331 NLRB 327
U.S. Tsubaki, Inc.
U.S. TSUBAKI, INC.
327
U.S. Tsubaki, Inc., Roller Chain and Automative Di-
visions, Petitioner
and U.S. Steelworkers of
America, and its Local 7912, AFL–CIO, CLC.
Case 1–UC–710
June 13, 2000
DECISION AND ORDER
BY CHAIRMAN TRUESDALE AND MEMBERS
HURTGEN AND BRAME
On May 23, 1997, the Regional Director for Region 1
issued a Decision and Order dismissing the petition for
unit clarification. Thereafter, the Employer filed a timely
request for review of the Regional Director’s Decision
and Order, which the Union opposed. On October 27,
1997, the Board granted the request for review. Both the
Employer and the Union filed briefs on review. The
Employer, a manufacturer of roller chains, engineering
chains, sprockets, power transmission units, and automo-
tive timing chains, seeks to clarify the historical bargain-
ing unit of production and maintenance employees at its
plant in Holyoke, Massachusetts.1 Specifically, the Em-
ployer-Petitioner asks the Board to clarify the present
unit by limiting it to employees employed by its Roller
Chain Division at its Holyoke facility and by finding
appropriate a separate unit consisting of employees em-
ployed by its Automotive Division at its Chicopee, Mas-
sachusetts location. That Chicopee unit would be de-
fined as:
All full and regular part-time production and mainte-
nance employees, group leaders, and watchmen em-
ployed at the Employer’s 106 Longsack Drive,
Chicopee, Massachusetts location, but excluding office
clerical employees, technical and professional employ-
ees, guards and supervisors as defined in the Act.
The Union asserts that the collective-bargaining unit should
remain a single two-division unit, with the unit description
covering both the Roller Chain Division at the Chicopee
facility and the Automotive Division at the Holyoke facility.
The facts are set forth fully in the attached decision of
the Regional Director. Briefly, the facts demonstrate that
two independent divisions of the Employer, the Roller
Chain and the Automotive Divisions have been housed at
the Employer’s Holyoke, Massachusetts facility. The
employees of both divisions were included in the same
bargaining unit covered by the same collective-
bargaining agreement. One of those divisions, the
Automotive Division, has now moved to a new location
approximately 5 miles away in Chicopee, Massachu-
setts.2
1 The historical collective-bargaining unit currently has the follow-
ing unit description:
All full-time and regular part-time production and maintenance
employees, group leaders, and watchmen employed at the Em-
ployer’s 821 Main Street, Holyoke, Massachusetts location, but
excluding office clerical employees, technical and professional
employees, guards and supervisors as defined in the Act.
In support of its petition, the Employer argues that,
under Gitano Distribution Center, 308 NLRB 1172
(1992), the relocation of the Automotive Division to
Chicopee created a rebuttable presumption that it is a
separate appropriate unit and the Union has not rebutted
this presumption by demonstrating a community of inter-
est between the employees at the two locations. The
Union argues that that the Board’s Gitano analysis is
limited to relocations causing the merger of represented
and unrepresented employees at a new facility, and that,
in the instant case, the Union represents both sets of em-
ployees. The Union also argues that, if the Gitano analy-
sis is applicable, there is sufficient evidence of a com-
munity of interest between the Roller Chain and Auto-
motive Division employees to rebut the single-facility
presumption.
The Regional Director declined to apply Gitano, find-
ing instead, that the Board will clarify a historical unit
only if recent, substantial changes have so negated the
employees’ community of interest as to render the exist-
ing single unit inappropriate. Lennox Industries, 308
NLRB 1237 (1992); Rock-Tenn Co., 274 NLRB 772
(1985). Noting that, in Armco Steel Co., 312 NLRB 257
(1993), the Board applied Gitano in unit clarifications,
the Regional Director found the analysis inappropriate
here because both Gitano and Armco involved the
merger of represented employees with unrepresented
employees, while in the instant case, no unrepresented
employees were involved in the relocation to Chicopee.
In view of the long history of collective bargaining in the
existing unit, the Regional Director applied Rock-Tenn
Co., supra, and concluded that the Employer failed to
demonstrate the recent and substantial changes necessary
to support a unit clarification petition. She concluded
that the factors of commonality that existed before the
relocation, although they may be few, continue to exist
after the move.
For the following reasons, we find that the Regional
Director erred in failing to apply the Gitano test. We
further find that, under that test, the collective-bargaining
unit should be clarified into two separate units of em-
ployees at the Holyoke and Chicopee facilities, respec-
tively.
In Gitano, the Board stated that, when an employer
transfers a portion of its employees at one location to a
new location, the new facility is presumptively a separate
unit.3 If the presumption is not rebutted, the Board ap-
plies
2 Approximately 150 bargaining unit employees work in the Roller
Chain division, while approximately 79 work in the Automotive Divi-
sion.
3 308 NLRB at 1175. The Gitano analysis begins with the Board’s
long-held rebuttable presumption that the new facility is a separate
appropriate unit. Prior to Gitano, the Board required that, in order to
331 NLRB No. 47
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
328
a simple fact-based majority test to determine whether
the [employer] is obligated to recognize and bargain
with the union as the representative of the unit at the
new facility. If a majority of the employees in the unit
at the new facility are transferees from the original bar-
gaining unit, we will presume that those employees
continue to support the union and find that the em-
ployer is obligated to recognize and bargain with the
union as the exclusive collective-bargaining representa-
tive of the employees in the new unit. Absent this ma-
jority showing, no such presumption arises and no bar-
gaining obligation exists.
Thus, Gitano sets forth the rule to be applied in situations,
like the instant case, where an employer has transferred
some portion of unit employees to a new facility. In con-
trast, Rock-Tenn and Lennox, relied on by the Regional Di-
rector, each involved an attempt to clarify an existing single
combined unit of employees at more than one facility fol-
lowing a reorganization. No unit employees were relocated
to another facility. In those circumstances the Board con-
sidered whether recent changes in organizational structure
and operations were of such a significant nature so as to
override the parties’ long history of bargaining in a single
combined unit.
We find no merit to the Union’s contention that Gitano
is limited to situations involving a merger of represented
with unrepresented employees. In Armco Steel Co., su-
pra at 259–260 (1993), the Board rejected the contention
that Gitano limited unit clarification proceedings to a
determination of the inclusion or exclusion of relocated
employees vis-à-vis the unit from which they came and
applied the Gitano analysis to determine the appropriate-
ness of a separate unit of the relocated employees. The
Board found that:
[Gitano] also requires an analysis of whether the relo-
cated employees, together with any new employees,
would constitute an appropriate unit. Such unit scope
issues are as readily resolvable in UC [unit clarifica-
tion] proceedings as they are in any other type of repre-
sentation proceeding. And, resolution of all the Gitano
matters in a UC proceeding would frequently be pref-
erable to their resolution in an unfair labor practice pro-
ceeding. Id. at 259.
Thus, in Armco, the Board relied heavily on the expediency
and efficiency of utilizing unit clarification proceedings in
resolving unit scope and majority status issues. These con-
cerns are paramount even in the absence of unrepresented
justify removing a group employed at an extension or spinoff of the
employer’s operations, the petitioner would have the burden of demon-
strating that the group was sufficiently dissimilar from the remainder of
the unit. Coca-Cola Bottling Co. of Buffalo, 299 NLRB 989, 990
(1990), enfd. 936 F.2d 122 (2d Cir. 1991), supplemental decision 313
NLRB 1061 (1994), enf. denied 55 F.3d 74 (2d Cir. 1995), supplemen-
tal decision 325 NLRB 312 (1998), enfd. in part 191 F.3d 316 (2d Cir.
1999).
employees. Moreover, in Mercy Health Services, 311
NLRB 367 (1993), the Board applied a Gitano analysis
where two registered nurses were transferred to an off-site
location from the main hospital in order to create a new
dialysis treatment unit. There were no unrepresented em-
ployees at this new facility. Accordingly, we find that the
Gitano analysis is appropriate to determine whether the
Automotive Division at the Employer’s Chicopee facility is
a separate, appropriate unit.4
Under Gitano we start with the rebuttable presumption
that the new facility is a separate appropriate unit. In
determining whether the presumption has been rebutted,
the Board looks at such factors as central control over
daily operations and labor relations, including the extent
of local autonomy; similarity of employee skills, func-
tions and working conditions; degree of employee inter-
change; distance between locations and bargaining his-
tory, if any. Esco Corp., 298 NLRB 837 (1990).
As noted by the Regional Director, the two divisions
have operated independently since the Automotive Divi-
sion made the 5-mile move to Chicopee. They have
separate managerial hierarchies, separate training and
quality control procedures, and separate overtime and
vacation seniority. The two divisions’ managers and
supervisors have no role in each other’s discipline or
hiring. Each division handles union grievances sepa-
rately, with guidance from the corporation’s central hu-
man resources department.
There is limited interchange between the two divi-
sions. Five to six employees have transferred from the
Roller Chain Division to the Automotive Division since
the move. Temporary reassignments, however, are in-
frequent.
There is a history of common collective bargaining
since the creation of the Automotive Division in 1989.
The two divisions were part of the same bargaining unit
and had been covered by the same collective-bargaining
agreement. Due to being subject to the same collective-
bargaining agreement, employees of both divisions have
almost identical terms and conditions of employment,
except that the contract provides piece rate incentive bo-
nuses for Roller Chain employees. The collective-
bargaining agreement also provides that employees in
either division can bid on job openings in the other.
However, even prior to the relocation, the two divisions
were individually represented in negotiations with the
Union.
4 The Union requested that this case be remanded for further deter-
mination by the Regional Director if the Board further determines that a
Gitano analysis should have been applied. The Union’s request is
denied as the record, exceptions, and briefs adequately present the
facts, issues, and positions of the parties with respect to application of
Gitano to the facts here.
U.S. TUSBAKI, INC.
329
Under the circumstances here, we find that the
presumption of a separate, appropriate unit at the
Chicopee facility has not been rebutted. Rather we find
that the two divisions have operated independently such
that separate units at the Chicopee and Holyoke facilities
are appropriate.5 We, therefore, reverse the Regional
Director’s decision and find that the unit should be
clarified and that two separate collective-bargaining
units located at Chicopee and Holyoke are appropriate.
Since all of the unit employees at Chicopee are
transferees from the original bargaining unit, we find
that the Union continues to represent the employees in
both the Holyoke and the Chicopee bargaining units.
ORDER
The National Labor Relations Board clarifies the col-
lective-bargaining unit represented by the U.S. Steel-
workers of America, and its Local 7912, AFL–CIO,
CLC, to provide that the following units of employees
constitute separate appropriate collective-bargaining
units:
All full and regular part-time production and Mainte-
nance employees, group leaders, and watchmen Em-
ployed at the Employer’s 106 Longsack Drive,
Chicopee, Massachusetts location, but excluding office
clerical employees, technical and professional employ-
ees, guards and supervisors as defined in the Act.
All full-time and regular part-time production and
maintenance employees, group leaders, and watchmen
employed at the Employer’s 821 Main Street, Holyoke,
Massachusetts location, but excluding office clerical
employees, technical and professional employees,
guards and supervisors as defined in the Act.
APPENDIX
REGIONAL DIRECTOR’S DECISION AND ORDER
Upon a petition duly filed under Section 9(b) of the National
Labor Relations Act, as amended, a hearing was held before a
hearing officer of the National Labor Relations Board (the
Board).
In accordance with the provisions of Section 3(b) of the Act,
the Board has delegated its authority in this proceeding to the
Regional Director.
Upon the entire record in this proceeding, I find
1. The hearing officer's rulings made at the hearing are free
from prejudicial error and are hereby affirmed.
2. The Employer-Petitioner is engaged in commerce within
the meaning of the Act, and it will effectuate the purposes of
the Act to assert jurisdiction in this matter.
3. The Employer-Petitioner is an Illinois corporation with
facilities located throughout the United States. The instant
petition involves its manufacturing facilities in Holyoke and
Chicopee, Massachusetts, which produce and distribute roller
5 In view of our conclusion, we do not pass on the Employer’s ar-
gument that a single unit is inappropriate because the Automotive Divi-
sion had become a separate employer apart from the Roller Chain Divi-
sion.
chains, engineering chains, sprockets, power transmission unit
controls, and automotive timing chain systems.
The Union has represented employees employed at the Em-
ployer-Petitioner’s Holyoke plant since 1979, when it was certi-
fied as the exclusive collective-bargaining representative for the
following appropriate unit:
All full-time and regular part-time production and mainte-
nance employees, group leaders, and watchmen employed at
the Employer’s 821 Main Street, Holyoke, Massachusetts lo-
cation, but excluding office clerical employees, technical and
professional employees, guards and supervisors as defined in
the Act.
At the time of certification, the plant was operated by Acme
Chain Corporation (Acme), whose assets the Employer-
Petitioner purchased in 1989. The business operated by Acme
eventually became known as the Employer-Petitioner’s Roller
Chain Division. In about 1990, the Employer-Petitioner began
operating its Automotive Division as a startup business at the
same location. The Employer-Petitioner and the Union have
negotiated three collective-bargaining agreements, each of
which covers a single bargaining unit of Roller Chain and
Automotive employees.
In about November 1996, because of increased volume of
automotive business, the Employer-Petitioner’s Automotive
Division was moved to a facility about 5 miles away, in
Chicopee, Massachusetts. As a result of that move, the Em-
ployer-Petitioner has petitioned for a severance of the bargain-
ing unit which has historically included employees of both
divisions. The Employer-Petitioner seeks to leave the current
unit description intact, and to create a second bargaining unit
consisting of all full-time and regular part-time production and
maintenance employees, group leaders, and watchmen em-
ployed at the Employer-Petitioner’s 106 Longsack Drive,
Chicopee, Massachusetts location, excluding office clerical
employees, technical and profession employees, guards, super-
visors as defined in the Act, and all other employees. The Un-
ion seeks to leave the composition of the bargaining unit un-
changed by clarifying it to include all full-time and regular
part-time production and maintenance employees, group lead-
ers and watchmen employed in the Employer-Petitioner’s
Roller Chain and Automotive Divisions, located in Holyoke
and Chicopee, Massachusetts.
The Employer-Petitioner employs about 1025 employees in
its various divisions nationwide. Of those, about 336 work in
the Holyoke and Chicopee facilities. The Employer-
Petitioner’s manufacturing operations are divided into indus-
trial products and automotive products. Its Roller Chain Divi-
sion is one of four divisions within the industrial products
group, while its Automotive Division is the sole division within
the automotive group. Approximately 150 bargaining unit
employees work in the Roller Chain Division, while about 79
work in Automotive. A general affairs group functions at the
corporate level, providing administrative support services such
as human resources management and legal advice.
The Automotive Division is run by Vice President Miya Mi-
yazaki, who reports directly to the president of the corporation.
Reporting to Miyazaki is Automotive General Manager Mark
Miller. Neither Miyazaki nor Miller has responsibilities in the
Roller Chain Division. The industrial products group, which
includes the Roller Chain Division, is headed by Senior Vice
President for Manufacturing Tad Ichikawa, who reports to the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
330
president and oversees the division general managers. Craig
Miller, the vice president and general manager of the Roller
Chain Division, has no responsibility for the Automotive Divi-
sion. Each division also has its own manufacturing managers, a
human resources manager, and other managers who report to
the division vice president.
Michael Lerner is the Employer-Petitioner’s senior vice
president of administration and finance, treasurer, and general
counsel. He reports to Ken Takakura, the Employer-
Petitioner’s president. Reporting to Lerner are the Employer-
Petitioner’s finance and accounting functions, as well as gen-
eral administrative functions and human resources.
The overall structure of the Employer-Petitioner’s divisions
has not changed significantly since 1991, when the Automotive
Division was in its infancy. Because the Automotive Division
was small, however, some employees and supervisors of the
Roller Chain Division also had duties in the Automotive Divi-
sion. For example, some engineering, maintenance, and mate-
rials management personnel had dual functions in the two divi-
sions. Similarly, Manufacturing Manager David Monroe testi-
fied that prior to his move to the Automotive Division in 1993,
he oversaw the quality assurance function for both divisions.
Currently, no manager or supervisor has responsibilities in both
divisions.
In late 1994, the Employer-Petitioner formed a study group
to evaluate space needs of its Automotive Division, which at
that time occupied building B of the Holyoke plant, an attached
but free-standing addition to the original buildings of the Holy-
oke plant. The study group was necessitated by new automo-
tive contracts and by the prospect of additional contracts, which
made it clear that the space available in the Holyoke facility
was not sufficient to handle the future business of the Automo-
tive Division.1 In order to handle the increased volume, the
Employer-Petitioner considered expanding the existing facility,
moving to a new facility outside the New England region, or
relocating within New England. Because of construction costs
and production considerations, the Employer-Petitioner decided
to relocate within the region.
In early 1996, the Employer-Petitioner met with union repre-
sentatives to bargain over the effects of the decision to relocate
the Automotive Division. In meetings throughout 1996, the
Employer-Petitioner unsuccessfully sought the Union’s agree-
ment to establish a new bargaining unit consisting only of
Automotive Division employees. One of the chief concerns in
those negotiations was the bidding and bumping rights between
divisions.2 Because those discussions did not result in an
agreement, the Employer-Petitioner filed this petition.
In about July 1996, the Employer-Petitioner began moving
its Automotive Division to Chicopee. By November 1996, the
move was complete. All the automotive machinery used in
building B was relocated to Chicopee. In addition, all the
Automotive Division employees were relocated, and they now
report to the Chicopee facility. Although the Employer-
Petitioner has hired some additional automotive employees
since then, it did not add employees at the time of the reloca-
tion. It is undisputed that the majority of the employees cur-
1 Since 1991, the Automotive Division has grown from about 8 unit
employees to the 79 which it currently employs.
2 Under the current and predecessor collective-bargaining agree-
ments, employees in each division can bid on vacancies in the other
divisions.
rently working in Chicopee relocated from the Automotive
Division at the Holyoke facility.
The Employer-Petitioner’s Roller Chain Division manufac-
tures chain for a variety of industrial uses. Most of the product
is stock product which the Employer-Petitioner sells to distribu-
tors who then sell it to end-users. The Roller Chain Division
manufactures up to 5000 different versions of chain in about 18
different sizes and sells it to about 1700 customers throughout
the U.S. and South America. The Automotive Division, on the
other hand, manufactures automotive timing chains in only two
different sizes. It has only three customers,3 all automotive
manufacturers, and each product is made to the specifications
of the customer. Virtually all the timing chains produced by
the Automotive Division are made to order according to the
customer’s production schedules, rather than for stock.
The two divisions’ sales forces and distribution methods are
illustrative of the differences between the divisions’ manufac-
turing processes and concerns. The Automotive Division main-
tains an office in Detroit, where its customers are located.
Based in the Employer-Petitioner’s office there are the automo-
tive sales manager, as well as engineering staff to support the
sales function and service the needs of the specific customer.
The sales and marketing managers in the Automotive Division
have no responsibility for selling or marketing Roller Chain
products. The Roller Chain Division does not have its own
sales and marketing group. Instead, the sales and marketing
functions for all of the Employer-Petitioner’s industrial groups
are performed by a single sales and marketing group led by
Senior Vice President Bob Callahan. In the Automotive Divi-
sion, most sales are made by customer pickup, since the Em-
ployer-Petitioner manufactures only enough chain every day to
supply the customers’ manufacturing needs for a single day. In
the Roller Chain Division, common carriers move most of the
product out of the Holyoke plant.
Until about November 1996, the Automotive Division pur-
chased accounting services from the Roller Chain Division.
Currently, however, each division has its own accounting func-
tion and prepares its own budget, financial reports, payroll, and
accounts payable. The Employer-Petitioner’s billing function
is performed centrally, not only for the Automotive and Roller
Chain Divisions, but for the Employer-Petitioner’s other divi-
sions, as well.
Currently, there is only one service which the Automotive
Division continues to purchase from the Roller Chain Division.
Because Automotive does not have its own tool room, it pur-
chases some tool sharpening and repair services from Roller
Chain. According to Automotive Division Manufacturing
Manager David Monroe, about 7 or 8 percent of the tool repair
requirements of the Automotive Division are provided by the
Roller Chain Division, which is compensated for the service.
The rest is outsourced to other vendors. Neither division pro-
vides any other products or services to the other.4
While the Employer-Petitioner has a centralized labor rela-
tions structure, its day-to-day human resources functions are
performed locally. Although the Roller Chain Division for-
merly provided human resources management to the Automo-
3 Two of those customers, General Motors and Nissan, account for
98 percent of the Automotive Division’s business.
4 Monroe also testified that the Automotive Division recently shared
Roller Chain’s sorting machine because of a problem with its own
machine, and that Automotive recently performed some specialized
metal finishing for Roller Chain.
U.S. TUSBAKI, INC.
331
tive Division,5 each division now has its own human resources
manager, who reports not to the corporate human resources
director, but to the general manager of that division. Each has
responsibility for filling job vacancies, hiring employees, and
adjusting grievances, but only in the division in which he
works.
The human resources managers receive support and advice
from the general affairs group, which includes Michael Lerner,
the senior vice president of administration and finance, treas-
urer, and general counsel. Lerner has been involved in the
negotiation of all three contracts between the Employer-
Petitioner and the Union, but he testified that he acts in an advi-
sory capacity, not as the final decisionmaker. Lerner did not
identify which Employer-Petitioner official has the final author-
ity in contract negotiations, at which each division is also repre-
sented. During the most recent negotiation, however, he was
consulted by telephone before the Employer-Petitioner repre-
sentatives would agree to the final proposal. Roller Chain Vice
President and General Manager Craig Miller testified that, al-
though he has the authority to effectuate labor relations policies
for his division, he usually consults with Lerner or some other
individual in the corporate office before doing so.6
In their early stages, grievances are handled in the division in
which they arise, with no input from the other division, and
little input from the corporate office. Lerner testified that his
involvement in the grievance procedure is limited to the third
step, the step before arbitration, where his role as general coun-
sel necessitates his involvement. He does not draft the Em-
ployer-Petitioner’s third-step response, but stated that he ex-
pects to review the draft of the third-step response in order to
provide effective legal advice in preparation for arbitration.
With few exceptions, all bargaining unit employees have
identical terms and conditions of employment, regardless of
which division they work in. Because they are subject to the
same collective-bargaining agreement, their wage scales and
benefits are the same. Under that contract, Roller Chain Divi-
sion employees have an incentive program involving piece
work bonuses, which Automotive employees do not share.
First-shift employees have different starting times at the two
plants, but that was true before the move to Chicopee, as well.
The two divisions have, on occasion, observed holidays differ-
ently with the Union’s agreement.
Since the move to Chicopee, there have been a handful of
permanent transfers, but no temporary ones. The parties’ col-
lective-bargaining agreement permits employees in either divi-
sion to bid on job openings in the other division.7 As a result of
this provision, about five or six employees have permanently
transferred from the Roller Chain Division to the Automotive
Division since November 1996.8 Even though the parties’ col-
5 In October 1996, Dan Boyle became the first human resources
manager in the Automotive Division. He was promoted from a position
in the Roller Chain Division.
6 Not all negotiations with the Union require corporate involvement.
In the summer of 1996, when the parties attempted to bargain over the
Employer-Petitioner’s proposal to sever the unit, negotiations were
conducted between the Union and management representatives of the
two divisions, with no corporate participation. At those meetings, the
parties discussed such issues as bumping and bidding between divi-
sions, but reached no agreement, necessitating this proceeding.
7 In accordance with the contract, there is only one seniority list for
the two divisions.
8 Monroe testified that there also may have been one employee who
has transferred from Automotive to Roller Chain. Most employees in
lective-bargaining agreement permits the Employer-Petitioner
to transfer employees at its discretion, no employee has been
temporarily reassigned to the other division since the Automo-
tive Division moved to Chicopee.9 Even before the move to
Chicopee, however, temporary reassignments between divi-
sions were, at most, sporadic.10 According to Miller and Union
witness Donald Laverdiere, the two divisions operated as essen-
tially independent operations even before the relocation of the
Automotive Division.
Employees in the two divisions have little contact with one
another. Monroe testified that employees are not moved from
one division to the other when there are staff shortages, except
in the one instance described above. Additionally, in about
October or November 1996, the Employer-Petitioner conducted
a joint safety training program at the Chicopee facility for about
6–10 employees. There was no testimony as to whether bar-
gaining unit employees from the two divisions interact in the
process of the tool repairs performed at Holyoke for the Auto-
motive Division.
Discussion
Unit clarification is appropriate for resolving, inter alia, am-
biguities concerning the unit placement of employees in his-
torical bargaining units following a reorganization of an em-
ployer’s operations..11 In “compelling circumstances,” the
Board will clarify an historical unit into two units where the
historical unit is no longer appropriate because of recent sig-
nificant changes.12 Where the changes are not recent or signifi-
cant, the Board will not disturb the parties’ collective-
bargaining history.
I find that clarification is not warranted in this case because,
while the Automotive and Roller Chain operations are essen-
tially independent, this is not a result of any recent, significant
changes in operation. Rather, the two divisions operated inde-
pendently even before the Automotive Division moved to
Chicopee, and any further severing of the operations since then
is not substantial.
In their briefs, the parties urge me to analyze this case under
Gitano Distribution Center, 308 NLRB 1172 (1992), an unfair
labor practice case concerning the bargaining obligation of an
employer following a relocation of employees.13 While the
Board has held that the Gitano analysis may be applied to a unit
the Automotive Division started in the Roller Chain Division. Em-
ployee Donald Laverdiere, who has worked in both divisions, testified
that working in Roller Chain generally qualifies employees to work in
Automotive, and that there is little additional training for employees
who transfer to Automotive.
9 Monroe testified that, in November 1996, during a production
shutdown in the Roller Chain Division, the Employer-Petitioner posted
temporary openings in the Automotive Division in order to fill vacation
slots during Thanksgiving week. Four Roller Chain employees bid on
those slots and worked 3 days in Automotive.
10 Roller Chain General Manager Craig Miller testified that, before
the move to Chicopee, shipping employees may have been reassigned
between divisions on an infrequent basis, but he could not recall any
specific instances of such transfers.
11 Armco Steel Co., 312 NLRB 257 (1993).
12 Rock-Tenn Co., 274 NLRB 772, 773 (1985).
13 The Employer-Petitioner argues that Gitano creates a presumption
that the new facility is a separate unit, and that the Union has not rebut-
ted that presumption. The Union agrees that, under Gitano, such a
presumption is created, but contends that it has successfully rebutted
the presumption.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
332
clarification,14 I find such an analysis inappropriate here. Gi-
tano involved a relocation of represented employees to a plant
where they were merged with unrepresented employees. The
issue before the Board was whether the represented and unrep-
resented employees at the new facility together constituted a
new unit. Here, there are no unrepresented employees involved
in the relocation to Chicopee. Instead, the Employer-Petitioner
simply transferred its entire Automotive operation, including all
equipment, management, and employees, to a new facility be-
cause of space considerations. Unlike Gitano and Armco, there
are no issues here of merging unrepresented employees with
represented employees without their consent. Significantly,
there is no dispute over whether the represented employees at
the new plant constitute a majority, and so the issue the Board
set out to resolve in Gitano is absent.
In order to overcome a long bargaining history, the Board
requires a petitioner to demonstrate that changes in the bargain-
ing unit are both recent and substantial. Here, the Employer-
Petitioner has not shown either. While the relocation of the
Automotive Division was recent, it was not the event which
created the autonomy of the two operations. Rather, as Roller
Chain Division General Manager Craig Miller admitted, the
two divisions were operating independently long before the
move to Chicopee. Moreover, the changes occurring in No-
vember 1996 were not substantial. Indeed, besides the geo-
graphical relocation to a site only 5 miles from the Holyoke
plant, the only evidence of change was in the appointment of a
human resources manager for the Automotive Division.
In Lennox Industries, 308 NLRB 1237 (1992), the Board
found that recent, substantial changes in the employer’s corpo-
rate structure justified clarifying an historical unit consisting of
manufacturing employees and sales and distribution employees.
There, the employer centralized its sales and distribution opera-
tions, relocated all its sales and distribution employees to cor-
porate headquarters, and eliminated all management positions
related to the sales and distribution functions. In so doing, the
Board held, the employer eliminated any community of interest
its manufacturing and sales and distribution employees may
have shared before the reorganization.15 In particular, the
Board noted that the human resources and labor relations func-
tions, which had been common to the two groups of employees
before the reorganization, were now entirely separate. Id. at
1239.
Similarly, in Rock-Tenn Co., supra, the Board clarified an
historical unit of paper mill employees and partition plant em-
ployees into two units following the sale of the operations to
14 Armco Steel Co., supra.
15 The Board stated that “the only remaining shared community of
interest between [the manufacturing employees and the sales and distri-
bution employees] are the common terms and conditions of employ-
ment set forth in the collective-bargaining agreement, and the common
overall control at the highest corporate level.” Id. at 1238.
separate divisions of the Rock-Tenn company. Both before and
after the sale of the operations, the two divisions had entirely
separate and independent manufacturing operations, with no
employee interchange, no common supervision or management,
and no common control of labor relations. The Board con-
cluded that the historical bargaining unit of employees of both
plants was no longer appropriate, and disregarded the 14-year
bargaining history. In so finding, the Board noted that although
the plants’ operations were essentially independent before the
sale, any “factors of commonality” that existed before the sale,
such as centralized labor relations, were completely eliminated
by the sale of the plants to two different corporations.16
Like the two plants in Rock-Tenn, the Automotive and Roller
Chain Divisions operated essentially independently before the
move to Chicopee, and they have continued to operate inde-
pendently since. In this case, however, the factors of common-
ality that existed before the relocation, although they may be
few, continue to exist following the move. The Employer-
Petitioner, unlike the Rock-Tenn company, continues to have
centralized labor relations and corporate control. The Em-
ployer-Petitioner continues to permit Roller Chain employees
to bid on vacancies in the Automotive Division and has trans-
ferred about a half dozen employees in this manner since No-
vember 1996. The great majority of Automotive employees
once worked in the Roller Chain Division, received their train-
ing there, and, thus, have skills similar to their Roller Chain
counterparts. Even when it was not contractually required to do
so, the Employer-Petitioner permitted Roller Chain employees
to transfer temporarily to the Automotive Division during a
plant shutdown. Thus, the community of interest shared by
Roller Chain and Automotive employees before the relocation,
however insubstantial, has not been significantly altered by the
move. As noted above, the only real change made in connec-
tion with the relocation, other than the geographical one, was
the addition of a human resources manager for the Automotive
Division. Those changes are not so substantial as to negate the
existing community of interest among unit employees and ren-
der the unit inappropriate.17
Accordingly, based upon all the foregoing and the record as
a whole, I conclude that the changes which occurred in No-
vember 1996 are not so substantial as to warrant clarification of
the longstanding bargaining unit.
16 Rock-Tenn, 274 NLRB at 773.
17 I note that the geographical proximity of the two facilities supports
a finding that the single unit remains appropriate.