329 NLRB 946
Climatrol, Inc.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
946
Climatrol, Inc. and Sheet Metal Workers Interna-
tional Association Local No. 33 of Northern
Ohio, AFL–CIO. Cases 6–CA–28008(1–2), 6–
CA–28155(1–2), and 6–CA–28327
November 2, 1999
DECISION AND ORDER
BY CHAIRMAN TRUESDALE AND MEMBERS FOX
AND LIEBMAN
On April 16, 1997, Administrative Law Judge Martin
J. Linsky issued the attached decision. The Respondent,
the General Counsel, and the Charging Party filed excep-
tions and supporting briefs, and the Charging Party filed
an answering brief to the Respondent’s exceptions.
The National Labor Relations Board has considered
the decision in light of the exceptions and briefs and has
decided to affirm the judge’s rulings, findings,1 and con-
clusions, as modified, and to adopt the judge’s recom-
mended Order as modified and set forth in full below.
The judge found that the Respondent violated Section
8(a)(1) when it threatened employees with a loss of bene-
fits and jobs, and with closure of the business because of
their union activity, interrogated them about union activ-
ity and union sympathies, and engaged in camera surveil-
lance of the employees’ union activities. He also found
that the Respondent violated Section 8(a)(3) when it
eliminated certain employee benefits and laid off em-
ployees Mark Newbrough and Pete Wodzinski, and Sec-
tion 8(a)(3) and (4) by refusing to recall the two employ-
ees because they supported the Union and because unfair
labor practice charges were filed on their behalf. The
judge further found that the Respondent violated Section
8(a)(3) when it refused to recall employee Jason Scott
Ware from layoff. For the reasons stated by the judge,
we agree.2 Despite the severity of these violations, how-
ever, the judge refused to issue a bargaining order. As
explained below, we find that a bargaining order is nec-
essary to remedy the foregoing violations and the addi-
tional conduct discussed below.
I. ADDITIONAL 8(a)(1) AND (3) FINDINGS
In sections III, E and F of his decision, the judge found
that the Respondent’s president, Jim Garner, told em-
ployees Wodzinski and George (Mike) McCormick on or
about March 19, 1996,3 that the Respondent had “plenty”
of work that it could do but would not do it until the em-
ployees’ “attitudes” changed.4 The judge further found
that on March 29, the Respondent’s vice president, Rod
Garner, Jim Garner’s son, told McCormick that the Re-
spondent had work it could do, but was not going to do it
until the Respondent saw what would happen with the
Union. Additionally, Wodzinski, whom the judge cred-
ited overall, testified that on March 20, he asked Jim
Garner why the employees’ “hours were getting shorter,”
and that Garner replied that “nothing was going to
change until the attitudes changed.” Notwithstanding his
factual findings, the judge failed to conclude that this
conduct violated the Act. We find that these comments,
made during the period that a significant segment of the
Respondent’s small work force was on layoff, violated
Section 8(a)(1) because they unlawfully conveyed that
work opportunities had been, and would continue to be,
reduced as long as employees supported the Union.5
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
2 In the absence of exceptions, we adopt the judge’s findings that
employees Ware and Paul Williams were laid off lawfully in January
1996 and that Williams was lawfully refused recall.
3 Except where specifically stated, all dates are in 1996.
We also find that the Respondent, in fact, reduced or
diverted work opportunities for the employees and
thereby violated Section 8(a)(3) and (1) of the Act. The
Garners’ unlawful remarks, supra, evidence both that
work opportunities existed and that employees’ hours
were being shortened. The record further establishes that
on March 25, the day the Union demanded recognition
from the Respondent and filed unfair labor practice
charges on behalf of discriminatees Wodzinski and
Newbrough, Jim Garner complained to Union Agents
Kenneth Perdue and Matthew Oakes that he was having
trouble finding qualified help. He told Perdue and
Oakes, however, that he would not rehire Wodzinski and
Newbrough because the Union filed charges with the
Board. Ruing the lack of qualified employees makes
little sense unless work opportunities existed. Moreover,
Wodzinski testified that on March 20, Rod Garner said
that the Respondent was so busy it “sent work out” to
another company to perform. Significantly, in its brief in
support of exceptions, the Respondent does not deny
reducing work, but argues rather that it “had the right to
correct attitude problems.” In these circumstances, we
find that the Respondent unlawfully reduced and diverted
4 The judge found, and it is readily apparent by this comment and
others, that the Garners’ use of the word “attitude” is a veiled reference
to the employees’ union activity. See Promenade Garage Corp., 314
NLRB 172, 179–180 (1994) (reference to employee’s “work attitude”
as ground for discharge a euphemism for prounion sentiments); Cook
Family Foods, 311 NLRB 1299, 1319 (1993) (company manager’s
reference to employee’s “bad attitude” deemed, in context, to be a
reference to union activities); McCotter Motors Co., 291 NLRB 764,
771 (1988) (manager told employee she had “bad attitude” after she
voiced grievances on behalf of other employees; deemed evidence of
unlawful motive in her subsequent discharge). See also NLRB v. Hale
Container Line, Inc., 943 F.2d 394, 400 (4th Cir. 1991) (in upholding
Board’s unlawful discharge finding, court noted that employer’s accu-
sation that employee had “defiantly negative attitude” referred to em-
ployee’s attitude towards employer’s previous antiunion retaliation).
5 Three of seven employees were on layoff. Ware was lawfully laid
off in January, but, as noted above, unlawfully denied reinstatement in
March. Employees Mark Newbrough and Wodzinski were laid off on
March 18 and 20, respectively.
329 NLRB No. 83
CLIMATROL, INC.
947
work opportunities for its employees because they sup-
ported the Union.6
II. THE BARGAINING ORDER
A. The Unit
The judge discussed but did not make specific findings
regarding the appropriateness of the unit. The Respon-
dent is engaged in the sales, installation, and service of
heating, ventilaling
and air-conditioning
(HVAC)
equipment at construction sites, and the employees in-
volved in the instant matter perform installation and ser-
vice work. The amended consolidated complaint alleges
that the appropriate unit for the purposes of collective
bargaining is “all full-time and regular part-time utility
workers, apprentices, journeymen sheet metal workers
and working foremen employed by the Respondent from
its Clarksburg, West Virginia, facility at various con-
struction job sites in the State of West Virginia; exclud-
ing all other employees, office clerical employees,
salesmen and guards.” Although the Respondent denied
this allegation in its answer, it did not otherwise litigate
the description or composition of the unit. As the judge
noted, the General Counsel established that at relevant
times the Respondent employed two installers, two to
three helpers, two service repairmen, and one shopman.
The General Counsel further established that the in-
stallers, helpers, and servicemen generally work together
in two-man or three-man crews at various jobsites, and
that they frequently interact with the shopman, fabricat-
ing metalwork in the shop. The installers, helpers, ser-
vicemen, and shopman are supervised by the Garners.
They have the same hours, similar wages, and common
benefits. Since it is not disputed that the job classifica-
tions used by the Respondent fall within the above unit
description or that the employees in issue share a com-
munity of interest, we find that the unit described in the
amended consolidate complaint is appropriate for collec-
tive bargaining within the meaning of Section 9(b) of the
Act.
B. Majority Status
The Union demanded recognition from the Respondent
on March 25. On that date, the unit numbered seven
employees, of whom five had signed cards authorizing
the Union to represent them for purposes of collective
bargaining.7 It is therefore clear that the Union had ma-
jority status at the time of its demand.
6 The record identifies one company to which work was diverted.
We shall leave to compliance the determination of how much work was
turned away and what employees would have earned had the Respon-
dent accepted such work. We shall also direct the Respondent to cease
its discriminatory reduction and diversion of work and to restore the
status quo by accepting available work on the same basis that it did
prior to its unlawful conduct. See Associated Constructors, 325 NLRB
998 (1998), and A-1 Fire Protection, 273 NLRB 964 (1984).
C. The Severity of the Violations
The judge declined to issue a bargaining order in this
case. He noted that two original unit employees were
gone: McCormick who voluntarily resigned in May, and
Williams. The judge found that although the Respondent
committed “serious hallmark violations,” the reinstate-
ment of the discriminatees Newbrough, Wodzinski, and
Ware pursuant to the recommended Order made it likely
that a fair election could be conducted among the Re-
spondent’s employees. We disagree.
The Board will issue a bargaining order, absent an
election, in two categories of cases. NLRB v. Gissel
Packing Co., 395 U.S. 575 (1969). The first category is
“exceptional” cases, those marked by unfair labor prac-
tices so “outrageous” and “pervasive” that traditional
remedies cannot erase their coercive effects, thus render-
ing a fair election impossible. The second category in-
volves “less extraordinary cases marked by less perva-
sive unfair labor practices which nonetheless have a ten-
dency to undermine majority strength and impede elec-
tion processes.” In the latter category of cases, the “pos-
sibility of erasing the effects of past practices and of en-
suring a fair election . . . by the use of traditional reme-
dies, though present, is slight and employee sentiments
once expressed by authorization cards would, on balance,
be better protected by a bargaining order.” NLRB v. Gis-
sel Packing Co., supra at 613, 614–615; Cassis Man-
agement Corp., 323 NLRB 456, 459 (1997), enfd. 152
F.3d 917 (2d Cir. 1998), cert. denied 525 U.S. 983
(1998).
We find that the violations at issue in the instant case
constitute category I conduct within the meaning of Gis-
sel. The Respondent embarked on a series of pervasive
and increasingly coercive unfair labor practices within
weeks of the advent of the employees’ union activity.
The first union contact with employees occurred on Oc-
tober 24 and by late November 1995, a majority of the
unit employees had signed authorization cards. On De-
cember 6, 1995, the Garners conducted a mandatory
meeting of employees at which they announced that the
Respondent had its best year ever with gross profits ex-
ceeding a preset goal of $1 million, but they sharply ad-
monished employees for “attitude problems”8 and threat-
ened to take away vacations and holiday benefits. Rod
Garner said that the Respondent might as well be “a un-
7 At the time the organizing drive began, there were eight employees
in the unit: Williams, Ware, Newbrough, Wodzinski, McCormick, Gary
Butcher, William Jones, and Kenny Willis. The lawful layoff and
failure to recall Williams, who signed a union authorization card in
October 1995, reduced the unit to seven employees. Three of these
seven employees (Butcher, Newbrough, and Wodzinski) also signed
cards in October 1995, and McCormick signed a card in November
1995. Ware signed a card in February while on layoff.
8 See fn. 3 above.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
948
ion shop” if it was going to pay benefits. Additionally,
Jim Garner threatened employees with loss of work and
jobs and threatened that he would close the business be-
fore he would “go union.” Within 1 month, in January
1996, the Respondent made good on one of its threats by
terminating the employees’ 1 week paid vacation and
five paid holidays. The Respondent then acted on the
other threats it had made. On March 18 and 20 the Re-
spondent unlawfully laid off Newbrough and Wodzinski,
respectively. Wodzinski’s layoff occurred 1 day after a
union meeting to discuss the Respondent’s possible fail-
ure to pay appropriate wages at a Federal jobsite and a
day after Wodzinski asked Jim Garner why benefits had
been cut in such a profitable year. As noted in the previ-
ous section, Garner replied that benefits could be rein-
stated if the employees’ attitude improved. Garner also
said there was work it could do but would not until the
employees’ attitude changed. The Respondent in fact
reduced and diverted work opportunities, and never re-
called Newbrough, Wodzinski, and Ware.
In sum, the Respondent threatened employees with a
loss of economic benefits, jobs, and closure, and then
eliminated those benefits along with the jobs of three
employees and reduced work opportunities because of
the employees’ union activity. Not one of the unit em-
ployees escaped the Garners’ wrath. All of the employ-
ees were threatened with and, in fact experienced, loss of
benefits. All of them were threatened with job loss, and
three of seven employees were permanently laid off. The
retaliatory decimation of the unit through the layoffs
eviscerates the rights guaranteed by the Act, and is
hardly less coercive than termination of an entire work
force,9 given that the Respondent made it clear that the
layoffs would last as long the employees’ prounion sup-
port did.
Moreover, the Respondent showed no signs of abating
its unlawful course of conduct even after ridding itself of
union supporters. When confronted with the initial un-
fair labor practice charges in this case, Jim Garner said
he would not recall Newbrough and Wodzinski because
of the charges, a violation of Section 8(a)(4). The Re-
spondent took further steps to keep its work force free of
union supporters. Thus, Rod Garner unlawfully interro-
gated and threatened Edward Jay Lane in May prior to
hiring him when he asked about Lane’s union sympathies
and advised Lane that the Respondent would shut down
“if a union came in.” Thereafter, on two occasions in
June, the Respondent engaged in unlawful surveillance
of its employees at a jobsite and at its facility.
In view of all of the foregoing, we find that the Re-
spondent’s intimidating course of conduct places it in the
realm of those exceptional cases warranting a bargaining
order under category I of the Gissel standard, because
traditional remedies cannot erase the coercive affects of
the conduct, making the holding of a fair election impos-
sible. See Cassis Management Corp., 323 NLRB at 459.
The restorative effect that Board-ordered reinstatement
may have on unit employees is severely diminished by
the fact that all of the current employees were victims of
these enduring unfair labor practices and the fact that the
perpetrators of the unfair labor practices, Jim and Rod
Garner, remain the owners and operators of the Respon-
dent. It is highly improbable that the employees who
retained their jobs and the discriminatees who are enti-
tled to reinstatement will risk further retaliation by sup-
porting the union. Accordingly, we find that a bargain-
ing order is necessary under category I standards.
9 See, for example, Cassis Management Corp., supra, and cases cited
therein.
Even if we were to find, however, that the violations
are less than “outrageous,” a bargaining order is war-
ranted under category II standards. At best, the elimina-
tion of benefits, the discharge of more than one-third of
the unit in fulfillment of threats of job loss, and the di-
version of unit work, along with the subsequent interro-
gation and threat of job loss made to a new employee
render the possibility of a fair election extremely remote.
Threats of business closure and job loss have long been
held to be “hallmark” violations of the Act. Gerig’s
Dump Trucking, 320 NLRB 1017 (1996), enfd. 137 F.3d
936 (7th Cir. 1998); Laser Tool, Inc., 320 NLRB 105 fn.
2 (1995); Koon’s Ford of Annapolis, 282 NLRB 506,
508 (1986), enfd. 833 F.2d 310 (4th Cir. 1987), cert. de-
nied 485 U.S. 1021 (1988). The actual loss of employ-
ment owing to discrimination clearly is a hallmark viola-
tion. Adam Wholesalers, 322 NLRB 313, 314 (1996),
citing NLRB v. Entwistle Mfg. Co., 120 F.2d 532, 536
(4th Cir. 1941). Similarly, the retaliatory elimination of
benefits is a patently coercive unfair labor practice. In
these circumstances, the possibility that employees
would hereafter express their uncoerced desires through
the mechanism of an election is slight, if it exists at all.
Finally, we note that the instant case differs markedly
from Be-Lo Stores v. NLRB, 126 F.3d 268 (4th Cir.
1997), in which the court declined to enforce a bargain-
ing order issued by the Board. Unlike that case, the spate
of egregious unfair labor practices here affects every
member of the small, single-location unit, the Union un-
questionably commands majority support, and turnover
within the unit as it was originally constituted is mar-
ginal.10 Further, in our view, a justifiable rather than an
inordinate amount of time has elapsed for the processing
and litigation of this case to date and for our issuance of
a bargaining order. See America’s Best Quality Coatings
Corp., 44 F.3d 516, 522 (7th Cir. 1995), in which the
10 Although the Respondent hired six new employees from April 24
through June 12, these hires were the direct result of the Respondent’s
unlawful refusal to recall Newbrough and Wodzinski, as well as Ware.
In addition, the Respondent must, pursuant to our Order, reinstate these
three employees, with the result that the seven-person unit will consist
of four of the original card signers.
CLIMATROL, INC.
949
court found that the passage of 3 to 4 years from date of
unfair labor practices to the issuance of the bargaining
order was an “ordinary institutional time lapse inherent
in the legal process.”
The complaint alleges that the Respondent violated
Section 8(a)(5) and (1) by failing and refusing to recog-
nize and bargain with the Union. Having found that the
Union demanded recognition on March 25, that at the
time of its demand it represented a majority of the Re-
spondent’s employees, and that the Respondent’s unfair
labor practice conduct warrants the issuance of a bargain-
ing order under the Gissel Packing standards discussed
above, we find that the Respondent violated Section
8(a)(5) and (1), as alleged. In view of the fact that the
Respondent embarked on its course of unlawful conduct
on December 6, when it threatened employees with a loss
of benefits and jobs and business closure, and that the
Union had acquired majority status at the time, we find
that the Respondent’s obligation to recognize and bar-
gain with the Union began on the date. Peaker Run Coal
Co., 228 NLRB 93 (1977). Accord: Ellis Electric, 315
NLRB 1187 (1994).
AMENDED CONCLUSIONS OF LAW
1. Climatrol, Inc., the Respondent, is an employer en-
gaged in commerce within the meaning of Section 2(6)
and (7) of the Act.
2. Sheet Metal Workers International Association Lo-
cal Union No. 33 of Northern Ohio, AFL–CIO, the Un-
ion, is a labor organization within the meaning of Section
2(5) of the Act.
3. The Respondent on March 18 and 20, 1996, violated
Section 8(a)(3) and (1) of the Act when it laid off Mark
Newbrough and Pete Wodzinski because of their support
for he Union and since mid-March 1996 when it failed to
recall Jason Scott Ware from layoff.
4. The Respondent since March 25, 1996, violated
Section 8(a)(4) and (1) of the Act when it failed to recall
Mark Newbrough and Pete Wodzinski because charges
had been filed on their behalf with the Board.
5. The Respondent on March 29 violated Section
8(a)(1) by informing an employee that it was reducing
work opportunities for employees because of their union
activities, and thereafter, violated Section 8(a)(3) and (1)
of the Act by reducing and diverting such work opportu-
nities.
6. The Respondent violated Section 8(a)(1) of the Act
when it threatened to terminate the employment of its
employees before it would recognize a union as collec-
tive-bargaining representative of its employees.
7. The Respondent violated Section 8(a)(1) of the Act
when it threatened to terminate benefits because of pro-
union activity by its employees and violated Section
8(a)(3) and (1) of the Act when in January 1996 it termi-
nated vacation pay and holiday pay for its employees.
8. The Respondent violated Section 8(a)(1) when it
unlawfully interrogated employees about the Union.
9. The Respondent violated Section 8(a)(1) of the Act
when it unlawfully surveilled and photographed the pro-
tected concerted activities of its employees.
10. The following unit is appropriate for purposes of
collective-bargaining within the meaning of Section 9(b)
of the Act:
All full-time and regular part-time utility workers, ap-
prentices, journeymen sheet metal workers and work-
ing foremen employed by the Respondent from its
Clarksburg, West Virginia, facility at various construc-
tion job sites in the State of West Virginia; excluding
all other employees, office clerical employees, sales-
men and guards.
11. Since on or about March 25, 1996, and at all times
thereafter, the Union has represented a majority of the
employees in the above-described unit, and has been the
exclusive representative of these employees for purposes
of collective bargaining within the meaning of Section
9(a) of the Act.
12. By failing and refusing to recognize and bargain
collectively with the Union since March 25, 1996, the
Respondent has violated Section 8(a)(5) and (1) of the
Act.
13. The unfair labor practices found above are unfair
labor practices having an effect on commerce within the
meaning of Section 2(6) and (7) of the Act.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified and set forth in full below and orders that the
Respondent, Climatrol, Inc., Clarksburg, West Virginia,
its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Laying off or failing to recall from layoff employ-
ees because of their union activity or because charges
have been filed with the Board on their behalf.
(b) Threatening to reduce, and reducing and diverting,
work opportunities for employees because of their union
activities.
(c) Interrogating any employee about union support or
union activities.
(d) Threatening employees that it will shut down be-
fore it lets a union in.
(e) Threatening to eliminate or eliminating employee
benefits because of employee support for the Union.
(f) Surveilling and photographing employees engaged
in protected concerted activity.
(g) Refusing to recognize and, on request, bargain with
Sheet Metal Workers International Association Local
No. 33 of Northern Ohio, AFL–CIO as the collective-
bargaining representative of employees in the appropriate
unit.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
950
(h) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the
rights guaranteed them by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order reinstate
consistent with the remedy section of the judge’s deci-
sion, Mark Newbrough, Pete Wodzinski, and Jason Scott
Ware to their former positions or, if those jobs no longer
exist, to substantially equivalent positions.
(b) Make Mark Newbrough, Pete Wodzinski, and Jason
Scott Ware whole for any loss of earnings and other bene-
fits suffered as a result of the discrimination against them.
Backpay is to be computed on a quarterly basis as pre-
scribed in F. W. Woolworth Co., 90 NLRB 289 (1950),
with interest as computed in New Horizons for the Re-
tarded, 283 NLRB 1173 (1987).
(c) Within 14 days from the date of this Order, remove
from its files any reference to the layoff of Mark New-
brough, Pete Wodzinski, and Jason Scott Ware and no-
tify them in writing that this has been done and that evi-
dence of the unlawful layoff and/or failure to recall will
not be used against them.
(d) Within 14 days of the date of this Order, reinstate
retroactive to January 1996 the holiday pay and vacation
benefits enjoyed by employees prior to January 1996 and
reimburse employees for any moneys lost as a result of
the unlawful elimination of these benefits, with interest.
(e) Within 14 days of the date of this Order, restore the
status quo by accepting available work on the same basis
that work was accepted prior to the unlawful reduction
and diversion of work opportunities, and make employ-
ees whole for any loss of earnings and other benefits suf-
fered as a result of the reduction and diversion of work
opportunities.
(f) Recognize and, on request, bargain with Sheet
Metal Workers International Association Local No. 33 of
Northern Ohio, AFL–CIO as the collective-bargaining
representative of employees in the appropriate unit.
(g) Preserve and, within 14 days of a request, make
available to the Board or its agents for examination and
copying, all payroll records, social security payment re-
cords, timecards, personnel records and reports, and all
other records necessary to analyze the amount of back-
pay due under the terms of this Order.
(h) Within 14 days after service by the Region, post at
its facility in Clarksburg, West Virginia, copies of the at-
tached notice marked “Appendix.”11 Copies of the notice,
on forms provided by the Regional Director for Region 6,
after being signed by the Respondent’s authorized repre-
sentative, shall be posted by the Respondent immediately
upon receipt and maintained for 60 consecutive days in
conspicuous places including all places where notices to
employees are customarily posted. Reasonable steps shall
be taken by the Respondent to ensure that the notices are
not altered, defaced, or covered by any other material. In
the event that, during the pendency of these proceedings,
the Respondent has gone out of business or closed the
facility involved in these proceedings, the Respondent
shall duplicate and mail, at its own expense, a copy of the
notice to all current employees and former employees em-
ployed by the Respondent at any time since December 6,
1995.
11 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
(i) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and has ordered us to
post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives
of their own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected
concerted activities.
WE WILL NOT lay off employees or refuse to recall
them because they support the Union, and WE WILL NOT
refuse to recall employees from layoff because charges
have been filed on their behalf with the Board.
WE WILL NOT threaten to go out of business if employ-
ees select a union to represent them.
WE WILL NOT threaten to reduce work opportunities for
employees or divert such opportunities because of their
support for the Union.
WE WILL NOT interfere with employees’ protected con-
certed activities by taking pictures of them without
proper justification when they are engaged in protected
concerted activity.
WE WILL NOT interrogate our employees about their un-
ion sympathies.
WE WILL NOT threaten to eliminate or eliminate bene-
fits if our employees engage in protected concerted activ-
ity.
CLIMATROL, INC.
951
WE WILL NOT refuse to recognize and, on request, bar-
gain with Sheet Metal Workers International Association
Local No. 33 of Northern Ohio, AFL–CIO as the collec-
tive-bargaining representative of employees in the ap-
propriate unit.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Section 7 of the Act.
WE WILL, within 14 days from the date of the Board’s
Order, offer reinstatement to Mark Newbrough, Peter
Wodzinski, and Jason Scott Ware, to their former posi-
tions or, if the positions no longer exist, to substantially
equivalent positions, and WE WILL make them whole for
any loss of earnings and other benefits resulting from our
discrimination, less any net interim earnings, plus inter-
est.
WE WILL return to the past practice of accepting avail-
able work on the same basis that we did prior to our dis-
criminatory reduction and diversion of work, and WE
WILL make employees whole for any loss of earnings and
other benefits suffered as a result of the reduction and
diversion of work opportunities.
WE WILL remove from our files any reference to the
unlawful layoffs or failure to recall from layoff Mark
Newbrough, Pete Wodzinski, and Jason Scott Ware, and
notify each of them in writing that this has been done and
that their unlawful layoff and failure to be recalled from
layoff will not be used against them in any way.
WE WILL reinstate retroactive to January 1996 the holi-
day pay and vacation benefits of our employees and
make them whole for any moneys they lost as a result of
the elimination of these benefits in January 1996, with
interest.
WE WILL recognize and, on request, bargain with Sheet
Metal Workers International Association Local No. 33 of
Northern Ohio, AFL–CIO as the collective-bargaining
representative of employees in the appropriate unit.
CLIMATROL, INC.
Gerald McKinney, Esq., for the General Counsel.
Fred Holroyd, Esq., of Charleston, West Virginia, for the Re-
spondent.
Richard P. James, Esq., of Toledo, Ohio, for the Charging
Party.
DECISION
STATEMENT OF THE CASE
MARTIN J. LINSKY, Administrative Law Judge. Between
March 25 and September 3, 1996, charges and first amended
charges were filed in Cases 6–CA–28008–1, 6–CA–28008–2,
6–CA–28155–1, 6–CA–28155–2, and 6–CA–28327 by Sheet
Metal Workers International Association Local Union No. 33
of Northern Ohio, AFL–CIO (the Union) against Climatrol, Inc.
(the Respondent).
On September 4, 1996, the National Labor Relations Board,
by the Regional Director for Region 6, issued an amended con-
solidated complaint (the complaint) which was further amended
at the hearing, which alleges that Respondent violated Section
8(a)(1), (3), (4), and (5) of the National Labor Relations Act
(the Act) when it unlawfully committed numerous unfair labor
practices, to include the unlawful termination of four employ-
ees, in order to defeat a union campaign to organize its employ-
ees. Among the remedies sought by the General Counsel is the
issuance of a bargaining order under the authority of NLRB v.
Gissel Packing Co., 395 U.S. 575 (1969), which bargaining
order would direct Respondent to recognize the Union and
bargain with it as the collective-bargaining representative of its
employees. The General Counsel contends a Gissel bargaining
order is appropriate because Respondent’s unfair labor prac-
tices were so egregious that it has made the holding of a fair
election impossible.
Respondent filed an answer in which it denied that it violated
the Act in any way.
A hearing was held before me in Clarksburg and Fairmont,
West Virginia, on October 17 and 18 and December 2 and 3,
1996.
Upon the entire record in this case, to include posthearing
briefs submitted by the General Counsel and Respondent, and
upon by observation of the demeanor of the witnesses I issue
the following
FINDINGS OF FACT
I. JURISDICTION
Respondent, a West Virginia corporation, with an office and
place of business in Clarksburg, West Virginia, has been a con-
tractor in the construction industry engaged in the retail sale
and the nonretail installation and service of heating, ventilating,
and air-conditioning equipment (HVAC).
Respondent admits, and I find, that at all material times it has
been an employer engaged in commerce within the meaning of
Section 2(2), (6), and (7) of the Act.
II. THE LABOR ORGANIZATION INVOLVED
Respondent admits, and I find, that at all material times the
Union has been a labor organization within the meaning of
Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. Overview
A unit appropriate for purposes of collective bargaining un-
der Section 9(b) of the Act would be a unit of Respondent’s
employees who did the following jobs: installers of HVAC
equipment, helpers who are assigned to assist the installers,
service repairmen who service the installed HVAC equipment,
and the shopman who gets the material together that the others
need to do their job. All of the people who did this work for
Respondent were hourly employees who wore the same type of
uniform and had the same benefits package, i.e., health insur-
ance, vacation, paid holidays, and could participate in a 401(K)
plan.
In the fall of 1995 this unit had two installers, Mark New-
brough and Pete Wodzinski, three helpers Jason Scott Ware,
Paul Williams, and Gary Butcher, two service repairmen, Bill
Jones and George (Mike) McCormack, and one shopman,
Kenny Willis, for a total of eight employees. Respondent did
not contest during the hearing or in its posthearing brief that
this was an appropriate unit under Section 9(b) of the Act but
merely denied in its answer that the unit was appropriate.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
952
The Union began an organizing campaign among these em-
ployees in the fall of 1995. Within a few months four of the
eight or 50 percent of the employees in the unit no longer
worked for Respondent. Six of the eight had signed union au-
thorization cards and all of the employees so terminated from
Respondent’s employ had signed union authorization cards.
Jim Garner and his son, Rod Garner, are president and vice
president, respectively, of Respondent, and they claim that they
did not know of any union organizing activity by any of their
employees until after they had let go of the four discriminatees
in this case. The four discriminatees are Paul Williams (a
helper), Jason Scott Ware (a helper), Mark Newbrough (an
installer), and Pete Wodzinski (an installer). Respondent
claims that Williams and Ware were let go in January 1996
because of lack of work and that Newbrough and Wodzinski
quit in March 1996.
The union campaign began when organizer Suzanne Morgan
contacted installer Mark Newbrough and his helper, Gary
Butcher, at one of Respondent’s jobsites on October 24, 1995.
They both signed union authorization cards. Two days later, on
October 26, 1995, Morgan, at a Hardees Restaurant, talked to
installer Peter Wodzinski and his helper Paul Williams and both
Wodzinski and Williams signed union authorization cards at
that time. As Union Organizer Suzanne Morgan was leaving
the Hardees’ parking lot Jim Garner pulled in. On November
29, 1995, service repairman George (Mike) McCormack signed
a union authorization card at a jobsite and on February 28,
1996, at the union hall Jason Scott Ware signed a union au-
thorization card. All the union authorization cards designated
the Union as the collective-bargaining representative of the
person signing the card.
The building where Respondent is housed is such that em-
ployee conversations about the Union or anything else for that
matter could be heard by Jim and Rod Garner in their offices
which directly abut the shop.
In its brief Respondent argues that these union authorization
cards were signed after the termination of four of the employ-
ees who signed union authorization cards in order to give the
employees a better case against Respondent. There is no evi-
dence to support this claim and I credit the testimony, which is
corroborated by the dated cards, of Mark Newbrough, Jason
Scott Ware, Pete Wodzinski, Paul Williams, George (Mike)
McCormack, and Suzanne Morgan that the cards were signed
on the date noted on the union authorization card. Gary
Butcher who was still employed by Respondent at the time of
the hearing and who signed a union authorization card was not
called as a witness by either side.
Both Mark Newbrough and Pete Wodzinski approached
shopman Kenny Willis and asked him to sign a union authori-
zation card but he told them he was not interested. Willis still
works for Respondent but did not testify before me.
On December 6, 1995, a mandatory employee meeting took
place at Respondent’s facility. The purported reason for the
meeting was a discussion of the employee 401(K) plan. During
this meeting according to the testimony of Mark Newbrough,
Jason Scott Ware, Pete Wodzinski, and George (Mike)
McCormack, the Union came up in discussion and statements
were made by Jim Garner that violate the Act. Jim Garner, his
son, Rod Garner, and Sharon Simon, officer manager, and a
statutory supervisor, deny that the Union was mentioned and
deny that Jim Garner made the statements attributed to him by
Newbrough, Ware, Wodzinski, and McCormack. In Simon’s
nonverbatim summarized minutes of the meeting there is no
mention of the Union.
As to what was said at this meeting, I credit the version pre-
sented by the testimony of Newbrough, Ware, Wodzinski, and
McCormack over the version present by the Garners and
Simon. It could be argued that since Newbrough, Ware, and
Wodzinski are alleged discriminatees they may have a motive
to fabricate but they nevertheless impressed me, each of them,
as honest. The Garners and Simon did not so impress me.
And, of course, the Garners and Simon have arguably a motive
to fabricate as well. But George (Mike) McCormack has no
motive to fabricate. McCormack no longer works for Respon-
dent. He resigned in May 1996 and moved to Tulsa, Okla-
homa, where he is a licensed contractor with his own HVAC
business. He appeared before me as a subpoenaed witness
who, by his demeanor, obviously did not relish being a witness.
I found him very credible.
At the December 6, 1995 meeting at Respondent’s facility
Jim Garner, according to McCormack, Newbrough, Ware, and
Wodzinski, told his employees that Respondent had had one of
its best years ever in 1995 and had grossed close to a $1 million
in business but there was some attitude problems he didn’t like
and he was thinking of taking away vacation and holiday bene-
fits and compensating employees in some other fashion based
more directly on quality of performance. Rod Garner, Jim’s
son, then said if Respondent was going to be providing benefits
it may as well be union. Jim Garner then responded that before
he would go union he would lay off the employees and he and
his son would strap on belts and do the work themselves. Jim
Garner also said he had worked union before and would never
do it again and he would close the business before he would go
union.
This mention of the Union at the December 6, 1995 manda-
tory meeting of employees, where it is Respondent’s officials,
Jim and Rod Garner, who first bring up the subject of the Union
demonstrates that Respondent was aware of some union activ-
ity on the part of some of its employees in December 1995 and
prior to the layoff/discharge of the four discriminatees. In addi-
tion, I credit the testimony of Edward Jay Lane that when he
interviewed with Jim Garner in May 1996 Garner told Lane
that Respondent had been having a problem with the Union
since the prior October but it really came out in the open a few
months ago, a probable reference to the union demand for rec-
ognition on March 25, 1996. The statements of Jim Garner that
he would close the business before he went union and that he
would lay off the employees and he and his son would do the
work themselves before he would go union are unlawful threats
in violation of Section 8(a)(1), of the Act. In addition the threat
to eliminate vacation and holiday pay because of poor “atti-
tude” after Respondent just had its best year can only be inter-
preted as a threat of loss of benefits because of union activity.
In January 1996, Respondent terminated, as threatened in
December 1995, the following benefits for all his employees,
i.e., 1-week paid vacations and pay for five holidays. These
benefits were terminated, I find, because of the union activity
of Respondent’s employees, because having just had in 1995
the most successful year in Respondent’s history to then take
away benefits makes no sense whatsoever except as retaliation
for protected concerted activity. The termination of these bene-
fits was done in violation of Section 8(a)(1) and (3) of the Act.
The Garners claim that the benefits weren’t really terminated
but will be paid in another way, e.g., a lump sum, however,
CLIMATROL, INC.
953
they have not been paid in any other manner as of the close of
the hearing before me on December 3, 1996.
B. Layoff/Discharge of Paul Williams
Paul Williams started his employment with Respondent in
April 1995 and was laid off in January 1996, some 9 months
later. He was a helper and signed a union authorization card
along with Pete Wodzinski on October 26, 1995.
Williams talked about the Union in the shop with the other
employees who signed union authorization cards. He was sick
and as a result not present at the December 6, 1995 meeting
where the Union was mentioned and Jim Garner threatened to
close the business before he would go union. Williams testified
that he tried to keep knowledge of his union activity away from
the Garners.
Williams had a blood disorder and missed a good deal of
work as a result thereof.
Under the rationale of Wright Line, 251 NLRB 1083 (1980),
enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied 445 U.S. 989
(1982), which I consider in deciding the lawfulness of all the
terminations in this case, if, after the General Counsel presents
a prima facie case of discrimination, the Respondent has an
opportunity to rebut the General Counsel’s case by establishing
it had legal and nondiscriminatory reasons for the layoff or
failure to recall or discharge in question.
Rod Garner testified, largely corroborated by Williams him-
self, that Williams had a serious attendance problem. Granted
Williams was ill, which is a good excuse or reason for missing
work, but he missed 77 out of 180 days of work. In addition,
Williams was told he should take an EPA test but didn’t be-
cause he claimed he couldn’t afford it and didn’t know that
Respondent had prepaid for him to take the test. After Wil-
liams told Jim Garner in November 1995 that he didn’t taken
the test Jim Garner told him to take it as soon as he could but
Williams hadn’t taken the test by the time he was laid off on
January 6, 1996.
Respondent claims that work was a slow in early 1996 and
when Williams called in for work he was told he wasn’t
needed. By the time Respondent hired new helpers (Williams
had been a helper) Respondent didn’t recall Williams because
of his bad attendance and because he hadn’t taken the EPA test.
I find that Respondent presented a sufficient economic business
justification for its layoff and failure to recall Paul Williams
and that the layoff and failure to recall Williams was not a vio-
lation of the Act.
C. Layoff/Discharge of Jason Scott Ware
Jason Scott Ware began employment with Respondent in
August 1995 as a warehousemen and became a helper in De-
cember 1995. He was laid off on January 15, 1996. He worked
for Respondent for approximately 5 months. Ware did not sign
a union authorization card until February 28, 1996, approxi-
mately 1-1/2 months after his layoff.
In January 1996 Ware, who lived in the country, was snowed
in. He called in and was told by management that if you can’t
get in, you can’t get in. Eventually after several days, Ware
was told he was being put on layoff status and Respondent
would call him when they needed him.
Respondent never called him back and when he called he
was told they didn’t need him. Eventually Ware stopped call-
ing in for work.
Respondent’s reason for the layoff of Ware was that work
was slow and the reason for not recalling Ware when work
picked up was that Ware had not been working out as an em-
ployee. Their evidence that Ware was not working out as an
employee were that Peter Wodzinski, who Ware helped, told
management that Ware was not working out as a employee and
that Ware had dropped and broken a drill belonging to Wodzin-
ski. Wodzinski credibly testified that he never told Respondent
that Ware was not working out but simply that Ware wasn’t
ready to become an installer quite yet. Ware admits he broke
Wodzinski’s drill accidentally when he moved a ladder. How-
ever, there is compelling evidence that Ware was working out
okay as an employee. Ware was hired under a West Virginia
program whereby the State paid part of Ware’s wages in return
for Ware being trained. Pursuant to the state program Ware
was rated by Respondent on attendance, dependability, attitude,
and training progress on a monthly basis and could be rated on
the forms provided either satisfactory or unsatisfactory. Ware
was rated satisfactory in all areas every month except once
when rated unsatisfactory in September 1995 for attendance
and Respondent noted on the form that Ware had car problems
that month.
Considering all the evidence I find that Respondent did not
violate the Act when it laid off Ware because I credit Respon-
dent that work was slow in January 1996. However, by mid-
March 1996 Respondent had work it could do but wasn’t be-
cause it did not like the attitude of its employees. I credit Peter
Wodzinski and George (Mike) McCormack that Respondent
told them this. Accordingly, Ware could have been recalled in
March 1996 but was not. Based on all the evidence in this case
Ware I find was not recalled because of his activity on behalf of
the union. By mid-March Ware had signed a union authoriza-
tion card. The failure to recall Ware by mid-March 1996 was a
violation of Section 8(a)(1) and (3) of the Act.
D. Layoff/Discharge of Mark Newbrough
Mark Newbrough began his employment with Respondent in
November 1993 and his employment terminated on March 18,
1996.
The General Counsel maintains that Newbrough was fired
for union activity. Respondent maintains that be quit his em-
ployment. I agree with the General Counsel.
Newbrough was an installer and he and his helper, Gary
Butcher, were the first to sign union authorization cards on
October 24, 1995. Butcher was not laid off or discharged and
did not testify before me.
Newbrough and his fellow employees discussed the Union at
the shop under conditions where it was quite possible for Jim
and Rod Garner to hear the men discuss the Union. The Gen-
eral Counsel’s witnesses were honest and could easily have
said, if they were inclined to lie to help their case, that Jim and
Rod Garner had heard them talk union but they didn’t say that.
However, the set up of the shop was such that the Garners
whose offices abutted the work area could easily have heard the
employees discussing the Union. However, whether the Gar-
ners learned about the union activity because they overheard it
or from some other source it is clear they knew of the union
activity by December 6, 1995, when they had the employee
meeting at the shop. I rely in part on the so-called “small shop
doctrine” in finding the Respondent knew of the union activity
among its employees. See American Chain Link Fence Co.,
255 NLRB 692, 693 (1981).
As noted above, Jim Garner said he was thinking of taking
away holiday pay and vacation benefits from his employees
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
954
even though the Company had just had its best year ever, and
when his son Rod Garner commented that with all those bene-
fits maybe Respondent should be union, Jim went on to say that
he would close before he went union and he and his son would
strap on belts and do the work themselves. As noted above and
reiterated here, Respondent, I find, knew of union activity
among its employees at the time of the December 6, 1995 meet-
ing of the employees. I note also that I credit Edward Jay Lane
who testified that in May 1996 that Jim Garner told him that
Respondent had been having a problem with the union since the
prior October.
Newbrough in January 1996 distributed union literature at
work.
In February 1996 at a union meeting at the union hall there
was a discussion between the union organizer and some of
Respondent’s employees about whether Respondent complied
with the overtime rules and prevailing wage rate on a recent
project it worked on at a Veterans Administration (VA) Hospi-
tal and the employees were informed by the Union that they
should collect their pay stubs and that there would be a meeting
on this matter and the employees may be entitled to moneys
from Respondent because of Respondent’s possible failure to
comply with applicable overtime pay rules and/or its possible
failure to pay the prevailing wage rate on a federally funded
project.
On March 13, 1996, the Union mailed a flyer to the homes of
the six employees of Respondent who had signed union au-
thorization cards stating that there would be a union meeting at
5 p.m. on March 19, 1996. The subject of the meeting was to
be the issues of employees receiving back wages for all times
not paid at time and a half over 40 hours and to see if the pre-
vailing wage rate had been paid. Employees were told to bring
their paystubs to the meeting and were informed that “[t]his
could be worth thousands of dollars to you.” There is no direct
evidence that this flyer fell into the hands of the Garners or that
its contents became known to them although Newbrough did
take a copy of the flyer to work. However, the timing between
the distribution of this flyer and the fate of Ware, Newbrough,
and Wodzinski is telling. Needless to say any “thousands of
dollars” paid to employees would be paid by Respondent.
Suffice it to say on March 18, 1996, Newbrough was laid
off. As to what occurred between Newbrough and the Garners
I credit Newbrough. I found him to be a very credible witness.
To begin with the Garners, father and son, concede that
Newbrough was very good at his job. However, on March 18,
1996, Jim and Rod Garner met with Newbrough and told him
they didn’t like Newbrough’s attitude about a new rule prohib-
iting smoking in company vehicles.1 Jim Garner told New-
brough that he was a good worker and the other employees
looked up to him as a leader but he wasn’t a company man and
maybe he shouldn’t continue to work for Respondent. Jim
Garner went on to tell Newbrough that Peter Wodzinski was
one of the best at what he did for a living but even Wodzinski
could be replaced and that work would be slow for a week or
two and Newbrough should go home and they'd call him if they
needed him.
Newbrough could see the handwriting on the wall. New-
brough then said to Jim Garner why drag it out if Respondent
was going to lay him off just do it so he could begin collecting
unemployment.
1 When told of the new policy some days earlier Newbrough, a
smoker, who didn’t like the new rule, commented that at least he didn’t
chew tobacco, like Jim Garner, and spit in the company vehicles.
On May 2, 1996, Newbrough delivered a letter to Respon-
dent in which he stated that he was still available for work and
had been since March 18, 1996, and was anxious to return to
work. He was never brought back to work
Respondent claims that they told Newbrough that his attitude
was bad and maybe he shouldn’t work for them and they gave
him a week to decide what to do. When Newbrough turned in
his uniform they understood this to mean he was quitting.
It is clear to me as noted above that Respondent knew of un-
ion activity among its employees prior to December 6, 1995. It
also seems apparent that Respondent learned about the March
19, 1996 meeting concerning Respondent’s possible failure to
pay overtime and prevailing wage rate on a federally funded
job and decided to terminate Mark Newbrough, one of the first
employees to sign a union authorization card and someone the
other employees looked up to as a leader. Newbrough had
discussed the union with his fellow employees and it is clear
that everyone in the eight person unit knew of the union activ-
ity. Accordingly, the layoff/discharge of Mark Newbrough on
March 18, 1996, was a violation of Section 8(a)(1) and (3) of
the Act. Further evidence that Newbrough was fired and didn’t
quit is the fact that the union filed a charge claiming he was
unlawfully terminated on March 25, 1996, which was the same
day that the Union filed a charge claiming that Pete Wodzinski
had also been unlawfully terminated. If Newbrough had quit
why file the charge and why write a letter saying he was avail-
able to return to work.
On March 25, 1996, Union Business Representative Kenneth
Perdue and Union Organizer Matthew Oaks went to Respon-
dent’s facility and presented a demand for recognition from the
Garners.
On April 11, 1996, Kenneth Perdue and Matthew Oaks re-
turned to Respondent’s facility again and spoke with Jim Gar-
ner, who complained about the difficulty he was having getting
qualified help and Oaks said why not bring back Newbrough
and Wodzinski and Jim Garner said he didn’t appreciate the
union’s mafia tactics and wouldn’t rehire Newbrough and
Wodzinski because they filed charges with the Board. Accord-
ingly, the failure to recall Newbrough and Wodzinski since
March 25, 1996, was a violation of Section 8(a)(4) of the Act
because it was done to retaliate against them because charges
had been filed on their behalf with the Labor Board.
E. Layoff/Discharge of Pete Wodzinski
Pete Wodzinski began his employment with Respondent
some 8 years before he was terminated on March 20, 1996. At
the time he was terminated he was the senior employee in terms
of seniority working for Respondent. The Garners concede that
Wodzinski was a very good worker with no discipline on his
record and good attendance. In December 1995 just 3 months
before he was terminated, Wodzinski received an unprece-
dented $500 Christmas bonus. There is no evidence any em-
ployee received as big a Christmas bonus as Pete Wodzinski.
Wodzinski and his helper, Paul Williams, signed union au-
thorization cards on October 26, 1995. Wodzinski thereafter
discussed the Union at the shop and at jobsites.
Wodzinski also attended the December 6, 1995 meeting at
which Jim Garner, after telling the employees the Company had
had its best year ever, told the employees he was thinking of
taking away their vacation and holiday benefits because of their
CLIMATROL, INC.
955
bad attitude. When Rod Garner said with these benefits we
may as well be union he heard Jim Garner say that he had been
union before and would close before he would go union and he
and his son would put on tool belts and do the work themselves.
On March 18, 1996, Wodzinski heard that Newbrough had
been laid off. On March 19, 1996, Wodzinski met with Jim
Garner, who said when Wodzinski asked why did we lose bene-
fits if we had such a good year, that if attitudes improve then
the employees would get their benefits back, and Garner also
said Respondent had work that it could do but won’t do it till
the attitude of the employees changed. It is obvious that the so-
called “attitude” problem was the interest of the employees in a
union.
On March 20, 1996, Wodzinski and Jim Garner spoke again
and afterwards when Wodzinski finished a task and went to see
about more work he was told by the secretary that there was no
more work for him to do and he could go home. Wodzinski
saw Rod Garner as he was leaving and was told by Rod Garner
at that time to turn in his uniforms. Wodzinski turned in his
uniforms. He received no call to return to work.
Respondent claims that on March 20, 1996, Wodzinski told
the Garners that he was going to take another job and gave
them 4 weeks notice. The Garners claim that they talked
Wodzinski out of quitting the year before and decided at that
time that if he gave notice again they would let him go and not
try to talk him out of it. They claim they told Wodzinski they
would give him some work during the next few weeks but
things were slow and they did not need him. Wodzinski credi-
bly denied that he gave notice to the Garners that he was quit-
ting.
The layoff of Pete Wodzinski on March 20, 1996, was a vio-
lation of Section 8(a)(1) and (3) of the Act.
On May 6, 1996, Wodzinski wrote a letter to Respondent
saying he was still available for work but Respondent did not
recall him. As noted above Jim Garner told Union Officials,
Matthew Oaks and Kenneth Perdue, when Oaks suggested
bringing Newbrough and Wodzinski back to work after Garner
said he couldn’t get qualified help that Newbrough and
Wodzinski would not be brought back to work because they
had filed charges with the Board. Accordingly, the failure to
recall Wodzinski, like the failure to call Newbrough, since
March 25, 1996, was a violation of Section 8(a)(4) of the Act.
F. Unlawful Interrogation
A day or two after Mark Newbrough was laid off on March
18, 1996, George (Mike) McCormack attended a meeting with
the Garners and was told by Jim Garner that Mark Newbrough
was let go because of his attitude and if his attitude changed
he’d be rehired and further that Respondent had work to do but
wouldn’t do it until the attitude of the employees improved.
On March 22, 1996, George (Mike) McCormack met again
with the Garners. At this meeting Jim Garner asked McCor-
mack what, if anything, he knew about the union. McCormack
evaded answering the question other than to say that a female
union organizer had approached him about signing a union
authorization card. This questioning of McCormack by Jim
Garner constituted unlawful interrogation in violation of Sec-
tion 8(a)(1) of the Act.
It also is of significance because it indicates that Respondent
was aware of union organizing prior to March 25, 1996, the day
the union first demanded recognition and the day Respondent
claims it first heard of the union organizing effort.
On March 29, 1996, McCormack had a conversation with
Rod Garner and Garner told McCormack that Respondent had
work it could do but it wasn’t going to do it until Respondent
saw what was going to happen with the union.
In May 1996, Edward Jay Lane was hired by Respondent.
Lane quit within a few months. Prior to being hired Lane was
interviewed by Rod Garner on May 8, 1996. During the inter-
view Rod Garner asked Lane what his views were about un-
ions. At a second interview with Rod and Jim Garner, Jim
Garner told Lane that if the Union got in he would shut down
the Company. These statements to Lane constitutes unlawful
interrogation and unlawful threats in violation of Section
8(a)(1) of the Act. In addition, and as noted above, Jim Garner
told Lane that Respondent had a problem with the Union since
the prior October indicating along with other evidence that
Respondent was well aware of union activity among its em-
ployees when it unlawfully laid off Newbrough and Wodzinski
and failed to recall Ware.
G. Unlawful Surveillance
On June 12 and 18, 1996, it is alleged that Respondent
unlawfully surveilled or spied on the protected activity of its
employees in violation of Section 8(a)(1) of the Act.
On June 12, 1996, Union Organizer Mitchell Walter visited
one of Respondent’s jobsites and was talking to employee Ed-
ward Jay Lane and one other unidentified employee trying to
get them to sign union authorization cards. The two employees
were sitting in a company truck eating lunch and were on their
lunchbreak. Rod Garner started taking pictures of the three
men with his camera. Rod Garner moments later spoke with
Organizer Walter and asked him to stop harassing Respon-
dent’s employees and trying to ruin his Company. Walter ex-
plained he was trying to organize Respondent not ruin it. Re-
spondent did file a charge with the Board alleging that the Un-
ion was harassing its employees but the charge was later with-
drawn by the Respondent.
On June 18, 1996, when picketing was going on at Respon-
dent’s facility Pete Wodzinski showed up and Rod Garner took
some pictures of the people picketing apparently including Pete
Wodzinski. Wodzinski was an employee within the meaning of
the Act because he had been unlawfully laid off and Respon-
dent had unlawfully refused to recall him to work.
It is my opinion that what occurred on both June 12 and 18,
1996, were violations of the Act. When you picket in front of a
facility you can anticipate obviously that management will
observe you but for management to make a record by photo-
graphing what they have a right to look at is an unfair labor
practice because, absent proper justification, photographing
employees engaged in protected activity has a tendency to in-
timidate and plant a fear of reprisal. See F. W. Woolworth Co.,
310 NLRB 1197 (1993). Respondent alleged that the Union
was harassing its employees but no evidence was submitted to
support this.
What occurred on June 12, 1996, was likewise unlawful sur-
veillance in violation of Section 8(a)(1) of the Act. Employees
have a right, when on their lunchbreak at a jobsite, to discuss
the union and whether they should support it with their fellow
employees as well with union organizer. An employee can’t
make an intelligent decision as to whether to support a union or
not if he or she can’t even talk about the union with a union
representative. Clearly the boss showing up with a camera and
taking picture of the employee and the organizer would tend to
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
956
interfere with protected rights which include, at a minimum, the
right to listen to a union organizer’s arguments in favor of the
union when the employee is on his own time.
H. Bargaining Order
I will not recommend to the Board that a bargaining order is-
sue in this case. The Union filed an election petition with the
Board but it was blocked by the unfair labor practice charges
filed by the Union. No election was ever held.
I note that the Union Respondent demonstrated with a card
showing that it enjoyed majority support in the unit, i.e., six of
eight people in the unit signed union authorization cards. Two
of the six are no longer with Respondent, i.e., Paul Williams
was legally laid off and George (Mike) McCormack quit and
relocated to Oklahoma.
Clearly Respondent committed serious hall mark violations
of the Act to include termination of employment of key union
supporters and threats to lay off all employees before it would
go union but there is insufficient evidence, in my opinion, to
show that a fair election is impossible or even very remote. I
conclude that once Newbrough, Wodzinski, and Ware are rein-
stated with backpay and an appropriate notice posted for 60
days that a fair election could be held among Respondent’s
employees. Once Respondent’s serious unfair labor practices
are remedied a fair election could be held and therefore a Gissel
bargaining order is not necessary as a remedy in this case.
REMEDY
The remedy in this case should include a cease-and-desist
order, the posting of an appropriate notice, the offering of rein-
statement and backpay to Mark Newbrough, Pete Wodzinski,
and Jason Scott Ware, and restoration of vacation and holiday
benefits as they existed prior to January 1996 and backpay to
employees because of the unlawful termination of those bene-
fits. There should be backpay for Newbrough and Wodzinski
running from the date of their unlawful layoff, i.e., March 18
and 20, 1996, respectively. Because Respondent had work to
do and didn’t do it at least from March 1996 backpay should be
paid to Ware from mid-March 1996. I note that Respondent
actually hired installers on April 24 and May 15, 1996, and
hired helpers on April 24, May 17, and June 10 and 12, 1996.
Again, Newbrough and Wodzinski were installers and Ware
was a helper.
CONCLUSIONS OF LAW
1. Climatrol, Inc., the Respondent, is an employer engaged
in commerce within the meaning of Section 2(6) and (7) of the
Act.
2. Sheet Metal Workers International Association Local Un-
ion No. 33 of Northern Ohio, AFL–CIO, the Union, is a labor
organization with in the meaning of Section 2(5) of the Act.
3. Respondent on March 18 and 20, 1996, violated Section
8(a)(1) and (3) of the Act when it laid off Mark Newbrough and
Pete Wodzinski because of their support for the Union and
since mid-March 1996 when it failed to recall from layoff Jason
Scott Ware.
4. Respondent since March 25, 1996, violated Section
8(a)(1) and (4) of the Act when it failed to recall Mark New-
brough and Pete Wodzinski because charges had been filed on
their behalf with the Board.
5. Respondent violated Section 8(a)(1) of the Act when it
threatened to terminate the employment of its employees before
it would recognize a union as collective-bargaining representa-
tive of its employees.
6. Respondent violated Section 8(a)(1) of the Act when
threatened to terminate benefits because of prounion activity of
its employees and violated Section 8(a)(1) and (3) of the Act
when in January 1996 it terminated vacation pay and holiday
pay for its employees.
7. Respondent violated Section 8(a)(1) of the Act when it
unlawfully interrogated employees about the union.
8. Respondent violated Section 8(a)(1) of the Act when it
unlawfully surveilled and photographed the protected concerted
activities of its employees.
9. The unfair labor practices found above are unfair labor
practices having an effect on commerce within the meaning of
Section 2(6) and (7) of the Act.
[Recommended Order omitted from publication.]