331 NLRB 939
Hudson Valley Electrical Construction
HUDSON VALLEY ELECTRICAL CONSTRUCTION
939
Hudson Valley Electrical Construction & Mainte-
nance, Inc. and International Brotherhood of
Electrical Workers, Local Union No. 363, AFL–
CIO. Cases 3–CA–21486 and 3–CA–21878
August 4, 2000
DECISION AND ORDER
BY CHAIRMAN TRUESDALE AND MEMBERS HURTGEN
AND BRAME
On October 5, 1999, Administrative Law Judge Wal-
lace H. Nations issued the attached decision. The Gen-
eral Counsel filed exceptions and a supporting brief, and
the Charging Party filed exceptions and a supporting
brief. The Respondent filed an answering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings, and conclusions1 and
to adopt the recommended Order.
ORDER
The recommended Order of the administrative law
judge is adopted, and the complaint is dismissed.
Brian Monroe and Albert Norek, Esqs., for the General Counsel.
Robert L. Adams, Esq., of Albany, New York, for the Respondent.
DECISION
STATEMENT OF THE CASE
WALLACE H. NATIONS, Administrative Law Judge. This
case was tried in Albany, New York, on August 24, 1999. The
original charge in Case 3–CA–21486 was filed by the Interna-
tional Brotherhood of Electrical Workers, Local Union No.
363, AFL–CIO (the Union) on August 26, 1998. An amended
charge in this case was filed on March 26, 1999. The original
charge in Case 3–CA–21878 was filed on April 12, 1999, and
an amended charge was filed on May 19, 1999.1 An order con-
solidating cases, amended consolidated complaint and notice of
hearing was issued on May 21, 1999. The complaint alleges
that Hudson Valley Electrical Construction & Maintenance,
Inc. (Respondent) engaged in conduct in violation of Section
8(a)(1) and (3) of the National Labor Relations Act (the Act).
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the General Counsel and Respondent, I make the following
1 In the absence of exceptions, we adopt, pro forma, the judge’s
recommended dismissal of the allegations that the Respondent violated
Sec. 8(a)(1) of the Act by unlawfully interrogating an employee, and by
establishing and maintaining an allegedly discriminatory hiring applica-
tion policy.
In adopting the judge’s dismissal of the 8(a)(3) allegation, we em-
phasize that, in sec. II,C, of his decision, the judge found that Sager was
attempting to harass and embarrass the Respondent with his false report
regarding alleged deficiencies in the Respondent’s work at the New
Paltz bus garage.
In adopting the judge’s conclusion that the Respondent did not vio-
late Sec. 8(a)(3), Members Hurtgen and Brame do not rely on fn. 16 of
the judge’s decision.
1 All dates are in 1998 unless otherwise indicated.
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a corporation, engages in the building and
construction industry as an electrical contractor. Its principal
office and place of business is in Milton, New York. The Re-
spondent admits and I find that it is an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7) of
the Act and that the Union is a labor organization within the
meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Background and Issues for Determination
Respondent is a nonunion electrical contractor operating
within the jurisdictional territory of the Union. It has been the
subject of an organizing campaign headed by Union Organizer
John Sager since 1992 or 1993. As a result of his efforts a rep-
resentation petition was filed on November 5 and a Stipulated
Election was held among Respondent’s employees on Decem-
ber 2. The Union lost the election and filed objections to it.
These objections were overruled by the Region. Respondent’s
chief officers are its Owner Mike Serini and its secre-
tary/treasurer, Sharon Serini, Mike Serini’s wife.2 Respondent
employs as its job superintendent, William McMorran, and in
an unspecified supervisory position in its residential operation,
Joseph Paladino. In August, Sager applied for employment as
an electrician with Respondent. The primary issue in this pro-
ceeding is whether Respondent’s refusal to consider him for
employment violates the Act.
The complaint specifically alleges that Respondent violated
Section 8(a)(1) of the Act by:
1. Superintendent William McMorran interrogating an
employee about his union sympathies and membership at
the Arlington High School jobsite in 1998, and
2. Owner Michael Serini and Joseph Paladino in Sep-
tember, 1998 informing an employee applicant that he
would not be hired or considered for hire because of his
union membership, and
3. Since on or about October 15, 1998, establishing
and maintaining a hiring application policy which in-
cludes, inter alia, the following provision:
“This application will remain on file for consideration
for a period of forty five (45) days from date of receipt
and will not be considered after that time.”
4. Since on or about January 14, 1999, in writing, has
directed John Sager, an employee-applicant, to direct his
inquiries or contact with Respondent through Respon-
dent’s counsel.
It also alleges that Respondent violated Section 8(a)(3) of the
Act by since on or about August 12, 1998, and since on or
about March 18, 1999, refusing to hire and refusing to consider
for hire employee-applicant John Sager.3
2 Hereinafter the name Serini standing alone refers to Mike Serini.
Sharon Serini will be referred to as S. Serini.
3 The parties stipulated at hearing that Respondent has not hired any
electricians, helpers, or apprentices from August 1, 1998, to date of
hearing in this case.
331 NLRB No. 115
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
940
B. John Sager’s Activities With Respect to Respondent
John Sager has been an electrician since 1972 and has since
1992 been a full-time organizer for the Union. Inter alia, he has
been attempting to organize the electricians at Respondent
since 1993. Thus, his identity as a union organizer is and has
been well known to Respondent. Beginning in June and con-
tinuing through the spring of 1999, Sager engaged in a series of
activities involving Respondent. Respondent’s response to
many of these activities is either alleged to have violated the
Act or formed the basis for Respondent’s refusal to consider
Sager for employment. They will be discussed below chrono-
logically.
1. Incidents occurring in June through August
On June 16, Sager was at the Arlington High School jobsite,
a job on which Respondent was the low bidder for electrical
work. He testified that he went to the site to visit a union mem-
ber, Frank Sylvester, who had been hired for the project by
Respondent.4 When he went on the site, he first encountered
Respondent’s owner, Michael Serini, and its superintendent,
William McMorran. The three discussed Respondent’s business
and Sager learned that in addition to electrical construction,
Respondent also had a division headed by Joe Paladino which
performed residential electrical work. Sager stated that since
Respondent’s business was so good, it would be a good time to
organize its employees. Serini countered by saying his employ-
ees were not interested in the Union. At this point in the con-
versation, Sylvester approached and patted Sager on the back.
The conversation ended and Sager left the site.
Sylvester testified that the following day, McMorran was
giving him a job assignment when McMorran asked him if he
knew Sager. Sylvester said he did and that he had gone to
school with Sager’s sister. He testified that McMorran then
asked him if he was in the Union. Sylvester testified that he told
McMorran that he was, but was away for a while and came
back. He added he needed a job and that is why he sought em-
ployment with Respondent.
On June 19, Sager returned to the site to meet with Sylvester.
He first encountered McMorran who asked him to check in
with him on any future visits to the site. McMorran noted he
objected to Sager talking with employees when they were
working. Sager stated he would not keep the employees from
working. He then went to his car and wrote two duplicate let-
ters addressed to Respondent, which stated:
Please be advised that your employee Frank Sylvester,
Jr., is a volunteer union organizer and is engaged in orga-
nizing activities protected by Section 7 of the National La-
bor Relations Act.
4 Frank Sylvester is a journeyman electrician and a member of the
Union. He was hired by Respondent on June 12 after getting an appli-
cation form from Sharon Serini. She directed him to the Arlington High
School job. He did not disclose nor did S. Serini inquire about his union
membership. His last day of employment was on August 30. He only
worked at the Arlington High School jobsite during his period of em-
ployment. He testified that he did not seek employment with Respon-
dent as a “salt” and that he only applied because he needed work. How-
ever, his affidavit to the Board states that he applied as a “salt” at the
request of the Union’s assistant business manager. Sylvester was hired
for a specific job and was terminated when the job ended. Several other
employees were similarly hired and then terminated at the completion
of the job.
Sager then returned to the site and gave one copy of the letter
to McMorran and stated he wanted to give the other letter to
Sylvester. The two men then went to where Sylvester was
working and gave him a copy of the letter. McMorran did not
read the letter at that time so Sager told Sylvester and McMor-
ran the contents of the letter. McMorran told Sager that it
would be a couple of days before he would be able to give the
letter to Serini. Sager stated that was okay so long as McMor-
ran knew the letter’s content.
Sylvester testified that after the meeting with McMorran and
Sager, he asked McMorran why he had inquired about Syl-
vester’s union membership the day before. According to Syl-
vester, McMorran said he wanted to know and was just doing
his job. Sylvester said that maybe the Company should go un-
ion as there was a lot that was good about the Union. He then
asked what McMorran thought about unions. McMorran re-
plied that he has his own opinion about unions and that opinion
was known by Sager.
McMorran admitted having a conversation with Sylvester
about Sylvester’s union membership. He testified that they
were talking about softball leagues and Sylvester said he had
played on a team in Newburgh, New York. McMorran asked if
he worked for a union contractor when he was in Newburgh as
McMorran was familiar with a number of such contractors in
that area. McMorran remembers Sylvester saying he had
worked for a union contractor. McMorran denied that he was
under any instruction to investigate the union sympathies or
membership of employees. McMorran and Sylvester had con-
versations on a daily basis, partly related to work and partly on
other subjects.
The complaint alleges that Respondent violated Section
8(a)(1) of the Act by McMorran asking Sylvester about his
union membership. Though the General Counsel on brief does
not assert that this conversation was unlawful, it did not with-
draw the complaint allegation. In any event, I do not find it to
be so. I accept McMorran’s version of the conversation. Syl-
vester either lied in his direct testimony or his affidavit to the
Board over whether or not he was a “salt.” Thus, I find
McMorran more credible. Under McMorran’s version of the
conversation, the subject came up harmlessly as part of a social
conversation. There were no pending Petition for Representa-
tion and no contemporaneous unfair labor practices being
committed by Respondent. There is no showing that Respon-
dent was engaging in a pattern of surveillance or interrogation
of employees to discover their union sympathies. Considering
all the circumstances, I find that McMorran did not violate the
Act.
On June 26, Sager went to a company called Plasmaco,
where an addition to the existing plant was to be constructed.
Though the job initially was going to be let for bid only to un-
ion contractors, Plasmaco had allowed Respondent to bid and it
was the low bidder on the contract for electrical work. On this
June date, he asked why Respondent had been allowed to bid
and was told it was the decision of the head of the company.
Sager then told the Plasmaco officials that he had a problem
with Respondent. Sager was assured that the contract had not
been awarded as of that date and Sager was urged to hold off on
picketing the project. At some point shortly after this meeting,
Respondent was awarded the electrical work on the involved
project.
HUDSON VALLEY ELECTRICAL CONSTRUCTION
941
On August 19, Sager returned to Plasmaco in the company of
the Union’s assistant business manager, Sam Fratto. Fratto had
decided to try to organize the construction workers on the job
site. Fratto and Sager engaged in handbilling employees com-
ing and going to the site and placing the handbills on the em-
ployees’ automobiles. They also had a bullhorn and walked
back and forth in front of the plant reading the contents of the
handbill. They engaged in this activity for about 2-1/2 to 3
hours. They repeated this activity for about the same length of
time the next 2 days. Sager was aware at this point that Re-
spondent had been awarded the electrical contract for the job
and was working on the site. He received some complaints and
negative comments from workers on the job about the bullhorn,
which apparently was very loud.5 Although in her testimony S.
Serini did not identify this incident as playing a part in her de-
cision not to consider Sager for employment with the Respon-
dent, such could be inferred from the fact that her counsel
asked her about the incident. It is clear that Sager’s actions
with respect to the Plasmaco job were protected union activi-
ties. Both seeking to have the job given to a union contractor
and picketing in support of an organizing effort at the job are
obvious legitimate union activities.
On August 11 Sager came across an ad in a local newspaper
reading: “ELECTRICIAN, Wanted. Minimum 10 years ex-
perience required.”6 It also included a phone number, which
Sager recognized as that of Respondent.7 The following day, he
went to Respondent’s facility and secured an employment ap-
plication form, filled it out attaching his resume and left if with
the Company’s receptionist. Two days later, he called and
talked with the receptionist who told him that the Company’s
owner or his wife Sharon would call him. He never received a
response from either of them with regard to this application.
The application form he completed asks for the four previous
employers of the applicant. Sager named one for 1998 and an-
other for 1997. He noted that he had been fired from both jobs
for engaging in union activity. In his testimony, he added that
he was fired from both jobs after about 8 or 9 days of employ-
ment. He then referred the reader of the application to his re-
sume. It states that from 1992 to present Sager had been a union
organizer.8 It also states that from 1990 to 1992, he had been a
foreman at a company; from 1990 to 1991, he had been a part-
time maintenance electrician for a trucking company; from
1987 to 1990, he had been a superintendent for an electrical
company; and from 1976 to 1987, he had been a journeyman
electrician for another electrical company.9
5 S. Serini testified that the Plasmaco project manager asked her
what Respondent was going to do about the picketing. She told him
there was nothing she could do about it.
6 S. Serini testified that she occasionally places employment adver-
tisements to see what the current labor market is like. It bids on jobs
regularly and if successful, may have a need to hire additional electri-
cians. It if is not successful in bidding, it would have no need to hire.
Such was evidently the case in the placing of the advertisement to
which Sager responded. No one was hired as a result of the ad.
7 Sager routinely makes job applications in response to employment
ads for nonunion employers, when he can determine the identity of the
company placing the ad. At the time he applied with Respondent, he
had about 20 to 30 job applications outstanding.
8 Sager is a full-time employee of the Union and is paid at the jour-
neyman’s hourly rate of $29 an hour plus $15 an hour in benefits.
9 With regard to Sager’s application, S. Serini testified that she con-
sidered his employment history “jumpy,” noting that Sager, insofar as
his employment as an electrician is concerned, frequently changed
On the same date he filed his job application with Respon-
dent, August 12, Sager went to the New Paltz bus garage, a
jobsite on which Respondent was performing electrical work.
His ostensible purpose in going to the site was to see some of
Respondent’s employees who had allegedly signed authoriza-
tion cards for the Union. When he arrived he did not see any of
Respondent’s employees at the site. He went to the electrical
room where Respondent was performing electrical construc-
tion. No one was there and he took it upon himself to perform
an inspection of the work that had been done. According to
Sager, he found and noted several deficiencies in the work he
observed, though a sticker at the site indicated the work had
been officially inspected only a day or two before. He took the
list of alleged deficiencies to the job’s project manager, inform-
ing him that the deficiencies were serious electrical code viola-
tions and had somehow mistakenly passed inspection. He then
called Serini and got his voice mail. Sager left a message that
he had found and reported serious code violations on the pro-
ject. Later that day, he encountered Serini, who refused to
speak to him. According to Sager, he reported the problem to
Serini because it was a dangerous situation that could cause an
electrocution if power was turned on. That night, he called the
New York Board of Fire Underwriters, an agency charged with
official electrical inspections and the agency which had in-
spected the work Sager alleged to be deficient. He spoke with
Bill Ryan, the chief electrical inspector and informed him of the
alleged code violations. He also noted that the work he found
deficient had been approved by one of the agency’s inspectors.
With regard to this incident, Serini testified that he was
called on August 13 by the project manager, who told him that
Sager was on site with a list of alleged code violations with
respect to Respondent’s work. He stated that he was going to
call the owner of the project and the New York Board of Fire
Underwriters to report that Respondent’s work was not proper
nor was the inspection of the work. The project manager was
upset that Sager had come on site and inspected work that was
the province of the Underwriter’s inspector. Serini was required
to contact the Underwriters and meet with the original inspec-
tor, Edward Wrobleski and his boss, William Ryan, and rein-
spect the involved work. No code violations were found and no
corrective work was required.
Wrobleski is an electrical inspector for the New York Board
of Fire Underwriters and was responsible for inspecting the
New Paltz bus garage job. He testified that 2 days after he had
inspected Respondent’s work on the project, he received a call
from his boss, William Ryan, who informed him that Sager had
reported that work he had approved was not up to code.10
Wrobleski asked Ryan to accompany him to the job and rein-
spect the work. They went to the job and found all the work by
Respondent to meet code, including the work that Sager alleged
to be in violation of code. The inspection performed by
Wrobleski and criticized by Sager was an interim inspection of
work in progress and authorized power to be turned on to the
work completed. Ryan contacted Sager and told him that noth-
employers. She testified that when hiring she looks for an electrician
who plans on working for the Company for a long time. Most of the
Company’s employees have been with it for more than 5 years. She,
however, did not identify this “jumpy” employment history as the rea-
son why Sager was not hired or considered for hire.
10 Wrobleski received a similar call from Serini who told him that
the owner of the project had reported Sager’s allegations to him.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
942
ing was wrong on the project. On brief, the General Counsel
asserts that Wrobleski and Mike Serini agreed with Sager’s
factual findings with respect to Respondent’s work, but not the
conclusions. I have reread the transcript a number of times and
I cannot find that either witness agreed with any of Sager’s
findings except possibly his finding of “insulation torn on con-
ductors” and even that is questionable.
On September 1, Sager went to Respondent’s office and
picketed. Using a bullhorn, he notified all that could hear that
Respondent had been charged with unfair labor practices by the
Union. Respondent’s office is the only business on an other-
wise residential street. Sager testified that he engaged in this
activity for about 15 minutes before police arrived and he left.
Sager’s daily log indicated that he engaged in his protest from
9:30 until 10 a.m., when a police officer arrived and told him
the bullhorn violated the town’s decibel level code. Sager asked
the officer to check this information, as he had never heard of
such a law. About 10 minutes later, another officer arrived and
informed Sager he was disturbing the peace. He added that
Sager could picket but not use the bullhorn or speak in a loud
voice. S. Serini indicated that this activity was one reason why
she would not consider Sager for employment. I find that this
picketing activity was legitimate union activity, a protest of
Respondent’s not hiring Sager. The use of the bullhorn did not
strip the activity of its protection under the Act. Had Sager not
ceased the use of the bullhorn after being instructed by the po-
lice, then it might be questionable. However, he did refrain
from its use after being instructed to stop. On brief, the General
Counsel suggests it was an independent violation of the Act for
S. Serini to call the police on this occasion. I do not agree. S.
Serini credibly testified that Respondent’s office is in a residen-
tial neighborhood and is the only business on the street in front
of the office. She testified that she called the police because of
Sager’s yelling and use of the bullhorn. I believe and find that
she was well within her rights to call the police as Sager admit-
ted that the police informed him he was violating the town’s
sound code by yelling and using the bullhorn. Certainly, S.
Serini has a right to report a violation of the law.
On September 5, Sager returned to the Arlington High
School jobsite and encountered Serini, who would not speak
with him. After about half an hour, Sager approached Serini
and asked him why he was mad at him. According to Sager,
Serini replied: “You’re causing a lot of problems. You’re com-
ing to my job sites. You’ve been talking to my people. You
came and put in an application over at my office. I’m just not
happy.”
Sager replied and Serini calmed. He told Sager he had given
his job application to the residential division manager, Joe
Paladino. He added that since Paladino knew Sager, he would
never hire him. Sager then left.
Serini did not deny having a conversation with Sager on this
date, but did deny discussing his job application and telling him
that Paladino would never hire him. I do not know who was
telling the truth about the matter of the job application coming
up in this conversation. I will credit Sager as he had an appar-
ently clear memory of the conversation whereas Serini did not.
The complaint alleges that Serini’s comments to Sager on this
occasion violated Section 8(a)(1) of the Act. I do not agree. I
will, hereinafter, find that Respondent had a legitimate business
reason for not considering Sager for employment unrelated to
his union protected activities. Thus, Serini was justified in tell-
ing Sager that he would never be hired by Respondent.
On or about this day in September, Sager took photographs
of employees working at the Arlington High School job. Ac-
cording to Sager he did so because Frank Sylvester had been
laid off ostensibly because the job was complete. The Union
filed, then withdrew, a charge with the Board over this layoff.
He withdrew the charge when a review of the photos revealed
that the photographed employees were employees of Respon-
dent who had been transferred to the Arlington High School job
from other jobs. S. Serini identified this activity as being a rea-
son she would not consider Sager for employment. She testified
that a number of employees had complained to her about this
activity, noting they did not want their pictures taken by Sager.
She testified that she and Sager spoke about the matter and he
agreed that he would return the pictures to the employees he
photographed. He continued to take pictures but reneged on the
promise to return them. S. Serini added that the High School
also asked Sager to stop taking pictures. I find that the activity
was protected at its outset at least. The record is not developed
enough on this point to determine whether the manner in which
Sager took pictures stripped his otherwise protected union ac-
tivity from its protection. No employees were called to testify
about the picture taking and no one from the school testified.
Based on the evidence adduced, I cannot find that Sager’s ac-
tions were so gross as to make the otherwise protected activity
unprotected.
Sager testified that on September 15, he went to a jobsite
where Respondent was starting work and had a conversation
with Joseph Paladino. He asked Paladino to consider using
union labor on the job. According to Sager, Paladino said he
was not interested and mentioned Sager’s job application, say-
ing: “I received from Mike Serini your application and resume.
He says you’re just ‘busting balls.’ I’m not even going to con-
sider hiring you.” Sager indicated his disappointment. Accord-
ing to Sager, Paladino again said he did not want anything to do
with the Union and left.
Paladino denied having any conversation with Sager about
Sager’s job application. He does remember having a conversa-
tion with him at about the time Sager indicated that they met.
They discussed business in general and the project on which
Paladino was working. Sager was on the site to see if it quali-
fied as a prevailing rate job. Paladino testified that the matter of
Sager’s seeking employment with Respondent did not come up.
Paladino did tell Sager he was “busting balls,” but in the con-
text of detaining him to talk for 45 minutes. Paladino denied
ever telling Sager he would not consider hiring him. Paladino
was unaware at the time of this conversation that Sager had
filed a job application with Respondent. As was the case with
regard to the similar conversation discussed above between
Sager and Serini, I am not certain which version of the Sager—
Paladino conversation is the more accurate. However, as with
case with the first conversation, Sager’s memory of the conver-
sation seemed far better than Paladino’s. Thus, I credit Sager’s
version. However, for the same reason I found that the earlier
conversation did not violate the act, I find this one likewise did
not constitute a violation.
On January 14, 1999, Sager received from his attorney a let-
ter from Respondent’s attorney. The letter instructed Sager that
all communication between Sager and Respondent must be
through Respondent’s attorney. Respondent did not hinder
Sager’s visits to its jobsites or its employees however. Sager
also spoke directly with Serini and other company officials
after this letter. S. Serini testified that she and her husband
HUDSON VALLEY ELECTRICAL CONSTRUCTION
943
made the request of their attorney to notify Sager that all com-
munications were to be through their attorney. They did so out
of fear that they might say or do something that would cause
Sager to file additional charges against them. The complaint
alleges Respondent violated the Act by imposing this require-
ment on Sager. I do not agree. The requirement does not in-
fringe on any legitimate union activity which Sager might want
to engage with respect to Respondent. It did not bar him from
going on Respondent’s jobsites, or in any other fashion hinder
his communication with Respondent’s employees. It actually
did not stop him from continuing to directly communicating
with Respondent’s management. As Sager did not represent
Respondent’s employees, I do not believe M. or S. Serini had
any legal obligation to communicate directly with Sager.
On March 17, 1999, Sager came across another newspaper
ad placed by Respondent, this one seeking a residential electri-
cian. He called Respondent and spoke with an employee named
Sue, who, according to Sager, confirmed that Respondent
needed electricians.11 Sager then faxed his resume to Respon-
dent. He later called and again spoke with Sue, who told him he
did not have to send in a new application.
On April 5, 1999, Sager received a letter from Respondent’s
attorney with a blank job application form enclosed. The letter
stated that Sager could submit a new job application through
the attorney’s office. On this application form Sager noted for
the first time that printed on the form was a notice that applica-
tions remain on file for 45 days and will not be considered
thereafter. On April 8, 1999, Sager sent the completed applica-
tion form to Respondent’s attorney. On April 15, 1999, Sager
received a letter from Respondent’s attorney asking for the
name and phone number of people to contact for job references.
Sager responded with a letter dated April 21, 1999, listing three
persons to contact.12 Sager did not hear again from Respondent
until July 2, 1999.13 By letter of that date from Respondent’s
counsel, Sager was offered employment with the sole stated
purpose of cutting off any potential backpay liability. By letter
dated July 20, 1999, Sager responded declining the offer be-
cause of physical problems and stating he would notify the
Company when he was physically able to work again.
S. Serini testified that the 45-day cutoff rule was adopted be-
cause the Company wanted to clean its files. She asked some
other local contractors about their policy and checked with
counsel before adopting the rule. She testified that the rule had
nothing to do with Sager’s application. I credit her assertion in
this regard. The complaint alleges that the imposition of this
11 “Sue” was evidently incorrect, as Respondent did not hire anyone
after filing this ad.
12 S. Serini introduced documents that show that from January 1,
1998, through May 1999, the Company had some 28 job applicants that
did not get hired. Some were union members, but most were not. No
employees were hired after August 1, 1998. If work were available
when a job applicant applied, she would check the application and if
met her approval, she would interview them and if that went okay, she
would hire them on the spot if they were needed immediately. She
would thereafter check references when she had the time. If an appli-
cant was not needed immediately, she would check references before
sending them to a job. S. Serini testified that after receiving the refer-
ence material from Sager, she attempted to call the individuals named
as references by Sager. She could not reach the first two after substan-
tial effort and the third could not give a reference.
13 Although it is immaterial in light of my ultimate decision in this
case, Sager has been unable to perform as an electrician since June
1999, because of a physical problem.
requirement is unlawful. In the cases cited by the General
Counsel, restrictions placed on hiring practices had little legiti-
mate justification and made the filing of applications by union
applicants more onerous. On the other hand, in a labor market
with as much flux as the electrical contracting market, it makes
good sense to have only current job applications on file. More-
over, the requirement is no more onerous for a union applicant
than for a nonunion applicant. It does nothing but require any
applicant to keep a current application on file every 45 days. I
do not find that the imposition of the time requirement was
discriminatorily motivated, has a discriminatory effect, or is
unlawful.
C. Did Respondent Unlawfully Discriminate Against Sager?
It is well established under the Wright Line14 test that the
burden lies with the General Counsel to establish a prima facie
case that an alleged discriminatee’s protected activity was a
motivating factor in a respondent’s decision to, as in this case,
refuse to consider for employment.15 If the General Counsel
establishes such a case, then the burden shifts to the respondent
to rebut it. To do so the respondent must establish by a prepon-
derance of the evidence that the same action would have taken
place in the absence of the discriminatee’s protected conduct.
In evaluating the General Counsel’s prima facie case that the
discriminatee’s protected activity is a motivating factor in the
decision not to hire, the Board examines whether the employer
had knowledge of the activity in question, the timing of the
Respondent’s action in relation to acquisition of such knowl-
edge, and whether the respondent has expressed any animus
toward the discriminatee’s protected conduct.
The General Counsel has made a prima facie case of dis-
crimination. S. Serini, the person in charge of hiring gave a
number of reasons why she would not consider Sager for em-
ployment with Respondent. These reasons included his picket-
ing of the Respondent’s office, taking photographs of Respon-
dent’s employees, and inferentially, his picketing at Plasmaco. I
have found each of these activities to be protected union activi-
ties and thus by her own admission, the decision not to consider
Sager for employment was motivated in part because of such
activities. The more serious question remains as to whether
Sager’s conduct with respect to the New Paltz bus garage af-
fords Respondent a legitimate reason for refusing to hire him or
consider him for employment.
S. Serini is in charge of all hiring for Respondent. S. Serini
identified as the primary reason for not considering Sager for
employment his conduct at the New Paltz bus garage.16 Both
Mike Serini and S. Serini seemed genuinely upset about this
incident and I credit her testimony that it was the primary rea-
son for not hiring or considering for hire John Sager. I credit
the testimony of Mike Serini, Sharon Serini, and Edward
Wrobleski over that of Sager with respect to New Paltz bus
14 251 NLRB 1083 (1980).
15 I would not be correct to find that Respondent unlawfully did not
hire Sager as it has not hired anyone since a point in time before he
filed an application.
16 S. Serini had other reasons for her reluctance to hire Sager. Most
of them stemmed from activity engaged in by Sager which was either
clearly protected or arguably protected. The second reason was that a
number of Respondent’s existing employees had told her that they
would not work with Sager. This reason is clear hearsay and without
corroboration from the involved employees would not effectively rebut
the General Counsel’s case
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
944
garage incident. I, therefore, find that Sager’s report of defi-
ciencies in the work of Respondent on the project was untrue. I
find that the action taken by Sager of “inspecting” the work of
Respondent not to be concerted as he acted entirely on his own
and clearly for his own reasons. I do not find that it was related
to any legitimate union interest and thus was not union activity.
I find that if by some stretch of the imagination this activity
could be legitimately called union activity, it lost the protection
of the act when Sager reported false findings of code violations.
I believe and find that Sager was attempting to harass and em-
barrass Respondent with his false report. Such activity is not
protected and gave the Respondent a legitimate business rea-
son, wholly unrelated to Sager’s union membership, for not
hiring or considering him for employment. Because of his ac-
tions with respect to the New Paltz job, I seriously question
whether Sager really wanted employment with Respondent. It
seems to me that any employer, Respondent included, would
refuse to hire or consider for hire, any applicant, prounion or
antiunion, who simultaneously with the filing of an application,
would falsely accuse the potential employer of shoddy work. I
find that Sager by his actions gave Respondent a totally legiti-
mate reason for not considering him for employment, a reason
wholly unrelated to his status as an organizer and his protected
union activities. I find that Respondent has met its burden of
persuasion and has effectively rebutted the General Counsel’s
prima facie case. Therefore, I find that Respondent did not
violate the Act by refusing to hire Sager or consider him for
employment.
CONCLUSIONS OF LAW
1. Respondent is an employer within the meaning of Section
2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. The Respondent did not commit the unfair labor practices
alleged in the complaint.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended17
ORDER
The complaint is dismissed.
17 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.