330 NLRB 680
Dino and Sons Realty Corp.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
680
Dino and Sons Realty Corporation and Najmal
Upadye. Case 2–CA–29306
February 25, 2000
DECISION AND ORDER
BY CHAIRMAN TRUESDALE AND MEMBERS LIEBMAN
AND BRAME
On December 31, 1997, Administrative Law Judge
Jesse Kleiman issued the attached decision. The Re-
spondent filed exceptions and a supporting brief, and the
General Counsel filed an answering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions and
to adopt the recommended Order.
ORDER
The National Labor Relations Board orders that the
Respondent, Dino and Sons Realty Corporation, New
York, New York, its officers, agents, successors, and
assigns, shall take the action set forth in the Order.
Margit Reiner, Esq., for the General Counsel.
Joseph S. Rosenthal, Esq. and Joan Goodwin Zooper, Esq.
(Bondy & Schloss, LLP), for the Respondent.
DECISION
STATEMENT OF THE CASE
JESSE KLEIMAN, Administrative Law Judge. On the basis of
a charge filed by Najmal Upadye, an individual, on April 9,
1996,1 against Dino and Sons Realty Corporation (the Respon-
dent) a complaint and notice of hearing was issued on Novem-
ber 22, 1996, alleging that the Respondent violated Section
8(a)(1) and (3) of the National Labor Relations Act (the Act).
By answer timely filed the Respondent denied the material
allegations in the complaint. By order dated February 28, 1997,
the complaint was amended to additionally allege violations of
Section 8(a)(1) of the Act against the Respondent. The Re-
spondent also timely filed an answer denying the allegations in
the amended complaint.
A hearing was held before me in New York, New York,
commencing on March 26 and ending March 28, 1997. Sub-
sequent to the closing of the hearing the General Counsel and
the Respondent filed briefs.
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
In light of the finding that the Respondent discharged the striking
employees in violation of Sec. 8(a)(3), Member Brame finds it unnec-
essary to reach the judge’s discussion of the status of the employees
who replaced the strikers.
1 By letter dated October 22, 1996, the Regional Director for Region
2 approved Upadye’s request to withdraw that portion of the charge
alleging a violation of Sec. 8(a)(5) of the Act.
On the entire record and the briefs of the parties, and on my
observation of the witnesses, I make the following
FINDINGS OF FACT
I. THE BUSINESS OF THE RESPONDENT
The Respondent, a New York corporation with an office and
place of business at 220 Fifth Avenue, New York, New York,
owns and operates a commercial building located at 220 Fifth
Avenue, New York, New York (its facility or building). The
Respondent annually, in the course and conduct of its business
operations, derives gross revenue in excess of $100,000, of
which $25,000 is derived from tenants directly engaged in in-
terstate commerce. I therefore find that the Respondent is now,
and has been at all times material, an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7) of
the Act.
II. THE LABOR ORGANIZATION INVOLVED
The amended complaint alleges, the Respondent admits, and
I find that Local 32B-32J, SEIU (the Union) is a labor organi-
zation within the meaning of Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
The amended complaint alleges that the Respondent violated
Section 8(a)(1) and (3) of the Act by failing and refusing to
reinstate Najmal Upadye and Will Hardman to their former
positions of employment because the employees of the Re-
spondent, Lucy Restrepo, Gary Francis, Richard Finnerty, Luis
Acevedo, Cecilia Castano, Maria Serrano, Will Hardman, and
Najmal Upadye engaged in concerted activities, and to discour-
age employees from engaging in these activities, and has
thereby been discriminating in regard to hire or tenure or terms
or conditions of employment of its employees, discouraging
membership in a labor organization. Moreover, the amended
complaint alleges that the Respondent violated Section 8(a)(1)
of the Act by stating to its employees that they would lose their
jobs and not be rehired because they engaged in a strike,
thereby interfering with, restraining, and coercing employees in
the exercise of the rights guaranteed in Section 7 of the Act.
The Respondent denies these allegations.
A. The Evidence
The Respondent and the Union were parties to a collective-
bargaining agreement covering cleaners, elevator operators and
starters, and security personnel employed by the Respondent at
220 Fifth Avenue, in New York City, which expired on De-
cember 31, 1995. Although the Respondent employed more
than eight employees at the facility, only Upadye,2 Gary Fran-
cis, Will Hardman, Richard Finnerty, Cecilia Castano, Maria
Serrano, Lucy Restrepo, and Luis Acevedo were union mem-
bers. Hardman, a cleaner and night foreman of the cleaning
workers, testified that towards the end of 1995, Rudy Vera, the
building superintendent and admittedly a supervisor within the
meaning of Section 2(11) of the Act, told Hardman that after
1995 there would be no more union in the building.
Prior to the commencement of negotiations for a successor
agreement, the Respondent withdrew its membership from the
Real Estate Advisory Board of the city of New York (REAB)
2 Najmal Upadye is also known as Neal.
330 NLRB No. 106
DINO & SONS REALTY CORP.
681
the authorized collective-bargaining agent for many of the of-
fice and commercial buildings in New York City. On January
4, 1996, the Union called a citywide strike of all office and
commercial buildings in New York City where contracts had
expired, whether REAB members or those independently
owned including the Respondent’s facility. Gary Francis, a
freight elevator, doorman, and porter, whom Union Business
Agent John Kalnberg3 had appointed as a strike captain, in-
formed the union employees that they should go on strike,
which they did, while the Respondent’s other employees con-
tinued working.4 Prior to the strike Francis and/or Kalnberg
had told the would-be strikers of Francis’ position as strike
captain, the duties of which were to take attendance at the
picket line and distribute news of the strike.
On February 4, 1996,5 the REAB and the Union reached a
settlement regarding a successor collective-bargaining agree-
ment and the Union directed its union membership to return to
work the following day. However, the Union continued to
strike and picket the buildings owned by nonmembers of the
REAB who had not joined in the settlement agreement.
According to the Respondent’s witness, Gary Kost, an attor-
ney, licensed real estate broker, and leasing broker for the Re-
spondent’s building at 220 Fifth Avenue,6 during January 1996,
several incidents of vandalism occurred in the building such as,
fire alarms being periodically set off, electrical switches were
being tripped causing power outages in the building and disrup-
tion of electrical service, and a bathroom was stopped up caus-
ing flooding. These incidents having not occurred prior to the
strike, Homero Ferronato, the Respondent’s building manager,
issued instructions to Kost not to allow the strikers into the
building since the Respondent was concerned about such van-
dalism.
On February 5, the citywide strike being ended, the Respon-
dent’s employees returned to work. Francis testified that while
reporting for work, he was told by Rudy Vera, the building
superintendent,7 that Ferronato said, “That we couldn’t go back
to work.” He related that Vera had also told this to Serrano and
Castano. Maria Serrano who had worked for the Respondent as
a cleaner testified that Vera told her and Castano, in Spanish,
“that the strike has ended, it didn’t end for us because we
weren’t allowed to go in to work.” Francis stated that he then
waited for the rest of the strikers (other than Finnerty) to advise
them of what had happened. Upadye, a porter/security guard,
confirmed that when he arrived at the premises, Francis told
him that Homero Ferronato had instructed Vera not to allow the
strikers back in the building. Kost testified that it was “entirely
possible” that he told the strikers that they were not permitted
into the building because of “trouble with vandalism.” More-
over, although he could not pinpoint the date, Hardman testified
that, after the strike began, Vera again had stated that the Re-
spondent did not want the Union in the building.
Later that day, February 5, Francis, Hardman, Upadye, Cas-
tano, Serrano, Restrepo, and Acevedo went to the Union to see
3 Kalnberg’s name is incorrectly spelled “Kalamberg” in the tran-
script.
4 Richard Finnerty was ill and did not join the strike for the first 3
weeks.
5 Unless otherwise stated, all events occurred during 1996.
6 Kost is not an employee of the Respondent but earns commission
on the leases he brokers and attorney’s fees for work performed in this
connection.
7 Vera was not called as a witness.
Kalnberg and told him that Vera would not allow them to return
to work pursuant to Ferronato’s instructions. However, Ferro-
nato denied ever telling Vera that the Respondent would not
rehire the strikers. Upadye testified that Kalnberg had told
them that they were not locked out, that the Union was still
negotiating with the Respondent, and suggested that the work-
ers “go on striking” and to picket which they did.8 Kalnberg
testified that after Francis told him that these employees had
been told by the superintendent that they were no longer needed
at the building anymore, he telephoned Ferronato and asked
him why the strikers were not being allowed to return to work.
According to Kalnberg, Ferronato responded that the Respon-
dent did not want these employees back to work “because their
wages and benefits were too high.” Ferronato denied ever re-
ceiving such a telephone call from Kalnberg.
Upadye testified that during the week of February 5 he had
asked Rocco Tomassetti, the Respondent’s vice president, for
his job back but was told that, “no strikers are allowed in the
building, no strikers are going to be hired back, something like
that.” Upadye related that sometime that same week or the next
he again asked Tomassetti why he wasn’t being hired back and
Tomassetti replied that the Respondent wasn’t hiring back any
strikers. He stated that he believed that Greg Kost was present
at one of these conversations. Upadye mentioned these conver-
sations to his fellow strikers. However, Tomassetti denied
having any such conversations with Upadye. According to
Tomassetti sometime at the beginning of February during his
visit to the Respondent’s facility, Upadye had asked if he could
stay in the building because it was cold that day and Tomassetti
told him no.
On March 13, Ferronato, Joseph S. Rosenthal, the Respon-
dent’s counsel, and Jacqueline Meyer, met with Kalnberg and
Ira Strum, the Union’s counsel for the purpose of negotiating a
new collective-bargaining agreement. Ferronato testified that
the Union wanted the Respondent to sign the same agreement
as the REAB one in order to end the strike. The Respondent
offered its counterproposal, which was rejected by the Union.
According to Ferronato, the Respondent advised the Union at
this meeting that it had replaced the striking employees with
permanent replacements but should the striking employees wish
to return to work, the Respondent would employ them if there
were positions available.9 On the basis of an alleged impasse
having been reached, no further meetings were scheduled be-
tween the parties. While Kalnberg recalled that such a meeting
8 However, Kalnberg testified that he had not told the employees that
it was not a lockout although he corroborated the rest of Upadye’s
testimony regarding this meeting. The strikers continued to picket until
mid-April or May although Upadye stopped sometime earlier.
Kalnberg testified that he told the Respondent’s employees to continue
the strike because the Respondent refused to sign a contract and that in
July or August he finally told them that it was up to them whether or
not if they wanted to continue the strike. The strikers carried picket
signs which stated, “32B–32J strike, Please support us.”
9 This testimony was elicited by the following questions:
Q. Was there any discussion about who the company was
employing at that particular time in March?
A. What’s that?
Q. Was there any discussion about the fact that the company
was employing permanent replacements during March of 1996?
A. Yes, we told them we were having permanent positions
there filled.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
682
took place, he could not recall what was said, and the Union’s
attorney, Sturm, was not called as a witness to testify.
Sometime in March or April Upadye stopped picketing and
returned his keys to Kost and telling him that although he had
asked Rocco Tomassetti for his job back, Rocco refused to do
so. Moreover, Kost said that the Respondent would not rehire
the strikers. Upadye stated that, “After this, he never asked for
his job back because he felt, ‘there was no point.’” Kost denied
having told Upadye that the Respondent would not hire back
the strikers.
Hardman testified that, on July 11, on the advice of a Board
employee, he called Dino Tomassetti, the Respondent’s presi-
dent and owner, and asked for his job back. Tomassetti replied
that Hardman lost his job because he went out on strike and he
refused to reinstate him. Hardman stated that he did not ask for
work prior to July 11 because Vera had told him that the Re-
spondent no longer wanted the union people in the building.
Hardman related that he had told the unemployment office that
he had been locked out. Serrano also testified that she never
asked for her job back because Vera had said that the striking
employees could not return to work. Tomassetti denied that he
had received any such phone call from Hardman.10
Francis testified that sometime in August, on the suggestion
of a Board employee, he called Ferronato to ask whether he
could return to work. Ferronato told Francis that he would call
him if anything came up. Francis related that he had not called
sooner because he considered such a request for reemployment
as hopeless in view of what Vera had told him previously that
Ferronato’s instructions were not to allow the strikers back to
work. The evidence here confirms that none of the strikers
have been rehired. Additionally, the testimony of Francis,
Upadye, Serrano, Hardman, and Kalnberg indicated that they
were never told that the new workers present in the building
were hired as permanent employees.
Finnerty testified that he did not ask for his job back after
February 5 because he believed that it would be “futile to ask
because they had hired people.” Finnerty added that he had
never heard Dino or Rocco Tomassetti, Vera or any other of the
Respondent’s management employees say that he was not to be
rehired or that the Respondent would not hire back the striking
employees.
The remaining three strikers, Restrepo, Acevedo, and Cas-
tano, did not testify here. Moreover, the evidence shows that
from January 4 until at least the end of May 1996, the strike
and picketing of the Respondent’s facility by the eight union
employees, Upadye, Francis, Hardman, Serrano, Acevedo,
Castano, Restrepo, and Finnerty, continued unabated.
Ferronato testified that the Respondent permanently replaced
all eight strikers during the strike. He stated that certain em-
ployees who were not on strike were promoted or transferred to
fill the positions left vacant by the strikers, and some positions
were filled by new hires Ferronato related that each of the re-
placements had been told that they had been hired as permanent
employees with a short 2-week probationary period to deter-
mine if they could do the job and each accepted employment on
that basis. The Respondent’s payroll records in evidence re-
flect only hours of work for each employee, but do not indicate
10 The Respondent alleges that aside from the fact that Hardman had
been permanently replaced by another employee, Hardman had already
decided to retire and thus any employment he sought would be tempo-
rary. The Respondent also asserts that Hardman was a supervisor under
Sec. 2(11) of the Act and therefore “not protected by Section 8(a)(3).”
change in job title, promotions, transfers, work schedules, or
the like.
Ferronato testified that Upadye, a porter/security guard
working the 4 p.m. to midnight shift, was replaced by Raymond
Andujar, who was transferred from his previous position as a
part-time weekend security guard on January 16, 1996. Ferro-
nato stated that when he changed Andujar’s position he “told
him that it would be a permanent position.” However, the Re-
spondent’s payroll records did not reflect a promotion for An-
dujar, nor salary increase except that it entailed more hours of
work and thus more money, and Andujar was still employed by
the Respondent in this position at the time of the hearing.
Ferronato testified that Finnerty, the elevator starter, was re-
placed on January 16, 1996, with a new employee, Marcio
Caba, who was still employed in that position at the time of the
hearing. Ferronato stated that he told Caba that the position to
replace Finnerty was permanent. Ferronato also testified that
Francis, the porter/freight elevator operator, was replaced by
William Munoz who was promoted to Francis’ position on
January 4, 1996, and who was still employed by the Respon-
dent at the time of the hearing. Ferronato said that he told
Munoz at the time of the promotion that it was permanent since
the strike was continuing.
Ferronato related that he replaced Hardman, the cleaning
crew foreman, with Luz Elena Verges who was transferred to
that position the week of January 10, 1996. He stated that he
told Verges at the time of the promotion to be in charge of the
cleaning crew, that it was permanent. Verges was still em-
ployed in this position at the time of the hearing. Ferronato
testified that the four striking cleaners, Acevedo, Restrepo,
Castano, and Serrano, were all replaced by four permanent
cleaners. The replacements for these employees were: Oscar
Orosco hired during the week of January 9, 1996, and still em-
ployed at the time of the hearing; Maria Arias hired the week
ending February 6, 1996, and she worked as a cleaner until
September 17, 1996; Marleny Bartolo hired the week ending
February 20, 1996, and she worked as a cleaner until Septem-
ber 17, 1996; Eucarix Martinez hired during the week ending
February 20, 1996, and she worked as part of the cleaning crew
until May 28, 1996. Ferronato stated that he told these employ-
ees when they were hired that, “there was a strike and we need
people to work and they have a permanent job if they are
good.” Ferronato added that the three employees who left prior
to the time of the hearing were replaced by permanent employ-
ees who are still working for the Respondent.
Ferronato testified that none of the eight striking employees
had contacted him to offer to unconditionally return to work.
Nor had anyone from the Union communicated with Ferronato
that the employees would unconditionally return to work.
Moreover, Ferronato denied that he told Vera that the Respon-
dent “would not return any of the striking employees even if
they were to make an unconditional offer to return to work.”
According to Ferronato, the Respondent’s policy towards the
striking employees was, “If they want to return to work if there
is any position available they should return with the rates that
we are paying the other people that we hire which is much less
than the Union were paying.”
Credibility
As to the credibility of the respective parties’ witnesses here,
after carefully considering the record evidence, I have based
my findings on my observation of the demeanor of the wit-
nesses, the weight of the respective evidence, established and
DINO & SONS REALTY CORP.
683
admitted facts, inherent probabilities, and reasonable inferences
which may be drawn from the record as a whole. Gold Stan-
dard Enterprises, 259 NLRB 618 (1978); V & W Castings, 231
NLRB 912 (1977); Northridge Knitting Mills, 223 NLRB 230
(1976). From the above, I tend to credit the account of what
occurred as given by the General Counsel’s witnesses. Al-
though I did note some inconsistencies in the record, their tes-
timony was generally given in a forthwright and believable
manner, was consistent and corroborative of each others and
with the other evidence in the record, and discrepancies in their
testimony was sought to be explained in an apparent truthful
and reasonable manner. In contrast, the testimony of the Re-
spondent’s witnesses was evasive, guarded, and inconsistent at
times and in contradiction of other evidence in the record, and
interestingly, in some respects supportive of the testimony
given by the General Counsel’s witnesses in this case. More-
over, I especially found the testimony and demeanor of Homero
Ferronato to be less than credible. Of additional significance is
the failure of the Respondent to call Rudolfo Vera as a witness
without explanation to corroborate, clarify, or rebut any of the
testimony given. From the record evidence, it would appear
that his testimony would be of some importance, and since not
elicited, it is presumed that it would not support the contentions
of the Respondent.11
B. Analysis and Conclusions
On January 4, 1996, eight of the Respondent’s employees,
Upadye, Francis, Hardman, Serrano, Acevedo, Castano, Re-
strepo, and Finnerty engaged in a strike and commenced picket-
ing in support of the Union’s demand for a successor collec-
tive-bargaining agreement. An economic strike is protected
activity and strikers retain the status of employees. Although
an employer may permanently replace strikers with others in an
effort to carry on its business, any discrimination in putting the
strikers back to work is a violation of Section 8 of the Act.
NLRB v. Mackay Radio & Telegraph Co., 304 U.S. 333, 346–
347 (1938).
The respective rights of economic strikers and thus employ-
ees are well established. As articulated in Gibson Greetings,
Inc. v. NLRB, 53 F.3d 385, 389 (D.C. Cir. 1995):
11 An adverse inference may properly be drawn regarding any matter
about which a witness is likely to have knowledge, if a party fails to
call that witness to support its position and the witness may reasonably
be assumed to be favorably disposed to the party. Contrast: Goldsmith
Motors Corp., 310 NLRB 1279 fn. 1 (1993); Property Resources Corp.
285 NLRB 1105 fn. 2 (1987), enfd. 863 F.2d 964 (D.C. Cir. 1988).
Also, from the failure of a party to produce material witnesses or
relevant evidence without satisfactory explanation, the trier of the facts
may draw an inference that such testimony or evidence would be unfa-
vorable to that party. 7-Eleven Food Store, 257 NLRB 108 (1981);
Publishers Printing Co., 233 NLRB 1070 (1977); Martin Luther King
Sr. Nursing Center, 231 NLRB 15 (1977).
I am aware that three of the discriminatees also were not called as
witnesses by the General Counsel. Be that as it may, even if an adverse
inference were to be drawn from this it would in no way have the same
evidentiary effect on determining the issues in this case as the failure of
Vera to testify here, perhaps other than a consideration of its effect on a
remedy if the commission of unfair labor practices were to be found
here. Their testimony, under the facts of this case, might almost be
argued as cumulative with respect to proving the issues involved, and
the same can certainly not be said about Vera’s failure to testify in this
matter.
An economic striker who offers unconditionally to return to
work is entitled to immediate reinstatement unless his em-
ployer can show a “legitimate and substantial business justifi-
cation [. . . ]” for refusing to reinstate him. NLRB v. Fleet-
wood Trailer Co., 389 U.S. 375, 378 (1967). That he was re-
placed by a permanent employee during the strike is such a
justification, id. at 379; an economic striker who is perma-
nently replaced thus loses his right to immediate reinstate-
ment. NLRB v. International Van Lines, 409 U.S. 48, 50
(1972); General Industrial Employees Union Local 42 v.
NLRB, 951 F.2d 1308 (D.C. Cir. 1991).
As the Supreme Court stated in NLRB v. Fleetwood Trailer Co.,
389 U.S. 375 (1967):
Accordingly, unless the employer who refuses to reinstate
strikers can show that his action was due to “legitimate and
substantial business justification,” he is guilty of an unfair la-
bor practice, NLRB v. Great Dane Trailers, 388 U.S. 26, 34
(1967). The burden of proving justification is on the em-
ployer. Ibid. It is the primary responsibility of the Board and
not of the courts “to strike the proper balance between the as-
serted business justifications and the invasion of employee
rights in light of the Act and its policy.” [Id. at 33–34 ]. . . .
In some situations, “legitimate and substantial business
justifications” for refusing to reinstate striking employees
who engaged in an economic strike, have been recognized.
One is when the jobs claimed by the strikers are occupied
by workers hired as permanent replacements during the
strike in order to continue operations. NLRB v. Mackay
Radio & Telegraph Co., 304 U.S. 333, 345–346 (1938)
. . . . But in NLRB v. Great Dane Trailers, supra . . . we
held that proof of anti-union motivation is unnecessary
when the employer does not meet his burden of establish-
ing “that it was motivated by legitimate objectives.” [Id.
388 U.S. at 34 ]
An economic striker then is required to make an uncondi-
tional offer to return to work in order to preserve the right to
immediate reinstatement on the conclusion of, or the strikers
abandonment of, the strike. Gibbons Greetings, supra. How-
ever, in Abilities & Goodwill, Inc., 241 NLRB 27 (1979), the
Board held that an unlawfully discharged striker much like a
discriminatorily discharged employee is not required to first
make an unconditional offer to return to work in order to pre-
serve the right to immediate reinstatement.
The Board stated therein:
Indeed, such a request, in all likelihood, would fall upon deaf
ears when one considers that the employer had just fired the
employee. In this connection, the Board has frequently said
that it will not require a person to perform a futile act . . . sug-
gests the inequity of requiring discharged strikers to request
reinstatement, for the fact of discharge itself clearly impresses
upon the employees that their services are no longer desired
and that a request to return would be a useless gesture.
Also see Cargill Poultry Co., 292 NLRB 738 (1989)12
12 In Martiki Coal Corp., 315 NLRB 476 fn. 1 (1994), cited by the
General Counsel in her brief, the Board distinguished that case from
Carrel Poultry Co., supra, and Abilities & Goodwill, Inc., supra, stat-
ing, “Those cases, unlike the one before us, involve an employer’s
unlawful termination of strikers who, as a consequence of their unlaw-
ful termination, did not tender an unconditional offer to return to
work.” In Martiki Coal Corp., the employer had unlawfully failed to
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
684
The record evidence shows that on February 5, when striking
employees, Francis, Serrano, and Castano attempted to return to
work the Respondent’s building superintendent, Rudy Vera,
told them that Building Manager Homero Ferronato had in-
structed him not to allow them to do so. Francis, the Union’s
“strike captain,” informed the other striking employees,
Upadye, Hardman, Restrepo, and Avecedo what Vera had told
them about not allowing the strikers back to work in the build-
ing. Later that day these six employees went to the Union and
advised Union Representative Kalnberg what Vera had said.
At Kalnberg’s office striking employee Finnerty was also ap-
prised of this. According to Kalnberg’s credited testimony, he
then telephoned Ferronato and asked him why the striking em-
ployees were being refused their jobs back and was told that the
Respondent did not want these employees back because “their
wages and benefits were too high.”13
Moreover, both Rocco and Dino Tomassetti told Upadye and
Hardman, respectively, that they had lost their jobs because
they went on strike. Additionally, Vera told Hardman on at
least two occasions that after 1995, there would no longer be
any union in the building. Upadye, Hardman, Francis, and
Serrano all testified that they believed that it was useless to ask
for their jobs back, because they had unequivocally been told
that the Respondent would not allow them to return to work
because they had gone out on strike in support of the Union.
While the only requisite to the striking employees right to re-
instatement is an indication that they wished to return to work
and have abandoned the concerted withholding of their ser-
vices, under the circumstances present in this case an uncondi-
tional offer to return to work by these employees, after their
unsuccessful attempts to do so and/or their awareness of the
Respondent’s actions in precluding their return to their jobs
would have been futile, and therefore not a prerequisite to their
right to reinstatement. Fun Striders, Inc., 255 NLRB 1351
(1981).
An employer has the right to replace economic strikers with
permanent replacements during a strike. NLRB v. Fleetwood
Trailer Co., supra; Laidlaw Corp., 171 NLRB 1366 (1968),
enfd. 414 F.2d 99 (9th Cir. 1968), cert. denied 397 U.S. 920
(1969). Whether an employer has permanently replaced a
striker is a factual issue. To meet its burden of proving that the
replacements were hired as permanent employees the employer
is required to show that it had a “mutual understanding” with
the replacements that they were permanent. Hansen Bros. En-
terprises, 279 NLRB 791 (1986), enfd. 812 F.2d 1443 (D.C.
Cir. 1987); see Associated Grocers, 253 NLRB 31 (1980), enfd.
672 F.2d 897 (D.C. Cir. 1981).
The Respondent asserts that it has “demonstrated by substan-
tial and unrebutted evidence that the replacements for the strik-
ing employees (1) were hired during the strike; (2) were told
that they were permanent employees; (3) understood at the time
they took the position that the jobs were permanent. The un-
disputed testimony of. Ferronato established such mutual un-
derstanding.” I do not agree.
First, it must be remembered that I did not find Ferronato a
credible witness and his testimony appears crucial to the Re-
spondent’s establishing that the striking employees were per-
reinstate striking employees who had unconditionally offered to return
to work.
13 This would be consistent with Ferronato’s own testimony that he
told the Union that the strikers would be returned to work when open-
ings occurred but at the lower salaries paid to new employees.
manently, replaced. Second, as in Augusta Bakery Corp., 957
F.2d 1467 (7th Cir. 1992), the employer in that case had hired
16 replacement workers who were told that “if they worked out
and did their job, they had a job.” However, as the administra-
tive law judge in the underlying case observed in finding that
Augusta had failed to establish the permanency of the replace-
ments, was that Augusta had called none of the 16 hires to tes-
tify as to what their understanding of the hiring arrangement
was, the length of the hire or how long they could work, future
availability for work, etc. The same is true in the instant case.
Third, the documentary evidence here does not support the
Respondent’s assertions.
The law is clear that an employer need not immediately rein-
state an economic striker who has been permanently replaced,
although once an economic striker makes an unconditional
offer to return to work, that worker must be placed on a rehire
list so he or she can be offered a job if and when a vacancy
arises. Teledyne Still-Man, 298 NLRB 982 (1990), enfd. 938
F.2d 627 (6th Cir. 1991); Martiki, supra. The General Counsel
alleges that the strikers were not permanently replaced. The
record evidence supports the General Counsel’s contention.
Ferronato testified that, on January 4, Upadye was replaced
by Raymond Andujar, a security guard who previously worked
weekends. He stated that although Andujar’s salary was not
increased, he earned more money because, after the strike be-
gan, he worked 5 days per week instead of 2 days per week.
The payroll records produced by the Respondent, however,
show that, during the latter half of 1995 as well as during 1996,
Andujar generally worked a 40-hour week and earned $440 per
week. Thus, Ferronato’s testimony regarding Andujar’s
promotion appears untrue. With regard to Andujar’s schedule,
Ferronato tried to obfuscate the truth. He testified that he had
employees work overtime to replace Upadye’s and Audujar’s
former weekend shifts.14 Any increase in Andujar’s hours
caused by a change from a weekend to a weekday shift is no
different than the increase in the hours of the other employees.
Such an increase in hours does not constitute being a permanent
replacement.15 Ferronato stated that the Respondent replaced
Francis by promoting William Munoz on January 4. The pay-
roll records, however, show that Munoz earned $10/hour both
prior and subsequent to January 4 once again showing Ferro-
nato’s testimony regarding promotion to be untrue.
Ferronato testified that, during the week ending January 16,
1996, the Respondent hired a new employee, Marcio Caba, to
replace Finnerty. On cross-examination, however, when con-
fronted with the payroll, he admitted that Diane Joseph was
hired on January 10 to work at the desk, the job Finnerty used
to do. The documentary evidence further shows that Joseph
worked until the week ending February 27. When asked
whether Joseph replaced Finnerty, Ferronato stated that she
helped Caba replace Finnerty. Ferronato’s testimony is obvi-
ously untrue as Joseph was hired prior to Caba. Thus, the evi-
14 Upadye had worked 7 days per week for the Respondent.
15 See H & F Birch Co., 188 NLRB 720, 723 (1971), modified and
enfd. 456 F.2d 357 (2d Cir. 1972), wherein strikers were replaced by
employees who transferred from other departments. As the transferred
employees were not replaced, the Board held that the strikers were not
permanently replaced. In modifying the Board’s Order, the circuit
noted that the transferred employees wanted the transfer and did not
transfer simply to accommodate the employer. It appears that in the
instant case, Andujar simply transferred his shift to accommodate the
Respondent.
DINO & SONS REALTY CORP.
685
dence shows that, on February 27, when Joseph left, Finnerty’s
position opened up and has remained open.
Ferranto testified that he replaced Hardman by promoting
Luz Elena Verges on January 4. Payroll records show that
Verges was not even initially hired by the Respondent until
during the week ending January 30, 1996,16 and that she did not
work between February and May. Thus, the documentary evi-
dence shows that Verges was not promoted and that her em-
ployment was erratic rather than permanent.
With regard to the four striking members of the cleaning
crew (Restrepo, Acevedo, Castano, and Serrano) Ferronato
testified that he hired four new cleaners to replace them. Dur-
ing the week ending January 9, he hired Oscar Rocco, during
the week ending February 6, he hired Maria Arias, and during
the week ending February 20, he hired Marleny Bartolo and
Eucarix Martinez. Martinez stopped working for the Respon-
dent during the week ending May 28 and Arias and Bartolo
stopped working for the Respondent during the week ending
September 17. All three have been replaced. Ferronato’s tes-
timony clearly shows that two of the four striking cleaners were
not replaced at the time of their February 5 discharge.
Ferronato’s testimony with regard to the replacements of the
replacements shows that many of the initial replacements are no
longer working for the Respondent and that, rather than rehir-
ing the strikers, the Respondent hired new replacements.
Ferronato testified that to replace Martinez, he hired Maria
Andino who began to work during the week ending June 4. To
replace Bartolo, he hired Luz Estella Aponte. When shown the
1995 payroll, however, Ferronato admitted that Aponte was
hired in the middle of 1995, Ferronato could not adequately
explain this discrepancy. He did alter his testimony, however,
to state that Bartolo was not hired on a permanent basis al-
though earlier he stated that everyone was hired permanently.
On cross-examination, Ferronato testified that Bartolo was
hired to help Aponte. Ferronato also testified that Moreno re-
placed Arias. When shown the 1996 payroll, Ferronato admit-
ted that Arias stopped working on September 17 and Moreno
began before her on February 9. On redirect examination,
Ferronato stated that it was Maria Andino, who began working
the week ending June 4, who replaced Arias. Finally, Ferronato
stated that he was unsure as to who replaced whom.
Thus, the evidence shows that one cleaning position was
never replaced and that the initial replacements of two others
left the Respondent’s employ with no one replacing them. The
one position that was never replaced involves Bartolo. Al-
though Ferronato initially testified that Bartolo was a replace-
ment, he subsequently testified that she was not, and that she
just helped Aponte. Aponte, however, was hired in 1995 and,
therefore, cannot have been hired as a replacement for one of
the striking cleaners. Georgia Highway Express, 165 NLRB
514, 516 (1967), enfd. 403 F.2d 921 (D.C. Cir. 1968), cert.
denied 393 U.S. 935 (1968).
The two replacement cleaners who have not been replaced
are Arias and Martinez. Payroll records show that Martinez left
the Respondent’s employ during the week ending May 28.
Although Ferronato initially stated that Martinez was replaced
by Andino, he later changed his testimony to state that Arias
16 Although the date of hire is listed as January 19, Ferronato stated
that those dates were often incorrect and it was necessary to look at the
first time an employee was paid to determine the week in which the
employee was hired.
was replaced by Andino. This means that no one replaced Mar-
tinez when he left. Payroll records show that Arias left the
Respondent’s employ during the week ending September 17.
Although Ferronato originally testified that Moreno replaced
Arias, he later changed his testimony to state that Andino re-
placed Arias. Either response still means that Arias was never
replaced as Moreno, who started work on February 9, and And-
ino, who started work on June 4, both started before Arias and,
therefore, could not have replaced her.17
As set forth above, the law is well settled that the Respon-
dent has the burden of proving that the strikers were perma-
nently replaced. NLRB v. Murray Products, 584 F.2d 934, 939
(9th Cir. 1978). In determining whether an employer has sus-
tained its burden of showing that the striker replacements were
permanent, the Board and the courts look to whether the re-
placements were hired in a manner that would show that the
replacements were regarded by themselves and the employer as
having received their jobs on a permanent basis. Sunol Valley
Golf Club, 310 NLRB 357 (1993) enfd. sub nom. Invaldi v.
NLRB, 48 F.3d 444 (9th Cir. 1995); Chicago Tribune Co., 318
NLRB 920 (1995); Georgia Highway Express, 165 NLRB 514,
516 (1967), affd. sub nom. Teamsters Local 728 v. NLRB, 403
F.2d 921 (D.C. Cir. 1968), quoted in Belknap v. Hale, 463 U.S.
491, 501 (1983); Hansen Bros. Enterprises, 279 NLRB 741
(1986), enfd. 812 F.2d 1443 (D.C. Cir. 1987), cert. denied 484
U.S. 845 (1987) (“in order to show replacements have been
permanently employed, the employer must show a mutual un-
derstanding between itself and the replacements that they are
permanent”). See also NLRB v. Murray Products, supra.
In the instant case, as in Sunol Valley Golf Club, supra, there
is no evidence to show that replacements were informed that
they were permanent.18 Although Ferronato, who hires em-
ployees for positions at the Respondent’s facility, originally
testified that beginning January 5, he began promoting workers
who were not on strike or hiring new workers and told the
workers he hired or promoted that their new positions were
permanent, he admitted subsequently that what he actually told
them, as he always did with all employees, was that they would
be permanent if they performed well. Further, although the
replacements were told they were being hired because of the
strike, like the replacements in Sunol Valley, they were not
informed what their status would be if strikers offered to return
to work and there is no evidence that they were told what
would happen after their probationary period, which Ferronato,
17 There was testimony regarding three cleaners, Arles de la Pava;
Emenegildo Sosa, and Ana Torres who were hired January 9 and 15
and February 12, respectively. Ferronato testified that these three indi-
viduals were extra cleaners (Pava and Sosa stopped working during the
week ending February 13 and Torres stopped working during the week
ending May 14) and never replaced anyone. Thus, their employment is
irrelevant with regard to the issue of replacements. Moreover, the fact
that replacement employees are still working for the Respondent does
not, as the Respondent contends, mean they are permanent, it only
means that the Respondent has not rehired the discriminatees.
18 In addition, the strikers and Kalnberg all testified that they were
never told that the replacements were permanent. The Respondent
asserts that “it is irrelevant whether the striking employees understood
that their replacements were permanent.” Whether “the striking em-
ployees were not told that the replacement were permanent . . . even if
true (and it is not) is not relevant to the determination of the issue be-
fore the Board.” I do not agree. Certainly, this fact might have a bear-
ing on whether it was futile for the strikers to make an unconditional
request for their jobs back.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
686
seemed unable to determine stating it was “maybe two weeks.”
Sunol Valley supra at 375. Finally, as no replacement workers
testified, the Respondent has not shown, as it must in order to
meet its burden, that there was a mutual understanding between
the replacements and the employer as to their status. Hansen
Bros. Enterprises, supra; J. M. Sahlein Music Co., 299 NLRB
842, 848 (1990). Thus, I find that the Respondent has failed to
meet its burden of showing that the striking employees were
permanently replaced.
The Respondent put forth no legitimate basis for the dis-
charge and failure to rehire the strikers and it is clear that these
actions were undertaken solely because the strikers were mem-
bers of the Union and had engaged in a strike. Both Rocco and
Dino Tomassetti told Upadye and Hardman, respectively, that
they had lost their jobs because they went on strike and Vera
told Hardman on several occasions that, after 1995, there would
be no more Union in the building. Moreover, Vera told the
strikers that Ferronato had instructed him not to allow the strik-
ing employees to return to work.
In sum, the evidence demonstrates that the Respondent’s
failure to rehire the strikers violated Section 8(a)(1) and (3) of
the Act. NLRB v. Mackay Radio & Telegraph Co., supra; Abili-
ties & Goodwill, Inc., supra.
Additionally, the record evidence shows that Upadye and
Hardman each made unconditional offers to return to work but
the Respondent refused to reemploy them.
On a striker’s unconditional offer to return to work, unless
that employee has been permanently replaced, the employer is
obligated to reinstate that employee and failure to do so, even
in the absence of antiunion motivation, is an unfair labor prac-
tice, Laidlaw Corp., 171 NLRB 1366, 1369 (1968), enfd. 414
F.2d 99 (7th Cir. 1969), cert. denied 397 U.S. 920 (1970).
On two occasions in February, Upadye asked Rocco Tomas-
setti for his job back and was told that the Respondent was not
hiring back the strikers. Again in March or April, Upadye
asked Kost why he wasn’t being rehired and was told that the
strikers would not be rehired. Additionally, at the suggestion of
a Board agent on July 11, Hardman called Dino Tomassetti and
asked for his job back and was told that he lost his job because
he went out on strike. Since Upadye and Hardman made un-
conditional requests for reinstatement, even assuming that they
were not discharged on February 5, the Respondent violated the
Act by failing to rehire them. As found above, their jobs had
not been filled by permanent replacements and also their offers
of reinstatement had not lapsed.
The law is clear that once strikers have made unconditional
offers to return to work, there is no time limit on their rein-
statement rights. Economic strikers who apply for reinstate-
ment while these positions are filled by permanent replace-
ments “(1) remain employees; and (2) are entitled to full rein-
statement upon the departure of the replacements unless they
have in the meantime acquired regular and substantially equiva-
lent employment, or the employer can sustain his burden of
proof that the failure to offer full reinstatement was for legiti-
mate and substantial business reasons.” Laidlaw, supra at
1369–1370, see also Teledyne Still-Man, 298 NLRB 982, 984
(1990).
The Respondent offered no business justification for failing
to offer full reinstatement to Upadye and Hardman and the
Respondent’s attempt to show that Upadye obtained substan-
tially equivalent employment was unsuccessful as was its effort
to show that Hardman’s request should not be considered be-
cause he intended to retire.
It is the Respondent’s burden to show that employees have
obtained substantially equivalent employment so as to relieve
itself of any obligation to reinstate the employees. This can be
done by examining the employees’ current wages, benefits, and
working conditions. Rose Printing Co., 304 NLRB 1077 fn. 3
(1991). The Respondent failed to meet its burden in this re-
gard. Moreover, even if the employees had found jobs which
were substantially equivalent, that would not per se establish
that the employees abandoned interest in obtaining back their
prestrike jobs. Rose Printing Co., supra.
Upadye worked 7 days/week, 8 hours/day as a por-
ter/security guard and earned something over $14/hour. In
November, he obtained a temporary position with a stock bro-
kerage company earning $670/month gross. Prior to that, he
held various jobs and at no time since he worked for the Re-
spondent has Upadye earned as much money as he did while
working for the Respondent. Thus, no evidence was adduced
to show that he obtained substantially equivalent employment.
With regard to Hardman, the Respondent attempted to show
that Hardman’s original offer was conditional because he in-
tended to retire as evidenced by his putting in his retirement
papers in July. The Respondent also contended that Hardman
abandoned interest in his job when he began to draw retirement
benefits in December. Hardman testified that he put in his
retirement papers in July and asked the Union to put them on
hold. In December, as he intended, he officially retired. At this
time, he began to draw retirement pay, retroactive to July.
Hardman’s declaration of retirement confirms his testimony in
this regard.
Once an employee makes an unconditional offer to return to
work, he or she is not obligated to make further ones. Martiki
Coal Corp., supra at 476–477 fn. 1. Anything that happens
subsequent to a striker’s offer to return to work is not relevant.
Capital Steel & Iron Co., 317 NLRB 809, 814 (1995), enfd. 89
F.3d 692 (10th Cir. 1996). In Sahlein, supra, the Board af-
firmed the judge’s finding that it is irrelevant whether or not
there were modifications made to an original unconditional
demand to return to work, as the later demands were made in
response to the Respondent’s failure to reinstate the two strik-
ers. Similarly, in the instant case, the fact that Hardman put in
his retirement papers after the Respondent refused to return him
to work, or that his retirement was eventually retroactive to
July, does not negate his original unconditional offer to return
to work. In fact, Hardman testified that the reason he originally
told the Union to hold his retirement papers was that in case he
returned to work, he would just throw them out the window.
Even if the Respondent doubted that Hardman’s offer was un-
conditional, it is the employer’s burden to establish that the
offer was conditional. If an employer considers an offer to
return to be ambiguous, it must ask for a clarification to resolve
the ambiguity, rather than ignore the offer. La Corte ECM, Inc.,
322 NLRB 137 (1996).
Moreover, the Respondent’s contention that Upadye and
Hardman did not make timely offers to return to work has no
basis in law. In Teledyne Still-Man, supra, the Board, citing
Brooks Research & Mfg., 202 NLRB 634 (1973), held that
“there is no time limit on the reinstatement rights of economic
strikers, once unconditional offers to return to work have been
made, since the employer’s burden in contacting strikers who
DINO & SONS REALTY CORP.
687
have continued to make known their availability for employ-
ment ‘is neither onerous nor severe’ 202 NLRB at 636.”
The Respondent also maintained that Hardman was a super-
visor within the meaning of Section 2(11) of the Act, and there-
fore “not protected by Section 8(a)(3).”
Section 2(11) of the Act provides:
The term “supervisor” means any individual having the au-
thority, in the interest of the employer, to hire, transfer, sus-
pend, layoff, recall, promote, discharge, assign, reward, or dis-
cipline other employees, responsibility to direct them; or to
adjust their grievances, or effectively to recommend such ac-
tion, if in connection with the foregoing the exercise of such
authority is not of a merely routine or clerical nature, but re-
quires the use of independent judgment.
In enacting Section 2(11), Congress emphasized its intention
that only truly supervisory personnel vested with “genuine
management prerogatives” should be considered supervisors
and not “straw bosses, leadmen, set-up men and other minor
supervisory employees.” S. Rep. No. 105, 80th Cong., 1st Sess.
4 (1947).
The status of supervisor under the Act is determined by an
individual’s duties, not by his title or job classification. New
Fern Restorium Co., 175 NLRB 142 (1969); Longshoremen
ILA v. Davis, 476 U.S. 380, 396 fn. 13 (1986). It is well settled
that an employee cannot be transformed into a supervisor
merely by the vesting of a title and theoretical power to perform
one or more of the enumerated functions in Section 2(11) of the
Act. Advanced Mining Group, 260 NLRB 486 (1982); Magno-
lia Manor Nursing Home, 260 NLRB 377 (1982). To qualify
as a supervisor, it is not necessary that an individual possess all
of these powers. Rather, possession of any one of them is suf-
ficient to confer statutory status Cypress Lawn Cemetery Assn.,
300 NLRB 609 (1990); Superior Bakery, 294 NLRB 256
(1989), enfd. 893 F.2d 493 (2d Cir. 1990); NLRB v. Bergen
Transfer & Storage Co., 678 F.2d 679 (7th Cir. 1982).
However, consistent with the statutory language and legisla-
tive intent, it is well recognized that Section 2(11)’s disjunctive
listing of supervisory indicia does not alter the essential con-
junctive requirement that a supervisor must exercise independ-
ent judgment in performing the enumerated functions. HS
Lordships, 274 NLRB 1167 (1985); NLRB v. Wilson-Crissman
Cadillac, Inc., 659 F.2d 728 (6th Cir. 1981). Indeed, as the
court stated in Beverly Enterprises v. NLRB, 661 F.2d 1095 (6th
Cir. 1981), “Regardless of the specific kind of supervisory au-
thority at issue, its exercise must involve the use of true inde-
pendent judgment in the employer’s interest before such exer-
cise of authority becomes that of a supervisor.” Thus the exer-
cise of some supervisory authority “in a merely routine, cleri-
cal, perfunctory or sporadic manner does not elevate an em-
ployee into the supervisory ranks,” the test must be the signifi-
cance of his judgment and directions. NLRB v. Wilson-
Crissman Cadillac, Inc., supra; Hydro Conduit Corp., 254
NLRB 433 (1991). Consequently an employee does not be-
come a supervisor merely because he gives some instructions or
minor orders to other employees. NLRB v. Wilson-Crissman
Cadillac, Inc., supra.
Nor does an employee become a supervisor because he has
greater skills and job responsibilities or more duties than fellow
employees. Federal Compress Warehouse Co. v. NLRB, 398
F.2d 631 (6th Cir. 1968). Additionally, the existence of inde-
pendent judgment alone will not suffice for, “the decisive ques-
tion is whether [the employee has] been found to possess au-
thority to use independent judgment with respect to the exercise
. . . of some one or more of the specific authorities listed in
Section 2(11) of the Act.” Advance Mining Group, 260 NLRB
486 (1982); NLRB v. Brown & Sharpe Mfg. Co., 169 F.2d 331
(1st Cir. 1958). In short, “some kinship to management, some
empathetic relationship between employer and employee must
exist before the latter becomes a supervisor for the former.
Advance Mining Group, supra, and NLRB v. Security Guard
Service, Inc., 384 F.2d 1 (5th Cir. 1967). Moreover, in connec-
tion with the authority to recommend actions, Section 2(11) of
the Act requires that the recommendations must be effective.
The burden of proving that an employee is a “supervisor”
within the meaning of the Act, rests on the party alleging that
such status exists. RAHCO, Inc., 255 NLRB 235 (1983); Tuc-
son Gas & Electric Co., 241 NLRB 181 (1979). However, in
NLRB v. Health Care & Retirement Corp. of America, 987 F.2d
1256 (6th Cir. 1991), the Sixth Circuit held that the General
Counsel has the burden of establishing supervisory status.
Where the possession of any one of the aforementioned powers
is not conclusively established, or “in borderline cases” the
Board looks to well-established secondary indicia, including
the individual’s job title or designation as a supervisor, atten-
dance at supervisorial meetings, job responsibility, authority to
grant time off, etc., whether the individual possesses a status
separate and apart from that of rank-and-file employees. NLRB
v. Chicago Metallic Corp., 794 F.2d 531 (9th Cir. 1986); Mon-
arch Federal Savings & Loan, 237 NLRB 844 (1978); and
Flex-Van Corp., 288 NLRB 956 (1977). However, when there
is no evidence that an individual possesses any one of the sev-
eral primary indicia for statutory supervisory status enumerated
in Section 2(11) of the Act, the secondary indicia are insuffi-
cient by themselves to establish statutory supervisory status. J.
C. Brock Corp., 314 NLRB 157 (1994), and St. Alphonsus
Hospital, 251 NLRB 620 (1982).
In NLRB v. Health Care & Retirement Corp., 511 U.S. 571
(1994), the Supreme Court set forth the test for determining
whether an individual is to be deemed a supervisor.
The Court noted that in making a determination on the ques-
tion of one’s supervisory status.
[T]he statute requires the resolution of three questions and
each must be answered in the affirmative if an employee is to
be deemed a supervisor. First, does the employee have au-
thority to engage in one of the 12 listed activities [in section
2(11)]? Second, does the exercise of that authority require
“the use of independent judgment?” Third, does the em-
ployee hold authority “in the interest of the employer?”
511 U.S. at 573–574.
Moreover, it is well settled that the job title “supervisor,” in
and of itself, is an insufficient basis to qualify an individual as a
supervisor within the meaning of Section 2(11) of the Act.
Rather, it must be established that an individual exercises inde-
pendent judgment in one or more of the powers enumerated in
Section 2(11) of the Act. Accordingly, the exercise of supervi-
sory judgment in a merely routine, clerical, perfunctory, or
sporadic manner does not make an employee a supervisor as
envisioned by the act, the test of which must be the significance
of the judgment and directions. Lakeview Health Center, 308
NLRB 75 (1992).
As indicated above the burden of proving that an individual
is a supervisor rests squarely on the party asserting that such
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
688
status exists. Pine Brooks Care Center, 322 NLRB 740 (1996);
Tucson Gas & Electric Co., 241 NLRB 181 (1979); and Ohio
Masonic Home, 295 NLRB 390 (1989). Whenever there is
inconclusive or conflicting evidence on specific indicia of su-
pervisory authority, the Board will find that supervisory status
has not been established with respect to those criteria.
Based on the totality of the evidence, it is clear that the Re-
spondent has failed to show that Hardman exercised independ-
ent judgment with regard to any of the factors establishing su-
pervisory status under Section 2(11) of the Act, nor possessed
any of the indicia of supervisory authority. Hardman testified
without contradiction that he was without authority to hire, fire,
or effectively recommend the hiring or firing of employees nor
issue written warnings. The evidence further shows that while
Hardman may have had greater job responsibilities and been
responsible for assigning work to the cleaning crew and new
hires, and may have directed their work these were in the nature
of minor instructions or orders since he exercised no real au-
thority over the employees and did not tell them what to do.
NLRB v. Wilson-Crissman Cadillac, Inc., supra; and Federal
Compress Warehouse Co. v. NLRB, supra. Although his title
was foreman he cleaned floors as did the other cleaning em-
ployees. Any problem with employees work which he could
not resolve he would advise management for action. Hardman
could order supplies but only with Ferronato’s agreement. He
could not grant overtime, vacation or allow employees to leave
early without the approval of management and although
Hardman testified that they might listen to his recommendation
regarding an employee leaving early, this never happened.
Ferronato, who testified at length, never contradicted
Hardman’s testimony nor did he indicate that Hardman had any
indicia of supervisory authority.
From the above I find and conclude that the Respondent has
failed to carry its burden of establishing that Hardman is a su-
pervisor within the meaning of Section 2(11) of the Act. Pine
Brooks Care Center, supra.
The amended complaint also alleges that sometime in late
February 1996, the Respondent, by Dino Tomassetti, stated to
employees that they had lost their jobs because they went on
strike, and that Rocco Tomassetti stated to employees that the
Respondent would not rehire any employee who had engaged
in the strike, this conduct being in violation of Section 8(a)(1)
of the Act.
According to the credited testimony of Upadye, when he
asked Rocco Tomassetti for his job back in February, he was
told that no strikers would be rehired. Similarly, Hardman
testified credibly that when he requested his job back in July,
Dino Tomassetti said that he lost his job because he went out
on strike. These responses by Rocco and Dino Tomassetti that
the Respondent does not have to take back strikers constitute
unlawful threats of job loss. Such statements imply that strikers
have no reinstatement rights and is inconsistent with employ-
ees’ rights under Laidlaw Corp., 171 NLRB 1306 (1968), enfd.
414 F.2d 99 (7th Cir. 1967), cert. denied 397 U.S. 920 (1970).19
and Emerson Electric Co., 287 NLRB 1065 (1988).
Accordingly, I find that the Respondent by these actions vio-
lated Section 8(a)(1) of the Act.
19 Laidlaw guarantees permanently replaced economic strikers who
have made unconditional offers to return to work the right to full rein-
statement when positions are available, and to be placed on a preferen-
tial hiring list if positions are not available.
IV. THE EFFECTS OF THE UNFAIR LABOR PRACTICES
ON COMMERCE
The activities of the Respondent set forth in section III,
above, found to constitute unfair labor practices occurring in
connection with the operations of the Respondent described in
section I, above, have a close, intimate, and substantial relation-
ship to trade, traffic, and commerce among the several States
and tend to lead to labor disputes burdening and obstructing
commerce and the free flow thereof.
V. THE REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I shall recommend that it cease and desist
and take certain affirmative action designed to effectuate the
policies of the Act.
Having found that the Respondent unlawfully discharged
striking employees Najmal Upadye, Gary Francis, Will
Hardman, Lucy Restrepo, Luis Acevedo, Cecilia Castano,
Maria Serrano, and Richard Finnerty on February 5, 1996, the
Respondent shall be ordered to offer them immediate rein-
statement to their former positions, discharging if necessary any
replacements hired since their terminations, and that they be
made whole for any loss of earnings or other benefits by reason
of the discrimination against them in accordance with the
Board’s decision in F. W. Woolworth Co., 90 NLRB 289
(1980), with interest as computed in New Horizons for the Re-
tarded, 283 NLRB 1173 (1987). See also Florida Steel Corp.,
231 NLRB 651 (1977), and Isis Plumbing Co., 138 NLRB 716
(1962).
The Board has held that unlawfully discharged strikers like
unlawfully discharged employees, need not request reinstate-
ment in order to activate the employer’s backpay obligation.
Super Glass Corp. & Glassware, 314 NLRB 596 (1994); and
Abilities & Goodwill, Inc., supra. Thus, the discharged strikers
are entitled to reinstatement and backpay from the date of the
Employer’s unlawful action, February 5, 1996, until the date he
or she is offered reinstatement. Super Glass Corp., supra; Car-
gilll Poultry Co., supra; and Abilities & Goodwill, Inc., supra.
Regarding the Respondent’s backpay obligations to Finnerty
and Francis, it would appear that the Respondent contends that
Finnerty was “retiring or had retired” and that .Francis had
obtained equivalent employment and therefore these striking
employees were due no backpay.20 The question of just how
much in backpay and interest is owed to them if anything by
20 Finnerty testified that he was going to retire and collect social se-
curity but that he intended to work through May since the law allowed
him to collect social security and still earn up to $11,000. The General
Counsel contends that Finnerty should be awarded payments up to
$11,000 per year until such time as the Respondent offers him rein-
statement.
With regard to Francis, he currently holds a union position as a con-
cierge earning something over $13/hour. He commenced that job
around August as a temporary employee and became a permanent
employee approximately 3 months later. At no time has he made as
much money as he did while working for the Respondent when he
earned over $14/hour. The General Counsel maintains that since Fran-
cis never earned what he did when working for the Respondent and
there is no evidence that he abandoned interest in his job, he should be
treated exactly the same as all the other strikers. I agree.
Although Francis currently has a union job, he is working at an
apartment building and the contract covering apartment buildings man-
dates lower wages than the contract covering office buildings such as
the Respondent’s facility.
DINO & SONS REALTY CORP.
689
the Respondent is best left for determination in the supplemen-
tal or compliance stage of these proceedings. The same would
be true of Hardman’s alleged retirement and of Upadye’s al-
leged equivalent employment.
Because of the nature of the unfair labor practices found
here, and in order to make affective the interdependent guaran-
tees of Section 7 of the Act, I recommend that the Respondent
be ordered to refrain from in any like or related manner abridg-
ing any of the rights guaranteed employees by Section 7 of the
Act. The Respondent should also be required to post the cus-
tomary notice.
CONCLUSIONS OF LAW
1. The Respondent, Dino and Sons Realty Corporation, is
now and has been at all times material an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7) of
the Act.
2. The Union, Local 32B-32J, SEIU, is a labor organization
within the meaning of Section 2(5) of the Act.
3. By telling employees in February and again on July 11,
1996, that they had lost their jobs because they went out on
strike and would not be rehired the Respondent has engaged in
unfair labor practices within the meaning of Section 8(a)(1) of
the Act.
4. By unlawfully discharging and refusing to reinstate strik-
ing employees the Respondent has engaged in unfair labor
practices within the meaning of Section 8(a)(1) and (3) of the
Act.
5. The aforesaid unfair labor practices constitute unfair labor
practices affecting commerce within the meaning of Section
2(6) and (7) of the Act.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended21
ORDER
The Respondent, Dino and Sons Realty Corporation, New
York, New York, its officers, agents, successors, and assigns,
shall
1. Cease and desist from
(a) Telling employees that they have lost their jobs because
they went out on strike and would not be rehired.
(b) Discharging and refusing to reinstate striking employees
because they engaged in protected strike activity.
(c) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
in Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer Najmal
Upadye, Gary Francis, Will Hardman, Lucy Restrepo, Luis
Acevedo, Cecilia Castano, Maria Serrano, and Richard Finnerty
full reinstatement to their former positions or, if their jobs no
longer exist, to a substantially equivalent position, without
prejudice to their seniority or any other rights or privileges
previously enjoyed.
(b) Make Upadye, Francis, Hardman, Restrepo, Acevedo,
Castano, Serrano, and Finnerty whole for any loss of earnings
21 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
and other benefits suffered as a result of the unlawful discrimi-
nation against them in the manner set forth in the remedy sec-
tion of this decision.
(c) Within 14 days from the date of this Order, remove from
its files any reference to the unlawful discharges, and within 3
days thereafter notify the employees in writing that this has
been done and that the discharge will not be used against them
in any way.
(d) Preserve and, within 14 days of a request, make available
to the Board or its agents for examination and copying, all pay-
roll records, social security payment records, timecards, per-
sonnel records and reports, and all other records necessary to
analyze the amount of backpay due under the terms of this Or-
der.
(e) Within 14 days after service by the Region, post at its fa-
cility in New York, New York, copies of the attached notice
marked “Appendix.”22 Copies of the notice, on forms pro-
vided by the Regional Director for Region 2, after being signed
by the Respondent’s authorized representative, shall be posted
by the Respondent and maintained for 60 consecutive days in
conspicuous places including all places where notices to em-
ployees are customarily posted. Reasonable steps shall be
taken by the Respondent to ensure that the notices are not al-
tered, defaced, or covered by any other material. In the event
that, during the pendency of these proceedings, the Respondent
had gone out of business or closed the facility involved in these
proceedings, the Respondent shall duplicate and mail, at its
own expense, a copy of the notice to all current employees and
former employees employed by the Respondent at any time
since February 5, 1996.23
(f) Within 14 days after the service by the Region, file with
the Regional Director a sworn certification of a responsible
official on a form provided by the Region attesting to the steps
that the Respondent has taken to comply.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated the
National Labor Relations Act and has ordered us to post and abide
by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives of their
own choice
To act together for other mutual aid or protection
To choose not to engage in any of these protected con-
certed activities.
WE WILL NOT tell employees that they have lost their jobs be-
cause they went out on strike and would not be rehired.
22 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
23 Excel Container, Inc., 325 NLRB 1 (1997).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
690
WE WILL NOT discharge and refuse to reinstate employees be-
cause they engaged in protected strike activity.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce you in the exercise of the rights guaranteed
you by Section 7 of the National Labor Relations Act.
WE WILL, within 14 days from the date of the Board’s Order,
offer Najmal Upadye, Gary Francis, Will Hardman, Lucy Re-
strepo, Luis Acevedo, Cecilia Castano, Maria Serrano, and
Richard Finnerty full reinstatement to their former jobs or, if
these jobs no longer exist, to substantially equivalent positions,
without prejudice to their seniority or any other rights or privi-
leges previously enjoyed.
WE WILL make Upadye, Francis, Hardman, Restrepo,
Acevedo, Castano, Serrano, and Finnerty whole for any loss of
earnings and other benefits resulting from their unlawful dis-
charges, less interim earnings, plus interest.
WE WILL, within 14 days from the date of the Board’s Order,
remove from our files any reference to the unlawful discharges
of Upadye, Francis, Hardman, Restrepo, Acevedo, Castano,
Serrano, and Finnerty, and WE WILL, within 3 days thereafter,
notify them in writing that this has been done and that the dis-
charge will not be used against them in any way.
DINO AND SONS REALTY CORPORATION