-
tion currently is pending before the United States Supreme
Court, in the case of NLRB v. Town & Country Electric,8 with a
decision likely to issue at any time during its 1995–1996 term.
The Court’s decision will resolve the issue. Because a legal
question attends the status of paid staff of a union, and that
status distinguishes Bragan, Juncal, Jones, and Brown from the
other alleged discriminatees, I have placed an asterisk by each
of their italicized names, on the list of 37 above, to indicate that
the question of whether paid union staff are to be, or not to be,
considered as bona fide employees will be determined by the
Court in Town & Country.
8 309 NLRB 1250 (1992), enf. denied 34 F.3d 625 (8th Cir. 1994),
cert. granted 513 U.S. 1125 (1995).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
498
Earlier I referred to complaint paragraph 13(a) which restates
Zurn’s national policy for priority hiring. Zurn admits that alle-
gation, but denies that it has (complaint par. 13b) “additionally
maintained a policy whereby applications are only considered
for 30 days after they are received.”
Turn now to complaint paragraph 13(c), which alleges, in
part, that Zurn applied its hiring policies, on the dates specified
in paragraph 11 (and “at various other dates since April 8,
1993, more specific dates being unknown to the [Regional Di-
rector] at this time”), “to avoid hiring union members and or-
ganizers. . . .” In short, paragraph 13(c) is an open-ended alle-
gation of a refusal to hire. Complaint paragraph 11(a) alleges a
refusal to consider for hire. The Board treats demonstrated
refusals to consider as unlawful. See Ultrasystems Western
Constructors, 310 NLRB 545 (1993); D.S.E. Concrete Forms,
303 NLRB 890, 896 fn. 23 (1991). At least one court, however,
has questioned the legal viability of such a concept if the re-
fusal to consider is not connected to job availability. Ultrasys-
tems Western Constructors v. NLRB, 18 F.3d 251 (4th Cir.
1994). For the most part, any question here is mooted by the
all-encompassing reach of complaint paragraph 13(c). Although
in theory the concepts alleged remain separate in this case, as a
practical matter this is a refusal to hire case, and the briefs, in
effect, so treat it. No party asserts that there is even one indi-
vidual who allegedly was denied consideration without, at the
same time, having been unlawfully denied employment. It is
clear that the operative allegation is that of refusal to hire.
The General Counsel and the Union attack with a quiver
containing three major arrows. First, they argue that FJS is
Zurn’s (general) agent. Second, they argue that animus is re-
flected by the 8(a)(1) threats (allegations which I have dis-
missed). For their third arrow they argue circumstantial evi-
dence including, especially, Zurn’s priority hiring system.
2. Auburndale
a. 511R cards
Record evidence describes the 511R cards (sometimes 511s
herein), double-sided and a bit larger than 5 by 8 inches, as
internal documents of the FJS. FJS Supervisor Yvonne Jordan
testified that FJS used them as prescreening forms even before
Zurn arrived. (18:4066.) Neither Jordan nor, so far as she
knows, anyone under her supervision, ever sent any 511R cards
to Zurn. (18:4066, 4069–4070.) Jordan acknowledges that she
did not supervise everyone who processed Zurn applications
and conducted interviews of Zurn applicants. (18:4167.)
As we see in a moment, in August 1993 FJS gave 511s (the
cards bear the title, “Applicant File Card—Recruiting Agree-
ment”) to some of the applicants who sought employment with
Zurn. The cards had “Zurn” handprinted in red in the upper
right hand corner in the block, number 13, for the Employer.
Although neither the General Counsel nor the Union disputes
that the 511R cards are FJS’ internal documents, they argue, in
effect, that Zurn is bound by the actions of its agent, FJS, in
using the cards, and that the cards therefore serve as valid Zurn
applications. They also refer to an alleged statement attributed
by Union organizer Juncal (3:556) to FJS Veterans Representa-
tive Anderson on August 23 to Juncal that Personnel Supervisor
B.J. Malone was that very day at the FJS [which in fact he was]
in an office, behind a closed door, inspecting a box of 511s.
Bragan testified (3:641) that Anderson said “applications” and
that Bragan then filled out an “application” (a Zurn application.
(GCX 32.) Although at times Bragan refers to the 511s as ap-
plications (3:631, 633), at other times it is clear that he is refer-
ring to Zurn’s application forms, not to the 511s, and that he
made the distinction. (3:641–642, 736–737, 749.) For this occa-
sion it is possible that Bragan was referring to both. Whatever
he was referring to, Bragan concedes that he did not see
Malone reviewing either one. (3:739–740.) Moreover, as Bra-
gan quotes Anderson as saying that Malone was then in the
back room reviewing “applications,” and as FJS was using
Zurn’s application forms, any reference by Anderson to “appli-
cations” could well have been to the Zurn application forms.
Anderson did not testify, but I credit Malone who denies re-
viewing any 511s at FJS on August 23. (17:3807–3808, 3967.)
Juncal testified (2:226, 231–232; 3:554–555, 615–616, 621–
622) that on August 24 several FJS representatives, including
Director Flynn and Supervisor Jordan told him and Bragan that
(1) the 511s were used for applications, and (2) that both Jordan
and Flynn said the 511s would be used not only for the Au-
burndale job but also for Zurn’s upcoming Bartow job as well.
Bragan confirms this as to Director Flynn (3:645), although he
puts his conversation with Jordan as to this on August 17
(3:629, 639.) Jordan denies (18:4071–4072), but may have the
event confused with an October 1993 conversation with Juncal.
Flynn did not testify. While I credit Juncal and Bragan respect-
ing this point, it is clear, and I find, that FJS representatives
were referring to their own prescreening procedures, and they
were not stating that the 511s would suffice as a substitute for
Zurn’s application form. Indeed, Juncal and Bragan filled out
Zurn application forms (GCXs 30, 32, respectively) on August
23, 1993.
In any event, it is undisputed that, about September 1, FJS
posted a notice (Jordan testified that FJS Director Flynn had it
posted, 18:4068), dated September 1, 1993, reading (GCX 45):
NOTICE
ZURN-NEPCO
•
Due to the near completion of their current project, all
future openings with ZURN-NEPCO will be posted in
the computer and JIS [Job Information System—the
public computers in the lobby. 4:892; 18:4040].
•
All applicants who have filled out the Job Service Ap-
plicant File Card 511R, will be maintained through Sep-
tember 30, 1993 ONLY.
•
Job Service is NOT ACCEPTING any general applica-
tions of interest (511R) for ZURN-NEPCO. All open-
ings will be on the JIS computers.
Posted September 1, 1993
FJS Supervisor Jordan testified that at this time FJS quit tak-
ing 511s for Zurn and screened from Zurn applications and job
orders from that point. (18:4068.) In view of the foregoing, and
all the record, and crediting Jordan and Malone, I find that the
511R cards were internal documents of the FJS, that the 511s
never became substitutes for applications on Zurn application
forms, and that Zurn never became bound by FJS’ internal use
of the 511s. Moreover, FJS notified applicants, by the Septem-
ber 1 posting (GCX 45), that, in effect, all 511s for Zurn would
become invalid after September 30, 1993.
b. August 16, 1993—Frank Chapman
(1) Facts
As listed in the introduction to this section on the alleged re-
fusal to hire, Frank Chapman is the only person allegedly dis-
ZURN/N.E.P.C.O.
499
criminated against on August 16, 1993. On Monday, August
16, Union (Boilermakers) Organizers James A. Bragan and
Camilo Juncal, accompanied by boilermaker Frank Chapman,
went to the FJS office at Lakeland. Only Chapman entered the
office. Moments later, carrying a blank 511 card, Chapman
emerged and, in the parking lot and in the presence of Bragan
and Juncal, Chapman, who did not testify, completed the 511.
In so doing, Chapman wrote “Voluntary Union Organizer” at
the bottom of the reverse side of the card in the space calling
for a listing of any other special skills or qualifications. Juncal
took the completed form (GCX 6) and made copies. Minutes
later, Juncal and Bragan watched as Chapman returned his
completed 511 to the receptionist (Mattie Lewis) who placed
the card in a box on her desk. (2:175–180; 3:565–566, Juncal;
3:627–628, 741, Bragan.) Mattie Lewis confirms that, because
of so many inquiries around this time about Zurn, a box was
kept on the desk just for 511s for Zurn and that, from time to
time, she placed completed 511s in that box. Lewis further
testified that supervisors and interviewers would come and
review the 511s on occasion.
(2) Conclusions
Although Chapman’s 511R card (GCX 6) reflects that he is a
military veteran, that he had completed a 4-year boilermaker
apprenticeship training at the Union, that he had welding and
pipe welding experience, and that he was applying for boiler-
maker, pipefitter, and ironworker, among other jobs of interest
[standard FJS procedure is to enter no more than three job in-
terest categories on the computer], he never, so far as the record
shows, took a number to be interviewed, was never interviewed
by a veterans representative, was never registered on the FJS
computer, never completed a Zurn application, and was never
referred by FJS to Zurn for a job interview. In short, it is as if
Chapman was never at FJS on August 16.
There is no evidence that Chapman’s 511R card was ever
presented to Zurn for consideration as an application. Indeed,
the evidence compels the finding, which I make, that Zurn
never saw Chapman’s 511R card. That finding alone dictates
dismissal of the complaint as to Chapman. Going further, how-
ever, I note that neither the General Counsel nor the Union
explains why Chapman should be considered a discriminatee
even if Chapman’s 511R card were deemed to satisfy the re-
quirements of a Zurn application. Neither points to any evi-
dence demonstrating that Zurn considered (or refused to con-
sider) and rejected Chapman. The Auburndale brass log (RX
12) reflects that, of six employees hired that August 16 by
Zurn, only one, Ronald D. Butler, was among the first three
skills listed by Chapman—Butler was hired as a pipefitter jour-
neyman (RX 12 at 22, brass 285). Butler’s August 10 applica-
tion (RX 65) reflects that his last work had been as a pipefitter
foreman on a Zurn job. And that brings up the critical fact that
all but one (an instrumentation general foreman) hired that day
were in the priority category of prior Zurn employees.
The next person hired was not hired until August 23. On the
possibility, therefore, that a walk-in on August 16 may not have
been hired before August 23, I shall consider Chapman in com-
parison to those hired on August 23. Only one person was hired
on August 23—William Vallotton, brass 290, hired as a pipefit-
ter journeyman. (RX 12 at 23.) Vallotton, hired the same day as
his August 23 application (RX 76), states on his application that
he has 20 years’ experience as a pipefitter, with part of his ex-
perience having worked for Zurn in 1992 in New York and in
Maine. The brass log reflects that Vallotton was a priority hire,
being both a former employee and a name call. The record
reflects that Zurn usually called FJS and advised that a name
call would be coming by on a certain date. This smoothed the
way for the arriving name call to obtain and complete a Zurn
application and to be screened by FJS.
As the evidence fails to establish even the hint of a prima fa-
cie case that Zurn discriminated against Chapman because
Chapman had placed the phrase “Voluntary Union Organizer”
on his 511R card, I shall dismiss complaint paragraph 11(a) as
to Frank Chapman.
c. August 17 and 24, 1993—19 boilermakers
(1) Facts
As I listed in the introduction to this section, complaint para-
graph 11(a) alleges that on August 17, 1993, Zurn “failed and
refused to consider for hire” 18 named employees. Complaint
paragraph 13(c) alleges a refusal to hire on August 17 (among
other dates, including August 24, 1993).
(a) August 17, 1993
The 18 are boilermakers, and they include Union Organizers
Bragan and Juncal. After his August 16 visit to FJS, Juncal
called several members of Boilermakers Local 433 (Tampa)
who were out of work. Of those he called, 15 joined Bragan
and Juncal at FJS the morning of August 17. Although para-
graph 11(a) names Danny Lewis as one of the 18, he is not one
of those named by the other witnesses as present that morning
at the Lakeland office of FJS. Juncal (2:193) identified the
511R cards (GCXs 10–24) of the 15 as being those of the “guys
who were there” the morning of August 17. None of the 15
cards is for Danny Lewis. (2:193–195.) Although Juncal was
asked about the skills of Danny Lewis (3:497), Juncal never
names Danny Lewis as being present on August 17. (Juncal
did, as I discuss when I reach August 23, list Danny Lewis as
being present on that date.) As there is no evidence that Danny
Lewis was present on August 17, I shall dismiss complaint
paragraphs 11(a) and 13(c) as to him for August 17, 1993.
Respecting the 15 remaining boilermakers besides Bragan
and Juncal, the evidence shows that they completed 511R cards
(GCXs 10–24; entering “Voluntary Union Organizer” or
equivalent on them) which were placed in the Zurn box on the
desk of the receptionist. The 15 then left without being inter-
viewed or (2:203; 3:568) registered on the FJS computer. After
lunch Juncal and Bragan returned to FJS, submitted their own
511s (GCXs 25, 26), met with Veterans Representative Bill
Anderson who gave them his card (GCX 27) and registered
them on the computer.
For the three DOT (Dictionary of Occupational Titles, 4:927)
codes FJS allowed on the computer (2:201; 4:969), Bragan
(2:201; 3:634) and Juncal (2:208, 429; 3:568) testified that they
chose boilermaker, pipefitter, and pipe welder. At the request of
Bragan and Juncal, Anderson checked the computer and the
screen revealed that the only job order open for Zurn was for
laborer and that a pipe welder order from Zurn was on hold.
(2:205–206; 3:569, 636.)
Juncal (2:207) and Bragan (3:638) testified that, before they
left FJS that August 17, Bragan had a separate conversation
with Yvonne Jordan. Director Flynn was not at the office. Ac-
cording to Bragan, in Jordan’s office he showed Jordan a copy
of a February 19, 1993 internal two-page memo (GCX 49) from
the manager of the District V Customer Service of the Michi-
gan Employment Security Commission (MESC) to the deputy
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
500
director. The memo describes MESC’s version of its experience
with Zurn, makes some reference to an allegation against
MESC of interrogation in the Cadillac case, and advises that its
current procedure is to refer to Zurn on a FIFO basis (first reg-
istered, first referred). Bragan told Jordan that MESC had been
named in the complaint as an agent of Zurn in the Cadillac,
Michigan case, and that he wanted fair and equitable treatment
for members of the Union. Jordan said she was not aware of the
Michigan case, that she understood Bragan’s concern, and she
assured him that he and the others would be treated equitably.
Bragan also asked about the 511R cards, asking for assur-
ance that such cards would be adequate for consideration for
hire by Zurn. Jordan said yes, that such cards would be ade-
quate not only for the current job but also for Zurn’s upcoming
job in Bartow. (3:631, 638). On cross-examination (3:742–
743), Bragan appears to link the 511R card portion of the con-
versation to a similar conversation which he reports having
with FJS’ Bill Anderson on August 23 (3:640, 643–644). An
August 25, 1993 letter from Bragan (also signed by Juncal and
the Local’s business manager) to Zurn’s B.J. Malone (copy to
FJS Director Flynn) addresses the 511s. The first page of text,
from the over two-page letter, reads (GCX 39):
For your information, on August 16 and 17, 1993 the
below listed members of the Boilermakers Union submit-
ted applications for employment at the job service in Lake-
land, Florida for Z-N project in Auburndale, Florida. They
each applied as Boilermaker, Pipefitter, Ironworker and
welder if applicable. Each was given form 511R (9/86)
481 and had ZURN in red ink written on the top right cor-
ner of the application.
Cam Juncal and myself applied last and I assume,
since we were Veterans [,] we had the opportunity for a
personal interview with Bill Anderson, Veteran represen-
tative. He stated that we would not be considered for hire
unless we were entered into the computer and only Veter-
ans receive this privilege. Nevertheless, after entering our
names, he told us there was a hold on Boilermakers and
Pipefitters at the time.
[The third paragraph is a listing of all 19 names, in-
cluding Frank Chapman, and stating that Danny Lewis ac-
tually applied on August 24, but that no copy of the Danny
Lewis application was available. Of the 19, 10, including
Chapman and Danny Lewis, are identified as veterans.]
Concerned for the other members who applied, I asked
to see the director. After being told he was not in, I was re-
ferred to, I assume, the Assistant Director who was an
older woman. She assured me that those small white cards
[the 511s] were sufficient for consideration for employ-
ment by ZURN Nepco.
Malone’s reply letter of September 20 (the copy in evidence,
GCX 43, is addressed to Juncal) reads:
This is to acknowledge receipt of your letter of August 25,
1993. Your letter contains many inaccuracies. Needless to
say, as you know, we accept employment applications solely
through Job Service. Therefore I am returning the applications
you sent.
As we see shortly, Bragan had enclosed, in the Union’s letter,
copies of 511s and some “generic” applications submitted
through August 24. Later I describe Yvonne Jordan’s testimony
concerning Bragan’s assertions about meeting with her.
(b) August 23, 1993
On August 20, FJS Veterans Representative Anderson (and
possibly Joseph Murray, 4:981) telephoned Juncal three times,
leaving messages for him and Bragan to come apply for an
open Zurn job order for boilermaker journeymen. After return-
ing to Tampa and playing his messages, Juncal notified Bragan
and then, on Monday, August 23, called Anderson who con-
firmed the openings. Juncal arrived at FJS around 10:30 a.m.
accompanied by boilermaker and welder Emory L. Newsome.
Newsome is one of those who filed 511s on August 17. Juncal
took Newsome because he did not know whether Bragan would
arrive in time that day to apply. (2:214–217; 3:570.)
At FJS, Juncal and Newsome met with Anderson who told
them there were open job orders for boilermaker journeyman
and pipefitter journeyman positions. Following FJS’ procedure,
Anderson gave each two Zurn application forms, one for each
open position. Each completed two applications. On his appli-
cation Juncal identified his union employer and described his
job duties as “Union Organizer.” Newsome’s application (GCX
31) shows, in bold print on the first page, in the title block for
Education/Skills, “Vol. Union Organizer.” Juncal asked Ander-
son what he was going to do with the applications. Anderson
said he would put them in the box. He did so and said that Zurn
would receive them. (2:220–221.) In fact, B.J. Malone testified,
Malone received the four applications (RXs 55–58) from FJS
with FJS form 516, “Applicant Referral Form,” attached at the
top (as the covering page on the copies in evidence). (17:3812,
3814.)
The papers for Juncal reflect that he was being referred for
pipefitter journeyman (RX 55) and boilermaker journeyman
(RX 58), and that Newsome was being referred for pipefitter
journeyman (RX 56) and boilermaker journeyman (RX 57).
The date on each 516 referral card is August 23, 1993. [I use
the documents which Malone received from FJS, in evidence as
RXs 55 and 58 (Juncal) and RXs 56 and 57 (Newsome), rather
than those in evidence as GCXs. For one reason, FJS may have
added, to Juncal’s applications, the skill job for which he was
applying. 18:4207–4208.]
Recall from an earlier summary that boilermaker Jerry
Freeman met that same August 23 with Veterans Representa-
tive Joseph Murray. (Earlier I dismissed an 8(a)(1) allegation
against Murray concerning the Freeman interview.) On August
23 FJS also referred Freeman’s application with the 516 referral
card attached. (RX 59; referred for boilermaker journeyman.).
Later that day Juncal picked up Bragan at the Tampa airport
and drove him to FJS where they arrived about 4:30 p.m.
(2:221–222; 3:571, 640.) Anderson said the jobs were now on
hold because Malone was there behind closed doors reviewing
applications. Bragan nevertheless persisted, and Anderson gave
him an application. As Bragan was filling out the application,
Malone emerged. Recognizing Malone from the Philadelphia
trial regarding the Pedericktown, New Jersey job [316 NLRB
811 (1995)], Bragan greeted Malone and asked him to wait
until he had completed his application because Bragan wanted
to work for him. Malone said he was too busy to wait (it was
his first day on the Auburndale job and he had come to meet the
FJS personnel), but to leave the application and Malone would
get it later.
On August 23, FJS referred the applications not only of Jun-
cal and Newsome, as I have described, but also of Jerry Free-
man (RX 59) and James Bragan (RX 60, referred for boiler-
maker journeyman). On his application, Bragan identifies him-
ZURN/N.E.P.C.O.
501
self as employed by the Union as an “Intl Rep./Organizer” with
the duties of a union organizer. (RX 60 at 3.)
(c) Malone’s credibility attacked
For some reason, the Union (Br. at 16) argues that Malone
“denied knowing who Bragan was on August 23, 1993, when
he met him at the FJS office. (17:3914–3916, Malone.) How-
ever, Malone conceded he remembered who Bragan was later
that day. (17:3914–3916, Malone).” In fact, from the start of
this point, Malone testified that, although he could not recall
who Bragan was [that is, his name and job], “I knew the face.”
(17:3909.) “I recognized his face, but I could not remember his
name.” (17:3918.) After trying to recall Bragan’s identity, and
saying to himself, “I know that man from somewhere,” Malone
recalled Bragan’s name later that day. (17:3909–3910, 3918.)
The Pedricktown trial occurred in 1992 (316 NLRB 811 at
813), over 3 years earlier. Since that time Malone, as a person-
nel supervisor for Zurn, has seen hundreds of applicants, per-
haps a few thousand. For most persons, it is not at all unusual to
recognize a face not seen for 3 years, but to be unable immedi-
ately to place the person or recall his or her name. Any high-
lighting of that temporary inability would simply be an ineffec-
tive argument. The Union goes further, however, and asserts
that Malone “denied knowing” Bragan, and that Malone only
later “conceded” remembering Bragan later that day. Such an
argument is very inappropriate. Moreover, this technique of
arguing is prefigured in the Union’s opening statement. The
Union there characterizes Malone as the “infamous B.J.
Malone, the violator of the National Labor Relations Act.”
(1:48.) Given that all allegations in Zurn Nepco 2 [the Peder-
icktown case] against Zurn and Malone were dismissed, save
the single technical 8(a)(2) violation, and Malone is not men-
tioned in Judge Snyder’s decision, Zurn Nepco 1, it seems
grossly unfair to imply during the opening statement here that
elsewhere [Pedericktown] Malone had been found guilty of acts
involving, it would seem, antiunion animus and illegal motiva-
tion or, at the very least, several unlawful threats.
Respecting Malone’s credibility, the General Counsel argues
(Br. at 23) that Malone was a “fast talking, whining witness
who was quick to anger.” As a witness before me, Malone at
times rambled and mumbled, and on two or three occasions
became upset. Given that this is yet another trial in which
Malone has had to defend his actions, that he would become
upset on occasion is understandable. Very few enjoy the unen-
viable position of being in the witness chair for several hours
and enduring questions concerning their actions. I did not see
Malone in the light portrayed by the General Counsel. Instead,
Malone appeared to me to be a sincere witness, and I generally
credit him even though on one or two points I may accept the
version of another witness where Malone was less persuasive.
(d) August 24, 1993
Complaint paragraph 13(c) alleges that, about August 24,
Zurn applied its policies to refuse to hire union members and
organizers. Specifically, that includes the 19 named in para-
graph 11(a). I have dismissed Frank Chapman as to the August
17 allegation, and as he never completed a Zurn application or
was referred by FJS, I likewise dismiss the complaint as to him
respecting August 24. As I describe in a moment, Danny
Lewis—erroneously named among those for August 17—is
reported as submitting a 511R card on August 24.
On Tuesday, August 24, Juncal, Bragan, and eight members
of the Union returned to the Lakeland office of FJS. The pur-
pose of the visit, Juncal testified (2:226–227) was to try to get
the veterans registered on the computer and also to get regis-
tered the other ones for they had submitted only 511R cards.
Bragan and Juncal were concerned that only those registered on
the computer would be called. Danny Lewis was one of the
eight. Although a couple of the witnesses also name Jerry
Freeman as one of those present on August 24, Freeman testi-
fied that he did not return after August 23 because he was
working. (10:2140.) I therefore do not count Freeman as among
those present on August 24, 1993. The other seven (David
Kennedy, Lee C. Howlett, James Lewis, Billy Milligan, Rich-
ard R. Raulerson, Luther A. Smith, and David Yates) had been
there on August 17. Of the eight, four were military veterans:
Danny Lewis, James Lewis, Richard Raulerson, and Luther
Smith. Each of these four was interviewed by a veterans repre-
sentative. When Luther Smith asked Veterans Representative
Anderson about openings at Zurn, Anderson checked the com-
puter and told Smith that the only open job order was for a
laborer, that the job order for pipefitters was filled, and that the
order for boilermakers was on hold. (6:1254, 1276, 1280.)
Juncal testified that, during this August 24 visit, FJS Super-
visor Jordan told him that the 511R cards were good not only
for Zurn’s Auburndale job, but also for the upcoming Bartow
job, and that Director Flynn, who was standing there, “reaf-
firmed” Jordan’s statement. (2:226, 231–232; 3:615–616, 621–
622.) Juncal’s notes for the day (GCX 36) confirms as to “a
lady” (Jordan, presumably), but are silent as to any statement
by Flynn on the topic. Bragan confirms as to Flynn, rendering it
that Flynn “assured us” that the cards were sufficient for him by
Zurn and “he also added” that the cards would be utilized for
the Bartow job as well. (3:645.) Bragan does not list Jordan as
being present or saying anything. Flynn did not testify.
Bragan testified that, at some point on August 24, he tele-
phoned Zurn’s Auburndale jobsite and spoke to Malone. He
told Malone that his application was in the box [at FJS] and that
he expected to be called to be hired. Malone said he had just
transferred in, that he was very busy, that he was not sure what
skills were needed or when, and that he would contact Bragan.
Malone never did. (3:646–647.) Malone did not address this
during his own testimony. I credit Bragan’s account of his Au-
gust 24 telephone conversation with Malone.
On August 25 Juncal telephoned the Auburndale jobsite and
spoke with Malone. After Juncal inquired whether Zurn was
hiring, Malone said he had just transferred from Umatilla and
that he did not know. Juncal then identified himself, said he
was a welder and a boilermaker, that he wanted to go to work,
that he had been to FJS, and that he had been referred to the
Auburndale job. Malone then said he did not see how Juncal
had been referred because the boilermaker position had been
filled. Juncal responded that he thought the position was merely
on hold. Malone mumbled something and said that he would be
needing people at Bartow. Juncal said he would be checking
with Malone. (2:275–277.) Malone does not address this con-
versation. I credit Juncal.
Juncal then called Veterans Representative Anderson at FJS
and asked about the status of job calls from Zurn, confirming
what Luther Smith had told him the day before, that the fitter’s
job was filled and the boilermaker’s job was on hold. (2:282–
283.)
Earlier I referred to some correspondence between the Union
(Bragan, Juncal, and Edgar Lariscy, the Local’s business man-
ager) and Zurn’s B.J. Malone. The Union’s August 25 letter
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
502
(GCX 39) named the 19 boilermaker applicants of August 16,
17, and 24, enclosed copies of their 511s (stating that no copy
was available for Danny Lewis), identified the veterans, and
closed by stating (GCX 39 at 3):
Today, Wednesday, August 25, 1993, you informed Cam
Juncal over the phone that the Boilermaker position was filled
and you weren’t hiring. The job service states the Boilermaker
is on hold and the Pipefitter was filled.
As earlier noted, Malone’s September 20 response (GCX 43)
is short. In it, Malone asserts that the Union’s letter has many
inaccuracies, reminds the Union that Zurn accepts employment
applications “solely through Job Service,” and returns the pa-
pers. (GCX 43.) Also as mentioned earlier, the record reflects
that, on August 23, FJS took Zurn applications from 4 of 19
Boilermakers—Bragan, Juncal, Freeman, and Newsome. None
of the other 15 ever completed a Zurn application, and none of
the 15 ever was referred by FJS.
(2) Conclusions
When Zurn’s 30-day active application rule, the August 23
applications of these four were active through September 22,
1993. (As Malone testified, 17:3823, the actual hiring need not
have occurred during the 30 days. It is enough that processing
of the application have begun during the 30 days.) The record
shows that, during these 30 days, Zurn hired only one boiler-
maker journeyman—Robert Gould, brass 298 on the Auburn-
dale log (RX 12 at 23). As the log and the Personnel Payroll
Action Document (RX 83 at 3) show, and as Malone testified
(17:3853, 3935), Gould was a priority class hire, or rehire, hav-
ing previously worked on other Zurn jobs. Although Jeremy
Styles, brass 299, was hired on September 16 as a boilermaker
helper 3 at $6 per hour (RX 12 at 23), Malone testified that he
did not consider any of the four (Bragan, Juncal, Freeman,
Newsome) for a helper 3 job because they were journeymen
applicants. (17:3814.) Indeed, as already noted, FJS referred
them for journeyman positions. As Zurn’s management wit-
nesses credibly testified, Zurn has a policy of not hiring an
applicant at more than one level below his referral level. The
reason is clear: an experienced journeyman, for example, will
be unhappy at such lower levels (pay and job assignments) and
will leave for another employer at the first opportunity to obtain
journeyman’s pay. The policy allows for hiring at the next
lower level (helper 1 in the case of a journeyman referral), but
frequently that is with the hope, even understanding, that a
journeyman position will be available soon. (8:1735; 17:3814,
Malone; 14:3170–3173, 3238, Mace; 15:3284–3285, 3430,
3518, Brigham; 16:3737–3738, Neal.)
During this 30-day period, Zurn also hired three journeymen
pipefitters (RX 12 at 23)—William Vallotton, brass 290, on
August 23; Paul Hurni, brass 297, on September 8; and Jeffery
Price, brass 300, on September 17. As the three hired were
prior Zurn employees (RXs 76, 73, 74), each was accorded
Zurn’s priority hire classification. (17:3832–3834, 3840–3845,
3871, 3928.)
With one exception, Malone hired no one at Auburndale who
had not first registered at FJS. (17:3873.) The exception,
Malone acknowledges (17:3861, 3870, 3981–3982, 3984,
3997–3998), resulted from his misunderstanding of Zurn’s
hiring policy. Malone had understood that, as in the case of this
exception (Herschel Owen, brass 248, hired July 6, 1993, fired
August 26, rehired as a millwright journeyman November 1,
1993; RX 12 at 21, 24), a new application and registration at
FJS was not necessary when the applicant was a rehire from the
same project. Later, Malone’s misunderstanding of Zurn’s pol-
icy was corrected.
Moreover, Malone persuasively testified that, of the 19 al-
leged discriminatees, he received 516s (referral cards) and Zurn
applications from FJS for only the 4, Bragan, Juncal, Freeman,
and Newsome. (17:3819–3820, 3971–3972.) Malone knows
this particularly as to the 19 (actually, the 15 not referred are
the relevant focus here) because, although he normally dis-
carded applications at Auburndale after 30 days and did not
keep 516s, he kept them for this group. He retained the papers
because, after the Union’s letter of August 25, enclosing the
511s, he anticipated court trouble. (17:3900–3901.) Although at
one point Malone said he could not answer whether the papers
he discarded could have included those of the 15 (17:3976–
3977), he elsewhere, as I have cited (plus 17:3993), makes clear
that he retained all papers for those named in the Union’s letter
of August 25, they being the 19 named in the original charge
(GCX 1a). All this is a tangent anyhow, for there is no evidence
that any of the 15 completed a Zurn application and was re-
ferred by FJS. In fact, the evidence is to the contrary. Malone
did not consider the 511s because he returned them with the
reminder that Zurn accepts only Zurn applications, and even
they have to be screened and referred by FJS.
Not one of the witnesses from FJS testified that he or she
brought up the subject of a union with any applicant. Each of
the FJS witnesses credibly testified that he or she does not dis-
cuss unions with applicants even when an applicant mentions
that he is a union member (4:808, Jaisarie; 4:906, M. Lewis); or
seeks to determine whether an applicant is a union member or
supporter (4:899, M. Lewis; 18:4042, 4044, Jordan; 18:4189,
Franceschi); or that anyone from FJS, and specifically the per-
sonnel supervisors, ever told him or her that Zurn did not want
union members referred (4:809, Jaisarie; 4:905, M. Lewis;
18:4125–4128, Jordan; 18:4186–4189, Franceschi); or that an
applicant’s membership in a union plays a role in referring the
applicant to Zurn (4:975, Murray; 18:4048, Jordan; 18:4189,
Franceschi); or that anyone from Zurn ever said he was putting
on hold or canceling a job order because applications were by
union members (18:4185, Franceschi).
Similarly, Mace credibly testified that he never discussed the
union status of job applicants, or any preference by Zurn re-
specting that status, with any FJS representative, and that no
one from FJS had ever informed him that there were union
members attempting to register for work. (14:3133–3134.) As
already mentioned, Malone credibly testified that the notice of
“union organizer” or “voluntary union organizer” on the appli-
cations of the four (Bragan, Juncal, Freeman, and Newsome)
played no part in the hiring process. (17:3818.)
Finally, instead of discriminating against union members,
Zurn hires them. The record reflects that Zurn hired several
known union members at Auburndale, with some even being
afforded a priority hiring status. For example, Howard Haas,
brass 128, was hired at Auburndale as a journeyman electrician
on March 8, 1993. (RX 12 at 9.) On the letterhead stationery of
International Brotherhood of Electrical Workers Local 915
(IBEW), dated December 15, 1993, Haas advised Zurn (RX 90;
a signed form letter):
I, Howard Haas, do hereby wish to inform you of my inten-
tions to engage in concerted activities as outlined in Section 7
of the National Labor Relations Act, for the purpose of
organizing the electrical workers within your company.
ZURN/N.E.P.C.O.
503
Malone received the notice a day or two later (17:3939), but
before (17:3992) Patrick Berry was hired. Malone sent a copy
to Manager of Personnel Neal at Zurn’s headquarters, and Neal
filed the copy in Haas’ personnel file. (16:3727, 3761, 3771.)
Patrick Berry applied on December 16. On his application,
Berry states, for prior employment, that he has worked the past
20 years out of the union hall at IBEW Local 915. (RX 92 at 2.)
On the face of his application, Berry states that he was referred
by Howard Haas. Malone was aware of Haas’ status as an or-
ganizer. (17:3877.) Berry and Malone both signed the person-
nel payroll document (RX 92 at 4) reflecting his hire date of
December 21. (RX 12 at 25, brass 382.) Malone credibly testi-
fied that Berry’s 20 years’ referral through Local 915 made no
difference in the hiring decision. (17:3876, 3987.) The next
day, as might have been expected, Berry submitted his own
written notice of intent to organize. (RX 92 at 5.)
Later, on December 14, 1994 (RX 13 at 17; 16:3736, Neal),
Zurn hired Haas on the Bartow project, where he was afforded
a priority classification by his being a prior Zurn employee.
(16:3736.) Respecting the union activism matter, Manager of
Personnel Neal testified (16:3737):
Q. When the hiring decision at Bartow regarding Mr.
Haas was made, did you have any knowledge concerning
Mr. Haas’ union or nonunion status?
A. Yes; I was familiar with it.
Q. Okay. What knowledge did you have?
A. I’d seen the—he was one of the individuals that had
worked at Lakeland or the Auburndale project, that had
indicated his right to actively participate in union activi-
ties.
Q. And how did—how had he indicated that right?
A. Through that letter you have there.
Q. Are you referring to Respondent’s Exhibit 90?
A. Yes, sir.
Malone credibly testified that the reference to union organ-
izer, or voluntary union organizer, on the applications of the
four (Bragan, Juncal, Freeman, and Newsome) played no part
in considering their job applications. (17:3818.) I find that there
is no prima facie case that any of the 19 named individuals
were discriminated against on August 16, 17, or 24, 1993, as
alleged, or even through September 22, 1993. Malone testified
that all those hired, in the positions for which the four were
referred by FJS, were given hiring preference under Zurn’s
priority hiring classifications set forth in Zurn’s policy 303.
(7:1634–1637, 1670; 17:3813–3814.) I now shall dismiss com-
plaint paragraphs 11(a) and 13(c) as to all 19 named employees,
whose names I listed earlier in this decision, for the dates of
August 16, 17, and 24, 1993.
d. October 5 and 8, 1993
(1) Facts
Although complaint paragraph 11 (refused to consider for
hire) alleges no further dates in 1993, paragraph 13(c) (Zurn
applied policies so as to avoid hiring) alleges “various other
dates since April 8, 1993.”
The evidence advances now to October 1993. Juncal re-
turned to FJS on October 5. On checking the computer, he dis-
covered a pipefitter opening. Obtaining an interview with Vet-
erans Representative Bill Anderson, Juncal was told the open-
ing was at Zurn but that, because his earlier application was
over 30 days old, he had to complete a new (Zurn) application.
Juncal did so and observed Anderson prepare a referral card for
him. Juncal’s October 5 application and the 516 referral card
are in evidence (RX 61). Under employment history on his
application, Juncal identifies his job title for the Union as “Un-
ion Organizer,” and describes his job duties as being to “Organ-
ize the unorganized.”9 Malone received Juncal’s application
(several jobs applied for, beginning with pipefitter) and the 516
referral from FJS for the position of journeyman pipefitter.
(17:3812, 3817–3818, Malone; RX 61.)
Under Zurn’s 30-day policy, Juncal’s October 5 application
was active through November 4. During those 30 days, Zurn
hired four journeymen pipefitters (RX 12 at 23–24; 17:3823–
3826, 3829–3831, Malone): Charles Eckhardt, brass 320, hired
October 7 (RX 67 at 3); Ronald Geer, brass 338, hired October
25 (RX 70 at 3); Mike Barnes, brass 341, hired October 26 (RX
69 at 3); and Darrell Ereman, brass 345, hired November 4 (RX
68 at 3). Except for Eckhardt, all were name calls as well as
former Zurn employees. Although he was a former Zurn em-
ployee, Eckhardt was not a name call. Actually, the job order
Juncal was referred under is the same as the one for which
Eckhardt was hired. (GCX 138b at 49.) Although the same FJS
computer generated list shows that Juncal also was hired (GCX
138b at 49), that is in error, for the parties stipulated (4:1001)
that Juncal was never hired by Zurn. For reasons I discuss later,
I give weight to GCX 138b only to the extent the data is consis-
tent with Zurn documents, such as the brass logs.
Juncal testified that, while he was at FJS on October 5 he had
a conversation with Supervisor Jordan. The first topic discussed
was the September 1 notice (GCX 45) that, after September 30,
1993, 511 cards would no longer be used. According to Juncal,
Jordan explained that FJS and B.J. Malone had conferred and
devised the change in policy because of the mixup in the appli-
cations. During the conversation, Juncal voiced his concern that
FJS had not called him when Zurn submitted job orders. Juncal
expressed a concern that the reason he was not being called was
discrimination against him because of his union position. Ac-
cording to Juncal, Jordan replied that Florida is a right-to-work
State, that Zurn hires whom it wants to hire, that FJS does not
discriminate on the basis of age, color, creed, religion, or sex,
but that “nowhere does it say anything about unions.” Never-
theless, Jordan said that Zurn would receive Juncal’s applica-
tion that evening. Juncal observed Anderson place his applica-
tion, with a referral slip, in the Zurn box. (2:324–331.)
FJS Supervisor Jordan credibly denies telling anyone that
FJS and Malone conferred and devised the change in policy
respecting 511. Recall that the 511s were discontinued as to
Zurn, as reflected in the notice (GCX 45) posted September 1,
1993. As Jordan persuasively explains (18:4068–4069), it was
FJS Director Dennis Flynn who devised the September 1 no-
tice. Malone also denies (and credibly so) having any input
other than being called by, as he recalls, Jordan who asked
whether he had any objection to posting of the notice (GCX
45). Malone said no. (17:3808–3809.)
9 In the 80 years since his execution, Joe Hill has become a legend.
Earl Robinson’s 1938 ballad “Joe Hill,” setting to music a 1925 poem
by Alfred Hayes, “became one of the major factors in the perpetuation
of Hill’s story.” G.M. Smith, Joe Hill at 194. But the song, by itself,
would not have helped create the legend of Joe Hill had it not been for
the stunningly powerful rendition by Paul Robeson. Smith-
sonian/Folkways, SF 40026, Insert, item 5, to tape, Don’t Mourn—
Organize!
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
504
Respecting Juncal’s claim that Jordan referred to Florida as a
right-to-work State and that, although FJS does not discriminate
as to age, color, creed, religion, or sex, “it” [FJS’ policy, appar-
ently] says nothing about unions, Jordan crisply denies.
(18:4124–4125.) Indeed, Jordan identified several pages from
FJS’ “Program Guide for Job Service Employer Services.” (RX
112.) Jordan testified persuasively (18:4137, 4140) that the
following provision has been in effect during all her tenure and
that she always follows this policy (RX 112 at 2):
F. Orders in Violation of Law
2. Florida’s Right to Work law and the National Labor
Relation Act make it illegal for an employer covered by
either law to specify that applicants must be either a mem-
ber or non-member of a labor organization (union) in order
to be hired. An order specifying such a restriction cannot
be accepted unless the employer is persuaded to retract the
illegal specification.
Thus, not only did Jordan testify credibly, but she demon-
strated that, contrary to what Juncal quotes Jordan as stating,
for several years “it” [FJS’ policy] has very clearly said some-
thing about discrimination against union members. And as we
have seen, Juncal’s October 5, 1993 application (RX 61) was
referred by form 516 to Malone.
In crediting Jordan over Juncal, I have not overlooked Jun-
cal’s notes (GCX 48). Made that evening (2:341), Juncal’s
notes support his testimonial version. I find, however, that Jun-
cal’s recollection, and that portion of his notes, attributing to
Jordan that FJS’ policy says nothing about unions, is an over-
zealous gloss on a response by Jordan that FJS does not dis-
criminate in its referrals. Although it is possible that Jordan
added that Florida is a right-to-work State and that FJS cannot
tell Zurn whom to hire, I credit Jordan’s strong denial. More-
over, the accuracy of Jordan’s version is substantiated by Jun-
cal’s admission that Jordan said she would see that his applica-
tion was forwarded to Zurn. As we know, it was and Malone
received it.
On October 8, 1993, Juncal and Bragan returned to FJS for
the purpose of updating Bragan’s application (RX 60, August
23, for boilermaker or pipefitter) since it was older than 30
days. (2:345; 3:562, 651.) It was late, about 4:30 in the after-
noon. (GCX 50 at 1.) Bragan, accompanied by Juncal, met with
Veterans Representative Anderson. Bragan’s request was de-
nied by Anderson on the basis there were no open job orders
for those positions. The only openings, Anderson told Bragan,
were for painters and painters helpers. Bragan said no, that he
wanted a pipe welder’s position.
Saying that he did not think that the union people were get-
ting a fair shake, Bragan then showed Anderson the MESC
memo (GCX 49) of February 19, 1993, regarding in part the
charges filed in the Cadillac case, and began telling Anderson
that Anderson would have to tell the truth when he took the
witness stand. Responding that he simply does his job, Ander-
son summoned Supervisor Jordan, apparently serving that af-
ternoon as, in effect, the acting director. (2:347–348; 3:652–
653; 18:4070; GCX 50.)
Bragan then showed Jordan the MESC memo. Jordan said
she was not interested in the Michigan case, but only in Florida.
Bragan complained that he was not getting referred to Zurn and
that charges had been filed against Zurn. [The original charge
in this case, GCX 1a, was filed that very day and date stamped
at 10:19 a.m.] Jordan, as she credibly testified, pulled up Bra-
gan’s data on the computer and said he had been referred. [RX
60, referral to Zurn, dated August 23, for journeyman boiler-
maker.] Bragan said that if FJS continued to screen out union
people that he would see Jordan in court. Jordan explained that
FJS does not discriminate against anyone. (18:4070–4071.)
Later, Jordan reported Bragan’s complaint to Director Flynn,
but she does not know whether Flynn conducted any investiga-
tion. (18:4168–4169.)
As already noted, after Charles Eckhardt was hired on Octo-
ber 7 (on the same job order under which Juncal, on October 5,
was the last referral), Zurn hired three journeymen pipefitters
through November 4: Ronald Geer on October 25, Mike Barnes
on October 26, and Darrell Ereman on November 4. All three
were both name calls and former employees. Under Zurn’s
priority hiring policy, those three applicants enjoyed a prefer-
ence over Bragan, who was neither a name call nor a former
Zurn employee.
Geer and Barnes were referred under job order FL0925583
dated October 18 (GCX 138b at 56), and Ereman was referred
under job order FL0932283 dated November 1 (GCX 138b at
60.) Also, Dencil Truman was referred under job order
FL0927085, dated October 15, for pipefitter welder. (GCX
138b at 59.) Truman was hired October 19 as a journeyman
pipe welder with a priority preference as a name call and for-
mer Zurn employee. (RX 12 at 24, brass 333; RX 81; 17:3848–
3849, 3851, 3871, Malone.) Also during this timeframe, includ-
ing the 30 days from Bragan’s October 8 visit to FJS (a 30-day
period when Bragan did not have an active application pending
as required by Zurn), Joey Neeb, brass 232, was hired October
27 as a journeyman pipe welder. Neeb was a priority class hire,
being a name call and a former Zurn employee. (RX 12 at 24;
RX 80; 17:3847–3851, 3869–3870, Malone.) He was referred
under the same job order that Ronald Geer and Mike Barnes
were referred.
Two other priority preference hires referred under the
Geer/Barnes/Neeb pipefitter welder job order (dated October
18) were Brian Ledin, brass 343 (name call but not a former
employee, 7:1648; 17:3854), and Darron Burrill, brass 344
(name call and a former Zurn employee, 7:1661; 17:3852), with
the FJS computer printout showing that they were hired. (GCX
138b at 56.) As his brass number indicates, Neeb previously
had worked on the Auburndale project. (GCX 79; RX 12 at 21;
7:1621.) Ledin and Burrill were hired as boilermakers (Ledin
on November 2, 1993 (RX 84 at 4; 17:3853, 3856) and Burrill
the same date (RX 82 at 3: 17;3851, 3855). Of course, Bragan
did not apply on October 18, the date of job order FL0925583,
or at any time that job order was open. Because he did not, he
had no application on file.
(2) Conclusions
Juncal’s October 5 application (RX 61) remained active at
Zurn through Thursday, November 4, 1993. However, during
that time Juncal apparently did not call either FJS or Malone or
visit FJS to check the computer. Juncal therefore did not learn
of the October 18 job call. Zurn had no obligation to call Juncal
to inform him of the job opening order. The record does not
show whether FJS attempted to call Juncal respecting the Octo-
ber 18 job call. Recall that Veterans Representative Anderson
called Juncal on August 20 and left messages to contact FJS.
As the evidence fails to establish, even prima facie, that Zurn
discriminated against either Bragan or Juncal, or against any of
the named discriminatees, on October 5 or 8, or at any time
through November 4, 1993, I shall dismiss complaint paragraph
ZURN/N.E.P.C.O.
505
13(c) respecting the period of October 5 through November 4,
1993.
The next contact either Juncal or Bragan had with Zurn was
not until a year later, October 1994. In the meantime, February
1994 visits to FJS by the Carpenters and the Ironworkers re-
sulted in the inclusion of more names in the complaint, and I
turn now to address February 1994 and the Bartow and Mul-
berry projects.
3. Bartow10
a. Introduction
As I described earlier when summarizing the allegations, in
addition to the 19 names the complaint alleges (from the Boil-
ermakers’ charge, GCX 1a) to have been discriminated against
on August 16–17, 1993 [Auburndale], complaint paragraph
11(a) also names 18 more employees as having been discrimi-
nated against (refused to consider for hire), 17 suffering the
alleged discrimination on February 18, 1994, and 1 (Dan
Beardsley) receiving that treatment on April 11.
Of the 17 named for February 18, 14 are carpenters and
named in the July 15, 1994 charge (GCX 1p) filed by Carpen-
ters Local 140 in Case 12–CA–16381, and 3 are ironworkers
(Grady Brown, Morris Dennison, and Sam Sullivan) and named
in the July 15 charge (GCX 1r) filed by Iron Workers Local
397 in Case 12–CA–16382. Complaint 12(a) alleges that Zurn
unlawfully refused to hire Sullivan on February 18. Beardsley,
an ironworker, is the sole alleged discriminatee in the October
11 charge (GCX 1y) filed in Case 12–CA–16656 by the Boil-
ermakers International Union. Finally, complaint paragraph
12(b) alleges that Zurn unlawfully refused to hire Lawrence
Roberts on May 24. Roberts filed his own charge on July 27,
1994, in Case 12–CA–16418. (GCX 1t.)
To summarize, the alleged Bartow discriminatees are as fol-
lows, with the ironworkers listed as the last three for February
18. And recall that the names of Larry Jones and Grady Brown
are italicized and marked with asterisks because they are sala-
ried officials of their unions:
February 18, 1994
Damon Allen
Ronald Ballentine
Grady “Larry” Brown* (i/w)
Teddy Casey
Morris Dennison (i/w)
Dennis Franks
Sean Gaffney
James Gardner
Bobby Givens
Robert Hall
Dale Hunt
Carl Jones
Larry Jones*
Charles McCaul
John Palmer
Gary Smithers
Sam Sullivan (i/w)
April 11, 1994
Dan Beardsley
May 24, 1994
Lawrence Roberts
b. February 18, 1994
(1) Carpenters
(a) Facts
Early efforts by the Carpenters (who did not identify them-
selves as union members) to seek employment at the Bartow
10 Unless otherwise stated, all dates for Bartow are 1994.
jobsite met with instructions by the guard to apply at FJS. In-
deed, a photo in evidence shows a rather large sign posted on
the fence by the gate reading (GCX 91):
ZURN NEPCO
NOTICE
ALL EMPLOYMENT
APPLICATIONS MUST
BE PROCESSED BY
LAKELAND JOB SERVICES
309 N. INGRAM
LAKELAND, FL 33802
On Friday, February 18, Business Manager James Larry
Jones of Carpenters Local 140 met 13 members of Local 140 at
FJS. These are the 14 carpenters named above. (10:2152–
2153.) Jones gave each a rather large “I’M PROUD TO BE
UNION” button (GCX 64) to wear and advised each to write on
his application that he was a volunteer union organizer.
(10:2154, 2169.) When they entered the FJS office, Jones
(Business Manager Jones, not Carl Jones) served as spokesper-
son for the group. (10:2154, 2179.) Jones told the female recep-
tionist that they wanted to fill out Zurn applications for carpen-
ter jobs. (10:2154, 2179.) The receptionist informed Jones that
there was no job order for carpenters [journeymen], but that
there was a Zurn order for carpenter helpers. (10:2155.)
Of the group of 14, only one, Damon Allen, was an appren-
tice; the others were journeymen, with most employed on other
jobs. (10;2155, 2178.) Jones told her that Allen would complete
an application for a helper’s position. Allen did so. (8:1907–
1909; 10:2155, 2179; GCX 87.) Although he has been a jour-
neyman carpenter for many years, Ronald Ballentine also com-
pleted a Zurn application for a helper’s position that was open
at $12 per hour at Zurn. (9:2038–2040, 2058; 10:2155, 2180;
GCXs 88, 89.)
Jones then had a conversation with Supervisor Yvonne Jor-
dan in which he asked why they (the journeymen) were being
denied applications. Jordan explained that the procedure re-
quired that FJS have a job order from an employer before post-
ing it (on the computer, apparently) and that FJS would not take
Zurn applications without the job call. (10:2157, 2182.) Jordan
explained that veterans could fill out FJS applications, but not
Zurn applications, and that veterans received priority treatment.
[The priority treatment is at FJS. Zurn’s hiring procedure does
not have a priority hiring category for veterans (14:3264,
Mace), although there is an emphasis at Zurn on hiring veter-
ans. 8:1786, Brigham.] Jones and four other veterans (Barry
Gardner, John Palmer, Gary Smithers, and one other whom
Jones could not recall) filled out the generic applications and a
veterans representative registered them on the computer.
(10:2157–2160, 2182.) That was the last contact Jones or any
of the other carpenters had with FJS regarding a job with Zurn.
Tom Brigham served as Zurn’s personnel supervisor at the
Bartow project from January 23 to April 11, 1994. (8:1780;
15:3274.) Brigham was followed by Walter Neal (15:3300)
who began on April 11 and was still serving as of the trial.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
506
(6:1324; 16:3724.)11 Neal’s presence was interrupted by a 2-
month medical leave from late August to late October 1994.
During that medical leave, Malone substituted for Neal for
some 4 to 5 weeks, and he apparently was followed by the
timekeeper, Ann Bruner. (7:1574–1575; 16:3747, 3766;
17:3905–3906.) A credible witness, Brigham explains that
competition was heavy for the Bartow jobs because the appli-
cant pool of former Zurn employees was large, and included
many coming off Zurn’s Auburndale and other Florida jobs.
(15:3282, 3308, 3429, 3451.) Walter Neal, a persuasive witness
for Zurn, confirms that there was an overabundance of former
Zurn employees seeking work on the Bartow project and that
there were not enough positions to hire all the former Zurn
employee-applicants. (6:1369, 1375.)
On his application (GCX 87), Damon Allen wrote that he
was applying for a position as carpenter’s helper 1. The 516
referral card shows that Allen was referred by FJS for the
helper position. (GCX 87; 8:1913.) Brigham testified that he
received the papers (15:3358), and that Allen was considered
for a helper 1 and 2 position. He was not considered for a
helper 3 position because of Zurn’s policy of dropping no more
than one level below the applicant’s skill level. Allen was not
hired, Brigham testified, because hiring commitments had been
made. (15:3358–3359, 3485.) Thus, as Brigham testified
(15:3361):
Q. Do you know why applicant Allen was not hired for
a Carpenter Helper 1 or Carpenter Helper 2 job at the Bar-
tow jobsite?
A. As I stated before [15:3308], the competition for
those positions at Bartow was intense. He didn’t have any
priority. And the people that I did hire in those positions
did have (come under one of our priorities, in our priority
hiring policy). And I didn’t have any slots for the man.
On his application, Allen wrote that he had been referred by
the union’s business agent, and that he was a “Volunteer Union
Organizer.” (GCX 87.) Brigham credibly testified that those
entries played no part whatsoever in the decision process.
(15:3366.)
Similarly, Ronald Ballentine was referred (GCX 88), but,
Brigham testified, Ballentine was not considered because he did
not complete the employment history section of the application
other than his last employer, Milton J. Wood Company, at “Jax,
Fla.” where he was a carpenter from “Jan” to “1994.” (GCX
88.) Ballentine also submitted to FJS a sheet bearing photocop-
ies of eight documents (GCX 89), including his driver’s license,
his social security card, a receipt for payment of union dues,
plus certificates for completion of various programs on health
(passed a drug test), safety, and asbestos abatement. Ballentine
testified that his service at Milton J. Wood was for 1 week in
January 1994. (9:2065–2066.) He also testified that he did not
take time to complete the previous employment section because
he thought Zurn would call the union hall to obtain his experi-
ence record. (9:2049, 2067.) In addition to the copy of his un-
ion dues receipt from Carpenters Local 140, Ballentine wrote
on the face of the application that he had been referred by the
“union” and that he was a “Vol. Union Organizer.”
11 Neal’s hand entries begin at brass 150 on the Bartow brass log
(RX 13 at 6) because in late March he spent a couple of weeks house
hunting in the Bartow area. (16:3731). That no doubt explains why the
FJS printout of job-order history shows the change in contact person
from Brigham to Neal about that time. (GCX 138b at 123–126.)
Brigham received Ballentine’s application (GCX 88), but not
the extra sheet (GCX 89) containing photos of the various
documents. Brigham did not consider Ballentine because he
was an “unknown quantity” as he had not completed his appli-
cation. (15:3362–3363.) Even if he had received the page of
photocopies, Brigham testified, the documents would have
disclosed practically nothing about Ballentine’s skills or quali-
fications. (15:3363–3365.) Brigham credibly testified that Bal-
lentine’s entries pertaining to his union status played no part in
the decision process. (15:3366–3367.)
Although Ballentine was referred for a helper’s position, and
that is what he applied for, he also wrote, for salary desired,
“$15.00 plus Benefits Will neg.” Brigham testified that the
hourly pay rate for a carpenter helper 1 at Bartow was $13.
(15:3360.) The FJS job order data sheet reflects that a pay rate
of $12 for the job order. (GCX 138b at 112.) Ballentine could
not recall ever working previously as a helper. (9:2052.) Asked
if he would have accepted a job at Zurn for $12 per hour, Bal-
lentine confessed, “No, I don’t believe I—I don’t believe I
could at $12 an hour.” (9:2077.)
Ballentine clearly was not a good-faith applicant for em-
ployment at Zurn for the helper position which, on the FJS
computer, was open at $12 per hour, and for which he was
referred. However, because the pay was actually $13 per hour,
and because Ballentine was not asked about that rate, I shall not
dismiss the complaint as to Ballentine on the ground that he
was not a good-faith applicant for the helper 1 position.
During the 30-day period that the applications of Allen and
Ballentine were active, Zurn hired four employees as carpenter
helper 1 (RX 13 at 3–6), with three being hired on February 21
(Stephen Milcher, brass 114; Ronald Kula, brass 118; and
James Tabor, brass 117) and one, Todd Miller, brass 141, hired
on March 7. Each was hired at $13 per hour. (RX 13 at 4, 5;
RXs 43–46.) All four, Brigham testified, were classified as
priority preference hires (RX 13), with Milcher, Kula, and Ta-
bor being employee-referrals by Eric Major and Todd Miller
being a former Zurn employee. (15:3386–3392, 3445.)
Called as a witness by the General Counsel, Milcher testified
that, as his application (RX 43) reflects, he had been working
for Metric Construction Company. (11:2315.) Metric, Milcher
testified, works nonunion, at least in the central Florida area.
Brigham confirms that, so far as he knows, Metric operates
nonunion. (15:3512.) Milcher had learned of Zurn’s Bartow job
from Eric Major at a previous Metric job. (11:2329–2330,
2344–2346.) Major, brass 92, was hired February 14 at Bartow
as a cement finishing foreman (RX 13 at 3; 15:3338, 3356) and
had previously been at Auburndale as a journeyman carpenter
(RX 12 at 5, brass 87).
On February 17 Milcher telephoned the Bartow jobsite. Al-
though Milcher does not recall whom he talked to (11:2316),
Brigham recalls speaking with Milcher (15:3444). Milcher said
he and two men who rode with him, Ronald Kula and James
Tabor, were interested in work as carpenters. (11:2318, 2320;
15:3444.) Brigham said Zurn had no journeymen positions
available, but did have some carpenter helpers available. Mil-
cher expressed interest on learning that the pay was $13 and
that it was possible to be moved up later. (11:2320, 2344;
15:3445.) Brigham told Milcher they had to go by FJS and fill
out applications. (11:2320.) By the time the Milcher group
arrived at FJS, however, FJS was closed. They called Brigham
who told them to come by the next morning and pick up papers
for a drug test. They did so, took the test (after a wait until
ZURN/N.E.P.C.O.
507
nearly noon), again called Brigham who told them to proceed to
FJS and fill out their applications. They did so, were referred,
were hired, and reported to work on Monday, February 21.
Respecting the nine other carpenter applicants, the record re-
flects that none ever filled out a Zurn application and was re-
ferred by FJS to Zurn. Brigham confirms that to be the situa-
tion. (15:3367–3371.)
Over the course of the next 30 days from February 18, the
record reflects that Zurn hired seven employees for the position
of carpenter helper 2. (RX 13 at 4–6.) Five of the six were for-
mer Zurn employees, one (Martin Gonzalez, brass 131) was a
name call, and the sixth, Chris Morris, brass 143, was eligible
for the veterans special job training program under Department
of Labor criteria. For this Zurn receives a tax credit and reim-
bursement of a portion of the wages paid. Thus, Morris was a
Zurn priority hire category 7. (15:3393–3395, 3413.)
Turning now to the journeymen carpenters hired during that
same 30-day period, the record discloses that Zurn hired five,
with each being either a name call or a former Zurn employee.
(RX 13 at 4–5; RXs 38–42.) No other carpenters were hired
during the period. (15:3412–3413, Brigham.)
(b) Conclusions
It seems clear, and I find, that the General Counsel failed to
establish a prima facie case of discrimination by Zurn against
the carpenters. Moreover, Zurn established that all those hired
came within Zurn’s priority hiring categories. No discrimina-
tion having been shown, I shall dismiss complaint paragraphs
11(a) and 13(c) as to the 14 carpenters.
(2) Ironworkers
(a) Facts
Turn now to the three ironworkers—Grady “Larry” Brown,
Morris Dennison, and Sam Sullivan. Brown and Sullivan testi-
fied, but Dennison did not. The president of Iron Workers Lo-
cal 397, Brown is a full-time, salaried official of Local 397.
(5:1153, 1162.) The morning of February 18, Brown and four
other ironworkers, including Morris Dennison, went to FJS and
asked the receptionist for applications for hire as ironworkers at
Zurn. The receptionist told Brown that “they” [Zurn] had no
current openings for ironworkers. (5:1156–1157.) An inter-
viewer told Brown and the other four that only veterans could
file applications [FJS], and that applicants would have to come
in each day and check the computer. If a job were open on the
computer, the interviewer told the group of five, then they
could ask for applications if FJS was then accepting applica-
tions from nonveterans. Brown is not a veteran. (5:1157–1158.)
Brown and the others were wearing union insignia. (5:1159.)
Brown testified that he and the others have not returned to FJS
because they did not think they would be given applications.
(5:1168, 1171.)
Although he was not with the Brown group, Sam E. Sullivan
also went to FJS the morning of February 18. A member of an
Iron Workers local in North Carolina, Sullivan sometimes
works out of Local 397 in Tampa. Because he is a veteran,
Sullivan was able to confer with a veterans representative at
FJS. Sullivan told him that he was a union ironworker looking
for a job, that he had heard Zurn was hiring, and that he wanted
to apply. The veterans representative informed Sullivan that
there was no call by Zurn for ironworkers. (4:1025–1026, 1041,
1045.) The representative entered in the computer that Sullivan
was qualified for ironworker, maintenance, and welding.
(4:1042, 1045.) While at FJS, Sullivan filled out no papers.
(4:1047.) Sullivan left, has not returned to FJS, and has not
been called by FJS for referral to Zurn. (4:1030, 1046, 1049.)
FJS recently called him for referral elsewhere, however.
(4:1046.)
When shown the charge (GCX 1r) naming Brown, Dennison,
and Sullivan, Brigham credibly testified that he never received
a 516 referral for any of the three, which means none was re-
ferred by FJS to Zurn. (15:3369–3370.) As the record reflects,
other than a few employees hired as rodbusters, reinforcing
ironworkers, and ironworker helpers to do rebar work during
the initial stage of the project (hired January to mid-February,
RX 13 at 1–3; GCX 138b at 87, 98, 99, 108), no other orders
were opened for ironworkers until April 4 when an order was
placed with FJS (FL1015950) for one ironworker helper 1, at
$12 per hour, with referral instructions to see “Walt Neil
[Neal].” Steven Dyal is shown as being hired. (GCX 138b at
133.) The brass log discloses that Dyal, brass 153, was hired on
April 11 as a structural ironworker helper 1 at $13.50. Dyal was
a name call and a former Zurn employee. (RX 13 at 6;
16:3749–3750, 3789.)
(b) Conclusions
Aside from the Government’s generalized attack on Zurn’s
hiring priorities as applied at Bartow, the General Counsel ar-
ticulates no theory of discrimination by Zurn against the iron-
workers. As for that, Zurn’s priority hiring policy did not ad-
versely affect the three ironworkers because Zurn was not hir-
ing ironworkers when they went to FJS. Nor did Zurn hire any
ironworkers over the next 30 days. In any event, finding that
the prosecution has failed to establish, even remotely, a prima
facie case of discrimination by Zurn, I shall dismiss complaint
paragraphs 11(a) and 13(c) as to Grady “Larry” Brown, Morris
Dennison, and Sam Sullivan. For the same reasons, I shall dis-
miss complaint paragraph 12(a), the allegation of refusal to hire
Sam Sullivan.
c. April 11, 1994—Dan Beardsley
(1) Facts
Daniel Beardsley worked for Zurn as a structural welder on
four construction projects, the last being at Cadillac, Michigan.
(11:2256–2264, 2309–2310.) While Beardsley was at Cadillac,
there was a strike by some employees over working conditions
on the job, and Beardsley joined the strike about December 8,
1992. He picketed, a supervisor delivered Beardsley’s last
check to him at the picket line, and Beardsley (and other strik-
ers) was videotaped by Zurn. (Apparently there were allega-
tions in the Cadillac litigation of strike violence. There was no
effort to relitigate that issue here, although there was some brief
testimony here about it.) (8:1785; 11:2264–2269, 2294–2295,
2311.)
The record is unclear concerning whether Beardsley worked
at Cadillac after the strike ended. In February 1993 Beardsley
received a notice from Zurn that he had been laid off from the
Cadillac job in a reduction of force. Beardsley was never in-
formed that he had been accused of strike violence at Cadillac,
and he testified that he did not participate in any there.
(11:2294–2295, 2311–2313.) The personnel supervisor at
Cadillac from about mid-November 1992 to about mid-April
1993 (8:1782), Brigham testified (8:1785) that Beardsley was
eligible for consideration to be rehired at Bartow. Brigham was
aware of Beardsley’s participation in the strike at Cadillac.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
508
(8:1785.) In about February–March 1993, Beardsley joined Iron
Workers Local 340 of Battle Creek, Michigan. (11:2255, 2296.)
In January 1994, Beardsley began his efforts to be hired on
Zurn’s Bartow job as a structural welder. Consistent with his
successful past practice of contacting the personnel supervisor
(on his third job who contacted the Cadillac jobsite for him), or
a general foreman for jobs two and three, Beardsley telephoned
Bartow and spoke with Tom Brigham. There is no dispute that
Beardsley told Brigham he had worked on the other Zurn jobs,
that he was applying for a position as a structural welder, and
that Brigham said that none was needed at the time because the
job was still coming out of the ground. (8:1784–1785;
11:2272–2275, 2297–2298, 2310; 15:3416–3418.) Beardsley
testified that Brigham said he would call Beardsley when Zurn
needed structural welders. (11:2275.) Brigham credibly denies
this, explaining that he told Beardsley that he had no idea when
Zurn would be hiring structural welders and that Beardsley
should keep in touch to check on the status of that craft.
(15:3420.) Aside from Brigham’s more persuasive demeanor,
Beardsley’s telephone records (he has some but not all) reflect
many calls over the next few months, a fact which tends to
corroborate Brigham’s version that he told Beardsley to keep
checking.
Although Beardsley recalls speaking to Brigham again when
he called in February, and being told there was still no need for
structural welders but that he would call when some were
needed (11:2276, 2298), Brigham credibly testified that he
spoke
only
once
with
Beardsley.
(8:1784;
15:3417.)
Beardsley’s telephone records (he does not have those for Janu-
ary or February or for August) show calls to Bartow on March
11, March 28, and April 7 (possibly before Brigham left), and
that the calls were 4, 1, and 1 minutes in duration. (GCX 93–
94.) Beardsley claims that, if he did not get through the first
time he called, he would call again until he did, or if the per-
sonnel supervisor was not in, Beardsley would call another day.
(11:2298–2299.) As we see later, Walter Neal acknowledges
speaking at least three times with Beardsley, with two of those
times, however, coming after the relevant events. Although it
actually is an immaterial issue, I find that Beardsley spoke with
Brigham only once.
According to Beardsley, as Brigham said they later would be
hiring structural welders, he asked if he could submit an appli-
cation now, and “they” said he could. Beardsley identified the
generic “they” as being Brigham. (11:2292.) Brigham told
Beardsley that he had to go through Job Service, and so
Beardsley went to the New York State Job Service and sent an
application with a resume. (11:2293.) Brigham credibly testi-
fied, however, that, at the time of the call, he had already re-
ceived the generic Job Service application from New York.
Brigham told Beardsley that he had to register at the local FJS,
and that Zurn did not accept unsolicited applications or applica-
tions from out-of-state Job Service offices. (15:3417–3420.)
Because Brigham was concerned that the New York State
Job Service application reflected a “glitch” in the agreement
with FJS that FJS would register and process and screen appli-
cations locally, Brigham took Beardsley’s New York applica-
tion to FJS and gave it to, apparently, Supervisor Yvonne Jor-
dan, who said she would tell New York that the application
would be handled by FJS. (8:1880–1881; 15:3420–3421, 3497–
3498.)
Brigham testified that no structural welders were hired at
Bartow until after he left the job about April 11. That is so,
Brigham testified, because the stage for erection (above
ground) of structural iron had not been reached. Brigham un-
derstands that structural welders were not needed until that
summer. (15:3421–3422, 3499.) The record reflects that the
first structural welder was not hired at Bartow until July 25
when Douglas Sargent, brass 208, was hired. He was a name
call and a former Zurn employee. (RX 13 at 9; RX 102;
16:3745.)
Beardsley testified that he spoke, by telephone from New
York, with Walter Neal more than 10 times between February
(11:2277) [Neal had not yet arrived in Bartow] and sometime in
August (11:2276, 2290, 2299–2300). Neal acknowledges
speaking with Beardsley 3 times, and possibly as many as 5
times, but denies that it was as many as 10 times. Neal recalls
only three calls, the first being shortly after he arrived at Bar-
tow, the second around Thanksgiving 1994, and the third being
in January 1995. (16:3740–3741.) Both agree that Beardsley
listed his former jobs for Zurn and that he was looking for work
as a structural welder at Bartow. (11:2276–2277; 16:3739,
3741, 3763.)
Beardsley does not claim that he told Neal, or anyone, of his
picketing at Cadillac, and Neal credibly testified that Beardsley
did not do so and that Neal was not aware of it. (16:3750.)
Moreover, Neal (16:3755–3756) and Brigham (15:3420) credi-
bly testified that they never discussed Beardsley. Although
Beardsley claims that Neal, beginning in February (11:2277),
said that he would call Neal when Zurn needed structural weld-
ers, Neal (16:3742) credibly denied doing so. Beardsley’s July
telephone statement (GCX 97) reflects a 1-minute call to Bar-
tow on July 22. That would not appear to involve a conversa-
tion with anyone other than a receptionist. Most of the calls
shown are in the 1–3-minute category, with one 5-minute call
on May 9 (GCX 95 at 2) and one call, the longest, of 14 min-
utes on May 23. (GCX 95 at 4.) A call of 14 minutes could
have been a conversation with Neal, or it could mean that
Beardsley was on “hold” for some reason. In any event, I credit
Neal’s testimony that it had been so long since he had talked
with Beardsley that he did not even think of him or anyone else
when Sargent, a local person, was hired on July 25. Sargent
was the only structural welder hired while Neal was working at
Bartow. (16:3742–3743.) As I already have observed, Sargent
was a name call. (RX 13 at 12; RX 102; 16:3745.)
According to Beardsley, he was calling from a pay telephone
when he made his last call, in August, to Bartow, and spoke
with Neal. (11:2290, 2299–2300.) In any event, Beardsley has
lost or misplaced his August telephone statement and had not
yet obtained a copy from the telephone company as of his Feb-
ruary 28, 1995 testimony. (11:2280.) According to Beardsley,
when he spoke to Neal in August, Neal said the job was just
about completed and that Zurn did not need any structural
welders. (11:2290.) Beardsley apparently did not ask how that
could be in the face of Neal’s earlier statements that there was
yet no need and that Neal would call him when some were
needed. Beardsley testified that he never received a call from
either Brigham or Neal. (11:2290.) Although Neal does not
expressly deny telling Beardsley in August that the job was
about over and that no structural welders were needed, such a
denial is implicit in Neal’s description of his conversations. I
credit that implicit denial.
Moreover, I do not believe Beardsley in his testimony that he
spoke to Neal in August. First, Beardsley has no copy of his
late August telephone record, when it seems that he would have
ZURN/N.E.P.C.O.
509
a copy of that record along with the others. Although he claims
to have placed that call from a pay phone, unless he put cash
into the pay phone, the call would show up on his record. Sec-
ond, the job was not about over, and it is highly unlikely that
Neal would have said such knowing, as he must have, that more
structural welders would be hired in a few weeks. Finally, as
Beardsley apparently was by then a member of Iron Workers
340, he easily could have had union sources verify for him the
status of the Bartow job and whether Neal was truthful in tell-
ing him that the job was about complete. In short, I find that no
such conversation occurred.
Recall that Neal was off work for surgery from late August
to about October 24. (16:3747.) Between September 19 and
October 4, while Neal was out, Zurn hired five structural weld-
ers: Robert Doster, brass 267; Kevin Pelfrey, brass 273; James
Payne, brass 286; Walter Gilbert, brass 289; and Scotty K.
Miller, brass 294. All but James Payne were both name calls
and former Zurn employees; Payne was neither. (RX 13 at 12–
13.) As Payne was hired September 27 (RX 13 at 13), he ap-
parently was hired while B.J. Malone was substituting for Neal.
Other than what appears on the Bartow brass log (RX 13 at 13),
there is no other evidence in the record about James Payne.
Beardsley makes no claim that he ever spoke with Malone or
Ann Bruner. Neal (16:3756) credibly denies ever having a con-
versation with B.J. Malone about Beardsley, and Malone
(17:3902–3903) confirms this, adding that he does not know
any Beardsley, has never spoken with anyone claiming to have
picketed at Cadillac, and that he has never spoken with Brig-
ham about Beardsley. Ann Bruner did not testify.
(2) Conclusions
Aside from the Government’s generalized theory of a viola-
tion by the application at Bartow of Zurn’s priority hiring pol-
icy, the discrimination theory which the prosecution appears [it
is not articulated] to present here is that knowledge of Beards-
ley’s picketing activities at Cadillac is shown, personally as to
Brigham and corporate through the videotaping; that contrary
to Beardsley’s past successes at being rehired by calling the
personnel supervisor or a general foreman, this time he was
unsuccessful; and that Zurn hired four (Br. at 15; a miscount of
the five) structural welders after January 1994.
As for knowledge, only Brigham knew of Beardsley’s pick-
eting activities at Cadillac. Even if there is corporate knowl-
edge via the videotaping, neither Neal nor Malone was aware of
Beardsley’s picketing activities at Cadillac. As for Beardsley’s
past successes, it appears that jobs were available when he con-
tacted the personnel officer and general foremen. That was not
the case at Bartow. I have found that the phantom August con-
versation (in which Neal supposedly lied and said that the Bar-
tow job was nearly complete) never occurred. Respecting the
five structural welders hired, all were hired months after Brig-
ham had left Bartow. Finally (and not even mentioned in the
prosecution’s brief), Zurn’s September 27 hiring of James
Payne (not a priority hire) presents the only conceivable basis
for the prosecution to argue that Zurn should have called
Beardsley rather than hiring someone (James Payne) “off the
street.” But who would have called? Not Brigham, for he was
long gone. Not Neal, for he was on medical leave. And corpo-
rate knowledge did not attach to Malone because he credibly
testified that he knew nothing about Beardsley.
Finding no prima facie case of discrimination by Zurn
against Beardsley, I shall dismiss complaint paragraphs 11(a)
and 13(c) as to Dan Beardsley. The Beardsley allegation com-
pletes the coverage of all names in paragraph 11(a), and as I
have found no merit to any of the allegations, I now dismiss
complaint paragraph 11(a) in its entirety.
d. May 24, 1994—Lawrence Roberts
(1) Facts
An experienced union pipefitter, Lawrence Roberts has been
registered with FJS since about January 1991 as a military vet-
eran. At that time, the veterans representative entered, in the
computer, Roberts’ data, including the different local unions
which have referred him to jobs. In short, the FJS computer
shows that Roberts is a union member. (10:2095, 2106–2107.)
At some point in the summer of 1993, Roberts went to Zurn’s
Auburndale jobsite to apply for work. Telling Roberts that ap-
plications were not taken at the project, the security guard at the
gate directed Roberts to apply at the Lakeland office of FJS.
(10:2095, 2107–2108.) Roberts filled out a card at FJS, but
nothing ever came from that. Moreover, he took a job about the
same time with Brown and Root. (10:2096–2097.)
As earlier mentioned, Gerald Jaisarie works part-time at the
Plant City office of FJS under a “work/study” program with the
Veterans Administration, and he assists the veterans representa-
tive. (4:773–774.) The balance of the day, Jaisarie attends
school. (4:797–798.) As a “work study,” Jaisarie makes job
searches on the computer. Once he finds a job opening, he then
searches for a veteran with matching qualifications. He then
calls the veteran. (4:779–780.) Jaisarie deals only with the vet-
eran, and not with the employer. (4:800, 809.) With the job
opening at Zurn for a pipefitter, Jaisarie thought of Roberts and
decided to call him because he met the qualifications. (4:800,
810.) Indeed, about 3 or 4 days earlier Roberts had been in the
Plant City office and Jaisarie had done an extensive search for
Roberts, but had found nothing which interested Jaisarie.
(4:808–811.) There is no dispute that in May (Roberts specifies
May 23) Jaisarie called Roberts about a job opening for a pipe-
fitter at Zurn’s Bartow project. (4:791–792, 807–808, 810;
10:2099, 2107.)
There is no material difference between the versions of Rob-
erts and Jaisarie concerning their May 23 telephone conversa-
tion. After Jaisarie described the $14.75-per-hour job opening
at Bartow, and asked whether Roberts would be interested,
Roberts said yes. Jaisarie told him he would need to register at
the FJS’ Lakeland office. Roberts said fine. Roberts asked if
Jaisarie was certain the job was available for him. Jaisarie said
yes. Roberts said he did not believe Zurn would hire him. When
Jaisarie stated that Roberts was a pipefitter, Roberts said he was
but that he did not think Zurn would hire him because he was
union. After a pause, Jaisarie said he was sorry for bothering
him, and that if something else came up, they would give him a
call. That ended the conversation. (4:808, 811–812; 10:2099–
2100, 2108.)
Roberts testified that he asked Jaisarie if he was sure the job
was available for him because it is general knowledge among
organized labor that Zurn does not knowingly hire union mem-
bers. (10:2100.) The following morning, concerned that FJS
might construe his response as a job rejection, with a resulting
termination of the unemployment benefits he then was receiv-
ing, Roberts went to the Lakeland office of FJS. (10:2101,
2109–2110, 2112–2113.) A representative there told him there
was no job available. (10:2102, 2113.) Roberts then went to the
FJS’ Plant City office, and a veterans representative there in-
formed Roberts that two jobs had been available but they had
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
510
been filled. Roberts accused FJS of screening applicants
(screening out union applicants, apparently). “He denied it, and
I left.” (10:2102, 2114.)
Walter Neal testified that he does not know Lawrence Rob-
erts, has had no conversation with him, and no conversation
with anyone at FJS regarding Roberts. (16:3758.)
The Bartow brass log shows no pipefitter hires from May 18
through 30. (RX 13 at 7.) On May 31 Charles Martin, brass
171, was hired as a pipe welder at $15 per hour, and Paul
Hurni, brass 172, was hired the same date as a pipefitter at $15
per hour. Both are listed as name calls and former Zurn em-
ployees. (RX 13 at 7.) Both had worked at Auburndale. (CPX
12s at 96–97, 134; RX 73; 17:3832, 3840–3844.)
Douglas Wade Atkins, brass 175, was hired on June 6 as a
pipefitter at $15 per hour. Atkins was a name call and a former
Zurn employee. (RX 13 at 7.) Atkins also had worked at Au-
burndale. (RX 12 at 22, brass 265.) It was July 11 before the
next journeyman pipefitters were hired (two, both name calls
and former employees; RX 13 at 8, brass 185 and 186). Addi-
tional pipefitters and pipe welders were hired thereafter. The
FJS job-order printout assists in showing the timing here, for
the hire date is not necessarily the interview date. Thus, Hurni
was entered on FJS’ computer on May 18 under job order
FL1043626, an order for one pipefitter. The result is shown as a
hire. (GCX 138b at 145.) Job order FL1044912, dated May 20,
called for two pipefitters, with Charles Martin (hired as a pipe
welder) and Douglas Atkins hired out of six referrals. Martin’s
name was entered on the FJS computer on May 23, and that of
Atkins on June 1.
The computer notes, which are obscure and need interpreta-
tion (not provided by testimony) in some respects, indicate that
Zurn called the morning of May 23 needing one pipefitter im-
mediately. The notes about Atkins are confusing, seemingly
suggesting that he was interviewed, hired, and began working
on May 23, but notes for June 1 and 7 state that he will, and
did, begin work on Monday, June 6. (GCX 138b at 146.) The
record compiled from the Zurn job applications reflects that the
date of Atkins’ application was June 1. (CPX 12s at 6.)
The point, as I find, is that a FJS representative checking the
computer on May 24 apparently had some basis for telling
Roberts that the two openings had been filled. Whether that was
clear to the representative from the computer cannot be deter-
mined from the record here. Moreover, the existence of the
separate order, for which Hurni was hired, complicates the
picture. Thus, it is not known whether the FJS representatives
on May 24 were looking at one or two job orders.
Return now to the testimony of Roberts and Jaisarie. To
Roberts, Jaisarie’s “I’m sorry to have bothered you” indicated
that FJS was no longer interested in him because of his union
affiliation (10:2110), and, in Roberts’ view, there is no way FJS
could have interpreted his response as a rejection of the job
because it was not that. (10:2112.) According to Roberts, he
wanted the job because it pays more than unemployment.
(10:2110, 2113.) Although, I find, Roberts testified sincerely, I
also find that Jaisarie added an additional statement, that if
anything else comes up, they would be sure to give him a call.
(4:808, 811–812.)
Turn now to the rather sarcastic remark Roberts made, that
he did not think that Zurn would hire him because he was un-
ion. First of all, Jaisarie knew that Roberts was union because
Jaisarie had inspected Roberts’ work history on the computer
(4:778), plus having worked in person with him just 3 to 4 days
earlier, and (10:2095, 2106–2107) that work history included
the various union locals which had referred Roberts. The obvi-
ous question one has is why did not Jaisarie simply respond to
Roberts, “Mr. Roberts, the job is open. Do you want to apply or
don’t you?”
But that would be asking too much of student Jaisarie, who
appeared to me to be about 27, and (4:773, 812) who had just
started working at FJS about 3 months earlier. Roberts’ sarcas-
tic response shocked Jaisarie: “I didn’t know what to say at the
time because I never had somebody say that to me. What I’m
trying to say is that I’m calling him on a job and we don’t dis-
criminate, you know. If he’s union or nonunion, we—it doesn’t
matter to me.” (4:808.) So, “What could I say. The only thing I
said to him was that if there’s something else that comes up,
we’ll be sure to give him a call.” (4:808.) And, “And my re-
sponse—I—I’m not familiar with the union system and how it
works, so I couldn’t say anything to him.” (4:811.) Jaisarie
simply went on to the next veteran. (4:812.)
Jaisarie credibly testified that he never has had any contact
with a representative of Zurn (4:809) (aside from being inter-
viewed by a Zurn attorney about 2 weeks before testifying,
4:793), and that no one at FJS ever told him that Zurn preferred
nonunion applicants over applicants who are union members.
(4:809.)
(2) Conclusions
I have no doubt that Lawrence Roberts is sincere in his belief
that Gerald Jaisarie’s response indicated that Roberts would not
be considered for the Zurn job because of his union affiliation.
Similarly, it is clear, and I find, that the reply of the youthful
(appearing to be about half the age of Roberts) and inexperi-
enced Jaisarie was so expressed, and the call terminated, be-
cause Jaisarie was in shock from Roberts’ perceived rudeness.
Not knowing how to deal with such acerbity, Jaisarie politely
ended the conversation and went on to help the next veteran.
Jaisarie terminated the call, I find, not because of Roberts’ un-
ion affiliation, but because of Roberts’ rudeness. If Jaisarie
never undertook to call Roberts again, for a job opening at Zurn
or any other company, it is not because of any union considera-
tions, but because Jaisarie did not want to talk with someone
who came across to him as unpleasant and discourteous.
Of course, Roberts’ response would not even have ruffled
the feathers of a seasoned representative who, as I have indi-
cated, might have come back with something on the order of,
“Look, buddy. The job is open. Do you want to apply or not?”
In any event, Zurn knew nothing about Lawrence Roberts
(who never filled out a Zurn application and was never referred
to Zurn). As the evidence falls far short of establishing a prima
facie case of discrimination by Zurn against Lawrence Roberts,
I shall dismiss complaint paragraphs 12(b) and, as to Lawrence
Roberts, paragraph 13(c).
4. Mulberry12
a. Introduction
Recall that, aside from the general charge expressed in com-
plaint paragraph 13(c), the discrimination allegations applying
to Mulberry are that Zurn refused to hire Camilo Juncal (par.
12c) and James A. Bragan (par. 12d) about October 11, 1994,
and Glen Thornbury (par. 12e; GCX 153; 16:3606) about No-
vember 2, 1994. As summarized earlier, Juncal and Bragan are
12 Unless otherwise stated, all dates for Mulberry are for 1994.
ZURN/N.E.P.C.O.
511
salaried staff organizers for the Boilermakers. Thornbury is a
member of Pipe Fitters Local 624. (16:3648.) And recall that
earlier I dismissed complaint paragraph 10, an allegation that,
about October 10, B.J. Malone “impliedly threatened” not to
hire applicants because of their union affiliation (the “keeping
tabs” remark).
As we are about to see, the October 1994 efforts by Juncal
and Bragan to be hired at Zurn’s Mulberry project were gener-
ated by a call to Juncal from Veterans Representative Anderson
at FJS about a job opening at Zurn. Thornbury, who has been
referred to many employers by FJS’ representative Bob Hill,
telephoned Hill in September. Hill suggested that Thornbury
come to FJS and apply for 1 of 15 pipefitter openings at Zurn.
(16:3649–3651, 3665.)
Because of the large pool of priority applicants available for
positions at Auburndale and Bartow, jobs there were hard to
come by for nonpriority applicants (and there were not even
enough positions to hire all the priority applicants). If the situa-
tion at those two projects was difficult for nonpriority appli-
cants (and the unsuccessful priority applicants), it must have
been even more frustrating at Mulberry because of the unusual
circumstances there. Ordinarily, Zurn begins the construction of
a project which it contracts to build. That was not so at Mul-
berry where, after construction already was in progress by Plant
Process Equipment Company (PPE), Zurn was substituted as
the construction and engineering contractor on very short no-
tice. For Zurn, the situation was “unique” and “never encoun-
tered before.” (14:3128, 3221, Mace.) It was a “first time” for
Zurn. (8:1728, Malone.)
PPE had about 160 employees working on the Mulberry pro-
ject. (14:3128.) Because of the need to staff the job quickly,
because of public relations considerations, and to keep from
turning all 160 PPE employees onto the street, Zurn decided to
accord all qualified PPE employees preferential hiring status as
priority category 3. (14:3128–3129, 3219.) Although no revi-
sion issued to Zurn’s policy 303 respecting this situation
(14:3205), Zurn’s President Butynski did approve the oral
modification which gave PPE employees the category 3 status
(14:3220, Mace.)13 As Malone credibly testified, Mace simply
told Malone to accord qualified PPE employees category 3
status. (8:1728, 1738; 17:3883–3884, 3916.)
Actually, it is not entirely clear whether PPE employees
were given sole possession of category 3, or whether they
shared it with qualified individuals “recommended by a current
Company supervisor or manager.” The former is implied from
the record, with the result being that, only for Mulberry, policy
303’s eight numbered priority categories were increased to
nine, as those below one and two were moved down to make
room for the new third category—PPE employees who were
working on the Mulberry project immediately before Zurn re-
placed PPE as the contractor. Apparently fewer than a third of
PPE’s 160 employees were hired by Zurn. In Zurn’s view, the
Mulberry job, under PPE, was overstaffed in some crafts.
(14:3129–3130.)
Finally, Mace testified that the agreement was signed on a
Wednesday in early October (14:3128–3129.) Zurn’s short
notice impacted on the personnel function. Malone, the person-
nel supervisor for Mulberry from the beginning (7:1484–1485;
17:3805), credibly testified that Mulberry also was not typical
13 Union counsel inadvertently states (Br. at 55) that Butynski did
not give permission.
respecting the time he had for preparation. Ordinarily, Malone
testified, he enjoys a lead time of 4 to 6 weeks to prepare for
hiring on a jobsite. At Mulberry, however, Malone received
notice late Thursday afternoon to begin hiring the next day,
Friday, October 7. (17:3884–3885, 3902; RX 14 at 1.)
As the Mulberry brass log reflects, by the end of the first full
week (Friday, October 15), Malone processed the hiring of 102
employees. (RX 14 at 1–6, brass 26 through brass 127.) After 3
weeks and 2 days (counting October 6 when the first three car-
penters were hired), through October 31, Malone had super-
vised the hiring of 180 employees. (RX 14 at 1–10, brass 26
through brass 205.) (Brasses 1 through 25 employees are not
listed because the first several brasses are reserved for salaried
staff.) Many of these first hired were former PPE employees
(CPX 12s), as the testimony of Government witnesses Billy
Landry and Douglas Jarman confirm.
Billy Landry, the piping general foreman at Mulberry
(13:2663), testified that “a lot of” PPE employees were hired.
(13:2696.) Moreover, during a recall following a layoff, Landry
testified, the supervisors recommended recalling employees
who had already worked for Zurn at Mulberry (13:2755):
A. Yes. And some of the ones that we already knew
were good people, you know, to bring back to have them
do us a good job. Because we were in the mode where you
had to—It was a rush job. You know, you had to get
things done. So we tried to call and get the best ones that
didn’t mind working and get them back.
Pipefitter Foreman Douglas Ray Jarman testified that he and
at least 95 percent of his 20-man crew were brought over from
PPE. (13:2854, 2866.) Jarman verifies that when Zurn first took
over at Mulberry there was a rush to get the work done, that
Zurn needed skilled employees, and that they worked 80 hours
a week in order to meet the completion schedule. (13:2933.)
There was, Malone credibly tells us, no time to train anyone.
(7:1558.) In his deposition, Richard Patrick, who had been the
piping superintendent, testified that notice was very short and
that the pace was the fastest of any job he has ever worked.
(GCX 148 at 20, 38–39.) As Malone bluntly puts it, Mulberry
“was no training program.” (17:3890.)
b. Juncal and Bragan referred by FJS, but not hired
There is no dispute that, pursuant to a call from FJS, Camilo
Juncal and James A. Bragan went to FJS and applied for open
positions at Zurn. On October 7 Juncal applied, and was re-
ferred, for the open positions of pipe welder (GCX 52; Job
Order FL 1123631) and ironworker (GCX 52; RX 62; Job Or-
der FL 1123482). (2:367–370, 375–378; 17:3885–3889.) On
October 10 Bragan applied, and was referred on Job Order FL
1123631, for the open position of pipe welder. (GCXs 57, 58;
RX 63; 3:663–664; 17:3885, 3889.) It also is undisputed that
Zurn did not offer employment to either Juncal or to Bragan
even though Zurn hired many others.
Personnel Supervisor B.J. Malone credibly testified that Bra-
gan and Juncal were not hired because they had no (Juncal) or
inadequate (Bragan) recent experience. As Malone testified
(8:1727, 1755; 17:3889–3990), and as Bragan’s application
reveals (RX 63 at 3), Bragan had worked with the tools of the
trade for less than 3 months (late May to mid-August 1994)
during the previous 5 years. As Juncal’s application (GCX 52;
RX 62) reflects and as he concedes (3:531), Juncal has not
worked at the trade since becoming an organizer for the Union
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
512
in November 1991. As Malone credibly testified, “You know,
we want people in our business who have worked on their tools
the last three or four years.” (7:1557.) Additionally, Malone
testified, all the open slots were filled by priority hires, includ-
ing Plant Process Equipment Company employees. (8:1727–
1728.)
The FJS printout (GCX 138b at 210–211) reflects that, for
Job Order FL 1123631 (journeyman pipe welder), a total of 41
applicants, including Bragan and Juncal, were referred, with 28
being hired and 13, including Bragan and Juncal, not hired. Of
interest is the fact that Dencil Truman, one of those not hired, is
a former Zurn employee, having worked at both Auburndale
and Bartow. (CPX 12s at 218.)
Neither the prosecution nor the Union points to any evidence
showing that any of the ones hired were less qualified than
Bragan or Juncal. The prosecution contents itself with citing the
brass log (RX 14) and arguing (Br. at 10) that “Neither Bragan
nor Juncal were [was] ever hired by Zurn while literally dozens
of people were hired as ironworkers, pipefitters and pipeweld-
ers from October 10, 1994 through the present. R. Exh. 14, p.
2–14.” The Government’s position is nothing more than an
argument that it makes out a prima facie case of discrimination
by showing that known union members were not hired while
other applicants (union or nonunion preference unknown) were
hired, with the burden then shifting to Zurn to prove its inno-
cence. Such is not the law, and its argument is no substitute for
proof of discrimination on this referral (much less is it proof of
discrimination as to all other referrals on the job, a job that was
not even complete when the hearing closed). Consider now the
FJS printout for the ironworker job order, FL 1123482 (GCX
138b at 204). It shows that, of 17 referred, 11 were hired, and 6
(including Juncal) were not hired. Again, neither the General
Counsel nor the Union points to any evidence showing that any
of those hired were less qualified (specifically, that they had not
worked with the tools of the trade for several years) than Jun-
cal.
I find no merit to this allegation because the General Counsel
has failed to establish a prima facie case that Zurn, because of
union animus, rejected the applications of James A. Bragan and
Camilo Juncal. In so finding, I have considered the fact that
Bragan and Juncal had conversations with Malone at the gate
during this time as they were seeking to alert Malone to the fact
of their applications. At one point, as I described earlier,
Malone remarked that he and Bragan kept “tabs” on each other.
I have dismissed the 8(a)(1) allegation respecting the “tabs”
remark, and I find here that it does not show animus. Malone
also stated during the conversations that he was aware Bragan
had been seeking employment with Zurn for several years. I
find no animus reflected in that statement. Accordingly, I shall
dismiss complaint paragraph 12(d).
c. Glen Thornbury referred by FJS, but not hired
Most of the material facts regarding Glen Thornbury are un-
disputed. His initial application (GCX 146, October 20), shows,
for his employment history, Pipe Fitters Local 624 and that he
is a “union organizer.” (16:3666, Thornbury.) At trial, Thorn-
bury explained that he has attended classes for training of or-
ganizers, and that his purpose in applying at Zurn was to organ-
ize. (16:3667, 3672.) FJS Representative Bob Hill called
Thornbury and told him that Zurn would not accept the applica-
tion and that he needed to complete a new one and that Zurn
was hiring pipefitters, Hill gave Thornbury Malone’s telephone
number. After completing a second application (GCX 145),
October 31), on which he included “welder” among his other
work skills (plus “trained union organizer”), Thornbury tele-
phoned Malone and alerted him that the new application was at
FJS.
Thereafter, in a second telephone conversation (Malone re-
calls only two conversations, although Thornbury asserts they
had more than two), Malone offered Thornbury a job as a pipe
welder. Thornbury said he could not do that work because of
poor eyesight. (16:3658, 3675.) By date of November 30,
Malone wrote Thornbury a letter reading (GCX 147):
This letter is to follow up on our telephone conversa-
tion of November 1, 1994 during which I offered you a job
as a pipe welder at the Mulberry Ethanol Plant on State
Route 555 in Bartow, Florida. I appreciate your candor in
telling me that you could not accept the offer because your
eyes were in bad shape and you were having difficulty
seeing well enough to weld.
Best of luck to you.
Thornbury testified that, rather than the November 1 date
specified in the letter, the telephone conversation was some 10
to 14 days later. (16:3661, 3673.)
At trial Thornbury testified that his eyesight does not prevent
him from being a pipefitter, and that in several conversations
with Malone after the job offer Thornbury asked about pipefit-
ting work, and that Malone never asked whether Thornbury’s
eyesight was good enough for pipefitting. (16:3680.) However,
Thornbury admits (16:3675) he never told Malone that his eye-
sight was sufficiently good for him to do pipefitting.
Malone credibly testified that, even though the FJS 516 card
referred Thornbury for a pipefitter’s position, at the time Zurn
had plenty of fitters and Malone needed welder to match with
all the fitters he had. Malone therefore checked Thornbury’s
skills, saw that he could weld, and offered him a welder’s job.
Thornbury never said his eyesight was good enough for pipefit-
ting. Malone never offered Thornbury a pipefitter’s job thereaf-
ter because Malone viewed Thornbury’s poor eyesight as being
as much of a problem with fitting as with welding. (17:3897–
3899, 3917–3918.)
The General Counsel offered in evidence an April 14, 1995
position letter (GCX 151) which Zurn’s counsel submitted
respecting the charge as to Thornbury. The Government does
not articulate in what way the letter is different from Malone’s
testimonial position, but to the extent the letter differs some-
how, I find that the letter is not inconsistent with Malone’s
testimony.
Documents of record support Malone’s testimony. Thus, the
FJS computer printout reflects that, after the pipefitter job order
on which Thornbury was referred (GCX 138b at 235–236),
from which 35 referrals reportedly were hired, there were 5
calls for pipe welders up to the printout’s closing date of De-
cember 6, 1994. (GCX 138b at 237, 240, 254, 267, and 270.)
The Mulberry brass log discloses that Zurn hired 15 pipe weld-
ers in November, with the first being hired on November 5
(brass 227) and the last being hired on November 18 (brass
262). To the extent that it matters, I find that the telephone
conversation, in which Malone offered the pipe welding job to
Thornbury, occurred at some point during the first week of
November 1994. While Thornbury’s later estimate is not im-
plausible, the first week in November is more consistent with
the date of Thornbury’s second application, the hiring need for
ZURN/N.E.P.C.O.
513
pipe welders, and Malone’s statement in his letter of November
30.
Finding that the General Counsel has failed to prove that
Zurn’s failure to hire Thornbury constitutes a prima facie viola-
tion of the Act, I shall dismiss complaint paragraph 12(e). To
the extent that complaint paragraph 13(c) applies to Thornbury,
I dismiss that allegation as to him.
J. Findings Respecting Appendixes
1. Union Appendix A
Based on four appendixes (lists of names extracted from the
records) to its brief, the Union presents certain statistically
based arguments. These contentions are effectively answered in
Zurn’s reply brief.
First, Appendix A (and Union’s Br. at 48) contends that Zurn
hired 222 employees (Union’s count; the list of names is un-
numbered) on the three Florida jobsites who were not referred
by FJS. The list of 222 names was compiled by comparing the
names on the FJS computer printout (GCX 138b) with the
names on the list (CPX 12s) compiled from the applications of
those actually hired. (In other words, 222 names appear on
CPX 12s that do not appear on GCX 138b.) Consequently, the
Union argues, Zurn’s supposed rule requiring registration at
and referral by FJS is nugatory and the Union’s letters of Au-
gust 25 (GCX 39) and October 13, 1993 (GCX 44), should be
considered sufficient application for consideration for employ-
ment at Zurn.
This contention is without merit because the FJS computer
printout (GCX 138b), as I wrote earlier, is unreliable except
when consistent with Zurn documents, such as the brass logs.
First, the printout ends, as it states, on December 6, 1994. Thus,
those hired at Bartow and Mulberry after that date do not ap-
pear on the printout, yet appear on Charging Party’s Exhibit
12s. For example, James C. Beaver is listed among the 222 (as
the sixth name), yet Charging Party’s Exhibit 12s shows that he
did not even apply until December 12, 1994—6 days after the
cutoff date of General Counsel’s Exhibit 138b. (As both CPX
12s and RX 13 at 16, brass 350 (the Bartow brass log) show,
Beaver was hired on December 14. Actually, and contrary to
the Union’s list of 222, Beaver is listed on GCX 138b at page
271 for November 21. The raw data does not explain what hap-
pened.) Similarly, Lawrence Clincy (16 on the list of 222) is
shown, yet he was not hired until December 13 (RX 13 at 16,
brass 349). Once again, the Union’s contention is in error be-
cause Clincy is listed on General Counsel’s Exhibit 138b at 277
(the last page) as having an appointment date of December 5,
1994—the day before the printout’s cutoff date of December 6.
Charging Party’s Exhibit 12s at 37 shows that Clincy’s applica-
tion is dated December 5.
Howard Haas is listed as one of the 222 as not being referred
by FJS for his job at Bartow. If that is true, the mistake bene-
fited an openly declared union organizer. (Recall the discus-
sion, in the conclusions section for the topic of August 1993
and the 19 boilermakers, that Haas was given a priority prefer-
ence at Bartow after giving written notice (RX 90) to Zurn of
his intention to organize at Auburndale.)
Kevin Pritchard is listed as one of the Union’s 222, and is
shown on Charging Party’s Exhibit 12s as hired on December
7, 1994 (the correct date is December 8, RX 13 at 16, brass
340). In fact, Pritchard is listed on General Counsel’s Exhibit
138b at 274 for December 5, so he was referred through FJS.
Other names could be cited of employees, listed among the
Union’s 222, who were hired from mid-December 1994 into
January (Bartow brass log) and February (Mulberry brass log)
1995. As it is certainly probable that they applied after the
printout’s cutoff date of December 6, it is not at all surprising
that their names do not appear on General Counsel’s Exhibit
138b. For example, Ellis Johnson is listed as being hired at
Mulberry, yet not shown on General Counsel’s Exhibit 138b.
But even Charging Party’s Exhibit 12s, at 103 (the page the
Union itself cites), shows that Johnson did not apply for the
Mulberry job until February 3, 1995, 3 days before he was
hired. There is no reason Johnson’s name should appear on
GCX 138b, the cutoff date of which was nearly 2 months ear-
lier.
The foregoing errors in the Union’s contention, and in its
own list of 222, simply highlight a major objection which Zurn
registered at the trial in urging that GCX 138b not be received
in evidence. That is, GCX 138b had no sponsoring witness
(other than by affidavit, GCX 139), and Zurn was left with no
opportunity to cross-examine respecting the compilation of the
data or even to voir dire respecting foundation. (14:3041.) As
counsel perceptively observed (14:3042), “It’s going to be mass
confusion and it’s going to show up in the briefing on that
point.”
Nevertheless, over Zurn’s several objections, and with “some
reluctance and some real hesitancy,” I received General Coun-
sel’s Exhibit 138b, accepting the General Counsel’s argument
that the objections went to weight rather than to admissibility.
(14:3063, 3068.) This litigation by lists of names in the briefing
process is a poor substitute for testimony from a sponsoring
witness who is subject to cross-examination. Shifting the trial
from the witness stage to the briefing stage guarantees confu-
sion, questions, and doubt over the integrity and significance of
raw computer generated data. The lack of a sponsoring witness
to explain General Counsel’s Exhibit 138b produces an acute
problem when we realize that FJS headquarters at Tallahassee
purges the FJS computer every year. (18:4072, Jordan;
18:4183–4184, Franceschi.) However, we are not sure when
this occurs (Franceschi thinks it occurs in July), nor do we
know to what extent the purge takes. As General Counsel’s
Exhibit 138b pulled up some files more than a year old, it
seems clear that not every closed job order is deleted during the
purge. Speculation is the order of the day.
Citing the purge problem, and countering the Union’s list
with its own appendix (Reply Br. at 4–5, and Appendix J), Zurn
lists 142 numbered names of employees hired at Auburndale,
during the period covered by General Counsel’s Exhibit 138b
(January 1, 1993, to December 6, 1994), but over a year before
General Counsel’s Exhibit 138b was generated on December 6,
1994, who are not listed on General Counsel’s Exhibit 138b.
The explanation proffered by Zurn is that the 142 names were
deleted when FJS headquarters purged the computer at some
point and to some unknown extent. At least some, perhaps
many, of the 142 names appear on the Union’s list of 222. Ex-
amples include the first three Auburndale employees on the
Union’s list: Mark Anderson (brass 112, RX 12 at 7); Jeff An-
drews (brass 193, RX 12 at 16); and Daniel Baker (brass 196,
RX 12 at 17).
Of several inferences that can be drawn, one that is at least as
strong as any other is that General Counsel’s Exhibit 138b is
incomplete because names were deleted as part of FJS’ annual
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
514
purging. Thus, I find, General Counsel’s Exhibit 138b is not
incomplete because Zurn hires were not referred by FJS.
Finally, as Zurn observes (Reply Br. at 5–6), it is important
to note that not a single witness testified that he was hired by
Zurn without first registering at FJS. With the exception of
James Bragan (who sought to submit an application, GCXs 55,
56, using a blank Zurn application which he had obtained else-
where, 3:744), no witness testified that he received a Zurn ap-
plication from any source other than FJS. Moreover, every
witness (including those of the General Counsel, who testified
on point confirmed that all applicants were directed to FJS, and
that all applicants were required to register with FJS as a pre-
requisite to hire. And the three personnel supervisors, Brigham
(15:3286, 3293, 3371), Neal (16:3725), and Malone (17:3873,
3890) credibly testified that they did not hire anyone who had
not first registered at and been referred by FJS.
Because of all the problems detracting from the integrity of
GCX 138b, I attach only limited weight to it, and even then
only to the extent that it is consistent with Zurn documents of
record, such as the brass logs. On this basis, and crediting the
testimony of the three personnel supervisors that they hired no
one who had not registered with and been referred by FJS, I
find no merit to the Union’s contention respecting its Appendix
A.
2. Union Appendix B
On Appendix B attached to its brief, the Union lists the
names of 20 numbered employees as having been hired before
they applied. As an extension of its Appendix A contention, the
Union argues (Br. at 49) here that these deviations from Zurn’s
hiring rules are “further justification for treating the Union’s
letters of August 25 (GCX 39) and October 12, 1993 (GCX 44),
as sufficient for considering the Boilermaker applicants for
employment with Zurn/N.E.P.C.O.” I find no merit to this ar-
gument.
First, even if there were 20 mistakes out of over 900 em-
ployees hired at the 3 jobsites, that number of mistakes (about 2
percent) is well within a margin of error allowing for honest
mistakes. (I am confident that trial lawyers and surgeons would
be delighted to have a success rate of 98 percent!)
Second, once again it is the Union’s list which contains er-
rors. Jerry D. Haygood (number 6) apparently was listed be-
cause Charging Party’s Exhibit 12s shows his application date
as April 19, 1993, and his hire date as April 16. (CPX 12s at
89.) But the correct hire date is shown in the Auburndale brass
log, and that date is April 19, 1993. (RX 12 at 13, brass 165.)
Brent L. Hennington (number 8) apparently was listed inad-
vertently, for even Charging Party’s Exhibit 12s at 90 shows
the application date, at January 5, 1993, to be several months
before Hennington’s hire date of August 10. Actually, Charging
Party’s Exhibit 12s probably is in error, with General Counsel’s
Exhibit 138b, at 37, probably being correct when it shows the
appointment date of August 5.
Some names on the list raise the question of relevance even
if errors were made. Thus, at most, relevance is de minimis
respecting the office clerical Alice Hedden (none of the boiler-
makers was seeking a typing job or work answering the tele-
phone), the timekeeper Edgar A. Mullins, and those hired as
supervisors—Billy Landry (brass 34, RX 14 at 1) and John
Padget (brass 52, RX 12 at 1). Mulberry was Landry’s eighth
jobsite with Zurn. (13:2754, Landry.) He had been a supervisor
on previous Zurn jobs, including Bartow, was hired at Mulberry
as a foreman, and soon became a general foreman there.
(13:2664, 2753; RX 13 at 10, brass 229; GCX 110; CPX 12s at
120.) Recall that October 7, 1994, the date Landry was hired at
Mulberry, was Malone’s first day on the job there. If Malone,
because of the hectic pace engendered by replacing PPE as the
contractor, slipped up and took 3 weeks to get an application
from Landry, that understandable mistake hardly shows any
discrimination either in Zurn’s application of its hiring rules or
in Zurn’s not treating the Union’s letters of August 25 and Oc-
tober 12, 1993, as sufficient for “considering the Boilermaker
applicants for employment with” Zurn.
As for the others (only nine are pipefitters, pipe welders,
ironworkers, or helpers in those classifications), to the extent
that General Counsel’s Exhibit 138b is complete, it reflects
that, most instances, the applicant appeared at FJS before his
hire date at Zurn. Because the law does not require perfection,
because the number of mistakes was so small as to be irrele-
vant, and as the credited evidence supports the inference, which
I make, that the very few mistakes which did occur were not
because of any bad faith, I find no merit to the Union’s conten-
tion respecting its Appendix B.
3. Union Appendix C
Appendix C is a lengthy list of unnumbered names (and no
number given in the Union’s brief) showing that the employees
applied for one job, such as carpenter foreman, and were hired
for another, such as a (journeyman) carpenter, or even that the
job applied for was left blank. This proves nothing, and is en-
tirely different from not filing an application for a position
which is open. The critical point is that FJS, using its 516 refer-
ral card, referred the applicants for one, and only one, specific
job opening per application. All this has been summarized ear-
lier. There is no merit to this contention.
4. Union Appendix D
Appendix D, another lengthy list of unnumbered names,
shows that 310 (Union’s count, Br. at 55) employees were hired
after August 23, 1993, who were not prior Zurn employees. The
Union’s argument here is that the list of 310 invalidates
Malone’s (purported) testimony (7:1670) that all slots at Au-
burndale were filled by former Zurn employees (and one refer-
ral). In making this contention, the Union distorts Malone’s
testimony. As I described earlier, Malone actually testified that
the two classification (boilermaker and pipefitter) for which
Bragan and Juncal applied, from brass 291 until the close of the
Auburndale project, were filled by a total of 17 priority hires.
(7:1634–1635, 1670; 17:3813–3814.)
The Union’s distortion is unpersuasive. As for the list of 310
names, the Union does not pause to show on which project each
person worked, or in which classification the worker was hired.
The Union’s contention is irrelevant absent a new law that pro-
hibits employers, including Zurn, from having recruiting and
hiring rules that are applied without unlawful discrimination.
The Union’s Appendix D contention is without merit.
K. Hiring Policy Allegation Dismissed
To the extent that I have not previously done so, I now dis-
miss complaint paragraph 13(c) (applying hiring policies so as
to avoid hiring union members and union organizers). First, no
prima facie case of unlawful motivation was established. Sec-
ond, the record actually shows that Zurn hires union members
and employees who, by written notice to Zurn, have openly
declared their intent to organize Zurn’s employees. In short, the
Government’s allegation is without merit.
ZURN/N.E.P.C.O.
515
Third, the cases relied on by the General Counsel and the
Union are inapposite respecting their attack on the nature of
Zurn’s priority hiring system because the cases turned on ani-
mus-based motivation. None of the cases stands for the propo-
sition that a priority system, such as Zurn utilizes, is itself dis-
criminatory, or that it becomes discriminatory simply because
the “effect” of the policy is that the majority, even the great
majority, of those hired will be those who qualify for prefer-
ence under Zurn’s priority hiring policy (because of, for exam-
ple, many of those hired are from “followings,” many others
have come off other Zurn projects, and still others have been
referred by a Zurn employee or supervisor). The “effect” argu-
ment really is the unalleged “inherently destructive” concept by
another name.
Fourth, “unlawfully promotes” (GC Br. at 24) is not a cate-
gory of violation. Zurn’s hiring policy, as applied at the three
Florida jobsites, was either animus based (or, not alleged or
litigated, “inherently destructive”), or it was lawful. Finding no
animus, I find that Zurn’s application of its priority hiring pol-
icy at the three Florida jobsites was lawful. Moreover, the re-
cord here does not support any new concept of “unlawfully
promotes” (or the alternative concept of inherently destructive),
for the evidence demonstrates that union members get hired,
and that Zurn even hires known union activists who have de-
clared their intent to organize.
In short, complaint paragraph 13(c) is without merit. Having
dismissed all individual allegations of the complaint, I now
shall dismiss the complaint in its entirety.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended14
ORDER
The complaint is dismissed.
14 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.