329 NLRB 103
Becker Group, Inc.
BECKER GROUP, INC.
103
Becker Group, Inc., Urethane Division and Interna-
tional Union, United Automobile, Aerospace and
Agricultural Implement Workers of America
(UAW), AFL–CIO. Case 7–CA–39059
September 9, 1999
DECISION AND ORDER
BY CHAIRMAN TRUESDALE AND MEMBERS LIEBMAN
AND HURTGEN
On January 15, 1998, Administrative Law Judge Wal-
lace H. Nations issued the attached decision. The Re-
spondent filed exceptions and a supporting brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and brief and has decided to
affirm the judge’s rulings, findings,1 and conclusions and
to adopt the recommended Order as modified and set
forth in full below.2
Our dissenting colleague dissents from the judge’s
finding that the Respondent violated Section 8(a)(3) and
(1) of the Act by discharging employees Carl Jennings
and Annie O’Neal on October 1, 1996.3 We agree with
the judge.
Background
Carl Jennings and Annie O’Neal were vigorous and
open union supporters in the Respondent’s facility. An
election was held on July 11, and the Union was certified
on July 19. Negotiations for an initial contract were
scheduled to begin on October 2. The Respondent’s em-
ployees elected Jennings to be a member of the Union’s
bargaining committee, and they elected O’Neal to be a
steward. On October 1, the eve of the beginning of ne-
gotiations for an initial contract, three of the Union’s four
employee representatives in the plant, Jennings, O’Neal,
and bargaining committee member Annette Cooper, were
discharged by the Respondent.
Jennings’ Discharge
On September 30, Jennings and Cooper met with the
Respondent’s human resources manager, Anne Ven-
timiglio-Esser, to discuss whether she had received from
the Union a letter naming the members of the Union’s
bargaining committee. Ventimiglio-Esser acknowledged
that she had received it. After the meeting ended,
Jennings reported to work 2 hours ahead of schedule.
While working on this shift, Jennings made several mis-
takes operating a water jet machine used to cut automo-
bile doors. Jennings also took several breaks apart from
those working on his production line, and he punched out
2 hours before the production line’s shift ended in order
to ride home with Cooper, whose shift had already
ended.
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
2 We shall modify the judge’s recommended Order in accordance
with our decision in Indian Hills Care Center, 321 NLRB 144 (1996),
and Excel Container, Inc., 325 NLRB 17 (1997).
3 All dates are in 1996 unless stated otherwise.
As Jennings punched out, Supervisor Mark Smith
asked Jennings where he was going. Jennings explained
that he had already worked 8 hours, and that staying until
the end of the production line’s shift would entail work-
ing for 10 hours. Smith instructed Jennings to come into
Smith’s office. Cooper followed Jennings into Smith’s
office in order to serve as Jennings’ union representative.
Smith angrily told Cooper to leave. Cooper responded
that she was there to represent Jennings. Smith stated
that there was no union, and again told her to get out of
his office. Cooper reminded Smith that the Union had
been certified, and Smith responded by telling her that
the Union did not have a contract. Cooper told Smith
that Jennings nevertheless had the right to union repre-
sentation at this meeting. Smith acquiesced and allowed
Cooper to stay.
Smith then handed three disciplinary warnings to
Jennings to sign. Smith had previously prepared and
showed these warnings to Union Steward Barbara
Stephens. These warnings admonished Jennings for tak-
ing unauthorized breaks, for not doing his work properly,
and for refusing to follow Smith’s instructions to take
breaks at the same time as the others on his shift.
Jennings read the warnings, stated they were not true,
and refused to sign them. Smith responded by requesting
that Jennings sign the warnings, and Cooper interjected
that it was Jennings’ right not to sign them. Smith then
gave Jennings a copy of the Respondent’s work rules,
and told Jennings that the copies of the warnings were
for him. Cooper picked up the warnings and the work
rules, stated that they would take care of the matter in the
morning, and—together with Jennings—left the office.
In this meeting, Smith made no mention about the possi-
bility of any further discipline.
Moments later, as Jennings and Cooper were leaving
the facility, they had a confrontation with shop steward
Stephens about the warnings Jennings had received. All
three used abusive language during this confrontation.
The record shows that employees regularly used, and the
Respondent tolerated, vulgar language and gestures in
the facility. After the confrontation ended, Jennings and
Cooper departed from the facility.
Immediately thereafter, Smith asked Stephens about
the incident. Smith then prepared two additional warn-
ings for Jennings. One warning was for punching out at
10:30 p.m., the other was for using the vulgar language
and gestures towards Stephens. In addition, Smith pre-
pared two statements in support of the above warnings.
329 NLRB No. 9
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
104
One of these statements also included a recommendation
that Jennings be discharged.
The following day, the Respondent terminated both
Jennings and Cooper.
We agree with the judge that the Respondent unlaw-
fully discharged Jennings. The General Counsel has
established a prima facie case, under Wright Line,4 that
the Respondent’s union animus was a motivating factor
in its decision to terminate Jennings. Indeed, Smith’s
remark at the disciplinary meeting with Jennings and
Cooper—that Cooper should leave because there is no
union at the Respondent’s facility—reveals, at a mini-
mum, his dismissiveness, if not hostility, towards the
Union’s representation of the Respondent’s employees.5
Smith’s union animus is further revealed by the fact that,
after the meeting concluded, Smith wrote up two addi-
tional warnings for Jennings and a recommendation that
he be discharged. One of these warnings, for punching
out early, involved an incident that occurred prior to the
disciplinary meeting, yet was not mentioned during the
meeting as a possible ground for discipline. The other
warning, for using profane language and gestures, in-
volved conduct that the Respondent regularly tolerated in
its facility among both its employees and supervisors.
The judge found, and we agree, that the Respondent vio-
lated Section 8(a)(3) and (1) of the Act by issuing this
warning to Jennings, and that it was pretextual as a rea-
son for Jennings’ discharge. As noted by the judge, the
record is replete with evidence that the use of profanity
and obscene gestures between employees, and even be-
tween supervisors and employees, is rampant at the facil-
ity.6
In addition, the Respondent’s union animus is shown
by its discharge of Cooper the following day, which, as
the judge found, and as our colleague agrees, was unlaw-
fully motivated and violative of Section 8(a)(3).7 More-
over, it is significant that Jennings—an open union advo-
cate who had just announced to the Respondent that he
was a member of the Union’s bargaining committee—
was discharged along with two other union representa-
tives on the eve of negotiations for an initial contract. In
view of these facts, we agree with the judge that the
General Counsel has sustained his burden of showing
that antiunion considerations were a motivating factor in
the decision to discharge Jennings.
We also agree with the judge that the Respondent has
not sustained its burden, under Wright Line, of showing
that it would have discharged Jennings even in the ab-
4 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert.
denied 455 U.S. 989 (1982).
5 We agree with the judge that this remark violated Sec. 8(a)(1) of
the Act.
6 We also note that the judge discredited Stephens’ testimony that
Jennings grabbed his crotch during the argument.
7 We agree with, and thus adopt, the judge’s findings concerning
Cooper’s discharge.
sence of the union activities. Had there been evidence
that the Respondent was in fact considering a discharge
for Jennings’ conduct when Smith prepared the written
warnings, we might give more credence to the Respon-
dent’s contention that Jennings would have been dis-
charged even absent his union activity. However, there
is nothing in the record showing that Smith actually con-
sidered recommending the discharge of Jennings for
these offenses prior to Jennings’ seeking union represen-
tation in his meeting with Smith. To the contrary, we
find, in agreement with the judge, that the evidence leads
inescapably to the conclusion that only counseling had
been considered prior to the meeting. Although Smith
testified that it was his intention to discuss Jennings’
conduct with management at some point in time after his
meeting with Jennings, such testimony does not show
that a discharge was under consideration prior to the
meeting. Indeed, when Smith presented the three warn-
ings to Jennings, he in no way indicated that there was a
possibility of any further disciplinary action, much less a
discharge.8 With respect to the fourth warning, for
punching out early, Smith apparently did not view this
conduct as serious enough to warrant mentioning it dur-
ing his disciplinary meeting with Jennings.9 Further,
Smith’s attempt to bolster his discharge recommendation
by issuing an additional warning for conduct that the
Respondent regularly tolerated in the plant (i.e., obscene
language and gestures) creates an additional basis for
finding that the conduct underlying the warnings was not
the real reason for the discharges and casts additional
doubt as to whether the Respondent would have dis-
charged Jennings in the absence of union activity. In
these circumstances, we agree with the judge that the
Respondent has failed to sustain its burden of showing
by a preponderance of the evidence that Jennings would
have been terminated even absent the union activity.
In contending that Jennings’ discharge is lawful, our
dissenting colleague concedes that Smith’s remarks at
the meeting with Cooper and Jennings demonstrate anti-
union animus, but he attaches no significance to the re-
marks because—in his view—they demonstrate animus
only to Cooper, not to Jennings. We find no support for
this contention. First, by its own terms, Smith’s state-
ment, that there is no union, reflects a general animus
towards the Union’s representation of the Respondent’s
employees. The statement cannot reasonably be con-
strued as pertaining only to union activity by Cooper.
8 We also find unavailing Smith’s testimony that he would not “typi-
cally” tell employees what their discipline is going to be before discuss-
ing it with the human resources department and the plant manager.
Such testimony does not indicate that Smith “typically” would dis-
charge an employee after leading the employee to believe that no fur-
ther discipline was contemplated, as he did here with Jennings.
9 In view of the fact that this infraction was never mentioned during
the disciplinary meeting, we find no merit to our dissenting colleague’s
assertion that this infraction caused the Respondent to hold the discipli-
nary meeting in the first place.
BECKER GROUP, INC.
105
Second, our colleague’s contention ignores the fact that
Jennings was a known union activist, was a known
member of the bargaining committee, and had injected
the Union’s presence into this meeting by having Cooper
act as his union representative in this matter. Signifi-
cantly, acceptance of our colleague’s contention would
also require us to dismiss as mere coincidence the fact
that the Respondent terminated three union representa-
tives on the day before negotiations were to commence.
We also find no merit to our colleague’s reliance on
the judge’s finding that some of these infractions could
be legitimate grounds for discharge. That some of these
warnings involved conduct which could be sufficient
grounds for discharge does not establish that the Respon-
dent indeed would have discharged Jennings for these
violations absent the union activity. Indeed, once a
prima facie case has been established, the Respondent
does not meet its burden merely by showing that it would
have been reasonable to discharge Jennings for the viola-
tions of the work rules. Rather, the Respondent must
affirmatively show that such action would have been
taken in any event. Hicks Oils & Hicksgas, Inc., 293
NLRB 84, 85 (1989), enfd. 942 F.2d 1140 (7th Cir.
1991). As stated above, the Respondent has not shown
by a preponderance of the evidence that it was even con-
sidering, much less that it would have, in fact, discharged
Jennings for the violation of the work rules on September
30.
Further we find no merit to our colleague’s assertion
that it was the accumulation of offenses rather than
Jennings’ union activity that resulted in his discharge. In
these circumstances, where there is no evidence suggest-
ing that discharging Jennings had been considered prior
to issuing the pretextual warning to Jennings for using
profane language and gestures, there simply is no rea-
sonable basis for concluding that the Respondent dis-
charged Jennings for an accumulation of offenses.
Accordingly, we adopt the judge’s finding that the Re-
spondent violated Section 8(a)(3) and (1) by discharging
Jennings on October 1.
O’Neal’s Discharge
As noted above, Annie O’Neal was an open and active
union supporter, had been elected shop steward by her
fellow employees, and was one of the three union repre-
sentatives fired by the Respondent on October 1. When
O’Neal arrived for work that morning, O’Neal was talk-
ing to employee Nikki Wallace as the two went to punch
in before the beginning of their shift. As the two were
talking, employees Donna Williams, Tinelda William-
son, and Linda Young arrived. As those three went to
punch in, O’Neal told them they were cutting in. Wil-
liamson responded that O’Neal was just talking. As Wil-
liamson spoke, O’Neal punched in. O’Neal then ob-
served Williams punch in. Williamson then told O’Neal
that she was going to a gas station with Williams and
Young, and asked O’Neal to put their timecards with
hers in the rack. O’Neal complied with the request and
placed the three cards in a slot together with her own
card. O’Neal then went to work.
Later that morning, O’Neal met with the Respondent’s
production manager, Michael Zelenock, and Human Re-
sources Director Ventimiglio-Esser. Employee Annie
Pearl Smith was also there acting as an alternate steward.
At this meeting, Ventimiglio-Esser told O’Neal that Su-
pervisor Marc Fortin had observed her punching in the
timecards of other employees. O’Neal requested that
Fortin be brought into the meeting. When Fortin arrived,
O’Neal asked Fortin if he had claimed to see O’Neal
punching other employees’ timecards. Fortin lowered
his head and mumbled something that was not under-
standable. Smith then asked Fortin why he did not say
anything to O’Neal when he observed her punching the
timecards. Ventimiglio-Esser answered that Fortin was
not obligated to say anything until she got there because
she was the “Human Resource.” Smith asked Fortin how
he could have seen O’Neal punch the cards, and Fortin
answered that he saw her with the cards in her hands.
O’Neal then told Ventimiglio-Esser that this was a lie,
but Ventimiglio-Esser responded that she was not there
and “this is what they told her.”
O’Neal and Smith then went to meet with the Respon-
dent’s plant manager, Alex Risca. Risca told them that
all of his subordinates had recommended O’Neal be ter-
minated and he was following their recommendation. As
she left the plant, O’Neal had a conversation with a
number of employees about her termination, including
Wallace, Williams, and Williamson. The three of them
remarked that they had punched their own timecards, and
that no one from management had spoken to them about
this.
On October 28 and 29, respectively, employees Young
and Williamson gave written statements to Ventimiglio-
Esser that corroborated O’Neal’s version of the events.10
We agree with the judge for the reasons he states that
the Respondent unlawfully terminated O’Neal. As noted
above, O’Neal was one of three visible union supporters
terminated on the eve of negotiations. Although the Re-
spondent accused O’Neal of violating one of its work
rules by punching in the timecards of other employees,
the Respondent conducted no investigation of the matter
prior to terminating O’Neal and, in fact, did not ask the
other employees involved about the matter until almost a
month later. In addition, at trial the Respondent adduced
and relied on the incredible testimony of Williamson,
who testified—in complete contradiction to her original
statement—that she, Young, and Williams found their
timecards punched when they arrived for work that day.
10 Williamson testified at the hearing in contradiction to the state-
ment she gave to Ventimiglio-Esser. As noted below, that testimony
was not credited.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
106
Similarly, the Respondent relied on the discredited testi-
mony of Supervisor Fortin, who said he saw O’Neal with
the timecards in her hand. As the judge persuasively
reasoned, for the Respondent to truly believe these accu-
sations, it would have had to conclude that O’Neal ran-
domly selected these three timecards and punched them
in without knowing whether these employees would re-
port for work that day. We agree with the judge that
such a conclusion defies logic. Importantly, there is no
evidence of other employees being fired for punching
another employee’s timecard, even though this had been
a problem at the facility for some time. Further casting
doubt on the Respondent’s contention is the fact that it
took no corrective action after receiving statements from
two of the employees involved that corroborated
O’Neal’s version of the matter. In view of these consid-
erations, and in view of the Respondent’s animus as
demonstrated in the meeting with Jennings and Cooper,
we find—in agreement with the judge and contrary to
our dissenting colleague—that the General Counsel es-
tablished a prima facie case that O’Neal’s termination
was motivated by antiunion considerations and was thus
part of an attempt by the Respondent to weaken the Un-
ion’s bargaining strength and credibility with employees
on the eve of negotiations. We also find from the forego-
ing facts that the Respondent has failed to show that
O’Neal would have been terminated even absent her un-
ion activity.
We find unpersuasive our dissenting colleague’s con-
tention that there is no nexus between the Cooper-
Jennings incident (discussed above) and O’Neal’s dis-
charge, and thus there is no showing that O’Neal’s dis-
charge was motivated by antiunion animus. First, our
colleague’s contention ignores the significant fact that
the Respondent discharged three visible union officials
the day before negotiations were to commence. Second,
our colleague’s contention ignores the facts, set forth
above, showing that the Respondent’s reason for termi-
nating O’Neal is pretextual.11
Accordingly, we adopt the judge’s finding that the Re-
spondent’s discharge of O’Neal violated Section 8(a)(3)
of the Act as alleged.
ORDER
The Respondent, Becker Group, Inc., Urethane Divi-
sion, Sterling Heights, Michigan, its officers, agents,
successors, and assigns, shall
1. Cease and desist from
11 Our colleague mischaracterizes our finding as one that second-
guesses the Respondent’s decision to believe the reports that O’Neal
had punched the timecards of other employees. A finding, as here, that
the asserted reason for discharge is pretextual is not tantamount to
second-guessing the employer’s decisions, but rather means that “the
reasons advanced by the employer either did not exist or were not in
fact relied upon, thereby leaving intact the inference of wrongful mo-
tive established by the General Counsel.” Limestone Apparel Corp.,
255 NLRB 722 (1981), enfd. 705 F.2d 799 (6th Cir. 1982).
(a) Maintaining an overly broad no-solicitation/no-
distribution work rule.
(b) Stating to unit employees that there is no union
representation at the Respondent’s Urethane Division
facility.
(c) Laying off unit employees without providing the
Union with notice and the opportunity to bargain over
these layoffs.
(d) Issuing disciplinary actions to and discharging its
employees because they engage in activity protected by
Section 7 of the Act.
(e) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of rights
guaranteed by Section 7 of the Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days of this Order, formally rescind in
writing its overly broad no-solicitation/no-distribution
rule in effect from April 1996 through March 12, 1997,
and post a notice that this has been done.
(b) Within 14 days from the date of this Order, offer
Michael Hooper, Kenny Smith, Nicole Wadley, and La-
tonia Ware full reinstatement to their former jobs or, if
those jobs no longer exist, to substantially equivalent
positions, without prejudice to their seniority or any
other rights or privileges previously enjoyed.
(c) Within 14 days from the date of this Order, offer
Annette Cooper, Carl Jennings, and Annie O’Neal full
reinstatement to their former jobs or, if those jobs no
longer exist, to substantially equivalent positions, with-
out prejudice to their seniority or any other rights or
privileges previously enjoyed.
(d) Make Michael Hooper, Kenny Smith, Nicole Wad-
ley, and Latonia Ware whole for any loss of earnings and
other benefits suffered as a result of their unlawful lay-
off, in the manner set forth in the remedy section of the
judge’s decision.
(e) Make Annette Cooper, Carl Jennings, and Annie
O’Neal whole for any loss of earnings and other benefits
suffered as a result of the discrimination against them, in
the manner set forth in the remedy section of the judge’s
decision.
(f) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful warnings and
discharges, and, within 3 days thereafter, notify the em-
ployees in writing that this has been done and that the
warnings and discharges will not be used against them in
any way.
(g) Preserve and, within 14 days of a request, make
available to the Board or its agents for examination and
copying, all payroll records, social security payment re-
cords, timecards, personnel records and reports, and all
other records necessary to analyze the amount of back-
pay due under the terms of this Order.
(h) Within 14 days after service by the Region, post at
its facilities in Sterling Heights, Michigan, copies of the
BECKER GROUP, INC.
107
attached notice marked “Appendix.”12 Copies of the
notice, on forms provided by the Regional Director for
Region 7, after being signed by the Respondent’s author-
ized representative, shall be posted by the Respondent
and maintained for 60 consecutive days in conspicuous
places including all places where notices to employees
are customarily posted. Reasonable steps shall be taken
by the Respondent to ensure that the notices are not al-
tered, defaced, or covered by any other material. In the
event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facil-
ity involved in these proceedings, the Respondent shall
duplicate and mail, at its own expense, a copy of the no-
tice to all current employees and former employees em-
ployed by the Respondent at any time since April 1,
1996.
(i) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
MEMBER HURTGEN, dissenting in part.
I agree with the judge that the Respondent violated
Section 8(a)(1) by maintaining an overly broad no-
solicitation rule, and Section 8(a)(5) by laying off em-
ployees in July 1996 without giving the Union notice or
an opportunity to bargain. As discussed below, I also
agree that the Respondent violated Section 8(a)(1) and
(3) by its statement to, and discharge of, employee An-
nette Cooper. Contrary to the judge, however, I do not
find that the Respondent additionally violated Section
8(a)(3) by discharging employees Carl O’Neal and Annie
Jennings. Accordingly, I would dismiss those allega-
tions.
In order to establish a violation of Section 8(a)(3), the
General Counsel must establish that the employer’s ac-
tion was motivated by antiunion animus. Thus, it is criti-
cal to show, inter alia, that there was such animus, i.e., a
hostile attitude towards union activities. In addition, I
believe that the General Counsel must show a nexus be-
tween any animus and the action taken.
In the instant case, the Respondent was neutral towards
the Union’s campaign. Although the Respondent com-
mitted violations after the certification of the Union,
none of these established animus towards the union ac-
tivities of O’Neal and Jennings. More particularly, the
“no-solicitation” and “unilateral layoff” violations were
not aimed at O’Neal and Jennings. Thus, they do not
supply the requisite “animus” needed to establish a prima
facie case of unlawful discharge of those two employees.
12 If this Order is enforced by a Judgment of the United States court
of appeals, the words in the notice reading, “Posted by Order of the
National Labor Relations Board” shall read “Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of
the National Labor Relations Board.”
In addition, the “no-solicitation” violation was based
solely on the presence of a clause in the Respondent’s
work rules. The clause was neither unlawfully promul-
gated nor enforced. Further, neither O’Neal nor Jennings
was among those affected by the 8(a)(5) layoff. And, of
course, there was no allegation or evidence that the lay-
off was discriminatorily motivated, or that the individu-
als selected for layoff were targeted because of their un-
ion support or activities. In short, there is no indication
that these violations had anything to do with the dis-
charges of O’Neal and Jennings. Under these circum-
stances, I do not find that the “no-solicitation” and “lay-
off” violations establish the requisite element of “ani-
mus” necessary to establish prima facie 8(a)(3) cases as
to O’Neal and Jennings.
I recognize that the Respondent violated Section
8(a)(1) when its business agent, Mark Smith, informed
employee Cooper, who insisted on representing em-
ployee Jennings during a noninvestigatory meeting, that
there was no union representation at the facility. How-
ever, Cooper immediately corrected Smith, and Smith
replied that there simply was no union contract. I agree
that the statement about “no union representation” was
incorrect and unlawful. However, inasmuch as it was
immediately corrected, and inasmuch as union represen-
tation did not entitle Cooper to be at the interview, I do
not find that the statement establishes animus as to
Jennings. Similarly, I agree that the discharge of Cooper
was motivated by her effort to assist Jennings and was
thus unlawful. But, it does not follow that the discharge
of Jennings was unlawful.
Further, even assuming arguendo, without deciding,
that the “animus” finding as to Cooper would also suffice
as to Jennings, I find that the Respondent demonstrated
that it nonetheless would have terminated Jennings, in
any event, because of work infractions on September 30.
In this regard, the judge found that Jennings received
several warnings at the meeting on September 30, any
one of which would have justified his termination under
company rules. Thus, Jennings received written warn-
ings at the meeting for tardiness, taking unauthorized
breaks, and careless work. After receiving these warn-
ings, Jennings was additionally warned for abandoning
his work station. Further, Jennings subsequently com-
mitted an additional infraction based on his conduct to-
ward Union Steward Barbara Stephens. Based on all of
these infractions, I find that Jennings would have been
terminated regardless of his union support or activities.
My colleagues note that the discharge occurred after
the meeting at which Jennings requested union represen-
tation. However, this does not establish that the dis-
charge was motivated by this request. Jennings had
committed three offenses, and he received three warnings
at the meeting. After the meeting, Jennings was given
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
108
two more warnings for fourth and fifth offenses.1 The
General Counsel does not allege that any of the first four
warnings was unlawful. The General Counsel does al-
lege that the fifth warning (for abusive conduct toward
Stephens) was pretextual and unlawful. As to this mat-
ter, I recognize that the warning issued to Cooper (for
her conduct toward Stephens) was pretextual and unlaw-
ful. But, it does not follow that the warning to Jennings
for this event was pretextual and unlawful. As noted
above, Jennings (unlike Cooper) had committed four
offenses and had been lawfully warned for each of them.
Thus, it would seem nonpretextual and appropriate to
warn Jennings for a fifth offense. Further, even assum-
ing arguendo that the fifth warning to Jennings was un-
lawful, it does not follow that the discharge of Jennings
was unlawful. As noted, Jennings had committed four
offenses, any one of which would have justified
discharge under company rules. In my view, it was the
accumulation of offenses rather than the request for a
union representative that resulted in the discharge.2
With respect to O’Neal, there is no nexus whatever be-
tween the “Cooper-Jennings” incident and O’Neal’s dis-
charge. Thus, the 8(a)(1) and (3) violations connected to
that incident are not connected to the discharge of
O’Neal.
Further, even assuming, arguendo, that “animus” had
been shown as to O’Neal, so that there was a prima facie
case, I find that the rebuttal evidence establishes that the
Respondent disciplined O’Neal based on supervisory
reports that she “clocked” in other employees, contrary to
the Respondent’s rules.3
My colleagues assert that Respondent could not “truly
believe” the reports that O’Neal had “clocked in” for
other employees. However, it is not for the Board to
“second-guess” an employer’s decision to credit (or dis-
credit) reports of misconduct. The Board’s only role is
1 The purpose of that meeting was to give Jennings three warnings,
which the Respondent had previously prepared and cleared through the
union representative. I find no support for my colleagues’ contention
that Jennings’ fourth offense (for clocking out early, and thereby aban-
doning his work station) must not have been viewed by the Respondent
as serious because it was not specifically discussed at this meeting. On
the contrary, it was precisely because of the Respondent’s strong reac-
tion to this fourth infraction (which reaction was clearly communicated
to Jennings) that the Respondent held the meeting to present Jennings
with the earlier prepared and cleared warnings. The fact that the fourth
infraction was not mentioned at the meeting does not contradict the fact
that it was the cause of the meeting. As noted, the meeting itself in-
volved only warnings that had been previously prepared and cleared.
Thus, there was no need to mention that fourth infraction.
2 One of the offenses involved the use of profane language and ges-
tures. I agree that such conduct alone had not previously resulted in
discharge. Nor did it do so here. It was simply one of a series of
events that led to discharge.
3 In my view, it is immaterial whether, months after the discharge,
the Respondent discovered some exculpatory evidence towards O’Neal
on which it failed to act. The allegation is that the Respondent unlaw-
fully discharged O’Neal, not that the Respondent failed to reinstate her
after discovery of allegedly exculpatory evidence. Thus, the evidence
is to be assessed at the time of the discharge.
to determine whether the General Counsel has shown
that the employer, for discriminatory reasons, chose to
credit such reports. Absent that showing, it makes no
difference whether the Employer was correct (or even
reasonable) in crediting such reports.
Accordingly, I would dismiss the 8(a)(3) allegations as
to employees O’Neal and Jennings.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated the National Labor Relations Act and has ordered us to
post and abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives
of their own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected
concerted activities.
WE
WILL
NOT maintain an overly broad no-
solicitation/no-distribution work rule.
WE WILL NOT state to unit employees that there is no
union representation at our Urethane Division facility.
WE WILL NOT lay off unit employees without providing
the Union with notice and the opportunity to bargain
over these layoffs.
WE WILL NOT issue disciplinary actions to and dis-
charge our employees because they engage in activity
protected by Section 7 of the Act.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce our employees in the exercise of
rights guaranteed by Section 7 of the Act.
WE WILL, within 14 days from the date of the Board’s
Order, formally rescind in writing our overly broad no-
solicitation/no-distribution rule in effect from April 1996
through March 12, 1997.
WE WILL, within 14 days from the date of the Board’s
Order, offer Michael Hooper, Kenny Smith, Nicole Wad-
ley, and Latonia Ware full reinstatement to their former
jobs or, if those jobs no longer exist, to substantially
equivalent positions, without prejudice to their seniority
or any other rights or privileges previously enjoyed.
WE WILL, within 14 days from the date of the Board’s
Order, offer Annette Cooper, Carl Jennings, and Annie
O’Neal full reinstatement to their former jobs or, if those
jobs no longer exist, to substantially equivalent positions,
without prejudice to their seniority or any other rights or
privileges previously enjoyed.
BECKER GROUP, INC.
109
WE WILL make Michael Hooper, Kenny Smith, Nicole
Wadley, and Latonia Ware whole for any loss of earn-
ings and other benefits resulting from their layoff, less
any net interim earnings, plus interest.
WE WILL make Annette Cooper, Carl Jennings, and
Annie O’Neal whole for any loss of earnings and other
benefits resulting from their discharge, less any net in-
terim earnings, plus interest.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful warnings and discharges of Annette Cooper, Carl
Jennings and Annie O’Neal, and WE WILL, within 3 days
thereafter, notify each of them in writing that this has
been done and that the discharges will not be used
against them in any way.
BECKER GROUP, INC., URETHANE DIVISION
Dennis R. Boren, Esq., for the General Counsel.
Jerry R. Hamling, Esq., of Detroit, Michigan, for the Respon-
dent.
DECISION
STATEMENT OF THE CASE
WALLACE H. NATIONS, Administrative Law Judge. This
case was tried in Detroit, Michigan, on July 14–16, 1997. The
charge was filed by International Union, United Automobile,
Aerospace and Agricultural Implement Workers of America,
AFL–CIO (UAW or the Union) on October 3, 1996, and
amended on October 29, 1996.1 The complaint was issued on
November 21. On the entire record, including my observation
of the demeanor of the witnesses, and after considering the
briefs filed by the parties, I make the following
FINDINGS OF FACT
I. JURISDICTION
The Becker Group, Inc., Urethane Division (Becker or Re-
spondent), a corporation, engages in the production of parts for
automobiles at its facility in Sterling Heights, Michigan. The
Respondent admits and I find that it is an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7) of
the Act and that the Union is a labor organization within the
meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Background and Issues for Determination
Respondent maintains a facility in Sterling Heights, Michi-
gan, where it manufactures various automobile parts. This
facility was the subject of an organizational drive by the Union
beginning in July 1995. This drive was initiated by Respon-
dent’s employee Annette Cooper, who first contacted the Un-
ion. Informational meetings were held with interested employ-
ees at a local fast food restaurant, the UAW’s Region 1 confer-
ence room and at Solidarity House. On July 28, 1995, employ-
ees Cooper, Carl Jennings, and Annie O’Neal signed authoriza-
tion cards. During the organizational campaign, these three
employees wore union buttons, shirts, and hats on occasion and
distributed union literature and paraphernalia during their
1 All dates are in 1996 unless otherwise indicated.
shifts. They also distributed authorization cards outside of Re-
spondent’s facility during the campaign. The Company took no
position with respect to the organizational effort and did not
oppose it.
The NLRB election was held on July 11, and O’Neal and
Cooper served as the sole observers for the Union. The Union
was certified by the Board on July 19. Since that date, the Un-
ion has remained the exclusive collective-bargaining represen-
tative for Respondent’s employees in the following described
unit:
All full-time and regular part-time production and mainte-
nance employees, including quality inspectors, employed by
Respondent at its Urethane Division facility; but excluding of-
fice clerical employees, managerial employees, professional
employees, foam technicians, sales employees, confidential
employees, guards and supervisors as defined in the Act.
In this setting, Respondent is alleged to have taken the fol-
lowing actions in violation of the Act:
1. Since about early April, until March 12, 1997, it main-
tained an overly broad no-solicitation/no distribution work rule.
2. About July 31, it laid off unit employees Michael Hooper,
Kenny Smith, Nicole Wadley, and Latonia Ware without pro-
viding the Union with notice and the opportunity to bargain
over these layoffs.
3. About mid- or late September, by its agent, Michael Ze-
lenock, stated to a unit employee, who was also a unit officer of
the Union, that she should give up her position with the Union.2
4. About September 30, by its agent, Mark Smith, ordered a
unit employee, who was also an officer of the Union, to cease
engaging in union activity and to leave a disciplinary meeting
where she was engaged in representational activity.
5. About September 30, by its agent, Mark Smith, stated to
unit employees that no union representation was at Respon-
dent’s Urethane Division facility.
6. About October 1, by its agents, Michael Zelenock, Alex
Risca, Anne Ventimiglio-Esser, and Mark Smith, issued disci-
plinary actions to, and discharged employee Carl Jennings.
7. About October 1, by its agents, Michael Zelenock, Anne
Ventimiglio-Esser, and Mark Smith, issued disciplinary actions
to, and discharged employee Annette Cooper.
8. About October 1, by its agents, Alex Risca, Michael Ze-
lenock, Anne Ventimiglio-Esser, and Mark Smith, issued disci-
plinary actions to, and discharged employee Annie F. O’Neal.
B. Did Respondent Adopt and Maintain an Overly Broad No-
Solicitation/No-Distribution Rule
The first issue to be addressed is whether, since about early
April and continuing until March 12, 1997, Respondent main-
tained an overly broad no-solicitation/no-distribution rule in
violation of Section 8(a)(1) of the Act. Specifically, Respon-
dent’s work rules provide that violation of any rule will lead to
a disciplinary step. Prior to March 12, 1997, general work rule
22 prohibits: “[E]ngaging in verbal or written solicitation for
any cause or any purpose on Company premises at any time.
Distribution of literature of any kind is also prohibited at any
time on Company property.”
2 Respondent has admitted the Sec. 2(11) supervisory status of Ure-
thane Division General Manager Thomas Hunt, Plant Manager Alex
Risca, Production Manager Michael Zelenock, Human Resources Man-
ager Anne Ventimiglio-Esser, Production Supervisor Marc Fortin, and
Production Supervisor Mark Smith.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
110
In Staco, Inc., 244 NLRB 461 (1979), the Board approved
the administrative law judge’s finding that similar language
constituted an overly broad rule. Id. at 468–469. Further, Staco
held that “[t]he mere existence of an overly broad rule tends to
restrain and interfere with employee rights under the Act even
if not enforced.” Id. The work rule in Staco reads: 17. “Solicit-
ing, or collecting funds for any purpose on Company time un-
less cleared with the Manager.” Id. at 468. The judge found that
“[t]he Board has found that the term `Company time’ is `unduly
ambiguous’ and tends to connote all paid time from the
beginning to the end of the work shift, and can easily be inter-
preted as a restriction on solicitation during breaktime or other
periods when employees are compensated although not actively
at work.” Id. at 468–469, citing Florida Steel Corp., 215 NLRB
97, 98–99 (1974).
Further, in Custom Trim Products, 255 NLRB 787 (1981),
the Board found that the following work rule was overly broad
and unlawful: “No distribution of any kind, including circulars
or other printed materials shall be permitted in any area at any
time.” Id. at 788. The Board reasoned that this result was nec-
essary although “the rule was corrected” at a later point in time
and “the record contain[ed] no evidence indicating that the rule
was implemented.” Id. The Board held “that the rule’s mere
existence tended to ‘inhibit the union activities of conscientious
minded employees,’” citing Automated Products, Inc., 242
NLRB 424 (1979).
Respondent’s general work rule 22, although not identical to
the language of the overly broad work rule in Staco, supra, is
similar and is as ambiguous and far-reaching as the Staco work
rule. There is little difference between “on Company time” and
“at any time,” except that “any time” refers to all “Company
time” as well as all personal time. In Custom Trim Products,
supra, the work rule held overly broad specifically reads “at any
time” as in the instant case. Therefore Respondent’s general
work rule 22 was clearly overly broad through March 12, 1997,
even though it was not enforced, as it is well established that
the mere existence of an overly broad rule, though not en-
forced, constitutes an unfair labor practice.3 Staco, Inc., supra.
C. Did Respondent Unlawfully Lay off Employees in July
In Lapeer Foundry & Machine, Inc., 289 NLRB 952 (1988),
the Board held that “an employers decision to lay off employ-
ees for economic reasons is a mandatory subject of bargaining
and that the Respondent violated the Act by failing to bargain
over its layoff decision and the effects of that decision.” Id. at
953. The Board then found that “[i]n deciding to lay off em-
ployees, management directly alters employees’ terms of em-
ployment.” Id. Since “a union has control . . . over labor-related
factor[s], it can offer alternatives to the layoff . . . although
management has a legitimate concern with the need for speed
and flexibility in effectuating a layoff to remedy its economic
plight.” Id at 953–954. As a remedy, the Board held that the
Employer had to “bargain with the union concerning the layoff
decision, as well as the effects of that decision, and to reinstate
the laid-off employees with backpay.” Id. at 955. The backpay
was then calculated “from the date of the layoffs until the date
the employees are reinstated to their same or substantially
3 R. Exh. 1, a revision of company work rules implemented on
March 12, 1997, amends the language of work rule # 22 to comply with
the Act. The existence of the overly broad rule prior to that date still
constitutes a violation of the Act. Custom Trim Products, supra.
equivalent positions or have secured equivalent employment
elsewhere.”
On July 31, 2 weeks after the Union was certified as the unit
employees’ collective-bargaining representative, employees
Michael Hooper, Kenny Smith, Nicole Wadley, and Latonia
Ware were laid off by Respondent.4 Because of a change in
customer requirements, Respondent found that it no longer
needed to run two shifts on its number 41 production line. Ac-
cordingly, it determined to eliminate one shift, creating a need
to move eight employees. Based on seniority, it dealt with the
situation. Four employees were shifted to other jobs. Four em-
ployees were laid off. These employees had been employed
from 2 to 3 weeks and were considered probationary employ-
ees. Forms signed by these employees state that they are “at
will” employees. Respondent contends that the layoff was per-
manent and that the laid-off employees were essentially termi-
nated.5
Human Resources Manager Ventimiglio-Esser testified that
she and employee Annie O’Neal discussed the matter of the
layoff on July 30, 1 day prior to its taking place. Ventimiglio-
Esser was not sure that O’Neal passed on the information to the
union official named in the petition for representation, Leatha
Larde. Ventimiglio-Esser was aware that Larde was the person
designated as its representative at the time. Other than this al-
leged conversation, no other notice was given to the Union
about the layoffs prior to them taking place. At the time of the
alleged conversation, O’Neal held no position with the Union.
On the date of the layoffs, O’Neal was elected to a representa-
tional position with the Union, but this fact was not made
known to Ventimigilo-Esser until August 2.
O’Neal was active on behalf of the Union and regularly dealt
with Ventimiglio-Esser on behalf of other employees. How-
ever, she testified that she could not “bargain on the Union’s
behalf with respect to terms and conditions of employment”
and had been told by the Union that the Union had to be in-
formed directly of any changes in employees’ terms and condi-
tions of employment. Further, O’Neal denies receiving any
notice from Ventimiglio-Esser about the layoffs. She credibly
testified that she first learned of the layoffs when asked by an-
other employee to complain to Respondent about the fact that it
was hiring while employees were still on layoff. She believes
that this request was made sometime in August.6 I credit
O’Neals denial of prior notice. Ventimiglio-Esser’s testimony
in this regard is vague and there was no explanation of what
would trigger such a conversation. Further, Ventimiglio-Esser
testified that this conversation occurred sometime prior to the
layoff; yet, she also testified that the decision to lay off was
only made the day prior to its implementation, leaving precious
little time for the conversation to have occurred. Having found
4 The decision to lay off had been debated for about a week prior to
this and the final decision was made on July 30.
5 Respondent cannot change the National Labor Relations Act by its
characterization of its employees as “at will” employees nor can it
change its obligations under the Act after the Union’s certification by
such characterization of its employees as “at will,” “probationary,” or
“terminated.”
6 Bargaining unit employees were hired on September 3 and 23. The
charge underlying this complaint allegation was filed on October 3. On
November 19, The Macomb Daily ran a “Help Wanted” advertisement
for Respondent seeking factory help for the second and third shifts.
However, the four employees that were laid off on July 31 were not
recalled by Respondent.
BECKER GROUP, INC.
111
that Respondent failed to give the Union any notice of the lay-
off and did not afford the Union any opportunity to bargain
over the decision to lay off, or its effects, I found that it violated
Section 8(a)(1) and (5) of the Act. Lapeer Foundry, supra.
There is no question but that the layoff was occasioned by eco-
nomic factors and no reason was shown by Respondent why it
could not have given notice and bargained with the Union over
the matter. Ventimiglio-Esser testified that management was
debating the decision to lay off for at least a week prior to im-
plementing the layoff. This period could have been used for
negotiations over the layoff decision and/or its effects. In
Lapeer, the Board stated, “In light of the economic circum-
stances motivating a company’s decision to lay off employees,
however, we will require that negotiations concerning this deci-
sion occur in a timely and speedy fashion. Thus, should a union
fail to request bargaining in a timely fashion once the company
has provided it with notice of the layoff decision, we will find
that the company has satisfied its bargaining obligation.” Id. at
954. Thus, Respondent was afforded protection if the Union
failed to promptly respond to notice.
Even though I do not credit Ventimiglio-Esser and find that
the layoffs occurred without any notice to the Union, I further
find that the alleged conversation with O’Neal would not sat-
isfy Respondent’s duty to notify the Union. First, at the time of
the alleged giving of notice, O’Neal held no position with the
Union which would have authorized her to deal with Respon-
dent on behalf of the Union. Second, Respondent had never
been informed by the Union that O’Neal was a designated
agent for purposes of notification of unilateral actions affecting
employees terms and conditions of employment and could not
assume that notice would be passed on to the Union. Even
though O’Neal had acted as an informal employee representa-
tive prior to the Union’s certification, one cannot just assume
she would understand the significance of the Union’s role in a
layoff situation. Third, even if the alleged conversation had
occurred, it would have been on July 30, the eve of the layoffs.
Such late notice, in light of the fact the decision to lay off had
been debated for at least a week before, amounts to the notifica-
tion of a fait accompli and does not satisfy Respondent’s bar-
gaining obligation. East Coast Steel, Inc., 317 NLRB 842, 845–
846 (1995); Lapeer Foundry & Machine, supra. The fact that
Respondent took a week to make up its corporate mind about
whether one was necessary belies any argument that it was in a
situation of financial emergency. I find that Respondent vio-
lated Section 8(a)(1) and (5) by failing to give notice and the
opportunity to bargain to the Union prior to its implementation
of the layoff of July 31.
D. Did Respondent Violate the Act by Stating to an Employee
That She Should Give Up Her Union Position
In September, Annie O’Neal was an elected union official, a
fact known to Respondent since August 2. In September, while
she was working at her station, she was approached by Respon-
dent’s production manager, Michael Zelenock. O’Neal testified
that Zelenock started massaging her shoulders, telling her that
she looked stressed out. She replied that she was tired. Ze-
lenock then told her that “[y]ou should quit this job.” O’Neal
said she could not quit her job as she still had a child to put
through school. Zelenock then said, “I’m not talking about the
job, honey. I’m talking about the union business.” O’Neal an-
swered, “No way.”
Zelenock nor any other witness testified about this incident
and I credit O’Neal’s testimony in this regard. However, I do
not find that the statements of Zelenock violated the Act in their
context. All the cases cited by the General Counsel involve
actual or implied threats. There was nothing threatening about
Zelenock’s suggestion that she quit her steward’s job. O’Neal
and Zelenock had enough of a relationship that he would feel
free to massage her shoulders and express concern about her
health. For her part, O’Neal evidently did not object to Ze-
lenock’s actions and agreed with him that she was stressed out
and was tired. In this apparently friendly context, he suggested
that she quit her steward’s job, obviously implying that it was
stressing her out and making her tired. O’Neal did not testify
that she considered the statement a threat of any sort. I will
recommend this complaint allegation be dismissed.
E. Did Respondent Violate the Act by Discharging Carl
Jennings, Annie O’Neal, and Annette Cooper
On October 1, Respondent discharged the three named em-
ployees, all elected unit employee officials of the Union. Annie
O’Neal was a steward and Carl Jennings and Annette Cooper
were two of the three member employee bargaining committee,
with Jennings designated as chairperson. The legal basis for
determining whether these discharges were unlawful under the
Act is set forth in Wright Line, 251 NLRB 1083 (1980), which
states that, initially, the General Counsel must establish a prima
facie case sufficient to support the inference that the individ-
ual’s protected conduct was a “motivating factor” in the em-
ployer’s decision to terminate him or her. Such a burden is met
by a showing that the employee engaged in protected activity,
that the employer knew of such activity and harbors animus
against the activity or the union. If the General Counsel has
satisfied this requirement, the burden then shifts to the em-
ployer to establish that the employee would have been dis-
charged “even in the absence of protected conduct.”
Before discussing the facts surrounding each discharge indi-
vidually, there are certain facts common to all three. First, the
three employees were among a handful of the most vigorous
supporters of the Union in the plant. Each participated fully in
the campaign, attending meetings, wearing union paraphernalia
at the workplace, distributing union literature at the workplace,
and soliciting fellow employees to sign union authorization
cards. Cooper and O’Neal were the union observers at the elec-
tion. Cooper and Jennings were elected by the employees to be
members of the initial employee bargaining committee and
O’Neal was elected to be a steward. On October 1, they were
three of only four union employee representatives in the plant.
That all three were discharged on the same day, on the eve of
the beginning of negotiations for an initial contract, is an almost
overwhelming coincidence.
Local Union President Anthony Feyers testified that losing
the three just prior to beginning negotiations had a substantial
adverse impact on the Union’s ability to bargain. The three
employees had been instructed in the negotiation process and,
more importantly, were leaders in the plant.7
7 Respondent can argue that the discharges had a minimal effect of
bargaining as it allowed the discharged employees to participate in
negotiations. However, they did not participate. Not being employed at
Becker, they had to try to find employment elsewhere and undoubtedly,
their hearts would not have been into the negotiations for a contract
which would not affect them.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
112
1. The discharges of Carl Jennings and Annette Cooper
Both of these employees were discharged on October 1, as a
result of certain incidents that occurred the day before, Septem-
ber 30. They will be discussed together as they are related.8
a. Cooper and Jennings meet with Ventimiglio-Esser
Cooper had worked for Respondent or its predecessor since
February 26, 1995. As noted earlier, she was very active in
starting the union campaign and remained so through to the
election. She along with O’Neal were the union observers at the
NLRB election. Jennings had been employed by Becker or its
predecessor since 1993. He too was very active in support of
the Union. On July 31, Cooper and Jennings were elected to the
bargaining committee for the Union and this fact was commu-
nicated to Respondent on August 2. On September 30, Cooper
and Jennings met with Ventimiglio-Esser in the human re-
sources office. Jennings asked if she had received a letter dated
September 26 from the Union naming the Union’s bargaining
committee and officers and proposing bargaining begin.9 Ac-
cording to Cooper, Ventimiglio-Esser acknowledged that she
had the letter and faxed it to Anna Showman, a Becker em-
ployee at another Becker facility. Ventimiglio-Esser could not
remember this meeting and though acknowledging that she did
receive the letter, could not remember when. However, General
Counsel Exhibit 33 is a copy of the involved letter and has a
received date of September 30 written on it and appears to have
a fax date of September 30 on the bottom. I credit the testimony
of Cooper and Jennings with regard to this meeting.
b. Jennings has problems on his work shift
Following the meeting on September 30, Jennings reported
to work 2 hours early and worked on the first shift F 41 line.
When this shift finished at 4 p.m., Jennings was told to report to
his supervisor, Mark Smith. He found Smith and was told by
Smith to run the water jet machine on the F 24 line because the
regular operator was absent.10 The water jet cuts automobile
doors. Jennings job was to place molded doors on the machine
correctly so that it cut correctly. Jennings ran a number of bad
doors that had to be scrapped that evening. The machine was
checked by technical people who determined that the machine
was operating properly, so the fault lay with Jennings.11 Stew-
ard and quality auditor Barbara Stephens was auditing this pro-
duction line that evening and was the person who was rejecting
doors run by Jennings. There is only one water jet machine on
this production line, so that if the operator is missing, produc-
tion stops. Jennings took a break at 4:30 p.m., which was not
the time this line was to take a break. Smith found him and
warned him he could be written up for taking breaks at other
times than with the rest of the line personnel. He took at lunch-
break at 7 p.m., not at 8:30 p.m. when the rest of the F 24 line
8 Respondent is also alleged to have committed two independent
8(a)(1) violations by its actions with respect to Cooper on September
30. These alleged violations will be discussed in this section.
9 Insofar as this letter names Jennings and Cooper as bargaining
committee members and Annie O’Neal as steward, it is identical to the
letter Respondent received on August 1 or 2.
10 In this particular production process, doors are first molded, then
cut by the water jet and then finally assembled and shipped. It is a
continuous line process.
11 Smith testified that he believed that Jennings was deliberately run-
ning bad doors because he did not want to work on the water jet that
night. However, this observation does not appear in any of the docu-
mentation surrounding Jennings’ termination.
line took their break. During this period, another employee on
the line ran the water jet. Jennings took a third break at 9:30
p.m., again not the proper time. Then he decided to punch out
at 10:30 p.m., 2 hours before the quitting time for the F 24 line.
12
c. Jennings receives disciplinary warnings
On September 30, Cooper worked her shift and at its end
about 10:30 p.m., she went to the timeclock and punched out.
Jennings was also there punching out. At this time, Production
Supervisor Mark Smith came out of the nearby production of-
fice and asked Jennings where he was going. Jennings said he
was going home. Jennings complained that he had worked his 8
hours and to stay until the end of the line’s shift would mean he
worked 10 hours. Smith yelled for Jennings to come into the
production office. Cooper followed Jennings into the office to
serve as his union representative, at Jennings request. When
Smith called him into the office, Jennings knew he might be
disciplined. Smith testified that before calling Jennings into the
office, he had shown three warnings he planned to give
Jennings to steward Barbara Stephens and she had no objection
to them. He neither told Jennings and Cooper about this meet-
ing nor did he tell them the purpose of the meeting was to give
Jennings the warnings. They first learned that this was its pur-
pose after the meeting was underway.
As the meeting commenced, Smith yelled at Cooper, telling
her to leave. Cooper told Smith she was there to represent
Jennings. Smith responded that there was no union representa-
tion and to get out of the office. Cooper replied that there was a
union, the UAW, and it had been certified. Smith countered by
telling her the Union did not have a contract. Cooper agreed,
but told him that because the Union had been certified,
Jennings had the right to union representation. Smith dropped
his demand that she leave.
At this point in the confrontation, Maintenance Supervisor
Gary Newman came into the office and sat on a table behind
Jennings and Cooper. Smith then handed three disciplinary
writeups to Jennings. Jennings read them and said they were
not true and he refused to sign them for this reason. Smith again
asked him to sign the writeups and Cooper interjected, telling
Jennings it was his right not to sign them. Smith then told
Jennings that the writeups were his copies and also gave him a
copy of the Respondent’s work rules. Cooper picked up the
writeups and work rules and told Smith that they would have to
take care of the matter in the morning.13 After Cooper picked
up the writeups, she and Jennings left the office and shut the
door behind them.14 Nothing was said by Smith about her tak-
ing the warnings though he knew she had them. From the evi-
dence of record, it is Respondent’s policy to give employees
copies of warnings issued to them. Clearly the warnings Smith
handed to Jennings were intended to be his at least at some
point. There was nothing said in this meeting about any disci-
pline being given to Jennings other than the writeups and no
mention was made of the possibility of discharge. There was
nothing said about any possible discipline being issued to Coo-
per.
12 Jennings had come to work with Cooper whose shift was from
2:30 to 10:30 p.m. Clearly, he quit early to ride home with her.
13 Carl Jennings testified about this meeting and his testimony gen-
erally corroborates Cooper’s description of what happened.
14 The next day she sent these warnings to the Union.
BECKER GROUP, INC.
113
d. Did Jennings have a right to union representation when
given the warnings
At this point I will deal with two subsidiary issues that bear
on the discharges of Jennings and Cooper. First the complaint
alleges that Respondent, through Smith, violated Section
8(a)(1) of the Act by ordering her to leave his office and not
represent Jennings and by his statement that there was no Un-
ion in the plant. It is well settled that an employee has a Section
7 right to request union representation at an investigatory inter-
view where the employee reasonably believes that the investi-
gation will result in disciplinary action. NLRB v. J. Weingarten,
420 U.S. 251, 270 (1975). The Board has held that Weingarten
rights are not applicable to a meeting with the employer “held
solely for the purpose of informing the employee of, and acting
upon, a previously made disciplinary decision.” Baton Rouge
Water Works, 246 NLRB 995, 997 (1979). The Board has also
held that when and employer “inform[s] the employee of a
disciplinary action and then seek[s] facts or evidence in support
of that action . . . the employee’s right to union representation
would attach.” Id.
Under the facts of this case I find that Jennings did not have
a right under Weingarten to have union representation. Smith
had already prepared the warnings for Jennings and had previ-
ously shown them to Steward Stephens. The sole purpose of the
meeting was to give the warnings to Jennings. There is no evi-
dence that Smith intended to conduct any further investigation
or seek any information from Jennings. Therefore, Smith was
legally correct in contending that Cooper should leave. How-
ever, as noted above, he allowed her to participate in the meet-
ing. I will dismiss the complaint allegation concerning Smith’s
direction to Cooper to leave the meeting.
However, I believe Smith’s statement to Cooper and
Jennings that there was no union representation at Respon-
dent’s facility constitutes an 8(a)(1) violation. The Union was
certified as the exclusive collective-bargaining representative of
the Becker employees on July 19, following the July 1 election.
Respondent had received notification on August 2 and on ap-
proximately September 30 that the Union was the certified
bargaining agent at the Sterling Heights facility and that spe-
cific employees had been elected to unit representative posi-
tions. An employer, or its agents, cannot arbitrarily decide that
a union does not have a presence in the employer’s facility. The
certification by the NLRB provides a 1-year presumption that
the union represents the employees for purposes of collective
bargaining. The Act demands that bargaining in good faith
occur. Logically, bargaining cannot begin as mandated under
the Act unless the employer recognizes the union. Therefore,
the union should represent the employees within the unit with-
out employer interference or refusal to recognize the certified
union for a minimum period of 1 year following certification.
Had Smith merely informed Cooper that under the circum-
stances of the meeting, Jennings had no legal right to union
representation, I would not find a violation. However, his
statement went much further. Considering that the statement
made by Smith occurred as Cooper was attempting to engage in
union representation, there was a coercive nature to the state-
ment. Such a statement has a chilling effect on a unit represen-
tative’s ability to represent and on the employee’s right to be
represented, and thus constitutes an 8(a)(1) violation.
e. Jennings and Cooper have a confrontation with Steward
Barbara Stephens
According to Cooper, after she and Jennings left the office,
they walked toward an exit, passing through a production area.
Near the exit door, the two had a confrontation with steward
Barbara Stephens. Stephens approached Jennings and told him
to wait a minute, it was not her fault. Jennings told her to get
out of his face. Cooper told Stephens to be a union person, that
she was not acting like a union person.15 Stephens at this point
said to Cooper, “Shut up, you bitch.” Cooper replied, “Well,
you’re another one,” and then she and Jennings left the plant.
Cooper testified that at no time during this incident did
Jennings make vulgar gestures toward Stephens nor did she
curse at her.16
Stephens testified that after meeting with Smith, Jennings,
and Cooper came to her station and Jennings grabbed his crotch
and said, “Suck my dick, you bitch.” According to Stephens,
Cooper then grabbed Jennings and said, “Come on, fuck that
bitch. We’re going to get her.” Stephens testified that she re-
sponded, “You don’t have to wait to try to get off. You can get
me now because I’m not scared of nobody.”17 Stephens denied
using any profanity during the confrontation.
Two weeks after discharging Jennings and Cooper, Ven-
timiglio-Esser took a statement from employee Sonia Abrams,
who Smith knew was present for the confrontation. Abrams,
after relating information about certain job-related incidents
occurring with Jennings on September 30 that management was
not aware prior to the taking of the statement, wrote about the
confrontation with Stephens. She wrote: “On Carl’s way out he
was walking with Annette. Barbara and I heard Annette say,
‘I’m tired of her shit, she is always bossing people around.’
Barbara said to me ‘who the Fuck does she think she is, she
ain’t his wife.’ Annette said, ‘Fuck you Bitch’ to Barbara. On
the way out Carl and Annette were saying we’ll see about this.”
Ventimiglio-Esser agreed that this statement contained no indi-
cation of a threat.
Smith testified that he left his office shortly after Jennings
and Cooper for the purpose of escorting them out of the plant.
Immediately after exiting his office, he heard loud voices,
though he could not tell what was being said or by whom. By
the time he got to the exit, Jennings and Cooper were gone. He
did encounter Barbara Stephens and another employee Sonia
Abrams. According to Smith, Stephens told him that Jennings
and Cooper had come to her work station and Jennings had
grabbed his crotch and made a rude remark to her. Smith did
not ask Abrams what had happened so that his only knowledge
of the confrontation was what Stephens told him.
After this incident, Smith decided that Cooper and Jennings
should be terminated. He prepared two additional warning re-
ports for Jennings and two such reports for Cooper. He also
prepared two statements in support of the warnings. These were
passed on to higher management who carried out the termina-
tion’s.
15 Stephens had been named as a steward in the August 1 communi-
cation from the Union to Respondent. She was not named in the letter
of September 26. Following this incident, she was removed from her
position as steward by the Union.
16 Stephens did not receive any discipline for her part in this confron-
tation.
17 At the request of Ventimiglio-Esser, Stephens gave a statement of
her knowledge as to what transpired on September 30 on July 10, 1997,
a week before the hearing in this case.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
114
f. Jennings and Cooper are discharged
Cooper came to work on October 1 in the company of
Jennings. When they got to the plant, Cooper was met by fel-
low bargaining committee member Annie Pearl Smith. She
informed Cooper that she and Jennings had been fired. Cooper
wondered aloud why, since all she had done was represent
Jennings. Smith told her that management had written a book
on them. Cooper then found Jennings and they went to the of-
fice of Plant Manager Alex Risca. When they were in his of-
fice, Cooper asked to be represented by Annie Smith. Risca
said no. At this point, Michael Zelenock and Ventimiglio-Esser
came into the office. Cooper again asked for Annie Smith’s
representation and Risca relented. Zelenock left and returned
with Smith. Cooper had taken out a tape recorder and in re-
sponse to a question about it from Ventimiglio-Esser, said she
wanted to record the meeting. Risca told her she could not tape
the meeting and to put the tape recorder away. She gave it to
Jennings who put it in his pocket. He began talking to Risca
and the recorder fell out of his pocket and he picked it up and
put it on the table. Ventimiglio-Esser noticed that it was on and
said the meeting was over with, and for the two employees to
come to her office. Ventimiglio-Esser’s version of the meeting
is essentially similar to that given by Cooper, except she indi-
cated it was Risca who saw the tape recorder on and ended the
meeting.
In Ventimiglio-Esser’s office, she told Jennings he needed a
lawyer as it was illegal for him to tape the meeting. Jennings
apologized and Ventimiglio-Esser told him again he needed a
lawyer and promptly terminated the employees. At no point
prior to termination did anyone in Respondent’s management
listen to either Cooper’s or Jenning’s version of what had tran-
spired the night before.18 At this point, Zelenock came in with
Smith. Cooper was asked to read and sign the termination pa-
per. She read it and refused to sign, saying it was not true.
g. Respondent’s reasons for terminating Cooper and conclu-
sions with respect to those reasons
The decision to discharge Cooper was based on the two
warnings given to her by Smith and a statement he prepared in
connection with the warnings.19 Other than Smith and New-
man, no one talked with Stephens about the confrontation.
Abrams was asked about it 2 weeks after the termination.
Smith’s statement prepared with respect to Cooper reads:
This employee (Cooper) has not had previous disci-
pline problems. Her actions in the attached incident, how-
ever reflects a serious Becker employee standard attitude,
i.e., lack of respect for management; unwilling to follow
company rules; lack of social responsibility to fellow em-
ployees. Any one of the three infractions occurring in a
single incident could have been dealt with in a counseling
session resulting in mutual understanding of the conse-
quences of an additional infraction. But viewed as a
whole, I believe it is in Becker’s best interest to terminate
18 Ventimiglio-Esser testified that Jennings was beginning to tell his
side of the story when Risca saw the tape recorder and abruptly ended
the meeting. It is undisputed that Jennings and Cooper were not thereaf-
ter allowed to explain what happened.
19 Ventimiglio-Esser may have spoken with Newman before the ter-
minations. Based on his testimony in this record, he could have added
nothing with respect to Cooper that was not in Smith’s written docu-
mentation.
her. We would not be violating any state or federal laws in
doing this. No employee is valuable to the point of accept-
ing this behavior. We, as management, should support this
as a team. This incident occurred in front of a witness, and
then the entire shift. It is an opportunity for us to show
mutual support, and to set an example of acceptable be-
havior within our organization. Be sure the employees in
these plants will be watching for signs of weakness on our
behalf.
The first warning prepared by Smith concerning Cooper ac-
cuses her of “theft.” In the warning form’s “Company State-
ment” box, it reads: “Annette in my presence removed em-
ployee warning reports from my desk and left the building.
They are legal company documents that she has no right to
possess. Signed Mark Smith.” In all the years I have been hear-
ing reasons for the termination of an employee, this is perhaps
the most absurd reason I have ever been given. The warnings
were intended to be given to Jennings and what he did with
them was his business. Smith had other copies and they were
produced at hearing. Moreover, Smith did not tell Cooper she
could not take them and to date she has not been asked to return
them. I believe this trumped up warning clearly points out the
Respondent’s animus toward the union activity of Cooper.
The second warning prepared for Cooper reads: “Annette
Cooper would not leave production office of 6200 building
when asked. She became abusive and insubordinate in her re-
fusal.” Based on the credible evidence about the meeting in
question, which I find to be Cooper’s testimony, there was
nothing abusive and insubordinate about it. She was asked to
leave, she said she was there giving union representation to
Jennings. Smith said there was no union representation and she
pointed out that the Union was certified. Smith changed his
mind and let her stay. He did not warn her that her actions
would result in discipline at the meeting. Though I have found
that Jennings did not have a Weingarten right to union repre-
sentation, I find that Cooper was engaged in protected activity
in attempting to represent him. Cooper was a union representa-
tive with authority to act on behalf of employees. Going into
the meeting, Cooper did not know its purpose which could very
well have been investigatory. Once there, if he had explained
the purpose of the meeting, Smith had the right to ask her to
leave the meeting. But he did not have the right to punish her
for trying to represent Jennings. Cooper did not refuse to leave
the meeting and have to be forced out, Smith changed his mind
and let her stay. Thus, the only things she could have done that
constituted lack of respect for management was to engage in
protected activity and to take the warning forms. Jennings had a
right to have the forms and though Cooper took them in plain
sight of Smith, he said nothing about not taking them.
Animus is also clearly evident in Smith’s statement set out
above. After referring to Becker employees’ “standard attitude”
as “lack of respect for management, unwilling[ness] to follow
company rules, and lack of social responsibility to fellow em-
ployees,” Smith accuses Coopers of demonstrating this attitude.
The matters of lack of respect for management and unwilling-
ness to follow company rules must refer to Cooper’s attempt at
union representation, a protected activity. Moreover, his warn-
ing contained in the last sentence of his statement drips with
animus. “Be sure the employees in these plants will be watch-
ing for signs of weakness on our behalf.” He is clearly referring
to what he conceives is the appropriate response to union activ-
ity in the plant. Based on Smith’s statement and the totally false
BECKER GROUP, INC.
115
accusation of “theft” on the part of Cooper, I find that she was
discharged for her actions in trying to represent Jennings and
for no other reason.
The other reason given for her discharge is set out in the
third warning prepared by Smith regarding Cooper. It states:
“Annette used abusive and vulgar language towards Barbara
Stephens.” Smith did not and does not know if this is true. He
took the word of Stephen’s and never asked Cooper, or
Jennings, about the matter. He did not even ask Abrams, a by-
stander. If he had, he would have found that based on her de-
scription of the event, Stephen’s was lying. This lack of any
interest on the part of Respondent to investigate the matter
totally belies its position that legitimately formed a basis for
Cooper’s discharge.
Moreover this record is replete with evidence that profanity
between employees, and even between supervisors and em-
ployees, is rampant in the facility. By way of example, Cooper
testified that she had heard employees say to fellow employees
“bitch,” “motherfucker,” and guys saying “suck my dick,”
while grabbing their crotches. She had observed Supervisor
Gary Newman grabbing his crotch and say to an employee
“suck it.” She has observed Supervisors Mark Smith, John
Gorvey, and Michael Zelenock observe employees engaged in
the use of such profanity. She testified that both Mark Smith
and Gary Newman had used profanity toward employees, with
Newman engaging in such conduct regularly. She also noted an
instance when Sonia Abrams cursed out Mark Smith and
threatened him. Abrams was not disciplined for this incident.
Jennings also testified about the use of profanity in the work-
place and his testimony was essentially similar to that of Coo-
per. He added that he had heard supervisors, including Mark
Smith, call employees “dumb ass” and say to employees “fuck”
and “suck my dick.” Annie O’Neal offered similar testimony.
She added that she had observed Abrams and another employee
engage in a heated argument cursing each other and attempting
to fight. This was also observed by supervisors. No one was
disciplined over this incident. Annie Pearl Smith testified that
she had observed Plant Manager Risca use such words as
“motherfucker” and “asshole.” Such tolerance for profanity,
coupled with the total lack of investigation into the Cooper-
Stephens incident strongly support my belief that only Cooper’s
protected activity was the motivation behind her discharge and
I so find. The General Counsel has made a compelling showing
under a Wright Line analysis that union animus was a motivat-
ing factor in Respondent’s decision to terminate Cooper. Re-
spondent has offered no credible reason for the discharge other
than engaging in protected activity and thus I find that it dis-
charge its employee Annette Cooper in violation of Section
8(a)(1) and (3) of the Act. As I have found that all the warnings
issued to Cooper were unlawfully motivated, I will recommend
they be rescinded.
h. Respondent’s reasons for terminating Jennings and conclu-
sions with respect to those reasons
Jennings was terminated on the basis of Smith’s decision to
terminate him. On the night of September 30, Smith prepared
five warnings, a marked copy of certain work rules, and two
statements concerning Jennings. Three of the warnings were
prepared prior to the disciplinary meeting with Jennings and the
other two after that meeting. The warnings which were shown
to Jennings at the meeting read as follows:
1st. For “tardiness, took an unauthorized break.” “Carl
was not instructed or authorized a break at 7:30. He has
been instructed to take breaks at the same times that 2nd
shift does, and that his shift hours are 4:00 until 12:30.”
“This is a first notice.”
2nd. For “carelessness, tardiness, work quality.” “Carl
is not checking his work after removing doors from WJ
(Water Jet Machine). He was told at 4:45 on 9-30 by Doug
Bannerman how to get right hand door on properly. He
was told by Mark Smith at 8:00 that he was still doing it
wrong and had to check that he was doing it properly.”
3rd. For “disobedience, tardiness.” “Carl refused to
follow my instructions at 7:30 when he was told to take
breaks with the rest of the shift.”
The work rules that Smith accused Jennings of violating are
as follows:
a. Inability to perform at a level equal to that of other
employees of the same time and grade.
b. Making scrap unnecessarily, careless workmanship
or hiding or throwing away scrap rather than reporting it to
management.
c. Falsifying or failing to prepare production cards.
d. Refusal to do assigned work as instructed by man-
agement.
e. Restricting output or attempting to restrict the
amount of work performed by others.
Though the latter two alleged violations by Jennings are
grounds for immediate discharge, the three warnings prepared
before Smith called Jennings into his office reflect that no dis-
cipline was contemplated by Smith until after Jennings and
Cooper entered his office. After Jennings and Cooper left,
Smith prepared two more warnings for Jennings. The first of
these reads: “Carl punched out at 10:30, leaving his work sta-
tion abandoned, without my permission.” This warning has
nothing in the portion where discipline would be indicated.
Smith testified that he had no intention of terminating or giving
any other discipline to Jennings than that shown on the previ-
ously prepared warning forms as they went into the meeting. As
the matter of punching out 2 hours earlier was then within
Smith’s knowledge, I find Smith intended to do nothing more
about this incident than issue another warning. The form itself
so indicates as it has no notation for any action to be taken.
The last warning prepared by Smith regarding Jennings re-
fers to the confrontation with Stephens. It, reads: “Carl used
abusive vulgar language while grabbing his crotch directing it
towards Barbara Stephens.” For all the reasons I discredited
this alleged reason for Cooper’s discharge, I found it equally
pretextual as a reason for Jenning’s discharge. As was the case
with Cooper, I find that the meeting itself and the attempt by
Cooper to interject the union in the matter triggered Jennings
discharge. The statements prepared concerning Jennings, as
well as the one prepared with respect to Cooper support this
finding.
The first statement written by Smith about Jennings reads:
Carl Jennings further indicted himself at 10:30 p.m. As
I was finishing his write-ups he had paged me to F-24 WJ.
I went there, and he informed me that he was punching out
and going home. I told him that he was walking off the job
and that his scheduled hours were 4:00 to 12:30. (Carl, in
the week of 23rd of Sept. was voluntarily coming in at
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
116
2:30 and leaving late to help run WIP for prod.) He told
me that he came in at 2:30 and he had his 8 hours in. I told
him he still has to work his assigned shift. I took Carl in
the 6200 Bldg. production office to counsel him and give
him his warnings. Annette Cooper followed us in. I told
Annette that this matter didn’t concern her, and asked her
to leave. She informed me that she was a union representa-
tive and she wouldn’t leave. I handed Carl his warning
slips and asked him to read them. He read the first one and
put it on the desk, and without reading the rest he threw
them on the desk and said he disagreed. Without even see-
ing the documents (reading them) Annette grabbed the
warnings (and a copy of company rules where I had x’d
his violations) and informed me that we would see about
this tomorrow. They left the office in a rush. I gave them
20 seconds to leave premises, then I went to follow them
to make sure they didn’t disrupt the rest of the shift. Upon
leaving the office I could hear loud screaming in the plant.
I walked towards the back door by E. A. Foam to find Carl
and Annette so I could escort them quietly out. While do-
ing this Barbara Stephens, Quality Auditor 2nd shift, ap-
proached me in a highly excitable state. She told me that
Carl and Annette had approached her on their way out of
the building blaming her for Carl’s problems. Carl grabbed
his crotch and made obscene remarks to her, and Annette
yelled obscenities at her. Gary Newman was my witness to
all of the above.20
Smith also prepared an addendum to this statement, which
reads:
This employee (Jennings) has had several previous
verbal warnings concerning both his work ethics and his
behavior. His actions in the attached warnings are unfor-
givable and in total contrast to what we, as management,
are trying to achieve. I highly recommend termination of
this employee. It would be in Becker’s, and its employees,
best interest. This employee is rebellious and uncoopera-
tive.
Smith testified that Jennings was fired for the warnings taken
as a whole and not just one incident. On the other hand, he
testified that as he entered the office with Jennings he did not
intend at that time to fire him. His statement as set out above
indicate that only counseling was being considered prior to the
meeting. Jennings at this point had done everything for which
he received a warning other then have a confrontation with
Stephens and the meeting itself. I do not question the right of
management to terminate Jennings for his behavior on the night
of September 30 up to the point of the meeting. He had in fact
committed a number of violations of legitimate company rules
which would have justified discharge. The point is, however,
Smith was not going to discharge him until they had the meet-
ing. I believe that Cooper’s protected activity so upset Smith
that he decided to fire the two employees involved in the meet-
ing. This is best shown in the case of Cooper who did abso-
lutely nothing that would justify termination. It is shown in the
case of Jennings by the timing of the decision, only after the
meeting.
As was the case with Cooper, Smith’s written statement pro-
vides insight into motivation. Smith wrote: “I highly recom-
20 In fact, Newman was only present for the events that took place in
the office. He did not accompany Smith to the exit.
mend termination of this employee. It would be in Becker’s,
and its employees, best interest. This employee is rebellious
and uncooperative.” The only “rebellious and uncooperative”
thing that Jennings did at a point in time when Smith felt he
only needed counseling was attend the disciplinary meeting
with Cooper.
Respondent offered certain evidence of other discharges to
show that it discharged employees other than Jennings for simi-
lar offenses. I do not believe they support Respondent’s posi-
tion. Ventimiglio-Esser testified that an employee, William
Fanson, was fired for shouting obscenities at two fellow em-
ployees and then pulling a knife, threatening them with it. He is
the only employee fired for threatening other employees.21
Other employees, Jamail Carter, Aaron Waddles, Daryl Young,
and Rondell Whitely, were fired for making a threats to super-
visors. Carter was fired for telling a supervisor he “was going
to knock him upside his head.”
Aaron Waddles was fired for repeatedly refusing to work.
Beginning on July 9, 1996, Waddles was warned for becoming
abusive to a supervisor and refusing to do a job to which he was
assigned. On July 14, he was warned for failing to properly
perform three different jobs. On July 21, 1996, he failed to do a
job properly, left his job without permission, and accused the
supervisor of sexual and racial harassment. On July 25, he was
warned for failing to start work on time. On July 30, a supervi-
sor found this individual in the parking lot 5 minutes after he
was supposed to go to work. He was told to report to work, but
refused and went home. Mark Smith wrote out a warning call-
ing this a voluntary quit.
Rondell Whitely was fired for insubordination. He got into
an argument with his supervisor and refused to perform an
assigned task. He was belligerent and continued arguing with
the supervisor, finally saying he “was tired of this fucking
place.” The supervisor then left and had him fired.
Daryl Young was fired for insubordination. Young had re-
peatedly refused to do jobs and was approached by a supervisor
to do a job and refused. The supervisor wrote, “He became very
loud and got up into my face saying he would not do the job.”
The supervisor told him he was suspended and Young refused
to leave. The supervisor started to call the police and Young
left.
Each of the examples given above are far more egregious, in
my opinion, than the behavior of Jennings on September 30.
The decision to terminate Jennings and Cooper made by Risca
and Ventimiglio-Esser was based on the warnings issued by
Smith, the statements written by Smith, and a talk with Gary
Newman, Doug Bannerman, and Dennis Bruce. The latter two
individuals are technical persons who checked the water jet on
the night of September 30 and who also had checked doors
Jennings was cutting. As was the case with Cooper, I believe
Jennings was terminated at least in significant part out of union
animus. I do not find that he would have been terminated in the
absence of the events of the disciplinary meeting. That is the
event which triggered the termination process. I find that by
terminating employee Carl Jennings Respondent violated Sec-
tion 8(a)(1) and (3) of the Act. To the extent that the complaint
alleges that Respondent violated the Act by issuing discipline
21 There is no mention of any threats being made by anyone in the
documentation of the discharges of Jennings and Cooper. There was
some testimony at the hearing that an alleged threat was made. Even if
true, and I do not credit any testimony that a threat was made, it was
not within the knowledge of Respondent at the time of discharge.
BECKER GROUP, INC.
117
reports to Jennings, I disagree, except for the one given for
allegedly engaging in abusive behavior toward Stephens. He
did in fact do the things for which he received the first four
warnings on September 30 and they were not shown to be mo-
tivated by animus. As I found above the animus surfaced after
he had already been warned, at least verbally, about each such
rule violation. I find that the warning with respect to Stephen’s
was unlawfully motivated and will recommend that it be re-
scinded.
2. The discharge of Annie O’Neal
Annie O’Neal was employed by Becker or its predecessor
from March 1994 until her discharge on October 1. She was
the third union employee representative fired on this date.
O’Neal was allegedly fired for punching in the timecards of
three other employees on October 1. The are various sides to
this story.
Annie O’Neal first related the relevant events of that day.
According to O’Neal, she reported to work on October 1 at
about 5:40 a.m. for a shift starting at 6 a.m. She went to the
timeclock to punch in with another employee Nikki Wallace,
arriving at the clock at about 5:42 a.m. She and Wallace talked.
While they were talking, three other employees arrived, Donna
Willams, Tinelda Williamson, and Linda Young. They went to
the clock to punch in and O’Neal told them they were cutting
in. Williamson responded that O’Neal was just talking. While
Williamson was talking, O’Neal punched in. She observed
Donna Williams punch in. Williams, Williamson, and Young
then walked toward the door and Williamson turned, an-
nounced that the three were going to a gas station, and asked
O’Neal to put their cards with hers. She pulled their cards and
put them with hers in one slot of the rack for timecards.22 Nikki
Wallace then punched in and she and O’Neal went to work.
Later that day at about 10:40 a.m., O’Neal was working at
her machine when Michael Zelenock approached and said he
needed to see her in the conference room. After they arrived
there, unit employee Monica Hughes came in followed by Ven-
timiglio-Esser. O’Neal asked Hughes why she was there and
Hughes said she did not know, that she had been summoned by
Ventimiglio-Esser. Ventimiglio-Esser said Hughes was there
because she was an alternate committee person and O’Neal
needed representation. O’Neal argued that Annie Pearl Smith
was her alternate and Ventimiglio-Esser decided she was right
and sent Hughes to get Smith. When Smith arrived, Ventimig-
lio-Esser told O’Neal that she had been observed punching in
other employees’ timecards. O’Neal inquired as to who had
accused her of that and she was told it was Supervisor Marc
Fortin. O’Neal then asked for him to be brought in and Ze-
lenock went and found him. According to O’Neal, she con-
fronted Fortin and he lowered his head and mumbled some-
thing. Smith asked him why he didn’t say something to O’Neal
when he observed her punching in the cards. Ventimiglio-Esser
interjected, “He didn’t have to. He had to wait until I got her
because I’m the Human Resource.” Smith began to ask Fortin
another question and O’Neal stopped her saying not to argue
22 O’Neal testified that only some of the slots in the racks had names
on them and the employees wanted their cards to be together so they
would be easier to find. However, appears to be the fact that each em-
ployees has an assigned card slot. It is Respondent’s practice to gather
up the cards daily and check the punch in time with the employee’s
supervisors to verify their accuracy. They are then put back in the rack
in the assigned slots.
with them. Smith proceeded to ask Fortin how he could have
seen her and he mumbled, “I seen her with them in her hands.”
O’Neal then told Ventimiglio-Esser that she knew this was a lie
and Ventimiglio-Esser responded that she was not there.
O’Neal and Smith then met with Risca. Risca told them that
the matter had been brought to his attention and all his subordi-
nates agreed on termination and he was sticking with the com-
pany position. According to O’Neal, Risca then told her to
contact the Union, adding, “if you wait six months, I’ll clear
your record and hire you back.” She then left the plant. In the
parking lot she had a conversation with a number of other em-
ployees including Nikki Wallace, Donna Williams, and Tinelda
Williamson. They asked what happened and she related she
was fired. She told them Fortin accused her of punching in the
cards of Williams, Williamson, and Young. The three asked
how that could be as they punched in their own cards, noting
that no one from management had spoken to them about the
matter.
The warning report supporting the termination states: “While
completing morning start up in 6200 Building, I observed An-
nie O’Neal punching in four time cards, one being herself. This
is a violation of Company Rule Section C–Letter J.” The warn-
ing states “immediate discharge” and is signed by Fortin.
O’Neal was also given a photocopy of the timecards of herself,
Williams, Young, and Williamson. All showed to be punched
in at 5:44 a.m. Wallace’s card shows that it was punched in at
5:48. a.m.
The rule referred to makes it a violation resulting in immedi-
ate discharge to punch in the timecard of another employee.
This rule was changed in 1997 to make it also an offense to
knowingly allow another employee to punch in your timecard.
It was also made an offense with no specified discipline level.
Fortin testified that on October 1 at about 5:40 in the morn-
ing, he was on the mezzanine of building 6200. From the point
where he was standing, working on a hydraulic leak, he was
about 20 feet above and 50 to 60 feet from the timeclock, with
an unobstructed view of it. He observed O’Neal at the clock,
looking around. According to Fortin, she then pulled out four
cards and punched them one at a time, all the while looking
around to see if anyone was watching. She then put all four
cards back in the rack and left. Fortin then went to the rack and
got the cards and photocopied them. At no time did he see
Young, Williams, or Williamson at the timeclock on that day.
He then reported the incident to Zelenock and Risca. He testi-
fied that the meeting with O’Neal and Smith, he was asked how
he saw her. He testified that he did not answer.
Tinelda Williamson testified that on October 1, she rode to
work with Young and Williams. When they arrived at the time
clock she and the others found their cards had been punched.
She denied that she asked O’Neal to punch her card or that she
saw her near the timeclock. This testimony, first given to Ven-
timiglio-Esser about a week prior to hearing, is in complete
contradiction of a statement she gave Ventimiglio-Esser on this
subject on October 29. It reads:
On that day (October 1), Linda Young Donna Wil-
liams and I drove together. We drove up to the 6200 side
of the building and went in to punch in. Annie O’Neal was
at the time clock at the time. We wanted to go to the gas
station so we punched in and then asked Annie to put the
cards back into the slots for us. We wanted Annie to put
the timecards together to make it easier to punch out.
There were other people in the building, Nikki Wallace
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
118
was one of them. We walked past her. Hilda Gingiloski
might have been in the building. I’m not sure. We went to
the gas station and then when we returned we parked on
the 6100 side of the building. Then we reported to work.
Williamson is still employed by Respondent and appeared at
the hearing at the request of Ventimiglio-Esser. She was paid
for the day. She also testified that between October 28 or 29,
and July 7, 1997, she spoke with no one from management
about this matter.
On October 28, Linda Young gave a statement to Ventimig-
lio-Esser which reads:
That morning Tinelda Williamson and I pulled into the
6200 parking lot. We didn’t even park the car, we just
pulled up to the door. We ran into the 6200 building to
push our timecards. Annie was standing by the timeclock,
and Nikki Wallace was in the area. We punched in, then
gave our timecards to Annie to put them together and went
back into our car. We always put our timecards together so
that it was easier to punch out at night. We then drove to
the gas station and came back and parked on the 6100 side
of the building. Then we reported to work.
No statement was taken by Respondent from Donna Wil-
liams. The first contact that Respondent made with Williamson
and Young with reference to this matter was the date of their
statements, almost a month after O’Neal was fired.
I believe that O’Neal was terminated as part of what I be-
lieve was an October 1 attempt by Respondent to weaken the
Union’s bargaining strength and credibility with employees by
summarily firing its three most visible supporters in the facility.
No other employee had been fired for punching in another em-
ployee’s timecard prior to the termination of O’Neal, though
this had been a problem at the facility for some time. No inves-
tigation into the matter was made before O’Neal was termi-
nated even though she did not admit quilt. No reversal of this
decision was made when Respondent belatedly asked two of
the other three involved employees what happened and was told
they punched in their own timecards. No discipline was issued
to Williamson for giving a false personnel statement, though
she clearly lied either in her October statement or in her testi-
mony at the hearing.
Whether she did what she was accused of I cannot be totally
sure. I certainly do not believe the testimony of Williamson.
Not only is she a proven liar, but her testimony in this proceed-
ing defies logic. If one believes her, O’Neal, without being
asked, went to the timeclock and selected the timecards of three
employees, apparently randomly, and punched them in without
knowing whether the employees would report for work that
day. I find this testimony incredible and do not believe it. Per-
haps more telling on this point is that Respondent felt com-
pelled to adduce this testimony and rely upon it, while not rely-
ing on the earlier two statements which supported the position
of O’Neal.
Fortin’s actions on October 1 are also questionable. First, he
did not confront O’Neal when he saw her punch in the cards, if
he did see her do so. He refused to say to her face that he saw
her punch in the cards at the discharge meeting. He would only
say he saw the cards in her hand, which is consistent with
O’Neal’s testimony and the October statements of Young and
Williamson. As was the case with Williamson’s testimony, one
wonders why O’Neal selected the three cards to punch in, if, as
contended by Fortin, he did not observe any of the three that
morning near the timeclock. Moreover, he was some 60 feet
away from O’Neal at the time she allegedly punched in the
other cards and could not see whose cards she was punching in.
He testified that after she left, he went and retrieved the cards,
indicating to me that they had been placed in a slot together,
also consistent with O’Neal’s story. If she had placed them in
individual slots, there is no way he could have found them
unless he went through all the cards looking for ones with the
same time on them. He did not testify he did this.
As noted above, it is also in O’Neal’s favor that Respondent
did not think the matter serious enough to even ask the other
involved employees about it for a month. Although I agree that
the written work rule did not call for punishment for an em-
ployee who let or had another employee punch in their cards,
this is certainly activity that Respondent did not condone. That
fact that its work rule revision now makes all parties to such
action equally at fault makes this point. Yet Respondent did not
even talk to these employees and when it did, it did nothing
based on their answers.
O’Neal appeared to be a candid witness and I believed her
testimony. I find that she did not punch in the other employee’s
timecards. I find that Respondent fired her as part of a plan to
undermine the Union’s strength in the plant and this was the
reason she was discharged. Nothing that Respondent did with
respect to the alleged incident for which O’Neal was discharged
reflects any legitimate effort to address the underlying problem
nor did it do anything to show that it cared whether the alleged
rule violation was true and not. I find that as union animus was
the motivating factor in O’Neal’s discharge, Respondent vio-
lated Section 8(a)(1) and (3) by discharging this employee. As
the warning given to her in support of the termination was un-
lawfully motivated, I will recommend it be rescinded.
CONCLUSIONS OF LAW
l. Respondent, Becker Group, Inc., Urethane Division, is an
employer engaged in commerce with the meaning of Section
2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. Respondent engaged in conduct in violation of Section
8(a)(1) of the Act, by:
(a) Since about early April 1996, until March 12, 1997,
maintaining an overly broad no-solicitation/no-distribution
work rule.
(b) About September 30, by its agent, Mark Smith, stating
unit employees that no union representation was at Respon-
dent’s Urethane Division facility.
4. Respondent engaged in conduct in violation of Section
8(a)(1) and (5) of the Act, by about July 31, laying off unit
employees Michael Hooper, Kenny Smith, Nicole Wadley, and
Latonia Ware without providing the Union with notice and the
opportunity to bargain over these layoffs.
5. Respondent engaged in conduct in violation of Section
8(a)(1) and (3) of the Act, by:
(a) About October 1, issuing a warning to and discharging its
employee Carl Jennings.
(b) About October 1, issuing disciplinary actions to, and dis-
charging its employee Annette Cooper.
(c) About October 1, issuing disciplinary actions to, and dis-
charging its employee Annie F. O’Neal.
BECKER GROUP, INC.
119
6. The unfair labor practices committed by Respondent are
unfair labor practices affecting commerce within the meaning
of Section 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
Formally rescind in writing its overly broad no-solicitation/
no-distribution rule in effect from April through March 12,
1996, and post notice that this has been done.
The Respondent having laid off employees Michael Hooper,
Kenny Smith, Nicole Wadley, and Latonia Ware without giving
notice to the Union and affording the Union an opportunity to
bargain over this decision and its effects, it must offer them
reinstatement and make them whole for any loss of earnings
and other benefits, computed on a quarterly basis from date of
discharge to date of proper offer of reinstatement, less any net
interim earnings, as prescribed in F. W. Woolworth Co., 90
NLRB 289 (1950), plus interest as computed in New Horizons
for the Retarded, 283 NLRB 1173 (1987).
The Respondent having discriminatorily discharged its em-
ployees Annette Cooper, Carl Jennings, and Annie O’Neal, it
must offer them reinstatement to the positions they held prior to
their unlawful discharges without prejudice to their seniority
rights and other benefits, and make them whole for any loss of
earnings and other benefits, computed on a quarterly basis from
date of discharge to date of proper offer of reinstatement, less
any net interim earnings, as prescribed in F. W. Woolworth Co.,
supra, plus interest as computed in New Horizons for the Re-
tarded, supra.
Within 14 days from the date of this Order, remove from its
files any reference to the unlawful warnings issued and dis-
charges of Carl Jennings, Annette Cooper, and Annie O’Neal
and notify the employees in writing that this has been done and
that the discharges will not be used against them in any way.
[Recommended Order omitted from publication.]